CN108844735A - Epicyclic gearbox fault detection method based on convolution coder and Min formula distance - Google Patents

Epicyclic gearbox fault detection method based on convolution coder and Min formula distance Download PDF

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CN108844735A
CN108844735A CN201810653611.4A CN201810653611A CN108844735A CN 108844735 A CN108844735 A CN 108844735A CN 201810653611 A CN201810653611 A CN 201810653611A CN 108844735 A CN108844735 A CN 108844735A
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fault
layer
feature vector
epicyclic gearbox
feature
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李东东
王浩
华伟
赵耀
杨帆
林顺富
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Shanghai University of Electric Power
University of Shanghai for Science and Technology
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Shanghai University of Electric Power
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01MTESTING STATIC OR DYNAMIC BALANCE OF MACHINES OR STRUCTURES; TESTING OF STRUCTURES OR APPARATUS, NOT OTHERWISE PROVIDED FOR
    • G01M13/00Testing of machine parts
    • G01M13/02Gearings; Transmission mechanisms
    • G01M13/021Gearings
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01MTESTING STATIC OR DYNAMIC BALANCE OF MACHINES OR STRUCTURES; TESTING OF STRUCTURES OR APPARATUS, NOT OTHERWISE PROVIDED FOR
    • G01M13/00Testing of machine parts
    • G01M13/02Gearings; Transmission mechanisms
    • G01M13/028Acoustic or vibration analysis

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  • Acoustics & Sound (AREA)
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Abstract

The present invention relates to a kind of epicyclic gearbox fault detection method based on convolution coder and Min formula distance, this method comprises the following steps:(1) epicyclic gearbox vibration signal is obtained;(2) epicyclic gearbox vibration signal is input to Feature Selection Model trained in advance, the Feature Selection Model is one-dimensional convolution coder;(3) Feature Selection Model extracts fault feature vector, Min formula distance of fault feature vector Yu known fault category feature vector is sought, according to Min formula apart from acquiring size fault type.Compared with prior art, the present invention can achieve very high diagnosis accuracy, and this method can adapt to the needs of real-time, have good practical value.

Description

Epicyclic gearbox fault detection method based on convolution coder and Min formula distance
Technical field
The present invention relates to power system device maintenance areas, are based on convolution coder and Min formula distance more particularly, to one kind Epicyclic gearbox fault detection method.
Background technique
The status monitoring of power system device is a part indispensable in electric system.Epicyclic gearbox is as wind-force The important transmission device of generator, it is made of sun gear, planetary gear, planet wheel bearing, gear ring and planet carrier, can be compact Space in obtain high torque ratio.Due to its complicated vibration transmission path, multiple tooth engagement effect, signal it is non-stationary And the reasons such as working background noise is big, cause its fault diagnosis to have the characteristics that itself and difficult point.The fault diagnosis of gear-box It is typically based on two aspects:Fault diagnosis based on index and the fault diagnosis based on data-driven.
Fault diagnosis based on index needs to carry out physical modeling to research object, obtains the time domain and frequency domain of object data Etc. indexs, then fault diagnosis is achieved the purpose that by each index of comparative analysis.But it largely makes an uproar since gear-box signal generally comprises Sound, signal is there are modulation phenomenon, the disadvantages of to diagnose fault that there are accuracy using index low, stability is poor.
With network and hardware technological development, the acquisition and storage of data are more convenient, and the failure based on data-driven is examined It is broken into as a new developing direction.Different with based on calibration method is referred to, data-driven method is not necessarily to carry out physical modeling, but Processing and analysis appropriate are carried out by data of the intelligent algorithm to acquisition to extract data characteristics, to find between data Rule.
Intelligence learning algorithm includes supervised learning and unsupervised learning.Supervised learning needs data sensitivity height The disadvantages of a large amount of training data.Unsupervised learning can automatically extract data characteristics in the case where no label, and algorithm adapts to Property is stronger, has become the new research hotspot of area of pattern recognition.
In fault diagnosis technology, the characteristic features of data how are effectively extracted, the precision of diagnosis is played to pass Important role.Important algorithm of the traditional neural network as feature extraction is examined in fault diagnosis field and electric system It is widely studied and is applied in survey field.But traditional neural network algorithm has the shortcomings that be difficult to overcome, such as algorithm sheet Body computational efficiency is low, and diagnostic accuracy is difficult to reach requirement, needs the initial data such as to pre-process.Traditional intelligent algorithm category In supervised learning algorithm, a large amount of manpower is needed to remove production data label, not only wasting manpower and material resources, the model of generation adapts to model Enclose that there is also limitations.
