CN116094556A - Spatial multiplexing method based on IRS auxiliary terahertz MIMO communication system - Google Patents
Spatial multiplexing method based on IRS auxiliary terahertz MIMO communication system Download PDFInfo
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Abstract
本发明涉及基于IRS辅助太赫兹MIMO通信系统的空间多路复用方法,属于通信技术领域。该方法包括以下步骤:IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构提出;在提出架构下,基于克罗内克积,建立的信道模型;根据频谱效率最大化原则,构建一个含有多变量耦合和非凸约束的非凸目标函数;将优化问题解耦成两个易于求解的子问题,即IRS反射系数矩阵设计问题和收/发端的混合预编码/组合矩阵设计问题;基于黎曼流形优化算法,计算IRS反射系数矩阵;基于数理推导,得到混合预编码矩阵/组合矩阵的闭式解。
The invention relates to a space multiplexing method based on an IRS-assisted terahertz MIMO communication system, and belongs to the technical field of communication. The method includes the following steps: the IRS multi-partition auxiliary transceiver terminal multi-subarray terahertz MIMO communication system architecture is proposed; under the proposed architecture, a channel model is established based on the Kronecker product; according to the principle of spectrum efficiency maximization, a Non-convex objective function with multi-variable coupling and non-convex constraints; decoupling the optimization problem into two easy-to-solve sub-problems, namely the IRS reflection coefficient matrix design problem and the receiving/transmitting hybrid precoding/combination matrix design problem; based on Riemann flow The shape optimization algorithm is used to calculate the IRS reflection coefficient matrix; based on mathematical derivation, the closed-form solution of the hybrid precoding matrix/combination matrix is obtained.
Description
技术领域Technical Field
本发明属于通信技术领域,涉及基于IRS辅助太赫兹MIMO通信系统的空间多路复用方法。The invention belongs to the technical field of communication and relates to a spatial multiplexing method based on an IRS-assisted terahertz MIMO communication system.
背景技术Background Art
近年,5G的建设工作正在全球范围内如火如荼的展开,与此同时,学术界和工业界对6G新模式进行了探索,并对6G网络的愿景、需求、场景、关键技术、系统架构和性能指标做出了初步的设想和研究,提出了全覆盖、全频谱、全应用、强安全的发展目标与总体愿景。与5G相比,6G的峰值速率、连接密、频谱效率度等性能指标提升了10至100倍不等。太赫兹(Tera Hertz,THz)通信因为拥有超大带宽,满足高数据传输速率需求,受到下一代无线通信系统的青睐。但THz频段的超高路径损耗,限制了THz通信的通信距离,为此,常将其与大规模多输入多输出(Multiple Input Multiple Output,MIMO)技术相结合,借助大规模MIMO产生的高阵列增益来补偿路径损失,同时提供多路复用增益,进一步提高系统的频谱效率。然而,大规模MIMO技术的高硬件成本和高能耗,给网络的实际部署带来了挑战。In recent years, the construction of 5G is in full swing around the world. At the same time, academia and industry have explored the new model of 6G, and made preliminary ideas and research on the vision, requirements, scenarios, key technologies, system architecture and performance indicators of 6G networks, and put forward the development goals and overall vision of full coverage, full spectrum, full application and strong security. Compared with 5G, the performance indicators of 6G, such as peak rate, connection density and spectrum efficiency, have been improved by 10 to 100 times. Terahertz (THz) communication is favored by the next generation of wireless communication systems because of its ultra-large bandwidth and high data transmission rate requirements. However, the ultra-high path loss in the THz band limits the communication distance of THz communication. For this reason, it is often combined with massive multiple input multiple output (MIMO) technology, using the high array gain generated by massive MIMO to compensate for the path loss, while providing multiplexing gain to further improve the spectrum efficiency of the system. However, the high hardware cost and high energy consumption of massive MIMO technology have brought challenges to the actual deployment of the network.
新兴的IRS(Intelligent Reflecting Surface,IRS)技术为有效解决网络部署问题提供了转机。因具有造价低、易部署、可主动智能地调控无线传播环境等优点,IRS被纳入下一代无线通信的关键使能技术。具体而言,IRS是由大量低成本的无源反射元件组成的可重构平面,每个反射元件以可编程的方式独立调整入射电磁波的相移和振幅,从而协同实现反射波束形成和重新配置传播环境。因此,在现有的无线通信系统中采用IRS可以创造一个良好的传播环境,并提供更多的自由度进行优化。通过合理地调控每个反射单元的物理特性,可以使被IRS反射的电磁波信号形成反射波束成形,从而聚集反射信号的能量,使其指向接收端,提高接收信号强度,提升系统容量。The emerging IRS (Intelligent Reflecting Surface, IRS) technology provides a turning point for effectively solving network deployment problems. Due to its advantages such as low cost, easy deployment, and active and intelligent regulation of the wireless propagation environment, IRS has been included in the key enabling technology of the next generation of wireless communications. Specifically, IRS is a reconfigurable plane composed of a large number of low-cost passive reflective elements. Each reflective element independently adjusts the phase shift and amplitude of the incident electromagnetic wave in a programmable manner, thereby collaboratively realizing reflection beamforming and reconfiguring the propagation environment. Therefore, the use of IRS in existing wireless communication systems can create a good propagation environment and provide more degrees of freedom for optimization. By reasonably regulating the physical properties of each reflective unit, the electromagnetic wave signal reflected by the IRS can form a reflection beamforming, thereby gathering the energy of the reflected signal and pointing it to the receiving end, improving the received signal strength, and improving the system capacity.
