CN106772362A - Rail SAR high is vertical to non-homogeneous Vegetation canopy backscattering coefficient analogy method - Google Patents
Rail SAR high is vertical to non-homogeneous Vegetation canopy backscattering coefficient analogy method Download PDFInfo
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Abstract
Description
技术领域technical field
本发明涉及植被雷达遥感观测研究领域,特别是涉及一种高轨SAR垂直向非均匀植被冠层后向散射系数的模拟方法。The invention relates to the research field of vegetation radar remote sensing observation, in particular to a method for simulating the backscatter coefficient of vertical non-uniform vegetation canopy by high-orbit SAR.
背景技术Background technique
植被冠层后向散射系数模拟技术被用于解释雷达电磁波与植被冠层的相互作用,可辅助于开发植被冠层参数反演技术,开展基于雷达遥感的植被空间观测技术研究。目前的植被冠层后向散射系数数值计算模型多假设植被冠层为垂直向均匀,缺少对于植被冠层垂直向非均匀性的刻画。但是,自然界中的植被冠层存在着广泛的垂直向非均匀性,均匀性假设限制了植被后向散射系数模型用于理论分析的能力,无法对微波电磁波与植被的相互作用机理做出准确的解释。Vegetation canopy backscatter coefficient simulation technology is used to explain the interaction between radar electromagnetic waves and vegetation canopy, which can assist in the development of vegetation canopy parameter inversion technology and carry out research on vegetation space observation technology based on radar remote sensing. The current numerical calculation model of the vegetation canopy backscatter coefficient mostly assumes that the vegetation canopy is vertically uniform, and lacks the description of the vertical non-uniformity of the vegetation canopy. However, there is extensive vertical heterogeneity in the vegetation canopy in nature. The assumption of uniformity limits the ability of the vegetation backscatter coefficient model to be used for theoretical analysis, and it is impossible to make accurate predictions on the interaction mechanism between microwave electromagnetic waves and vegetation. Explanation.
由此可见,上述现有的植被冠层后向散射系数模拟方法在方法与使用上,显然仍存在有不便与缺陷,而亟待加以进一步改进,尤其是利用高轨合成孔径雷达(SyntheticAperture Radar,SAR)进行观测时,由于其位于高度360000km的地球同步轨道,对植被垂直向不均匀性的观测提出了更高的要求。因此,如何能创设一种新的可以刻画植被冠层垂直向非均匀性的后向散射系数数值模拟方法是当前本领域的重要研发课题之一。It can be seen that the above-mentioned existing vegetation canopy backscatter coefficient simulation method obviously still has inconvenience and defects in the method and use, and needs to be further improved, especially the use of high-orbit synthetic aperture radar (SAR) ) observations, since it is located in a geosynchronous orbit at an altitude of 360,000 km, higher requirements are put forward for the observation of vegetation vertical inhomogeneity. Therefore, how to create a new numerical simulation method for the backscatter coefficient that can describe the vertical non-uniformity of the vegetation canopy is one of the important research and development topics in this field.
发明内容Contents of the invention
本发明要解决的技术问题是提供一种高轨SAR垂直向非均匀植被冠层后向散射系数模拟方法,使其为使用高轨SAR进行植被观测时校正、去除或分析植被的垂直向不均匀性提供了途径,从而克服现有的植被冠层后向散射系数模拟方法的不足。The technical problem to be solved by the present invention is to provide a high-orbit SAR vertically non-uniform vegetation canopy backscatter coefficient simulation method, so that it can correct, remove or analyze the vertically non-uniform vegetation when using high-orbit SAR for vegetation observation. This provides a way to overcome the shortcomings of the existing simulation methods for vegetation canopy backscatter coefficients.
