CN105510829B - A kind of Novel lithium ion power battery SOC methods of estimation - Google Patents
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- 238000000034 method Methods 0.000 title claims abstract description 32
- 229910001416 lithium ion Inorganic materials 0.000 title claims abstract description 14
- HBBGRARXTFLTSG-UHFFFAOYSA-N Lithium ion Chemical compound [Li+] HBBGRARXTFLTSG-UHFFFAOYSA-N 0.000 title claims abstract description 13
- 238000002474 experimental method Methods 0.000 claims abstract description 19
- 239000011159 matrix material Substances 0.000 claims description 31
- 239000003990 capacitor Substances 0.000 claims description 11
- 230000010287 polarization Effects 0.000 claims description 6
- 238000005562 fading Methods 0.000 claims description 3
- 230000003313 weakening effect Effects 0.000 claims description 3
- 238000005259 measurement Methods 0.000 description 7
- 238000007599 discharging Methods 0.000 description 6
- 230000006870 function Effects 0.000 description 6
- GELKBWJHTRAYNV-UHFFFAOYSA-K lithium iron phosphate Chemical compound [Li+].[Fe+2].[O-]P([O-])([O-])=O GELKBWJHTRAYNV-UHFFFAOYSA-K 0.000 description 6
- 238000012360 testing method Methods 0.000 description 5
- 238000012795 verification Methods 0.000 description 4
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Abstract
本发明公开了一种新型锂离子动力电池SOC估计方法,建立电池等效电路模型,利用最小二乘算法对建立的电池模型参数进行辨识;根据步骤一参数辨识出来的电池开路电压UOCV和对应的SOC关系,利用Shepherd模型和Nernst模型进行组合得到对应的函数,该函数拟合了UOCV和SOC关系;搭建出SOC估算的状态方程和观测方程,STF算法具有较强的关于模型不确定性的鲁棒性,极强的关于突变状态的跟踪能力,通过恒流放电实验和UDDS工况实验对EKF和STF算法估计SOC进行了验证,结果表明STF算法比EKF算法估计SOC精度更高,且收敛性更好。
The invention discloses a novel method for estimating the SOC of a lithium-ion power battery. The equivalent circuit model of the battery is established, and the parameters of the established battery model are identified using the least squares algorithm; the battery open circuit voltage U OCV and the corresponding The SOC relationship of SOC is obtained by combining the Shepherd model and the Nernst model to obtain the corresponding function, which fits the relationship between U OCV and SOC; the state equation and observation equation for SOC estimation are built, and the STF algorithm has strong model uncertainty Robustness, strong ability to track sudden changes, through constant current discharge experiments and UDDS operating conditions, the EKF and STF algorithm estimation of SOC is verified, the results show that the STF algorithm is more accurate than the EKF algorithm in estimating SOC, and Convergence is better.
Description
技术领域technical field
本发明涉及一种新型锂离子动力电池SOC估计方法。The invention relates to a novel method for estimating the SOC of a lithium-ion power battery.
背景技术Background technique
电池荷电状态的估计一直是电池管理系统的重点和难点,电池SOC准确估计对于提高电池使用效率和延长电池寿命,提高电池的安全可靠性,以及整车能量管理有着重要的意义,但是SOC不能直接测量,只能通过其它电池参数如电池输出电压、电流来预估。The estimation of the battery state of charge has always been the focus and difficulty of the battery management system. Accurate estimation of the battery SOC is of great significance for improving battery usage efficiency, extending battery life, improving battery safety and reliability, and vehicle energy management, but SOC cannot Direct measurement can only be estimated by other battery parameters such as battery output voltage and current.
