CA2766627A1 - Optimized fc variants and methods for their generation - Google Patents

Abstract

The present invention relates to optimized Fc variants, methods for their generation, and antibodies and Fc fusions comprising optimized Fc variants.

Description

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OPTIMIZED Fc VARIANTS AND METHODS FOR THEIR GENERATION
[001] This application is a division of application 2,524,399 filed March 26, 2004.
FIELD OF THE INVENTION

[002] The present invention relates to novel optimized Fc variants, engineering methods for their generation, and their application, particularly for therapeutic purposes.

BACKGROUND OF THE INVENTION

[003] Antibodies are immunological proteins that bind a specific antigen. In most mammals, including humans and mice, antibodies are constructed from paired heavy and light polypeptide chains. Each chain is made up of individual immunoglobulin (Ig) domains, and thus the generic term immunoglobulin is used for such proteins. Each chain is made up of two distinct regions, referred to as the variable and constant regions. The light and heavy chain variable regions show significant sequence diversity between antibodies, and are responsible for binding the target antigen. The constant regions show less sequence, diversity, and are responsible for binding a number of natural proteins to elicit important biochemical events. In humans there are five different classes of antibodies including IgA (which includes subclasses IgA1 and IgA2), IgD, IgE, IgG (which includes subclasses IgG1, IgG2, IgG3, and IgG4), and IgM. The distinguishing features between these antibody classes are their constant regions, although subtler differences may exist in the V region.
Figure 1 shows an IgG1 antibody, used here as an example to describe the general structural features of immunoglobulins. IgG antibodies are tetrameric proteins composed of two heavy chains and two light chains. The IgG heavy chain is composed of four immunoglobulin domains linked from N- to C-terminus in the order VH-Cyl-Cy2-Cy3, referring to the heavy chain variable domain, constant gamma 1 domain, constant gamma 2 domain, and constant gamma 3 domain respectively. The IgG
light chain is composed of two immunoglobulin domains linked from N- to C-terminus in the order VL-CL, referring to the light chain variable domain and the light chain constant domain respectively.

[004] The variable region of an antibody contains the antigen binding determinants of the molecule, and thus determines the specificity of an antibody for its target antigen. The variable region is so named because it is the most distinct in sequence from other antibodies within the same class. The majority of sequence variability occurs in the complementarity determining regions (CDRs). There are 6 CDRs total, three each per heavy and light chain, designated VH CDR1, VH
CDR2, VH CDR3, VL
CDR1, VL CDR2, and VL CDR3. The variable region outside of the CDRs is referred to as the framework (FR) region. Although not as diverse as the CDRs, sequence variability does occur in the FR region between different antibodies. Overall, this characteristic architecture of antibodies provides a stable scaffold (the FR region) upon which substantial antigen binding diversity (the CDRs) can be explored by the immune system to obtain specificity for a broad array of antigens. A number of high-resolution structures are available for a variety of variable region fragments from different organisms, some unbound and some in complex with antigen. The sequence and structural features of antibody variable regions are well characterized (Morea et at, 1997, Biophys Chem 68:9-16; Morea et at, 2000, Methods 20:267-279), and the conserved features of antibodies have enabled the development of a wealth of antibody engineering techniques (Maynard et at, 2000, Annu Rev Biomed Eng 2:339-376). For example, it is possible to graft the CDRs from one antibody, for example a murine antibody, onto the framework region of another antibody, for example a human antibody.
This process, referred to in the art as "humanization", enables generation of less immunogenic antibody therapeutics from nonhuman antibodies. Fragments comprising the variable region can exist in the absence of other regions of the antibody, including for example the antigen binding fragment (Fab) comprising VH-Cy1 and VH-CL, the variable fragment (Fv) comprising VH and VL, the single chain variable fragment (scFv) comprising VH and VL linked together in the same chain, as well as a variety of other variable region fragments (Little et at, 2000, Immunol Today 21:364-370).

[005] The Fc region of an antibody interacts with a number of Fc receptors and ligands, imparting an array of important functional capabilities referred to as effector functions. For IgG the Fc region, as shown in Figure 1, comprises Ig domains Cy2 and Cy3 and the N-terminal hinge leading into Cy2. An important family of Fc receptors for the lgG class are the Fc gamma receptors (FcyRs). These receptors mediate communication between antibodies and the cellular arm of the immune system (Raghavan et at, 1996, Annu Rev Cell Dev Blot 12:181-220; Ravetch et at, 2001, Annu Rev Immunol 19:275-290). In humans this protein family includes FcyRI (CD64), including isoforms FcyRla, FcyRlb, and FcyRlc; FcyRll (CD32), including isoforms FcyRlla (including allotypes H131 and R131), FcyRllb (including FcyRllb-1 and FcyRllb-2), and FcyRllc; and FcyRIII (CD16), including isoforms FcyRllla (including allotypes V158 and F158) and FcyRlllb (including allotypes FcyR111b-NA1 and FcyRltlb-NA2) (Jefferis et at, 2002, Immunol Lett 82:57-65). These receptors typically have an extracellular domain that mediates binding to Fc, a membrane spanning region, and an intracellular domain that may mediate some signaling event within the cell. These receptors are expressed in a variety of immune cells including monocytes, macrophages, neutrophils, dendritic cells, eosinophils, mast cells, platelets, B cells, large granular lymphocytes, Langerhans' cells, natural killer (NK) cells, and yy T
cells. Formation of the Fc/FcyR complex recruits these effector cells to sites of bound antigen, typically resulting in signaling events within the cells and important subsequent immune responses such as release of inflammation mediators, B cell activation, endocytosis, phagocytosis, and cytotoxic attack. The ability to mediate cytotoxic and phagocytic effector functions is a potential mechanism by which antibodies destroy targeted cells. The cell-mediated reaction wherein nonspecific cytotoxic cells that express FcyRs recognize bound antibody on a target cell and subsequently cause lysis of the target cell is referred to as antibody dependent cell-mediated cytotoxicity (ADCC) (Raghavan et aL, 1996, Annu Rev Cell Dev Biol 12:181-220; Ghetie et al., 2000, Annu Rev Immunol 18:739-766;
Ravetch et al., 2001, Annu Rev Immunol 19:275-290). The cell-mediated reaction wherein nonspecific cytotoxic cells that express FcyRs recognize bound antibody on a target cell and subsequently cause phagocytosis of the target cell is referred to as antibody dependent cell-mediated phagocytosis (ADCP). A number of structures have been solved of the extracellular domains of human FcyRs, including FcyRlla (pdb accession code 1 H9V)(Sondermann et al., 2001, J Mol Biol 309:737-749) (pdb accession code 1 FCG)(Maxwell et aL, 1999, Nat Struct Biol

6:437-442), FcyRllb (pdb accession code 2FCB)(Sondermann et al., 1999, Embo J 18:1095-1103); and FcyRlllb (pdb accession code 1 E4J)(Sondermann et aL, 2000, Nature 406:267-273.). All FcyRs bind the same region on Fc, at the N-terminal end of the Cy2 domain and the preceding hinge, shown in Figure 2.
This interaction is well characterized structurally (Sondermann et aL, 2001, J
Mol Biol 309:737-749), and several structures of the human Fc bound to the extracellular domain of human FcyRIlIb have been solved (pdb accession code 1 E4K)(Sondermann et al., 2000, Nature 406:267-273.) (pdb accession codes 1 [IS and 1 IIX)(Radaev et aL, 2001, J Bio! Chem 276:16469-16477), as well as has the structure of the human IgE Fc/FccRla complex (pdb accession code I
F6A)(Garman et al., 2000, Nature 406:259-266).

[006] The different IgG subclasses have different affinities for the FcyRs, with IgG1 and IgG3 typically binding substantially better to the receptors than IgG2 and IgG4 (Jefferis et aL, 2002, Immunol Lett 82:57-65). All FcyRs bind the same region on IgG Fc, yet with different affinities: the high affinity binder FcyRl has a Kd for IgG1 of 10-8 M"1, whereas the low affinity receptors FcyRII and FcyR111 generally bind at 10-8 and 10-5 respectively. The extracellular domains of FcyRllla and FcyRIlIb are 96% identical, however FcyRIIIb does not have a intracellular signaling domain.
Furthermore, whereas FcyRI, FcyRlla/c, and FcyRIIIa are positive regulators of immune complex-triggered activation, characterized by having an intracellular domain that has an immunoreceptor tyrosine-based activation motif (ITAM), FcyRllb has an immunoreceptor tyrosine-based inhibition motif (ITIM) and is therefore inhibitory. Thus the former are referred to as activation receptors, and FcyRIIb is referred to as an inhibitory receptor. The receptors also differ in expression pattern and levels on different immune cells. Yet another level of complexity is the existence of a number of FcyR
polymorphisms in the human proteome. A particularly relevant polymorphism with clinical significance is VI58/F158 FcyRllla. Human IgG1 binds with greater affinity to the V158 allotype than to the F158 allotype. This difference in affinity, and presumably its effect on ADCC
and/or ADCP, has been shown to be a significant determinant of the efficacy of the anti-CD20 antibody rituximab (Rituxan , a registered trademark of IDEC Pharmaceuticals Corporation). Patients with the VI 58 allotype respond favorably to rituximab treatment; however, patients with the lower affinity F158 allotype respond poorly (Cartron et al., 2002, Blood 99:754-758). Approximately 10-20% of humans are homozygous, 45% are V158/F158 heterozygous, and 35-45% of humans are F158/F158 homozygous (Lehrnbecher et al., 1999, Blood 94:4220-4232; Cartron et at, 2002, Blood 99:754-758). Thus 80-90% of humans are poor responders, that is they have at least one allele of the F158 FcyRllla.

[007] An overlapping but separate site on Fc, shown in Figure 1, serves as the interface for the complement protein C1q. In the same way that Fc/FcyR binding mediates ADCC, Fc/C1q binding mediates complement dependent cytotoxicity (CDC). C1 q forms a complex with the serine proteases C1r and C1s to form the C1 complex. C1q is capable of binding six antibodies, although binding to two IgGs is sufficient to activate the complement cascade. Similar to Fc interaction with FcyRs, different IgG subclasses have different affinity for C1 q, with IgG1 and IgG3 typically binding substantially better to the FcyRs than IgG2 and IgG4 (Jefferis et at, 2002, Immunol Lett 82:57-65).
There is currently no structure available for the Fc/Clq complex; however, mutagenesis studies have mapped the binding site on human IgG for C1q to a region involving residues D270, K322, K326, P329, and P331, and E333 (Idusogie et at, 2000, J Immunol 164:4178-4184;
Idusogie et at, 2001, J
Immunol 166:2571-2575).

[008] A site on Fc between the Cy2 and Cy3 domains, shown in Figure 1, mediates interaction with the neonatal receptor FcRn, the binding of which recycles endocytosed antibody from the endosome back to the bloodstream (Raghavan et at, 1996, Annu Rev Cell Dev Biol 12:181-220; Ghetie et at, 2000, Annu Rev Immunol 18:739-766). This process, coupled with preclusion of kidney filtration due to the large size of the full length molecule, results in favorable antibody serum half-lives ranging from one to three weeks. Binding of Fc to FcRn also plays a key role in antibody transport. The binding site for FcRn on Fc is also the site at which the bacterial proteins A and G
bind. The tight binding by these proteins is typically exploited as a means to purify antibodies by employing protein A or protein G affinity chromatography during protein purification. Thus the fidelity of this region on Fc is important for both the clinical properties of antibodies and their purification.
Available structures of the rat Fc/FcRn complex (Martin et at, 2001, Mol Cell 7:867-877), and of the complexes of Fc with proteins A
and G (Deisenhofer, 1981, Biochemistry 20:2361-2370; Sauer-Eriksson et at, 1995, Structure 3:265-278; Tashiro et at, 1995, Curr Opin Struct Biol 5:471-481) provide insight into the interaction of Fe with these proteins.

[009] A key feature of the Fc region is the conserved N-linked glycosylation that occurs at N297, shown in Figure 1. This carbohydrate, or oligosaccharide as it is sometimes referred, plays a critical structural and functional role for the antibody, and is one of the principle reasons that antibodies must be produced using mammalian expression systems. While not wanting to be limited to one theory, it is believed that the structural purpose of this carbohydrate may be to stabilize or solubilize Fc, determine a specific angle or level of flexibility between the Cy3 and Cy2 domains, keep the two Cy2 domains from aggregating with one another across the central axis, or a combination of these.
Efficient Fc binding to FcyR and Clq requires this modification, and alterations in the composition of the N297 carbohydrate or its elimination affect binding to these proteins (Umana et at, 1999, Nat Biotechnol 17:176-180; Davies et at, 2001, Biotechnol Bioeng 74:288-294;
Mimura et at, 2001, J Biol Chem 276:45539-45547.; Radaev et aL, 2001, J Blot Chem 276:16478-16483;
Shields et al., 2001, J
Biol Chem 276:6591-6604; Shields et aL, 2002, J Biol Chem 277:26733-26740;
Simmons et al., 2002, J Immunol Methods 263:133-147). Yet the carbohydrate makes little if any specific contact with FcyRs (Radaev et al., 2001, J Biol Chem 276:16469-16477), indicating that the functional role of the N297 carbohydrate in mediating Fc/Fc1R binding may be via the structural role it plays in determining the Fc conformation. This is supported by a collection of crystal structures of four different Fc glycoforms, which show that the composition of the oligosaccharide impacts the conformation of C72 and as a result the Fc/FcyR interface (Krapp et aL, 2003, J Mol Biol 325:979-989).

[010] The features of antibodies discussed above - specificity for target, ability to mediate immune effector mechanisms, and long half-life in serum - make antibodies powerful therapeutics. Monoclonal antibodies are used therapeutically for the treatment of a variety of conditions including cancer, inflammation, and cardiovascular disease. There are currently over ten antibody products on the market and hundreds in development. In addition to antibodies, an antibody-like protein that is finding an expanding role in research and therapy is the Fc fusion (Chamow et al., 1996, Trends Biotechnol 14:52-60; Ashkenazi et al., 1997, Curr Opin Immunol 9:195-200). An Fc fusion is a protein wherein one or more polypeptides is operably linked to Fc. An Fc fusion combines the Fc region of an antibody, and thus its favorable effector functions and pharmacokinetics, with the target-binding region of a receptor, ligand, or some other protein or protein domain. The role of the latter is to mediate target recognition, and thus it is functionally analogous to the antibody variable region.
Because of the structural and functional overlap of Fc fusions with antibodies, the discussion on antibodies in the present invention extends directly to Fc fusions.

[011] Despite such widespread use, antibodies are not optimized for clinical use. Two significant deficiencies of antibodies are their suboptimal anticancer potency and their demanding production requirements. These deficiencies are addressed by the present invention

[012] There area number of possible mechanisms by which antibodies destroy tumor cells, including anti-proliferation via blockage of needed growth pathways, intracellular signaling leading to apoptosis, enhanced down regulation and/or turnover of receptors, CDC, ADCC, ADCP, and promotion of an adaptive immune response (Cragg et al., 1999, Curr Opin Immunol 11:541-547;
Glennie et al., 2000, Immunol Today 21:403-410). Anti-tumor efficacy may be due to a combination of these mechanisms, and their relative importance in clinical therapy appears to be cancer dependent.
Despite this arsenal of anti-tumor weapons, the potency of antibodies as anti-cancer agents is unsatisfactory, particularly given their high cost. Patient tumor response data show that monoclonal antibodies provide only a small improvement in therapeutic success over normal single-agent cytotoxic chemotherapeutics. For example, just half of all relapsed low-grade non-Hodgkin's lymphoma patients respond to the anti-CD20 antibody rituximab (McLaughlin et al., 1998, J Clin Oncol 16:2825-2833). Of 166 clinical patients, 6% showed a complete response and 42%
showed a partial response, with median response duration of approximately 12 months.
Trastuzumab (Herceptin , a registered trademark of Genentech), an anti-HER2/neu antibody for treatment of metastatic breast cancer, has less efficacy. The overall response rate using trastuzumab for the 222 patients tested was only 15%, with 8 complete and 26 partial responses and a median response duration and survival of 9 to 13 months (Cobleigh et al., 1999, J Clin Oncol 17:2639-2648).
Currently for anticancer therapy, any small improvement in mortality rate defines success. Thus there is a significant need to enhance the capacity of antibodies to destroy targeted cancer cells.

[013] A promising means for enhancing the anti-tumor potency of antibodies is via enhancement of their ability to mediate cytotoxic effector functions such as ADCC, ADCP, and CDC. The importance of FcyR-mediated effector functions for the anti-cancer activity of antibodies has been demonstrated in mice (Clynes et al., 1998, Proc Natl Acad Sci U S A 95:652-656; Clynes et aL, 2000, Nat Med 6:443-446), and the affinity of interaction between Fc and certain FcyRs correlates with targeted cytotoxicity in cell-based assays (Shields et al., 2001, J Biol Chem 276:6591-6604; Presta et aL, 2002, Biochem Soc Trans 30:487-490; Shields et al., 2002, J Biol Chem 277:26733-26740).
Additionally, a correlation has been observed between clinical efficacy in humans and their allotype of high (V158) or low (Fl 58) affinity polymorphic forms of FcyRllla (Cartron et al., 2002, Blood 99:754-758). Together these data suggest that an antibody with an Fc region optimized for binding to certain FcyRs may better mediate effector functions and thereby destroy cancer cells more effectively in patients. The balance between activating and inhibiting receptors is an important consideration, and optimal effector function may result from an Fc with enhanced affinity for activation receptors, for example FcyRl, FcyRlla/c, and FcyRllla, yet reduced affinity for the inhibitory receptor FcyRllb.
Furthermore, because FcyRs can mediate antigen uptake and processing by antigen presenting cells, enhanced Fc/FcyR affinity may also improve the capacity of antibody therapeutics to elicit an adaptive immune response.

[014] Mutagenesis studies have been carried out on Fc towards various goals, with substitutions typically made to alanine (referred to as alanine scanning) or guided by sequence homology substitutions (Duncan et al., 1988, Nature 332:563-564; Lund of al., 1991, J
lmmuno! 147:2657-2662;
Lund et al., 1992, Mol lmmuno! 29:53-59; Jefferis et al., 1995, lmmuno/ Lett 44:111-117; Lund et al., 1995, Faseb J 9:115-119; Jefferis et al., 1996, Immunol Lett 54:101-104; Lund et al., 1996, J lmmuno/
157:4963-4969; Armour et a1., 1999, Eur J lmmuno! 29:2613-2624; Shields et al., 2001, J Biol Chem 276:6591-6604; Jefferis et al., 2002, lmmuno! Lett 82:57-65) (US 5,624,821; US
5,885,573; PCT WO
00142072; PCT WO 99/58572). The majority of substitutions reduce or ablate binding with FcyRs.
However some success has been achieved at obtaining Fe variants with higher FcyR affinity. (See for example US 5,624,821, and PCT WO 00/42072). For example, Winter and colleagues substituted the human amino acid at position 235 of mouse IgG2b antibody (a glutamic acid to leucine mutation) that increased binding of the mouse antibody to human FcyRl byl00-fold (Duncan et al., 1988, Nature 332:563-564) (US 5,624,821). Shields et a/. used alanine scanning mutagenesis to map Fc residues important to FcyR binding, followed by substitution of select residues with non-alanine mutations (Shields et al., 2001, J Biol Chem 276:6591-6604; Presta at al., 2002, Biochem Soc Trans 30:487-490) (PCT WO 00/42072). Several mutations disclosed in this study, including S298A, E333A, and K334A, show enhanced binding to the activating receptor FcyRllla and reduced binding to the inhibitory receptor FcyRIIb. These mutations were combined to obtain double and triple mutation variants that show additive improvements in binding. The best variant disclosed in this study is a S298A/E333A/K334A triple mutant with approximately a 1.7-fold increase in binding to F158 FcyRllla, a 5-fold decrease in binding to FcyRllb, and a 2.1-fold enhancement in ADCC.

[015] Enhanced affinity of Fc for FcyR has also been achieved using engineered glycoforms generated by expression of antibodies in engineered or variant cell lines (Umana et al., 1999, Nat Biotechnol 17:176-180; Davies et al., 2001, Biotechnol Bioeng 74:288-294;
Shields at al., 2002, J Biol Chem 277:26733-26740; Shinkawa at al., 2003, J Biol Chem 278:3466-3473). This approach has generated substantial enhancements of the capacity of antibodies to bind FcyRllla and to mediate ADCC. Although there are practical limitations such as the growth efficiency of the expression strains under large scale production conditions, this approach for enhancing Fc/FcyR
affinity and effector function is promising. Indeed, coupling of these alternate glycoform technologies with the Fc variants of the present invention may provide additive or synergistic effects for optimal effector function.

