CN106941367A - Multiple-input and multiple-output MIMO processing method and processing device - Google Patents
Multiple-input and multiple-output MIMO processing method and processing device Download PDFInfo
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Abstract
Description
技术领域technical field
本发明涉及通信领域,具体而言,涉及一种多输入多输出MIMO的处理方法及装置。The present invention relates to the communication field, in particular, to a multiple-input multiple-output MIMO processing method and device.
背景技术Background technique
大规模多输入多输出(Multiple-Input Multiple-Output,简称为MIMO)系统能够带来系统频谱效率和系统容量的大大提升,但是实际系统中受天线尺寸及基站空间限制,不可能在水平方向上摆放大量天线。为解决这个问题,引入3D-MIMO(3-Dimension MIMO),也可以称为(Full-Dimension MIMO,简称为FD-MIMO)以解决大规模MIMO的实际实现问题。3D-MIMO系统中基站采用2D面阵有源天线,这样,用户与基站端的信号不但可以在水平方向上传输,也可以在垂直方向上传输,信道的垂直自由度就可以被挖掘。因此,3D-MIMO预编码设计也不只局限于传统的水平方向,也可以在垂直方向设计用户波束赋形矢量,从而更好的实现干扰抑制。A large-scale multiple-input multiple-output (MIMO) system can greatly improve the system spectral efficiency and system capacity, but in the actual system, due to the limitation of the antenna size and the space of the base station, it is impossible to Place a large number of antennas. To solve this problem, 3D-MIMO (3-Dimension MIMO), which may also be called (Full-Dimension MIMO, FD-MIMO for short), is introduced to solve the practical implementation problem of massive MIMO. In the 3D-MIMO system, the base station uses a 2D area array active antenna. In this way, the signals between the user and the base station can be transmitted not only in the horizontal direction, but also in the vertical direction, and the vertical degree of freedom of the channel can be tapped. Therefore, the 3D-MIMO precoding design is not limited to the traditional horizontal direction, and user beamforming vectors can also be designed in the vertical direction, so as to better achieve interference suppression.
传统MIMO系统中的预编码方法,如奇异值分解(Singular Value Decomposition,简称为SVD)、迫零(Zero Forcing,简称为ZF)、最大化信漏噪比(Signal to Leakage andNoise Ratio,简称为SLNR)等都能够实现较好的性能。然而在天线数较多的3D-MIMO中,随着天线数的增加,这些算法的计算复杂度也会随之增加。因此非常有必要进行低复杂度的3D-MIMO的预编码算法的研究。相关技术中的3D-MIMO预编码研究,一种是通过数学近似求得更简单的解形式来降低计算复杂度;另一种思路是利用2D面阵的结构特点进行两个维度的设计,从而实现复杂度的降低。第一种虽然能够在某种程度上降低运算复杂度,但是天线数增多,信道矩阵维度非常大,这必然导致矩阵运算的复杂度仍然很高;第二种是从根本上降低3D-MIMO的复杂度,一般是通过垂直、水平方向两步预编码设计来实现,但是目前这种方法的探讨大多是在单用户MIMO场景下的展开的,这并不符合实际。Precoding methods in traditional MIMO systems, such as Singular Value Decomposition (SVD for short), Zero Forcing (ZF for short), and Signal to Leakage and Noise Ratio (Signal to Leakage and Noise Ratio for short, SLNR for short) ) can achieve better performance. However, in 3D-MIMO with a large number of antennas, as the number of antennas increases, the computational complexity of these algorithms will also increase. Therefore, it is very necessary to conduct research on low-complexity 3D-MIMO precoding algorithms. The 3D-MIMO precoding research in related technologies, one is to obtain a simpler solution form through mathematical approximation to reduce the computational complexity; the other is to use the structural characteristics of the 2D area array to design two dimensions, so A reduction in complexity is achieved. Although the first type can reduce the computational complexity to a certain extent, the number of antennas increases and the dimension of the channel matrix is very large, which will inevitably lead to a high complexity of matrix operation; the second type is to fundamentally reduce the performance of 3D-MIMO. The complexity is generally achieved through two-step precoding design in the vertical and horizontal directions. However, most of the current discussions on this method are carried out in single-user MIMO scenarios, which is not realistic.
针对相关技术中3D-MIMO预编码矩阵运算的复杂度高的问题,目前尚未存在有效的解决方案。There is no effective solution to the problem of high complexity of 3D-MIMO precoding matrix calculation in the related art.
发明内容Contents of the invention
本发明提供了多输入多输出MIMO的处理方法及装置,以至少解决相关技术中3D-MIMO预编码矩阵运算的复杂度高的问题。The present invention provides a multiple-input multiple-output MIMO processing method and device to at least solve the problem of high complexity of 3D-MIMO precoding matrix calculation in the related art.
根据本发明的一个方面,提供了一种多输入多输出MIMO的处理方法,包括:基站获取所述基站覆盖范围内终端在列信道上的信道状态信息,并依据所述信道状态信息选择终端相关性满足预设条件的多个终端,其中,所述列信道为所述终端与所述基站垂直方向上天线间的传输信道;所述基站依据所述信道状态信息确定所述多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量;所述基站依据所述波束赋形矢量得到与所述波束赋形矢量对应的水平信道,并通过预设规则在所述水平信道的水平方向上进行预编码矩阵计算。According to one aspect of the present invention, a multiple-input multiple-output (MIMO) processing method is provided, including: the base station obtains channel state information of the terminal on the column channel within the coverage of the base station, and selects the relevant channel of the terminal according to the channel state information. a plurality of terminals that meet preset conditions, wherein the column channel is a transmission channel between the terminal and the antenna in the vertical direction of the base station; the base station determines that the plurality of terminals are vertically The beamforming vector obtained by calculating the precoding matrix in the direction; the base station obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, and uses preset rules in the horizontal direction of the horizontal channel Calculate the precoding matrix.
进一步地,所述基站获取所述基站覆盖范围内终端的信道状态信息包括:所述基站向所述基站覆盖范围内的终端发送信道状态信息参考符号CSI-RS;所述基站接收所述终端依据所述CSI-RS对信道进行测量后发送的信道状态信息。Further, the acquiring the channel state information of the terminal within the coverage of the base station by the base station includes: the base station sending a channel state information reference symbol CSI-RS to the terminal within the coverage of the base station; the base station receiving the terminal according to Channel state information sent after the CSI-RS measures the channel.
进一步地,所述基站依据所述信道状态信息选择终端相关性满足预设条件的多个终端包括:所述基站预先确定满足预设条件的所述多个终端的预定数量;所述基站依据所述信道状态信息选择出信道特性最好的终端作为初始终端;所述基站获取已选出的所述初始终端与多个待选择的终端之间的多个弦距离;所述基站从所述多个弦距离中选择出与所述初始终端弦距离最远的预定数量的所述多个终端。Further, the selecting by the base station according to the channel state information a plurality of terminals whose terminal correlation satisfies a preset condition includes: the base station predetermines a predetermined number of the plurality of terminals satisfying a preset condition; According to the channel state information, the terminal with the best channel characteristics is selected as the initial terminal; the base station obtains multiple chordal distances between the selected initial terminal and multiple terminals to be selected; A predetermined number of the plurality of terminals that are farthest from the initial terminal chord are selected from the chord distances.
进一步地,在所述基站依据所述信道状态信息确定所述多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量之前,所述方法还包括:所述基站配置2D均匀面阵UPA,其中,所述2D均匀面阵UPA包括:Nt=Nh×Nv根天线,Nh为水平方向列天线个数,Nv为垂直方向行天线个数,所述基站为所述基站的每个小区中随机分布的k个终端中的每一个终端配置Nr=1根天线;Hk表示第k个终端到所述基站的3D信道矩阵(Nr×(Nh×Nv)维),所述 表示用户到基站第i列天线的信道矩阵(Nr×Nv维),i=1,2...Nh,k为正整数,取值为1,2,…,S,其中S表示当前组内的用户数。Further, before the base station determines the beamforming vectors obtained by calculating the precoding matrix of the multiple terminals in the vertical direction according to the channel state information, the method further includes: the base station configures a 2D uniform plane array UPA, wherein, the 2D uniform planar array UPA includes: N t = N h × N v root antennas, N h is the number of column antennas in the horizontal direction, N v is the number of row antennas in the vertical direction, and the base station is the Each of the k terminals randomly distributed in each cell of the base station is configured with N r =1 antenna; H k represents the 3D channel matrix from the kth terminal to the base station (N r ×(N h ×N v ) dimension), the Represents the channel matrix (N r ×N v dimension) from the user to the i-th column antenna of the base station, i=1, 2...N h , k is a positive integer, and the value is 1, 2,..., S, where S represents The current number of users in the group.
