EP0426801A1

EP0426801A1 - Security document with embedded security element with visually and mechanically verifiable distinguishing signs.

Info

Publication number: EP0426801A1
Application number: EP90906985A
Authority: EP
Inventors: Wittich Kaule; Michael Boehm
Original assignee: GAO Gesellschaft fuer Automation und Organisation mbH
Current assignee: GAO Gesellschaft fuer Automation und Organisation mbH
Priority date: 1989-05-12
Filing date: 1990-05-11
Publication date: 1991-05-15
Anticipated expiration: 2010-05-11
Also published as: KR920701928A; DE59008757D1; PL164147B1; ES2071095T3; ATE120294T1; FI910105A0; FI98767C; KR0146374B1; US5176405A; PL285148A1; DE3915638B4; WO1990013877A1; RU2053558C1; EP0426801B1; DE3915638A1; FI98767B

Abstract

PCT No. PCT/EP90/00765 Sec. 371 Date Mar. 7, 1991 Sec. 102(e) Date Mar. 7, 1991 PCT Filed May 11, 1990 PCT Pub. No. WO90/13878 PCT Pub. Date Nov. 15, 1990.In a security document having an embedded security element in the form of a transparent thread with electrically conductive material in at least two layers, at least one layer is transparent or partly transparent at least in certain areas. The partly transparent layer interacts with marks located on the thread in such a way that the marks are largely concealed in incident light but are recognizable visually in transmitted light.

Description

element with visually and mechanically verifiable marks

The invention relates to a security document with a security element embedded in it in the form of a transparent thread or tape, which bears visually recognizable marks in the form of characters, printed images and the like, and which is designed to be electrically mechanically controllable.

To secure security documents, it is known to embed security elements in these documents which have special mechanically detectable physical properties and / or are also designed in terms of their visual appearance in such a way that they can serve as an authenticity feature for the security document. These security elements are such. B. threads or tapes that are embedded directly in the still forming paper layer in the context of paper production.

So z. B. from DE-OS 14 46 851 a security thread is known, which is provided on both sides with micro-printed images. In order to be able to check the print on the front and back independently of one another, an aluminum layer is temporarily stored. This aluminum layer can also serve as a machine-readable feature by determining the electrical conductivity. In practice, this form has proven to be of little use, since the security thread through this aluminum layer is opaque and, firstly, the writing is only very difficult to recognize in incident light and secondly, it is also very difficult to recognize. It is usually necessary to make the paper transparent at least for the time of the test using chemical agents. In addition, the micro-printed image of the security thread overlaps with the outer printed image, which in many cases is also perceived as annoying.

Because security threads only go up to a certain one

Embedding width without holes in the sheet formation has already been proposed to incorporate porous threads that _

then can be made correspondingly wider (DE-OS 21 52 090). In a special embodiment, a security thread is also described which, when viewed in reflected and transmitted light, shows a different color. For this purpose, the thread is provided with two layers of color, between which there is a semi-transparent aluminum coating. If this thread is viewed in incident light after it is embedded in the paper, the color layer lying over the reflective aluminum coating is dominant, while when viewed in transmitted light the mixed color of the two colors will be the dominant color. With such threads, however, there are adhesion problems between the color layers and the metal layer in between, and in extreme cases the outer dye and metal layer can also be detached. Although this thread can in principle also be checked mechanically with regard to its electrical conductivity, this feature does not form a reliable authenticity feature because of the shortcomings with regard to the durability of the metal coating over the entire length

Thread length. Cracks or partial detachment of the metal layer already lead to an interruption in the electrical conductivity. Such security documents are therefore classified as forgeries during machine testing, even though they are genuine security documents.

A security thread that has a very easy to check label after storage in paper is such. B. is known from EP-A 0 279 880. This thread consists of a transparent carrier that has a lettering in the form of several individual, shiny metallic micro-characters. The well-known security thread and the micro characters on it are not recognizable in incident light. In contrast, only the characters are visible in transmitted light as sharply contoured characters, since the carrier itself is transparent. Such a security thread is produced by vapor-coating a transparent film with an aluminum layer over a large area, then printing this layer with the micro-characters using an acid-resistant printing ink and then etching away the unprinted areas, whereupon the characters are separated from one another on transparent Remain underground.

Accordingly, this thread has a clearly recognizable visual feature, but loses the property of electrical conductivity due to the splitting into individual characters and the associated interruption of the metal layer and is therefore no longer accessible to mechanical testing.