目前,国内外常用的SOC估计算法有:安时积分法,该方法无法给出SOC初始值,且电流测量不准确会导致SOC累计误差;开路电压法,利用电池的开路电压与SOC的对应关系,通过测量电池的开路电压来估计SOC,简单易行,但是需要电池静置一段时间后才能估计,不适合电动汽车实时在线估计的要求;内阻法,适合于电池放电后期SOC估计,需要专门的仪器测量,实车上很少使用;神经网络法,需要大量的数据进行训练,估计误差受训练数据和训练方法影响较大,目前还没有得到很好的应用。扩展卡尔曼滤波算法估计SOC是目前国内外应用比较广泛的估计方法,它将SOC看作是电池系统的一个内部状态变量,通过递推算法实现SOC的最小方差估计,它对电池模型依赖性较强,电池在实际使用过程中反复充放电,会造成电池模型参数的变化,故采用扩展卡尔曼滤波算法估计SOC会产生估计不准、甚至出现发散。At present, the commonly used SOC estimation algorithms at home and abroad are: the ampere-hour integral method, which cannot give the initial value of SOC, and the inaccurate current measurement will lead to the cumulative error of SOC; the open circuit voltage method, which uses the corresponding relationship between the open circuit voltage of the battery and SOC It is simple and easy to estimate the SOC by measuring the open circuit voltage of the battery, but it needs to be estimated after the battery has stood for a period of time, which is not suitable for real-time online estimation of electric vehicles; The instrument measurement is rarely used in real vehicles; the neural network method requires a large amount of data for training, and the estimation error is greatly affected by the training data and training methods, so it has not been well applied yet. The extended Kalman filter algorithm to estimate SOC is a widely used estimation method at home and abroad. It regards SOC as an internal state variable of the battery system, and realizes the minimum variance estimation of SOC through a recursive algorithm. It is more dependent on the battery model. Strong, repeated charging and discharging of the battery during actual use will cause changes in the parameters of the battery model, so using the extended Kalman filter algorithm to estimate the SOC will produce inaccurate estimates or even divergence.
发明内容Contents of the invention
为解决现有技术存在的不足,本发明公开了一种新型锂离子动力电池SOC估计方法,采用强跟踪滤波器估计SOC克服了扩展卡尔曼滤波器估计SOC不准的缺点,强跟踪滤波器由扩展卡尔曼滤波器改造而来,主要针对系统模型不确定性导致滤波器估计不准及发散问题,具有以下的优点:(1)对模型不确定性具有较强的鲁棒性;(2)对突变状态的跟踪能力极强,甚至在系统达到平衡状态时,仍保持对缓变状态与突变状态的跟踪能力;(3)适中的计算复杂度。In order to solve the deficiencies in the prior art, the present invention discloses a novel method for estimating the SOC of a lithium-ion power battery, which uses a strong tracking filter to estimate the SOC to overcome the inaccurate shortcoming of the extended Kalman filter for estimating the SOC. The strong tracking filter consists of The extended Kalman filter is transformed, mainly for the inaccurate estimation and divergence of the filter caused by the uncertainty of the system model, and has the following advantages: (1) It has strong robustness to the model uncertainty; (2) The ability to track sudden changes is extremely strong, and even when the system reaches an equilibrium state, it still maintains the ability to track slow changes and sudden changes; (3) Moderate computational complexity.
为实现上述目的,本发明的具体方案如下:To achieve the above object, the specific scheme of the present invention is as follows:
一种新型锂离子动力电池SOC估计方法,包括以下步骤:A novel lithium-ion power battery SOC estimation method, comprising the following steps:
步骤一:建立电池等效电路模型,利用最小二乘算法对建立的电池模型参数进行辨识;Step 1: Establish a battery equivalent circuit model, and use the least squares algorithm to identify the parameters of the established battery model;
步骤二:根据步骤一参数辨识出来的电池开路电压UOCV和对应的SOC关系,利用Shepherd模型和Nernst模型进行组合得到对应的函数,该函数拟合了UOCV和SOC关系;Step 2: According to the battery open-circuit voltage U OCV and the corresponding SOC relationship identified by the parameters in step 1, the Shepherd model and the Nernst model are used to combine to obtain the corresponding function, which fits the relationship between U OCV and SOC;
步骤三:选取步骤一中电池等效电路模型中电容的端电压和SOC为状态变量,搭建出SOC估算的状态方程和观测方程,实时调整状态预报误差的协方差阵和增益矩阵,根据SOC估算的状态方程和观测方程对锂离子动力电池SOC进行估计。Step 3: Select the terminal voltage and SOC of the capacitor in the battery equivalent circuit model in step 1 as the state variables, build the state equation and observation equation for SOC estimation, adjust the covariance matrix and gain matrix of the state prediction error in real time, and estimate according to the SOC The state equation and observation equation are used to estimate the SOC of lithium-ion power batteries.