目前,IRS在无线通信中的应用被广泛研究。在众多关键技术研究中,如何联合优化RIS反射系数和发射机波束赋形矩阵,以最大限度地获得IRS性能增益是一个关键的问题。对此,大多研究通过交替优化的方式求解IRS反射系数矩阵和收发端的混合预编码矩阵,或是收发端交替优化预编码设计,或是数字预编码与模拟预编码的内外层交替优化设计,或是IRS反射相移矩阵与混合预编码矩阵的交替优化设计。但交替优化方法存在计算复杂度高的问题,由此诞生了诸如基于块坐标下降算法、半定松弛算法、截断式信道矩阵奇异值分解法等改进优化算法,以实现系统性能与计算复杂度之间的平衡。然而,上述方法均是在优化算法上做文章,系统固有的基于半波长的天线阵列架构,在信息传输中的考虑平面波假设,使得系统的空间多路复用增益的受到可分辨的路径数限制。特别是在诸如THz通信的高频段通信中,信道具有极高的传播衰减和散射损耗,信道具有稀疏性,依靠传统架构的空间多路复用方式,改进算法以获取频谱效率增益提升空间有限,提升IRS辅助TH-MIMO系统的频谱效率遇到了瓶颈。因此,新的体系结构的提出,是提升IRS辅助TH-MIMO系统空间多路复用增益及系统频谱效率的一大突破口。At present, the application of IRS in wireless communication has been widely studied. Among many key technology studies, how to jointly optimize the RIS reflection coefficient and the transmitter beamforming matrix to maximize the IRS performance gain is a key issue. In this regard, most studies solve the IRS reflection coefficient matrix and the hybrid precoding matrix of the transceiver through alternating optimization, or the alternating optimization precoding design of the transceiver, or the alternating optimization design of the inner and outer layers of digital precoding and analog precoding, or the alternating optimization design of the IRS reflection phase shift matrix and the hybrid precoding matrix. However, the alternating optimization method has the problem of high computational complexity, which has given rise to improved optimization algorithms such as block coordinate descent algorithm, semidefinite relaxation algorithm, truncated channel matrix singular value decomposition method, etc., to achieve a balance between system performance and computational complexity. However, the above methods are all based on the optimization algorithm. The inherent half-wavelength antenna array architecture of the system and the consideration of plane wave assumption in information transmission make the spatial multiplexing gain of the system limited by the number of resolvable paths. Especially in high-frequency band communications such as THz communications, the channels have extremely high propagation attenuation and scattering losses, and the channels are sparse. Relying on the spatial multiplexing method of the traditional architecture, there is limited room for improving the algorithm to obtain spectrum efficiency gains, and the spectrum efficiency of the IRS-assisted TH-MIMO system has encountered a bottleneck. Therefore, the proposal of a new architecture is a major breakthrough in improving the spatial multiplexing gain and system spectrum efficiency of the IRS-assisted TH-MIMO system.
本文针对IRS辅助的THz-MIMO点对点通信系统,提出了IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构;在提出架构下,基于克罗内克积,建立的信道模型;以最大化系统的频谱效率为目标,构建了一个非凸优化函数,利用优化函数的限制条件互不耦合的特点,将原问题解耦为两个子问题进行求解。不同的是,文中不再考虑传统的平面波假设,而是在收发端不同子阵列间,以及IRS不同组之间考虑球面波传播,优化IRS反射波束赋形的同时,推导出收发端的混合预编码和组合矩阵的闭合式。This paper proposes an IRS multi-partition assisted transceiver multi-subarray terahertz MIMO communication system architecture for IRS-assisted THz-MIMO point-to-point communication systems; under the proposed architecture, a channel model is established based on the Kronecker product; with the goal of maximizing the spectral efficiency of the system, a non-convex optimization function is constructed, and the original problem is decoupled into two sub-problems for solution by taking advantage of the uncoupled constraints of the optimization function. The difference is that the traditional plane wave assumption is no longer considered in this paper, but spherical wave propagation is considered between different sub-arrays of the transceiver and between different IRS groups, while optimizing the IRS reflection beamforming, the hybrid precoding and combination matrix of the transceiver are derived.
发明内容Summary of the invention
有鉴于此,本发明的目的在于提供基于IRS辅助太赫兹MIMO通信系统的空间多路复用方法。In view of this, an object of the present invention is to provide a spatial multiplexing method based on an IRS-assisted terahertz MIMO communication system.
为达到上述目的,本发明提供如下技术方案:In order to achieve the above object, the present invention provides the following technical solutions:
基于IRS辅助太赫兹MIMO通信系统的空间多路复用方法,该方法包括以下步骤:A spatial multiplexing method based on an IRS-assisted terahertz MIMO communication system, the method comprising the following steps:
步骤一:IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构提出;Step 1: The IRS multi-partition auxiliary transceiver multi-subarray terahertz MIMO communication system architecture is proposed;
步骤二:在提出架构下,基于克罗内克积,建立的信道模型;Step 2: Under the proposed architecture, a channel model is established based on the Kronecker product;
步骤三:根据频谱效率最大化原则,在提出架构下构建一个含有多变量耦合和非凸约束的非凸目标函数;Step 3: According to the principle of maximizing spectrum efficiency, a non-convex objective function containing multi-variable coupling and non-convex constraints is constructed under the proposed architecture;
步骤四:将优化问题解耦成两个易于求解的子问题,即IRS反射系数矩阵设计问题和收/发端的混合预编码/组合矩阵设计问题;Step 4: Decouple the optimization problem into two easily solvable sub-problems, namely, the IRS reflection coefficient matrix design problem and the hybrid precoding/combination matrix design problem at the receiving/transmitting end;
步骤五:基于黎曼流形优化算法,计算IRS反射系数矩阵;Step 5: Calculate the IRS reflection coefficient matrix based on the Riemann manifold optimization algorithm;
步骤六:基于数理推导,得到混合预编码矩阵/组合矩阵的闭式解。Step 6: Based on mathematical derivation, the closed-form solution of the hybrid precoding matrix/combination matrix is obtained.