In the unpublished DE-P 38 07 126, a security thread is described with a metal coating, characters in negative form being incorporated into the metal coating. When viewing the security document in transmitted light, the characters are visible as bright characters on a dark background. With this form of representation, it is now possible to use a continuous thread

To produce a metal coating so that the electrical conductivity is basically retained over the entire length of the thread. However, the cutouts in the metal layer necessary for the representation of the characters increase the likelihood that this metal layer will crack due to frequent kinking and use of the security document, through which the electrical conductivity can then no longer be checked.

The invention is based on the object of creating a security element suitable for embedding in a security document in the form of a thread or tape. -

fen, which has a clearly recognizable visual identifier in the form of lettering or a pressure tower, print image, etc., but the security thread also has, as a machine-readable feature, electrically conductive properties and this property is reliable, unambiguously clear even after heavy mechanical loads on the security document is noticeable.

This object is achieved by the features mentioned in the characterizing part of the main claim.

In the known security threads, which only contain an electrically conductive layer, cracks in the metal coating generally lead to the conductivity being interrupted and thus no longer being testable. In the preferred embodiment of the solution according to the invention there are now two conductive layers which are capacitively coupled by a non-conductive layer (plastic film / adhesive layer etc.) which forms a dielectric. According to the invention, the conductivity of such threads is not checked by galvanic contacting of the electrically conductive layers, but by capacitive coupling of high-frequency signals. If cracks now occur in the metal layers, the metal layers interrupted by these cracks, with the dielectric in between, act like capacitors connected in series or in parallel, depending on the test setup. This maintains an alternating current conductivity through which interrupted layers can also be checked, particularly when the two metal layers are not completely interrupted at the same point on the thread. If one measures this alternating current conductivity by means of capacitive measuring methods known per se, such as are also described, for example, in DE-OS 38 43 077 or DE-PS 17 74 290, then even in one or more breaks in one or both Metal coatings for the presence of two electrical Trically conductive layers are closed and this feature serving to identify authenticity is clearly established.

One of these electrically conductive layers can now be an opaque metal coating which, according to the application described in DE-P 38 07 126, contains cutouts in the form of characters. The second electrically conductive layer is preferably a transparent ITO layer (indium tin oxide) applied, for example, by the sputtering process, which is applied on the same side of the plastic wire or on the opposite side. Since the second electrically conductive layer is transparent, the lettering in the first opaque metal layer remains visible with the same quality.

Instead of the sputtered transparent layers, which are more expensive in process engineering, thin aluminum layers can also be vapor-deposited. B. applied in an amount of about 20 mg / m ^{2 have} a sufficiently good surface conductivity and are sufficiently transparent that the negative writing is at least visually clearly visible in transmitted light.

But also . other security threads, e.g. B. Security f printed, can be made electrically conductive by this method, without the visual verifiability of the printed image is significantly impaired. In a preferred embodiment, the security thread consists of a transparent carrier film which is provided on one or both sides with a printed image or lettering, an opaque printing ink being used for producing this printed image. This printed image is provided on both sides with a partially permeable metal coating, through which the thread receives its electrical conductivity. In addition, the partially casual metallic coating due to its reflective properties that when the security document is viewed in incident light, the printed image on the security thread hardly or not at all appears. There is therefore no perceived interference between the outer print image of the security document and the print image on the security thread embedded in the security document.

Another version of the partially transparent layer consists of the use of a conductive plastic. Such plastics are generally not highly transparent, such as light-conducting, but partially transparent, so that, according to the invention, they can be combined with other properties which can be recognized in transparency.

A further development of the invention relates to making properties of a security thread that are visually recognizable in transmitted light also mechanically verifiable. Visually very conspicuous properties of a thread, such as color or micro-printing, are lost in the colored equipment of the security thread that is usually contained in the security document when attempting machine recognition. However, if the security thread is equipped with partially permeable conductive material according to the invention, these can be used to "trigger" the measurement of the other properties, i. H. that the measurement, e.g. B. the color or of structured imprints, takes place exactly at the point where the conductivity occurs. In this way, the coincidence measurement of conductivity and other properties of the security thread which can be recognized in transmitted light makes it possible to reliably assign them.

Another embodiment of the invention relates to the machine detection of transparency properties of the security thread that cannot be visually detected. such as B. the inf arot absorption. As described above, the infrared absorption of the thread is lost in the various infrared absorption properties of the security document if the measurement cannot be assigned exactly to the location of the security thread. According to the invention, the conductivity of the security thread also helps here for safe triggering for the measurement of the further properties.

