CN104101864A - Inversion Algorithm of Ocean Wave Parameters Based on EOF Decomposition for Navigation X-band Radar - Google Patents

Inversion Algorithm of Ocean Wave Parameters Based on EOF Decomposition for Navigation X-band Radar Download PDF

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CN104101864A
CN104101864A CN201310123693.9A CN201310123693A CN104101864A CN 104101864 A CN104101864 A CN 104101864A CN 201310123693 A CN201310123693 A CN 201310123693A CN 104101864 A CN104101864 A CN 104101864A
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CN104101864B (en
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何宜军
陈忠彪
丘仲锋
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Institute of Oceanology of CAS
Nanjing University of Information Science and Technology
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Nanjing University of Information Science and Technology
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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01SRADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
    • G01S7/00Details of systems according to groups G01S13/00, G01S15/00, G01S17/00
    • G01S7/02Details of systems according to groups G01S13/00, G01S15/00, G01S17/00 of systems according to group G01S13/00
    • G01S7/41Details of systems according to groups G01S13/00, G01S15/00, G01S17/00 of systems according to group G01S13/00 using analysis of echo signal for target characterisation; Target signature; Target cross-section
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01SRADIO DIRECTION-FINDING; RADIO NAVIGATION; DETERMINING DISTANCE OR VELOCITY BY USE OF RADIO WAVES; LOCATING OR PRESENCE-DETECTING BY USE OF THE REFLECTION OR RERADIATION OF RADIO WAVES; ANALOGOUS ARRANGEMENTS USING OTHER WAVES
    • G01S13/00Systems using the reflection or reradiation of radio waves, e.g. radar systems; Analogous systems using reflection or reradiation of waves whose nature or wavelength is irrelevant or unspecified
    • G01S13/88Radar or analogous systems specially adapted for specific applications
    • G01S13/89Radar or analogous systems specially adapted for specific applications for mapping or imaging

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Abstract

本发明涉及基于EOF分解的导航X波段雷达海浪参数反演算法,包括以下步骤:首先对导航X波段雷达图像序列进行EOF分解,得到不同模态;然后利用Burg算法得到第一模态主成分的最大熵功率谱,根据谱的峰值得到海浪的周期和波长;利用一个模态的主成分的标准差与有效波高的线性关系获得海浪的有效波高;利用第一模态的空间函数和主成分重构海浪场第一模态的雷达图像序列,对序列中的任一图像做二维傅立叶变换,根据得到的波数谱峰值确定拟波浪方向;利用相邻两幅雷达图像中波浪条纹相似性确定海浪的方向。本发明利用EOF将海浪场分解为不同模态,从主要的模态中提取海浪的波高、周期、波长和波向,解决了波浪场的不均匀性和低海况时噪声大带来的影响。

The present invention relates to a navigation X-band radar sea wave parameter inversion algorithm based on EOF decomposition, which comprises the following steps: first, EOF decomposition is performed on navigation X-band radar image sequences to obtain different modes; then the Burg algorithm is used to obtain the principal component of the first mode The maximum entropy power spectrum, according to the peak of the spectrum to obtain the period and wavelength of the ocean wave; use the linear relationship between the standard deviation of the principal component of a mode and the effective wave height to obtain the effective wave height of the ocean wave; use the space function of the first mode and the principal component weight Construct the radar image sequence of the first mode of the wave field, perform two-dimensional Fourier transform on any image in the sequence, and determine the quasi-wave direction according to the peak value of the wave number spectrum obtained; use the similarity of wave stripes in two adjacent radar images to determine the wave direction. The invention utilizes EOF to decompose the ocean wave field into different modes, and extracts the wave height, period, wavelength and wave direction of the ocean waves from the main modes, thereby solving the inhomogeneity of the wave field and the influence of high noise in low sea conditions.