为解决上述技术问题,本发明一种高轨SAR垂直向非均匀植被冠层后向散射系数模拟方法,包括以下步骤:确定植被冠层组件的种类;确定各种类植被组件体密度的垂直向分布函数Nj(h);计算双矩阵算法中的薄层后向散射矩阵;基于双矩阵算法计算植被冠层的后向散射系数。其中,双矩阵算法中的薄层后向散射矩阵S与前向散射矩阵T的计算公式为:In order to solve the above-mentioned technical problems, a method for simulating the backscattering coefficient of vertical non-uniform vegetation canopy by high-orbit SAR of the present invention comprises the following steps: determining the type of vegetation canopy components; determining the vertical direction of the volume density of various types of vegetation components distribution function N j (h); calculating the backscattering matrix of the thin layer in the double-matrix algorithm; calculating the backscattering coefficient of the vegetation canopy based on the double-matrix algorithm. Among them, the calculation formulas of the thin-layer backscattering matrix S and forward scattering matrix T in the double-matrix algorithm are:
式中:θi为入射角,θs为散射角,为入射方位角,为散射方位角,U-1为对角矩阵,矩阵元素为散射方向的余弦,P为双站散射相矩阵,由入射电磁场与植被组件的形态结构、介电特性等决定,h为植被组件在冠层中的位置,Δz为每一薄层厚度,N为单位薄层体积内的植被冠层组件密度,n为植被冠层组件的种类个数,j表示第j类植被冠层组件。In the formula: θ i is the incident angle, θ s is the scattering angle, is the incident azimuth angle, is the scattering azimuth, U -1 is a diagonal matrix, the matrix elements are the cosines of the scattering directions, P is the bi-station scattering phase matrix, which is determined by the incident electromagnetic field and the morphological structure and dielectric properties of the vegetation components, h is the vegetation component in The position in the canopy, Δz is the thickness of each thin layer, N is the density of vegetation canopy components in the unit volume of the thin layer, n is the number of types of vegetation canopy components, and j represents the jth type of vegetation canopy components.
所述的植被冠层组件的种类范围包括叶片、茎杆、枝条、果实或花朵等。The types of the vegetation canopy components include leaves, stems, branches, fruits or flowers and the like.
所述的计算植被冠层的后向散射系数包括以下步骤:计算上下两个微小薄层构成的厚度为2Δz的薄层的后向散射矩阵S′与前向散射矩阵T′;重复上述计算得到需要厚度的介质层的后向散射矩阵S0;计算后向散射系数σ0;其中,后向散射矩阵S′与前向散射矩阵T′的计算公式为:The backscattering coefficient of described calculation vegetation canopy comprises the following steps: calculating the backscattering matrix S' and the forward scattering matrix T' of the thin layer that the thickness that two tiny thin layers constitute up and down is 2Δz; Repeat above-mentioned calculation to obtain The backscattering matrix S 0 of the medium layer with the required thickness; calculate the backscattering coefficient σ 0 ; where, the calculation formulas of the backscattering matrix S' and the forward scattering matrix T' are:
后向散射系数的计算公式为:σ0=4πS0 The formula for calculating the backscattering coefficient is: σ 0 =4πS 0
式中,S1为第一层的后向散射矩阵,T1为第一层的前向散射矩阵,S2为第二层的后向散射矩阵,T2为第二层的前向散射矩阵,*表示入射方向反向入射时的后向及前向散射矩阵。In the formula, S1 is the backscattering matrix of the first layer, T1 is the forward scattering matrix of the first layer, S2 is the backscattering matrix of the second layer, and T2 is the forward scattering matrix of the second layer , * indicates the back and forward scattering matrix when the incident direction is reverse incident.
采用这样的设计后,本发明将植被冠层中各种类植被组件的体密度垂直向分布函数引入双矩阵算法进行后向散射系数模拟,为模拟植被冠层垂直向非均匀性对后向散射系数造成的影响研究提供了途径,尤其适用于高轨模式下SAR卫星对植被目标的观测。After adopting such a design, the present invention introduces the volume density vertical distribution function of various types of vegetation components in the vegetation canopy into the double matrix algorithm to simulate the backscattering coefficient. The research on the impact of coefficients provides a way, especially for the observation of vegetation targets by SAR satellites in high-orbit mode.