Summary of the invention
It is an object of the present invention to overcome the above-mentioned drawbacks of the prior art and provide one kind to be based on convolutional encoding The epicyclic gearbox fault detection method of device and Min formula distance.
The purpose of the present invention can be achieved through the following technical solutions:
A kind of epicyclic gearbox fault detection method based on convolution coder and Min formula distance, this method include following step Suddenly:
(1) epicyclic gearbox vibration signal is obtained;
(2) epicyclic gearbox vibration signal is input to Feature Selection Model trained in advance, the feature extraction mould Type is one-dimensional convolution coder;
(3) Feature Selection Model extracts fault feature vector, seek fault feature vector and known fault category feature to Min formula distance of amount, according to Min formula apart from acquiring size fault type.
The one-dimensional convolution coder includes sequentially connected input layer, the first convolutional layer, the first pond layer, volume Two Lamination, the second pond layer, feature vector layer and output layer, the input layer are used for input planet gear case vibration signal, institute The first convolutional layer, the first pond layer, the second convolutional layer and the second pond layer stated successively carry out adopting under convolution-down-sampling-convolution- Sample operation, the Feature Mapping figure head and the tail connection of the second pond layer is formed fault feature vector by the feature vector layer, described Output layer fault feature vector is connected entirely and exports class identical with input layer epicyclic gearbox vibration signal dimension Vibration signal, the class vibration signal infinite tendency epicyclic gearbox vibration signal.
First convolutional layer and the second convolutional layer be specially:
If l layers are convolutional layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to convolutional layer is:
Indicate l layers of j-th of Feature Mapping,Indicate l-1 layers of ith feature mapping, M indicates that l-1 layers of feature are reflected The number penetrated,Indicate l layers of trainable convolution kernel,Indicate l layers of biasing, * is convolution operation, and f () is activation primitive.
The first pond layer and the second pond layer be specially:
If l+1 layers are pond layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to pond layer is:
Indicate l+1 layers of j-th of Feature Mapping,Indicate l layers of j-th of Feature Mapping,Indicate l+1 layers inclined It sets, down () is down-sampling function, and f () is activation primitive.
Output layer is specially:
yl+1=f (ul+1)=f (Wl+1xl+1+bl+1),
yl+1Indicate the class vibration signal of output layer output, xl+1Indicate l+1 layers of Feature Mapping, Wl+1Indicate output layer Weight,Indicate the biasing of output layer, f () is activation primitive.
Step (3) Feature Selection Model extracts fault feature vector:Epicyclic gearbox vibration signal is input to one Convolution coder is tieed up, the fault feature vector of one-dimensional convolution coder feature vector layer output is extracted.
Step (3) Min formula distance obtains in the following way:
If fault feature vector is a (x11, x12... ..., x1n), the corresponding known fault category feature of a certain fault type Vector is b (x21, x22... ..., x2n), then Min formula distance of fault feature vector and the known fault category feature vector is d12
Wherein, p is Minkowski index.
Step (3) is specially apart from acquiring size fault type according to Min formula:Respectively obtain fault feature vector with it is multiple Min formula distance of known fault category feature vector, choose Min formula corresponding to the minimum value known fault category feature vector therefore Hinder fault type of the type as epicyclic gearbox.
Compared with prior art, the invention has the advantages that:
(1) present invention realizes the extraction of fault feature vector using one-dimensional convolution coder, and then combines formula distance in Min real The diagnosis of existing fault type, convolution autocoder are a kind of efficiently unsupervised recognition methods that developed recently gets up, it is combined The advantages of convolutional neural networks and autocoder respectively, the local sensing and weight of convolution algorithm share characteristic and improve meter Calculate efficiency;Autocoding makes algorithm training process unsupervisedization, does not need a large amount of time and manpower removes production data label, Unsupervised learning also reduces over-fitting to a certain extent.
(2) present invention can achieve very high diagnosis accuracy, and this method can adapt to the needs of real-time, have Good practical value.