In the case of the known security threads, which were distinguished by a print image visible in transmitted light, in the case of positive writing, the feature of electrical conductivity, which could be checked mechanically, had to be dispensed with entirely; in the case of negative writing, this property was due to the mechanical

Loads at least severely at risk of failure, which reduces the value for the machine authenticity check accordingly.

Since interrupted metal layers also have an AC conductivity, at least one or more of the conductive layers can also be used as a grid, e.g. Line, hole or cross grids with possibly opaque grid elements. The degree of transparency of these conductive layers can be varied when using opaque grid elements through the structural thickness of the grid elements (line width etc.) and the area coverage (grid spacing etc.).

With the present invention it is now possible to

To provide security threads with any characters, print images etc. without impairing the electrical conductivity. The conductivity as such is still after relatively high loads or -

Measurable even when there are interruptions, which increases the reliability and the value for automated test systems. In addition to being mechanically testable, this security thread also has a different appearance in reflected light and transmitted light, which cannot be imitated by alternative measures. The change in appearance can thus be used as a visual feature, which also enables authenticity checking without aids. If a security equipped with the security thread according to the invention is reproduced with commercially available copying machines, in particular color copiers, then neither the machine-testable nor the visually visible properties can be produced with it. The security thread mentioned thus also represents effective copy protection for securities.

Further advantages and advantageous developments result from the description of exemplary embodiments of the invention with reference to the figures.

The figures show:

1 shows a security thread with a negative lettering in a metal layer,

2 shows a security thread with a positive metal lettering and additional electrically conductive coatings,

3 shows a security thread with a printed image and electrically conductive layers,

4 shows a security thread constructed from two foils. Fig. 1 shows a usable in security papers security thread 1 consisting of a plastic tape 2 made of a tear-resistant plastic material such as. B. polyester, one surface of which is provided with an opaque coating 3. This coating is preferably a reflective metal layer, e.g. B. an aluminum layer which has cutouts 4 in the form of the characters and patterns to be applied to the security thread. After embedding a thread in a security paper, this coating is not visible in incident light, since the light reflected from the metal surface is again diffusely scattered in the paper. The recesses in the opaque layer can therefore only be recognized as bright areas when viewed in transmitted light. An electrically conductive layer 5 is applied to the back of the plastic film, which is preferably transparent, but at least partially permeable. Transparent, electrically conductive layers are e.g. B. indium tin oxide layers, which are applied to the film material in the sputtering process. Vacuum coating of plastic films with such materials is known (Kunststoffe 78 (1988) 9, G. Biekhor, Hanau "Vacuum coating of plastic films", pages 763-765). In many cases, however, "thin" aluminum vapor deposition is sufficient, which is technically simpler and cheaper. Aluminum vapor depositions in an amount of approx. 20 mg / m ² or less are characterized by a sufficiently high transparency for most applications.

A security thread 11 is shown in FIG. 2, which has a lettering consisting of reflective metallic characters 14, as is known, for example, from EP-A 0 279 880. Since the individual characters are not connected to one another, the thread, provided that it contains only these characters, is not electrically conductive over its entire length. In accordance with the invention, this thread is The entire thread surface extends electrically conductive layer 15 supplemented, but this is - at least partially permeable - so as not to impair the visibility of the lettering. A transmittance of approx. 50% is usually sufficient to achieve the

To be able to clearly recognize lettering without aids even with a thread embedded in paper. In the case of higher demands, fully transparent, electrically conductive layers can also be applied, such as e.g. B. the sputtered indium tin oxide layer already mentioned with, for example, 200 ohms per square area. In the security thread shown in FIG. 2, the characters 14 represent one conductive layer and layer 15 the other. The layer 14 consequently corresponds to a layer with many specifically introduced

Interruptions. To improve the capacitive measurability, the characters are to be made as large as possible. If the individual characters are connected to one another, continuous conductivity is also present, as in the example shown in FIG. 1.

Instead of incorporating the characters into a metallic coating, the plastic carrier 22 for the security thread 11 can also be printed accordingly (FIG. 3). The printed image 24 can contain characters and / or colored patterns. Characters are preferably applied using an opaque printing ink so that they can be easily recognized as dark areas in the light. In contrast, translucent or glazing colors are preferably used in the case of color patterns, so that these color patterns are only slightly visible from the ground up in incident light and can only be recognized as colored areas in transmitted light. In order to give this thread the property of electrical conductivity, it is provided on both sides with transparent or translucent electrically conductive layers. Should the print image too for this thread when looking at the security document in incident light not competing with the outer printed image of the security document, a partially reflective aluminum vapor deposition is preferred for the electrically conductive layers, z ^' . B. of about 20 mg / m ² or 800 ohms per square area. Since a surface conductivity of 10,000 ohms per square surface is sufficient for machine testing, the aluminum layer can, if necessary, also be made much thinner.