[016] Although there is a need for greater effector function, for some antibody therapeutics reduced or eliminated effector function may be desired. This is often the case for therapeutic antibodies whose mechanism of action involves blocking or antagonism but not killing of the cells bearing target antigen. In these cases depletion of target cells is undesirable and can be considered a side effect.
For example, the ability of anti-CD4 antibodies to block CD4 receptors on T
cells makes them effective anti-inflammatories, yet their ability to recruit FcyR receptors also directs immune attack against the target cells, resulting in T cell depletion (Reddy at al., 2000, J
lmmunol 164:1925-1933).
Effector function can also be a problem for radiolabeled antibodies, referred to as radioconjugates, and antibodies conjugated to toxins, referred to as immunotoxins. These drugs can be used to destroy cancer cells, but the recruitment of immune cells via Fc interaction with FcyRs brings healthy immune cells in proximity to the deadly payload (radiation or toxin), resulting in depletion of normal lymphoid tissue along with targeted cancer cells (Hutchins at al., 1995, Proc Nat! Acad Sci U S A
92:11980-11984; White at al., 2001, Annu Rev Med 52:125-145). This problem can potentially be circumvented by using IgG isotypes that poorly recruit complement or effector cells, for example IgG2 and IgG4. An alternate solution is to develop Fc variants that reduce or ablate binding (Alegre at al., 1994, Transplantation 57:1537-1543; Hutchins at al., 1995, Proc Natl Acad Sci U S A 92:11980-11984; Armour at al., 1999, EurJ /mmunol29:2613-2624; Reddy eta!., 2000, J
lmmunol 164:1925-1933; Xu at al., 2000, Cell /mmunol200:16-26; Shields at al., 2001, J Biol Chem 276:6591-6604) (US
6,194,551; US 5,885,573; PCT WO 99/58572). A critical consideration for the reduction or elimination of effector function is that other important antibody properties not be perturbed. Fc variants should be engineered that not only ablate binding to FcyRs and/or C1q, but also maintain antibody stability, solubility, and structural integrity, as well as ability to interact with other important Fc ligands such as FcRn and proteins A and G.

[017] The present invention addresses another major shortcoming of antibodies, namely their demanding production requirements (Garber, 2001, Nat Biotechnol 19:184-185;
Dove, 2002, Nat Biotechnol 20:777-779). Antibodies must be expressed in mammalian cells, and the currently marketed antibodies together with other high-demand biotherapeutics consume essentially all of the available manufacturing capacity. With hundreds of biologics in development, the majority of which are antibodies, there is an urgent need for more efficient and cheaper methods of production. The downstream effects of insufficient antibody manufacturing capacity are three-fold. First, it dramatically raises the cost of goods to the producer, a cost that is passed on to the patient. Second, it hinders industrial production of approved antibody products, limiting availability of high demand therapeutics to patients. Finally, because clinical trials require large amounts of a protein that is not yet profitable, the insufficient supply impedes progress of the growing antibody pipeline to market.

[018] Alternative production methods have been explored in attempts at alleviating this problem.
Transgenic plants and animals are being pursued as potentially cheaper and higher capacity production systems (Chadd et al., 2001, Curr Opin Biotechnol 12:188-194). Such expression systems, however, can generate glycosylation patterns significantly different from human glycoproteins. This may result in reduced or even lack of effector function because, as discussed above, the carbohydrate structure can significantly impact FcyR and complement binding. A
potentially greater problem with nonhuman glycoforms may be immunogenicity;
carbohydrates are a key source of antigenicity for the immune system, and the presence of nonhuman glycoforms has a significant chance of eliciting antibodies that neutralize the therapeutic, or worse cause adverse immune reactions. Thus the efficacy and safety of antibodies produced by transgenic plants and animals remains uncertain. Bacterial expression is another attractive solution to the antibody production problem. Expression in bacteria, for example E. coil, provides a cost-effective and high capacity method for producing proteins. For complex proteins such as antibodies there are a number of obstacles to bacterial expression, including folding and assembly of these complex molecules, proper disulfide formation, and solubility, stability, and functionality in the absence of glycosylation because proteins expressed in bacteria are not glycosylated. Full length unglycosylated antibodies that bind antigen have been successfully expressed in E. coil (Simmons et al., 2002, J Immunol Methods 263:133-147), and thus, folding, assembly, and proper disulfide formation of bacterially expressed antibodies are possible in the absence of the eukaryotic chaperone machinery. However the ultimate utility of bacterially expressed antibodies as therapeutics remains hindered by the lack of glycosylation, which results in lack effector function and may result in poor stability and solubility. This will likely be more problematic for formulation at the high concentrations for the prolonged periods demanded by clinical use.

[019] An aglycosylated Fc with favorable solution properties and the capacity to mediate effector functions would be significantly enabling for the alternate production methods described above. By overcoming the structural and functional shortcomings of aglycosylated Fc, antibodies can be produced in bacteria and transgenic plants and animals with reduced risk of immunogenicity, and with effector function for clinical applications in which cytotoxicity is desired such as cancer. The present invention describes the utilization of protein engineering methods to develop stable, soluble Fc variants with effector function. Currently, such Fc variants do not exist in the art.

[020] In summary, there is a need for antibodies with enhanced therapeutic properties. Engineering of optimized or enhanced Fc variants is a promising approach to meeting this need. Yet a substantial obstacle to engineering Fc variants with the desired properties is the difficulty in predicting what amino acid modifications, out of the enormous number of possibilities, will achieve the desired goals, coupled with the inefficient production and screening methods for antibodies.
Indeed one of the principle reasons for the incomplete success of the prior art is that approaches to Fc engineering have thus far involved hit-or-miss methods such as alanine scans or production of glycoforms using different expression strains. In these studies, the Fc modifications that were made were fully or partly random in hopes of obtaining variants with favorable properties. The present invention provides a variety of engineering methods, many of which are based on more sophisticated and efficient techniques, which may be used to overcome these obstacles in order to develop Fc variants that are optimized for the desired properties. The described engineering methods provide design strategies to guide Fc modification, computational screening methods to design favorable Fe variants, library generation approaches for determining promising variants for experimental investigation, and an array of experimental production and screening methods for determining the Fc variants with favorable properties.

SUMMARY OF THE INVENTION

[021] The present invention provides Fc variants that are optimized for a number of therapeutically relevant properties. These Fc variants are generally contained within a variant protein, that preferably comprises an antibody or a Fc fusion protein.

[022] It is an object of the present invention to provide novel Fc positions at which amino acid modifications may be made to generate optimized Fc variants. Said Fe positions include 230, 240, 244, 245, 247, 262, 263, 266, 273, 275, 299, 302, 313, 323, 325, 328, and 332, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. The present invention describes any amino acid modification at any of said novel Fc positions in order to generate an optimized Fc variant.

[023] It is a further object of the present invention to provide Fc variants that have been screened computationally. A computationally screened Fc variant is one that is predicted by the computational screening calculations described herein as having a significantly greater potential than random for being optimized for a desired property. In this way, computational screening serves as a prelude to or surrogate for experimental screening, and thus said computationally screened Fc variants are considered novel.

[024) It is a further object of the present invention to provide Fc variants that have been characterized using one or more of the experimental methods described herein.
In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 230, 233, 234, 235, 239, 240, 241, 243, 244, 245, 247, 262, 263, 264, 265, 266, 267, 269, 270, 272, 273, 274, 275, 276, 278, 283, 296, 297, 298, 299, 302, 313, 318, 320, 323, 324, 325, 326, 327, 328, 329, 330, 331, 332, 333, 334, and 335, wherein the numbering of the residues in the Fc reaion is that of the EU index as in Kabat. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 221, 222, 224, 227, 228, 230, 231, 223, 233, 234, 235, 236, 237, 238, 239, 240, 241, 243, 244, 245, 246, 247, 249, 250, 258, 262, 263, 264, 265, 266, 267, 268, 269, 270, 271, 272, 273, 274, 275, 276, 278, 280, 281, 283, 285, 286, 288, 290, 291, 293, 294, 295, 296, 297, 298, 299, 300, 302, 313, 317, 318, 320, 322, 323, 324, 325, 326, 327, 328, 329, 330, 331, 332, 333, 334, 335 336 and 428,, wherein the numbering of the residues in the Fe region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise at least one substitution selected from the group consisting of P230A, E233D, L234D, L234E, L234N, L2340, L234T, L234H, L234Y, L2341, L234V, L234F, L235D, L235S, L235N, L235Q, L235T, L235H, L235Y, L2351, L235V, L235F, S239D, S239E, S239N, S239Q, S239F, S239T, S239H, S239Y, V2401, V240A, V240T, V240M, F241W, F241L, F241Y, F241E, F241R, F243W, F243L F243Y, F243R, F243Q, P244H, P245A, P247V, P247G, V2621, V262A, V262T, V262E, V2631, V263A, V263T, V263M, V264L, V2641, V264W, V264T, V264R, V264F, V264M, V264Y, V264E, D265G, D265N, D265Q, D265Y, D265F, D265V, D2651, D265L, D265H, D265T, V2661, V266A, V266T, V266M, S267Q, S267L, S267T, S267H, S267D, S267N, E269H, E269Y, E269F, E269R, E269T, E269L, E269N, D270Q, D270T, D270H, E272S, E272K, E2721, E272Y, V2731, K274T, K274E, K274R, K274L, K274Y, F275W, N276S, N276E, N276R, N276L, N276Y, Y278T, Y278E, Y278K, Y278W, E283R, Y296E, Y296Q, Y296D, Y296N, Y296S, Y296T, Y296L, Y2961, Y296H, N297S, N297D, N297E, A298H, T2991, T299L, T299A, T299S, T299V, T299H, T299F, T299E, V3021, W313F, E318R, K320T, K320D, K3201, K322T, K322H, V3231, S324T, S324D, S324R, S3241, S324V, S324L, S324Y, N325Q, N325L, N3251, N325D, N325E, N325A, N325T, N325V, N325H, K326L, K3261, K326T, A327N, A327L, A327D, A327T, L328M, L328D, L328E, L328N, L328Q, L328F, L3281, L328V, L3281, L328H, L328A, P329F, A330L, A330Y, A330V, A3301, A330F, A330R, A330H, A330S, A330W, A330M, P331 V, P331 H, 1332D, 1332E, 1332N, 1332Q, 1332T, 1332H, 1332Y, 1332A, E3331, E333H, E3331, E333Y, K3341, K334T, K334F, T335D, T335R, and T335Y, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of V264L, V2641, F241W, F241L, F243W, F243L, F241 UF243LN2621N2641, F241W/F243W, F241 W/F243WN262AN264A, F241 LN2621, F243LN2641, F243LN262IN264W, F241Y/F243YN2621N264T, F241E/F243RN262EN264R, F241 E/F243QN262TN264E, F241 R/F2430/V262TN264R, F241 E/F243YN262TN264R, L328M, L328E, L328F, 1332E, L328M/1332E, P244H, P245A, P247V, W313F, P244H/P245A/P247V, P247G, V2641/1332E, F241E/F243R1V262EN264R/1332E, F241E/F2430N262TN264E/1332E, F241 R/F243QN262TN264R/1332E, F241 E/F243YN262TN264R/1332E, S298A/1332E, S239E/1332E, S239Q/1332E, S239E, D265G, D265N, S239E/D265G, S239E/D265N, S239E/D265Q, Y296E, Y296Q, T2991, A327N, S2670/A327S, S267L/A327S, A327L, P329F, A330L, A330Y, 1332D, N2978, N297D, N297S/1332E, N297D/1332E, N297E/1332E, D265Y/N297D/1332E, 0265Y/N297DrT299L/1332E, D265F/N297E/1332E, L3281/1332E, L328Q/1332E, 1332N, 13320, V264T, V264F, V2401, V2631, V2661, T299A, T299S, T299V, N325Q, N325L, N3251, S239D, S239N, S239F, 3239D/1332D, S239D/1332E, S239D/1332N, S239D/1332Q, S239E/1332D, S239E/1332N, S239E/1332Q, S239N/1332D, S239N/1332E, S239N/1332N, S239N/1332Q, S239Q/1332D, S239Q/1332N, S239Q/1332Q, Y296D, Y296N, F241Y/F243YN262TN264T/N297D/1332E, A330Y/1332E, V2641/A330Y/1332E, A330U1332E, V2641/A330L/1332E, L234D, L234E, L234N, L234Q, L234T, L234H, L234Y, L2341, L234V, L234F, L235D, L235S, L235N, L235Q, L235T, L235H, L235Y, L2351, L235V, L235F, S239T, S239H, S239Y, V240A, V240T, V240M, V263A, V263T, V263M, V264M, V264Y, V266A, V266T, V266M, E269H, E269Y, E269F, E269R, Y296S, Y296T, Y296L, Y2961, A298H, T299H, A330V, A3301, A330F, A330R, A330H, N325D, N325E, N325A, N325T, N325V, N325H, L328D/1332E, L328E/1332E, L328N/1332E, L328Q/1332E, L328V/1332E, L328T/1332E, L328H11332E, L3281/1332E, L328A, 1332T, 1332H, 1332Y, 1332A, S239EN2641/1332E, S239QN2641/1332E, S239EN2641/A330Y/1332E, S239E1V2641/S298A/A330Y/1332E, S239D/N297D/1332E, S239E/N297D/1332E, S239D/D265V/N297D/1332E, S239DID2651/N297D/1332E, S239D/D265UN297D/1332E, S239D/D265F/N297D/1332E, S239D/D265Y/N297D/1332E, S239D/D265H/N297D/1332E, S239D/D265T/N297D/1332E, V264EIN2971)/1332E, Y296D/N297D/1332E, Y296E/N297D/1332E, Y296N/N297D/1332E, Y296Q/N297D/1332E, Y296H/N297D/1332E, Y296T/N297D/1332E, N297D/T299V/1332E, N297D/T2991/1332E, N297D/T299UI332E, N297D/T299F/1332E, N297D/T299H/1332E, N297D/T299E/1332E, N297D/A330Y/1332E, N297D/S298A/A330Y/1332E, S239D/A330Y/1332E, S239N/A330Y/1332E, S239D/A330U1332E, S239N/A330L/1332E, V2641/S298A/1332E, S239D/S298A/1332E, S239N/S298A/1332E, S239DN2641/1332E, S239D/V2641/S298A/1332E, S239D1V2641/A330L/1332E, L328N, L328H, S239D/1332E1A3301, N297D/1332E/S239D/A330L, P230A, E233D, P230A/E233D, P230A/E233D/1332E, S267T, S267H, S267D, S267N, E269T, E269L, E269N, D270Q, D270T, D270H, E272S, E272K, E2721, E272Y, V2731, K274T, K274E, K274R, K274L, K274Y, F275W, N276S, N276E, N276R, N276L, N276Y, Y278T, Y278E, Y278K, Y278W, E283R, V3021, E318R, K320T, K320D, K3201, K322T, K322H, V3231, S324T, S324D, S324R, S3241, S324V, S324L, S324Y, K326L, K3261, K326T, A327D, A327T, A330S, A330W, A330M, P331 V, P331 H, E333T, E333H, E3331, E333Y, K3341, K334T, K334F, T335D, T335R, T335Y, L2341/L235D, V2401N2661, S239D/A330Y/1332E/L2341, S2390/A330Y/1332E/L235D, S239D/A330Y/1332EN2401, S239D/A330Y/1332EN264T, S239D/A330Y/1332EN2661, S239D/A330Y/1332E/K326E, S239D/A330Y/1332E/K326T, S239D/N297D/1332E/A330Y, S239D/N297D/1332E/A330Y/F241S/F243HN262TN264T, S239D/N297D/1332E/L235D, and S239D/N297D/1332E/K326E, wherein the numbering of the residues in the Fc region is that of the EU
index as in Kabat.

[025] It is a further object of the present invention to provide Fc variants that are selected from the group consisting of D221 K, D221Y, K222E, K222Y, T223E, T223K, H224E, H224Y, T225E, T225, T225K, T225W, P227E, P227K, P227Y, P227G, P228E, P228K, P228Y, P228G, P230E, P230Y, P230G, A231 E, A231 K, A231 Y, A231 P, A231 G, P232E, P232K, P232Y, P232G, E233N, E233Q, E233K, E233R, E233S, E233T, E233H, E233A, E233V, E233L, E2331, E233F, E233M, E233Y, E233W, E233G, L234K, L234R, L234S, L234A, L234M, L234W, L234P, L234G, L235E, L235K, L235R, L235A, L235M, L235W, L235P, L235G, G236D, G236E, G236N, G236Q, G236K, G236R, G236S, G236T, G236H, G236A, G236V, G236L, G2361, G236F, G236M, G236Y, G236W, G236P, G237D, G237E, G237N, G2370, G237K, G237R, G237S, G237T, G237H, G237V, G237L, G2371, G237F, G237M, G237Y, G237W, G237P, P238D, P238E, P238N, P238Q, P238K, P238R, P238S, P238T, P238H, P238V, P238L, P2381, P238F, P238M, P238Y, P238W, P238G, S239Q, S239K, S239R, S239V, S239L, S2391, S239M, S239W, S239P, S239G, F241 D, F241 E, F241 Y, F243E, K246D, K246E, K246H, K246Y, D249Q, D249H, D249Y, R255E, R255Y, E258S, E258H, E258Y, T260D, T260E, T260H, T260Y, V262E, V262F, V264D, V264E, V264N, V264Q, V264K, V264R, V264S, V264H, V264W, V264P, V264G, D265Q, D265K, D265R, D265S, D265T, D265H, D265V, D265L, D2651, D265F, D265M, D265Y, D265W, D265P, S267E, S2670, S267K, S267R, S267V, S267L, S2671, S267F, S267M, S267Y, S267W, S267P, H268D, H268E, H268Q, H268K, H268R, H268T, H268V, H268L, H2681, H268F, H268M, H268W, H268P, H268G, E269K, E269S, E269V, E2691, E269M, E269W, E269P, E269G, D270R, D270S, D270L, D2701, D270F, D270M, D270Y, D270W, D270P, D270G, P271 D, P271 E, P271 N, P271 Q, P271 K, P271 R, P271 S, P271 T, P271 H, P271 A, P271 V, P271 L, P271 1, P271 F, P271 M, P271 Y, P271 W, P271 G, E272D, E272R, E272T, E272H, E272V, E272L, E272F, E272M, E272W, E272P, E272G, K274D, K274N, K274S, K274H, K274V, K2741, K274F, K274M, K274W, K274P, K274G, F275L, N276D, N276T, N276H, N276V, N2761, N276F, N276M, N276W, N276P, N276G, Y278D, Y278N, Y278Q, Y278R, Y278S, Y278H, Y278V, Y278L, Y2781, Y278M, Y278P, Y278G, D280K, D280L, D280W, D280P, D280G, G281 D, G281 K, G281 Y, G281 P, V282E, V282K, V282Y, V282P, V282G, E283K, E283H, E283L, E283Y, E283P, E283G, V284E, V284N, V284T, V284L, V284Y, H285D, H285E, H285Q, H285K, H285Y, H285W, N286E, N286Y, N286P, N286G, K288D, K288E, K288Y, K290D, K290N, K290H, K290L, K290W, P291 D, P291 E, P291 Q, P291 T, P291 H, P291 1, P291 G, R292D, R292E, R292T, R292Y, E293N, E293R, E293S, E293T, E293H, E293V, E293L, E2931, E293F, E293M, E293Y, E293W, E293P, E293G, E294K, E294R, E294S, E294T, E294H, E294V, E294L, E2941, E294F, E294M, E294Y, E294W, E294P, E294G, 0295D, Q295E, Q295N, Q295R, Q295S, Q295T, Q295H, Q295V, Q2951, Q295F, 0295M, 0295Y, Q295W, Q295P, Q295G, Y296K, Y296R, Y296A, Y296V, Y296M, Y296G, N297Q, N297K, N297R, N297T, N297H, N297V, N297L, N2971, N297F, N297M, N297Y, N297W, N297P, N297G, S298D, S298E, S298Q, S298K, S298R, S2981, S298F, S298M, S298Y, S298W, T299D, T299E, T299N, T299Q, T299K, T299R, T299L, T299F, T299M, T299Y, T299W, T299P, T299G, Y300D, Y300E, Y300N, Y3000, Y300K, Y300R, Y300S, Y300T, Y300H, Y300A, Y300V, Y300M, Y300W, Y300P, Y300G, R301 D, R301 E, R301 H, R301 Y, V303D, V303E, V303Y, 3304D, S304N, S304T, S304H, S304L, V305E, V305T, V305Y, K317E, K3170, E318Q, E318H, E318L, E318Y, K320N, K320S, K320H, K320V, K320L, K320F, K320Y, K320W, K320P, K320G, K322D, K322S, K322V, K3221, K322F, K322Y, K322W, K322P, K322G, S324H, S324F, S324M, S324W, S324P, S324G, N325K, N325R, N325S, N325F, N325M, N325Y, N325W, N325P, N325G, K326P, A327E, A327K, A327R, A327H, A327V, A327I, A327F, A327M, A327Y, A327W, A327P, L328D, L328Q, L328K, L328R, L328S, L328T, L328V, L3281, L328Y, L328W, L328P, L328G, P329D, P329E, P329N, P329Q, P329K, P329R, P329S, P329T, P329H, P329V, P329L, P3291, P329M, P329Y, P329W, P329G, A330E, A330N, A330T, A330P, A330G, P331 D, P331 Q, P331 R, P331 T, P331 L, P331 1, P331 F, P331 M, P331 Y, P331 W, 1332K, 1332R, 1332S, 1332V, 1332L, I332F, 1332M, 1332W, I332P, 1332G, E333L, E333F, E333M, E333P, K334P, T335N, T335S, T335H, T335V, T335L, T3351, T335F, T335M, T335W, T335P, T335G, 1336E, 1336K, 1336Y, S337E, S337N, and S337H, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

