CN108896954A - A kind of direction of arrival estimation method based on joint real value subspace in relatively prime battle array - Google Patents
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Abstract
本发明公开了互质阵中一种基于联合实值子空间的波达角(Direction of arrival,DOA)估计方法,首先对基本互质阵进行了阵列结构的改进,使其为中心对称的;之后通过两个子阵构造两个子协方差,并进一步得到子阵间的关系矩阵;基于该关系矩阵,构造联合子空间波达角估计函数;最后从两个子阵的输出的交集中取得无模糊的DOA估计。由于关系矩阵的存在,两个子阵的输出是自动配对的,并且我们联合了两个子空间,所以估计性能得到保证。相比当下先进的算法,我们提出的方法因为仅需要实值特征分解和低维度的子协方差,所以复杂度大大降低,但在DOA估计性能方面却能几乎保持不变。因此本发明在雷达、无线通信中的定位系统中可大大降低复杂度,节省硬件成本,提高响应速度。
The invention discloses a method for estimating the angle of arrival (Direction of arrival, DOA) based on a joint real-valued subspace in a coprime array. First, the array structure of the basic coprime array is improved to make it centrosymmetric; Then two sub-covariances are constructed through the two sub-arrays, and the relationship matrix between the sub-arrays is further obtained; based on the relationship matrix, the joint subspace angle-of-arrival estimation function is constructed; finally, the unambiguous DOA estimates. Due to the existence of the relation matrix, the outputs of the two subarrays are automatically paired, and we unite the two subspaces, so the estimation performance is guaranteed. Compared with the state-of-the-art algorithms, our proposed method has greatly reduced complexity because only real-valued eigendecomposition and low-dimensional sub-covariances are required, but the performance of DOA estimation remains almost unchanged. Therefore, the present invention can greatly reduce complexity, save hardware cost and improve response speed in positioning systems in radar and wireless communication.
Description
技术领域technical field
本发明涉及互质阵中一种基于联合实值子空间的波达角估计方法,属于阵列信号处理。The invention relates to a method for estimating the angle of arrival based on a joint real-valued subspace in a coprime array, which belongs to array signal processing.
背景技术Background technique
波达角(Direction of arrival,DOA)估计是阵列信号处理的一个重要研究方向,其在雷达和移动通信等多个领域有着广泛应用。目前很多经典的超分辨率DOA估计方法已经被提出,如多重信号分类(Multiple signal classification,MUSIC)方法,借助旋转不变技术的参数估计(Estimation of signal parameters via rotational invariancetechnique,ESPRIT)方法,传播算子方法(Propagator method,PM)以及旋转不变性PM方法等等。然而为了避免估计模糊问题,这些方法全是采用阵元间距不大于半波长的紧凑型阵列,有限的DOF导致了有限的DOA估计分辨率,且存在天线间互耦的干扰。Direction of arrival (DOA) estimation is an important research direction of array signal processing, and it has been widely used in many fields such as radar and mobile communication. At present, many classic super-resolution DOA estimation methods have been proposed, such as the Multiple signal classification (MUSIC) method, the Estimation of signal parameters via rotational invariance technique (ESPRIT) method, the propagation algorithm Sub-method (Propagator method, PM) and rotation invariance PM method and so on. However, in order to avoid the problem of estimation ambiguity, these methods all use compact arrays with element spacing not greater than half a wavelength. The limited DOF leads to limited DOA estimation resolution, and there is mutual coupling interference between antennas.
作为一种非均匀稀疏阵列,嵌套阵在虚拟阵列域能获得远大于实际物理阵元数的自由度(degrees of freedom,DOF),从而增加系统容量和空间分辨率,然而嵌套阵中依然存在一个紧凑的子阵,较近的天线间距依然会受到天线间互耦的影响,使DOA估计性能降低。另一种当下比较热门的非均匀稀疏阵列是互质阵,其由两个均匀线性子阵列构成,彼此的阵元数和阵元间距存在互质性。互质阵同样能在虚拟域获得较大的DOF,而且相对于嵌套阵,互质阵的阵元分布更加稀疏,因此对互耦问题有较强的鲁棒性。为了解决较大的阵元间距带来的DOA估计模糊问题,文献“DOA estimation with combined MUSIC for coprimearray”中的联合MUSIC方法基于互质阵子阵间的互质性,从两个子阵MUSIC谱峰的交集确定了无模糊的DOA估计,但其需要两次全局谱峰搜索,复杂度高。为了降低复杂度,文献“Partial spectral search-based DOA estimation method for co-prime lineararrays”中的局部搜索MUSIC方法利用了子阵的均匀性,将角度域估计问题转变到相位域,从而仅需局部搜索即可恢复出所有的MUSIC谱峰,然后再根据互质性解模糊。然而无论是联合MUSIC还是局部搜索MUSIC,均是对子阵进行分别处理,因此在最终求交集解模糊的时候,多个DOA估计(包括真实解和模糊解)之间会存在干扰,尤其在低信噪比时容易出错。为了避免这个问题,文献“Improved DOA estimation algorithm for co-prime linear arraysusing root-MUSIC algorithm”将改进求根MUSIC方法(Li J,Jiang D.Joint elevationand azimuth angles estimation for L-shaped array)应用到了互质阵中,首先通过全体阵列的信号子空间,构造两个子阵的关系矩阵,然后基于全体阵列的噪声子空间利用求根方式求解DOA估计,该方法不但实现了两个子阵输出结果的自动配对,还进一步提升了DOA估计性能。然而,全体阵列的特征分解以及基于全体噪声子空间的估计函数均涉及到较高的复杂度。As a non-uniform sparse array, the nested array can obtain degrees of freedom (DOF) far greater than the number of actual physical array elements in the virtual array domain, thereby increasing the system capacity and spatial resolution. However, the nested array is still There is a compact sub-array, and the closer antenna spacing will still be affected by the mutual coupling between antennas, which will reduce the performance of DOA estimation. Another popular non-uniform sparse array is the coprime array, which is composed of two uniform linear subarrays, and the number of array elements and the distance between array elements are mutually prime. The coprime array can also obtain a larger DOF in the virtual domain, and compared with the nested array, the array element distribution of the coprime array is more sparse, so it has strong robustness to the mutual coupling problem. In order to solve the DOA estimation ambiguity problem caused by the large array element spacing, the joint MUSIC method in the document "DOA estimation with combined MUSIC for coprimarray" is based on the mutual prime property between the subarrays, from the MUSIC peaks of the two subarrays The intersection determines an ambiguity-free