Detailed description of the invention
Fig. 1 is that the present invention is based on the flow chart elements of convolution coder and the epicyclic gearbox fault detection method of Min formula distance Figure;
Fig. 2 is the structural schematic diagram of the one-dimensional convolution coder of the present invention;
Fig. 3 is the one-dimensional convolution coder training flow chart of the present invention;
Fig. 4 is epicyclic gearbox planetary gear vibrational waveform figure;
Fig. 5 is vibratory impulse waveform;
Fig. 6 is the feature vector chart under the effect of the first pond layer;
Fig. 7 is variation of the mean square error with the number of iterations;
Fig. 8 is epicyclic gearbox mean failure rate feature vector chart;
Fig. 9 is that the training of different Minkowski index p is accurate;
Figure 10 is the fault feature vector figure of test data.
Specific embodiment
The present invention is described in detail with specific embodiment below in conjunction with the accompanying drawings.Note that the following embodiments and the accompanying drawings is said Bright is substantial illustration, and the present invention is not intended to be applicable in it object or its purposes is defined, and the present invention does not limit In the following embodiments and the accompanying drawings.
Embodiment
As shown in Figure 1, a kind of epicyclic gearbox fault detection method based on convolution coder and Min formula distance, this method Include the following steps:
(1) epicyclic gearbox vibration signal is obtained;
(2) epicyclic gearbox vibration signal is input to Feature Selection Model trained in advance, Feature Selection Model one Tie up convolution coder;
(3) Feature Selection Model extracts fault feature vector, seek fault feature vector and known fault category feature to Min formula distance of amount, according to Min formula apart from acquiring size fault type.
As shown in Fig. 2, one-dimensional convolution coder includes sequentially connected input layer, the first convolutional layer, the first pond layer, Two convolutional layers, the second pond layer, feature vector layer and output layer, input layer be used for input planet gear case vibration signal, first Convolutional layer, the first pond layer, the second convolutional layer and the second pond layer successively carry out convolution-down-sampling-convolution-down-sampling operation, The Feature Mapping figure head and the tail connection of second pond layer is formed fault feature vector by feature vector layer, output layer by fault signature to Amount is connected entirely and is exported class vibration signal identical with input layer epicyclic gearbox vibration signal dimension, class vibration signal without Limit approach epicyclic gearbox vibration signal.
First convolutional layer and the second convolutional layer are specially:
If l layers are convolutional layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to convolutional layer is:
Indicate l layers of j-th of Feature Mapping,Indicate l-1 layers of ith feature mapping, M indicates that l-1 layers of feature are reflected The number penetrated,Indicate l layers of trainable convolution kernel,Indicate l layers of biasing, * is convolution operation, and f () is activation primitive.
First pond layer and the second pond layer are specially:
If l+1 layers are pond layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to pond layer is:
Indicate l+1 layers of j-th of Feature Mapping,Indicate l layers of j-th of Feature Mapping,Indicate l+1 layers inclined It sets, down () is down-sampling function, and f () is activation primitive, and activation primitive uses ReLU activation primitive, ReLU activation primitive It is as follows:
F (x)=max (0, x).
Output layer is specially:
yl+1=f (ul+1)=f (Wl+1xl+1+bl+1),
yl+1Indicate the class vibration signal of output layer output, xl+1Indicate l+1 layers of Feature Mapping, Wl+1Indicate output layer Weight,Indicate the biasing of output layer, f () is activation primitive.
This above-mentioned one-dimensional convolution coder is named as CAE-c1 (k1)-s1-c2 (k2)-s2.Wherein, c1 (k1) and c2 (k2) It respectively indicates first convolutional layer to handle to obtain by the c1 convolution kernels having a size of k1 × 1, second convolutional layer is by c2 Convolution kernel having a size of k2 × 1 handles to obtain, and s1 and s2 indicate the pond factor.The one-dimensional each convolution operation of convolution coder is mobile Step number is 1, and pondization is using average pondization operation.Using BP back-propagation algorithm training network, training flow chart is as shown in Figure 3.
Step (3) Feature Selection Model extracts fault feature vector:Epicyclic gearbox vibration signal is input to one Convolution coder is tieed up, the fault feature vector of one-dimensional convolution coder feature vector layer output is extracted.
Step (3) Min formula distance obtains in the following way:
If fault feature vector is a (x11, x12... ..., x1n), the corresponding known fault category feature of a certain fault type Vector is b (x21, x22... ..., x2n), then Min formula distance of fault feature vector and the known fault category feature vector is d12
Wherein, p is Minkowski index.