[026] It is a further object of the present invention to provide an Fc variant that binds with greater affinity to one or more FcyRs. In one embodiment, said Fc variants have affinity for an Fc1R that is more than 1-fold greater than that of the parent Fc polypeptide. In an alternate embodiment, said Fc variants have affinity for an FcyR that is more than 5-fold greater than that of the parent Fc polypeptide. In a preferred embodiment, said Fc variants have affinity for an FcyR that is between 5-fold and 300-fold greater than that of the parent Fc polypeptide. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 230, 233, 234, 235, 239, 240, 243, 264, 266, 272, 274, 275, 276, 278, 302, 318, 324, 325, 326, 328, 330, 332, and 335, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise at least one amino acid substitution selected from the group consisting of: P230A, E233D, L234E, L234Y, L2341, L235D, L235S, L235Y, L2351, S239D, S239E, S239N, S239Q, S239T, V2401, V240M, F243L, V264I, V264T, V264Y, V2661, E272Y, K274T, K274E, K274R, K274L, K274Y, F275W, N276L, Y278T, V302I, E318R, S324D, S324I, S324V, N325T, K3261, K326T, L328M, L3281, L328Q, L328D, L328V, L328T, A330Y, A330L, A3301, 1332D, 1332E, 1332N, 1332Q, T335D, T335R, and T335Y, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of V2641, F243LN2641, L328M, 1332E, L328M/1332E, V2641/1332E, S298A/1332E, S239E/1332E, S239Q/1332E, S239E, A330Y, I332D, L328I/1332E, L328Q/I332E, V264T, V2401, V2661, S239D, S239D/1332D, S239D/1332E, S239D/I332N, S239D/1332Q, S239E/1332D, S239E/1332N, S239E/1332Q, S239N/I332D, S239N/1332E, S239Q/1332D, A330Y/1332E, V2641/A330Y/I332E, A330U1332E, V2641/A330L/1332E, L234E, L234Y, L2341, L235D, L235S, L235Y, L2351, S239T, V240M, V264Y, A3301, N325T, L328D/1332E, L328V/1332E, L328T/1332E, L3281/1332E, S239EN2641/1332E, S2390N2641/1332E, S239EN2641/A330Y/1332E, S239D/A330Y/1332E, S239N/A330Y/1332E, S239D/A330L/1332E, S239N/A330L/1332E, V2641/S298A/1332E, S239D/S298A/1332E, S239N/S298A/1332E, S239DN2641/1332E, S239DN2641/S298A/1332E, S239DN2641/A330L/1332E, S239D/1332E/A3301, P230A, P230A/E233D/1332E, E272Y, K274T, K274E, K274R, K274L, K274Y, F275W, N276L, Y278T, V3021, E318R, S3241), S3241, S324V, K3261, K326T, T335D, T335R, T335Y, V240IN2661, S239D/A330Y/1332E/L2341, S239D/A330Y/1332E/L235D, S239D/A330Y/1332EN2401, S239D/A330Y/1332EN264T, S239D/A330Y/1332E/K326E, and S239D/A330Y/1332E/K326T, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

[027] It is a further object of the present invention to provide Fc variant that have a FcyRlIla-fold:FcyRIIb-fold ratio greater than 1:1. In one embodiment, said Fc variants have a FcyRIIIa-fold:FcyRIIb-fold ratio greater than 11:1. In a preferred embodiment, said Fc variants have a FcyRIIIa-fold:FcyRIlb-fold ratio between 11:1 and 86:1. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 234, 235, 239, 240, 264, 296, 330, and 1332, wherein the numbering of the residues in the Fc region is that of the EU
index as in Kabat. In a preferred embodiment, said Fc variants comprise at least one amino acid substitution selected from the group consisting of: L234Y, L2341, L2351, S239D, S239E, S239N, S239Q, V240A, V240M, V2641, V264Y, Y296Q, A330L, A330Y, A3301, 1332D, and 1332E, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group- consisting of:
1332E, V2641/1332E, S239E/1332E, S2390/1332E, Y296Q, A330L, A330Y, I332D, S239D, S239D/1332E, A330Y/I332E, V2641/A330Y/1332E, A330L/1332E, V2641/A330U1332E, L234Y, L2341, L2351, V240A, V240M, V264Y, A3301, S239D/A330U1332E, S239D/S298A/1332E, S239N/S298A/1332E, S239DN2641/1332E, S239DN2641/S298A/1332E, and S239DN2641/A330L/1332E, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

[028] It is a further object of the present invention to provide Fc variants that mediate effector function more effectively in the presence of effector cells. In one embodiment, said Fe variants mediate ADCC that is greater than that mediated by the parent Fc polypeptide.
In a preferred embodiment, said Fc variants mediate ADCC that is more than 5-fold greater than that mediated by the parent Fc polypeptide. In a mostly preferred embodiment, said Fc variants mediate ADCC that is between 5-fold and 1000-fold greater than that mediated by the parent Fc polypeptide. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 230, 233, 234, 235, 239, 240, 243, 264, 266, 272, 274, 275, 276, 278, 302, 318, 324, 325, 326, 328, 330, 332, and 335, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise at least one amino acid substitutions selected from the group consisting of:
P230A, E233D, L234E, L234Y, L2341, 1-235D, 1-235S, 1-235Y, L2351, S239D, S239E, S239N, S239Q, S239T, V2401, V240M, F243L, V2641, V264T, V264Y, V2661, E272Y, K274T, K274E, K274R, K274L, K274Y, F275W, N276L, Y278T, V3021, E318R, S324D, S3241, S324V, N325T, K3261, K326T, L328M, L3281, L328Q, L328D, L328V, 1-328T, A330Y, A330L, A3301, 1332D, 1332E, 1332N, 1332Q, T335D, T335R, and T335Y, wherein the numbering of the residues in the Fe region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of: V2641, F243LN2641, L328M, 1332E, L328M/1332E, V2641/1332E, S298A/1332E, S239E/1332E, S2390/1332E, S239E, A330Y, 1332D, L3281/1332E, L328Q/1332E, V264T, V2401, V2661, S239D, S239D/1332D, S239D/1332E, S239D/1332N, S239D/1332Q, S239E/1332D, S239E/1332N, S239E/1332Q, S239N/1332D, S239N/1332E, S239Q/1332D, A330Y/1332E, V2641/A330Y/1332E, A330U1332E, V2641/A330U1332E, L234E, 1-234Y, L2341, L235D, 1-235S, 1-235Y, L2351, S239T, V240M, V264Y, A3301, N325T, L328D/1332E, L328V/1332E, L328T/1332E, L3281/1332E, S239E1V26411I332E, S239QN2641/1332E, S239EN2641/A330Y/1332E, S239D/A330Y/1332E, S239N/A330Y/1332E, S239D/A330L/1332E, S239N/A330U1332E, V2641/S298A/1332E, S239D/S298A/1332E, S239N/S298A/1332E, S239DN2641/1332E, S239DN26411S298A/1332E, S239DN2641/A330U1332E, S239D/1332E/A3301, P230A, P230A/E233D/1332E, E272Y, K274T, K274E, K274R, K274L, K274Y, F275W, N276L, Y278T, V3021, E318R, S324D, S3241, S324V, K3261, K326T, T335D, T335R, T335Y, V2401N2661, S239D/A330Y/1332E/L234I, S239D/A330Y/1332E/L235D, S239D/A330Y/1332EN2401, S239D/A330Y/1332EN264T, S239D/A330Y/1332E/K326E, and S239D/A330Y/1332E/K326T, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

[029] It is a further object of the present invention to provide Fe variants that bind with weaker affinity to one or more FcyRs. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 230, 233, 234, 235, 239, 240, 241, 243, 244, 245, 247, 262, 263, 264, 265, 266, 267, 269, 270, 273, 276, 278, 283, 296, 297, 298, 299, 313, 323, 324, 325, 327, 328, 329, 330, 332, and 333, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise an amino acid substitution at a position selected from the group consisting of: P230A, E233D, L234D, L234N, 1-234Q, 1-234T, 1-234H, L234V, L234F, L2341, L235N, L235Q, 1-235T, 1-235H, L235V, L235F, L235D, S239E, S239N, S239Q, S23917, S239H, S239Y, V240A, V240T, F241 W, F241 L, F241Y, F241 E, F241 R. F243W, F243L F243Y, F243R, F2430, P244H, P245A, P247V, P247G, V2621, V262A, V262T, V262E, V2631, V263A, V263T, V263M, V264L, V2641, V264W, V264T, V264R, V264F, V264M, V264E, D265G, D265N, D265Q, D265Y, D265F, D265V, D2651, D265L, D265H, D265T, V266A, V266T, V266M, S267Q, S267L, E269H, E269Y, E269F, E269R, E269T, E269L, E269N, D270Q, D270T, D270H, V2731, N276S, N276E, N276R, N276Y, Y278E, Y278W, E283R, Y296E, Y296Q, Y296D, Y296N, Y296S, Y296T, Y296L, Y2961, Y296H, N297S, N297D, N297E, A298H, T2991, T299L, T299A, T299S, T299V, T299H, T299F, T299E, W313F, V3231, S324R, S324L, S324Y, N325Q, N325L, N3251, N325D, N325E, N325A, N325V, N325H, A327N, A327L, L328M, 328E, L328N, L328Q, A327D, A327T, L328F, L328H, 1-328A, L328N, L328H, P329F, A330L, A330V, A330F, A330R, A330H, 1332N, 1332Q, 1332T, 1332H, 1332Y, 1332A, E333T, and E333H, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of. V264L, F241 W, F241 L, F243W, F243L, F241UF243LN2621N264I, F241W/F243W, F241W/F243WN262AN264A, F241L1V2621, F243LN2621N264W, F241Y/F243YN262TN264T, F241E/F243RN262E1V264R, F241 E/F243QN262TN264E, F241 R1F243QN262TN264R, F241 E/F243YN262TN264R, L328M, 1-328E, L328F, P244H, P245A, P247V, W313F, P244H/P245A/P247V, P247G, F241 E/F243RN262EN264R/1332E, F241 E/F243YN262T/V264R/1332E, D265G, D265N, S239E/D265G, S239E/D265N, S239E/D265Q, Y296E, Y296Q, T2991, A327N, S267Q/A327S, S267UA327S, A327L, P329F, A330L, N297S, N297D, N297S/1332E, 1332N, 1332Q, V264F, V2631, T299A, T299S, T299V, N325Q, N325L, N3251, S239N, S239F, S239N/1332N, S239N/13320, S2390/1332N, S239Q/1332Q, Y296D, Y296N, L234D, L234N, L234Q, L234T, L234H, L234V, L234F, L235N, L235Q, 1-235T, L235H, L235V, L235F, S239H, S239Y, V240A, V263T, V263M, V264M, V266A, V266T, V266M, E269H, E269Y, E269F, E269R, Y296S, Y296T, Y296L, Y2961, A298H, T299H, A330V, A330F, A330R, A330H, N325D, N325E, N325A, N325V, N325H, L328E/1332E, L328N/1332E, L3280/1332E, L328H/1332E, L328A, 1332T, 1332H, 1332Y, 1332A, L328N, L328H, E233D, P230A/E233D, E269T, E269L, E269N, D270Q, D270T, D270H, V2731, N276S, N276E, N276R, N276Y, Y278E, Y278W, E283R, V3231, S324R, S324L, S324Y, A327D, A327T, E333T, E333H, and L2341/L235D, wherein the numbering of the residues in the Fc region is that of the EU
index as in Kabat.

[030] It is a further object of the present invention to provide Fc variants that mediate ADCC in the presence of effector cells less effectively. In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of:
230, 233, 234, 235, 239, 240, 241, 243, 244, 245, 247, 262, 263, 264, 265, 266, 267, 269, 270, 273, 276, 278, 283, 296, 297, 298, 299, 313, 323, 324, 325, 327, 328, 329, 330, 332, and 333, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: P230A, E233D, L234D, L234N, L234Q, L234T, L234H, L234V, L234F, L2341, L235N, L235Q, 1-235T, L235H, L235V, L235F, 1-235D, S239E, S239N, S239Q, S239F, S239H, S239Y, V240A, V240T, F241 W, F241 L, F241 Y, F241 E, F241 R, F243W, F243L F243Y, F243R, F243Q, P244H, P245A, P247V, P247G, V2621, V262A, V262T, V262E, V2631, V263A, V263T, V263M, V264L, V2641, V264W, V264T, V264R, V264F, V264M, V264E, D265G, D265N, D265Q, D265Y, D265F, -D265V, D2651, D265L, D265H, D265T, V266A, V266T, V266M, S2670, S267L, E269H, E269Y, E269F, E269R, E269T, E269L, E269N, D270Q, D270T, D270H, V2731, N276S, N276E, N276R, N276Y, Y278E, Y278W, E283R, Y296E, Y296Q, Y296D, Y296N, Y296S, Y296T, Y296L, Y2961, Y296H, N297S, N297D, N297E, A298H, T2991, T299L, T299A, T299S, T299V, T299H, T299F, T299E, W313F, V3231, S324R, S324L, S324Y, N325Q, N325L, N3251, N325D, N325E, N325A, N325V, N325H, A327N, A327L, 1-328M, 328E, L328N, 1-328Q, A327D, A327T, L328F, L328H, L328A, L328N, L328H, P329F, A330L, A330V, A330F, A330R, A330H, 1332N, 1332Q, 1332T, 1332H, 1332Y, 1332A, E333T, and E333H, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of: V264L, F241W, F241L, F243W, F243L, F2411jF243W2621/V2641, F241W/F243W, F241 W/F243WN262AN264A, F241 UV2621, F243LN2621N264W, F241 Y/F243YN262TN264T, F241 E/F243RN262EN264R, F241 E/F243QN262TN264E, F241 R/F243QN262TN264R, F241 E/F243YN262TN264R, L328M, L328E, L328F, P244H, P245A, P247V, W313F, P244H/P245A/P247V, P247G, F241E/F243RN262EN264R/1332E, F241E/F243YN262TN264R/1332E, D265G, D265N, S239E/D265G, S239E/D265N, S239E/D265Q, Y296E, Y296Q, T2991, A327N, S267Q/A327S, S267UA327S , A327L, P329F, A330L, N297S, N2971D, N297S/1332E, 1332N, 1332Q, V264F, V2631, T299A, T299S, T299V, N325Q, N325L, N3251, S239N, S239F, S239N11332N, S239N/1332Q, S239Q/1332N, S239Q/1332Q, Y296D, Y296N, L234D, L234N, L234Q, L234T, L234H, L234V, L234F, L235N, L235Q, L235T, L235H, L235V, L235F, S2391-11, S239Y, V240A, V263T, V263M, V264M, V266A, V266T, V266M, E269H, E269Y, E269F, E269R, Y296S, Y296T, Y296L, Y2961, A298H, T299H, A330V, A330F, A330R, A330H, N325D, N325E, N325A, N325V, N325H, L328E/1332E, L328N/1332E, L328Q/1332E, L328H/1332E, L328A, 1332T, 1332H, 1332Y, 1332A, L328N, L328H, E233D, P230A/E233D, E269T, E269L, E269N, D270Q, D270T, D270H, V2731, N276S, N276E, N276R, N276Y, Y278E, Y278W, E283R, V3231, S324R, S324L, S324Y, A327D, A327T, E333T, E333H, and L2341/L235D, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

1031] It is a further object of the present invention to provide Fc variants that have improved function and/or solution properties as compared to the aglycosylated form of the parent Fc polypeptide. Improved functionality herein includes but is not limited to binding affinity to an Fc ligand.
Improved solution properties herein includes but is not limited to stability and solubility. In one embodiment, said aglycosylated Fc variants bind to an FcyR with an affinity that is comparable to or better than the glycosylated parent Fc polypeptide. In an alternate embodiment, said Fc variants bind to an FcyR with an affinity that is within 0.4-fold of the glycosylated form of the parent Fc polypeptide.
In one embodiment, said Fc variants comprise at least one amino acid substitution at a position selected from the group consisting of: 239, 241, 243, 262, 264, 265, 296, 297, 330, and 332, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat. In a preferred embodiment, said Fc variants comprise an amino acid substitution selected from the group consisting of: S239D, S239E, F241Y, F243Y, V262T, V264T, V264E, D265Y, D265H, D265V, D2651, Y296N, N297D, A330Y, and 1332E, wherein the numbering of the residues in the Fc region is that of the EU
index as in Kabat. In a mostly preferred embodiment, said Fc variants are selected from the group consisting of: N297D/1332E, F241Y/F243YN262TN264T/N297D/1332E, S239D/N297D/1332E, S239E/N297D/1332E, S239D/D265Y/N297D/1332E, S239D/D265H/N297D/1332E, V264E/N297D/1332E, Y296N/N297D/1332E, N297D/A330Y/1332E, S239D/D265V/N297D/1332E, S239D/D26511N297D/1332E, and N297D/S298A/A330Y/1332E, wherein the numbering of the residues in the Fc region is that of the EU index as in Kabat.

[032] The present invention also provides methods for engineering optimized Fc variants. It is an object of the present invention to provide design strategies that may be used to guide Fc optimization.
It is a further object of the present invention to provide computational screening methods that may be used to design Fc variants. It is a further object of the present invention to provide methods for generating libraries for experimental testing. It is a further object of the present invention to provide experimental production and screening methods for obtaining optimized Fc variants.

[033] The present invention provides isolated nucleic acids encoding the Fc variants described herein. The present invention provides vectors comprising said nucleic acids, optionally, operably linked to control sequences. The present invention provides host cells containing the vectors, and methods for producing and optionally recovering the Fc variants.

[034] The present invention provides novel antibodies and Fc fusions that comprise the Fc variants disclosed herein. Said novel antibodies and Fc fusions may find use in a therapeutic product.

[035] The present invention provides compositions comprising antibodies and Fc fusions that comprise the Fc variants described herein, and a physiologically or pharmaceutically acceptable carrier or diluent.

[036] The present invention contemplates therapeutic and diagnostic uses for antibodies and Fc fusions that comprise the Fe variants disclosed herein.

BRIEF DESCRIPTION OF THE DRAWINGS

[037] Figure 1. Antibody structure and function. Shown is a model of a full length human IgG1 antibody, modeled using a humanized Fab structure from pdb accession code 1 CE1 (James et aL, 1999, J Mo! Biol 289:293-301) and a human IgG1 Fc structure from pdb accession code 1DN2 (DeLano et al., 2000, Science 287:1279-1283). The flexible hinge that links the Fab and Fc regions is not shown. IgG1 is a homodimer of heterodimers, made up of two light chains and two heavy chains.
The Ig domains that comprise the antibody are labeled, and include VL and CL
for the light chain, and VH, Cgammal (Cyl), Cgamma2 (Cy2), and Cgamma3 (Cy3) for the heavy chain. The Fc region is labeled. Binding sites for relevant proteins are labeled, including the antigen binding site in the variable region, and the binding sites for FcyRs, FcRn, C1q, and proteins A
and G in the Fe region.
[038] Figure 2. The Fc/FcyRlllb complex structure 1 IIS. Fc is shown as a gray ribbon diagram, and FcyRlllb is shown as a black ribbon. The N297 carbohydrate is shown as black sticks.

[039] Figure 3. The amino acid sequence of the heavy chain of the antibody alemtuzumab (CampathW, a registered trademark of Ilex Pharmaceuticals LP), illustrating positions numbered sequentially (2 lines above the amino acid sequence) and positions numbered according to the EU
index as in Kabat (2 lines below the amino acid sequence. The approximate beginnings of Ig domains VH1, Cyl, the hinge, Cy2, and Cy3 are also labeled above the sequential numbering.
Polymorphisms have been observed at a number of Fc positions, including but not limited to Kabat 270, 272, 312, 315, 356, and 358, and thus slight differences between the presented sequence and sequences in the prior art may exist.