DOA estimate, but it requires two global peak searches, which has high complexity. In order to reduce the complexity, the local search MUSIC method in the document "Partial spectral search-based DOA estimation method for co-prime linear arrays" takes advantage of the uniformity of the subarray and transforms the angle domain estimation problem into the phase domain, so that only local search is required All the MUSIC peaks can be recovered, and then defuzzified according to the mutual prime. However, whether it is joint MUSIC or local search MUSIC, the sub-arrays are processed separately, so when the final intersection set is defuzzified, there will be interference between multiple DOA estimates (including the real solution and the fuzzy solution), especially at low It is easy to make mistakes when the signal-to-noise ratio. In order to avoid this problem, the document "Improved DOA estimation algorithm for co-prime linear arrays using root-MUSIC algorithm" applies the improved root-MUSIC method (Li J, Jiang D. Joint elevation and azimuth angles estimation for L-shaped array) to coprime In the array, first construct the relationship matrix of the two subarrays through the signal subspace of the entire array, and then use the root-finding method to solve the DOA estimation based on the noise subspace of the entire array. This method not only realizes the automatic matching of the output results of the two subarrays, It further improves the DOA estimation performance. However, the eigendecomposition of the whole array and the estimation function based on the whole noise subspace involve high complexity.
发明内容Contents of the invention
本发明所要解决的技术问题是提供一种互质阵中基于联合实值子空间的DOA估计方法。首先,我们将互质阵的阵列流形进行了改进,使两个子阵是中心对称的,这样通过酉变换即可使协方差变为实值的,从而大大降低复杂度。此外,我们无需全体阵列的协方差,仅需两个实值的子协方差即可求取两个子阵间的关系矩阵,避免额外配对,进一步降低了复杂度。最后基于两个子阵的噪声子空间构造了联合子空间的DOA估计代价函数。相比于改进求根MUSIC方法,所提算法复杂度大大降低,但DOA估计性能却能几乎保持不变。The technical problem to be solved by the present invention is to provide a DOA estimation method based on a joint real-valued subspace in a coprime matrix. First, we improve the array manifold of the coprime matrix, so that the two sub-arrays are centrosymmetric, so that the covariance can be changed to real-valued through unitary transformation, thereby greatly reducing the complexity. In addition, we do not need the covariance of the whole array, but only need the sub-covariance of two real-valued sub-arrays to obtain the relationship matrix between the two sub-arrays, avoiding additional pairing, and further reducing the complexity. Finally, the joint subspace DOA estimation cost function is constructed based on the noise subspace of the two subarrays. Compared with the improved root-finding MUSIC method, the complexity of the proposed algorithm is greatly reduced, but the performance of DOA estimation can remain almost unchanged.
本发明为解决上述技术问题采用以下技术方案:The present invention adopts the following technical solutions for solving the problems of the technologies described above:
本发明提供一种互质阵中一种基于联合实值子空间的波达角估计方法,所述互质阵的第一和第二子阵的结构满足中心对称,该方法的具体步骤为:The present invention provides a method for estimating the angle of arrival based on a joint real-valued subspace in a coprime array. The structures of the first and second subarrays of the coprime array satisfy centrosymmetry. The specific steps of the method are:
步骤1,构造第一和第二子阵之间的互协方差以及第二子阵的自协方差;Step 1, constructing the cross-covariance between the first and second sub-arrays and the auto-covariance of the second sub-array;
步骤2,通过酉变换对步骤1中的第一和第二子阵之间的互协方差以及第二子阵的自协方差进行实值变换;Step 2, carrying out real-valued transformation to the mutual covariance between the first and second sub-arrays in step 1 and the auto-covariance of the second sub-array by unitary transformation;
步骤3,对步骤2中第一和第二子阵之间的互协方差的实值变换结果进行奇异值分解,得到对应第一子阵的噪声子空间和对应第二子阵的噪声子空间;Step 3, perform singular value decomposition on the real-valued transformation result of the cross-covariance between the first and second sub-arrays in step 2, and obtain the noise subspace corresponding to the first sub-array and the noise subspace corresponding to the second sub-array ;
步骤4,根据步骤2中第一和第二子阵之间的互协方差以及第二子阵的自协方差的实值变换结果,构造关系矩阵;Step 4, according to the real-valued transformation result of the mutual covariance between the first and second sub-matrix and the auto-covariance of the second sub-matrix in step 2, construct a relationship matrix;
步骤5,根据步骤3中对应第一子阵的噪声子空间和对应第二子阵的噪声子空间以及步骤4中的关系矩阵,构造联合实值子空间的角度估计函数;Step 5, according to the noise subspace corresponding to the first subarray in step 3 and the noise subspace corresponding to the second subarray and the relationship matrix in step 4, construct the angle estimation function of the joint real-valued subspace;
步骤6,利用求根方式、解的均匀分布性以及关系矩阵,分别得到对应第二子阵的一组DOA估计解以及对应第一子阵的一组DOA估计解;Step 6, using the root-finding method, the uniform distribution of the solution, and the relationship matrix to obtain a group of DOA estimation solutions corresponding to the second sub-array and a group of DOA estimation solutions corresponding to the first sub-array;
步骤7,利用第一和第二子阵的互质性,将步骤6中得到的两组DOA估计解中最靠近的两个解的平均作为最终DOA估计。Step 7, using the mutual primality of the first and second sub-arrays, the average of the two closest solutions among the two sets of DOA estimation solutions obtained in step 6 is taken as the final DOA estimation.