所述状态预报误差的协方差阵Pk+1:The covariance matrix P k+1 of the state forecast error:
Pk+1=λk+1GkPkGT k+Qk (12)P k+1 =λ k+1 G k P k G T k +Q k (12)
其中,λ(k+1)为时变的渐消因子,Pk+1为k+1时刻的误差协方差矩阵,Pk为k时刻的误差协方差矩阵,Qk是系统噪声协方差,Gk为状态方程对状态变量求偏导的雅克比矩阵。Among them, λ (k+1) is the time-varying fading factor, P k+1 is the error covariance matrix at k+1 time, P k is the error covariance matrix at k time, Q k is the system noise covariance, G k is the Jacobian matrix of the partial derivative of the state equation to the state variable.
所述增益矩阵Kk+1:The gain matrix K k+1 :
Kk+1=Pk+1HT k+1[Hk+1Pk+1HT k+1+Rk]-1 (7)。K k+1 =P k+1 H T k+1 [H k+1 P k+1 H T k+1 +R k ] -1 (7).
电容的端电压,充电时为C1c和C2c,放电时为C1d和C2d,在下面的叙述中都以C1和C2代替。The terminal voltage of the capacitor is C 1c and C 2c when charging, and C 1d and C 2d when discharging, which are replaced by C 1 and C 2 in the following descriptions.
所述电池等效电路模型包括极化电阻R1d、电容C1d、极化电阻R1c及电容C1c与对应的二极管相串联后的电路再分别并联后组成第一电路,极化电阻R2d、电容C2d、极化电阻R2c及电容C2c与对应的二极管相串联后的电路再分别并联后组成第二电路,电阻Rod与Roc与对应的二极管相串联后电路相并联组成第三电路,所述第一电路、第二电路及第三电路相串联后一端与电池的开路电压UOCV相连,另一端与开路电压UO相连。The battery equivalent circuit model includes polarization resistance R 1d , capacitance C 1d , polarization resistance R 1c and capacitance C 1c connected in series with corresponding diodes and then connected in parallel to form the first circuit, polarization resistance R 2d , capacitor C 2d , polarization resistor R 2c and capacitor C 2c are connected in series with the corresponding diodes to form the second circuit, and resistors R od and R oc are connected in series with the corresponding diodes to form the second circuit. Three circuits, the first circuit, the second circuit and the third circuit are connected in series, one end is connected to the open circuit voltage U OCV of the battery, and the other end is connected to the open circuit voltage U O.
所述对建立的电池模型进行辨识时,电池的标称容量为6.2AH,在电池实验环境为25℃条件下,以0.5C的电流放电,电池每放出10%SOC的电量,静置30分钟,电池SOC初始值为1,经历10个脉冲放电后电池电量放完,参数辨识过程具体做法:首先将实验的各个SOC点的实验数据分别提取出来,利用最小二乘函数进行参数辨识即可得到各状态下的电池模型参数,最后将各个SOC点的参数列成表。When identifying the established battery model, the nominal capacity of the battery is 6.2AH. Under the condition of the battery experiment environment of 25°C, the battery is discharged at a current of 0.5C. When the battery discharges 10% of SOC, it is left to stand for 30 minutes. , the initial value of the battery SOC is 1, after 10 pulse discharges, the battery is fully discharged. The specific method of the parameter identification process: firstly extract the experimental data of each SOC point in the experiment, and use the least square function to perform parameter identification to get The battery model parameters in each state, and finally the parameters of each SOC point are listed in a table.
所述步骤二中函数的公式为:The formula of the function in the step 2 is:
其中,SOC是指电池的剩余容量。Among them, SOC refers to the remaining capacity of the battery.
应用Matlab软件提供的曲线拟合工具箱(Curve Fitting Toolbox)中自定义函数确定a1~a5的参数值。The parameter values of a 1 to a 5 were determined by using a custom function in the Curve Fitting Toolbox provided by Matlab software.
