CN103853881A - Water turbine parameter identification method based on self-adaptive chaotic and differential evolution particle swarm optimization - Google Patents

Water turbine parameter identification method based on self-adaptive chaotic and differential evolution particle swarm optimization Download PDF

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CN103853881A
CN103853881A CN201410048930.4A CN201410048930A CN103853881A CN 103853881 A CN103853881 A CN 103853881A CN 201410048930 A CN201410048930 A CN 201410048930A CN 103853881 A CN103853881 A CN 103853881A
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李兴源
王曦
刘俊敏
黄睿
苗淼
丁理杰
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Sichuan University
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Abstract

本发明公开了一种基于自适应混沌和差分进化粒子群算法的水轮机参数辨识方法,其特点包含以下步骤:(1)确定水轮机非线性模型;(2)获取频率阶跃试验数据;(3)确定自适应混沌和差分进化粒子群算法适应度函数;(4)设置辨识算法基本参数;(5)计算群体中粒子的适应度函数值、粒子的个体极值和群体的全局极值,并更新粒子的速度和位置;(6)进行早熟判断,若判定其早熟,进行差分变异、交差和选择等操作,避免陷入局部最优;(7)检验算法是否满足终止条件,若满足,则输出最优解。若不满足,惯性因子自适应变化,重新执行步骤5-7。本发明辨识水轮机的水锤时间常数,算法收敛速度快,收敛精度高,并且本发明能利用任意负荷水平的水轮机试验数据,有效降低试验成本。

The invention discloses a water turbine parameter identification method based on adaptive chaos and differential evolution particle swarm algorithm, which is characterized by the following steps: (1) determining the nonlinear model of the water turbine; (2) obtaining frequency step test data; (3) Determine the fitness function of adaptive chaos and differential evolution particle swarm optimization; (4) set the basic parameters of the identification algorithm; (5) calculate the fitness function value of the particles in the group, the individual extremum of the particle and the global extremum of the group, and update (6) Carry out premature judgment, if it is judged to be premature, perform operations such as differential mutation, intersection and selection to avoid falling into local optimum; (7) Check whether the algorithm satisfies the termination condition, and if so, output the most Excellent solution. If not satisfied, the inertia factor changes adaptively, and steps 5-7 are performed again. The invention identifies the water hammer time constant of the water turbine, and the algorithm convergence speed is fast and the convergence precision is high, and the invention can utilize the water turbine test data at any load level, thereby effectively reducing the test cost.

Description

Based on the turbine parameter discrimination method of self-adaptation chaos and differential evolution particle cluster algorithm
Technical field
The present invention relates to a kind of turbine parameter discrimination method based on self-adaptation chaos and differential evolution particle cluster algorithm, belong to parameters of electric power system identification field.
Background technology
For hydraulic generator unit; the hydraulic turbine and governing system thereof are as genset important composition part; not only bearing the vital task of start and stop unit, regulating frequency, adjusting active power; and be the final topworks of primary frequency modulation, frequency modulation frequency modulation, Automatic Generation Control (AGC); its accurate mathematical model not only has great value for the efficient operation that improves mains side generating plant, and to electric power system design, planning, stability analysis have significant impact under the new situation.
In traditional Power System Analysis, the normal hydraulic turbine model adopting ideally, ignored the impact of Adaptive System of Water-Turbine Engine variable working condition, variable element, the factor such as non-linear, in order to make result more accurate, electromagnetic transient simulation adopts non-linear hydraulic turbine model conventionally in analyzing.Set up accurate mathematical model and also depend on the identification of model parameter, conventional parameter identification method, as all applicable linear models only such as least square method, pencil of matrix, TLS-ESPRIT algorithm, poor to nonlinear system parameter identification effect.Intelligent algorithm as particle cluster algorithm can well the non-linear hydraulic turbine model of identification, [yellow pine, Xu Guangwen. the self-defined modeling of Turbine Governor System and application [J]. Automation of Electric Systems, 2012,36 (16): 115-117.] [what is ever victorious. Water turbine governing system simulation and parameter identification [D]. and Xi'an University of Technology, 2009.] but it is easily absorbed in local optimum, cause resultant error larger.In recent years, the improvement of particle cluster algorithm becomes a study hotspot, improves convergence precision and speed, avoids being absorbed in the common purpose that local optimum is various improvement algorithms.Improved particle cluster algorithm is had to good practical value for the identification of non-linear hydraulic turbine model parameter.