进一步地,所述基站通过如下公式依据所述信道状态信息确定所述多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量:所述基站根据各列信道信息计算所述垂直方向的波束赋形矢量((Nh×Nv)×Nh维),如下式所示:其中,各列信道信息为 表示第k个用户的第i列信道矩阵(Nr×Nv维);垂直方向的波束赋形矢量((Nh×Nv)×Nh维),的最大广义特征值对应的特征向量,P为发射功率,nk为各终端接收噪声,σ2为噪声功率。Further, the base station determines the beamforming vector obtained by performing the precoding matrix calculation of the plurality of terminals in the vertical direction according to the channel state information according to the following formula: the base station calculates the beamforming vector according to each column of channel information Calculate the beamforming vector for the vertical direction ((N h ×N v )×N h dimensions), as shown in the following formula: Among them, the channel information of each column is Represents the i-th column channel matrix (N r ×N v dimensions) of the k-th user; the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), The eigenvector corresponding to the largest generalized eigenvalue of , P is the transmit power, nk is the noise received by each terminal, and σ 2 is the noise power.
进一步地,所述基站依据所述波束赋形矢量得到与所述波束赋形矢量对应的水平信道,并通过预设规则在所述水平信道的水平方向上进行预编码矩阵计算包括:所述基站将所述波束赋形矢量应用于各列垂直信道,通过如下所示公式计算得到水平信道:维度为Nr×Nh,k取值为1,2,…,S;所述基站采用迫零ZF准则计算所述水平信道上水平方向的所述多个终端预编码矩阵令((Nr×S)×Nh维),进而得到所述预编码矩阵的公式为(Nh×S维),其中,每一列代表对应用户的等效水平预编码矩阵,即为上述矩阵的第k列,表示第k个用户的等效水平预编码矩阵,其中,表示第k个用户的等效水平信道,是的共轭转置。Further, the base station obtains a horizontal channel corresponding to the beamforming vector according to the beamforming vector, and performing precoding matrix calculation in the horizontal direction of the horizontal channel according to a preset rule includes: the base station The beamforming vector Applied to each vertical channel, the horizontal channel is calculated by the following formula: The dimension is N r ×N h , and the value of k is 1, 2, ..., S; the base station uses the zero-forcing ZF criterion to calculate the multiple terminal precoding matrices in the horizontal direction on the horizontal channel make ((N r ×S)×N h dimensions), and then the formula for obtaining the precoding matrix is (N h ×S dimension), where each column represents the equivalent horizontal precoding matrix of the corresponding user, namely is the kth column of the above matrix, representing the equivalent horizontal precoding matrix of the kth user, where, represents the equivalent horizontal channel of the kth user, yes The conjugate transposition of .
根据本发明的另一个方面,提供了一种多输入多输出MIMO的处理装置,应用于基站侧,包括:获取模块,用于获取所述基站覆盖范围内终端在列信道上的信道状态信息,并依据所述信道状态信息选择终端相关性满足预设条件的多个终端,其中,所述列信道为所述终端与所述基站垂直方向上天线间的传输信道;确定模块,用于依据所述信道状态信息确定所述多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量;处理模块,用于依据所述波束赋形矢量得到与所述波束赋形矢量对应的水平信道,并通过预设规则在所述水平信道的水平方向上进行预编码矩阵计算。According to another aspect of the present invention, a multiple-input multiple-output MIMO processing device is provided, which is applied to the base station side, and includes: an acquisition module, configured to acquire channel state information of a terminal on a column channel within the coverage of the base station, And according to the channel state information, select a plurality of terminals whose terminal correlation meets the preset condition, wherein the column channel is a transmission channel between the terminal and the antenna in the vertical direction of the base station; the determining module is used to determine according to the The channel state information determines the beamforming vector obtained by performing precoding matrix calculation in the vertical direction on the plurality of terminals; the processing module is used to obtain the horizontal channel corresponding to the beamforming vector according to the beamforming vector , and calculate the precoding matrix in the horizontal direction of the horizontal channel according to a preset rule.
进一步地,所述获取模块包括:发送单元,用于向所述基站覆盖范围内的终端发送信道状态信息参考符号CSI-RS;接收单元,用于接收所述终端依据所述CSI-RS对信道进行测量后发送的信道状态信息。Further, the obtaining module includes: a sending unit, configured to send a channel state information reference symbol CSI-RS to a terminal within the coverage of the base station; a receiving unit, configured to receive the channel state information reference symbol CSI-RS from the terminal according to the CSI-RS Channel state information sent after a measurement has been taken.
进一步地,所述获取模块还包括:确定单元,用于预先确定满足预设条件的所述多个终端的预定数量;第一选择单元,用于依据所述信道状态信息选择出信道特性最好的终端作为初始终端;获取单元,用于获取已选出的所述初始终端与多个待选择的终端之间的多个弦距离;第二选择单元,用于从所述多个弦距离中选择出与所述初始终端弦距离最远的预定数量的所述多个终端。Further, the obtaining module further includes: a determining unit, configured to predetermine a predetermined number of the plurality of terminals satisfying a preset condition; a first selecting unit, configured to select the terminal with the best channel characteristic according to the channel state information. The terminal is used as the initial terminal; the obtaining unit is used to obtain multiple chord distances between the selected initial terminal and multiple terminals to be selected; the second selection unit is used to select from the multiple chord distances A predetermined number of the plurality of terminals that are farthest from the initial terminal chord are selected.
进一步地,在所述基站依据所述信道状态信息确定所述多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量之前,所述装置还包括:第一配置模块,用于配置2D均匀面阵UPA,其中,所述2D均匀面阵UPA包括:Nt=Nh×Nv根天线,Nh为水平方向列天线个数,Nv为垂直方向行天线个数,第二配置模块,用于为所述基站的每个小区中随机分布的k个终端中的每一个终端配置Nr=1根天线;Hk表示第k个终端到所述基站的3D信道矩阵(Nr×(Nh×Nv)维),所述 表示用户到基站第i列天线的信道矩阵(Nr×Nv维),i=1,2...Nh,k为正整数。Further, before the base station determines the beamforming vectors obtained by calculating the precoding matrix of the multiple terminals in the vertical direction according to the channel state information, the device further includes: a first configuration module configured to configure 2D uniform area array UPA, wherein, the 2D uniform area array UPA includes: N t =N h ×N v root antennas, N h is the number of column antennas in the horizontal direction, N v is the number of row antennas in the vertical direction, and the second A configuration module, configured to configure N r =1 antenna for each of the k terminals randomly distributed in each cell of the base station; H k represents the 3D channel matrix (N) from the kth terminal to the base station r ×(N h ×N v ) dimension), the Indicates the channel matrix (N r ×N v dimension) from the user to the i-th antenna of the base station, i=1,2...N h , and k is a positive integer.
进一步地,所述确定模块,还用于根据各列信道信息计算所述垂直方向的波束赋形矢量((Nh×Nv)×Nh维),如下式所示:Further, the determining module is also used for channel information of each column Calculate the beamforming vector for the vertical direction ((N h ×N v )×N h dimensions), as shown in the following formula:
其中,各列信道信息为 表示第k个用户的第i列信道矩阵(Nr×Nv维);垂直方向的波束赋形矢量((Nh×Nv)×Nh维),的最大广义特征值对应的特征向量,P为发射功率,nk为各终端接收噪声,σ2为噪声功率。Among them, the channel information of each column is Represents the i-th column channel matrix (N r ×N v dimensions) of the k-th user; the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), The eigenvector corresponding to the largest generalized eigenvalue of , P is the transmit power, nk is the noise received by each terminal, and σ 2 is the noise power.