所述λ(k+1)具体公式为:Described λ (k+1) concrete formula is:
N(k+1)=S0(k+1)-HkQkHT k-βRk+1 (16)N(k+1)=S 0 (k+1)-H k Q k H T k -βR k+1 (16)
其中,Hk为观测方程对状态变量求偏导的矩阵,Rk+1为测量噪声协方差,k=0,1,2,3,...表示时刻,rk+1表示k+1时刻残差,r(1)表示k=0时刻的残差,S0(k)表示残差的协方差阵。式中0≤ρ≤1为遗忘因子,通常取ρ=0.95;β≥1为弱化因子,目的是使状态估计值更加平滑。Among them, H k is the matrix of the partial derivative of the observation equation to the state variable, R k+1 is the measurement noise covariance, k=0,1,2,3,... represents the time, r k+1 represents k+1 Time residual, r(1) represents the residual at time k=0, S 0 (k) represents the covariance matrix of the residual. In the formula, 0≤ρ≤1 is the forgetting factor, usually ρ=0.95; β≥1 is the weakening factor, the purpose is to make the state estimate smoother.
所述增益矩阵Kk+1满足的条件为:The conditions satisfied by the gain matrix K k+1 are:
E[r(k+1+j)rT(k+1+j)]=0,k=0,1,2,...,j=1,2,3,... (10)E[r(k+1+j)r T (k+1+j)]=0, k=0,1,2,...,j=1,2,3,... (10)
E[x(k+1)-x(k+1|k+1)][x(k+1)-x(k+1|k+1)]T=min (11)E[x(k+1)-x(k+1|k+1)][x(k+1)-x(k+1|k+1)] T = min (11)
其中,r(k+1+j)表示k+1+j时刻的残差,x(k+1)表示k+1时刻的状态变量,min表示取得最小值,其中x(k+1|k+1)表示k+1时刻状态的估计值。Among them, r(k+1+j) represents the residual at time k+1+j, x(k+1) represents the state variable at time k+1, and min represents the minimum value, where x(k+1|k +1) represents the estimated value of the state at time k+1.
本发明的有益效果:Beneficial effects of the present invention:
针对扩展卡尔曼滤波算法估计精度受电池模型精度影响比较大和估计结果容易发散这一问题,本申请在改进二阶RC电池等效电路模型的基础上,提出利用强跟踪滤波算法估计电池SOC,STF算法具有较强的关于模型不确定性的鲁棒性,极强的关于突变状态的跟踪能力,通过恒流放电实验和UDDS工况实验对EKF和STF算法估计SOC进行了验证,结果表明STF算法比EKF算法估计SOC精度更高,且收敛性更好,本发明克服了扩展卡尔曼滤波算法估计SOC依赖于电池模型准确性的缺点,验证了STF算法的有效性和正确性。In view of the problem that the estimation accuracy of the extended Kalman filter algorithm is greatly affected by the accuracy of the battery model and the estimation results are easy to diverge, this application proposes to use the strong tracking filter algorithm to estimate the battery SOC, STF on the basis of improving the second-order RC battery equivalent circuit model The algorithm has strong robustness to model uncertainty and strong ability to track sudden changes. Through constant current discharge experiments and UDDS operating conditions experiments, the EKF and STF algorithms are verified to estimate SOC. The results show that the STF algorithm Compared with the EKF algorithm, the SOC estimation accuracy is higher, and the convergence is better. The invention overcomes the shortcoming that the extended Kalman filter algorithm estimates the SOC depends on the accuracy of the battery model, and verifies the validity and correctness of the STF algorithm.
附图说明Description of drawings
图1改进的二阶RC等效电路模型;The improved second-order RC equivalent circuit model of Fig. 1;
图2 磷酸铁锂动力电池荷电状态估算系统实施例结构示意图;Fig. 2 Schematic diagram of the embodiment of the state of charge estimation system for lithium iron phosphate power battery;
图3 UDDS工况下两种算法估计SOC对比图;Fig. 3 Comparison chart of SOC estimated by two algorithms under UDDS working condition;
图4 恒流放电下两种算法估计SOC对比图。Fig. 4 Comparison chart of SOC estimated by two algorithms under constant current discharge.
具体实施方式:Detailed ways:
下面结合附图对本发明进行详细说明:The present invention is described in detail below in conjunction with accompanying drawing:
为了精确估计锂离子动力电池的荷电状态(SOC),针对目前应用比较广泛的扩展卡尔曼滤波(EKF)算法估计SOC受电池模型的精度影响比较大和估计结果容易发散这一问题,在改进二阶RC等效电路模型的基础上,提出应用具有较强的关于模型不确定性的鲁棒性和极强的关于突变状态的跟踪能力的强跟踪滤波(STF)算法进行改进。In order to accurately estimate the state of charge (SOC) of lithium-ion power batteries, the Extended Kalman Filter (EKF) algorithm, which is widely used at present, is greatly affected by the accuracy of the battery model to estimate SOC and the estimation results are easy to diverge. Based on the first-order RC equivalent circuit model, a strong tracking filter (STF) algorithm with strong robustness to model uncertainty and strong tracking ability to sudden changes is proposed for improvement.