可选的,所述步骤一中,IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构提出,针对IRS辅助太赫兹MIMO系统,假设发射端和接收端之间的视距通信链路被障碍物阻断,需要依赖IRS建立有效的通信链路;为获取更加丰富的空间多路复用增益,收发端处采用宽间隔多子阵列混合预编码结构,并设计对应的宽间隔多分区的IRS架构。Optionally, in the step one, the IRS multi-partition assisted transceiver multi-subarray terahertz MIMO communication system architecture proposes that, for the IRS-assisted terahertz MIMO system, it is assumed that the line-of-sight communication link between the transmitter and the receiver is blocked by an obstacle, and it is necessary to rely on the IRS to establish an effective communication link; in order to obtain a richer spatial multiplexing gain, a wide-interval multi-subarray hybrid precoding structure is adopted at the transceiver, and a corresponding wide-interval multi-partition IRS architecture is designed.
可选的,所述步骤二中,在提出架构下,基于克罗内克积,建立的信道模型,结合宽间距多子阵列WSMS架构信道模型和IRS级联信道模型,得出发送端与接收端通过IRS构建的虚拟视距通信信道表示为Optionally, in the
H=HrΦHt H=H r ΦH t
式中发送端与IRS之间的信道Ht,IRS与接收端之间的信道Hr表示为In the formula The channel Ht between the transmitter and IRS and the channel Hr between the IRS and the receiver are expressed as
可选的,所述步骤三中,根据频谱效率最大化原则,在提出架构下构建一个含有多变量耦合和非凸约束的非凸目标函数,通过部署收发两端的天线阵列和IRS上的元件,打破有限的散射路径对多路复用增益带来的限制,突破现有的IRS辅助太赫兹MIMO通信系统中的频谱效率瓶颈,旨在通过联合优化IRS上的反射系数矩阵、发送端的混合预编码矩阵、接收端的混合合并矩阵,实现系统频谱效率最大化;系统频谱效率为Optionally, in the step three, according to the principle of maximizing spectrum efficiency, a non-convex objective function containing multivariable coupling and non-convex constraints is constructed under the proposed architecture, and the limitations of the limited scattering path on the multiplexing gain are broken by deploying antenna arrays at both ends of the transmission and reception and elements on the IRS, breaking through the spectrum efficiency bottleneck in the existing IRS-assisted terahertz MIMO communication system, aiming to maximize the system spectrum efficiency by jointly optimizing the reflection coefficient matrix on the IRS, the hybrid precoding matrix at the transmitting end, and the hybrid merging matrix at the receiving end; the system spectrum efficiency is
最大化系统频谱效率的优化问题表述为The optimization problem of maximizing the system spectrum efficiency is stated as
可选的,所述步骤四中,将优化问题解耦成两个易于求解的子问题,即IRS反射系数矩阵设计问题和收/发端的混合预编码/组合矩阵设计问题,求解各个问题时,我们假设信道状态信息是完全已知的,重点研究提出的新架构下收发端与IRS上的联合波束赋形;首先假设收发端的混合预编码矩阵是全数字的,以最大化系统的频谱效率为目标,优化IRS上的反射系数矩阵,得到的第一个优化子问题Optionally, in step 4, the optimization problem is decoupled into two easily solvable sub-problems, namely, the IRS reflection coefficient matrix design problem and the hybrid precoding/combination matrix design problem of the transmitting/receiving end. When solving each problem, we assume that the channel state information is completely known, and focus on the joint beamforming on the transmitting/receiving end and the IRS under the proposed new architecture; first, assuming that the hybrid precoding matrix of the transmitting/receiving end is fully digital, with the goal of maximizing the spectrum efficiency of the system, the reflection coefficient matrix on the IRS is optimized, and the first optimization sub-problem obtained is
φ∈[0,2π)φ∈[0,2π)
将得到的IRS反射系数矩阵代入,优化发送(接收)端的混合预编码矩阵(合并矩阵),此时得到第二个优化子问题Substitute the obtained IRS reflection coefficient matrix to optimize the hybrid precoding matrix (merging matrix) at the transmitting (receiving) end, and then get the second optimization sub-problem
可选的,所述步骤五中,基于黎曼流形优化算法,计算IRS反射系数矩阵,由于P1中假设收发端的预编码和组合矩阵均是全数字的最优形式,通过进一步剖析级联信道矩阵的结构,简化P1的优化问题为如下形式Optionally, in step 5, the IRS reflection coefficient matrix is calculated based on the Riemann manifold optimization algorithm. Since P1 assumes that the precoding and combination matrices of the transceiver are in the optimal form of full digital, by further analyzing the structure of the cascaded channel matrix, the optimization problem of P1 is simplified to the following form:
φ∈[0,2π)φ∈[0,2π)
其中和分别表示和的第k行和第k列,和分别表示对x向上和向下取整,表示元素全为1的行向量,1K∈CK×1表示元素全为1的列向量;令 in and Respectively and The kth row and kth column of and They represent rounding x up and down respectively. represents a row vector whose elements are all 1, 1 K ∈ C K×1 represents a column vector whose elements are all 1; let
则优化问题式P1重新表述为 Then the optimization problem P1 can be reformulated as
φ∈[0,2π)φ∈[0,2π)
将转换后的优化问题的可行搜索空间看作Nirs_tot个复圆的乘积,即:The feasible search space of the transformed optimization problem is regarded as the product of Nirs_tot complex circles, that is:
在流形M上搜索最优相移时,始终满足IRS反射系数的恒模约束,P1转换为无约束形式,采用梯度下降算法求解。When searching for the optimal phase shift on the manifold M, the constant modulus constraint of the IRS reflection coefficient is always satisfied, P1 is converted into an unconstrained form, and the gradient descent algorithm is used to solve it.