进一步地,所述处理模块包括:第一计算单元,用于将所述波束赋形矢量应用于各列垂直信道,计算得到如下公式所示的水平信道:维度为Nr×Nh,k取值为1,2,…,S;第二计算单元,用于采用迫零ZF准则计算所述水平信道上水平方向的所述多个终端预编码矩阵令((Nr×S)×Nh维),进而得到所述预编码矩阵的公式为(Nh×S维),其中每一列代表了对应用户的等效水平预编码矩阵,即为上述矩阵的第k列,表示第k个用户的等效水平预编码矩阵,其中,表示第k个用户的等效水平信道,是的共轭转置。Further, the processing module includes: a first calculation unit, configured to convert the beamforming vector Applied to each vertical channel, the horizontal channel is calculated as shown in the following formula: The dimension is N r ×N h , and the value of k is 1, 2, ..., S; the second calculation unit is used to calculate the multiple terminal precoding matrices in the horizontal direction on the horizontal channel using the zero-forcing ZF criterion make ((N r ×S)×N h dimensions), and then the formula for obtaining the precoding matrix is (N h ×S dimension), where each column represents the equivalent horizontal precoding matrix of the corresponding user, namely is the kth column of the above matrix, representing the equivalent horizontal precoding matrix of the kth user, where, represents the equivalent horizontal channel of the kth user, yes The conjugate transposition of .
通过本发明,基站获取基站覆盖范围内终端在列信道上的信道状态信息,并依据信道状态信息选择终端相关性满足预设条件的多个终端,其中,列信道为终端与基站垂直方向上天线间的传输信道;进而基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量,并依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算,可见在本实施例中通过分析信道特性,选出合适的服务终端集合,然后采用对信道降维的两步预编码实现多用户预编码设计,与相关技术中只设计水平方向预编码矩阵的MIMO系统相比能够实现较好的性能,同时降低了计算复杂度,从而解决了相关技术中3D-MIMO预编码矩阵运算的复杂度高的问题。Through the present invention, the base station obtains the channel state information of the terminal on the column channel within the coverage of the base station, and selects multiple terminals whose terminal correlation meets the preset condition according to the channel state information, wherein the column channel is the antenna in the vertical direction between the terminal and the base station The transmission channel between; then the base station determines the beamforming vector obtained by performing the precoding matrix calculation of multiple terminals in the vertical direction according to the channel state information, and obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, and passes The preset rule calculates the precoding matrix in the horizontal direction of the horizontal channel. It can be seen that in this embodiment, by analyzing the channel characteristics, a suitable set of service terminals is selected, and then the two-step precoding for channel dimensionality is used to realize multi-user precoding. The coding design can achieve better performance compared with the MIMO system that only designs the horizontal direction precoding matrix in the related art, and at the same time reduces the computational complexity, thereby solving the high complexity of the 3D-MIMO precoding matrix operation in the related art The problem.
附图说明Description of drawings
此处所说明的附图用来提供对本发明的进一步理解,构成本申请的一部分,本发明的示意性实施例及其说明用于解释本发明,并不构成对本发明的不当限定。在附图中:The accompanying drawings described here are used to provide a further understanding of the present invention and constitute a part of the application. The schematic embodiments of the present invention and their descriptions are used to explain the present invention and do not constitute improper limitations to the present invention. In the attached picture:
图1是根据本发明实施例的多输入多输出MIMO的处理方法的流程图;FIG. 1 is a flowchart of a MIMO processing method according to an embodiment of the present invention;
图2是根据本发明实施例的多输入多输出MIMO的处理装置结构框图;FIG. 2 is a structural block diagram of a MIMO processing device according to an embodiment of the present invention;
图3是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图一;FIG. 3 is an optional structural block diagram 1 of a MIMO processing device according to an embodiment of the present invention;
图4是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图二;FIG. 4 is an optional structural block diagram II of a MIMO processing device according to an embodiment of the present invention;
图5是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图三;FIG. 5 is an optional structural block diagram 3 of a MIMO processing device according to an embodiment of the present invention;
图6是根据本发明可选实施例的3D MU-MIMO系统结构图;FIG. 6 is a structural diagram of a 3D MU-MIMO system according to an optional embodiment of the present invention;
图7是根据本发明可选实施例的基站8*8均匀面阵天线配置下三种方案的SINR的CDF曲线的比较示意图;Fig. 7 is a schematic diagram of comparison of CDF curves of SINR of three schemes under the base station 8*8 uniform area array antenna configuration according to an optional embodiment of the present invention;
图8是根据本发明可选实施例的基站8*16均匀面阵天线配置下三种方案的SINR的CDF曲线的比较示意图;Fig. 8 is a schematic diagram of comparison of CDF curves of SINR of three schemes under the base station 8*16 uniform array antenna configuration according to an optional embodiment of the present invention;
图9是根据本发明可选实施例的基站在垂直方向上部署不同天线数时,不同方案的每用户频谱效率的对比示意图;FIG. 9 is a schematic diagram of comparison of spectral efficiency per user of different schemes when the base station deploys different numbers of antennas in the vertical direction according to an optional embodiment of the present invention;
图10是根据本发明可选实施例的采用最大化SLNR准则替代第二步预编码ZF准则时不同方案SINR的CDF曲线示意图。Fig. 10 is a schematic diagram of CDF curves of different schemes of SINR when the maximum SLNR criterion is used instead of the second-step precoding ZF criterion according to an optional embodiment of the present invention.
具体实施方式detailed description
下文中将参考附图并结合实施例来详细说明本发明。需要说明的是,在不冲突的情况下,本申请中的实施例及实施例中的特征可以相互组合。Hereinafter, the present invention will be described in detail with reference to the drawings and examples. It should be noted that, in the case of no conflict, the embodiments in the present application and the features in the embodiments can be combined with each other.
需要说明的是,本发明的说明书和权利要求书及上述附图中的术语“第一”、“第二”等是用于区别类似的对象,而不必用于描述特定的顺序或先后次序。It should be noted that the terms "first" and "second" in the description and claims of the present invention and the above drawings are used to distinguish similar objects, but not necessarily used to describe a specific sequence or sequence.
在本实施例中提供了一种多输入多输出MIMO的处理方法,图1是根据本发明实施例的多输入多输出MIMO的处理方法的流程图,如图1所示,该流程包括如下步骤:In this embodiment, a MIMO processing method is provided. FIG. 1 is a flowchart of a MIMO processing method according to an embodiment of the present invention. As shown in FIG. 1 , the process includes the following steps :
步骤S102:基站获取基站覆盖范围内终端在列信道上的信道状态信息,并依据信道状态信息选择终端相关性满足预设条件的多个终端,其中,列信道为终端与基站垂直方向上天线间的传输信道;Step S102: The base station obtains the channel state information of the terminal on the column channel within the coverage of the base station, and selects multiple terminals whose terminal correlation meets the preset conditions according to the channel state information, where the column channel is the distance between the terminal and the antenna in the vertical direction of the base station. the transmission channel;
步骤S104:基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量;Step S104: The base station determines the beamforming vectors obtained by calculating the precoding matrix in the vertical direction for multiple terminals according to the channel state information;
步骤S106:终端依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算。Step S106: The terminal obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, and calculates the precoding matrix in the horizontal direction of the horizontal channel according to a preset rule.
通过本发明实施例,基站获取基站覆盖范围内终端在列信道上的信道状态信息,并依据信道状态信息选择终端相关性满足预设条件的多个终端,其中,列信道为终端与基站垂直方向上天线间的传输信道;进而基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量,并依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算,可见在本实施例中通过分析信道特性,选出合适的服务终端集合,然后采用对信道降维的两步预编码实现多用户预编码设计,与相关技术中只设计水平方向预编码矩阵的MIMO系统相比能够实现较好的性能,同时降低了计算复杂度,从而解决了相关技术中3D-MIMO预编码矩阵运算的复杂度高的问题。Through the embodiment of the present invention, the base station obtains the channel state information of the terminal on the column channel within the coverage of the base station, and selects multiple terminals whose terminal correlation meets the preset condition according to the channel state information, wherein the column channel is the vertical direction between the terminal and the base station The transmission channel between the upper antennas; and then the base station determines the beamforming vector obtained by calculating the precoding matrix in the vertical direction for multiple terminals according to the channel state information, and obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, And calculate the precoding matrix in the horizontal direction of the horizontal channel through the preset rules. It can be seen that in this embodiment, by analyzing the channel characteristics, a suitable set of service terminals is selected, and then the two-step precoding for channel dimensionality is used to realize multiple The user precoding design, compared with the MIMO system that only designs the horizontal direction precoding matrix in the related art, can achieve better performance, and at the same time reduce the computational complexity, thus solving the complex operation of the 3D-MIMO precoding matrix in the related art high degree of problem.