作为本发明的进一步技术方案,步骤1中,第一和第二子阵之间的互协方差为第二子阵的自协方差为其中,A1=[a1(α1),...,a1(αK)]、A2=[a2(β1),...,a2(βK)]分别为第一和第二子阵的方向矩阵,K为空间存在的远场信号的不同方向数,αk=Nπsinθk,βk=Mπsinθk,M、N分别为第一子阵、第二子阵的阵元数,M与N为互质的整数,θk为第k个信号的DOA,k=1,2,…,K,为对角矩阵,表示第k个信号的能量,σ2为噪声能量,IN为N×N的单位矩阵。As a further technical solution of the present invention, in step 1, the mutual covariance between the first and second sub-arrays is The autocovariance of the second subarray is Among them, A 1 =[a 1 (α 1 ),...,a 1 (α K )], A 2 =[a 2 (β 1 ),...,a 2 (β K )] are respectively The direction matrix of the first and second sub-arrays, K is the number of different directions of the far-field signal existing in the space, α k =Nπsinθ k , β k =Mπsinθ k , M and N are the number of elements of the first sub-array and the second sub-array respectively, M and N are relatively prime integers, θ k is the DOA of the kth signal, k=1,2,...,K, is a diagonal matrix, Represents the energy of the kth signal, σ 2 is the noise energy, and I N is the N×N identity matrix.
作为本发明的进一步技术方案,步骤2中,第一和第二子阵之间的互协方差的实值变换结果为Rr=H1RsH2 H,第二子阵的自协方差的实值变换结果为R2r=H2RsH2 H,其中,分别为A1、A2的酉变换结果,QM和QN分别表示M阶和N阶的酉矩阵。As a further technical solution of the present invention, in step 2, the real-valued transformation result of the cross-covariance between the first and second sub-arrays is R r =H 1 R s H 2 H , the auto-covariance of the second sub-array The real-valued transformation result of is R 2r =H 2 R s H 2 H , where, are the unitary transformation results of A 1 and A 2 respectively, and Q M and Q N represent unitary matrices of order M and order N respectively.
作为本发明的进一步技术方案,偶数和奇数维度下的酉矩阵分别定义为:和其中,Ip表示p×p的单位矩阵,Πp表示p×p的反向单位矩阵,p为自然数。As a further technical solution of the present invention, the unitary matrix under even and odd dimensions is defined as: and Among them, I p represents the identity matrix of p×p, Π p represents the reverse identity matrix of p×p, and p is a natural number.
作为本发明的进一步技术方案,步骤3具体为:As a further technical solution of the present invention, step 3 is specifically:
Rr的奇异值分解为Rr=UΛVT,其中,U、Λ和V分别为左奇异向量、奇异值和右奇异向量;The singular value decomposition of R r is R r = UΛV T , where U, Λ and V are the left singular vector, singular value and right singular vector respectively;
对应第一子阵的噪声子空间Un由对应最小M-K个奇异值的左奇异向量构成;The noise subspace U corresponding to the first subarray is formed by the left singular vector corresponding to the minimum MK singular values;
对应第二子阵的噪声子空间Vn由对应最小N-K个奇异值的右奇异向量构成。The noise subspace V n corresponding to the second subarray is composed of right singular vectors corresponding to the smallest NK singular values.
作为本发明的进一步技术方案,步骤4中关系矩阵G=RrR2r +=H1RsH2 H(H2RsH2 H)+=H1H2 +,其中,(·)+表示矩阵广义逆。As a further technical solution of the present invention, in step 4, the relationship matrix G=R r R 2r + =H 1 R s H 2 H (H 2 R s H 2 H ) + =H 1 H 2 + , where (·) + denotes the generalized inverse of a matrix.