Summary of the invention
The object of the invention is for the deficiency of present identification technique and a kind of turbine parameter discrimination method based on self-adaptation chaos and differential evolution particle cluster algorithm is provided, be characterized in the accurately non-linear hydraulic turbine model parameter of identification of the method, and its speed of convergence is very fast.
Object of the present invention is realized by following technical measures
Turbine parameter discrimination method based on self-adaptation chaos and differential evolution particle cluster algorithm comprises the following steps:
1) determine Nonlinear hydraulic turbine model and parameter to be identified, Mathematical Model for Hydraulic Turbine is:
P m = qh q = y h - T w dq dt = 1 - h
Comprising aperture y, flow q, head h, mechanical output P m4 variablees, think that the hydraulic turbine is taking aperture y as input, mechanical output P mfor the nonlinear function of output, water hammer time constant T wfor parameter to be identified;
2) hydraulic turbine is carried out to frequency step test, measure guide vanes of water turbine aperture and mechanical output, because guide vanes of water turbine aperture is difficult to direct measurement, adopt servomotor stroke to substitute, hydraulic turbine mechanical output is by electromagnetic power approximate substitution;
3) determine self-adaptation chaos and differential evolution particle cluster algorithm fitness function, fitness function value is set to normatron tool power and actual hydraulic turbine mechanical output sum of square of deviations;
4) self-adaptation chaos and differential evolution particle cluster algorithm basic parameter are set: basic parameter comprises: the number N of particle, the maximal rate v of particle max, inertial factor ω, accelerator coefficient c 1and c 2, algorithm maximum iteration time T; In given range by the position x of N particle of logistic chaotic maps initialization iwith its speed v i, and make t=1; Chaos initialization formula is:
x i ( 1 ) = αx ( i - 1 ) ( 1 ) ( 1 - x ( i - 1 ) ( 1 ) ) v i ( 1 ) = αv ( i - 1 ) ( 1 ) ( 1 - v ( i - 1 ) ( 1 ) )
Wherein, α is controlling elements, i=1, and 2 ... N, x 0(1), v 0(1) be the random number between (0,1);
5) calculate the fitness function value of particle in colony, calculate the individual extreme value pbest of particle and the global extremum gbest of colony, and more speed and the position of new particle, its more new formula be:
v i ( t + 1 ) = ωv i ( t ) + c 1 r 1 [ pbest i ( t ) - x i ( t ) ] + c 2 r 2 [ gbest ( t ) - x i ( t ) ] x i ( t + 1 ) = x i ( t ) + v i ( t + 1 )
Wherein, r 1and r 2for the random number between (0,1);
6) calculate Colony fitness variance σ 2carry out the precocious judgement of particle, if fitness variances sigma 2be less than a certain threshold value, judge its precocity;
σ 2 = 1 N Σ i = 1 N ( f i - f avg f ) 2
F iit is the fitness of i particle; f avgit is population fitness average, f is fitness function value normalized factor, if be absorbed in earliness, the diversity that shows population is poor, utilizes differential evolution algorithm to carry out variation, intersect and select operation particle, realizes the evolution of particle, improve the diversity of population, the ability of searching optimum that strengthens population, prevents that algorithm is absorbed in local optimum, and differential evolution algorithm formula is as follows:
A i(t+1)=x i(t)+λ×(gbest(t)-x i(t))+F×(x j(t)-x k(t))
B i ( t + 1 ) = A i ( t + 1 ) rand ( 0,1 ) ≤ CR x i ( t ) rand ( 0,1 ) > CR
x i ( t + 1 ) = B i ( t + 1 ) , f ( B i ( t + 1 ) ) ≤ f ( x i ( t ) ) x i ( t ) , f ( B i ( t + 1 ) ) > f ( x i ( t ) )
Wherein, j, k is random integers, represents individual sequence number in population, and i ≠ j ≠ k; λ, F are mutagenic factor, and CR is for intersecting the factor, and rand (0,1) is the random number between (0,1), and f (x) is variable x fitness function;
7) whether check algorithm meets end condition, if t>T stops iteration, and output optimum solution, i.e. the water hammer time constant T that identification obtains w; Otherwise inertial factor ω adaptive change, re-executes step 5-7, and makes t=t+1.Inertial factor adaptive change formula:
ω = ω max - t × ( ω max - ω min ) T
ω max, ω minbe respectively inertial factor maximal value and minimum value.