可选的,所述步骤六中,基于数理推导,得到混合预编码矩阵/组合矩阵的闭式解,首先将级联信道进行SVD分解Optionally, in step 6, based on mathematical derivation, a closed-form solution of the hybrid precoding matrix/combination matrix is obtained. First, the cascaded channel is decomposed by SVD.
其中,U是Nr_tot×Q的酉矩阵,Σ是Q×Q对角矩阵,对角线元素为级联信道的奇异值,V是Nt_tot×Q的酉矩阵,Q是级联信道矩阵H的秩;通过进一步剖析级联信道矩阵的结构,简化P2的优化问题,将级联信道矩阵重写为如下形式Where U is a unitary matrix of N r_tot ×Q, Σ is a Q×Q diagonal matrix whose diagonal elements are the singular values of the concatenated channels, and V is a unitary matrix of N t_tot ×Q. Q is the rank of the cascade channel matrix H. By further analyzing the structure of the cascade channel matrix and simplifying the optimization problem of P2, the cascade channel matrix can be rewritten as follows:
其中,结合H的SVD分解,得到发送端混合预编码矩阵的闭式解in, Combined with the SVD decomposition of H, the closed-form solution of the hybrid precoding matrix at the transmitter is obtained:
其中,表示右奇异矩阵的前Ns列,的归一化注水功率分配矩阵,表示第i条数据流分配的功率,且i=1,2,L,Ns,ε是注水高度,将级联信道矩阵重写为:in, represents the first N s columns of the right singular matrix, The normalized water injection power allocation matrix is: represents the power allocated to the ith data stream, and i=1,2,L,N s , ε is the water injection height, Rewrite the cascaded channel matrix as:
其中,结合H的SVD分解,得到接收端混合组合码矩阵的闭式解in, Combined with the SVD decomposition of H, the closed-form solution of the mixed combination code matrix at the receiving end is obtained
其中,表示左奇异矩阵的前Ns列。in, Represents the first Ns columns of the left singular matrix.
本发明的有益效果在于:The beneficial effects of the present invention are:
1)提出了IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构,由于IRS和收发端的子阵列间的间距较宽,子阵列与子阵列之间的相关性低,利用球面波传输给各子阵列带来的可分辨的相位差,同时获取路径间多路复用增益和路径内复用增益,打破了传统架构中空间复用增益受高频段通信信道稀疏性的限制;1) An IRS multi-partition assisted transceiver multi-subarray terahertz MIMO communication system architecture is proposed. Since the spacing between the IRS and the transceiver subarrays is wide and the correlation between the subarrays is low, the resolvable phase difference brought to each subarray by spherical wave transmission is used to obtain the inter-path multiplexing gain and the intra-path multiplexing gain at the same time, breaking the limitation of the spatial multiplexing gain in the traditional architecture due to the sparsity of the high-frequency communication channel;
2)在IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统架构下,通过联合分析宽子阵列架构下的通信信道模型和IRS辅助通信的级联信道模型,建立了基于克罗内克积的信道模型;2) Under the IRS multi-partition assisted transceiver multi-subarray terahertz MIMO communication system architecture, a channel model based on Kronecker product was established by jointly analyzing the communication channel model under the wide subarray architecture and the cascade channel model of IRS assisted communication;
3)以最大化系统的频谱效率为目标,构建了一个非凸优化函数,利用优化函数的限制条件互不耦合的特点,将原问题解耦为两个子问题进行求解,通过解剖信道结构,采用黎曼流形优化算法,计算IRS反射系数矩阵,并通过数理推导,得到混合预编码矩阵/组合矩阵的闭式解,在计算复杂度与统频谱效率之间取得了很好的折中。3) With the goal of maximizing the spectral efficiency of the system, a non-convex optimization function was constructed. The original problem was decoupled into two sub-problems by utilizing the uncoupled constraints of the optimization function. The IRS reflection coefficient matrix was calculated by dissecting the channel structure and using the Riemann manifold optimization algorithm. The closed-form solution of the hybrid precoding matrix/combination matrix was obtained through mathematical deduction, achieving a good compromise between computational complexity and overall spectral efficiency.
本发明的其他优点、目标和特征在某种程度上将在随后的说明书中进行阐述,并且在某种程度上,基于对下文的考察研究对本领域技术人员而言将是显而易见的,或者可以从本发明的实践中得到教导。本发明的目标和其他优点可以通过下面的说明书来实现和获得。Other advantages, objectives and features of the present invention will be described in the following description to some extent, and to some extent, will be obvious to those skilled in the art based on the following examination and study, or can be taught from the practice of the present invention. The objectives and other advantages of the present invention can be realized and obtained through the following description.