In a special embodiment (FIG. 4), the security thread 31 is composed of two carrier foils 32, these carrier foils including a printed image and / or the electrically conductive coatings 35. This protects the thin and generally sensitive layers (ITO layer, aluminum layer, etc.) against abrasion. Both foils are connected to one another via a non-conductive adhesive layer 36. A particular advantage of this structure is its symmetry. Such a security thread, which is pulled off a roll during paper manufacture and is guided to the paper screen at a predetermined position in the pulp, is less prone to so-called garland formation or twisting after it is unrolled from the spool than asymmetrically constructed threads. The reject which arises in the case of threads with an asymmetrical structure due to the flatness of the thread being flat in the paper layer can thereby be avoided.

By shifting the sensitive layers into the inner areas of the security seal, materials can now also be used which could not be used in the prior art due to their exposed position due to the lack of environmental resistance.

Claims

Security document with security element embedded therein with visually and mechanically verifiable characteristics

1. Security document with a security element embedded in it in the form of a transparent thread or tape, which carries identifiers in the form of characters, printed images and the like, and is designed to be electrically conductive for machine testability, characterized in that the security element (1, 11, 21 , 31) contains electrically conductive material (3, 14, 25a, 35a, 5, 15, 25b, 35b), this material being transparent or partially permeable, at least in some areas, and arranged above the identifier such that the identifier ( 4, 14, 24) are largely hidden when viewed in incident light, but can be recognized visually or mechanically in transmitted light.

2. Security document according to claim 1, characterized in that in addition to the transparent or partially permeable layer (5, 15, 25,

35) at least one further conductive layer (3) is designed as an opaque metal coating, which contains the identification in the form of cutouts (4).

3. Security document according to claim 1, characterized in that, in addition to the transparent or partially permeable layer (5, 15, 25, 35), at least one further conductive layer is designed as a metal layer, which has the characteristics in the form of separate or connected Has positive characters (14), patterns, etc.

4. Security document according to claim 2 or 3, characterized in that the transparent or partially permeable conductive layer (5, 15, 25, 35) is a sputtered coating.

5. Security document according to claim 4, characterized in that the transparent or partially permeable layer (5, 15, 25, 35) is an indium tin oxide layer.

6. Security document according to claim 2 or 3, characterized in that the transparent or partially permeable conductive layer (5, 15, 25, 35) is a vapor-deposited metal layer.

7. Security document according to claim 6, characterized in that the metal layer (5, 15, 25b, 35a, 35b) is a vapor-deposited aluminum layer. - ~ -

8. Security document according to claim 7, characterized in that the aluminum layer (5, 15, 25b, 35a, 35b) has an equivalent thickness of

20 mg / m ² .

. Security document according to one or more of the preceding claims, characterized in that at least one of the conductive layers (3, 14, 25a, 35a; 5, 15, 25b, 35b) is designed as a grid.

10. Security document according to claim 1, characterized in that the identifiers are applied by printing.

11. Security document according to claim 10, characterized in that the electrically conductive layers (3, 5, 15, 25, 35) cover the full area of the printing technology applied to both sides.

12. Security document according to claim 11, characterized in that these electrically conductive layers (3, 5, 15, 25, 35) are partially reflective metal coatings.

13. Security document according to claim 1, characterized in that the electrically conductive layers are galvanically separated by an insulation layer.

14. Security document according to claim 13, characterized in that the insulation layer consists of aluminum oxide.

15. Security document according to claim 1, characterized in that the security thread consists of two carrier foils (32), each of the foils carrying an electrically conductive layer (35a, 35b) and the foils being connected to one another via an adhesive layer (36).

16. Security document according to claim 13, characterized in that the foils (32) enclose the electrically conductive layers (35a, 35c).

17. Security document according to claim 13 or 14, characterized in that one of the electrically conductive layers (35) is an opaque metal layer which contains cutouts in the form of visual authenticity indicators.

18. A method for checking security documents according to one of the preceding claims, characterized in that the electrical conductivity and the presence of defined optical properties are checked at the same location on the security and, if appropriate, at the same time.