Tool of the present invention has the following advantages:
Conventional particle cluster algorithm random initializtion particle position and speed, the present invention adopts chaos method initialization particle position and speed, can effectively improve the diversity of primary.Chaos algorithm initialization can avoid to greatest extent algorithm to be absorbed in local optimum together with differential evolution operation.Self-adaptation inertial factor can improve convergence of algorithm speed in calculating early stage, and the later stage is improved algorithm convergence precision, makes whole efficiency of algorithm higher.In addition, because the present invention adopts nonlinear model, therefore water wheels function meaning aperture in office is tested, and effectively reduces experimentation cost.
Brief description of the drawings
Fig. 1 is Nonlinear hydraulic turbine model block diagram.
Wherein y is aperture, and q is flow, and h is head, P mfor mechanical output, T wfor water hammer time constant.
The comparison diagram of hydraulic turbine real response curve and model response curve when Fig. 2 is frequency step.
Wherein, real response curve is actual measurement hydraulic turbine output mechanical power curve, and model response curve is that identification obtains water hammer time constant T wbring the simulation curve that Fig. 1 institute representation model obtains into.
Fig. 3 is turbine parameter identification process flow diagram.
1, set up model and be written into data, 2, parameters initialization, 3, calculate fitness function, 4, upgrade particle position and speed, 5, precocious judgement, 6, differential evolution operation, 7, finish judgement, 8, inertial factor adaptive change, 9, Output rusults.
When Fig. 4 is turbine parameter identification, fitness function is with iterations change curve.
Embodiment
Below by embodiment, the present invention is specifically described; be necessary to be pointed out that at this present embodiment is only used to further illustrate the present invention; but can not be interpreted as limiting the scope of the invention, the person skilled in the art in this field can make according to the content of the invention described above improvement and the adjustment of some non-intrinsically safes to the present invention.
Embodiment 1
The present invention utilizes self-adaptation chaos and differential evolution particle cluster algorithm to carry out identification to hydraulic turbine water hammer time constant.From non-linear Mathematical Model for Hydraulic Turbine, after water hammer time constant is determined, just can determine the acting characteristic of the hydraulic turbine.By discrimination method, can determine a water hammer time constant value, make the hydraulic turbine motion state that emulation obtains approach real hydraulic turbine motion state.In identification process, first test and obtain one group of guide vanes of water turbine aperture and output mechanical power sampled data by frequency step, and then utilize self-adaptation chaos and differential evolution particle cluster algorithm to determine water hammer time constant value in non-linear hydraulic turbine model, make in same guide vane opening situation nonlinear model calculating machine power and actual hydraulic turbine output mechanical power deviation minimum.
1) determine Nonlinear hydraulic turbine model and parameter to be identified.Mathematical Model for Hydraulic Turbine is:
P m = qh q = y h - T w dq dt = 1 - h
Comprising aperture y, flow q, head h, mechanical output P m4 variablees, think that the hydraulic turbine is taking aperture y as input, mechanical output P mfor the nonlinear function of output, water hammer time constant T wfor parameter to be identified.Hydraulic turbine model block diagram as shown in Figure 1;
2) hydraulic turbine is carried out to frequency step test, measure guide vanes of water turbine aperture and mechanical output, because guide vanes of water turbine aperture is difficult to direct measurement, adopt servomotor stroke to substitute, hydraulic turbine mechanical output is by electromagnetic power approximate substitution; When certain hydraulic turbine frequency step increases 0.2Hz, hydraulic turbine output mechanical power curve is as shown in Fig. 2 solid line part.
3) determine self-adaptation chaos and differential evolution particle cluster algorithm fitness function.Fitness function value is set to model and calculates output power and actual hydraulic turbine output power sum of square of deviations.