作为本发明的进一步技术方案,步骤5中联合实值子空间的角度估计函数为 As a further technical solution of the present invention, the angle estimation function of the joint real-valued subspace in step 5 is
作为本发明的进一步技术方案,步骤6具体为:As a further technical solution of the present invention, step 6 is specifically:
利用求根方式对联合实值子空间的角度估计函数进行求解,具体为:Use the root-finding method to solve the angle estimation function of the joint real-valued subspace, specifically:
由是一个范德蒙矢量,令z=ejβ,联合实值子空间的角度估计函数改写为a2(z)=[1,z,…,zN-1]T,是两个噪声子空间的联合;Depend on is a Vandermonde vector, let z=e jβ , the angle estimation function of the joint real-valued subspace is rewritten as a 2 (z)=[1,z,…,z N-1 ] T , is the union of two noise subspaces;
利用求根方式对进行求解,在求根结果中选取单位圆内且最靠近单位圆的K个根zk,k=1,…,K;use the root method to To solve, select K roots z k , k=1,...,K within the unit circle and closest to the unit circle in the root finding result;
由βk=Mπsinθk,从第二子阵得到一个DOA估计其中,angle(·)表示取相位;Depend on β k = Mπsinθ k , get a DOA estimate from the second sub-array Among them, angle( ) means to take the phase;
根据所有M个解以2/M为间隔的均匀分布性,得到对应第二子阵的一组DOA估计解其中,u为随着m的变化而变化的整数并保证位于区间[-1,1]之内;According to the uniform distribution of all M solutions with an interval of 2/M, a set of DOA estimation solutions corresponding to the second sub-array is obtained in, u is an integer that varies with m and guarantees Located in the interval [-1,1];
由以及h1(αk)=Gh2(βk),得到 Depend on and h 1 (α k ) = Gh 2 (β k ), yielding
由且得到通过a1(αk)相邻元素之间的相位差即可得到对应第一子阵的一个DOA估计为其中a1,m(αk)和a1,m+1(αk)分别表示a1(αk)的第m个和第m+1个元素;Depend on and get A DOA estimate corresponding to the first sub-array can be obtained by the phase difference between adjacent elements of a 1 (α k ) as Where a 1,m (α k ) and a 1,m+1 (α k ) represent the mth and m+1th elements of a 1 (α k ), respectively;
根据所有N个解以2/N为间隔的均匀分布性,得到对应第一子阵的一组DOA估计解其中,v为随着n的变化而变化的整数并保证位于区间[-1,1]之内。According to the uniform distribution of all N solutions with an interval of 2/N, a set of DOA estimation solutions corresponding to the first sub-array is obtained in, v is an integer that varies with n and guarantees that It is within the interval [-1,1].
作为本发明的进一步技术方案,第一和第二子阵之间的互协方差以及第二子阵的自协方差通过有限快拍数进行估计:As a further technical solution of the present invention, the cross-covariance between the first and second sub-arrays and the auto-covariance of the second sub-array are estimated through the finite number of snapshots:
其中,T表示快拍数,x1(t)、x2(t)分别为第一子阵、第二子阵的输出。 Wherein, T represents the number of snapshots, and x 1 (t) and x 2 (t) are outputs of the first sub-array and the second sub-array respectively.
本发明采用以上技术方案与现有技术相比,具有以下技术效果:Compared with the prior art, the present invention adopts the above technical scheme and has the following technical effects:
1.对互质阵列结构的改进,使其为中心对称的;1. Improvements to the coprime array structure, making it centrosymmetric;
2.基于对称的阵列结构,我们将子协方差均转为实值,从而降低了运算复杂度;2. Based on the symmetrical array structure, we convert the sub-covariances into real values, thus reducing the computational complexity;
3.无需全体阵列的特征分解和噪声空间,我们仅通过实值的子协方差即可得到关系矩阵,避免额外配对,进一步降低了复杂度;3. Without the eigendecomposition and noise space of the entire array, we can obtain the relationship matrix only through the sub-covariance of the real value, avoiding additional pairing, and further reducing the complexity;
4.最后我们基于两个子阵的实值噪声子空间,构造了DOA估计函数,获得了来自两个子阵的DOA估计信息,并基于互质性进行了解模糊;4. Finally, we constructed a DOA estimation function based on the real-valued noise subspace of the two sub-arrays, obtained the DOA estimation information from the two sub-arrays, and de-ambiguated based on the mutual prime;
5.相比于当下先进的算法,我们提出的算法能大大降低复杂度,但DOA估计性能却几乎保持不变。5. Compared with the current advanced algorithms, our proposed algorithm can greatly reduce the complexity, but the DOA estimation performance remains almost unchanged.
附图说明Description of drawings
图1是基本互质阵和改进互质阵阵列结构示意图;Fig. 1 is a schematic diagram of the structure of the basic coprime array and the improved coprime array;
图2是本发明的方法流程示意图;Fig. 2 is a schematic flow diagram of the method of the present invention;
图3是改进求根MUSIC方法与本发明所提方法的算法复杂度对比示意图;Fig. 3 is a schematic diagram of the algorithmic complexity comparison between the improved root-finding MUSIC method and the proposed method of the present invention;
图4是本发明所提方法在前100次实验下的DOA估计结果;Fig. 4 is the DOA estimation result under the first 100 experiments of the proposed method of the present invention;
图5是本发明所提方法与改进求根MUSIC算法的估计性能对比示意图。Fig. 5 is a schematic diagram of the estimation performance comparison between the proposed method of the present invention and the improved root-finding MUSIC algorithm.