Description

基于EOF分解的导航X波段雷达海浪参数反演算法Inversion Algorithm of Ocean Wave Parameters Based on EOF Decomposition for Navigation X-band Radar

技术领域technical field

本发明属于海洋遥感技术领域,涉及一种基于EOF分解的导航X波段雷达海浪参数反演算法。The invention belongs to the technical field of marine remote sensing, and relates to a navigation X-band radar sea wave parameter inversion algorithm based on EOF decomposition.

背景技术Background technique

海浪对人们的生产和生活有重要影响,如近岸的港口航道建设、渔业生产、大洋中船舶的航行等都和海浪息息相关。因此,海浪观测具有重要的现实意义。传统的观测手段如浮标能够精确获得海浪的变化信息,但是它们只能获得海浪在固定点的变化,而且不易于管理和维护。导航X波段雷达是一种全天时、全天候的高分辨率成像雷达,可用于从海杂波图像中提取海浪的波高、周期、波长和波向等信息。Waves have an important impact on people's production and life. For example, the construction of near-shore port channels, fishery production, and the navigation of ships in the ocean are closely related to waves. Therefore, ocean wave observation has important practical significance. Traditional observation methods such as buoys can accurately obtain information on changes in ocean waves, but they can only obtain changes in ocean waves at fixed points, and are not easy to manage and maintain. Navigation X-band radar is an all-weather and all-weather high-resolution imaging radar, which can be used to extract information such as wave height, period, wavelength and wave direction of ocean waves from sea clutter images.

从导航X波段雷达图像序列中反演海浪参数的现有方法主要是基于海浪谱。先对雷达图像序列作三维傅立叶变换得到雷达图像谱,然后通过一个经验的调制传递函数将雷达图像谱转化为海浪的波数谱,再根据谱的峰值位置和海浪理论来确定海浪的周期、波长和波向。由于导航X波段雷达的图像没有经过定标,雷达图像的灰度值不能直接反应海面的高度,海浪的波高要通过它与雷达图像谱的信噪比的经验关系来确定。这一方法的缺点在于它是基于波浪场的空间均匀性和时间稳定性的假设,这种情况在真实海区中是很少存在的,尤其是近岸区域。在近岸海区,随着水深的变浅以及海岸对波浪的反射、折射等作用,波浪场一般都是不均匀的,从而导致海浪谱方法的精度不高。此外,在低海况时,海面反射的雷达回波较弱,雷达图像中的噪声对海浪谱会有很大影响,这也会造成海浪谱方法不准确。因此,发明一种易行的能够反演不同海况下、均匀波浪场和不均匀波浪场中的海浪参数的方法是本领域中需要解决的技术问题。Existing methods for inverting ocean wave parameters from navigational X-band radar image sequences are mainly based on ocean wave spectra. Firstly, three-dimensional Fourier transform is performed on the radar image sequence to obtain the radar image spectrum, and then the radar image spectrum is transformed into the wave number spectrum of the ocean wave through an empirical modulation transfer function, and then the cycle, wavelength and wave number are determined according to the peak position of the spectrum and the ocean wave theory Wave direction. Since the navigation X-band radar image has not been calibrated, the gray value of the radar image cannot directly reflect the height of the sea surface, and the wave height of the ocean wave must be determined by its empirical relationship with the signal-to-noise ratio of the radar image spectrum. The disadvantage of this method is that it is based on the assumption of spatial uniformity and temporal stability of the wave field, which rarely exists in real sea areas, especially near-shore areas. In the coastal sea area, with the shallower water depth and the reflection and refraction of the coast on waves, the wave field is generally inhomogeneous, resulting in low accuracy of the wave spectrum method. In addition, in low sea conditions, the radar echo reflected by the sea surface is weak, and the noise in the radar image will have a great impact on the wave spectrum, which will also cause the wave spectrum method to be inaccurate. Therefore, it is a technical problem to be solved in this field to invent an easy method capable of inverting sea wave parameters under different sea conditions, in uniform wave field and inhomogeneous wave field.