4) press process flow diagram shown in Fig. 3 by self-adaptation chaos and differential evolution particle cluster algorithm identification water hammer time constant T w, process flow diagram the 1st step is the sampled data of setting up model and being written into the hydraulic turbine while test; The 2nd step arranges position and the speed of self-adaptation chaos and differential evolution particle cluster algorithm basic parameter and chaos initialization particle; The 3rd step is calculated each particle fitness function, finds out individual extreme value and global extremum; The 4th step is position and the speed of new particle more; The 5th step is carried out the precocious judgement of particle, if the precocity of being judged as enters the 6th step, particle is carried out to differential evolution operation, then enters the 7th step; If judge, particle does not have precocity, directly enters the 7th step; Whether the 7th step evaluation algorithm meets termination condition, if meet, calculates and finishes, output optimum solution, i.e. the water hammer time constant that identification obtains; If do not meet termination condition, enter the 8th step, inertial factor adaptive change, and proceed to the 3rd step.
Identification algorithm basic parameter is set to:
Population size N=100, inertial factor ω=0.6, accelerator coefficient c 1=1.3, c 2=1.7, the mutagenic factor of differential evolution operation is λ=F=0.8, intersection factor CR=0.6, Colony fitness variance threshold value σ 2=0.001, controlling elements α=4, total iterations T=100 of algorithm.
5) when Fig. 4 is for application identification turbine parameter of the present invention, fitness function is with iterations change curve.From figure, can find out that the present invention's discrimination method fast convergence rate used, convergence precision are high.Final identification obtains water hammer time constant T w=2.3, carry it in the model shown in Fig. 1, obtain hydraulic turbine model response curve as shown in Fig. 2 dotted line, model response curve and real response curve error are little, illustrate that the present invention's discrimination method used is accurately and reliably.

Claims (1)

1.基于自适应混沌和差分进化粒子群算法的水轮机参数辨识方法,其特征在于该方法包括以下步骤:1. The water turbine parameter identification method based on adaptive chaos and differential evolution particle swarm algorithm, is characterized in that the method comprises the following steps: 1)确定水轮机非线性模型及待辨识参数,水轮机数学模型为:1) Determine the nonlinear model of the turbine and the parameters to be identified. The mathematical model of the turbine is: PP mm == qhqh qq == ythe y hh -- TT ww dqdq dtdt == 11 -- hh 其中包括开度y,流量q,水头h,机械功率Pm4个变量,认为水轮机是以开度y为输入,机械功率Pm为输出的非线性函数,水锤时间常数Tw为待辨识参数;It includes 4 variables of opening y, flow q, water head h, and mechanical power P m . It is considered that the water turbine is a nonlinear function with opening y as input and mechanical power P m as output, and water hammer time constant T w is to be identified parameter; 2)对水轮机进行频率阶跃试验,测量水轮机导叶开度及机械功率,由于水轮机导叶开度难以直接量测,采用接力器行程替代,而水轮机机械功率则由电磁功率近似替代;2) Carry out a frequency step test on the turbine to measure the opening of the guide vane and the mechanical power of the turbine. Since the opening of the guide vane of the turbine is difficult to measure directly, the servomotor stroke is used instead, and the mechanical power of the turbine is approximately replaced by electromagnetic power; 3)确定自适应混沌和差分进化粒子群算法适应度函数,适应度函数值设置为模型计算机械功率与实际水轮机机械功率偏差平方和;3) Determine the fitness function of the adaptive chaos and differential evolution particle swarm optimization algorithm, and the fitness function value is set to the sum of the squares of the deviation between the model's calculated mechanical power and the actual hydraulic turbine mechanical power; 4)设置自适应混沌和差分进化粒子群算法基本参数,基本参数包括:粒子的个数N、粒子的最大速度vmax、惯性因子ω、加速系数c1和c2、算法的最大迭代次数T;在给定范围内由logistic混沌映射初始化N个粒子的位置xi和其速度vi,并令t=1;混沌初始化公式为:4) Set