[040] Figure 4. Experimental library residues mapped onto the Fc/FcyRlllb complex structure 1 IIS.
Fc is shown as a gray ribbon diagram, and FcyRlllb is shown as a black ribbon.
Experimental library residues are shown in black, the N297 carbohydrate is shown in grey.

[041] Figure 5. The human IgG1 Fc sequence showing positions relevant to the design of the Fc variant experimental library. The sequence includes the hinge region, domain Cy2, and domain Cy3.
Residue numbers are according to the EU index as in Kabat. Positions relevant to the experimental library are underlined. Because of observed polymorphic mutations at a number of Fc positions, slight differences between the presented sequence and sequences in the literature may exist.

[042] Figure 6. Expression of Fc variant and wild type (WT) proteins of alemtuzumab in 293T cells.
Plasmids containing alemtuzumab heavy chain genes (WT or variants) were co-transfected with plasmid containing the alemtuzumab light chain gene. Media were harvested 5 days after transfection. For each transfected sample, 10ul medium was loaded on a SDS-PAGE gel for Western analysis. The probe for Western was peroxidase-conjugated goat-anti human IgG
(Jackson Immuno-Research, catalog # 109-035-088). WT: wild type alemtuzumab; 1-10: alemtuzumab variants. H and L indicate antibody heavy chain and light chain, respectively.

[043] Figure 7. Purification of alemtuzumab using protein A chromatography. WT
alemtuzumab proteins was expressed in 293T cells and the media was harvested 5 days after transfection. The media were diluted 1:1 with PBS and purified with protein A (Pierce, Catalog #
20334). 0: original sample before purification; FT: flow through; E: elution; C: concentrated final sample. The left picture shows a Simple Blue-stained SDS-PAGE gel, and the right shows a western blot labeled using peroxidase-conjugated goat-anti human IgG.

[044] Figure 8. Production of deglycosytated antibodies. Wild type and variants of alemtuzumab were expressed in 293T cells and purified with protein A chromatography.
Antibodies were incubated with peptide-N-glycosidase (PNGase F) at 37 C for 24h. For each antibody, a mock treated sample (-PNGase F) was done in parallel. WT: wild-type alemtuzumab; #15, #16, #17, #18, #22: alemtuzumab variants F241 E/F243RN262EN264R, F241 E/F243QN262TN264E, F241 R/F2430N262TN264R, F241 E/F243YN262TN264R, and 1332E respectively. The faster migration of the PNGase F treated versus the mock treated samples represents the deglycosylated heavy chains.

[045] Figure 9. Alemtuzumab expressed from 293T cells binds its antigen. The antigenic CD52 peptide, fused to GST, was expressed in E. coli BL21 (DE3) under IPTG
induction. Both uninduced and induced samples were run on a SDS-PAGE gel,.and transferred to PVDF
membrane. For western analysis, either alemtuzumab from Sotec (a-CD52, Sotec) (final concentration 2.5ng/ul) or media of transfected 293T cells (Campath, Xencor) (final alemtuzumab concentration approximately 0.1-0.2ng/ul) were used as primary antibody, and peroxidase-conjugated goat-anti human IgG was used as secondary antibody. M: pre-stained marker; U: un-induced sample for GST-CD52; I: induced sample for GST-CD52.

[046] Figure 10. Expression and purification of extracellular region of human V158 FcyRllla.
Tagged FcyRllla was transfected in 293T cells, and media containing secreted Fc'RIIIa were harvested 3 days later and purified using affinity chromatography. 1: media;
2: flow through; 3: wash;
4-8: serial elutions. Both simple blue-stained SDS-PAGE gel and western result are shown. For the western blot, membrane was probed with anti-GST antibody.

[047] Figure 11. Binding to human V158 FcyRllla by select alemtuzumab Fc variants from the experimental library as determined by the AlphaScreenTM assay, described in Example 2. In the presence of competitor antibody (Fe variant or WT alemtuzumab) a characteristic inhibition curve is observed as a decrease in luminescence signal. Phosphate buffer saline (PBS) alone was used as the negative control. The binding data were normalized to the maximum and minimum luminescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a one site competition model using nonlinear regression. These fits provide IC50s for each antibody, illustrated for WT and S239D by the dotted lines.

[048] Figures 12. AlphaScreen' assay showing binding of select alemtuzumab Fc variants to human FcyRllb. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS
was used as a negative control.

[049] Figures 13a and 13b. AlphaScreenTM assay showing binding of select alemtuzumab (Figure 13a) and trastuzumab (Figure 13b) Fe variants to human Val158 FcyRllla. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[050] Figures 14a and 14b. AlphaScreenT"" assay measuring binding to human V158 FcyRllla by select Fc variants in the context of trastuzumab. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[051] Figures 15a and 15b. AlphaScreenT"' assay measuring binding to human V158 FcyRIIIa by select Fc variants in the context of rituximab (Figure 15a) and cetuximab (Figure 15b). The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.
[052] Figures 16a - 16b. AlphaScreenTm assay comparing binding of select alemtuzumab Fc variants to human V158 FcyRllla (Figure 16a) and human FcyRllb (Figure 16b).
The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control-[053] Figure 17. AlphaScreentm assay measuring binding to human V158 FcyRllla by select Fc variants in the context of trastuzumab. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[054] Figures 18. AlphaScreenT"" assay showing binding of select alemtuzumab Fc variants to human R131 FcyRlla. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model.
[055] Figures 19a and 19b. AlphaScreenT"' assay showing binding of select alemtuzumab Fc variants to human V158 FcyRllla. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[056] Figure 20. AlphaScreentm assay showing binding of aglycosylated alemtuzumab Fc variants to human V158 FcyRllla. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model.
PBS was used as a negative control.

[057] Figure 21. AlphaScreenT"" assay comparing human V158 FcyRllla binding by select alemtuzumab Fc variants in glycosylated (solid symbols, solid lines) and deglycosylated (open symbols, dotted lines). The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model.

[058] Figures 22a - 22b. AlphaScreenT"' assay showing binding of select alemtuzumab Fc variants to the V158 (Figure 22a) and F158 (Figure 22b) allotypes of human FcyRllla.
The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[059] Figures 23a - 23d. Figures 23a and 23b show the correlation between SPR
Kd's and AlphaScreenTM IC50's from binding of select alemtuzumab Fc variants to V158 FcyRllla (Figure 23a) and F158 FcyRllla (Figure 23b). Figures 23c and 23d show the correlation between SPR and AlphaScreenT"" fold-improvements over WT for binding of select alemtuzumab Fc variants to V158 FcyRllla (Figure 23c) and F158 FcyRllla (Figure 23d). Binding data are presented in Table 63. The lines through the data represent the linear fits of the data, and the r2 values indicate the significance of these fits.

[060] Figures 24a - 24b. Cell-based ADCC assays of select Fc variants in the context of alemtuzumab. ADCC was measured using the DELFIAO EuTDA-based cytotoxicity assay (Perkin Elmer, MA), as described in Example 7, using DoHH-2 lymphoma target cells and 50-fold excess human PBMCs. Figure 24a is a bar graph showing the raw fluorescence data for the indicated alemtuzumab antibodies at 10 ng/ml. The PBMC bar indicates basal levels of cytotoxicity in the absence of antibody. Figure 24b shows the dose-dependence of ADCC on antibody concentration for the indicated alemtuzumab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.

[061] Figures 25a - 25c. Cell-based ADCC assays of select Fc variants in the context of trastuzumab. ADCC was measured using the DELFIA EuTDA-based cytotoxicity assay, as described in Example 7, using BT474 and Sk-Br-3 breast carcinoma target cells and 50-fold excess human PBMCs. Figure 25a is a bar graph showing the raw fluorescence data for the indicated trastuzumab antibodies at 1 ng/ml. The PBMC bar indicates basal levels of cytotoxicity in the absence of antibody. Figures 25b and 25c show the dose-dependence of ADCC on antibody concentration for the indicated trastuzumab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.

[062] Figures 26a - 26c. Cell-based ADCC assays of select Fc variants in the context of rituximab.
ADCC was measured using the DELFIA EuTDA-based cytotoxicity assay, as described in Example 7, using WIL2-S lymphoma target cells and 50-fold excess human PBMCs. Figure 26a is a bar graph showing the raw fluorescence data for the indicated rituximab antibodies at 1 ng/ml. The PBMC bar indicates basal levels of cytotoxicity in the absence of antibody. Figures 26b and 26c show the dose-dependence of ADCC on antibody concentration for the indicated rituximab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.

[063] Figures 27a - 27b. Cell-based ADCC assay of select trastuzumab (Figure 27a) and rituximab (Figure 27b) Fc variants showing enhancements in potency and efficacy. Both assays used homozygous F158/F158 FcyRllla PBMCs as effector cells at a 25-fold excess to target cells, which were Sk-Br-3 for the trastuzumab assay and WIL2-S for the rituximab assay.
Data were normalized according to the absolute minimal lysis for the assay, provided by the fluorescence signal of target cells in the presence of PBMCs alone (no antibody), and the absolute maximal lysis for the assay, provided by the fluorescence signal of target cells in the presence of Triton X1000, as described in Example 7.

[064] Figure 28. Cell-based ADCC assay of select trastuzumab Fc variants against different cell lines expressing varying levels of the Her2/neu target antigen. ADCC assays were run as described in Example 7, with various cell lines expressing amplified to low levels of Her2/neu receptor, including Sk-Br-3 (1x106 copies), SkOV3 (-1x10), OVCAR3(-1x104), and MCF-7 (--3x103 copies). Human PBMCs allotyped as homozygous F158/F158 FcyRllla were used at 25-fold excess to target cells.
The bar graph provides ADCC data for WT and Fc variant against the indicated cell lines, normalized to the minimum and maximum fluorescence signal provided by minimal lysis (PBMCs alone) and maximal lysis (Triton X1000).

[065] Figure 29. Cell-based ADCC assays of select Fc variants in the context of trastuzumab using natural killer (NK) cells as effector cells and measuring LDH release to monitor cell lysis. NK cells, allotyped as heterozygous VI58/F158 FcyRllla, were at an 8-fold excess to Sk-Br-3 breast carcinoma target cells, and the level of cytotoxicity was measured using the LDH
Cytotoxicity Detection Kit, according to the manufacturer's protocol (Roche Diagnostics GmbH, Penzberg, Germany). The graph shows the dose-dependence of ADCC on antibody concentration for the indicated trastuzumab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.

[066] Figure 30. Cell-based ADCP assay of select variants. The ADCP assay was carried out as described in Example 8, using a co-labeling strategy coupled with flow cytometry. Differentiated macrophages were used as effector cells, and Sk-Br-3 cells were used as target cells. Percent phagocytosis represents the number of co-labeled cells (macrophage + Sk-Br-3) over the total number of Sk-Br-3 in the population (phagocytosed + non-phagocytosed).

[067] Figures 31a - 31c. Capacity of select Fc variants to mediate binding and activation of complement. Figure 31a shows an AlphaScreenT" assay measuring binding of select alemtuzumab Fc variants to C1 q. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model.
Figures 31 b and 31 c show a cell-based assay measuring capacity of select rituximab Fc variants to mediate CDC. CDC assays were performed using Alamar Blue to monitor lysis of Fc variant and WT
rituximab -opsonized WIL2-S lymphoma cells by human serum complement (Quidel, San Diego, CA).
The dose-dependence on antibody concentration of complement-mediated lysis is shown for the indicated rituximab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.
[068] Figure 32. AlphaScreenT"I assay measuring binding of select alemtuzumab Fc variants to bacterial protein A. as described in Example 10. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[069] Figure 33. AlphaScreentm assay measuring binding of select alemtuzumab Fc variants to human FcRn, as described in Example 10. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.

[070] Figures 34a and 34b. AlphaScreenTM assay measuring binding of select alemtuzumab (Figure 34a) and trastuzumab (Figure 34b) Fc variants to mouse FcyRlll, as described in Example 11.
The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS
was used as a negative control.

[071] Figure 35. Cell-based ADCC assays of select Fc variants in the context of trastuzumab using mouse PBMCs as effector cells. ADCC was measured using the DELFIA EuTDA-based cytotoxicity assay using Sk-Br-3 breast carcinoma target cells and 8-fold excess mouse PBMCs. The bar graph shows the raw fluorescence data for the indicated trastuzumab antibodies at 10 ng/ml. The PBMC
bar indicates basal levels of cytotoxicity in the absence of antibody, and TX
indicates complete cell lysis in the presence of Triton X1000.

[072] Figure 36. AlphaScreen"m assay measuring binding to human V158 FcyRllla by select trastuzumab Fc variants expressed in 293T and CHO cells, as described in Example 12. The binding data were normalized to the upper and lower baselines for each particular antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.
[073] Figures 37a - 37b. Synergy of Fc variants and engineered glycoforms.
Figure 37a presents an AlphaScreenT"" assay showing V158 FcyRllla binding by WT and Fc variant (V209, S239/1332E/A330L) trastuzumab expressed in 293T, CHO, and Lec-13 CHO cells.
The data were normalized to the upper and lower baselines for each antibody, and the curves represent the fits of the data to a one site competition model. PBS was used as a negative control.
Figure 37b presents a cell-based ADCC assay showing the ability of 239T, CHO, and Lec-13 CHO
expressed WT and V209 trastuzumab to mediate ADCC. ADCC was measured using the DELFIA EuTDA-based cytotoxicity assay as described previously, with Sk-Br-3 breast carcinoma target cells. The data show the dose-dependence of ADCC on antibody concentration for the indicated trastuzumab antibodies, normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The curves represent the fits of the data to a sigmoidal dose-response model using nonlinear regression.

[074] Figures 38a - 38c. Sequences showing improved anti-CD20 antibodies. The light and heavy chain sequences of rituximab are presented in Figure 38a and Figure 38b respectively, and are taken from translated Sequence 3 of US 5,736,137. Relevant positions in Figure 38b are bolded, including S239, V240, V2641, E272, K274, N297, S298, K326, A330, and 1332. Figure 38c shows the improved anti-CD20 antibody heavy chain sequences, with variable positions designated in bold as X,, X2, X3, X4, X5, X6, X7, X8, Z1, and Z2. The table below the sequence provides possible substitutions for these positions. The improved anti-CD20 antibody sequences comprise at least one non-WT amino acid selected from the group of possible substitutions for X1, X2, X3, X4, X5, X6, X7, and X8. These improved anti-CD20 antibody sequences may also comprise a substitution Z, and/or Z2. These positions are numbered according to the EU index as in Kabat, and thus do not correspond to the sequential order in the sequence.

DETAILED DESCRIPTION OF THE INVENTION

[075] In order that the invention may be more completely understood, several definitions are set forth below. Such definitions are meant to encompass grammatical equivalents.

[076] By "ADCC' or "antibody dependent cell-mediated cytotoxicity" as used herein is meant the cell-mediated reaction wherein nonspecific cytotoxic cells that express FcyRs recognize bound antibody on a target cell and subsequently cause lysis of the target cell.

[077] By "ADCP" or antibody dependent cell-mediated phagocytosis as used herein is meant the cell-mediated reaction wherein nonspecific cytotoxic cells that express FcyRs recognize bound antibody on a target cell and subsequently cause phagocytosis of the target cell.

[078] By "amino acid modification" herein is meant an amino acid substitution, insertion, and/or deletion in a polypeptide sequence. The preferred amino acid modification herein is a substitution.
By "amino acid substitution" or "substitution" herein is meant the replacement of an amino acid at a particular position in a parent polypeptide sequence with another amino acid.
For example, the substitution 1332E refers to a variant polypeptide, in this case an Fc variant, in which the isoleucine at position 332 is replaced with a glutamic acid.

[079] By "antibody' herein is meant a protein consisting of one or more polypeptides substantially encoded by all or part of the recognized immunoglobulin genes. The recognized immunoglobulin genes, for example in humans, include the kappa (K), lambda (X), and heavy chain genetic loci, which together comprise the myriad variable region genes, and the constant region genes mu (u), delta (8), gamma (y), sigma (s), and alpha (a) which encode the IgM, IgD, IgG, IgE, and IgA isotypes respectively. Antibody herein is meant to include full length antibodies and antibody fragments, and may refer to a natural antibody from any organism, an engineered antibody, or an antibody generated recombinantly for experimental, therapeutic, or other purposes as further defined below. The term "antibody" includes antibody fragments, as are known in the art, such as Fab, Fab', F(ab')2, Fv, scFv, or other antigen-binding subsequences of antibodies, either produced by the modification of whole antibodies or those synthesized de novo using recombinant DNA technologies.
Particularly preferred are full length antibodies that comprise Fc variants as described herein. The term "antibody"
comprises monoclonal and polyclonal antibodies. Antibodies can be antagonists, agonists, neutralizing, inhibitory, or stimulatory.
[080] The antibodies of the present invention may be nonhuman, chimeric, humanized, or fully human. For a description of the concepts of chimeric and humanized antibodies see Clark et al., 2000 and references cited therein (Clark, 2000, Immunol Today 21:397-402).
Chimeric antibodies comprise the variable region of a nonhuman antibody, for example VH and VL
domains of mouse or rat origin, operably linked to the constant region of a human antibody (see for example U.S. Patent No. 4,816,567). In a preferred embodiment, the antibodies of the present invention are humanized.
By "humanized" antibody as used herein is meant an antibody comprising a human framework region (FR) and one or more complementarity determining regions (CDR's) from a non-human (usually mouse or rat) antibody. The non-human antibody providing the CDR's is called the "donor" and the human immunoglobulin providing the framework is called the "acceptor".
Humanization relies principally on the grafting of donor CDRs onto acceptor (human) VL and VH
frameworks (Winter US
5225539). This strategy is referred to as "CDR grafting". "Backmutation" of selected acceptor framework residues to the corresponding donor residues is often required to regain affinity that is lost in the initial grafted construct (US 5530101; US 5585089; US 5693761; US
5693762; US 6180370;
US 5859205; US 5821337; US 6054297; US 6407213). The humanized antibody optimally also will comprise at least a portion of an immunoglobulin constant region, typically that of a human immunoglobulin, and thus will typically comprise a human Fe region. Methods for humanizing non-human antibodies are well known in the art, and can be essentially performed following the method of Winter and co-workers (Jones et at, 1986, Nature 321:522-525; Riechmann et at, 1988, Nature 332:323-329; Verhoeyen et at, 1988, Science, 239:1534-1536). Additional examples of humanized murine monoclonal antibodies are also known in the art, for example antibodies binding human protein C (O'Connor et at, 1998, Protein Eng 11:321-8), interleukin 2 receptor (Queen et at, 1989, Proc Natl Acad Sci, USA 86:10029-33), and human epidermal growth factor receptor 2 (Carter et at, 1992, Proc Nat! Acad Sci USA 89.4285-9). In an alternate embodiment, the antibodies of the present invention may be fully human, that is the sequences of the antibodies are completely or substantially human. A number of methods are known in the art for generating fully human antibodies, including the use of transgenic mice (Bruggemann et at, 1997, Curr Opin Biotechnol 8:455-458) or human antibody libraries coupled with selection methods (Griffiths et at, 1998, Curr Opin Biotechnol 9:102-108).
[081] Specifically included within the definition of "antibody" are aglycosylated antibodies. By "agllycosylated antibody" as used herein is meant an antibody that lacks carbohydrate attached at position 297 of the Fc region, wherein numbering is according to the EU system as in Kabat. The aglycosylated antibody may be a deglycosylated antibody, that is an antibody for which the Fc carbohydrate has been removed, for example chemically or enzymatically.
Alternatively, the aglycosylated antibody may be a nonglycosylated or unglycosylated antibody, that is an antibody that was expressed without Fc carbohydrate, for example by mutation of one or residues that encode the glycosylation pattern or by expression in an organism that does not attach carbohydrates to proteins, for example bacteria.

[082] Specifically included within the definition of "antibody" are full-length antibodies that contain an Fc variant portion. By "full length antibody' herein is meant the structure that constitutes the natural biological form of an antibody, including variable and constant regions. For example, in most mammals, including humans and mice, the full length antibody of the IgG class is a tetramer and consists of two identical pairs of two immunoglobulin chains, each pair having one light and one heavy chain, each light chain comprising immunoglobulin domains VL and CL, and each heavy chain comprising immunoglobulin domains VH, Cy1, Cy2, and Cy3. In some mammals, for example in camels and llamas, IgG antibodies may consist of only two heavy chains, each heavy chain comprising a variable domain attached to the Fc region. By "IgQ" as used herein is meant a polypeptide belonging to the class of antibodies that are substantially encoded by a recognized immunoglobulin gamma gene. In humans this class comprises IgG1, IgG2, IgG3, and IgG4. In mice this class comprises IgG1, IgG2a, IgG2b, IgG3.