附图说明BRIEF DESCRIPTION OF THE DRAWINGS
为了使本发明的目的、技术方案和优点更加清楚,下面将结合附图对本发明作优选的详细描述,其中:In order to make the purpose, technical solutions and advantages of the present invention more clear, the present invention will be described in detail below in conjunction with the accompanying drawings, wherein:
图1为基于IRS辅助太赫兹MIMO通信系统的空间多路复用方案设计过程;FIG1 is a design process of a spatial multiplexing scheme based on an IRS-assisted terahertz MIMO communication system;
图2为IRS多分区辅助收发端多子阵列太赫兹MIMO通信系统模型图;FIG2 is a model diagram of the IRS multi-partition auxiliary transceiver multi-subarray terahertz MIMO communication system;
图3为黎曼流形优化的几何图解示意图。Figure 3 is a geometric diagram of Riemannian manifold optimization.
具体实施方式DETAILED DESCRIPTION
以下通过特定的具体实例说明本发明的实施方式,本领域技术人员可由本说明书所揭露的内容轻易地了解本发明的其他优点与功效。本发明还可以通过另外不同的具体实施方式加以实施或应用,本说明书中的各项细节也可以基于不同观点与应用,在没有背离本发明的精神下进行各种修饰或改变。需要说明的是,以下实施例中所提供的图示仅以示意方式说明本发明的基本构想,在不冲突的情况下,以下实施例及实施例中的特征可以相互组合。The following describes the embodiments of the present invention by specific examples, and those skilled in the art can easily understand other advantages and effects of the present invention from the contents disclosed in this specification. The present invention can also be implemented or applied through other different specific embodiments, and the details in this specification can also be modified or changed in various ways based on different viewpoints and applications without departing from the spirit of the present invention. It should be noted that the illustrations provided in the following embodiments only illustrate the basic concept of the present invention in a schematic manner, and the following embodiments and the features in the embodiments can be combined with each other without conflict.
其中,附图仅用于示例性说明,表示的仅是示意图,而非实物图,不能理解为对本发明的限制;为了更好地说明本发明的实施例,附图某些部件会有省略、放大或缩小,并不代表实际产品的尺寸;对本领域技术人员来说,附图中某些公知结构及其说明可能省略是可以理解的。Among them, the drawings are only used for illustrative explanations, and they only represent schematic diagrams rather than actual pictures, and should not be understood as limitations on the present invention. In order to better illustrate the embodiments of the present invention, some parts of the drawings may be omitted, enlarged or reduced, and do not represent the size of actual products. For those skilled in the art, it is understandable that some well-known structures and their descriptions in the drawings may be omitted.
本发明实施例的附图中相同或相似的标号对应相同或相似的部件;在本发明的描述中,需要理解的是,若有术语“上”、“下”、“左”、“右”、“前”、“后”等指示的方位或位置关系为基于附图所示的方位或位置关系,仅是为了便于描述本发明和简化描述,而不是指示或暗示所指的装置或元件必须具有特定的方位、以特定的方位构造和操作,因此附图中描述位置关系的用语仅用于示例性说明,不能理解为对本发明的限制,对于本领域的普通技术人员而言,可以根据具体情况理解上述术语的具体含义。The same or similar numbers in the drawings of the embodiments of the present invention correspond to the same or similar parts; in the description of the present invention, it should be understood that if the terms "upper", "lower", "left", "right", "front", "back" and the like indicate directions or positional relationships, they are based on the directions or positional relationships shown in the drawings, which are only for the convenience of describing the present invention and simplifying the description, rather than indicating or implying that the device or element referred to must have a specific direction, be constructed and operated in a specific direction. Therefore, the terms describing the positional relationship in the drawings are only used for illustrative purposes and cannot be understood as limiting the present invention. For ordinary technicians in this field, the specific meanings of the above terms can be understood according to specific circumstances.
如图1所示,本发明提供一种基于IRS辅助太赫兹MIMO通信系统的空间多路复用方案设计。As shown in FIG1 , the present invention provides a spatial multiplexing scheme design based on an IRS-assisted terahertz MIMO communication system.
图2为本发明的系统模型图,下面结合附图进行说明:FIG2 is a system model diagram of the present invention, which will be described below in conjunction with the accompanying drawings:
本发明考虑的IRS辅助太赫兹MIMO通信系统模型如图2所示。该系统是由发送端、IRS、接收端三部分组成。发射端包含Nt_tot根RF链和Nt_tot根天线,将发送端均匀的分成Kt个均匀间隔为dwid_t的子阵列,每个子阵列配置了NRF_t根射频RF链和Nt根间距为d=λ/2天线;IRS包含Nirs_tot个反射元件,将这些元件均匀地分成Kirs组,组间距为dwid_irs,每组IRS包含Nirs个均匀间隔为d=λ/2反射元件;接收端包含Nr_tot根RF链和Nr_tot根天线,将接收端均匀的分成Kr个均匀间隔为dwid_r的子阵列,每个子阵列配置了NRF_r根射频RF链和Nr根间距为d=λ/2天线。The IRS-assisted terahertz MIMO communication system model considered in the present invention is shown in Figure 2. The system consists of three parts: a transmitter, an IRS, and a receiver. The transmitter includes N t_tot RF chains and N t_tot antennas, which evenly divide the transmitter into K t subarrays with a uniform interval of d wid_t , and each subarray is configured with N RF_t RF chains and N t antennas with a spacing of d=λ/2; the IRS includes N irs_tot reflective elements, which are evenly divided into K irs groups with a group spacing of d wid_irs , and each group of IRS includes N irs reflective elements with a uniform spacing of d=λ/2; the receiver includes N r_tot RF chains and N r_tot antennas, which evenly divide the receiver into K r subarrays with a uniform interval of d wid_r , and each subarray is configured with N RF_r RF chains and N r antennas with a spacing of d=λ/2.