发明内容Contents of the invention

为了解决现有的技术问题,本发明的目的是提供一种能够利用导航X波段雷达图像序列反演不同海况下均匀波浪场和非均匀波浪场的海浪参数的算法,为此本发明提供一种基于EOF分解的导航X波段雷达海浪参数反演算法。In order to solve the existing technical problems, the purpose of the present invention is to provide a kind of algorithm that can use the navigation X-band radar image sequence to invert the wave parameters of the uniform wave field and the non-uniform wave field under different sea conditions. For this reason, the present invention provides a Inversion Algorithm of Ocean Wave Parameters for Navigation X-band Radar Based on EOF Decomposition.

本发明采用的技术方案是:基于EOF分解的导航X波段雷达海浪参数反演算法,包括以下步骤:The technical solution adopted in the present invention is: a navigation X-band radar wave parameter inversion algorithm based on EOF decomposition, comprising the following steps:

首先对海浪场的导航X波段雷达图像序列进行EOF分解,得到海浪场的不同模态;然后利用Burg算法得到第一模态主成分的最大熵功率谱,根据最大熵功率谱的峰值对应的频率得到海浪的周期,再利用频散关系得到海浪的波长;First, EOF decomposition is performed on the navigation X-band radar image sequence of the wave field to obtain different modes of the wave field; then the maximum entropy power spectrum of the principal component of the first mode is obtained by using the Burg algorithm, according to the frequency corresponding to the peak value of the maximum entropy power spectrum Obtain the period of the ocean wave, and then use the dispersion relationship to obtain the wavelength of the ocean wave;

利用一个模态的主成分的标准差与有效波高的线性关系获得海浪的有效波高;利用第一模态的空间函数和主成分重构该海浪场第一模态的雷达图像序列,对该序列中的任意一幅图像做二维傅立叶变换得到波数谱,根据波数谱的峰值确定拟波浪方向;再利用相邻两幅雷达图像中波浪条纹的相似性确定海浪的方向。Using the linear relationship between the standard deviation of the principal component of a mode and the effective wave height to obtain the effective wave height of the ocean wave; using the space function and the principal component of the first mode to reconstruct the radar image sequence of the first mode of the wave field, the sequence Perform two-dimensional Fourier transform on any one of the images to obtain the wave number spectrum, and determine the direction of the quasi-wave according to the peak value of the wave number spectrum; then use the similarity of the wave stripes in two adjacent radar images to determine the direction of the sea wave.

所述利用一个模态的主成分的标准差与有效波高的线性关系获得海浪的有效波高通过以下公式获得:SWH=A+B·std(zi)The significant wave height obtained by using the linear relationship between the standard deviation of the principal component of a mode and the significant wave height is obtained by the following formula: SWH=A+B·std(z i )

其中,A、B为系数,zi表示EOF分解的第i个模态的主成分。Among them, A and B are coefficients, and z i represents the principal component of the i-th mode of EOF decomposition.

所述利用相邻两幅雷达图像中波浪条纹的相似性确定海浪的方向包括以下步骤:The determining the direction of the waves by using the similarity of the wave stripes in two adjacent radar images comprises the following steps:

从原始雷达图像序列中选取相邻的两幅图像I1和I2;在图像I1的研究区域中心选取一子图像A,将图像I2的研究区域划分为多个与A大小相同的子图像,选出I1的子图像A和I2的所有子图像之间的相关系数中最大的I2的子图像B,子图像A的中心到子图像B中心的方向就是拟波浪方向;在根据波数谱峰值得到的波向中,与拟波浪方向最接近的方向就是波向。Select two adjacent images I 1 and I 2 from the original radar image sequence; select a sub-image A in the center of the research area of image I 1 , and divide the research area of image I 2 into multiple sub-images with the same size as A Image, select the sub-image B of I 2 that is the largest in the correlation coefficient between the sub-image A of I 1 and all sub-images of I 2 , the direction from the center of sub-image A to the center of sub-image B is the quasi-wave direction; Among the wave directions obtained from the peak value of the wave number spectrum, the direction closest to the quasi-wave direction is the wave direction.