[083] By "amino acid" and "amino acid identity" as used herein is meant one of the 20 naturally occurring amino acids or any non-natural analogues that may be present at a specific, defined position. By "protein" herein is meant at least two covalently attached amino acids, which includes proteins, polypeptides, oligopeptides and peptides. The protein may be made up of naturally occurring amino acids and peptide bonds, or synthetic peptidomimetic structures, i.e.
"analogs", such as peptoids (see Simon et al., 1992, Proc Nat! Acad Sci USA 89(20):9367) particularly when LC
peptides are to be administered to a patient. Thus "amino acid", or "peptide residue", as used herein means both naturally occurring and synthetic amino acids. For example, homophenylalanine, citrulline and noreleucine are considered amino acids for the purposes of the invention.
"Amino acid" also includes imino acid residues such as proline and hydroxyproline. The side chain may be in either the (R) or the (S) configuration. In the preferred embodiment, the amino acids are in the (S) or L-configuration. If non-naturally occurring side chains are used, non-amino acid substituents may be used, for example to prevent or retard in vivo degradation.

[084] By "computational screening method" herein Is meant any method for designing one or more mutations in a protein, wherein said method utilizes a computer to evaluate the energies of the interactions of potential amino acid side chain substitutions with each other and/or with the rest of the protein. As will be appreciated by those skilled in the art, evaluation of energies, referred to as energy calculation, refers to some method of scoring one or more amino acid modifications. Said method may involve a physical or chemical energy term, or may involve knowledge-, statistical-, sequence-based energy terms, and the like. The calculations that compose a computational screening method are herein referred to as "computational screening calculations".

[085] By "effector function" as used herein is meant a biochemical event that results from the interaction of an antibody Fc region with an Fc receptor or ligand. Effector functions include but are not limited to ADCC, ADCP, and CDC. By "effector cell" as used herein is meant a cell of the immune system that expresses one or more Fc receptors and mediates one or more effector functions.
Effector cells include but are not limited to monocytes, macrophages, neutrophils, dendritic cells, eosinophils, mast cells, platelets, B cells, large granular lymphocytes, Langerhans' cells, natural killer (NK) cells, and yy T cells, and may be from any organism including but not limited to humans, mice, rats, rabbits, and monkeys. By "libra herein is meant a set of Fc variants in any form, including but not limited to a list of nucleic acid or amino acid sequences, a list of nucleic acid or amino acid substitutions at variable positions, a physical library comprising nucleic acids that encode the library sequences, or a physical library comprising the Fc variant proteins, either in purified or unpurified form.

[086] By "Fc", "Fc region", FC polypeptide", etc. as used herein is meant an antibody as defined herein that includes the polypeptides comprising the constant region of an antibody excluding the first constant region immunoglobulin domain. Thus Fc refers to the last two constant region immunoglobulin domains of IgA, IgD, and IgG, and the last three constant region immunog!obulin domains of IgE and IgM, and the flexible hinge N-terminal to these domains.
For IgA and IgM Fc may include the J chain. For IgG, as illustrated in Figure 1, Fc comprises immunoglobulin domains Cgamma2 and Cgamma3 (Cy2 and Cy3) and the hinge between Cgammal (Cyl) and Cgamma2 (Cy2). Although the boundaries of the Fc region may vary, the human IgG heavy chain Fc region is usually defined to comprise residues C226 or P230 to its carboxyl-terminus, wherein the numbering is according to the EU index as in Kabat. Fc may refer to this region in isolation, or this region in the context of an antibody, antibody fragment, or Fc fusion. An Fc may be an antibody, Fc fusion, or an protein or protein domain that comprises Fc. Particularly preferred are Fc variants, which are non-naturally occurring variants of an Fc.

[087] By "Fc fusion" as used herein is meant a protein wherein one or more polypeptides is operably linked to an Fc region or a derivative thereof. Fc fusion is herein meant to be synonymous with the terms "immunoadhesin", "Ig fusion", "Ig chimera", and "receptor globulin" (sometimes with dashes) as used in the prior art (Chamow et aL, 1996, Trends Biotechnol 14:52-60; Ashkenazi et al., 1997, Curr Opin Immunol 9:195-200). An Fc fusion combines the Fc region of an immunoglobulin with a fusion partner, which in general can be any protein or small molecule.
The role of the non-Fc part of an Fc fusion, i.e. the fusion partner, is to mediate target binding, and thus it is functionally analogous to the variable regions of an antibody. Virtually any protein or small molecule may be linked to Fc to generate an Fc fusion. Protein fusion partners may include, but are not limited to, the target-binding region of a receptor, an adhesion molecule, a ligand, an enzyme, a cytokine, a chemokine, or some other protein or protein domain. Small molecule fusion partners may include any therapeutic agent that directs the Fc fusion to a therapeutic target. Such targets may be any molecule, preferrably an extracellular receptor, that is implicated in disease. Two families of surface receptors that are targets of a number of approved small molecule drugs are G-Protein Coupled Receptors (GPCRs), and ion channels, including K+, Na+, Ca+ channels. Nearly 70% of all drugs currently marketed worldwide target GPCRs. Thus the Fc variants of the present invention may be fused to a small molecule that targets, for example, one or more GABA
receptors, purinergic receptors, adrenergic receptors, histaminergic receptors, opiod receptors, chemokine receptors, glutamate receptors, nicotinic receptors, the 5HT (serotonin) receptor, and estrogen receptors. A

fusion partner may be a small-molecule mimetic of a protein that targets a therapeutically useful target. Specific examples of particular drugs that may serve as Fc fusion partners can be found in L.
S. Goodman et al., Eds., Goodman and Gilman's The Pharmacological Basis of Therapeutics (McGraw-Hill, New York, ed. 9, 1996). Fusion partners include not only small molecules and proteins that bind known targets for existing drugs, but orphan receptors that do not yet exist as drug targets.
The completion of the genome and proteome projects are proving to be a driving force in drug discovery, and these projects have yielded a trove of orphan receptors. There is enormous potential to validate these new molecules as drug targets, and develop protein and small molecule therapeutics that target them. Such protein and small molecule therapeutics are contemplated as Fc fusion partners that employ the Fc variants of the present invention. A variety of linkers, defined and described below, may be used to covalently link Fc to a fusion partner to generate an Fc fusion.

[088] By "Fc gamma receptor" or "FcyR" as used herein is meant any member of the family of proteins that bind the IgG antibody Fc region and are substantially encoded by the Fc1R genes. In humans this family includes but is not limited to FcyRI (CD64), including isoforms FcyRla, FcyRIb, and FcyRlc; FcyRI (CD32), including isoforms FcyRlla (including allotypes H131 and R131), FcyRllb (including FcyRllb-1 and FcyRllb-2), and FcyRllc; and FcyRIII (CD16), including isoforms FcyRilla (including allotypes V158 and F158) and FcyRlllb (including allotypes FcyRlllb-NA1 and FcyRlllb-NA2) (Jefferis et al., 2002, Immunol Lett 82:57-65), as well as any undiscovered human FcyRs or FcyR isoforms or allotypes. An FcyR may be from any organism, including but not limited to humans, mice, rats, rabbits, and monkeys. Mouse FcyRs include but are not limited to FcyRl (CD64), FCyRII
(CD32), FcyRIII (CD16), and FcyRlll-2 (CD16-2), as well as any undiscovered mouse FcyRs or FcyR
isoforms or allotypes.

[089] By "Fc ligand" as used herein is meant a molecule, preferably a polypeptide, from any organism that binds to the Fc region of an antibody to form an Fc-ligand complex. Fc ligands include but are not limited to FcyRs, FcyRs, FcyRs, FeRn, C1 q, C3, mannan binding lectin, mannose receptor, staphylococcal protein A, streptococcal protein G, and viral FcyR. Fc ligands also include Fc receptor homologs (FcRH), which are a family of Fc receptors that are homologous to the FcyRs (Davis et al., 2002, Immunological Reviews 190:123-136). Fc ligands may include undiscovered molecules that bind Fc.

[090] By "1gG" as used herein is meant a polypeptide belonging to the class of antibodies that are substantially encoded by a recognized immunoglobulin gamma gene. In humans this class comprises IgGI, IgG2, IgG3, and IgG4. In mice this class comprises IgGI, IgG2a, IgG2b, IgG3. By "immunoglobulin (10 herein is meant a protein consisting of one or more polypeptides substantially encoded by immunoglobulin genes. Immunoglobulins include but are not limited to antibodies.
Immunoglobulins may have a number of structural forms, including but not limited to full length antibodies, antibody fragments, and individual immunoglobulin domains. By "immunoglobulin (Ig) domain" herein is meant a region of an immunoglobulin that exists as a distinct structural entity as ascertained by one skilled in the art of protein structure. Ig domains typically have a characteristic ^-sandwich folding topology. The known Ig domains in the IgG class of antibodies are VH, Cyl, Cy2, Cy3, VL, and CL.

[091] By "parent polypeptide" or "precursor polypeptide" (including Fc parent or precursors) as used herein is meant a polypeptide that is subsequently modified to generate a variant. Said parent polypeptide may be a naturally occurring polypeptide, or a variant or engineered version of a naturally occurring polypeptide. Parent polypeptide may refer to the polypeptide itself, compositions that comprise the parent polypeptide, or the amino acid sequence that encodes it.
Accordingly, by " ap rent Fc polvpeptide" as used herein is meant an unmodified Fc polypeptide that is modified to generate a variant, and by "parent antibody!' as used herein is meant an unmodified antibody that is modified to generate a variant antibody.

[092] As outlined above, certain positions of the Fc molecule can be altered.
By " op sition" as used herein is meant a location in the sequence of a protein. Positions may be numbered sequentially, or according to an established format, for example the EU index as in Kabat. For example, position 297 is a position in the human antibody IgG1. Corresponding positions are determined as outlined above, generally through alignment with other parent sequences-[093] By "residue" as used herein is meant a position in a protein and its associated amino acid identity. For example, Asparagine 297 (also referred to as Asn297, also referred to as N297) is a residue in the human antibody IgG1.

[094] By "target antigen" as used herein is meant the molecule that is bound specifically by the variable region of a given antibody. A target antigen may be a protein, carbohydrate, lipid, or other chemical compound.

[095] By "target cell" as used herein is meant a cell that expresses a target antigen.

[096] By "variable region" as used herein is meant the region of an immunoglobulin that comprises one or more Ig domains substantially encoded by any of the VK, V?., and/or VH
genes that make up the kappa, lambda, and heavy chain immunoglobulin genetic loci respectively.

[097] By "variant polypeptide" as used herein is meant a polypeptide sequence that differs from that of a parent polypeptide sequence by virtue of at least one amino acid modification. Variant polypeptide may refer to the polypeptide itself, a composition comprising the polypeptide, or the amino sequence that encodes it. Preferably, the variant polypeptide has at least one amino acid modification compared to the parent polypeptide, e.g. from about one to about ten amino acid modifications, and preferably from about one to about five amino acid modifications compared to the parent. The variant polypeptide sequence herein will preferably possess at least about 80%
homology with a parent polypeptide sequence, and most preferably at least about 90% homology, more preferably at least about 95% homology. Accordingly, by "Fc variant" as used herein is meant an Fc sequence that differs from that of a parent Fc sequence by virtue of at least one amino acid modification. An Fc variant may only encompass an Fc region, or may exist in the context of an antibody, Fc fusion, or other polypeptide that is substantially encoded by Fc.
Fc variant may refer to the Fc polypeptide itself, compositions comprising the Fe variant polypeptide, or the amino acid sequence that encodes it. In a preferred embodiment, the variant proteins of the invention comprise an Fc variant, as described herein, and as such, may comprise an antibody (and the corresponding derivatives) with the Fc variant, or an Fc fusion protein that comprises the Fc variant. In addition, in some cases, the Fc is a variant as compared to a wild-type Fc, or to a "parent" variant.

[098] For all positions discussed in the present invention, numbering of an immunoglobulin heavy chain is according to the EU index (Kabat et al., 1991, Sequences of Proteins of Immunological Interest, 5th Ed., United States Public Health Svice, National Institutes of Health, Bethesda). The "EU
index as in Kabat" refers to the residue numbering of the human IgG1 EU
antibody.

[099] The Fc variants of the present invention may be optimized for a variety of properties.
Properties that may be optimized include but are not limited to enhanced or reduced affinity for an FcyR. In a preferred embodiment, the Fc variants of the present invention are optimized to possess enhanced affinity for a human activating FcyR, preferably FcyRI, FcyRlla, FcyRllc, FcyRlIla, and FcyRlllb, most preferably FcyRIIIa. In an alternately preferred embodiment, the Fc variants are optimized to possess reduced affinity for the human inhibitory receptor FcyRIIb. These preferred embodiments are anticipated to provide antibodies and Fc fusions with enhanced therapeutic properties in humans, for example enhanced effector function and greater anti-cancer potency. In an alternate embodiment, the Fc variants of the present invention are optimized to have reduced or ablated affinity for a human FcyR, including but not limited to FcyRI, FcyRIIa, FcyRllb, Fc1RIlc, FcyRllla, and FcyRIllb. These embodiments are anticipated to provide antibodies and Fc fusions with enhanced therapeutic properties in humans, for example reduced effector function and reduced toxicity. Preferred embodiments comprise optimization of Fc binding to a human FcyR, however in alternate embodiments the Fe variants of the present invention possess enhanced or reduced affinity for FcyRs from nonhuman organisms, including but not limited to mice, rats, rabbits, and monkeys. Fc variants that are optimized for binding to a nonhuman FcyR may find use in experimentation. For example, mouse models are available for a variety of diseases that enable testing of properties such as efficacy, toxicity, and pharmacokinetics for a given drug candidate. As is known in the art, cancer cells can be grafted or injected into mice to mimic a human cancer, a process referred to as xenografting. Testing of antibodies or Fc fusions that comprise Fc variants that are optimized for one or more mouse FcyRs, may provide valuable information with regard to the efficacy of the antibody or Fc fusion, its mechanism of action, and the like. The Fc variants of the present invention may also be optimized for enhanced functionality and/or solution properties in aglycosylated form. In a preferred embodiment, the aglycosylated Fc variants of the present invention bind an Fc ligand with greater affinity than the aglycosylated form of the parent Fc polypeptide. Said Fc ligands include but are not

31 limited to FcyRs, C1 q, FeRn, and proteins A and G, and may be from any source including but not limited to human, mouse, rat, rabbit, or monkey, preferably human. In an alternately preferred embodiment, the Fc variants are optimized to be more stable and/or more soluble than the aglycosylated form of the parent Fc polypeptide. An Fe variant that is engineered or predicted to display any of the aforementioned optimized properties is herein referred to as an "optimized Fc variant".

[100] The Fc variants of the present invention may be derived from parent Fc polypeptides that are themselves from a wide range of sources. The parent Fc polypeptide may be substantially encoded by one or more Fc genes from any organism, including but not limited to humans, mice, rats, rabbits, camels, llamas, dromedaries, monkeys, preferably mammals and most preferably humans and mice.
In a preferred embodiment, the parent Fc polypeptide composes an antibody, referred to as the parent antibody. The parent antibody may be fully human, obtained for example using transgenic mice (Bruggemann et a!., 1997, Curr Opin Biotechno! 8:455-458) or human antibody libraries coupled with selection methods (Griffiths et a!., 1998, Curr Opin Biotechnol 9:102-108). The parent antibody need not be naturally occurring. For example, the parent antibody may be an engineered antibody, including but not limited to chimeric antibodies and humanized antibodies (Clark, 2000, Immunol Today 21:397-402). The parent antibody may be an engineered variant of an antibody that is substantially encoded by one or more natural antibody genes. In one embodiment, the parent antibody has been affinity matured, as is known in the art. Alternatively, the antibody has been modified in some other way, for example as described in USSN 10/339788, filed on March 3, 2003.
[101] The Fc variants of the present invention may be substantially encoded by immunoglobulin genes belonging to any of the antibody classes. In a preferred embodiment, the Fc variants of the present invention find use in antibodies or Fc fusions that comprise sequences belonging to the IgG
class of antibodies, including IgG1, IgG2, IgG3, or IgG4. In an alternate embodiment the Fc variants of the present invention find use in antibodies or Fc fusions that comprise sequences belonging to the IgA (including subclasses IgAl and IgA2), IgD, IgE, IgG, or igM classes of antibodies. The Fc variants of the present invention may comprise more than one protein chain.
That is, the present invention may find use in an antibody or Fc fusion that is a monomer or an oligomer, including a homo- or hetero-oligomer.

[102] In a preferred embodiment, the antibodies of the invention are based on human sequences, and thus human sequences are used as the "base" sequences, against which other sequences, such as rat, mouse, and monkey sequences are compared. In order to establish homology to primary sequence or structure, the amino acid sequence of a precursor or parent Fc polypeptide is directly compared to the human Fc sequence outlined herein. After aligning the sequences, using one or more of the homology alignment programs known in the art (for example using conserved residues as between species), allowing for necessary insertions and deletions in order to maintain alignment (i.e., avoiding the elimination of conserved residues through arbitrary deletion and insertion), the residues

32 equivalent to particular amino acids in the primary sequence of human Fc are defined. Alignment of conserved residues preferably should conserve 100% of such residues. However, alignment of greater than 75% or as little as 50% of conserved residues is also adequate to define equivalent residues (sometimes referred to as "corresponding residues"). Equivalent residues may also be defined by determining homology at the level of tertiary structure for an Fc polypeptide whose tertiary structure has been determined. Equivalent residues are defined as those for which the atomic coordinates of two or more of the main chain atoms of a particular amino acid residue of the parent or precursor (N on N, CA on CA, C on C and 0 on 0) are within 0.13 nm and preferably 0.1 nm after alignment. Alignment is achieved after the best model has been oriented and positioned to give the maximum overlap of atomic coordinates of non-hydrogen protein atoms of the Fc polypeptide.
[103] The Fc variants of the present invention maybe combined with other Fc modifications, including but not limited to modifications that alter effector function or interaction with one or more Fc ligands. Such combination may provide additive, synergistic, or novel properties in antibodies or Fc fusions. In one embodiment, the Fc variants of the present invention may be combined with other known Fc variants (Duncan et aL, 1988, Nature 332:563-564; Lund et al., 1991, J Immunol 147:2657-2662; Lund et al., 1992, Mol Immunol 29:53-59; Alegre et al., 1994, Transplantation 57:1537-1543;
Hutchins et al., 1995, Proc Nat! Acad Sci U S A 92:11980-11984; Jefferis et al., 1995, Immunol Lett 44:111-117; Lund et aL, 1995, Faseb J 9:115-119; Jefferis et al., 1996, Immuno! Left 54:101-104;
Lund et al., 1996, J Immunol 157:4963-4969; Armour et aL, 1999, Eur J Immunol 29:2613-2624;
Idusogie et aL, 2000, J Immunol 164:4178-4184; Reddy et al., 2000, J Immunol 164:1925-1933; Xu et aL, 2000, Cell Immuno! 200:16-26; Idusogie et al., 2001, J Immunol 166:2571-2575; Shields et aL, 2001, J Biol Chem 276:6591-6604; Jefferis et al., 2002, Immunol Lett 82:57-65;
Presta et al., 2002, Biochem Soc Trans 30:487-490; Hinton et al., 2004, J Biol Chem 279:6213-6216) (US 5,624,821; US
5,885,573; US 6,194,551; PCT WO 00/42072; PCT WO 99/58572; US 2004/0002587 Al). In an alternate embodiment, the Fc variants of the present invention are incorporated into an antibody or Fc fusion that comprises one or more engineered glycoforms. By "engineered glycoform" as used herein is meant a carbohydrate composition that is covalently attached to an Fc polypeptide, wherein said carbohydrate composition differs chemically from that of a parent Fc polypeptide. Engineered glycoforms may be useful for a variety of purposes, including but not limited to enhancing or reducing effector function. Engineered glycoforms may be generated by a variety of methods known in the art (Umana et a!., 1999, Nat Biotechnol 17:176-180; Davies et a!., 2001, Biotechno! Bioeng 74:288-294;
Shields et aL, 2002, J Biol Chem 277:26733-26740; Shinkawa et al., 2003, J
Biol Chem 278:3466-3473); (US 6,602,684; USSN 10/277,370; USSN 10/113,929; PCT WO 00/61739A1; PCT
WO
01/29246A1; PCT WO 02/31140A1; PCT WO 02/30954A1); (Potelligent7m technology [Biowa, Inc., Princeton, NJ]; GlycoMAbTm glycosylation engineering technology [GLYCART
biotechnology AG, Zurich, Switzerland]). Many of these techniques are based on controlling the level of fucosylated and/or bisecting oligosaccharides that are covalently attached to the Fc region, for example by expressing an Fc polypeptide in various organisms or cell lines, engineered or otherwise (for example

33 Lec-13 CHO cells or rat hybridoma YB2/0 cells), by regulating enzymes involved in the glycosylation pathway (for example FUT8 [al,6-fucosyltranserase] and/or 01-4- N-acetylglucosaminyltransferase lit [GnTIII]), or by modifying carbohydrate(s) after the Fc polypeptide has been expressed. Engineered glycoform typically refers to the different carbohydrate or oligosaccharide;
thus an Fc polypeptide, for example an antibody or Fc fusion, may comprise an engineered glycoform.
Alternatively, engineered glycoform may refer to the Fc polypeptide that comprises the different carbohydrate or oligosaccharide. Thus combinations of the Fc variants of the present invention with other Fc modifications, as well as undiscovered Fe modifications, are contemplated with the goal of generating novel antibodies or Fc fusions with optimized properties.