对于本实施例步骤S102中涉及到的基站获取基站覆盖范围内终端的信道状态信息的方式,在本实施例的可选实施方式中,可以通过如下方式来实现:Regarding the manner in which the base station involved in step S102 of this embodiment obtains the channel state information of the terminal within the coverage of the base station, in an optional implementation manner of this embodiment, it may be implemented in the following manner:
步骤S102-1:基站向基站覆盖范围内的终端发送信道状态信息参考符号CSI-RS;Step S102-1: the base station sends a channel state information reference symbol CSI-RS to terminals within the coverage of the base station;
步骤S102-2:基站接收终端依据CSI-RS对信道进行测量后发送的信道状态信息。Step S102-2: the base station receives the channel state information sent by the terminal after measuring the channel according to the CSI-RS.
基于上述步骤S102-1和步骤S102-2,在基站在获取到信道状态信息后,依据信道状态信息选择终端相关性满足预设条件的多个终端,而该获取多个终端的方式包括:Based on the above step S102-1 and step S102-2, after the base station obtains the channel state information, it selects multiple terminals whose terminal correlation meets the preset conditions according to the channel state information, and the method of obtaining multiple terminals includes:
步骤S102-3:基站预先确定满足预设条件的多个终端的预定数量;Step S102-3: the base station predetermines a predetermined number of multiple terminals that meet the preset condition;
步骤S102-4:基站依据信道状态信息选择出信道特性最好的终端作为初始终端;Step S102-4: The base station selects the terminal with the best channel characteristics as the initial terminal according to the channel state information;
步骤S102-5:基站获取已选出的初始终端与多个待选择的终端之间的多个弦距离;Step S102-5: the base station obtains multiple chordal distances between the selected initial terminal and multiple terminals to be selected;
步骤S102-6:基站从多个弦距离中选择出与初始终端弦距离最远的预定数量的多个终端。Step S102-6: the base station selects a predetermined number of multiple terminals whose chord distances are farthest from the initial terminal from the multiple chord distances.
在本实施例的另一个可选实施方式中,在基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量之前,本实施例的方法还包括:In another optional implementation manner of this embodiment, before the base station determines the beamforming vectors obtained by calculating the precoding matrix in the vertical direction for multiple terminals according to the channel state information, the method of this embodiment further includes:
步骤S11:基站配置2D均匀面阵UPA,其中,2D均匀面阵UPA包括:Nt=Nh×Nv根天线,Nh为水平方向列天线个数,Nv为垂直方向行天线个数,Step S11: The base station configures a 2D uniform area array UPA, wherein the 2D uniform area array UPA includes: N t =N h ×N v antennas, N h is the number of column antennas in the horizontal direction, and N v is the number of row antennas in the vertical direction ,
步骤S12:基站为基站的每个小区中随机分布的k个终端中的每一个终端配置Nr=1根天线;Hk表示第k个终端到基站的3D信道矩阵(Nr×(Nh×Nv)维), 表示用户到基站第i列天线的信道矩阵(Nr×Nv维),i=1,2...Nh,k为正整数,k的取值为1,2,…,S,其中S表示当前组内的用户数。Step S12: The base station configures N r =1 antenna for each of the k terminals randomly distributed in each cell of the base station; H k represents the 3D channel matrix from the kth terminal to the base station (N r ×(N h ×N v ) dimension), Represents the channel matrix (N r ×N v dimension) from the user to the i-th column antenna of the base station, i=1, 2...N h , k is a positive integer, and the value of k is 1, 2, ..., S, where S represents the number of users in the current group.
基于上述步骤S11和步骤S12,本实施例中的基站通过如下公式依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量:Based on the above step S11 and step S12, the base station in this embodiment determines the beamforming vector obtained by calculating the precoding matrix of multiple terminals in the vertical direction according to the channel state information according to the following formula:
基站根据各列信道信息计算垂直方向的波束赋形矢量((Nh×Nv)×Nh维),如下式所示:According to the channel information of each column, the base station Calculate the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), as shown in the following formula:
其中,各列信道信息为 表示第k个用户的第i列信道矩阵(Nr×Nv维);垂直方向的波束赋形矢量((Nh×Nv)×Nh维),的最大广义特征值对应的特征向量,P为发射功率,nk为各终端接收噪声,σ2为噪声功率。Among them, the channel information of each column is Represents the i-th column channel matrix (N r ×N v dimensions) of the k-th user; the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), The eigenvector corresponding to the largest generalized eigenvalue of , P is the transmit power, nk is the noise received by each terminal, and σ 2 is the noise power.
基于上述波束赋形矢量,本实施例中涉及到的基站依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算的方式,可以通过如下方式来实现:Based on the above beamforming vector, the base station involved in this embodiment obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, and calculates the precoding matrix in the horizontal direction of the horizontal channel through preset rules , which can be achieved by:
步骤S21:基站将波束赋形矢量应用于各列垂直信道,计算得到如下公式所示的水平信道:维度为Nr×Nh,k取值为1,2,…,S;Step S21: The base station converts the beamforming vector Applied to each vertical channel, the horizontal channel is calculated as shown in the following formula: The dimension is N r ×N h , and the value of k is 1, 2, ..., S;
步骤S22:基站采用迫零ZF准则计算水平信道上水平方向的多个终端预编码矩阵令((Nr×S)×Nh维),进而得到所述预编码矩阵的公式为(Nh×S维),其中每一列代表了对应用户的等效水平预编码矩阵,即为上述矩阵的第k列,表示第k个用户的等效水平预编码矩阵。其中,表示第k个用户的等效水平信道,是的共轭转置。Step S22: The base station uses the zero-forcing ZF criterion to calculate multiple terminal precoding matrices in the horizontal direction on the horizontal channel make ((N r ×S)×N h dimensions), and then the formula for obtaining the precoding matrix is (N h ×S dimension), where each column represents the equivalent horizontal precoding matrix of the corresponding user, namely is the kth column of the above matrix, representing the equivalent horizontal precoding matrix of the kth user. in, represents the equivalent horizontal channel of the kth user, yes The conjugate transposition of .
通过以上的实施方式的描述,本领域的技术人员可以清楚地了解到根据上述实施例的方法可借助软件加必需的通用硬件平台的方式来实现,当然也可以通过硬件,但很多情况下前者是更佳的实施方式。基于这样的理解,本发明的技术方案本质上或者说对现有技术做出贡献的部分可以以软件产品的形式体现出来,该计算机软件产品存储在一个存储介质(如ROM/RAM、磁碟、光盘)中,包括若干指令用以使得一台终端设备(可以是手机,计算机,服务器,或者网络设备等)执行本发明各个实施例所述的方法。Through the description of the above embodiments, those skilled in the art can clearly understand that the method according to the above embodiments can be implemented by means of software plus a necessary general-purpose hardware platform, and of course also by hardware, but in many cases the former is better implementation. Based on such an understanding, the essence of the technical solution of the present invention or the part that contributes to the prior art can be embodied in the form of software products, and the computer software products are stored in a storage medium (such as ROM/RAM, disk, CD) contains several instructions to enable a terminal device (which may be a mobile phone, a computer, a server, or a network device, etc.) to execute the methods described in various embodiments of the present invention.
在本实施例中还提供了一种多输入多输出MIMO的处理装置,该装置用于实现上述实施例及优选实施方式,已经进行过说明的不再赘述。如以下所使用的,术语“模块”可以实现预定功能的软件和/或硬件的组合。尽管以下实施例所描述的装置较佳地以软件来实现,但是硬件,或者软件和硬件的组合的实现也是可能并被构想的。In this embodiment, a multiple-input multiple-output MIMO processing device is also provided, and the device is used to implement the above-mentioned embodiments and preferred implementation manners, and those that have already been described will not be repeated. As used below, the term "module" may be a combination of software and/or hardware that realizes a predetermined function. Although the devices described in the following embodiments are preferably implemented in software, implementations in hardware, or a combination of software and hardware are also possible and contemplated.