电动汽车运行过程中需要对电池的SOC估计,利用扩展卡尔曼滤波器和强跟踪滤波器估计电池SOC,需要建立电池的模型,为了既能反映电池特性又能运算简便,选用应用比较广泛的二阶RC电池等效电路模型,并在二阶RC等效电路模型的基础上考虑到充放电方向参数的不同,建立如图1所示的模型。The SOC of the battery needs to be estimated during the operation of the electric vehicle. To estimate the SOC of the battery by using the extended Kalman filter and the strong tracking filter, it is necessary to establish a model of the battery. First-order RC battery equivalent circuit model, and on the basis of the second-order RC equivalent circuit model, the model shown in Figure 1 is established considering the different parameters of the charging and discharging directions.
电池模型的参数可利用最小二乘算法进行辨识,模型中的各个参数随着荷电状态的不同而变化,参考《Freedom CAR电池试验手册》中的混合脉冲实验(Hybrid Pulse PowerTest,HPPT)测试,可以获得电池模型中的各个参数。本申请实验研究对象为某国内公司生产的锂离子动力电池,其标称容量为6.2AH,在电池实验环境为25℃条件下,以0.5C的电流放电,电池每放出10%SOC的电量,静置30分钟,电池SOC初始值为1,经历10个脉冲放电后电池电量放完。参数辨识过程具体做法:首先将实验的各个SOC点的实验数据分别提取出来,利用最小二乘函数进行参数辨识即可得到各状态下的电池模型参数,最后将各个SOC点的参数列成如表1所示。电池充电方向的参数辨识过程与放电方向类似,在此不再赘述。The parameters of the battery model can be identified using the least squares algorithm. Each parameter in the model changes with the state of charge. Refer to the Hybrid Pulse PowerTest (HPPT) test in the "Freedom CAR Battery Test Manual", which can Get the various parameters in the battery model. The experimental research object of this application is a lithium-ion power battery produced by a domestic company. Its nominal capacity is 6.2AH. Under the condition of the battery experiment environment of 25°C, it is discharged at a current of 0.5C. When the battery discharges 10% of SOC, After standing for 30 minutes, the initial value of the battery SOC is 1, and the battery is fully discharged after 10 pulse discharges. The specific method of the parameter identification process: firstly extract the experimental data of each SOC point in the experiment, and use the least square function to perform parameter identification to obtain the battery model parameters in each state, and finally list the parameters of each SOC point as shown in the table 1. The parameter identification process of the charging direction of the battery is similar to that of the discharging direction, and will not be repeated here.
表1二阶RC模型放电方向参数辨识结果Table 1 Identification results of discharge direction parameters of the second-order RC model
根据上述参数辨识出来的电池开路电压UOCV和对应的SOC关系,利用Shepherd模型和Nernst模型组合得到的公式1,拟合了UOCV和SOC关系,使得电池等效电路模型更加准确。应用Matlab软件提供的曲线拟合工具箱(Curve Fitting Toolbox)中自定义函数可以确定a1~a5参数值。According to the relationship between the battery open circuit voltage U OCV and the corresponding SOC identified by the above parameters, the relationship between U OCV and SOC is fitted by using the formula 1 obtained by combining the Shepherd model and the Nernst model, making the battery equivalent circuit model more accurate. The values of parameters a 1 to a 5 can be determined by using a custom function in the Curve Fitting Toolbox provided by Matlab software.