具体实施方式Detailed ways
下面结合附图对本发明的技术方案做进一步的详细说明:Below in conjunction with accompanying drawing, technical scheme of the present invention is described in further detail:
本发明提出了互质阵中一种基于联合实值子空间的波达角(Direction ofarrival,DOA)估计方法。我们首先对基本互质阵进行了阵列结构的改进,使其为中心对称的,这样阵列协方差即可通过酉变换变成实值的,从而大大降低运算复杂度。之后通过两个子阵构造两个子协方差,并进一步得到子阵间的关系矩阵。基于该关系矩阵,构造联合子空间波达角估计函数。最后从两个子阵的输出的交集中取得无模糊的DOA估计。由于关系矩阵的存在,两个子阵的输出是自动配对的,并且我们联合了两个子空间,所以估计性能得到保证。相比当下先进的算法,我们提出的方法因为仅需要实值特征分解和低维度的子协方差,所以复杂度大大降低,但在DOA估计性能方面却能几乎保持不变。因此本发明在雷达、无线通信中的定位系统中可大大降低复杂度,节省硬件成本,提高响应速度。The invention proposes a method for estimating the angle of arrival (Direction of arrival, DOA) based on joint real-valued subspaces in a coprime matrix. We first improved the array structure of the basic coprime matrix, making it centrosymmetric, so that the array covariance can be transformed into real-valued by unitary transformation, thereby greatly reducing the computational complexity. Then two sub-covariances are constructed through two sub-arrays, and the relationship matrix between sub-arrays is further obtained. Based on the relationship matrix, a joint subspace angle-of-arrival estimation function is constructed. Finally an unambiguous DOA estimate is obtained from the intersection of the outputs of the two subarrays. Due to the existence of the relation matrix, the outputs of the two subarrays are automatically paired, and we unite the two subspaces, so the estimation performance is guaranteed. Compared with the state-of-the-art algorithms, our proposed method has greatly reduced complexity because only real-valued eigendecomposition and low-dimensional sub-covariances are required, but the performance of DOA estimation remains almost unchanged. Therefore, the present invention can greatly reduce complexity, save hardware cost and improve response speed in positioning systems in radar and wireless communication.
如图1所示的本互质阵和改进互质阵阵列结构,图1上半部分给出了基本互质阵的阵列结构,其由两个稀疏的均匀线性阵列(Uniform linear array,ULA)构成,子阵1有M个阵元,阵元间距为Nd,而子阵2有N个阵元,其阵元间距为Md,d为单位间距,一般设为半波长,M与N为互质的整数。该阵列结构不满足中心对称,所以无法进行实值变换。所以我们在图1下半部分给出了改进的互质阵列结构,使两个子阵此时关于Z轴是中心对称的(这里需要说明的是,图1给出的仅为一个示例,在本发明方法的实际应用中只需要保证两个子阵是中心对称即可)。假设此时空间存在来自K个不同方向的远场信号,则两个子阵的输出为As shown in Figure 1, the original coprime array and the improved coprime array array structure, the upper part of Figure 1 shows the array structure of the basic coprime array, which consists of two sparse uniform linear arrays (Uniform linear array, ULA) Composition, sub-array 1 has M array elements, the array element spacing is Nd, and sub-array 2 has N array elements, the array element spacing is Md, d is the unit spacing, generally set to half wavelength, M and N are mutually quality integer. The array structure does not satisfy the central symmetry, so real-valued transformation cannot be performed. Therefore, we have given an improved coprime array structure in the lower part of Figure 1, so that the two sub-arrays are centrosymmetric about the Z axis (it should be noted here that Figure 1 is only an example, and in this paper In the practical application of the inventive method, it is only necessary to ensure that the two sub-arrays are centrally symmetrical). Assuming that there are far-field signals from K different directions in the space at this time, the output of the two sub-arrays is
x1(t)=A1s(t)+n1(t) (1)x 1 (t)=A 1 s(t)+n 1 (t) (1)
x2(t)=A2s(t)+n2(t) (2)x 2 (t)=A 2 s(t)+n 2 (t) (2)
其中s(t)=[s1(t),...,sK(t)]T表示K个信源基带信号;n1(t)和n2(t)表示各自阵列上的加性高斯白噪声;A1=[a1(α1),...,a1(αK)]和A2=[a2(β1),...,a2(βK)]分别表示子阵1和子阵2的方向矩阵,其列称为导向矢量,表示为Where s(t)=[s 1 (t),...,s K (t)] T represents K source baseband signals; n 1 (t) and n 2 (t) represent the additives on the respective arrays Gaussian white noise; A 1 =[a 1 (α 1 ),...,a 1 (α K )] and A 2 =[a 2 (β 1 ),...,a 2 (β K )] respectively Represents the direction matrix of subarray 1 and subarray 2, whose columns are called steering vectors, denoted as
其中αk=Nπsinθk,βk=Mπsinθk,θk表示第k个信号的DOA。Among them, α k =Nπsinθ k , β k =Mπsinθ k , and θ k represents the DOA of the kth signal.