图2是根据本发明实施例的多输入多输出MIMO的处理装置结构框图,该装置应用于基站侧,如图2所示,该装置包括:获取模块22,用于获取基站覆盖范围内终端在列信道上的信道状态信息,并依据信道状态信息选择终端相关性满足预设条件的多个终端,其中,列信道为终端与基站垂直方向上天线间的传输信道;确定模块24,与获取模块22耦合连接,用于依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量;处理模块26,与确定模块24耦合连接,用于依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算。FIG. 2 is a structural block diagram of a multiple-input multiple-output MIMO processing device according to an embodiment of the present invention. The device is applied to the base station side. As shown in FIG. The channel state information on the column channel, and select multiple terminals whose terminal correlation meets the preset conditions according to the channel state information, wherein the column channel is the transmission channel between the terminal and the antenna in the vertical direction of the base station; the determination module 24, and the acquisition module 22 is coupled and connected, and is used to determine the beamforming vector obtained by performing the precoding matrix calculation of multiple terminals in the vertical direction according to the channel state information; the processing module 26 is coupled and connected to the determining module 24, and is used to obtain the beamforming vector according to the beamforming vector The horizontal channel corresponding to the beamforming vector, and the calculation of the precoding matrix is performed in the horizontal direction of the horizontal channel according to a preset rule.
图3是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图一,如图3所示,该获取模块22包括:发送单元302,用于向基站覆盖范围内的终端发送信道状态信息参考符号CSI-RS;接收单元304,与发送单元302耦合连接,用于接收终端依据CSI-RS对信道进行测量后发送的信道状态信息。FIG. 3 is an optional structural block diagram 1 of a MIMO processing device according to an embodiment of the present invention. As shown in FIG. 3 , the acquisition module 22 includes: a sending unit 302 configured to send channels to terminals within the coverage of the base station The state information refers to CSI-RS; the receiving unit 304 is coupled to the sending unit 302, and is used for receiving the channel state information sent by the terminal after measuring the channel according to the CSI-RS.
此外,该获取模块22还包括:确定单元306,与接收单元304耦合连接,用于预先确定满足预设条件的多个终端的预定数量;第一选择单元308,与确定单元306耦合连接,用于依据信道状态信息选择出信道特性最好的终端作为初始终端;获取单元310,与选择单元308耦合连接,用于获取已选出的初始终端与多个待选择的终端之间的多个弦距离;第二选择单元312,与获取单元310耦合连接,用于从多个弦距离中选择出与初始终端弦距离最远的预定数量的多个终端。In addition, the acquisition module 22 also includes: a determining unit 306, coupled to the receiving unit 304, used to predetermine a predetermined number of multiple terminals satisfying preset conditions; a first selection unit 308, coupled to the determining unit 306, used to According to the channel state information, the terminal with the best channel characteristics is selected as the initial terminal; the obtaining unit 310 is coupled to the selection unit 308, and is used to obtain multiple chords between the selected initial terminal and multiple terminals to be selected. Distance; the second selection unit 312, coupled to the acquisition unit 310, is configured to select a predetermined number of terminals that are farthest from the initial terminal chord from the multiple chord distances.
图4是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图二,如图4所示,在基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量之前,装置还包括:第一配置模块42,与第二配置模块44耦合连接,用于配置2D均匀面阵UPA,其中,2D均匀面阵UPA包括:Nt=Nh×Nv根天线,Nh为水平方向列天线个数,Nv为垂直方向行天线个数;第二配置模块44,与获取模块22耦合连接,用于为基站的每个小区中随机分布的k个终端中的每一个终端配置Nr=1根天线;Hk表示第k个终端到基站的3D信道矩阵(Nr×(Nh×Nv)维), 表示用户到基站第i列天线的信道矩阵(Nr×Nv维),i=1,2...Nh,k为正整数。Fig. 4 is an optional structural block diagram 2 of a MIMO processing device according to an embodiment of the present invention. As shown in Fig. 4 , the base station determines that multiple terminals perform precoding matrix calculation in the vertical direction according to the channel state information Before the beamforming vector, the device further includes: a first configuration module 42 coupled to a second configuration module 44 for configuring a 2D uniform plane array UPA, wherein the 2D uniform plane array UPA includes: N t =N h ×N v root antennas, N h is the number of antennas in the horizontal direction, and N v is the number of antennas in the vertical direction; the second configuration module 44 is coupled and connected with the acquisition module 22, and is used for randomly distributed k in each sub-district of the base station Each of the terminals is configured with N r =1 antenna; H k represents the 3D channel matrix (N r ×(N h ×N v ) dimension) from the kth terminal to the base station, Indicates the channel matrix (N r ×N v dimension) from the user to the i-th antenna of the base station, i=1,2...N h , and k is a positive integer.
基于图4中的第一配置模块42与第二配置模块,本实施例中涉及到的确定模块24,还用于根据各列信道信息计算垂直方向的波束赋形矢量((Nh×Nv)×Nh维),如下式所示:Based on the first configuration module 42 and the second configuration module in FIG. 4, the determination module 24 involved in this embodiment is also used to Calculate the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), as shown in the following formula:
其中,各列信道信息为 表示第k个用户的第i列信道矩阵(Nr×Nv维);垂直方向的波束赋形矢量((Nh×Nv)×Nh维),的最大广义特征值对应的特征向量,P为发射功率,nk为各终端接收噪声,σ2为噪声功率。Among them, the channel information of each column is Represents the i-th column channel matrix (N r ×N v dimensions) of the k-th user; the beamforming vector in the vertical direction ((N h ×N v )×N h dimensions), The eigenvector corresponding to the largest generalized eigenvalue of , P is the transmit power, nk is the noise received by each terminal, and σ 2 is the noise power.
图5是根据本发明实施例的多输入多输出MIMO的处理装置可选结构框图三,如图5所示,该处理模块26包括:第一计算单元52,用于将波束赋形矢量应用于各列垂直信道,计算得到如下公式所示的水平信道:第二计算单元54,与第一计算单元52耦合连接,用于采用迫零ZF准则计算水平信道上水平方向的多个终端预编码矩阵令((Nr×S)×Nh维),进而得到所述预编码矩阵的公式为(Nh×S维),其中每一列代表了对应用户的等效水平预编码矩阵,即为上述矩阵的第k列,表示第k个用户的等效水平预编码矩阵。其中,表示第k个用户的等效水平信道,是的共轭转置。FIG. 5 is an optional structural block diagram three of a MIMO processing device according to an embodiment of the present invention. As shown in FIG. Applied to each vertical channel, the horizontal channel is calculated as shown in the following formula: The second calculation unit 54 is coupled and connected with the first calculation unit 52, and is used to calculate multiple terminal precoding matrices in the horizontal direction on the horizontal channel using the zero-forcing ZF criterion make ((N r ×S)×N h dimensions), and then the formula for obtaining the precoding matrix is (N h ×S dimension), where each column represents the equivalent horizontal precoding matrix of the corresponding user, namely is the kth column of the above matrix, representing the equivalent horizontal precoding matrix of the kth user. in, represents the equivalent horizontal channel of the kth user, yes The conjugate transposition of .
需要说明的是,上述各个模块是可以通过软件或硬件来实现的,对于后者,可以通过以下方式实现,但不限于此:上述模块均位于同一处理器中;或者,上述模块分别位于多个处理器中。It should be noted that each of the above-mentioned modules can be implemented by software or hardware. For the latter, it can be implemented in the following manner, but not limited to this: the above-mentioned modules are all located in the same processor; or, the above-mentioned modules are respectively located in multiple in the processor.