发射端发送NS条并行数据流,表示为且有E表示期望,(A)H表示矩阵的共轭转置,为Ns×Ns的单位矩阵。其中,传输数据流数、收发端RF链数、收发端天线数存在如下关系:Ns≤NRFt_tot≤Nt_tot,Ns≤NRFr_tot≤Nr_tot,1≤NRF_t≤Nt,1≤NRF_r≤Nr。发射信号s首先经过数字预编码器通过RF链路映射到射频域,再经过模拟预编码器的相移网络,通过发送端天线辐射后得到发送信号为The transmitter sends N S parallel data streams, expressed as And there is E represents expectation, (A) H represents the conjugate transpose of the matrix, is the identity matrix of N s ×N s . Among them, the number of transmission data streams, the number of RF chains at the transmitting and receiving ends, and the number of antennas at the transmitting and receiving ends have the following relationship: N s ≤N RFt_tot ≤N t_tot , N s ≤N RFr_tot ≤N r_tot , 1≤N RF_t ≤N t , 1≤N RF_r ≤N r . The transmission signal s first passes through the digital precoder Mapped to the RF domain through the RF link, and then passed through the analog precoder The phase shift network is radiated by the transmitting antenna to obtain the transmitted signal:
其中,ρ表示信号发送功率。由于各个子阵列之间的射频链是相互独立的,所以模拟预编码矩阵FRF是块对角结构,每个子阵的模拟预编码矩阵 θi,n为子阵列FRF,i的第n列向量,n=1,2,3,L,NRF_t,模拟预编码矩阵中的非零元素均满足恒模约束,即混合预编码器满足功率约束其中||·||F表示Frobenius范数。Where ρ represents the signal transmission power. Since the RF chains between the subarrays are independent of each other, the analog precoding matrix F RF is a block diagonal structure. The simulated precoding matrix for each subarray θ i,n is the nth column vector of subarray F RF,i , n=1,2,3,L,N RF_t , the non-zero elements in the analog precoding matrix all satisfy the constant modulus constraint, that is, Hybrid precoder meets power constraints where ||·|| F denotes the Frobenius norm.
定义发送端与IRS之间的信道矩阵为IRS与接收端之间的信道为IRS上的相移矩阵为在IRS辅助通信中,当收发端的子阵列之间的间距以及IRS的组间距较大时,此时平面波传输近似不再适用,需要考虑球形波。因此,结合宽间距多子阵列(WSMS)架构信道模型和IRS级联信道模型,得出发送端与接收端通过IRS构建的虚拟视距通信信道可以表示为The channel matrix between the transmitter and IRS is defined as The channel between IRS and the receiver is The phase shift matrix on IRS is In IRS-assisted communication, when the spacing between the subarrays of the transmitter and receiver and the group spacing of the IRS are large, the plane wave transmission approximation is no longer applicable, and spherical waves need to be considered. Therefore, combining the wide-spaced multi-subarray (WSMS) architecture channel model and the IRS cascade channel model, it is concluded that the virtual line-of-sight communication channel constructed by the transmitter and the receiver through the IRS can be expressed as
H=HrΦHt H=H r ΦH t
其中,in,
其中,表示克罗内克积,和是信道的复增益,Lt和Lr分别表示发送端与IRS之间、IRS与接收端之间的传播路径数。和分别表示信号到达(离开)IRS的第lt(lr)条路径的方位角和俯仰角,为IRS上均匀平面子阵列响应向量,和分别表示信号离开(到达)发送(接收)端第lt(lr)条路径的方位角和俯仰角,为发送(接收)端均匀平面子阵列响应向量。和分别表示球面波传播下发送端与IRS之间的第lt条路径上子阵列之间的复相移矩阵和IRS与接收端之间的第lr条路径上子阵列之间的复相移矩阵,且有其中表示发送端的第kt个子阵列在路径lt方向上与IRS上第kirs组之间的距离,表示接收端的第kr个子阵列在路径lr方向上与IRS上第kirs组之间的距离。in, represents the Kronecker product, and is the complex gain of the channel, Lt and Lr represent the number of propagation paths between the transmitter and IRS and between the IRS and the receiver, respectively. and denote the azimuth and elevation angles of the l t (l r )th path of the signal arriving at (leaving) the IRS, is the uniform plane subarray response vector on IRS, and They represent the azimuth and elevation angles of the l t (l r )th path of the signal leaving (arriving) the transmitting (receiving) end, respectively. is the uniform plane subarray response vector of the transmitting (receiving) end. and denote the complex phase shift matrix between subarrays on the lt - th path between the transmitter and the IRS and the complex phase shift matrix between subarrays on the lr - th path between the IRS and the receiver under spherical wave propagation, and in represents the distance between the kt -th subarray at the transmitter and the kirs- th group on the IRS in the direction of path lt , represents the distance between the k r th subarray at the receiving end and the k irs th group on the IRS in the direction of path l r .