实值变换real-valued transformation
首先根据(1)-(2),构造两个子阵之间的互协方差为First, according to (1)-(2), the mutual covariance between the two sub-arrays is constructed as
其中为对角矩阵,包含K个信号能量(Gu J F,Wei P.Joint SVDof Two Cross-Correlation Matrices to Achieve Automatic Pairing in 2-D AngleEstimation Problems)。因为此时的两个子阵是中心对称的,我们可以使用酉变换进行实值转换,从而降低复杂度。奇数和偶数维度下的酉矩阵定义如下:in is a diagonal matrix containing K signal energies (Gu JF, Wei P. Joint SVD of Two Cross-Correlation Matrices to Achieve Automatic Pairing in 2-D AngleEstimation Problems). Because the two sub-arrays at this time are centrosymmetric, we can use unitary transformation for real-valued conversion, thereby reducing complexity. A unitary matrix in odd and even dimensions is defined as follows:
以子阵1的导向矢量为例,其酉变换之后变为实值导向矢量(假设M为奇数)Taking the steering vector of sub-array 1 as an example, its unitary transformation becomes a real-valued steering vector (assuming M is an odd number)
对应的实值方向矩阵为同理,子阵2的方向矩阵酉变换之后变为所以(5)式中的互协方差变为The corresponding real-valued direction matrix is Similarly, after the unitary transformation of the direction matrix of sub-matrix 2, it becomes So the cross-covariance in (5) becomes
实际中为了保证互协方差的实值性,我们可以对上式取实部,即 In practice, in order to ensure the real value of the cross-covariance, we can take the real part of the above formula, namely
基于(8)式中的互协方差,其奇异值分解(Singular value decomposition,SVD)为Based on the cross-covariance in (8), its singular value decomposition (Singular value decomposition, SVD) is
Rr=UΛVT (9)R r = UΛV T (9)
其中U,Λ和V分别表示左奇异向量,奇异值和右奇异向量。对应最小(M-K)个奇异值的左奇异向量构成子阵1的噪声子空间Un,而对应最小(N-K)个奇异值的右奇异向量构成了对应子阵2的噪声子空间Vn。所以两个子阵的角度信息可从以下代价函数获得where U, Λ and V denote the left singular vector, singular value and right singular vector, respectively. The left singular vectors corresponding to the smallest (MK) singular values constitute the noise subspace U n of subarray 1, and the right singular vectors corresponding to the smallest (NK) singular values constitute the noise subspace V n of subarray 2. So the angle information of the two sub-arrays can be obtained from the following cost function
Un Hh1(α)=0 (10)U n H h 1 (α) = 0 (10)
Vn Hh2(β)=0 (11)V n H h 2 (β) = 0 (11)
但是需要注意的是,此时α和β是分别获得,那么这就会带来两个问题:1.α和β是乱序的,此时需要额外的配对步骤,从而增加复杂度;2.α和β分别是基于各自子阵获得的,相当于只使用了部分阵列孔径,因此估计性能有待提升。所以在进行角度估计之前,我们需要得到两个子阵之间的关系,从而对两个子阵进行联合使用。However, it should be noted that α and β are obtained separately at this time, so this will bring two problems: 1. α and β are out of order, and an additional pairing step is required at this time, thereby increasing the complexity; 2. α and β are obtained based on their respective sub-arrays, which means that only part of the array aperture is used, so the estimation performance needs to be improved. Therefore, before performing angle estimation, we need to obtain the relationship between the two sub-arrays, so as to jointly use the two sub-arrays.
关系矩阵构造Relationship matrix construction
构造子阵2的自协方差为The autocovariance of the constructed submatrix 2 is
其中σ2为噪声能量,同样对其进行酉变换,并进行噪声消除Where σ 2 is the noise energy, which is also subjected to unitary transformation and noise elimination
其中σ2可从的N-K个较小特征值的平均获得([16]Yunhe C.Jointestimation of angle and Doppler frequency for bistatic MIMO radar),这里需要注意酉矩阵满足正交性,即所以酉变换不会对噪声能量产生影响。根据(8)式和(13)式,可以构造关系矩阵为where σ2 can be obtained from The average of the NK smaller eigenvalues ([16]Yunhe C.Jointestimation of angle and Doppler frequency for bistatic MIMO radar), here it is necessary to note that the unitary matrix satisfies the orthogonality, that is So the unitary transformation will not affect the noise energy. According to (8) and (13), the relationship matrix can be constructed as
G=RrR2r +=H1RsH2 H(H2RsH2 H)+=H1H2 + (14)G=R r R 2r + =H 1 R s H 2 H (H 2 R s H 2 H ) + =H 1 H 2 + (14)
那么G矩阵给出了两个子阵方向矩阵之间的关系,即Then the G matrix gives the relationship between the two subarray direction matrices, namely
H1=GH2 (15)H 1 =GH 2 (15)
需要注意的是,G矩阵的构造,是基于(8)式和(13)式中的子协方差,相比全体阵列的协方差,其构造复杂度大大降低,此外,这两个子阵还是实值的,复杂度进一步降低。It should be noted that the construction of the G matrix is based on the sub-covariance in (8) and (13). Compared with the covariance of the whole array, its construction complexity is greatly reduced. In addition, these two sub-arrays are still real value, the complexity is further reduced.
基于联合子空间的波达角估计Angle of Arrival Estimation Based on Joint Subspace
基于G矩阵,将h1(α)=Gh2(β)代入(10)式,那么基于联合实值子空间的角度估计函数可构造为Based on the G matrix, substituting h 1 (α)=Gh 2 (β) into Equation (10), then the angle estimation function based on the joint real-valued subspace can be constructed as
(16)式可用求根方式进行求解,因为其中是一个范德蒙矢量。令z=ejβ,那么其中a2(z)=[1,z,…,zN-1]T.那么(16)式可以写为Equation (16) can be solved by root-finding method, because in is a Vandermonde vector. Let z=e jβ , then where a 2 (z)=[1,z,…,z N-1 ] T . Then (16) can be written as
其中是两个噪声子空间的联合。根据(17)式的多项式求根结果,我们选取单位圆内且最靠近单位圆的K个根zk,k=1,…,K。in is the union of two noise subspaces. According to the polynomial root finding result of (17), we select K roots z k , k=1, . . . ,K within and closest to the unit circle.