本发明具有以下有益效果及优点:The present invention has the following beneficial effects and advantages:

1.本发明利用EOF将海浪场分解为不同模态,从主要的模态中提取海浪的波高、周期、波长和波向信息,有效解决了波浪场的不均匀性和低海况时噪声大带来的影响。1. The present invention uses EOF to decompose the wave field into different modes, and extracts the wave height, cycle, wavelength and wave direction information of the waves from the main modes, effectively solving the inhomogeneity of the wave field and the large noise band in low sea conditions coming impact.

2.本发明所用的最大熵功率谱具有分辨率高、适合短时间序列的优点,并且建立的有效波高与主成分的关系也具有简单易实现、误差小的优点。2. The maximum entropy power spectrum used in the present invention has the advantages of high resolution and is suitable for short time series, and the established relationship between the significant wave height and the principal component also has the advantages of being simple and easy to implement and having small errors.

附图说明Description of drawings

图1为本发明的算法流程图。Fig. 1 is the algorithm flow chart of the present invention.

具体实施方式Detailed ways

下面结合实施例对本发明做进一步的详细说明。The present invention will be further described in detail below in conjunction with the examples.

本发明从导航X波段雷达图像序列中反演海浪的有效波高、周期、波长和波向,具体步骤为:首先对导航X波段雷达图像序列做经验正交函数(EOF)分解,得到海浪场的不同模态。利用Burg算法计算第一模态的主成分的最大熵功率谱,谱的峰值对应的频率就是海浪的峰值频率,峰值频率的倒数就是海浪的峰值周期;利用主成分的标准差与有效波高的线性关系获得海浪的有效波高;利用第一模态的空间函数和主成分重构第一模态的海浪场,对该海浪场做二维傅立叶变换得到波数谱,根据谱的峰值确定波向,再利用相邻两幅雷达图像中波浪条纹的相似性消除波向的180°模糊。本发明利用EOF将导航X波段雷达图像序列分解为不同模态,从其中的主成分中提取海浪参数,有效消除了波浪场的不均匀性和雷达图像中的噪声对反演结果的影响。The present invention inverts the effective wave height, period, wavelength and wave direction of the sea wave from the navigation X-band radar image sequence. The specific steps are: firstly, the empirical orthogonal function (EOF) is used to decompose the navigation X-band radar image sequence to obtain the wave field different modalities. Use the Burg algorithm to calculate the maximum entropy power spectrum of the principal component of the first mode. The frequency corresponding to the peak of the spectrum is the peak frequency of the wave, and the reciprocal of the peak frequency is the peak period of the wave; use the standard deviation of the principal component and the linearity of the effective wave height relationship to obtain the effective wave height of the ocean wave; use the space function of the first mode and the principal component to reconstruct the wave field of the first mode, perform two-dimensional Fourier transform on the wave field to obtain the wave number spectrum, determine the wave direction according to the peak value of the spectrum, and then The 180° ambiguity of wave direction is eliminated by using the similarity of wave stripes in two adjacent radar images. The invention utilizes EOF to decompose the navigation X-band radar image sequence into different modalities, and extracts sea wave parameters from the principal components, thereby effectively eliminating the influence of the inhomogeneity of the wave field and the noise in the radar image on the inversion result.

在本发明中提出一种基于EOF分解的导航X波段雷达海浪参数反演算法,具体步骤如下:Propose a kind of navigation X-band radar wave parameter inversion algorithm based on EOF decomposition in the present invention, concrete steps are as follows:

1、从导航X波段雷达图像中选取一个研究区域,一般选择海浪条纹比较明显的区域,区域的大小可以为方位向包含30°,径向包含256像素。对研究区域的雷达图像序列作EOF分解,得到海浪场的不同模态,即海浪场的不同空间形态及其对应的主成分。1. Select a research area from the navigation X-band radar image, generally select the area with obvious wave stripes, the size of the area can include 30° in azimuth and 256 pixels in radial direction. The EOF decomposition of the radar image sequence in the study area is used to obtain the different modes of the wave field, that is, the different spatial forms of the wave field and their corresponding principal components.