基于扩展卡尔曼滤波的SOC估计算法:扩展卡尔曼滤波算法是一种利用递推的线性最小方差估计方法,为了运用扩展卡尔曼滤波法,需构造系统的状态空间方程,考虑到系统的随机干扰和量测噪声结合安时积分法SOC估计,在改进二阶RC等效电路模型的基础上,选取改进二阶RC等效电池模型中电容C1和C2的端电压(充电时C1为C1c,C2为C2c,放电时C1为C1d,C2为C2d)和SOC为状态变量,搭建出SOC估算的状态方程和观测方程如下公式所示:SOC estimation algorithm based on extended Kalman filter: the extended Kalman filter algorithm is a linear minimum variance estimation method using recursion. In order to use the extended Kalman filter method, it is necessary to construct the state space equation of the system, taking into account the random interference of the system Combined with the measurement noise and the SOC estimation of the ampere-hour integration method, on the basis of the improved second-order RC equivalent circuit model, the terminal voltages of capacitors C 1 and C 2 in the improved second-order RC equivalent battery model are selected (C 1 is C 1c , C 2 is C 2c , C 1 is C 1d , C 2 is C 2d ) and SOC is the state variable during discharge, and the state equation and observation equation for SOC estimation are constructed as follows:
xk+1=Axk+Buk+wk (2)x k+1 =Ax k +Bu k +w k (2)
yk+1=Cxk+1+vk+1 (3)y k+1 =Cx k+1 +v k+1 (3)
其中,xk、uk、yk+1分别为系统的状态变量、输入量和输出量;wk表示由系统扰动和模型的不精确等产生的过程噪声;vk+1表示由测量误差等产生的观测噪声;A、B、C为用来体现系统动态特性的方程匹配系数。Among them, x k , u k , y k+1 are the state variables, input and output of the system respectively; w k represents the process noise caused by system disturbance and model inaccuracy; v k+1 represents the measurement error etc.; A, B, and C are the equation matching coefficients used to reflect the dynamic characteristics of the system.
电池端电压方程:Battery terminal voltage equation:
其中in
其中,UB(k+1)为k+1时刻电池的端电压;UOCV(k+1)为k+1时刻电池的开路电压;SOCk为k时刻电池的剩余容量;U1(k)、U2(k)分别为电容C1、C2两端的电压(即C1d/C1c、C2d/C2c的端电压,充电时为C1c、C2c,放电时为C1d、C2d);τ1=R1C1,τ2=R2C2(充电时R1=R1c,C1=R1c,R2=R2c,C2=R2c,放电时,R1=R1d,C1=R1d,R2=R2d,C2=R2d);QN为电池的额定容量。Δt表示k时刻与k+1时刻之间的时间差。Among them, U B (k+1) is the terminal voltage of the battery at time k+1; U OCV (k+1) is the open circuit voltage of the battery at time k+1; SOC k is the remaining capacity of the battery at time k; U 1 (k ), U 2 (k) are the voltages across capacitors C 1 and C 2 respectively (i.e. the terminal voltages of C 1d /C 1c , C 2d /C 2c , which are C 1c and C 2c when charging, and C 1d and C 2c when discharging. C 2d ); τ 1 =R 1 C 1 , τ 2 =R 2 C 2 (R 1 =R 1c , C 1 =R 1c , R 2 =R 2c , C 2 =R 2c , during discharge, R 1 =R 1d , C 1 =R 1d , R 2 =R 2d , C 2 =R 2d ); Q N is the rated capacity of the battery. Δt represents the time difference between time k and k+1 time.
基于扩展卡尔曼滤波算法的SOC估算递推过程如下面公式所示。The recursive process of SOC estimation based on the extended Kalman filter algorithm is shown in the following formula.
(1)预测k+1时刻的状态值:预测k+1时刻的误差协方差矩阵,计算增益矩阵Kk+1,根据观测值更新状态估计值,更新误差协方差矩阵。(1) Predict the state value at time k+1: predict the error covariance matrix at time k+1, calculate the gain matrix K k+1 , update the state estimation value according to the observed value, and update the error covariance matrix.