[104] The Fc variants of the present invention may find use in an antibody. By "antibody of the present invention" as used herein is meant an antibody that comprises an Fc variant of the present invention. The present invention may, in fact, find use in any protein that comprises Fc, and thus application of the Fc variants of the present invention is not limited to antibodies. The Fc variants of the present invention may find use in an Fc fusion. By "Fc fusion of the present invention" as used herein refers to an Fc fusion that comprises an Fc variant of the present invention. Fc fusions may comprise an Fc variant of the present invention operably linked to a cytokine, soluble receptor domain, adhesion molecule, ligand, enzyme, peptide, or other protein or protein domain, and include but are not limited to Fc fusions described in US 5,843,725; US 6,018,026; US
6,291,212; US
6,291,646; US 6,300,099; US 6,323,323; PCT WO 00/24782; and in (Chamow et al., 1996, Trends Biotechnol 14:52-60; Ashkenazi et al., 1997, Curr Opin lmmunol 9:195-200).

[105] Virtually any antigen may be targeted by the antibodies and fusions of the present invention, including but not limited to the following list of proteins, subunits, domains, motifs, and epitopes belonging to the following list of proteins: CD2; CD3, CD3E, CD4, CD11, CD11a, CD14, CD16, CD18, CD19, CD20, CD22, CD23, CD25, CD28, CD29, CD30, CD32, CD33 (p67 protein), CD38, CD40, CD40L, CD52, CD54, CD56, CD80, CD147, GD3, IL-1, IL-1R, IL-2, IL-2R, IL-4, IL-5, IL-6, IL-6R, IL-8, IL-12, IL-15, IL-18, IL-23, interferon alpha, interferon beta, interferon gamma; TNF-alpha, TNFbeta2, TNFc, TNFalphabeta, TNF-RI, TNF-RII, FasL, CD27L, CD30L, 4-1 BBL, TRAIL, RANKL, TWEAK, APRIL, BAFF, LIGHT, VEGI, OX40L, TRAIL Receptor-1, Al Adenosine Receptor, Lymphotoxin Beta Receptor, TACT, BAFF-R, EPO; LFA-3, ICAM-1, ICAM-3, EpCAM, integrin betal, integrin beta2, integrin alpha4/beta7, integrin alpha2, integrin alpha3, integrin alpha4, integrin alpha5, integrin alpha6, integrin alphav, alphaVbeta3 integrin, FGFR-3, Keratinocyte Growth Factor, VLA-1, VLA-4, L-selectin, anti-Id, E-selectin, HLA, HLA-DR, CTLA-4, T cell receptor, B7-1, B7-2, VNRintegrin, TGFbetal, TGFbeta2, eotaxinl, BLyS (B-lymphocyte Stimulator), complement C5, IgE, factor VII, CD64, CBL, NCA 90, EGFR (ErbB-1), Her2/neu (ErbB-2), Her3 (ErbB-3), Her4 (ErbB-4), Tissue Factor, VEGF, VEGFR, endothelin receptor, VLA-4, Hapten NP-cap or NIP-cap, T
cell receptor alpha/beta, E-selectin, digoxin, placental alkaline phosphatase (PLAP) and testicular PLAP-like alkaline phosphatase, transferrin receptor, Carcinoembryonic antigen (CEA), CEACAM5, HMFG

34 PEM, mucin MUC1, MUC18, Heparanase I, human cardiac myosin, tumor-associated glycoprotein-72 (TAG-72), tumor-associated antigen CA 125, Prostate specific membrane antigen (PSMA), High molecular weight melanoma-associated antigen (HMW-MAA), carcinoma-associated antigen, Gcoprotein tlb/llla (GPIlb/111a), tumor-associated antigen expressing Lewis Y
related carbohydrate, human cytomegalovirus (HCMV) gH envelope glycoprotein, HIV gp120, HCMV, respiratory syncital virus RSV F, RSVF Fgp, VNRintegrin, IL-8, cytokeratin tumor-associated antigen, Hep B gp120, CMV, gpllbllla, HIV 1118 gp120 V3 loop, respiratory syncytial virus (RSV) Fgp, Herpes simplex virus (HSV) gD glycoprotein, HSV gB glycoprotein, HCMV gB envelope glycoprotein, and Clostridium perfringens toxin.

[106] One skilled in the art will appreciate that the aforementioned list of targets refers not only to specific proteins and biomolecules, but the biochemical pathway or pathways that comprise them.
For example, reference to CTLA-4 as a target antigen implies that the ligands and receptors that make up the T cell co-stimulatory pathway, including CTLA-4, B7-1, B7-2, CD28, and any other undiscovered ligands or receptors that bind these proteins, are also targets.
Thus target as used herein refers not only to a specific biomolecule, but the set of proteins that interact with said target and the members of the biochemical pathway to which said target belongs. One skilled in the art will further appreciate that any of the aforementioned target antigens, the ligands or receptors that bind them, or other members of their corresponding biochemical pathway, may be operably linked to the Fc variants of the present invention in order to generate an Fc fusion. Thus for example, an Fc fusion that targets EGFR could be constructed by operably linking an Fc variant to EGF, TGFa, or any other ligand, discovered or undiscovered, that binds EGFR. Accordingly, an Fc variant of the present invention could be operably linked to EGFR in order to generate an Fc fusion that binds EGF, TGFa, or any other ligand, discovered or undiscovered, that binds EGFR. Thus virtually any polypeptide, whether a ligand, receptor, or some other protein or protein domain, including but not limited to the aforementioned targets and the proteins that compose their corresponding biochemical pathways, may be operably linked to the Fc variants of the present invention to develop an Fc fusion.

[107] A number of antibodies and Fc fusions that are approved for use, in clinical trials, or in development may benefit from the Fc variants of the present invention. Said antibodies and Fc fusions are herein referred to as "clinical products and candidates". Thus in a preferred embodiment, the Fe variants of the present invention may find use in a range of clinical products and candidates.
For example, a number of antibodies that target CD20 may benefit from the Fe variants of the present invention. For example the Fc variants of the present invention may find use in an antibody that is substantially similar to rituximab (Rituxan , IDEC/Genentech/Roche) (see for example US
5,736,137), a chimeric anti-CD20 antibody approved to treat Non-Hodgkin's lymphoma; HuMax-CD20, an anti-CD20 currently being developed by Genmab, an anti-CD20 antibody described in US
5,500,362, AME-133 (Applied Molecular Evolution), hA20 (Immunomedics, Inc.), and HumaLYM
(Intracel). A number of antibodies that target members of the family of epidermal growth factor receptors, including EGFR (ErbB-1), Her2/neu (ErbB-2), Her3 (ErbB-3), Her4 (ErbB-4), may benefit from the Fc variants of the present invention. For example the Fc variants of the present invention may find use in an antibody that is substantially similar to trastuzumab (Herceptin , Genentech) (see for example US 5,677,171), a humanized anti-Her2/neu antibody approved to treat breast cancer;
pesuzumab (rhuMab-2C4, Omnitarg7l ), currently being developed by Genentech;
an anti-Her2 antibody described in US 4,753,894; cetuximab (Erbitux(D, Imclone) (US
4,943,533; PCT WO
96/40210), a chimeric anti-EGFR antibody in clinical trials for a variety of cancers; ABX-EGF (US
6,235,883), currently being developed by Abgenix/Immunex/Amgen; HuMax-EGFr (USSN
10/172,317), currently being developed by Genmab; 425, EMD55900, EMD62000, and (Merck KGaA) (US 5558864; Murthy et al. 1987, Arch Biochem Biophys. 252(2):549-60; Rodeck et at, 1987, J Cell Biochem. 35(4):315-20; Kettleborough et at, 1991, Protein Eng. 4(7):773-83); ICR62 (Institute of Cancer Research) (PCT WO 95/20045; Modjtahedi et al., 1993, J.
Cell Biophys. 1993, 22(1-3):129-46; Modjtahedi et al., 1993, BrJ Cancer. 1993, 67(2):247-53;
Modjtahedi et al, 1996, BrJ
Cancer, 73(2):228-35; Modjtahedi et al, 2003, lnt J Cancer, 105(2):273-80);
TheraCiM hR3 (YM
Biosciences, Canada and Centro de Immunologia Molecular, Cuba (US 5,891,996;
US 6, 506,883;
Mateo et al, 1997, lmmunotechnology, 3(1):71-81); mAb-806 (Ludwig Institue for Cancer Research, Memorial Sloan-Kettering) (Jungbluth et al. 2003, Proc Natl Acad Sci U S A.
100(2):639-44); KSB-1 02 (KS Biomedix); MR1-1 (IVAX, National Cancer Institute) (PCT WO 0162931A2); and (Scancell) (PCT=WO 01/88138). In another preferred embodiment, the Fc variants of the present invention may find use in aeemtuzumab (Campath , Millenium), a humanized monoclonal antibody currently approved for treatment of B-cell chronic lymphocytic leukemia. The Fc variants of the present invention may find use in a variety of antibodies or Fc fusions that are substantially similar to other clinical products and candidates, including but not limited to muromonab-CD3 (Orthoclone OKT3 ), an anti-CD3 antibody developed by Ortho Biotech/Johnson & Johnson, ibritumomab tiuxetan (Zevalin ), an anti-CD20 antibody developed by IDEC/Schering AG, gemtuzumab ozogamicin (Mylotarg ), an anti-CD33 (p67 protein) antibody developed by Celltech/Wyeth, alefacept (Amevive ), an anti-LFA-3 Fc fusion developed by Biogen), abciximab (ReoPro ), developed by Centocor/Lilly, basiliximab (Simulect ), developed by Novartis, palivizumab (Synagis ), developed by Medimmune, infliximab (Remicade ), an anti-TNFalpha antibody developed by Centocor, adalimumab (Humira ), an anti-TNFalpha antibody developed by Abbott, Humicadelm, an anti-TNFalpha antibody developed by Celltech, etanercept (Enbrel ), an anti-TNFalpha Fc fusion developed by lmmunex/Amgen, ABX-CBL, an anti-CD 147 antibody being developed by Abgenix, ABX-IL8, an anti-IL8 antibody being developed by Abgenix, ABX-MA1, an anti-MUC18 antibody being developed by Abgenix, Pemtumomab (R1549, 90Y-muHMFG1), an anti-MUC1 In development by Antisoma, Therex (RI550), an anti-MUC1 antibody being developed by Antisoma, AngioMab (AS1405), being developed by Antisoma, HuBC-1, being developed by Antisoma, Thioplatin (AS1407) being developed by Antisoma, Antegren (natalizumab), an anti-alpha-4-beta-1 (VLA-4) and alpha-4-beta-7 antibody being developed by Biogen, VLA-1 mAb, an anti-VLA-1 integrin antibody being developed by Biogen, LTBR mAb, an anti-lymphotoxin beta receptor (LTBR) antibody being developed by Biogen, CAT-152, an anti-TGF02 antibody being developed by Cambridge Antibody Technology, J695, an anti-IL-12 antibody being developed by Cambridge Antibody Technology and Abbott. CAT-192, an anti-TGFR1 antibody being developed by Cambridge Antibody Technology and Genzyme, CAT-213, an anti-Eotaxinl antibody being developed by Cambridge Antibody Technology, LymphoStat-BTm an anti-Blys antibody being developed by Cambridge Antibody Technology and Human Genome Sciences Inc., TRAIL-R1mAb, an anti-TRAIL-R1 antibody being developed by Cambridge Antibody Technology and Human Genome Sciences, Inc., AvastinT"' (bevacizumab, rhuMAb-VEGF), an anti-VEGF antibody being developed by Genentech, an anti-HER
receptor family antibody being developed by Genentech, Anti-Tissue Factor (ATF), an anti-Tissue Factor antibody being developed by Genentech, XolairTM (Omalizumab), an anti-IgE antibody being developed by Genentech, Raptivat (Efalizumab), an anti-CD 11 a antibody being developed by Genentech and Xoma, MLN-02 Antibody (formerly LDP-02), being developed by Genentech and Millenium Pharmaceuticals, HuMax CD4, an anti-CD4 antibody being developed by Genmab, HuMax-IL15, an anti-IL15 antibody being developed by Genmab and Amgen, HuMax-Inflam, being developed by Genmab and Medarex, HuMax-Cancer, an anti-Heparanase I antibody being developed by Genmab and Medarex and Oxford GcoSciences, HuMax-Lymphoma, being developed by Genmab and Amgen, HuMax-TAC, being developed by Genmab, IDEC-1 31, and anti-CD40L
antibody being developed by IDEC Pharmaceuticals, IDEC-151 (Clenoliximab), an anti-CD4 antibody being developed by IDEC Pharmaceuticals, IDEC-114, an anti-CD80 antibody being developed by IDEC
Pharmaceuticals, IDEC-152, an anti-CD23 being developed by IDEC
Pharmaceuticals, anti-macrophage migration factor (MIF) antibodies being developed by IDEC
Pharmaceuticals, BEC2, an anti-idiotypic antibody being developed by Imclone, IMC-1C11, an anti-KDR
antibody being developed by Imclone, DCI01, an anti-Ilk-1 antibody being developed by Imclone, anti-VE
cadherin antibodies being developed by Imclone, CEA-CideTM (labetuzumab), an anti-carcinoembryonic antigen (CEA) antibody being developed by Immunomedics, LymphoCideT" (Epratuzumab), an anti-CD22 antibody being developed by Immunomedics, AFP-Cide, being developed by Immunomedics, MyelomaCide, being developed by Immunomedics, LkoCide, being developed by Immunomedics, ProstaCide, being developed by Immunomedics, MDX-010, an anti-CTLA4 antibody being developed by Medarex, MDX-060, an anti-CD30 antibody being developed by Medarex, MDX-070 being developed by Medarex, MDX-018 being developed by Medarex, OsidemT"" (IDM-1), and anti-Her2 antibody being developed by Medarex and Immuno-Designed Molecules, HuMaxT"A-CD4, an anti-CD4 antibody being developed by Medarex and Genmab, HuMax-IL15, an anti-IL15 antibody being developed by Medarex and Genmab, CNTO 148, an anti-TNFa antibody being developed by Medarex and Centocor/J&J, CNTO
1275, an anti-cytokine antibody being developed by Centocor/J&J, MOR101 and MOR102, anti-intercellular adhesion molecule-1 (ICAM-1) (CD54) antibodies being developed by MorphoSys, MOR201, an anti-fibroblast growth factor receptor 3 (FGFR-3) antibody being developed by MorphoSys, Nuvion (visilizumab), an anti-CD3 antibody being developed by Protein Design Labs, HuZAFTM', an anti-gamma interferon antibody being developed by Protein Design Labs, Anti-0501 Integrin, being developed by Protein Design Labs, anti-IL-12, being developed by Protein Design Labs, ING-1, an anti-Ep-CAM antibody being developed by Xoma, and MLN01, an anti-Beta2 integrin antibody being developed by Xoma.

1108] Application of the Fc variants to the aforementioned antibody and Fc fusion clinical products and candidates is not meant to be constrained to their precise composition.
The Fc variants of the present invention may be incorporated into the aforementioned clinical candidates and products, or into antibodies and Fe fusions that are substantially similar to them. The Fc variants of the present invention may be incorporated into versions of the aforementioned clinical candidates and products that are humanized, affinity matured, engineered, or modified in some other way. Furthermore, the entire polypeptide of the aforementioned clinical products and candidates need not be used to construct a new antibody or Fc fusion that incorporates the Fc variants of the present invention; for example only the variable region of a clinical product or candidate antibody, a substantially similar variable region, or a humanized, affinity matured, engineered, or modified version of the variable region may be used. In another embodiment, the Fc variants of the present invention may find use in an antibody or Fc fusion that binds to the same epitope, antigen, ligand, or receptor as one of the aforementioned clinical products and candidates.

[109] The Fc variants of the present invention may find use in a wide range of antibody and Fc fusion products. In one embodiment the antibody or Fc fusion of the present invention is a therapeutic, a diagnostic, or a research reagent, preferably a therapeutic.
Alternatively, the antibodies and Fc fusions of the present invention may be used for agricultural or industrial uses. In an alternate embodiment, the Fc variants of the present invention compose a library that may be screened experimentally. This library may be a list of nucleic acid or amino acid sequences, or may be a physical composition of nucleic acids or polypeptides that encode the library sequences. The Fc variant may find use in an antibody composition that is monoclonal or polyclonal. The antibodies and Fc fusions of the present invention may be agonists, antagonists, neutralizing, inhibitory, or stimulatory. In a preferred embodiment, the antibodies and Fc fusions of the present invention are used to kill target cells that bear the target antigen, for example cancer cells. In an alternate embodiment, the antibodies and Fc fusions of the present invention are used to block, antagonize, or agonize the target antigen, for example for antagonizing a cytokine or cytokine receptor. In an alternately preferred embodiment, the antibodies and Fc fusions of the present invention are used to block, antagonize, or agonize the target antigen and kill the target cells that bear the target antigen.
[110] The Fc variants of the present invention may be used for various therapeutic purposes. In a preferred embodiment, the Fc variant proteins are administered to a patient to treat an antibody-related disorder. A " ap tient" for the purposes of the present invention includes both humans and other animals, preferably mammals and most preferably humans. Thus the antibodies and Fc fusions of the present invention have both human therapy and veterinary applications. In the preferred embodiment the patient is a mammal, and in the most preferred embodiment the patient is human. The term "treatment" in the present invention is meant to include therapeutic treatment, as well as prophylactic, or suppressive measures for a disease or disorder. Thus, for example, successful administration of an antibody or Fc fusion prior to onset of the disease results in treatment of the disease. As another example, successful administration of an optimized antibody or Fc fusion after clinical manifestation of the disease to combat the symptoms of the disease comprises treatment of the disease. "Treatment' also encompasses administration of an optimized antibody or Fc fusion protein after the appearance of the disease in order to eradicate the disease. Successful administration of an agent after onset and after clinical symptoms have developed, with possible abatement of clinical symptoms and perhaps amelioration of the disease, comprises treatment of the disease. Those "in need of treatment" include mammals already having the disease or disorder, as well as those prone to having the disease or disorder, including those in which the disease or disorder is to be prevented. By "antibody related disorder" or "antibody responsive disorder" or "condition"
or "disease" herein are meant a disorder that may be ameliorated by the administration of a pharmaceutical composition comprising an antibody or Fc fusion of the present invention. Antibody related disorders include but are not limited to autoimmune diseases, immunological diseases, infectious diseases, inflammatory diseases, neurological diseases, and oncological and neoplastic diseases including cancer. By "cancer" and "cancerous" herein refer to or describe the physiological condition in mammals that is typically characterized by unregulated cell growth. Examples of cancer include but are not limited to carcinoma, lymphoma, blastoma, sarcoma (including liposarcoma), neuroendocrine tumors, mesothelioma, schwanoma, meningioma, adenocarcinoma; melanoma, and leukemia or lymphoid malignancies. More particular examples of such cancers include squamous cell cancer (e.g. epithelial squamous cell cancer), lung cancer including small-cell lung cancer, non-small cell lung cancer, adenocarcinoma of the lung and squamous carcinoma of the lung, cancer of the peritoneum, hepatocellular cancer, gastric or stomach cancer including gastrointestinal cancer, pancreatic cancer, glioblastoma, cervical cancer, ovarian cancer, liver cancer, bladder cancer, hepatoma, breast cancer, colon cancer, rectal cancer, colorectal cancer, endometrial or uterine carcinoma, salivary gland carcinoma, kidney or renal cancer, prostate cancer, vulva) cancer, thyroid cancer, hepatic carcinoma, anal carcinoma, penile carcinoma, testicular cancer, esophagael cancer, tumors of the biliary tract, as well as head and neck cancer. Furthermore, the Fc variants of the present invention may be used to treat conditions including but not limited to congestive heart failure (CHF), vasculitis, rosecea, acne, eczema, myocarditis and other conditions of the myocardium, systemic lupus erythematosus, diabetes, spondylopathies, synovial fibroblasts, and bone marrow stroma; bone loss; Paget's disease, osteoclastoma; multiple myeloma; breast cancer, disuse osteopenia;
malnutrition, periodontal disease, Gaucher's disease, Langerhans' cell histiocytosis, spinal cord injury, acute septic arthritis, osteomalacia, Cushing's syndrome, monoostotic fibrous dysplasia, polyostotic fibrous dysplasia, periodontal reconstruction, and bone fractures; sarcoidosis; multiple myeloma;
osteolytic bone cancers, breast cancer, lung cancer, kidney cancer and rectal cancer; bone metastasis, bone pain' management, and humoral malignant hypercalcemia, ankylosing spondylitisa and other spondyloarthropathies; transplantation rejection, viral infections, hematologic neoplasisas and neoplastic-like conditions for example, Hodgkin's lymphoma; non-Hodgkin's lymphomas (Burkitt's lymphoma, small lymphocytic lymphoma/chronic lymphocytic leukemia, mycosis fungoides, mantle cell lymphoma, follicular lymphoma, diffuse large B-cell lymphoma, marginal zone lymphoma, hairy cell leukemia and lymphoplasmacytic leukemia), tumors of lymphocyte precursor cells, including B-cell acute lymphoblastic leukemia/lymphoma, and T-cell acute lymphoblastic leukemia/lymphoma, thymoma, tumors of the mature T and NK cells, including peripheral T-cell leukemias, adult T-cell leukemia/T-cell lymphomas and large granular lymphocytic leukemia, Langerhans cell histocytosis, myeloid neoplasias such as acute myelogenous leukemias, including AML with maturation, AML
without differentiation, acute promyelocytic leukemia, acute myelomonocytic leukemia, and acute monocytic leukemias, myelodysplastic syndromes, and chronic myeloproliferative disorders, including chronic myelogenous leukemia, tumors of the central nervous system, e.g., brain tumors (glioma, neuroblastoma, astrocytoma, medulloblastoma, ependymoma, and retinoblastoma), solid tumors (nasopharyngeal cancer, basal cell carcinoma, pancreatic cancer, cancer of the bile duct, Kaposi's sarcoma, testicular cancer, uterine, vaginal or cervical cancers, ovarian cancer, primary liver cancer or endometrial cancer, and tumors of the vascular system (angiosarcoma and hemagiopericytoma), osteoporosis, hepatitis, HIV, AIDS, spondyloarthritis, rheumatoid arthritis, inflammatory bowel diseases (IBD), sepsis and septic shock, Crohn's Disease, psoriasis, schieraderma, graft versus host disease (GVHD), allogenic islet graft rejection, hematologic malignancies, such as multiple myeloma (MM), myelodysplastic syndrome (MDS) and acute myelogenous leukemia (AML), inflammation associated with tumors, peripheral nerve injury or demyelinating diseases.