附图说明Description of drawings
上述仅是本发明技术方案的概述,为了能够更清楚了解本发明的技术手段,以下结合附图与具体实施方式对本发明作进一步的详细说明。The above is only an overview of the technical solution of the present invention. In order to better understand the technical means of the present invention, the present invention will be further described in detail below in conjunction with the accompanying drawings and specific embodiments.
图1是本发明高轨SAR垂直向非均匀植被冠层后向散射系数模拟方法的步骤流程示意图。Fig. 1 is a schematic flow chart of the steps of the method for simulating the backscatter coefficient of the vertical non-uniform vegetation canopy in the high-orbit SAR of the present invention.
图2是在高轨SAR观测模式下建模空间内定义的体密度Nj与植被冠层内部空间定义的体密度μj示意图。Figure 2 is a schematic diagram of the volume density N j defined in the modeling space and the volume density μ j defined in the interior space of the vegetation canopy in the high-orbit SAR observation mode.
图3是本发明利用双矩阵算法计算相邻两个薄层对于单位入射能量的多次散射过程。Fig. 3 is the calculation of the multiple scattering process of two adjacent thin layers for unit incident energy by using the double matrix algorithm in the present invention.
图4是本发明进行模拟实验的锥体冠层示意图。Fig. 4 is a schematic diagram of a cone canopy for a simulation experiment of the present invention.
图5是本发明进行模拟实验时,同一理想冠层分别在垂直向均匀和垂直向非均匀假设下的VV极化后向散射系数模拟结果。Fig. 5 is the simulated results of the VV polarization backscattering coefficients of the same ideal canopy under the assumptions of vertical uniformity and vertical non-uniformity when the simulation experiment is carried out in the present invention.
具体实施方式detailed description
请参阅图1所示,本发明一种高轨SAR垂直向非均匀植被冠层后向散射系数模拟方法的主要步骤包括确定植被冠层组件的种类,确定植被组件体密度垂直向分布函数,根据确定的垂直向分布函数计算双矩阵算法中的薄层散射矩阵,以及计算植被冠层的后向散射系数。Please refer to shown in Fig. 1, the main steps of a kind of high-orbit SAR vertical non-uniform vegetation canopy backscattering coefficient simulation method of the present invention comprise determining the kind of vegetation canopy component, determine the vertical direction distribution function of vegetation component volume density, according to The determined vertical distribution function calculates the thin-layer scattering matrix in the double-matrix algorithm, and calculates the backscatter coefficient of the vegetation canopy.
具体来说,首先,确定植被冠层中植被组件的种类。Specifically, first, the types of vegetation components in the vegetation canopy are determined.
植被组件指离散型微波散射模型中计算散射矩阵的最小单元,种类包括叶片、茎杆、枝条、果实、花朵等。The vegetation component refers to the smallest unit for calculating the scattering matrix in the discrete microwave scattering model, and the types include leaves, stems, branches, fruits, flowers, etc.
其次,确定各种类植被组件第一类体密度的垂直向分布函数。Secondly, determine the vertical distribution function of the first type of volume density of various types of vegetation components.
植被组件各种类体密度指单位体积内该种类植被组件的数量,单位为“个每立方米”或“个每立方分米”等。由于体密度会因为测量空间的不同发生变化,对本专利中涉及两种体密度Nj与μj需要加以区分。请参阅图2所示,其中前者Nj表示在SAR卫星观测模式下,散射模型建模空间内的第j类冠层组件的体密度,后者μj表示冠层空间内部第j类植被组件的体密度。为简便记,本专利中Nj称为第一类体密度,μj称为第二类体密度。本步实施方式中“确定各种类植被组件体密度的垂直向分布函数”中的“体密度”指第一类体密度Nj。The density of various types of vegetation components refers to the number of vegetation components of this type in a unit volume, and the unit is "one per cubic meter" or "one per cubic decimeter". Since the volume density will change due to different measurement spaces, it is necessary to distinguish between the two volume densities N j and μ j involved in this patent. Please refer to Figure 2, where the former N j represents the volume density of the jth type of canopy component in the scattering model modeling space in the SAR satellite observation mode, and the latter μ j represents the jth type of vegetation component in the canopy space body density. For simplicity, N j is called the first type of volume density in this patent, and μ j is called the second type of volume density. The "volume density" in "determining the vertical distribution function of the volume density of various types of vegetation components" in the embodiment of this step refers to the first type of volume density N j .