xk+1=Axk+Buk (5)x k+1 =Ax k +Bu k (5)
(2)预测k+1时刻的误差协方差矩阵:(2) Predict the error covariance matrix at time k+1:
(3)计算增益矩阵Kk+1:(3) Calculate the gain matrix K k+1 :
Kk+1=Pk+1HT k+1[Hk+1Pk+1HT k+1+Rk]-1 (7)K k+1 =P k+1 H T k+1 [H k+1 P k+1 H T k+1 +R k ] -1 (7)
(4)根据观测值更新状态估计值:(4) Update state estimates based on observations:
xk+1=xk+1+Kk+1rk+1 (8)x k+1 =x k+1 +K k+1 r k+1 (8)
(5)更新误差协方差矩阵:(5) Update the error covariance matrix:
Pk+1=(I-Kk+1Hk+1)Pk+1 (9)P k+1 =(IK k+1 H k+1 )P k+1 (9)
上述公式中残差rk+1=yk+1-yk+1,yk+1是实际测量值,yk+1为与状态xk+1对应的估计值,Qk是系统噪声协方差,Rk是测量噪声协方差,Pk+1是误差协方差,反应了状态变量的估计值和真实值之间不一致程度。Gk为k时刻状态方程对状态变量求偏导的雅克比矩阵。In the above formula, the residual r k+1 = y k+1 -y k+1 , y k+1 is the actual measured value, y k+1 is the estimated value corresponding to the state x k+1 , Q k is the system noise covariance, R k is the measurement noise covariance, and P k+1 is the error covariance, which reflects the degree of inconsistency between the estimated value and the real value of the state variable. G k is the Jacobian matrix of the partial derivative of the state equation to the state variable at time k.
强跟踪滤波器对卡尔曼滤波器的改进,强跟踪滤波成立的充分条件:选择合适的时变增益阵Kk+1,使下式成立。The strong tracking filter is an improvement of the Kalman filter, and the sufficient condition for the establishment of the strong tracking filter is to select the appropriate time-varying gain matrix K k+1 so that the following formula holds.
E[r(k+1+j)rT(k+1+j)]=0,k=0,1,2,...,j=1,2,3,... (10)E[r(k+1+j)r T (k+1+j)]=0, k=0,1,2,...,j=1,2,3,... (10)
E[x(k+1)-x(k+1|k+1)][x(k+1)-x(k+1|k+1)]T=min (11)E[x(k+1)-x(k+1|k+1)][x(k+1)-x(k+1|k+1)] T = min (11)
由于模型不确定的影响,会使得滤波器估计实际值不准,必然在输出残差序列的均值与幅值上体现出来,系统若能自动在线调整增益阵Kk+1,使得式子(10)成立,即强迫输出残差有类似高斯白噪声的性质,这就提取出输出残差中的有效信息。若模型的不确定性不存在时,强跟踪滤器不起调节作用,此时强跟踪滤波器就是卡尔曼滤波器。强跟踪滤波器对卡尔曼滤波器的改进之处是:实时调整状态预报误差的协方差阵和增益矩阵,修改公式(6)为Due to the influence of model uncertainty, the estimated actual value of the filter will be inaccurate, which must be reflected in the mean and amplitude of the output residual sequence. If the system can automatically adjust the gain matrix K k+1 online, the formula (10 ) is established, that is, the output residual is forced to have a property similar to Gaussian white noise, which extracts the effective information in the output residual. If the uncertainty of the model does not exist, the strong tracking filter does not play a regulating role, and the strong tracking filter is a Kalman filter at this time. The improvement of the strong tracking filter to the Kalman filter is: real-time adjustment of the covariance matrix and gain matrix of the state forecast error, modifying the formula (6) as
Pk+1=λk+1GkPkGT k+Qk (12)P k+1 =λ k+1 G k P k G T k +Q k (12)
其中λ(k+1)为时变的渐消因子:where λ (k+1) is the time-varying fading factor:
N(k+1)=S0(k+1)-HkQkHT k-βRk+1 (16)N(k+1)=S 0 (k+1)-H k Q k H T k -βR k+1 (16)
式中0≤ρ≤1为遗忘因子,通常取ρ=0.95;β≥1为弱化因子,目的是使状态估计值更加平滑。In the formula, 0≤ρ≤1 is the forgetting factor, usually ρ=0.95; β≥1 is the weakening factor, the purpose is to make the state estimate smoother.