[111] In one embodiment, an antibody or Fc fusion of the present invention is administered to a patient having a disease involving inappropriate expression of a protein.
Within the scope of the present invention this is meant to include diseases and disorders characterized by aberrant proteins, due for example to alterations in the amount of a protein present, the presence of a mutant protein, or both. An overabundance may be due to any cause, including but not limited to overexpression at the molecular level, prolonged or accumulated appearance at the site of action, or increased activity of a protein relative to normal. Included within this definition are diseases and disorders characterized by a reduction of a protein. This reduction may be due to any cause, including but not limited to reduced expression at the molecular level, shortened or reduced appearance at the site of action, mutant forms of a protein, or decreased activity of a protein relative to normal.
Such an overabundance or reduction of a protein can be measured relative to normal expression, appearance, or activity of a protein, and said measurement may play an important role in the development and/or clinical testing of the antibodies and Fc fusions of the present invention.

[112] In one embodiment, an antibody or Fc fusion of the present invention is the only therapeutically active agent administered to a patient. Alternatively, the antibody or Fc fusion of the present invention is administered in combination with one or more other therapeutic agents, including but not limited to cytotoxic agents, chemotherapeutic agents, cytokines, growth inhibitory agents, anti-hormonal agents, kinase inhibitors, anti-angiogenic agents, cardioprotectants, or other therapeutic agents. Such molecules are suitably present in combination in amounts that are effective for the purpose intended. The skilled medical practitioner can determine empirically the appropriate dose or doses of other therapeutic agents useful herein. The antibodies and Fc fusions of the present invention may be administered concomitantly with one or more other therapeutic regimens. For example, an antibody or Fc fusion of the present invention may be administered to the patient along with chemotherapy, radiation therapy, or both chemotherapy and radiation therapy. In one embodiment, the antibody or Fc fusion of the present invention may be administered in conjunction with one or more antibodies or Fc fusions, which may or may not comprise an Fc variant of the present invention.

[113] In one embodiment, the antibodies and Fc fusions of the present invention are administered with a chemotherapeutic agent. By "chemotherapeutic agent" as used herein is meant a chemical compound useful in the treatment of cancer. Examples of chemotherapeutic agents include but are not limited to alkylating agents such as thiotepa and cyclosphosphamide (CYTOXANi"); alkyl sulfonates such as busulfan, improsulfan and piposulfan; aziridines such as benzodopa, carboquone, meturedopa, and uredopa; ethylenimines and methylamelamines including altretamine, triethylenemelamine, trietylenephosphoramide, triethylenethiophosphaoramide and trimethylolometamine; nitrogen mustards such as chiorambucil, chlornaphazine, cholophosphamide, estramustine, ifosfamide, mechlorethamine, mechlorethamine oxide hydrochloride, melphalan, novembichin, phenesterine, prednimustine, trofosfamide, uracil mustard;
nitrosureas such as carmustine, chiorozotocin, fotemustine, lomustine, nimustine, ranimustine;
antibiotics such as aclacinomysins, actinomycin, authramycin, azaserine, bleomycins, cactinomycin, calicheamicin, carabicin, caminomycin, carzinophilin, chromomycins, dactinomycin, daunorubicin, detorubicin, 6-diazo-5-oxo-L-norleucine, doxorubicin, epirubicin, esorubicin, idarubicin, marcellomycin, mitomycins, mycophenolic acid, nogalamycin, olivomycins, peplomycin, potfiromycin, puromycin, quelamycin, rodorubicin, streptonigrin, streptozocin, tubercidin, ubenimex, zinostatin, zorubicin; anti-metabolites such as methotrexate and 5-fluorouracil (5-FU); folic acid analogues such as denopterin, methotrexate, pteropterin, trimetrexate; purine analogs such as fludarabine, 6-mercaptopurine, thiamiprine, thioguanine; pyrimidine analogs such as ancitabine, azacitidine, 6-azauridine, carmofur, cytarabine, dideoxyuridine, doxifluridine, enocitabine, floxuridine, 5-FU;
androgens such as calusterone, dromostanolone propionate, epitiostanol., mepitiostane, testolactone; anti-adrenals such as aminoglutethimide, mitotane, trilostane; folic acid replenisher such as frolinic acid; aceglatone;
aldophosphamide glycoside; aminolevulinic acid; amsacrine; bestrabucil;
bisantrene; edatraxate;
defofamine; demecolcine; diaziquone; elformithine; elliptinium acetate;
etoglucid; gallium nitrate;
hydroxyurea; lentinan; lonidamine; mitoguazone; mitoxantrone; mopidamol;
nitracrine; pentostatin;
phenarnet; pirarubicin; podophyllinic acid; 2-ethyihydrazide; procarbazine;
PSK ; razoxane;
sizofuran; spirogermanium; tenuazonic acid; triaziquone; 2, 2',2"-trichlorotriethytamine; urethan;

vindesine; dacarbazine; mannomustine; mitobronitol; mitolactol; pipobroman;
gacytosine; arabinoside ("Ara-C"); cyclophosphamide; thiotepa; taxanes, e.g. paclitaxel (TAXOL , Bristol-Myers Squibb Oncology, Princeton, N.J.) and docetaxel (TAXOTERE , Rhne-Poulenc Rorer, Antony, France);
chlorambucil; gemcitabine; 6-thioguanine; mercaptopurine; methotrexate;
platinum analogs such as cisplatin and carboplatin; vinblastine; platinum; etoposide (VP-16);
ifosfamide; mitomycin C;
mitoxantrone; vincristine; vinorelbine; navelbine; novantrone; teniposide;
daunomycin; aminopterin;
xeloda; ibandronate; CPT-1 1; topoisomerase inhibitor RFS 2000;
difluoromethylornithine (DMFO);
retinoic acid; esperamicins; capecitabine; thymidylate synthase inhibitor (such as Tomudex); cox-2 inhibitors, such as celicoxib (CELEBREX ) or MK-0966 (VIOXX ); and pharmaceutically acceptable salts, acids or derivatives of any of the above. Also included in this definition-are anti-hormonal agents that act to regulate or inhibit hormone action on tumors such as anti estrogens including for example tamoxifen, raloxifene, aromatase inhibiting 4(5)-imidazoles, 4-hydroxytamoxifen, trioxifene, keoxifene, LY 117018, onapristone, and toremifene (Fareston); and anti-androgens such as flutamide, nilutamide, bicalutamide, leuprolide, and goserelin; and pharmaceutically acceptable salts, acids or derivatives of any of the above.

[114] A chemotherapeutic or other cytotoxic agent may be administered as a prodrug. By " rp odrup"
as used herein is meant a precursor or derivative form of a pharmaceutically active substance that is less cytotoxic to tumor cells compared to the parent drug and is-capable.of being enzymatically activated or converted into the more active parent form. See, for example Wilman, 1986, Biochemical Society Transactions, 615th Meeting Belfast, 14:375-382; and Stella et aL, "Prodrugs: A Chemical Approach to Targeted Drug Delivery," Directed Drug Delivery, Borchardt et al., (ed.): 247-267, Humana Press, 1985. The prodrugs that may find use with the present invention include but are not limited to phosphate-containing prodrugs, thiophosphate-containing prodrugs, sulfate-containing prodrugs, peptide-containing prodrugs, D-amino acid-modified prodrugs, glycosylated prodrugs, beta-lactam-containing prodrugs, optionally substituted phenoxyacetamide-containing prodrugs or optionally substituted phenylacetamide-containing prodrugs; 5-fluorocytosine and other 5-fluorouridine prodrugs which can be converted into the more active cytotoxic free drug.
Examples of cytotoxic drugs that can be derivatized into a prodrug form for use with the antibodies and Fc fusions of the present invention include but are not limited to any of the aforementioned chemotherapeutic agents.
[115] The antibodies and Fc fusions of the present invention maybe combined with other therapeutic regimens. For example, in one embodiment, the patient to be treated with the antibody or Fc fusion may also receive radiation therapy. Radiation therapy can be administered according to protocols commonly employed in the art and known to the skilled artisan. Such therapy includes but is not limited to cesium, iridium, iodine, or cobalt radiation. The radiation therapy may be whole body irradiation, or may be directed locally to a specific site or tissue in or on the body, such as the lung, bladder, or prostate. Typically, radiation therapy is administered in pulses over a period of time from about I to 2 weeks. The radiation therapy may, however, be administered over longer periods of time. For instance, radiation therapy may be administered to patients having head and neck cancer for about 6 to about 7 weeks. Optionally, the radiation therapy may be administered as a single dose or as multiple, sequential doses. The skilled medical practitioner can determine empirically the appropriate dose or doses of radiation therapy useful herein. In accordance with another embodiment of the invention, the antibody or Fc fusion of the present invention and one or more other anti-cancer therapies are employed to treat cancer cells ex vivo. It is contemplated that such ex vivo treatment may be useful in bone marrow transplantation and particularly, autologous bone marrow transplantation. For instance, treatment of cells or tissue(s) containing cancer cells with antibody or Fc fusion and one or more other anti-cancer therapies, such as described above, can be employed to deplete or substantially deplete the cancer cells prior to transplantation in a recipient patient. It is of course contemplated that the antibodies and Fc fusions of the invention can be employed in combination with still other therapeutic techniques such as surgery.

[116] In an alternate embodiment, the antibodies and Fc fusions of the present invention are administered with a cytokine. By "c okine" as used herein is meant a generic term for proteins released by one cell population that act on another cell as intercellular mediators. Examples of such cytokines are lymphokines, monokines, and traditional polypeptide hormones-Included among the cytokines are growth hormone such as human growth hormone, N-methionyl human growth hormone, and bovine growth hormone; parathyroid hormone; thyroxine; insulin;
proinsulin; relaxin; prorelaxin;
glycoprotein hormones such as follicle stimulating hormone (FSH), thyroid stimulating hormone (TSH), and luteinizing hormone (LH); hepatic growth factor; fibroblast growth factor; prolactin;
placental lactogen; tumor necrosis factor-alpha and -beta; mullerian-inhibiting substance; mouse gonadotropin-associated peptide; inhibin; activin; vascular endothelial growth factor; integrin;
thrombopoletin (TPO); nerve growth factors such as NGF-beta; platelet-growth factor; transforming growth factors (TGFs) such as TGF-alpha and TGF-beta; insulin-like growth factor-I and -II;
erythropoietin (EPO); osteoinductive factors; interferons such as interferon-alpha, beta, and -gamma;
colony stimulating factors (CSFs) such as macrophage-CSF (M-CSF); granulocyte-macrophage-CSF
(GM-CSF); and granulocyte-CSF (G-CSF); interleukins (ILs) such as IL-1, IL-lalpha, IL-2, IL-3, IL-4, IL-5, IL-6, IL-7, IL-8, IL-9, IL-10, IL-11, IL-12; IL-15, a tumor necrosis factor such as TNF-alpha or TNF-beta; and other polypeptide factors including LIF and kit ligand (KL). As used herein, the term cytokine includes proteins from natural sources or from recombinant cell culture, and biologically active equivalents of the native sequence cytokines.

[117] A variety of other therapeutic agents may find use for administration with the antibodies and Fc fusions of the present invention. In one embodiment, the antibody or Fc fusion is administered with an anti-angiogenic agent. By "anti-angiogenic agent" as used herein is meant a compound that blocks, or interferes to some degree, the development of blood vessels. The anti-angiogenic factor may, for instance, be a small molecule or a protein, for example an antibody, Fc fusion, or cytokine, that binds to a growth factor or growth factor receptor involved in promoting angiogenesis. The preferred anti-angiogenic factor herein is an antibody that binds to Vascular Endothelial Growth Factor (VEGF). In an alternate embodiment, the antibody or Fc fusion is administered with a therapeutic agent that induces or enhances adaptive immune response, for example an antibody that targets CTLA-4. In an alternate embodiment, the antibody or Fc fusion is administered with a tyrosine kinase inhibitor. By "tyrosine kinase inhibitor" as used herein is meant a molecule that inhibits to some extent tyrosine kinase activity of a tyrosine kinase. Examples of such inhibitors include but are not limited to quinazolines, such as PD 153035, 4-(3-chloroanilino) quinazoline;
pyridopyrimidines;
pyrimidopyrimidines; pyrrolopyrimidines, such as CGP 59326, CGP 60261 and CGP
62706;
pyrazolopyrimidines, 4-(phenylamino)-7H-pyrrolo(2,3-d) pyrimidines; curcumin (diferuloyl methane, 4,5-bis (4-fluoroanilino)phthalimide); tyrphostines containing nitrothiophene moieties; PD-0183805 (Warner-Lambert); antisense molecules (e.g. those that bind to ErbB-encoding nucleic acid);
quinoxalines (US 5,804,396); tryphostins (US 5,804,396); ZD6474 (Astra Zeneca); PTK-787 (Novartis/Schering A G); pan==ErbB inhibitors such as C1-1033 (Pfizer);
Affinitac (ISIS 3521; Isis/Lilly);
Imatinib mesylate (ST1571,Gleevec ; Novartis); PKI 166 (Novartis); GW2016 (Glaxo SmithKline); C1-1033 (Pfizer); EKB-569 (Wyeth); Semaxinib (Sugen); ZD6474 (AstraZeneca); PTK-(Novartis/Schering AG); INC-1 C11 (Imclone); or as described in any of the following patent publications: US 5,804,396; PCT WO 99/09016 (American Cyanimid); PCT WO
98/43960 (American Cyanamid); PCT WO 97/38983 (Warner-Lambert); PCT WO 99/06378 (Warner-Lambert);
PCT WO
99/06396 (Warner-Lambert); PCT WO 96/30347 (Pfizer, Inc); PCT WO 96/33978 (AstraZeneca); PCT
W096/3397 (AstraZeneca); PCT WO 96/33980 (AstraZeneca), gefitinib (IRESSATM, ZD1839, AstraZeneca), and OSI-774 (TarcevaT", OSI Pharmaceuticals/Genentech).

[118] A variety of linkers may find use in the present invention to generate Fc fusions (see definition above) or antibody- or Fc fusion- conjugates (see definition below). By "linker", "linker sequence", "spacer", "tethering sequence" or grammatical equivalents thereof, herein is meant a molecule or group of molecules (such as a monomer or polymer) that connects two molecules and often serves to place the two molecules in a preferred configuration. A number of strategies may be used to covalently link molecules together. These include, but are not limited to polypeptide linkages between N- and C-termini of proteins or protein domains, linkage via disulfide bonds, and linkage via chemical cross-linking reagents. In one aspect of this embodiment, the linker is a peptide bond, generated by recombinant techniques or peptide synthesis. Choosing a suitable linker for a specific case where two polypeptide chains are to be connected depends on various parameters, including but not limited to the nature of the two polypeptide chains (e.g., whether they naturally oligomerize), the distance between the N- and the C-termini to be connected if known, and/or the stability of the linker towards proteolysis and oxidation. Furthermore, the linker may contain amino acid residues that provide flexibility. Thus, the linker peptide may predominantly include the following amino acid residues: Gly, Ser, Ala, or Thr. The linker peptide should have a length that is adequate to link two molecules in such a way that they assume the correct conformation relative to one another so that they retain the desired activity. Suitable lengths for this purpose include at least one and not more than 30 amino acid residues. Preferably, the linker is from about 1 to 30 amino acids in length, with linkers of 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18 19 and 20 amino acids in length being preferred. In addition, the amino acid residues selected for inclusion in the linker peptide should exhibit properties that do not interfere significantly with the activity of the polypeptide.
Thus, the linker peptide on the whole should not exhibit a charge that would be inconsistent with the activity of the polypeptide, or interfere with internal folding, or form bonds or other interactions with amino acid residues in one or more of the monomers that would seriously impede the binding of receptor monomer domains. Useful linkers include glycine-serine polymers (including, for example, (GS)n, (GSGGS)n (GGGGS)n and (GGGS)n, where n is an integer of at least one), glycine-alanine polymers, alanine-serine polymers, and other flexible linkers such as the tether for the shaker potassium channel, and a large variety of other flexible linkers, as will be appreciated by those in the art. Glycine-serine polymers are preferred since both of these amino acids are relatively unstructured, and therefore may be able to serve as a neutral tether between components. Secondly, serine is hydrophilic and therefore able to solubilize what could be a globular glycine chain. Third, similar chains have been shown to be effective in joining subunits of recombinant proteins such -as single chain antibodies.
Suitable linkers may also be identified by screening databases of known three-dimensional structures for naturally occurring motifs that can bridge the gap between two polypeptide chains. In a preferred embodiment, the linker is not immunogenic when administered in a human patient. Thus linkers may be chosen such that they have low immunogenicity or are thought to have low immunogenicity. For example, a linker may be chosen that exists naturally in a human. In a preferred embodiment the linker has the sequence of the hinge region of an antibody, that is the sequence that links the antibody Fab and Fc regions;
alternatively the linker has a sequence that comprises part of the hinge region, or a sequence that is substantially similar to the hinge region of an antibody. Another way of obtaining a suitable linker is by optimizing a simple linker, e.g., (Gly4Ser)n, through random mutagenesis.
Alternatively, once a suitable polypeptide linker is defined, additional linker polypeptides can be created to select amino acids that more optimally interact with the domains being linked. Other types of linkers that may be used in the present invention include artificial polypeptide linkers and inteins. In another embodiment, disulfide bonds are designed to link the two molecules. In another embodiment, linkers are chemical cross-linking agents. For example, a variety of bifunctional protein coupling agents may be used, including but not limited to N-succinimidyl-3-(2-pyridyldithiol) propionate (SPDP), succinimidyl-4-(N-maleimidomethyl) cyclohexane-1-carboxylate, iminothiolane (IT), bifunctional derivatives of imidoesters (such as dimethyl adipimidate HCL), active esters (such as disuccinimidyl suberate), aldehydes (such as glutareldehyde), bis-azido compounds (such as bis (p-azidobenzoyl) hexanediamine), bis-diazonium derivatives (such as bis-(p-diazoniumbenzoyl)-ethylenediamine), diisocyanates (such as tolyene 2,6-diisocyanate), and bis-active fluorine compounds (such as 1,5-difluoro-2,4-dinitrobenzene). For example, a ricin immunotoxin can be prepared as described in Vitetta et al., 1971, Science 238:1098. Chemical linkers may enable chelation of an isotope. For example, Carbon-14-labeled 1 -isothiocyanatobenzyl-3-methyldiethylene triaminepentaacetic acid (MX-DTPA) is an exemplary chelating agent for conjugation of radionucleotide to the antibody (see PCT WO 94/11026). The linker may be cleavable, facilitating release of the cytotoxic drug in the cell.