记冠层内第j类植被组件的第一类体密度垂直向分布函数为Nj(h),其中h表示冠层内植被组件在高度向上的位置变量,冠层底部h=0,记冠层厚度为H,则冠层最高处有h=H。Note that the vertical distribution function of the first type of volume density of the jth type of vegetation component in the canopy is N j (h), where h represents the position variable of the vegetation component in the canopy in the height upward direction, h=0 at the bottom of the canopy, and record the canopy The layer thickness is H, then the highest point of the canopy has h=H.
Nj(h)可采用四种确定方法:N j (h) can be determined in four ways:
(1)实地测量。通过实地测量冠层内各种类植被组件在各高度上的数量,除以建模空间体积,得到冠层内各种类植被组件第一类体密度的垂直向分布函数;(1) Field measurement. By measuring the quantity of various types of vegetation components in the canopy at each height and dividing by the modeling space volume, the vertical distribution function of the first type of volume density of various types of vegetation components in the canopy is obtained;
(2)生长模型。可以通过三维植物生长模型,得到同种植物的虚拟冠层,根据虚拟冠层中各种类植被组件的位置得到冠层内各种类植被组件第一类体密度的垂直向分布函数;(2) Growth model. The virtual canopy of the same plant can be obtained through the three-dimensional plant growth model, and the vertical distribution function of the first type of volume density of various vegetation components in the canopy can be obtained according to the position of various vegetation components in the virtual canopy;
(3)等效代替。通过其他变量的垂直向分布函数代替冠层内各种类植被组件体密度的垂直向分布函数,例如NDVI(Normalized Differential Vegetation Index,归一化植被指数)等;(3) Equivalent replacement. Replace the vertical distribution function of the volume density of various vegetation components in the canopy with the vertical distribution function of other variables, such as NDVI (Normalized Differential Vegetation Index, normalized vegetation index), etc.;
(4)理论假设。有时为了简易地获得冠层内各种类植被组件第一类体密度的垂直向分布函数,也可以根据经验直接给出Nj(h)的具体函数形式,例如Nj(h)=1000*(10-h)h∈[0,10]。(4) Theoretical assumptions. Sometimes in order to easily obtain the vertical distribution function of the first type of volume density of various vegetation components in the canopy, the specific functional form of N j (h) can also be given directly based on experience, for example, N j (h)=1000* (10-h)h∈[0,10].
再次,根据确定的垂直向分布函数计算双矩阵算法中的薄层散射矩阵。Again, the thin-layer scattering matrix in the double-matrix algorithm is calculated according to the determined vertical distribution function.
即将确定的冠层内各种类植被组件体密度的垂直向分布函数Nj(h)纳入双矩阵算法框架中。The determined vertical distribution function N j (h) of the volume density of various vegetation components in the canopy is to be incorporated into the framework of the double matrix algorithm.