下面将结合本发明的可选实施例对本发明进行举例说明;The present invention will be illustrated below in conjunction with optional embodiments of the present invention;
本可选实施例提供了一种降低系统复杂度的方法,该方法技术方案的概述为两步预编码及适用于3D场景下的用户选择方案。详细的过程可以是:基站依据用户(对应于上述实施例中的终端)列信道相关性进行用户选择,选出列信道相关性差且在同一时频资源上服务的用户。然后进行两步预编码:第一步:根据用户的列信道信息,设计垂直方向的波束赋形矢量,达到先在垂直方向上区分用户的目的;第二步:利用第一步中设计的垂直波束赋形矢量,计算出等效水平信道,再根据等效水平信道,利用迫零(ZF)的方法进行水平方向的预编码矩阵设计。需要说明的是,列信道指用户与基站垂直方向上某一列天线间的传输信道。通过本可选实施例的上述方法,使得用户间的干扰可以大大降低。This optional embodiment provides a method for reducing system complexity. The technical solution of the method is outlined as two-step precoding and a user selection solution applicable to 3D scenes. The detailed process may be: the base station selects users according to the column-channel correlation of users (corresponding to the terminals in the above embodiments), and selects users with poor column-channel correlation and serving on the same time-frequency resource. Then perform two-step precoding: the first step: design the beamforming vector in the vertical direction according to the column channel information of the user, so as to achieve the purpose of distinguishing the users in the vertical direction first; the second step: use the vertical beamforming vector designed in the first step The beamforming vector is used to calculate the equivalent horizontal channel, and then according to the equivalent horizontal channel, a zero-forcing (ZF) method is used to design the precoding matrix in the horizontal direction. It should be noted that the column channel refers to the transmission channel between the user and a certain column of antennas in the vertical direction of the base station. Through the above method of this optional embodiment, the interference between users can be greatly reduced.
下面对上述本可选实施例的降低系统复杂度的传输方法的过程进一步地进行描述:The following further describes the process of the transmission method for reducing system complexity in this optional embodiment:
图6是根据本发明可选实施例的3D MU-MIMO系统结构图,如图6所示,基站部署的是2D均匀面阵(UPA),BS表示基站;MS表示用户;该系统含有一个基站和K个随机分布的用户,基站配置2D均匀面阵(UPA),包含Nt=Nh×Nv根天线,Nh为水平方向列天线个数,Nv为垂直方向行天线个数,每个用户配备Nr=1根天线。Hk表示第k个用户到基站的3D信道矩阵(Nr×(Nh×Nv)维),为了后续表示的方便,令其中(i=1,2...Nh)表示用户到第i列天线的信道矩阵(Nr×Nv维)。假设基站发射功率为P,各用户接收噪声为nk,噪声功率为σ2。FIG. 6 is a structural diagram of a 3D MU-MIMO system according to an optional embodiment of the present invention. As shown in FIG. 6, the base station deploys a 2D uniform area array (UPA), and BS represents a base station; MS represents a user; the system contains a base station and K randomly distributed users, the base station configures a 2D uniform area array (UPA), including N t = N h × N v antennas, N h is the number of column antennas in the horizontal direction, N v is the number of row antennas in the vertical direction, Each user is equipped with N r =1 antenna. H k represents the 3D channel matrix (N r ×(N h ×N v ) dimension) from the kth user to the base station. For the convenience of subsequent representation, let in (i=1,2...N h ) represents the channel matrix (N r ×N v dimensions) from the user to the i-th column of antennas. Assume that the transmit power of the base station is P, the receiving noise of each user is nk , and the noise power is σ 2 .
用户k的接收信号yk可以表示为: The received signal y k of user k can be expressed as:
其中,公式(1)中,xk为第k个用户的发送信号;表示第k个用户的垂直预编码矩阵,其中为Nv×1维矢量,且 (Nh×1维,)表示第k个用户的水平方向的预编码矩阵。由公式(1)可以得到第k个用户的接收信干噪比(SINR),如公式(2)所示:Wherein, in the formula (1), x k is the sending signal of the kth user; Represents the vertical precoding matrix of the kth user, where is a N v ×1-dimensional vector, and (N h ×1 dimension, ) represents the precoding matrix of the kth user in the horizontal direction. The receiving signal-to-interference-noise ratio (SINR) of the kth user can be obtained from formula (1), as shown in formula (2):
系统总频谱效率和每用户平均频谱效率分别为公式(3)和公式(4)所示:The total spectral efficiency of the system and the average spectral efficiency per user are shown in formula (3) and formula (4) respectively:
基于上述分析,本可选实施例中提供的低复杂度的3D MU-MIMO传输方案的技术方案如下:Based on the above analysis, the technical solution of the low-complexity 3D MU-MIMO transmission solution provided in this optional embodiment is as follows:
第一个阶段,基站向用户发送CSI-RS,用户根据接收到的CSI-RS测量信道状态信息,然后将信道状态信息反馈给基站,基站根据用户反馈的信道状态信息,利用弦距离的方法进行用户选择,选出垂直方向用户相关性小的S(S≤Nh)个用户集合进行服务。该用户选择的方法步骤包括:In the first stage, the base station sends CSI-RS to the user, and the user measures the channel state information according to the received CSI-RS, and then feeds back the channel state information to the base station. User selection, selecting S (S≤N h ) user sets with small vertical user correlation for service. The user-selected method steps include:
步骤S41:定义初始用户集合Ω={1,2,...K},初始化已选用户集合 Step S41: Define the initial user set Ω={1,2,...K}, initialize the selected user set
步骤S42:利用比例公平(PF)准则选出第一个用户,即:更新剩余用户集合Ω=Ω-{s1}及已选用户集合γ=γ+{s1},并且令表示初始用户的信道矩阵的第i列;Step S42: Select the first user using proportional fairness (PF) criterion, namely: Update the remaining user set Ω=Ω-{s 1 } and the selected user set γ=γ+{s 1 }, and let represents the ith column of the channel matrix of the initial user;
步骤S43:对于l=2:S个用户,根据弦距离最大准则进行选择更新剩余用户及已选用集合Ω=Ω-{sl},γ=γ+{sl},并更新 Step S43: For l=2:S users, select according to the maximal chord distance criterion Update the remaining users and the selected set Ω=Ω-{s l }, γ=γ+{s l }, and update
步骤S44:选出第S个用户后循环结束,算法终止。Step S44: After the Sth user is selected, the loop ends, and the algorithm terminates.
需要说明的是,弦距离:是一个表征矩阵(向量)间相关性的一个量,弦距离越大表示矩阵(向量)间相关性越小。定义如下:It should be noted that the chord distance: is a quantity that characterizes the correlation between matrices (vectors), and the larger the chord distance, the smaller the correlation between matrices (vectors). It is defined as follows:
其中是矩阵(向量)H1,H2经过施密特正交化之后得到的标准正交基。in is the orthonormal basis obtained after Schmidt orthogonalization of matrices (vectors) H 1 and H 2 .
第二个阶段,在基站端对已选出的用户集合进行两步预编码矩阵的计算,分以下两步:In the second stage, the calculation of the two-step precoding matrix is performed on the selected user set at the base station, which is divided into the following two steps:
第一步:基站根据用户的各列信道信息以最大化垂直方向信漏噪比(SLNR)为准则,计算垂直方向的每列波束赋形矢量(Nv×1维),如下式所示:The first step: the base station according to the channel information of each column of the user Calculate the beamforming vector for each column in the vertical direction based on the criterion of maximizing the vertical signal-to-leakage-to-noise ratio (SLNR) (N v ×1 dimension), as shown in the following formula:
其中,s.t.k=1,...,SAmong them, st k=1,...,S
该问题的解为:的最大广义特征值对应的特征向量(6)The solution to this problem is: The eigenvector corresponding to the largest generalized eigenvalue of (6)
其中, 表示第k个用户的第i列信道矩阵(Nr×Nv维)。in, Indicates the i-th column channel matrix (N r ×N v dimensions) of the k-th user.