实验验证分析:为了验证强跟踪滤波算法估计SOC的有效性,利用AVL-Estorage设备平台对电池进行涵盖电池SOC整个范围的实验,该测试设备可模拟城市道路工况、对电池进行恒流充放电、UDDS工况等实验。磷酸铁锂动力电池荷电状态估算系统实施例结构示意图如图2所示,包括温控箱、电压/电流检测设备、控制器和显示器。该控制器内部包括微处理器、程序存储器、CAN总线接口、若干IO口等,控制器通过CAN总线与温控箱和电压/电流检测设备相连,温控箱用以保持环境温度恒定,通过控制器的软件可以编程设定电池实验限制条件以防止电池过充电、过放电,并可以详细记录测试电流、电压、SOC和温度等。在电池单次充放电过程中,安时计量法对SOC估计较准,所以用安时积分法得出的SOC值作为本次实验SOC的实际值。实验对象为某国内公司生产的容量为6.2AH的磷酸铁锂电池,环境温度控制在25℃。Experiment verification analysis: In order to verify the effectiveness of the strong tracking filter algorithm for estimating SOC, the AVL-Estorage equipment platform is used to conduct experiments covering the entire range of battery SOC on the battery. The test equipment can simulate urban road conditions and charge and discharge the battery with constant current , UDDS working conditions and other experiments. The structure diagram of an embodiment of the state of charge estimation system for lithium iron phosphate power battery is shown in Figure 2, including a temperature control box, voltage/current detection equipment, a controller and a display. The controller includes a microprocessor, program memory, CAN bus interface, several IO ports, etc. The controller is connected to the temperature control box and voltage/current detection equipment through the CAN bus. The temperature control box is used to keep the ambient temperature constant. The software of the tester can be programmed to set the battery experiment limit conditions to prevent the battery from overcharging and over-discharging, and can record the test current, voltage, SOC and temperature in detail. In the single charge and discharge process of the battery, the ampere-hour measurement method is more accurate in estimating the SOC, so the SOC value obtained by the ampere-hour integration method is used as the actual value of the SOC in this experiment. The experimental object is a lithium iron phosphate battery with a capacity of 6.2AH produced by a domestic company, and the ambient temperature is controlled at 25°C.
(1)UDDS工况实验SOC估计验证(1) UDDS operating condition experiment SOC estimation verification
本文使用国际通用城市道路循环工况(Urban Dynamometer Driving Schedule,简写UDDS),以标准的测试工况作为参考,根据实验室磷酸铁锂电池的实际情况,通过一定比例缩小得到实验所用的UDDS工况电流,对磷酸铁锂电池进行SOC初始值为0.99206的UDDS工况放电,该工况包括6个UDDS工况循环,假设STF估计和EKF估计SOC初始值均为0.7,UDDS工况实验SOC实际值、STF估计SOC值和EKF估计SOC值对比如图3所示。This article uses the international general urban road cycle conditions (Urban Dynamometer Driving Schedule, abbreviated as UDDS), using the standard test conditions as a reference, according to the actual situation of the laboratory lithium iron phosphate battery, through a certain ratio to obtain the UDDS conditions used in the experiment Current, the lithium iron phosphate battery is discharged under the UDDS working condition with the initial SOC value of 0.99206. This working condition includes 6 UDDS working condition cycles. Assuming that the STF estimated and EKF estimated SOC initial values are both 0.7, the actual value of the SOC in the UDDS working condition experiment , The comparison of STF estimated SOC value and EKF estimated SOC value is shown in Figure 3.
(2)恒流放电实验SOC估计验证(2) Constant current discharge experiment SOC estimation verification
对磷酸铁锂电池进行初始值SOC为0.996的恒流放电实验,假设STF估计和EKF估计的SOC初始值均为0.8,恒流放电实验SOC实际值、STF算法估计SOC值和EKF算法估计SOC对比如图4所示A constant current discharge experiment with an initial value of SOC of 0.996 is carried out on a lithium iron phosphate battery. Assuming that the initial value of SOC estimated by STF and EKF is both 0.8, the actual value of SOC in constant current discharge experiment, the estimated SOC value of STF algorithm and the estimated SOC of EKF algorithm are relatively For example, as shown in Figure 4
从上图3~4验证结果可以看出基于STF算法估计SOC相比于EKF算法估计SOC精度更高、估计初始值收敛速度更快,STF算法克服了EKF算法估计SOC结果容易发散的缺点。From the verification results in Figures 3 to 4 above, it can be seen that the estimation of SOC based on the STF algorithm is more accurate than the estimation of the SOC by the EKF algorithm, and the convergence speed of the estimated initial value is faster. The STF algorithm overcomes the disadvantage that the estimation of the SOC by the EKF algorithm is easy to diverge.
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