双矩阵算法中,首先将冠层等分为一系列薄层,每一薄层厚度为Δz,记P为该薄层单次散射相位矩阵,则对于垂直向均匀的冠层,其后向与前向散射矩阵S与T可表达为:In the double-matrix algorithm, firstly, the canopy is divided into a series of thin layers, and the thickness of each thin layer is Δz, and P is the single scattering phase matrix of the thin layer. The forward scattering matrix S and T can be expressed as:
S(θs,θi,φs-φi)=U-1P(θs,θi,φs-φi)ΔzS(θ s ,θ i ,φ s -φ i )=U -1 P(θ s ,θ i ,φ s -φ i )Δz
T(θt,θi,φt-φi)=U-1P(θt,θi,φt-φi)ΔzT(θ t ,θ i ,φ t -φ i )=U -1 P(θ t ,θ i ,φ t -φ i )Δz
其中,θi为入射角;θs为散射角;为入射方位角;为散射方位角;U-1为对角阵,元素为散射方向的余弦;n是植物组件的种类个数;是植被冠层中第j种植被组件在h处的薄层中的第一类平均体密度,单位为个,在垂直向均匀的冠层中为常数。的测量较为简单,可以测量冠层内单位体积内第j类植物组件的数量M,从而有其中V是冠层的总体积。也可由Nj(h)计算得到,两者的关系为:Among them, θ i is the incident angle; θ s is the scattering angle; is the incident azimuth; is the scattering azimuth; U -1 is a diagonal matrix, and the elements are the cosines of the scattering direction; n is the number of types of plant components; is the first-class average volume density of the jth vegetation component in the thin layer at h in the vegetation canopy, the unit is unit, and it is a constant in the vertically uniform canopy. The measurement of is relatively simple. It can measure the number M of plant components of the jth type in the unit volume of the canopy, so that where V is the total volume of the canopy. It can also be calculated from N j (h), the relationship between the two is:
改写后的垂直向非均匀冠层的后向与前向散射矩阵计算公式为:The calculation formula of the back and forward scattering matrix of the rewritten vertical non-uniform canopy is:
通过改写后的方程将各种类植被冠层组件体数量的垂直向分布函数Nj(h)纳入了双矩阵算法框架中,与植被冠层散射矩阵建立了关系。Through the rewritten equation, the vertical distribution function N j (h) of the number of various types of vegetation canopy components is included in the framework of the double matrix algorithm, and the relationship with the vegetation canopy scattering matrix is established.
最后,基于双矩阵算法计算植被冠层的后向散射系数。Finally, the backscatter coefficient of the vegetation canopy is calculated based on the double matrix algorithm.
此计算过程可通过现有的植被后向散射系数模型实现。This calculation process can be realized through the existing vegetation backscatter coefficient model.
请参阅图3所示,在两个等厚度薄层之间的多次散射过程中,第一层的后向及前向散射矩阵为S1和T1,第二层的后向及前向散射矩阵为S2和T2。上标“*”表示入射角反向入射时(即入射角在入射平面内旋转180度角)的后向及前向散射矩阵。使用双矩阵算法,可以得到由上下两个微小薄层构成的厚度为2Δz的薄层的后向与前向散射矩阵S′、T′。Please refer to Figure 3, in the process of multiple scattering between two equal-thickness thin layers, the back and forward scattering matrices of the first layer are S 1 and T 1 , and the backward and forward scattering matrices of the second layer are The scattering matrices are S 2 and T 2 . The superscript "*" indicates the backward and forward scattering matrices when the incident angle is reversed (that is, the incident angle is rotated by 180 degrees in the incident plane). Using the double-matrix algorithm, the back and forward scattering matrices S', T' of a thin layer with a thickness of 2Δz composed of upper and lower two tiny thin layers can be obtained.
重复这一过程即得到任意厚度介质层的散射矩阵。后向散射矩阵S0与后向散射系数σ0之间的关系为:Repeat this process to get the scattering matrix of any thickness dielectric layer. The relationship between the backscattering matrix S 0 and the backscattering coefficient σ 0 is:
σ0=4πS0。σ 0 =4πS 0 .
以下对图2所示的理想锥体树冠层分别依据垂直向均匀与垂直向非均匀进行散射特性建模的对比模拟实验。The following is a comparative simulation experiment of modeling the scattering characteristics of the ideal cone tree canopy shown in Figure 2 based on vertical uniformity and vertical non-uniformity.