其中,和分别表示x轴上包含个阵元的均匀线性阵列(ULA)的阵列响应向量和表示z轴上包含个阵元的均匀线性阵列(ULA)的阵列响应向量。于接收端子阵列而言,有个阵元,则接收端的阵列响应向量in, and Respectively represent the x-axis contains The array response vector of a uniform linear array (ULA) with 10 elements and 1000 elements represents the z-axis containing The array response vector of a uniform linear array (ULA) with 10 elements. For the receiving terminal array, there is array elements, then the array response vector at the receiving end is
另外,IRS归一化的子阵列响应向量可以表示为In addition, the IRS normalized subarray response vector It can be expressed as
其中,x和y表示IRS上子阵列中元件的索引,并且有同样地,通过变换中的上下标,即可得到where x and y represent the indices of the elements in the subarray on the IRS, and Similarly, by transforming The superscripts and subscripts in , we can get
发送信号x经过信道Ht到达IRS,在FPGA控制器操控下,IRS对接收到的信号施加相移Φ,IRS反射信号经过Hr到达接收端。由此,接收端接收到的信号为The transmitted signal x reaches the IRS through the channel Ht . Under the control of the FPGA controller, the IRS applies a phase shift Φ to the received signal, and the IRS reflected signal reaches the receiving end through Hr . Therefore, the signal received by the receiving end is
其中,是信道中的加性高斯白噪声,且n:由于IRS上各个元件的反射系数是相互独立,所以IRS上各组元件的反射系数之间也是相互独立的,则IRS上的相移矩阵是块对角矩阵,每个IRS组的反射系数矩阵 各个元件的反射系数为k=1,2,L,Kirs,l=1,2,L,Nirs,γk,l和φk,l分别是第k组IRS上第l元件的反射幅值和相移,一般地无源IRS的幅值γk,l=1,反射相移φk,l∈[0,2π)。接收端天线接收到的信号经过模拟组合器和数字组合器后得到的信号为in, is the additive white Gaussian noise in the channel, and n: Since the reflection coefficients of each element on the IRS are independent of each other, the reflection coefficients of each group of elements on the IRS are also independent of each other. Therefore, the phase shift matrix on the IRS is a block diagonal matrix. The reflection coefficient matrix for each IRS group The reflection coefficient of each element is k=1,2,L,K irs ,l=1,2,L,N irs ,γ k,l and φ k,l are respectively the reflection amplitude and phase shift of the lth element on the kth group of IRS. Generally, the amplitude of passive IRS is γ k,l =1, and the reflection phase shift is φ k,l ∈[0,2π). The signal received by the receiving antenna is passed through the analog combiner and digital combiners The signal obtained is
与发送端的模拟预编码器类似,WRF也是块对角化的,且满足恒模约束,即 Similar to the analog precoder at the transmitter, WRF is also block diagonalized and satisfies the constant modulus constraint, i.e.
在提出的系统框架下,主要目标是通过联合优化收/发端的混合预编码矩阵/组合矩以及IRS端的反射相位矩阵,最大化系统的频谱效率。首先,系统频谱效率为Under the proposed system framework, the main goal is to maximize the system's spectral efficiency by jointly optimizing the hybrid precoding matrix/combined matrix at the receiving/transmitting end and the reflected phase matrix at the IRS end. First, the system spectral efficiency is
式中,表示噪声的协方差矩阵。因此,最大化系统频谱效率的优化问题可以表述为In the formula, represents the covariance matrix of the noise. Therefore, the optimization problem of maximizing the system spectral efficiency can be expressed as
φ∈[0,2π)φ∈[0,2π)
将优化问题解耦成两个易于求解的子问题,即IRS反射系数矩阵设计问题和收/发端的混合预编码/组合矩阵设计问题,求解各个问题时,我们假设信道状态信息是完全已知的,重点研究提出的新架构下收发端与IRS上的联合波束赋形。具体而言,首先假设收发端的混合预编码矩阵(组合矩阵)是全数字的,以最大化系统的频谱效率为目标,优化IRS上的反射系数矩阵,得到的第一个优化子问题The optimization problem is decoupled into two easily solvable sub-problems, namely, the IRS reflection coefficient matrix design problem and the hybrid precoding/combination matrix design problem at the transmitter/receiver. When solving each problem, we assume that the channel state information is completely known and focus on the joint beamforming at the transmitter/receiver and IRS under the proposed new architecture. Specifically, we first assume that the hybrid precoding matrix (combination matrix) at the transmitter/receiver is fully digital, and optimize the reflection coefficient matrix on the IRS with the goal of maximizing the system's spectral efficiency. The first optimization sub-problem is
φ∈[0,2π)φ∈[0,2π)
将得到的IRS反射系数矩阵代入,优化发送(接收)端的混合预编码矩阵(合并矩阵),此时得到第二个优化子问题Substitute the obtained IRS reflection coefficient matrix to optimize the hybrid precoding matrix (merging matrix) at the transmitting (receiving) end, and then get the second optimization sub-problem
图3为黎曼流形优化方法的几何解释示意图。下面结合附图进行说明:FIG3 is a schematic diagram of the geometric interpretation of the Riemann manifold optimization method. The following is an explanation in conjunction with the accompanying drawings:
基于黎曼流形优化算法,计算IRS反射系数矩阵,由于P1中,假设收发端的预编码和组合矩阵均是全数字的最优形式,通过进一步剖析级联信道矩阵的结构,简化P1的优化问题,将级联信道矩阵重写为如下形式Based on the Riemann manifold optimization algorithm, the IRS reflection coefficient matrix is calculated. Since in P1, it is assumed that the precoding and combination matrices of the transmitting and receiving ends are in the optimal form of full digital, by further analyzing the structure of the cascade channel matrix, the optimization problem of P1 is simplified and the cascade channel matrix is rewritten as follows:
其中和分别表示Kr×Kr和Kt×Kt维的单位矩阵, 且in and denote the identity matrices of K r ×K r and K t ×K t dimensions respectively, and
其中 当收发端的天线阵列足够大时,AR和AT可认为是标准正交矩阵,两个矩阵的列向量分别构成各自的正交集,根据克罗内克积的性质知和也是标准的正交矩阵。若合理设计IRS上的反射系数,使得矩阵D主对角线上的元素远大于非主对角线上的元素,则可以近似看作级联信道矩阵H的SVD分解。因此优化问题P1可以转换为如下形式in When the antenna arrays at the transmitting and receiving ends are large enough, AR and AT can be considered as standard orthogonal matrices. The column vectors of the two matrices constitute their own orthogonal sets. According to the properties of the Kronecker product, and It is also a standard orthogonal matrix. If the reflection coefficient on the IRS is properly designed so that the elements on the main diagonal of the matrix D are much larger than the elements on the non-main diagonal, then It can be approximately regarded as the SVD decomposition of the cascade channel matrix H. Therefore, the optimization problem P1 can be transformed into the following form
φ∈[0,2π)φ∈[0,2π)
其中和分别表示和的第k行和第k列,和分别表示对x向上和向下取整,表示元素全为1的行向量,1K∈CK×1表示元素全为1的列向量。令 in and Respectively and The k-th row and k-th column of and They represent rounding x up and down respectively. represents a row vector whose elements are all 1, and 1 K ∈ C K×1 represents a column vector whose elements are all 1.