the basic parameters of the adaptive chaos and differential evolution particle swarm optimization algorithm. The basic parameters include: the number of particles N, the maximum velocity v max of the particles, the inertia factor ω, the acceleration coefficients c 1 and c 2 , and the maximum number of iterations T of the algorithm ;In a given range, initialize the positions x i and their velocities v i of N particles by the logistic chaotic map, and let t=1; the chaos initialization formula is: xx ii (( 11 )) == αxαx (( ii -- 11 )) (( 11 )) (( 11 -- xx (( ii -- 11 )) (( 11 )) )) vv ii (( 11 )) == αvαv (( ii -- 11 )) (( 11 )) (( 11 -- vv (( ii -- 11 )) (( 11 )) )) 其中,α为控制因子,i=1,2,…N,x0(1),v0(1)为(0,1)间的随机数;Among them, α is the control factor, i=1,2,...N, x 0 (1), v 0 (1) is a random number between (0,1); 5)计算群体中粒子的适应度函数值,计算粒子的个体极值pbest和群体的全局极值gbest,并更新粒子的速度和位置,其更新公式为:5) Calculate the fitness function value of the particles in the population, calculate the individual extremum pbest of the particles and the global extremum gbest of the population, and update the velocity and position of the particles. The update formula is: vv ii (( tt ++ 11 )) == ωvωv ii (( tt )) ++ cc 11 rr 11 [[ pbestpbest ii (( tt )) -- xx ii (( tt )) ]] ++ cc 22 rr 22 [[ gbestgbest (( tt )) -- xx ii (( tt )) ]] xx ii (( tt ++ 11 )) == xx ii (( tt )) ++ vv ii (( tt ++ 11 )) 其中,r1和r2为(0,1)间的随机数;Among them, r 1 and r 2 are random numbers between (0,1); 6)计算群体适应度方差σ2进行粒子早熟判断,若适应度方差σ2小于某一阈值,则判定其早熟;6) Calculate the population fitness variance σ 2 to judge the prematurity of the particle. If the fitness variance σ 2 is less than a certain threshold, it is judged to be premature; σσ 22 == 11 NN ΣΣ ii == 11 NN (( ff ii -- ff avgavg ff )) 22 fi是第i个粒子的适应度;favg是粒子群适应度均值,f为适应度函数值归一化因子,如果陷入早熟状态,表明粒子群的多样性较差,则利用差分进化算法对粒子实行变异、交叉和选择操作,实现粒子的进化,提高种群的多样性,增强粒子群的全局搜索能力,防止算法陷入局部最优,差分进化算法公式如下:f i is the fitness of the i-th particle; f avg is the average fitness value of the particle swarm, and f is the normalization factor of the fitness function value. If it falls into a premature state, it indicates that the diversity of the particle swarm is poor, and the differential evolution algorithm is used Perform mutation, crossover and selection operations on particles to realize the evolution of particles, increase the diversity of the population, enhance the global search ability of the particle swarm, and prevent the algorithm from falling into local optimum. The formula of the differential evolution algorithm is as follows: Ai(t+1)=xi(t)+λ×(gbest(t)-xi(t))+F×(xj(t)-xk(t))A i (t+1)= xi (t)+λ×(gbest(t) -xi (t))+F×(x j (t)-x k (t)) BB ii (( tt ++ 11 )) == AA ii (( tt ++ 11 )) randrand (( 0,10,1 )) ≤≤ CRCR xx ii (( tt )) randrand (( 0,10,1 )) >> CRCR xx ii (( tt ++ 11 )) == BB ii (( tt ++ 11 )) ,, ff (( BB ii (( tt ++ 11 )) )) ≤≤ ff (( xx ii (( tt )) )) xx ii (( tt )) ,, ff (( BB ii (( tt ++ 11 )) )) >> ff (( xx ii (( tt )) )) 其中,j,k为随机整数,表示个体在种群中的序号,且i≠j≠k;λ、F为变异因子,CR为交叉因子,rand(0,1)为(0,1)间的随机数,f(x)为变量x适应度函数;Among them, j and k are random integers, indicating the serial number of the individual in the population, and i≠j≠k; λ, F are variation factors, CR is cross factor, and rand(0,1) is the relationship between (0,1). Random number, f(x) is variable x fitness function; 7)检验算法是否满足终止条件,若t>T,则停止迭代,输出最优解,即辨识得到的水锤时间常数Tw;否则惯性因子ω自适应变化,重新执行步骤5-7,并令t=t+1。惯性因子自适应变化公式:7) Check whether the algorithm meets the termination condition. If t>T, stop the iteration and output the optimal solution, that is, the identified water hammer time constant T w ; otherwise, the inertia factor ω is adaptively changed, and re-execute steps 5-7, and Let t=t+1. Inertia factor adaptive change formula: ωω == ωω maxmax -- tt ×× (( ωω maxmax -- ωω minmin )) TT ωmaxmin分别为惯性因子最大值和最小值。ω max , ω min are the maximum and minimum values of the inertia factor respectively.
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