2、利用Burg算法计算第一主成分的最大熵功率谱,选出频率在一定范围内的谱作为海浪的频率谱,其中的频率范围是指一般情况下海浪的频率范围,比如可取为0.05Hz~0.2Hz,频率区间的上限应该小于雷达采样的奈奎斯特频率。频率谱的峰值对应的频率就是海浪的峰值频率fp,峰值频率的倒数就是海浪的峰值周期Tp;然后根据波浪的频散关系获得波长L:2. Use the Burg algorithm to calculate the maximum entropy power spectrum of the first principal component, and select the spectrum with a frequency within a certain range as the frequency spectrum of the ocean wave, where the frequency range refers to the frequency range of the ocean wave in general, such as 0.05Hz ~0.2Hz, the upper limit of the frequency interval should be less than the Nyquist frequency of radar sampling. The frequency corresponding to the peak of the frequency spectrum is the peak frequency f p of the ocean wave, and the reciprocal of the peak frequency is the peak period T p of the ocean wave; then the wavelength L is obtained according to the dispersion relationship of the wave:

ω2=gktanhkdω 2 =gktanhkd

其中,为角频率,为波数,g为重力加速度,d为所研究海区的水深。in, is the angular frequency, is the wave number, g is the gravitational acceleration, and d is the water depth of the studied sea area.

3、选取前20个模态中的任意一个主成分,计算其标准差,根据该标准差与海浪有效波高的线性关系确定有效波高(SWH):3. Select any principal component of the first 20 modes, calculate its standard deviation, and determine the significant wave height (SWH) according to the linear relationship between the standard deviation and the effective wave height of the ocean wave:

SWH=A+B·std(zi)SWH=A+B·std(z i )

其中,A、B为待定系数,一般是通过与现场浮标的实测波高对比来确定;std(zi)表示标准差函数,zi表示EOF分解的第i个主成分,对于每组数据包含32幅图像的雷达图像序列,一般可以选用第2至第15个主成分之一。Among them, A and B are undetermined coefficients, which are generally determined by comparing with the measured wave heights of on-site buoys; std(zi ) represents the standard deviation function, and z i represents the i-th principal component of EOF decomposition, and each group of data contains 32 Generally, one of the 2nd to 15th principal components can be selected for the radar image sequence of the first image.

4、利用EOF分解出的第一模态的空间函数和主成分重构第一模态的海浪场,即得到只包含第一模态的雷达图像序列。选取其中任意一幅图像,对其作二维傅立叶变换得到图像的波数谱S(kx,ky),根据谱的峰值位置确定波向θ:4. Using the space function and principal components of the first mode decomposed by EOF to reconstruct the wave field of the first mode, that is, to obtain a radar image sequence containing only the first mode. Select any one of the images, and perform two-dimensional Fourier transform on it to obtain the wavenumber spectrum S(k x , ky ) of the image, and determine the wave direction θ according to the peak position of the spectrum:

θθ == arctanarctan kk ythe y 00 kk xx 00

其中,(kx0,ky0)是谱的峰值所在的位置。由于这一波数谱包含两个峰值,此时的波向有180°的方向模糊。Wherein, (k x0 , k y0 ) is the position of the peak of the spectrum. Since this wavenumber spectrum contains two peaks, the wave direction at this time has a 180° directional ambiguity.