从而,最终的垂直方向的预编码矩阵为:Thus, the final precoding matrix in the vertical direction is:
第二步:将第一步得到的垂直波束赋形矢量应用于各列垂直信道,得到等效水平信道如下式所示:The second step: the vertical beamforming vector obtained in the first step Applied to each vertical channel, the equivalent horizontal channel is obtained as follows:
再采用迫零(ZF)准则设计水平方向的多用户预编码矩阵令 Then use the zero-forcing (ZF) criterion to design the multi-user precoding matrix in the horizontal direction make
其中表示第k个用户的等效水平信道,是的共轭转置。那么水平预编码矩阵如下所示:in represents the equivalent horizontal channel of the kth user, yes The conjugate transposition of . Then the horizontal precoding matrix looks like this:
下面结合本可选实施例的流程对上述过程进行说明;The above process will be described below in conjunction with the flow of this optional embodiment;
1、基站信道状态信息获取:1. Acquisition of channel status information of the base station:
步骤S31:基站向用户发送信道状态信息参考符号(CSI-RS);Step S31: the base station sends a channel state information reference symbol (CSI-RS) to the user;
步骤S32:用户根据收到的CSI-RS进行信道测量;Step S32: The user performs channel measurement according to the received CSI-RS;
步骤S33:用户将测得的信道反馈给基站;Step S33: the user feeds back the measured channel to the base station;
2、用户选择,该过程可以是:2. User selection, the process can be:
基站根据服务的用户数,定义初始用户集合Ω={1,2,...K},初始化已选用户集合 According to the number of users served, the base station defines the initial user set Ω={1,2,...K}, and initializes the selected user set
根据获得的用户信道状态信息,首先选出列信道范数最大的一个用户作为已选初始用户,即并更新剩余用户及已选用户集合,Ω=Ω-{s1},γ=γ+{s1};According to the obtained user channel state information, first select a user with the largest column channel norm as the selected initial user, that is, And update the remaining users and the selected user collection, Ω=Ω-{s 1 }, γ=γ+{s 1 };
对于l=2:S个用户,根据弦距离最大准则进行选择更新剩余用户及已选用集合Ω=Ω-{sl},γ=γ+{sl}For l=2:S users, select according to the maximal chord distance criterion Update remaining users and selected collections Ω=Ω-{s l }, γ=γ+{s l }
选出第S个用户后循环结束,算法终止。After the Sth user is selected, the loop ends and the algorithm terminates.
最3、预编码:3. Precoding:
基站根据上述(5)的解得到垂直方向波束赋形矢量基站得到垂直波束赋形矢量后根据公式(8)至(10),计算水平方向预编码矩阵用户选择及预编码操作完成后按照公式(1)的信号模型进行信号传输。需要说明的是,信漏噪比是指目标用户的信号功率与其泄露到其他用户的干扰功率和噪声功率之和的比值。The base station obtains the beamforming vector in the vertical direction according to the solution of (5) above The base station gets the vertical beamforming vector Then calculate the horizontal direction precoding matrix according to formulas (8) to (10) After the user selection and precoding operations are completed, signal transmission is performed according to the signal model of formula (1). It should be noted that the SNR refers to the ratio of the target user's signal power to the sum of the interference power and noise power leaked to other users.
可见,通过本可选实施例提供的适用于3DMIMO系统中两步预编码的用户选择方案,采用在做预编码之前,先按照用户列信道相关性进行用户选择,选出用户列信道相关性差的用户再进行服务。2)给出一种既不同与传统单步预编码,又不同于现有的两步预编码的新的两步3D多用户预编码方案:第一步,根据垂直方向SLNR最大化准则,设计垂直方向做波束赋形,且各列天线的加权矢量相同;第二步,利用等效信道在水平方向做MU-MIMO预编码。It can be seen that the user selection scheme applicable to the two-step precoding in the 3DMIMO system provided by this optional embodiment adopts that before precoding, user selection is performed according to the channel correlation of the user column, and the user column with poor channel correlation is selected. The user then performs the service. 2) A new two-step 3D multi-user precoding scheme is given, which is different from the traditional single-step precoding and the existing two-step precoding: In the first step, according to the vertical SLNR maximization criterion, design Beamforming is performed in the vertical direction, and the weight vectors of the antennas in each column are the same; in the second step, MU-MIMO precoding is performed in the horizontal direction using the equivalent channel.
下面结合本发明可选实施例的具体实施例对本可选实施例进行详细说明;The following describes this optional embodiment in detail in conjunction with specific embodiments of the optional embodiment of the present invention;
实施例一:Embodiment one:
在本可选实施例中以3D-UMi单小区有100用户为例,基站与用户间信道WINNERⅡ/+3D信道模型。基站配置天线为8*8均匀面阵,即水平方向8行天线,垂直方向8列天线,且水平垂直天线间距均为0.5λ(λ表示波长)。每用户配备单根天线。天线下倾角设为16度。基站发射功率Power=44dBm,噪声功率Noise=-174dBm/Hz。仿真20个Drop,每个Drop包含100个TTI。In this optional embodiment, taking 100 users in a 3D-UMi single cell as an example, the channel between the base station and the users is a WINNER II/+3D channel model. The base station configures an 8*8 uniform array of antennas, that is, 8 rows of antennas in the horizontal direction and 8 columns of antennas in the vertical direction, and the horizontal and vertical antenna spacing is 0.5λ (λ indicates the wavelength). Each user is equipped with a single antenna. The downtilt angle of the antenna is set to 16 degrees. Base station transmit power Power=44dBm, noise power Noise=-174dBm/Hz. Simulate 20 Drops, each containing 100 TTIs.
图7是根据本发明可选实施例的基站8*8均匀面阵天线配置下三种方案的SINR的CDF曲线的比较示意图,如图7所示,该仿真将本方案与传统不做垂直波束赋形方案(图7中标为:NV方案)、垂直方向上做随机波束赋形方案(图7中标为:RV方案)进行了对比;将本可选实施例方案与NV方案以及RV方案进行比较。如图7所示比较了这三种方案的信干噪比(SINR)的累积分布(CDF)曲线。在8*8天线配置下,本可选实施例方案的用户SINR分布明显要比NV方案和RV方案好。表1给出了在8*8天线配置下每用户平均频谱效率,可以看到本可选实施例的方案比NV方案提升了20.64%,RV方案较NV方案只能提升10.04%。Fig. 7 is a schematic diagram of comparing the CDF curves of the SINR of the three schemes under the base station 8*8 uniform area array antenna configuration according to an optional embodiment of the present invention. As shown in Fig. 7, this simulation compares this scheme with the traditional one without vertical beam The shaping scheme (marked as: NV scheme in Fig. 7) and the random beamforming scheme (marked as: RV scheme in Fig. 7) in the vertical direction are compared; the scheme of this optional embodiment is compared with the NV scheme and the RV scheme . The cumulative distribution (CDF) curves of the signal-to-interference-noise ratio (SINR) of the three schemes are compared as shown in FIG. 7 . Under the configuration of 8*8 antennas, the user SINR distribution of the scheme of this optional embodiment is obviously better than that of the NV scheme and the RV scheme. Table 1 shows the average spectral efficiency per user under the configuration of 8*8 antennas. It can be seen that the solution of this optional embodiment improves 20.64% compared with the NV solution, and the RV solution can only improve 10.04% compared with the NV solution.
表1Table 1
实施例二:Embodiment two:
本可选实施例与实施例一具有相同的应用场景,仅仅是将基站天线配置改为8*16均匀面阵,即将垂直方向天线数改为16。This optional embodiment has the same application scenario as the first embodiment, except that the antenna configuration of the base station is changed to an 8*16 uniform array, that is, the number of antennas in the vertical direction is changed to 16.
图8是根据本发明可选实施例的基站8*16均匀面阵天线配置下三种方案的SINR的CDF曲线的比较示意图,将本实施例二的方案与NV方案以及RV进行比较,三种方案的用户SINR的CDF曲线如图8所示,在8*16天线配置下本可选实施例能够实现更好的性能。图9是根据本发明可选实施例的基站在垂直方向上部署不同天线数时,不同方案的每用户频谱效率的对比示意图,如图9所示,给出了垂直方向天线数为8和16时,每用户平均频谱效率的比较,可以看出垂直方向天线数为16时比垂直天线为8时能够实现更高的用户频谱效率。进一步,表2为8*16天线配置下每用户平均频谱效率表,从表2可以看出,当垂直方向天线数为16时,本可选实施例的每用户平均频谱效率性能比NV方案提升了38.57%,而RV方案与NV方案相比,性能只能提升21.17%。Figure 8 is a schematic diagram of the comparison of the CDF curves of the SINR of the three schemes under the base station 8*16 uniform array antenna configuration according to an optional embodiment of the present invention. The scheme of the second embodiment is compared with the NV scheme and the RV scheme, and the three schemes The CDF curve of the user SINR of the solution is shown in FIG. 8 , and this optional embodiment can achieve better performance under the configuration of 8*16 antennas. Fig. 9 is a schematic diagram of comparing the spectral efficiency of each user in different schemes when the base station deploys different numbers of antennas in the vertical direction according to an optional embodiment of the present invention. As shown in Fig. 9, the number of antennas in the vertical direction is 8 and 16 When comparing the average spectral efficiency of each user, it can be seen that when the number of vertical antennas is 16, a higher user spectral efficiency can be achieved than when the number of vertical antennas is 8. Further, Table 2 shows the average spectral efficiency per user under the configuration of 8*16 antennas. It can be seen from Table 2 that when the number of antennas in the vertical direction is 16, the average spectral efficiency per user in this optional embodiment is better than that of the NV scheme Compared with the NV scheme, the RV scheme can only improve the performance by 21.17%.