Step (3) is specially apart from acquiring size fault type according to Min formula:Respectively obtain fault feature vector with it is multiple Min formula distance of known fault category feature vector, choose Min formula corresponding to the minimum value known fault category feature vector therefore Hinder fault type of the type as epicyclic gearbox.
The data source of this method validity is verified in gear case of blower analog platform.Test planetary gear is mounted on speed change In case gear-box, accelerometer is mounted on gear box casing to measure vibration signal.It can be changed by speed control Motor speed, speed setting range are 0~60Hz.The sample frequency of signal is 12kHz.Failure planet gear distress Including abrasion, spot corrosion, broken teeth failure.Planetary gear health status includes:Normally, abrasion, spot corrosion and broken teeth situation, work as drive Dynamic motor speed is 40Hz, and the planetary gear time domain waveform of acquisition is as shown in Figure 4.
Motor speed is set as 1800r/min, when sample rate is 12000, different health status are taken respectively Data.Different health status primary planet wheel data acquire 100 groups of data, altogether include 400 groups of data samples.
1. convolution autocoder parameter is chosen:
Rule of thumb, choose c1 value is that 4, c2 value is 8, s1 value and s2 value is 10 to first choice.
When each sample contains at least one impact signal, this section of sample can more effective representing fault feature.Work as sample This can make each sample contain at least one impact signal comprising 2400 data points, therefore the input ruler of convolution autocoder Degree takes 2400 × 1.
As shown in figure 5, being the impact signal enlarged drawing of a certain broken teeth signal, an impact signal known to observation is opened from impact Begin to impact to terminate comprising about 20 data points.During convolution kernel local shape factor, it is believed that when convolution kernel completely covers Lid terminates since impact to impact, can effectively extract shock characteristic, therefore selecting k1 value is 21.By first layer convolution sum After pond, obtains a group profile of the signal under the effect of the first pond layer and reach, figure is as shown in Figure 6, it is seen that one A impact includes about 10 data points, and k1 value takes 9.Therefore network structure is CAE-4 (21) -10-8 (9) -10.
2. the feature extraction of convolution autocoder:
The arrangement of sample data such as table 1.50% sample is randomly selected to train network, remaining 50% is the most to be detected Sample carry out the accuracy of test network.
1 sample arrangement of table
Convolution autocoder is trained using training data.Fig. 7 is that the variation of mean square error in iterative process is bent Line, it can be seen that when the number of iterations reaches 1000 times, the variation of mean square error tends towards stability, therefore can consider network at this time It tends towards stability, choosing the number of iterations is 1000 as iteration stopping condition.
The set of the feature vector of training data is obtained by trained network.Since there are noises for experimental data, extract Feature vector similarly contain noise factor, noise is generally the random value of very little, in order to reduce the influence of noise, with feature Based on maximum value in vector set, retain maximum 90% feature vector value, so that the influence of noise is reduced, it is every kind prominent The feature of health status is distinguished.
There is the feature vector set of crack failure and broken teeth failure to be averaged respectively on normal condition, wear-out failure, tooth root Value, obtains averaged feature vector, as shown in Figure 8.It can be seen that the average characteristics difference between them is obvious.Illustrate using average Vector can efficiently differentiate different fault types, and the averaged feature vector of extraction can be used as the index for judging healthy type Vector.
3. the selection of Minkowski index:
According to p=1~10, Min formula distance of the training sample feature vector with label and indicator vector is sought, is obtained Training precision variation under different p values is as shown in Figure 9.When p value is 4, training precision highest, therefore take p=4.
4. Gernral Check-up:
The fault feature vector figure of the data is obtained using one group of test data as input, as shown in Figure 10.From amplitude and It is observed on waveform shape, the waveform and the crannied known fault category feature vector of tooth root are the most similar, which may Belonging to tooth root has crack failure.
Calculate Min formula distance between this feature vector sum indicator vector, obtain its have with normal, abrasion, tooth root crack and Min formula distance of the indicator vector of broken teeth failure is respectively 2.61,6.90,2.09,2.61.Judge that it has crack failure for tooth root, Verified, which is that tooth root has crack fault data really.
All 200 groups of test datas are obtained into the classification situation of table 3 by feature extraction and Min formula Distance Judgment.Final Accuracy of classifying is 96%.Wherein in 50 groups of data of broken teeth failure, there are 2 groups to be judged as normal, 6 groups are judged as that tooth root has crack event Barrier, reason may is that broken teeth failure and tooth root have crack failure to belong to local failure.