则优化问题式P1可以重新表述为 Then the optimization problem P1 can be restated as
φ∈[0,2π)φ∈[0,2π)
将转换后的优化问题的可行搜索空间可以看作Nirs_tot个复圆的乘积,即:The feasible search space of the transformed optimization problem can be regarded as the product of Nirs_tot complex circles, that is:
在流形M上搜索最优相移时,始终满足IRS反射系数的恒模约束,因此P1可以转换为无约束形式,采用梯度下降算法求解,此时优化的目标函数为When searching for the optimal phase shift on the manifold M, the constant modulus constraint of the IRS reflection coefficient is always satisfied. Therefore, P1 can be converted into an unconstrained form and solved using the gradient descent algorithm. At this time, the optimized objective function is
在黎曼流形中,目标函数的最快下降方向是与负黎曼梯度相关的方向,黎曼梯度可以通过欧几里得梯度映射得到。因此首先,计算目标函数f(v)在vk处的欧几里得梯度In the Riemann manifold, the fastest descent direction of the objective function is the direction associated with the negative Riemann gradient, which can be obtained by Euclidean gradient mapping. Therefore, first, calculate the Euclidean gradient of the objective function f(v) at v k
接着,使用正交投影算子Proj(.),将欧几里得梯度投影到切空间上,并计算f(v)在vk处的黎曼梯度Next, use the orthogonal projection operator Proj(.) to transform the Euclidean gradient Projection to tangent space and calculate the Riemann gradient of f(v) at v k
然后,根据步长μk沿负黎曼度方向更新vk Then, v k is updated along the negative Riemann degree direction according to the step size μ k
其中,μk表示Armijo步长。更新后的位于切空间,需要使用收缩算子将更新的点重新映射回流形,以便继续使用负黎曼梯度,进行下一步的更新。映射到流形上的vk+1处Where μ k represents the Armijo step size. Located in the tangent space, a contraction operator is needed to remap the updated points back to the manifold so that the negative Riemann gradient can be continued for the next update. Mapped to v k+1 on the manifold
根据以上步骤,即可得到IRS反射系数矩阵的最优解。According to the above steps, the optimal solution of the IRS reflection coefficient matrix can be obtained.
将得到的IRS反射系数矩阵代入原优化问题后,将级联信道进行SVD分解After substituting the obtained IRS reflection coefficient matrix into the original optimization problem, the cascade channel is decomposed by SVD
其中,U是Nr_tot×Q的酉矩阵,Σ是Q×Q对角矩阵,对角线元素为级联信道的奇异值,V是Nt_tot×Q的酉矩阵,Q是级联信道矩阵H的秩。通过进一步剖析级联信道矩阵的结构,简化P2的优化问题,将级联信道矩阵重写为如下形式Where U is a unitary matrix of N r_tot ×Q, Σ is a Q×Q diagonal matrix whose diagonal elements are the singular values of the concatenated channels, and V is a unitary matrix of N t_tot ×Q. Q is the rank of the cascade channel matrix H. By further analyzing the structure of the cascade channel matrix and simplifying the optimization problem of P2, the cascade channel matrix can be rewritten as follows:
其中,结合H的SVD分解,得到发送端混合预编码矩阵的闭式解in, Combined with the SVD decomposition of H, the closed-form solution of the hybrid precoding matrix at the transmitter is obtained:
其中,表示右奇异矩阵的前Ns列,的归一化注水功率分配矩阵,表示第i条数据流分配的功率,且i=1,2,L,Ns,ε是注水高度,相似地,将级联信道矩阵重写为in, represents the first N s columns of the right singular matrix, The normalized water injection power allocation matrix is: represents the power allocated to the ith data stream, and i=1,2,L,N s , ε is the water injection height, Similarly, the cascaded channel matrix can be rewritten as
其中,结合H的SVD分解,得到接收端混合组合码矩阵的闭式解in, Combined with the SVD decomposition of H, the closed-form solution of the mixed combination code matrix at the receiving end is obtained
其中,表示左奇异矩阵的前Ns列。in, Represents the first Ns columns of the left singular matrix.
最后说明的是,以上实施例仅用以说明本发明的技术方案而非限制,尽管参照较佳实施例对本发明进行了详细说明,本领域的普通技术人员应当理解,可以对本发明的技术方案进行修改或者等同替换,而不脱离本技术方案的宗旨和范围,其均应涵盖在本发明的权利要求范围当中。Finally, it should be noted that the above embodiments are only used to illustrate the technical solution of the present invention rather than to limit it. Although the present invention has been described in detail with reference to the preferred embodiments, those skilled in the art should understand that the technical solution of the present invention can be modified or replaced by equivalents without departing from the purpose and scope of the technical solution, which should be included in the scope of the claims of the present invention.
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