表2Table 2
实施例三:Embodiment three:
对于上述涉及到的预编码,在本实施例中基站采用可替代的最大化SLNR准则,其它应用场景参数与实施例一相同。For the precoding involved in the above, in this embodiment, the base station adopts an alternative criterion of maximizing SLNR, and other application scenario parameters are the same as those in Embodiment 1.
将该场景下本实施例与NV方案以及RV方案进行比较。图10是根据本发明可选实施例的采用最大化SLNR准则替代第二步预编码ZF准则时不同方案SINR的CDF曲线示意图,如图10所示,比较了这三种方案的信干噪比(SINR)的累积分布(CDF)曲线。可以看出在采用最大化SLNR准则的情况下,能够实现与实施例一中采用ZF准则时相似的性能。表3为预编码采用最大化SLNR准则替代下每用户平均频谱效率的表,如表3所示,步给出了在该场景下每用户平均频谱效率,可以看到本发明方案比NV方案提升了22.12%,RV方案较NV方案提升11.20%,这更体现出了第二步可以采用SLNR准则替代ZF准则。In this scenario, this embodiment is compared with the NV scheme and the RV scheme. Figure 10 is a schematic diagram of the CDF curves of different schemes SINR when the maximum SLNR criterion is used instead of the second-step precoding ZF criterion according to an optional embodiment of the present invention. As shown in Figure 10, the SINR of these three schemes is compared The cumulative distribution (CDF) curve of (SINR). It can be seen that in the case of using the maximum SLNR criterion, performance similar to that of using the ZF criterion in Embodiment 1 can be achieved. Table 3 is a table of the average spectral efficiency of each user replaced by the maximizing SLNR criterion for precoding. As shown in Table 3, the average spectral efficiency of each user in this scenario is given in step. It can be seen that the scheme of the present invention is better than the NV scheme. 22.12%, the RV scheme is 11.20% higher than the NV scheme, which shows that the second step can use the SLNR criterion to replace the ZF criterion.
表3table 3
系统计算复杂度分析:System computational complexity analysis:
从计算复杂度来看,本发明方案的3D预编码算法的主要计算复杂度在于第一步对Nv×Nv维矩阵的特征值分解,以及第二步对Nh×Nh维矩阵的求逆(用最大化SLNR时,求特征值分解),总的计算复杂度为而等天线数下,传统的一步预编码算法的复杂度为:Ο((Nv×Nh)3)。假设Nv=8,Nh=8,那么本发明方案的复杂度为Ο(2×83),传统算法的复杂度为Ο(643)=Ο(85),由此可见传统算法的复杂度要比本发明方案高得多。除此之外,本发明方案的用户选择只是按列信道(1×Nv维)进行的,而如果用同样的用户选择方案,传统方案则要对整体信道(1×(Nh×Nv)维)进行,其计算复杂度也远比本实施例方案高。综上可知,本可选实施例在保证性能的同时,还大大降低了天线数较多时系统的复杂度。From the perspective of computational complexity, the main computational complexity of the 3D precoding algorithm of the present invention lies in the eigenvalue decomposition of the Nv × Nv dimensional matrix in the first step, and the eigenvalue decomposition of the Nh × Nh dimensional matrix in the second step. Inverse (when maximizing SLNR, find eigenvalue decomposition), the total computational complexity is Under the same number of antennas, the complexity of the traditional one-step precoding algorithm is: Ο((N v ×N h ) 3 ). Assuming N v =8, N h =8, then the complexity of the scheme of the present invention is Ο(2×8 3 ), and the complexity of the traditional algorithm is Ο(64 3 )=O(8 5 ), thus it can be seen that the traditional algorithm The complexity is much higher than the scheme of the present invention. In addition, the user selection of the scheme of the present invention is only carried out according to the column channel (1×N v dimension), and if the same user selection scheme is used, the traditional scheme needs to select the overall channel (1×(N h ×N v ) dimension), its computational complexity is also far higher than that of the solution in this embodiment. It can be seen from the above that, while ensuring the performance, this optional embodiment also greatly reduces the complexity of the system when there are many antennas.
本发明的实施例还提供了一种存储介质。可选地,在本实施例中,上述存储介质可以被设置为存储用于执行以下步骤的程序代码:The embodiment of the invention also provides a storage medium. Optionally, in this embodiment, the above-mentioned storage medium may be configured to store program codes for performing the following steps:
S1:基站获取基站覆盖范围内终端在列信道上的信道状态信息,并依据信道状态信息选择终端相关性满足预设条件的多个终端,其中,列信道为终端与基站垂直方向上天线间的传输信道;S1: The base station obtains the channel state information of the terminal on the column channel within the coverage of the base station, and selects multiple terminals whose terminal correlation meets the preset conditions according to the channel state information, where the column channel is the distance between the terminal and the antenna in the vertical direction of the base station transmission channel;
S2:基站依据信道状态信息确定多个终端在垂直方向上进行预编码矩阵计算得到的波束赋形矢量;S2: The base station determines the beamforming vector obtained by calculating the precoding matrix in the vertical direction for multiple terminals according to the channel state information;
S3:终端依据波束赋形矢量得到与波束赋形矢量对应的水平信道,并通过预设规则在水平信道的水平方向上进行预编码矩阵计算。S3: The terminal obtains the horizontal channel corresponding to the beamforming vector according to the beamforming vector, and performs precoding matrix calculation in the horizontal direction of the horizontal channel according to a preset rule.
可选地,本实施例中的具体示例可以参考上述实施例及可选实施方式中所描述的示例,本实施例在此不再赘述。Optionally, for specific examples in this embodiment, reference may be made to the examples described in the foregoing embodiments and optional implementation manners, and details are not repeated in this embodiment.
显然,本领域的技术人员应该明白,上述的本发明的各模块或各步骤可以用通用的计算装置来实现,它们可以集中在单个的计算装置上,或者分布在多个计算装置所组成的网络上,可选地,它们可以用计算装置可执行的程序代码来实现,从而,可以将它们存储在存储装置中由计算装置来执行,并且在某些情况下,可以以不同于此处的顺序执行所示出或描述的步骤,或者将它们分别制作成各个集成电路模块,或者将它们中的多个模块或步骤制作成单个集成电路模块来实现。这样,本发明不限制于任何特定的硬件和软件结合。Obviously, those skilled in the art should understand that each module or each step of the above-mentioned present invention can be realized by a general-purpose computing device, and they can be concentrated on a single computing device, or distributed in a network formed by multiple computing devices Alternatively, they may be implemented in program code executable by a computing device so that they may be stored in a storage device to be executed by a computing device, and in some cases in an order different from that shown here The steps shown or described are carried out, or they are separately fabricated into individual integrated circuit modules, or multiple modules or steps among them are fabricated into a single integrated circuit module for implementation. As such, the present invention is not limited to any specific combination of hardware and software.
以上所述仅为本发明的优选实施例而已,并不用于限制本发明,对于本领域的技术人员来说,本发明可以有各种更改和变化。凡在本发明的精神和原则之内,所作的任何修改、等同替换、改进等,均应包含在本发明的保护范围之内。The above descriptions are only preferred embodiments of the present invention, and are not intended to limit the present invention. For those skilled in the art, the present invention may have various modifications and changes. Any modifications, equivalent replacements, improvements, etc. made within the spirit and principles of the present invention shall be included within the protection scope of the present invention.
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