In operation, computer processor is intel pentium g2030, inside saves as the DDR3 memory of 2GB.1000 institutes of iteration It takes time about 7 minutes.If 1 second vibration data is inputted trained network, obtains feature vector and formula distance in Min calculates Total time less than 0.07 second.In view of network only needs training primary, network query function speed can adapt to the need of real-time diagnosis It wants.
It can be seen that this method according to above-mentioned embodiment to be not necessarily to carry out in pretreated situation vibration data, vibration Sample of signal trains network, and can achieve very high diagnosis accuracy, and this method can adapt to the needs of real-time.Tool There is good practical value.
Above embodiment is only to enumerate, and does not indicate limiting the scope of the invention.These embodiments can also be with other Various modes are implemented, and can make in the range of not departing from technical thought of the invention it is various omit, displacement, change.

Claims (8)

1. a kind of epicyclic gearbox fault detection method based on convolution coder and Min formula distance, which is characterized in that this method Include the following steps:
(1) epicyclic gearbox vibration signal is obtained;
(2) epicyclic gearbox vibration signal is input to Feature Selection Model trained in advance, the Feature Selection Model is One-dimensional convolution coder;
(3) Feature Selection Model extracts fault feature vector, seeks fault feature vector and known fault category feature vector Min formula distance, according to Min formula apart from acquiring size fault type.
2. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 1 Method, which is characterized in that the one-dimensional convolution coder include sequentially connected input layer, the first convolutional layer, the first pond layer, Second convolutional layer, the second pond layer, feature vector layer and output layer, the input layer is for input planet gear case vibration letter Number, the first convolutional layer, the first pond layer, the second convolutional layer and the second pond layer successively carries out convolution-down-sampling-volume The operation of product-down-sampling, the feature vector layer Feature Mapping figure head and the tail of the second pond layer are connected formed fault signature to Fault feature vector is connected entirely and is exported and input layer epicyclic gearbox vibration signal dimension phase by amount, the output layer Same class vibration signal, the class vibration signal infinite tendency epicyclic gearbox vibration signal.
3. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 2 Method, which is characterized in that first convolutional layer and the second convolutional layer be specially:
If l layers are convolutional layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to convolutional layer is:
Indicate l layers of j-th of Feature Mapping,Indicate l-1 layers of ith feature mapping, M indicates l-1 layers of Feature Mapping Number,Indicate l layers of trainable convolution kernel,Indicate l layers of biasing, * is convolution operation, and f () is activation primitive.
4. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 2 Method, which is characterized in that the first pond layer and the second pond layer be specially:
If l+1 layers are pond layer in one-dimensional convolutional neural networks, then the calculation formula for corresponding to pond layer is:
Indicate l+1 layers of j-th of Feature Mapping,Indicate l layers of j-th of Feature Mapping,Indicate l+1 layers of biasing, Down () is down-sampling function, and f () is activation primitive.
5. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 2 Method, which is characterized in that output layer is specially:
yl+1=f (ul+1)=f (Wl+1xl+1+bl+1),
yl+1Indicate the class vibration signal of output layer output, xl+1Indicate l+1 layers of Feature Mapping, Wl+1Indicate the weight of output layer,Indicate the biasing of output layer, f () is activation primitive.
6. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 2 Method, which is characterized in that step (3) Feature Selection Model extracts fault feature vector and is specially:Epicyclic gearbox vibration signal is defeated Enter the fault feature vector that one-dimensional convolution coder feature vector layer output is extracted to one-dimensional convolution coder.
7. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 1 Method, which is characterized in that formula distance in step (3) Min obtains in the following way:
If fault feature vector is a (x11, x12... ..., x1n), the corresponding known fault category feature vector of a certain fault type For b (x21, x22... ..., x2n), then Min formula distance of fault feature vector and the known fault category feature vector is d12
Wherein, p is Minkowski index.
8. a kind of epicyclic gearbox fault detection side based on convolution coder and Min formula distance according to claim 1 Method, which is characterized in that step (3) is specially apart from acquiring size fault type according to Min formula:Fault feature vector is obtained respectively With Min formula distance of multiple known fault category feature vectors, Min formula is chosen apart from minimum value known fault category feature vector institute Fault type of the corresponding fault type as epicyclic gearbox.
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