因为而βk=Mπsinθk,所以从子阵2(即β)得到的DOA估计为because And β k =Mπsinθ k , so the estimated DOA obtained from sub-matrix 2 (ie β) is
从上式可以看到,因为子阵2较大的阵元间距(M>1),zk的相位值会超出[-π,π],所以存在相位模糊,我们根据zk从(18)式求出的只是其中一个模糊解,还存在(M-1)个解这M个解应满足所以他们之间的关系([11]SUNF,LAN P and GAO B.Partial spectral search-based DOA estimation method for co-prime linear arrays)为It can be seen from the above formula that because of the large element spacing (M>1) of sub-array 2, the phase value of z k will exceed [-π, π], so there is phase ambiguity. We use z k from (18) Only one of the fuzzy solutions is obtained by the formula, and there are (M-1) solutions These M solutions should satisfy So the relationship between them ([11]SUNF,LAN P and GAO B.Partial spectral search-based DOA estimation method for co-prime linear arrays) is
其中u是个整数,其随着m的变化而变化,并保证位于区间[-1,1]之内。所以所有M个解之间存在均匀分布的关系,且间距为2/M,根据这个关系以及(18)式中的一个解,我们就可以恢复出所有M个解。where u is an integer that varies with m, and guarantees It is within the interval [-1,1]. Therefore, there is a uniformly distributed relationship between all M solutions, and the distance is 2/M. According to this relationship and a solution in (18), we can recover all M solutions.
现在我们从子阵2中获得了一组解接下来,我们需要考虑来自子阵1的DOA估计。因为以及又因为导向矢量之间满足关系h1(αk)=Gh2(βk),所以得到Now we have a set of solutions from subarray 2 Next, we need to consider the DOA estimate from subarray 1. because as well as And because the relationship h 1 (α k )=Gh 2 (β k ) is satisfied between the steering vectors, we get
而且则and and but
其中的因为是标量,可以通过归一化消除。通过a1(αk)相邻元素之间的相位差即可得到对应子阵1的角度估计为one of them Because it is a scalar, it can be eliminated by normalization. Through the phase difference between adjacent elements of a 1 (α k ), the angle of the corresponding sub-array 1 can be estimated as
同理,上式为一模糊解,根据所有N个解以2/N为间隔的均匀分布性,以及(22)式获得的其中一个解,同样可以获得一组解 Similarly, the above formula is a fuzzy solution, according to the uniform distribution of all N solutions with an interval of 2/N, and one of the solutions obtained by formula (22), a set of solutions can also be obtained
现在我们获得了关于DOA估计的两组解。这两组解包含许多错误解,但也包含有真实的DOA估计。根据ZHOU C,SHI Z,GU Y,et al.DECOM:DOA estimation with combinedMUSIC for coprime array,由于互质阵中的互质性,无模糊的DOA可以从两组解的共同解,即交集获得。We now obtain two sets of solutions for DOA estimation. These two sets of solutions contain many false solutions, but also contain true DOA estimates. According to ZHOU C, SHI Z, GU Y, et al. DECOM: DOA estimation with combinedMUSIC for coprime array, due to the coprime property in the coprime array, the DOA without ambiguity can be obtained from the common solution of the two sets of solutions, namely the intersection.
但实际中,(5)式和(12)式中的协方差只能通过有限快拍数进行估计,即But in practice, the covariance in (5) and (12) can only be estimated by a limited number of snapshots, namely
其中T表示快拍数。由于残余噪声的影响,最终两组解中往往不存在完全重合的解,所以我们可以从两组解中最接近的两个解的平均作为最终无模糊DOA的估计。因为(18)和(22)获得的解均是基于zk,k=1,...,K,所以是自动配对的,即这两组解均是对应第k个信源。这样在求解最接近的两个解的时候,不会受到来自其余DOA的影响。Where T represents the number of snapshots. Due to the influence of residual noise, there is often no completely coincident solution in the final two sets of solutions, so we can estimate the final unambiguous DOA from the average of the closest two solutions in the two sets of solutions. Since the solutions obtained in (18) and (22) are based on z k , k=1,...,K, they are automatically paired, that is, the two sets of solutions correspond to the kth information source. In this way, when solving the closest two solutions, it will not be affected by other DOAs.
本发明互质阵中一种基于联合实值子空间的波达角(Direction of arrival,DOA)估计方法的步骤,如图2所示:The steps of a method for estimating the angle of arrival (Direction of arrival, DOA) based on a joint real-valued subspace in the coprime matrix of the present invention are as shown in Figure 2:
1.根据(23)-(24)式,构造两个子协方差Rc和R2;1. According to formula (23)-(24), construct two sub-covariances R c and R 2 ;
2.基于(8)式和(13)式,对两个子协方差进行实值变换得到Rr和R2r,并根据(9)式对Rr进行奇异值分解,得到对应子阵1的噪声子空间Un和对应子阵2的噪声子空间Vn;2. Based on formulas (8) and (13), perform real-valued transformation on the two sub-covariances to obtain R r and R 2r , and perform singular value decomposition on R r according to formula (9) to obtain the noise corresponding to sub-array 1 Subspace U n and noise subspace V n corresponding to subarray 2;
3.由G=RrR2r +得到关系矩阵G;3. Obtain the relationship matrix G by G=R r R 2r + ;
4.根据Un,Vn以及关系矩阵G得到(16)式中的联合子空间角度估计函数f(β);4. Obtain the joint subspace angle estimation function f(β) in formula (16) according to U n , V n and relation matrix G;
5.利用求根方式得到对应子阵2的一个DOA估计,并基于(19)式利用解的均匀分布性,得到一组解 5. Obtain a DOA estimate corresponding to sub-array 2 by using the root-finding method, and use the uniform distribution of the solution based on (19) to obtain a set of solutions
6.利用关系矩阵,同理得到对应子阵1的一组DOA估计解最后利用互质性从两组解中最靠近的两个解的平均作为最终DOA估计。6. Using the relationship matrix, a set of DOA estimation solutions corresponding to sub-array 1 can be obtained in the same way Finally, the average of the closest two solutions from the two sets of solutions is used as the final DOA estimate by using the coprime property.