请配合参阅图4所示,本示例中构建的理想锥体冠层特点如下:Please refer to Figure 4, the characteristics of the ideal cone canopy constructed in this example are as follows:
(1)冠层依照松树冠层构建,包括两类植被组件:针叶与枝;(1) The canopy is constructed according to the pine canopy, including two types of vegetation components: needles and branches;
(2)锥体冠层的锥角α设为30°,冠层厚度为H,底层半径为R=H·tanα,易得Ω(h)=π·(H-h)2·tan2α;(2) The cone angle α of the cone canopy is set to 30°, the thickness of the canopy is H, and the radius of the bottom layer is R=H·tanα, it is easy to get Ω(h)=π·(Hh) 2 ·tan 2 α;
(3)不失植被组件朝向的一般性,叶片假设为水平放置,方位向对称;树枝假设为垂直放置;(3) Without losing the generality of the orientation of the vegetation components, the leaves are assumed to be placed horizontally, and the azimuth is symmetrical; the branches are assumed to be placed vertically;
(4)植被组件在冠层包络空间内均匀分布,即第二类体密度μj为常数,本示例中设为8×10-5cm-3;(4) Vegetation components are uniformly distributed in the canopy envelope space, that is, the second type volume density μ j is a constant, which is set to 8×10 -5 cm -3 in this example;
(5)其它冠层参数及入射电磁场参数如下表所示:(5) Other canopy parameters and incident electromagnetic field parameters are shown in the following table:
依据具体实施方式中所确立的步骤:According to the steps established in the detailed description:
首先,确定植被冠层中植被组件的种类。本示例中冠层为人为构建的理想冠层,植被组件种类为针叶与枝两类。First, identify the species of vegetation components in the vegetation canopy. In this example, the canopy is an ideal canopy constructed artificially, and the types of vegetation components are needles and branches.
其次,确定各种类植被组件体密度的垂直向分布函数。本示例中冠层为人为构建,相当于给出了确定的生长模型,从而可以获得各组件的精确位置,进一步确定各种类植被组件第一类体密度的垂直向分布函数Nj(h)。Second, determine the vertical distribution function of the volume density of various types of vegetation components. In this example, the canopy is artificially constructed, which is equivalent to giving a definite growth model, so that the precise position of each component can be obtained, and the vertical distribution function N j (h) of the first type of volume density of various types of vegetation components can be further determined .
由冠层形状锥体及第二类体密度μj计算可知第一类体密度Nj(h)的垂直向分布函数:The vertical distribution function of the first type of volume density N j (h) can be known from the calculation of the canopy shape cone and the second type of volume density μ j :
再次,根据确定的垂直向分布函数计算双矩阵算法中的薄层散射矩阵。Again, the thin-layer scattering matrix in the double-matrix algorithm is calculated according to the determined vertical distribution function.
最后,基于双矩阵算法计算植被冠层的后向散射系数。Finally, the backscatter coefficient of the vegetation canopy is calculated based on the double matrix algorithm.
该理想冠层在VV极化模式下的后向散射系数模拟结果图5所示,模拟结果显示垂直向均匀与垂直向非均匀冠层模拟结果的差异约为-3.4dB,说明垂直向非均匀性对于植被冠层的后向散射系数拥有明显的影响,对于SAR植被观测,尤其是在高轨SAR观测模式下,是植被微波散射模型必须要考虑的因素,本发明所提出的技术方案对于后续的相关精确研究至关重要。The simulation results of the backscatter coefficient of the ideal canopy under the VV polarization mode are shown in Fig. 5. The simulation results show that the difference between the simulation results of the vertically uniform and vertically non-uniform canopy is about -3.4dB, indicating that the vertically non-uniform It has a significant impact on the backscattering coefficient of the vegetation canopy. For SAR vegetation observation, especially in the high-orbit SAR observation mode, it is a factor that must be considered in the vegetation microwave scattering model. The technical solution proposed by the present invention is useful for subsequent Relevant accurate research is crucial.
以上所述,仅是本发明的较佳实施例而已,并非对本发明作任何形式上的限制,本领域技术人员利用上述揭示的技术内容做出些许简单修改、等同变化或修饰,均落在本发明的保护范围内。The above is only a preferred embodiment of the present invention, and does not limit the present invention in any form. Those skilled in the art make some simple modifications, equivalent changes or modifications by using the technical content disclosed above, all of which fall within the scope of the present invention. within the scope of protection of the invention.
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