5、为了消除方向模糊,从原始雷达图像序列中选取任意相邻的两幅图像,分别记为图像I1和图像I2。在图像I1的研究区域中心选取一子图像A,将图像I2的研究区域划分为与子图像A大小相同的不同子图像Bij(i,j表示子图像在研究区域中的位置,具体数值由研究区域的大小和子图像的大小决定)。计算子图像A和子图像Bij之间的相关系数Rij,选取相关系数最大的子图像,其中心就是波浪由I1的中心传播至I2的方向,步骤4所得到的波向中,与这一方向最接近的方向就是海浪的方向,从而消除了步骤4中波向的180°模糊。5. In order to eliminate direction ambiguity, select any two adjacent images from the original radar image sequence, and denote them as image I 1 and image I 2 respectively. Select a sub-image A in the center of the research area of image I 1 , and divide the research area of image I 2 into different sub-images B ij of the same size as sub-image A (i, j represent the position of the sub-image in the research area, specifically The value is determined by the size of the study area and the size of the subimage). Calculate the correlation coefficient R ij between sub-image A and sub-image B ij , select the sub-image with the largest correlation coefficient, the center of which is the direction in which the wave propagates from the center of I 1 to I 2 , the wave direction obtained in step 4 is in the middle, and The closest thing to this direction is the direction of the waves, thus removing the 180° ambiguity of the wave direction from step 4.

这一步骤中选取的子图像A一般应包含一个或者几个完整的波形,其区域不宜过大或者过小。子图像的区域过大时可能无法在图像I2的研究区域中找到其移动之后的位置,而子图像过小时无法包含可以有效识别波浪移动的信息。The sub-image A selected in this step should generally contain one or several complete waveforms, and its area should not be too large or too small. If the area of the sub-image is too large, it may not be possible to find its position after the movement in the research area of image I2 , and if the sub-image is too small, it cannot contain the information that can effectively identify the wave movement.

至此,通过上述步骤可得海浪的周期、波长、有效波高和波向。So far, the period, wavelength, effective wave height and wave direction of the ocean wave can be obtained through the above steps.

Claims (3)

1. The navigation X-band radar sea wave parameter inversion algorithm based on EOF decomposition is characterized by comprising the following steps of:
firstly, EOF decomposition is carried out on a navigation X-band radar image sequence of a sea wave field to obtain different modes of the sea wave field; then, obtaining a maximum entropy power spectrum of the first modal principal component by using a Burg algorithm, obtaining the period of the sea wave according to the frequency corresponding to the peak value of the maximum entropy power spectrum, and obtaining the wavelength of the sea wave by using a frequency dispersion relation;
obtaining the effective wave height of the sea wave by utilizing the linear relation between the standard deviation of a modal principal component and the effective wave height; reconstructing a radar image sequence of the first mode of the sea wave field by using a space function and a principal component of the first mode, performing two-dimensional Fourier transform on any image in the sequence to obtain a wave number spectrum, and determining a pseudo-wave direction according to a peak value of the wave number spectrum; and determining the direction of the sea waves by utilizing the similarity of the wave stripes in the two adjacent radar images.
2. An EOF decomposition-based navigation X-band radar sea wave parameter inversion algorithm as claimed in claim 1, wherein: the effective wave height of the sea wave obtained by utilizing the linear relation between the standard deviation of the main component of one mode and the effective wave height is obtained by the following formula: SWH ═ A + B · std (z)i)
Wherein A, B is the coefficient, ziRepresenting the principal component of the ith modality of the EOF decomposition.
3. An EOF decomposition-based navigation X-band radar sea wave parameter inversion algorithm as claimed in claim 1, wherein: the method for determining the direction of the sea waves by utilizing the similarity of the wave stripes in two adjacent radar images comprises the following steps:
two adjacent images I are selected from the original radar image sequence1And I2(ii) a In picture I1Selecting a sub-image A from the center of the study area, and taking the image I2Is divided into a plurality of sub-images of the same size as A, and I is selected1Sub-images A and I of2I being the largest of the correlation coefficients between all sub-images2The direction from the center of the sub-image A to the center of the sub-image B is the pseudo-wave direction; among wave directions obtained from peaks of the wave number spectrum, a direction closest to the pseudo-wave direction is the wave direction.
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