我们所提算法无需额外配对和谱峰搜索,其计算复杂度主要集中在子协方差的构造和关系矩阵的求取以及最后的求根。需要注意的是算法中的子协方差均是实值的,所以计算复杂度只有相应复数矩阵运算的1/4。最终需要总复乘次数约O(MNT+N2T+0.25*(N3+2MN2)+N)次。而改进求根MUSIC方法需要复乘次数约O((M+N)2T+(M+N)3+MNK+2N2K+K3+N)。Our proposed algorithm does not require additional pairing and spectral peak search, and its computational complexity mainly focuses on the construction of sub-covariances, the calculation of relationship matrices, and the final root-finding. It should be noted that the sub-covariances in the algorithm are all real-valued, so the computational complexity is only 1/4 of the corresponding complex matrix operation. In the end, the total number of multiplications is about O(MNT+N 2 T+0.25*(N 3 +2MN 2 )+N) times. However, the improved root-finding MUSIC method requires about O((M+N) 2 T+(M+N) 3 +MNK+2N 2 K+K 3 +N) times of multiplication.
在图3中我们给出了典型参数配置下两个算法复杂度的对比,其中M=4,N=3,K=2,T=100。从图3可以发现,我们提出的算法复杂度只有改进求根MUSIC算法的40%。In Fig. 3 we give a comparison of the complexity of the two algorithms under typical parameter configurations, where M=4, N=3, K=2, T=100. It can be found from Figure 3 that the complexity of the proposed algorithm is only 40% of the improved root-finding MUSIC algorithm.
实验仿真Experimental simulation
实验中,我们采用所提的改进互质阵阵列结构,如图1中所示,其中M=4,N=3,以及K=2个信源,其DOA分别为θ1=20°和θ2=35°。各协方差矩阵分别通过T=100个快拍进行估计。为了衡量DOA估计性能,定义求根均方误差(root mean square error,RMSE)为In the experiment, we adopted the proposed improved coprime array structure, as shown in Figure 1, where M=4, N=3, and K=2 sources, and their DOAs are θ 1 =20° and θ 2 = 35°. Each covariance matrix is estimated by T=100 snapshots respectively. In order to measure the performance of DOA estimation, the root mean square error (RMSE) is defined as
其中是第l次蒙特卡洛实验时DOAθk的估计结果,我们共计进行了L=500次实验。in is the estimated result of DOAθ k during the l-th Monte Carlo experiment, and we have conducted a total of L=500 experiments.
图4给出了所提算法在前100次实验下的DOA估计结果,可以发现所提算法始终能有效地、准确地估计出两个信源的DOA。Figure 4 shows the DOA estimation results of the proposed algorithm under the first 100 experiments. It can be found that the proposed algorithm can always effectively and accurately estimate the DOA of the two sources.
图5则给出了所提算法与改进求根MUSIC算法的估计性能对比,纵轴为RMSE,横轴为SNR,可以发现二者几乎重合,说明所提算法拥有和改进求根MUSIC算法几乎一样的性能,但所提算法的复杂度却大大降低。Figure 5 shows the estimated performance comparison between the proposed algorithm and the improved root-finding MUSIC algorithm. The vertical axis is RMSE, and the horizontal axis is SNR. It can be found that the two are almost identical, indicating that the proposed algorithm has almost the same as the improved root-finding MUSIC algorithm. performance, but the complexity of the proposed algorithm is greatly reduced.
本文提出了互质阵中一种基于联合实值子空间的DOA估计算法。我们所做的关键工作可总结如下:This paper proposes a DOA estimation algorithm based on joint real-valued subspaces in coprime matrices. The key work we do can be summarized as follows:
1.对互质阵列结构的改进,使其为中心对称的;1. Improvements to the coprime array structure, making it centrosymmetric;
2.基于对称的阵列结构,我们将子协方差均转为实值,从而降低了运算复杂度;2. Based on the symmetrical array structure, we convert the sub-covariances into real values, thus reducing the computational complexity;
3.无需全体阵列的特征分解和噪声空间,我们仅通过实值的子协方差即可得到关系矩阵;3. Without the eigendecomposition and noise space of the entire array, we can obtain the relationship matrix only through the real-valued sub-covariance;
4.最后我们基于两个子阵的实值噪声子空间,构造了DOA估计函数,获得了来自两个子阵的DOA估计信息,并基于互质性进行了解模糊;4. Finally, we constructed a DOA estimation function based on the real-valued noise subspace of the two sub-arrays, obtained the DOA estimation information from the two sub-arrays, and de-ambiguated based on the mutual prime;
5.相比于当下先进的算法,我们提出的算法能大大降低复杂度,但DOA估计性能却几乎保持不变。5. Compared with the current advanced algorithms, our proposed algorithm can greatly reduce the complexity, but the DOA estimation performance remains almost unchanged.
以上所述,仅为本发明中的具体实施方式,但本发明的保护范围并不局限于此,任何熟悉该技术的人在本发明所揭露的技术范围内,可理解想到的变换或替换,都应涵盖在本发明的包含范围之内,因此,本发明的保护范围应该以权利要求书的保护范围为准。The above is only a specific implementation mode in the present invention, but the scope of protection of the present invention is not limited thereto. Anyone familiar with the technology can understand the conceivable transformation or replacement within the technical scope disclosed in the present invention. All should be covered within the scope of the present invention, therefore, the protection scope of the present invention should be based on the protection scope of the claims.
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