For example, an acid-labile linker, peptidase-sensitive linker, dimethyl linker or disulfide-containing linker (Chari et al., 1992, Cancer Research 52: 127-131) may be used.
Alternatively, a variety of nonproteinaceous polymers, including but not limited to polyethylene glycol (PEG), polypropylene glycol, polyoxyalkylenes, or copolymers of polyethylene glycol and polypropylene glycol, may find use as linkers, that is may find use to link the Fc variants of the present invention to a fusion partner to generate an Fc fusion, or to link the antibodies and Fc fusions of the present invention to a conjugate.
[119] In one embodiment, the antibody or Fc fusion of the present invention is conjugated or operably linked to another therapeutic compound, referred to herein as a conjugate. The conjugate may be a cytotoxic agent, a chemotherapeutic agent, a cytokine, an anti-angiogenic agent, a tyrosine kinase inhibitor, a toxin, a radioisotope, or other therapeutically active agent. Chemotherapeutic agents, cytokines, anti-angiogenic agents, tyrosine kinase inhibitors, and other therapeutic agents have been described above, and all of these aforemention therapeutic agents may find use as antibody or Fc fusion conjugates. In an alternate embodiment, the antibody or Fe fusion is conjugated or operably linked to a toxin, including but not limited to small molecule toxins and enzymatically active toxins of bacterial, fungal, plant or animal origin, including fragments and/or variants thereof.
Small molecule toxins include but are not limited to calicheamicin, maytansine (US 5,208,020), trichothene, and CC1065. In one embodiment of the invention, the antibody or Fc fusion is conjugated to one or more maytansine molecules (e.g. about 1 to about 10 maytansine molecules per antibody molecule). Maytansine may, for example, be converted to May-SS-Me which may be reduced to May-SH3 and reacted with modified antibody or Fc fusion (Chart et al., 1992, Cancer Research 52: 127-131) to generate a maytansinoid-antibody or maytansinoid-Fc fusion conjugate.
Another conjugate of interest comprises an antibody or Fc fusion conjugated to one or more calicheamicin molecules. The calicheamicin family of antibiotics are capable of producing double-stranded DNA breaks at sub-picomolar concentrations. Structural analogues of calicheamicin that may be used include but are not limited toy,', a2', a3, N-acetyl-y,', PSAG, and 0'1, (Hinman et al., 1993, Cancer Research 53:3336-3342; Lode et aL, 1998, Cancer Research 58:2925-2928) (US
5,714,586; US 5,712,374; US 5,264,586; US 5,773,001). Dolastatin 10 analogs such as auristatin E
(AE) and monomethylauristatin E (MMAE) may find use as conjugates for the Fc variants of the present invention (Doronina et al., 2003, Nat Biotechnol 21(7):778-84;
Francisco et aL, 2003 Blood 102(4):1458-65). Useful enyzmatically active toxins include but are not limited to diphtheria A chain, nonbinding active fragments of diphtheria toxin, exotoxin A chain (from Pseudomonas aeruginosa), ricin A chain, abrin A chain, modeccin A chain, alpha-sarcin, Aleurites fordii proteins, dianthin proteins, Phytolaca americana proteins (PAPI, PAPII, and PAP-S), momordica charantia inhibitor, curcin, crotin, sapaonaria officinalis inhibitor, gelonin, mitogellin, restrictocin, phenomycin, enomycin and the tricothecenes. See, for example, PCT WO 93/21232. The present invention further contemplates a conjugate or fusion formed between an antibody or Fc fusion of the present invention and a compound with nucleolytic activity, for example a ribonuclease or DNA
endonuclease such as a deoxyribonuclease (DNase).

[120] In an alternate embodiment, an antibody or Fc fusion of the present invention may be conjugated or operably linked to a radioisotope to form a radioconjugate. A
variety of radioactive isotopes are available for the production of radioconjugate antibodies and Fc fusions. Examples include, but are not limited to, At"', 1131, 1125, Y90, Re186, Re188, Sm153, Be", P32, and radioactive isotopes of Lu.

[121] In yet another embodiment, an antibody or Fc fusion of the present invention may be conjugated to a "receptor" (such streptavidin) for utilization. in tumor pretargeting wherein the antibody-receptor or Fc fusion-receptor conjugate is administered to the patient, followed by removal of unbound conjugate from the circulation using a clearing agent and then administration of a "ligand"
(e.g. avidin) which is conjugated to a cytotoxic agent (e.g. a radionucleotide). In an alternate embodiment, the antibody or Fc fusion is conjugated or operably linked to an enzyme in order to employ Antibody Dependent Enzyme Mediated Prodrug Therapy (ADEPT). ADEPT may be used by conjugating or operably linking the antibody or Fc fusion to a prodrug-activating enzyme that converts a prodrug (e.g. a peptidyl chemotherapeutic agent, see PCT WO 81/01145) to an active anti-cancer drug. See, for example, PCT WO 88/07378 and US 4,975,278. The enzyme component of the immunoconjugate useful for ADEPT includes any enzyme capable of acting on a prodrug in such a way so as to covert it into its more active, cytotoxic form. Enzymes that are useful in the method of this invention include but are not limited to alkaline-phosphatase useful for converting phosphate-containing prodrugs into free drugs; arylsulfatase useful for converting sulfate-containing prodrugs into free drugs; cytosine deaminase useful for converting non-toxic 5-fluorocytosine into the anti-cancer drug, 5-fluorouracil; proteases, such as serratia protease, thermolysin, subtilisin, carboxypeptidases and cathepsins (such as cathepsins B and L), that are useful for converting peptide-containing prodrugs into free drugs; D-alanylcarboxypeptidases, useful for converting prodrugs that contain D-amino acid substituents; carbohydrate-cleaving enzymes such as beta:
galactosidase and neuramimidase useful for converting glycosylated prodrugs into free drugs;
beta-lactamase useful for converting drugs derivatized with .alpha.-lactams into free drugs; and penicillin amidases, such as penicillin V amidase or penicillin G amidase, useful for converting drugs derivatized at their amine nitrogens with phenoxyacetyl or phenylacetyl groups, respectively, into free drugs. Alternatively, antibodies with enzymatic activity, also known in the art as "abzymes", can be used to convert the prodrugs of the invention into free active drugs (see, for example, Massey, 1987, Nature 328: 457-458). Antibody-abzyme and Fc fusion-abzyme conjugates can be prepared for delivery of the abzyme to a tumor cell population.

[122] Other modifications of the antibodies and Fc fusions of the present invention are contemplated herein. For example, the antibody or Fc fusion may be linked to one of a variety of nonproteinaceous.polymers, e.g., polyethylene glycol (PEG), polypropylene glycol, polyoxyalkylenes, or copolymers of polyethylene glycol and polypropylene glycol.

[123] Pharmaceutical compositions are contemplated wherein an antibody or Fc fusion of the present invention and and one or more therapeutically active agents are formulated. Formulations of the antibodies and Fc fusions of the present invention are prepared for storage by mixing said antibody or Fe fusion having the desired degree of purity with optional pharmaceutically acceptable carriers, excipients or stabilizers. (Remington's Pharmaceutical Sciences 16th edition, Osol, A.
Ed.,1980), in the form of lyophilized formulations or aqueous solutions.
Acceptable carriers, excipients, or stabilizers are nontoxic to recipients at the dosages and concentrations employed, and include buffers such as phosphate, citrate, acetate, and other organic acids;
antioxidants including ascorbic acid and methionine; preservatives (such as octadecyldimethylbenzyl ammonium chloride;
hexamethonium chloride; benzalkonium chloride, benzethonium chloride; phenol, butyl orbenzyl alcohol; alkyl parabens such as methyl or propyl paraben; catechol;
resorcinol; cyclohexanol; 3-pentanol; and m-cresol); low molecular weight (less than about 10 residues) polypeptides; proteins, such as serum albumin, gelatin, or immunoglobulins; hydrophilic polymers such as polyvinylpyrrolidone; amino acids such as glycine, glutamine, asparagine, histidine, arginine, or lysine;
monosaccharides, disaccharides, and other carbohydrates including glucose, mannose, or dextrins;
chelating agents such as EDTA; sugars such as sucrose, mannitol, trehalose or sorbitol; sweeteners and other flavoring agents; fillers such as microcrystalline cellulose, lactose, corn and other starches;
binding agents; additives; coloring agents; salt-forming counter-ions such as sodium; metal complexes (e.g. Zn-protein complexes); and/or non-ionic surfactants such as TWEENTA , PLURONICST"' or polyethylene glycol (PEG). In a preferred embodiment, the pharmaceutical composition that comprises the antibody or Fc fusion of the present invention is in a water-soluble form, such as being present as pharmaceutically acceptable salts, which is meant to include both acid and base addition salts. "Pharmaceutically acceptable acid addition salt"
refers to those salts that retain the biological effectiveness of the free bases and that are not biologically or otherwise undesirable, formed with inorganic acids such as hydrochloric acid, hydrobromic acid, sulfuric acid, nitric acid, phosphoric acid and the like, and organic acids such as acetic acid, propionic acid, glycolic acid, pyruvic acid, oxalic acid, maleic acid, malonic acid, succinic acid, fumaric acid, tartaric acid, citric acid, benzoic acid, cinnamic acid, mandelic acid, methanesulfonic acid, ethanesulfonic acid, p-toluenesulfonic acid, salicylic acid and the like. "Pharmaceutically acceptable base addition salts"
include those derived from inorganic bases such as sodium, potassium, lithium, ammonium, calcium, magnesium, iron, zinc, copper, manganese, aluminum salts and the like.
Particularly preferred are the ammonium, potassium, sodium, calcium, and magnesium salts. Salts derived from pharmaceutically acceptable organic non-toxic bases include salts of primary, secondary, and tertiary amines, substituted amines including naturally occurring substituted amines, cyclic amines and basic ion exchange resins, such as isopropylamine, trimethylamine, diethylamine, triethylamine, tripropylamine, and ethanolamine. The formulations to be used for in vivo administration are preferrably sterile. This is readily accomplished by filtration through sterile filtration membranes or other methods.

[124] The antibodies and Fc fusions disclosed herein may also be formulated as immunoliposomes.
A liposome is a small vesicle comprising various types of lipids, phospholipids and/or surfactant that is useful for delivery of a therapeutic agent to a mammal. Liposomes containing the antibody or Fc fusion are prepared by methods known in the art, such as described in Epstein et at., 1985, Proc Natl Acad Sci USA, 82:3688; Hwang et a/., 1980, Proc Natl Acad Sci USA, 77:4030; US
4,485,045; US
4,544,545; and PCT WO 97/38731. Liposomes with enhanced circulation time are disclosed in US
5,013,556. The components of the liposome are commonly arranged in a bilayer formation, similar to the lipid arrangement of biological membranes. Particularly useful liposomes can be generated by the reverse phase evaporation method with a lipid composition comprising phosphatidylcholine, cholesterol and PEG-derivatized phosphatidylethanolamine (PEG-PE). Liposomes are extruded through filters of defined pore size to yield liposomes with the desired diameter. A chemotherapeutic agent or other therapeutically active agent is optionally contained within the liposome (Gabizon et al., 1989, J National Cancer Inst 81:1484).

[125] The antibodies, Fc fusions, and other therapeutically active agents may also be entrapped in microcapsules prepared by methods including but not limited to coacervation techniques, interfacial polymerization (for example using hydroxymethylcellulose or gelatin-microcapsules, or poly-(methylmethacylate) microcapsules), colloidal drug delivery systems (for example, liposomes, albumin microspheres, microemulsions, nano-particles and nanocapsules), and macroemulsions. Such techniques are disclosed in Remington's Pharmaceutical Sciences 16th edition, Osol, A. Ed., 1980.
Sustained-release preparations may be prepared. Suitable examples of sustained-release preparations include semipermeable matrices of solid hydrophobic polymer, which matrices are in the form of shaped articles, e.g. films, or microcapsules. Examples of sustained-release matrices include polyesters, hydrogels (for example poly(2-hydroxyethyl-methacrylate), or poly(vinylalcohol)), polylactides (US 3,773,919), copolymers of L-glutamic acid and gamma ethyl-L-glutamate, non-degradable ethylene-vinyl acetate, degradable lactic acid-glycolic acid copolymers such as the LUPRON DEPOTT"' (which are injectable microspheres composed of lactic acid-glycolic acid copolymer and leuprolide acetate), poly-D-(-)-3-hydroxybutyric acid, and ProLease (commercially available from Alkermes), which is a microsphere-based delivery system composed of the desired bioactive molecule incorporated into a matrix of poly-DL-lactide-co-glycolide (PLG).

[126] The concentration of the therapeutically active antibody or Fc fusion of the present invention in the formulation may vary from about 0.1 to 100 weight %. In a preferred embodiment, the concentration of the antibody or Fc fusion is in the range of 0.003 to 1.0 molar. In order to treat a patient, a therapeutically effective dose of the antibody or Fc fusion of the present invention may be administered. By "therapeutically effective dose" herein is meant a dose that produces the effects for which it is administered. The exact dose will depend on the purpose of the treatment, and will be ascertainable by one skilled in the art using known techniques. Dosages may range from 0.01 to 100 mg/kg of body weight or greater, for example 0.1, 1, 10, or 50 mg/kg of body weight, with 1 to 10mg/kg being preferred. As is known in the art, adjustments for antibody or Fc fusion degradation, systemic versus localized delivery, and rate of new protease synthesis, as well as the age, body weight, general health, sex, diet, time of administration, drug interaction and the severity of the condition may be necessary, and will be ascertainable with routine experimentation by those skilled in the art.

[127] Administration of the pharmaceutical composition comprising an antibody or Fc fusion of the present invention, preferably in the form of a sterile aqueous solution, may be done in a variety of ways, including, but not limited to orally, subcutaneously, intravenously, intranasally, intraotically, transdermally, topically (e.g., gels, salves, lotions, creams, etc.), intraperitoneally, intramuscularly, intrapulmonary (e.g., AERx inhalable technology commercially available from Aradigm, or InhanceTM
pulmonary delivery system commercially available from Inhale Therapeutics), vaginally, parenterally, rectally, or intraocularly. In some instances, for example for the treatment of wounds, inflammation, etc., the antibody or Fc fusion may be directly applied as a solution or spray. As is known in the art, the pharmaceutical composition may be formulated accordingly depending upon the manner of introduction.

Engineering Methods [128] The present invention provides engineering methods that may be used to generate Fc variants. A principal obstacle that has hindered previous attempts at Fc engineering is that only random attempts at modification have been possible, due in part to the inefficiency of engineering strategies and methods, and to the low-throughput nature of antibody production and screening. The present invention describes engineering methods that overcome these shortcomings. A variety of design strategies, computational screening methods, library generation methods, and experimental production and screening methods are contemplated. These strategies, approaches, techniques, and methods may be applied individually or in various combinations to engineer optimized Fc variants.
Design Strategies [129] The most efficient approach to generating Fc variants that are optimized for a desired property is to direct the engineering efforts toward that goal. Accordingly, the present invention teaches design strategies that may be used to engineer optimized Fc variants.
The use of a design strategy is meant to guide Fc engineering, but is not meant to constrain an Fc variant to a particular optimized property based on the design strategy that was used to engineer it.
At first thought this may seem counterintuitive; however its validity is derived from the enormous complexity of subtle interactions that determine the structure, stability, solubility, and function of proteins and protein-protein complexes. Although efforts can be made to predict which protein positions, residues, interactions, etc. are important for a design goal, often times critical ones are not predictable. Effects on protein structure, stability, solubility, and function, whether favorable or unfavorable, are often unforeseen. Yet there are innumerable amino acid modifications that are detrimental or deleterious to proteins. Thus often times the best approach to engineering comes from generation of protein variants that are focused generally towards a design goal but do not cause detrimental effects. In this way, a principal objective of a design strategy, may be the generation of quality diversity. At a simplistic level this can be thought of as stacking the odds in one's favor.
As an example, perturbation of the Fc carbohydrate or a particular domain-domain angle, as described below, are valid design strategies for generating optimized Fc variants, despite the fact that how carbohydrate and domain-domain angles determine the properties of Fc is not well understood. By reducing the number of detrimental amino acid modifications that are screened, i.e. by screening quality diversity, these design strategies become practical. Thus the true value of the design strategies taught in the present invention is their ability to direct engineering efforts towards the generation of valuable Fc variants. The specific value of any one resulting variant is determined after experimentation.

[130) One design strategy for engineering Fc variants is provided in which interaction of Fe with some Fc ligand is altered by engineering amino acid modifications at the interface between Fc and said Fc ligand. Fc ligands herein may include but are not limited to FcyRs, C1 q, FcRn, protein A or G, and the like. By exploring energetically favorable substitutions at Fc positions that impact the binding interface, variants can be engineered that sample new interface conformations, some of which may improve binding to the Fc ligand, some of which may reduce Fe ligand binding, and some of which may have other favorable properties. Such new interface conformations could be the result of, for example, direct interaction with Fe ligand residues that form the interface, or indirect effects caused by the amino acid modifications such as perturbation of side chain or backbone conformations. Variable positions may be chosen as any positions that are believed to play an important role in determining the conformation of the interface. For example, variable positions may be chosen as the set of residues that are within a certain distance, for example 5 Angstroms (A), preferrably between 1 and A, of any residue that makes direct contact with the Fc ligand.

[131] An additional design strategy for generating Fc variants is provided in which the conformation of the Fc carbohydrate at N297 is optimized. Optimization as used in this context is meant to includes conformational and compositional changes in the N297 carbohydrate that result in a desired property, for example increased or reduced affinity for an FcyR. Such a strategy is supported by the observation that the carbohydrate structure and conformation dramatically affect Fc/FcyR and Fc/C1 q binding (Umana et at, 1999, Nat Biotechnol 17:176-180; Davies at at, 2001, Biotechnol Bioeng 74:288-294; Mimura et at, 2001, J Biol Chem 276:45539-45547.; Radaev at al., 2001, J Biol Chem 276:16478-16483; Shields et al., 2002, J Biol Chem 277:26733-26740; Shinkawa et al., 2003, J Biol Chem 278:3466-3473). However the carbohydrate makes no specific contacts with FcyRs. By exploring energetically favorable substitutions at positions that interact with carbohydrate, a quality diversity of variants can be engineered that sample new carbohydrate conformations, some of which may improve and some of which may reduce binding to one or more Fc ligands.
While the majority of mutations near the Fe/carbohydrate interface appear to alter carbohydrate conformation, some mutations have been shown to alter the glycosylation composition (Lund et al., 1996, J Immunol 157:4963-4969; Jefferis et al., 2002, Immunol Lett 82:57-65).

[132] Another design strategy for generating Fc variants is provided in which the angle between the Cy2 and C73 domains is optimized Optimization as used in this context is meant to describe conformational changes in the Cy2-Cy3 domain angle that result in a desired property, for example Increased or reduced affinity for an FcyR. This angle is an important determinant of Fc/FcyR affinity (Radaev et a!., 2001, J Bio! Chem 276:16478-16483), and a number of mutations distal to the Fc/FcyR interface affect binding potentially by modulating it (Shields eta!., 2001, J Biol Chem 276:6591-6604). By exploring energetically favorable substitutions positions that appear to play a key role in determining the C72-Cy3 angle and the flexibility of the domains relative to one another, a quality diversity of variants can be designed that sample new angles and levels of flexibility, some of which may be optimized for a desired Fc property.

[133] Another design strategy for generating Fc variants is provided in which Fc is reengineered to eliminate the structural and functional dependence on glycosylation. This design strategy involves the optimization of Fc structure, stability, solubility, and/or Fc function (for example affinity of Fc for one or more Fc ligands) in the absence of the N297 carbohydrate. In one approach, positions that are exposed to solvent in the absence of glycosylation are engineered such that they are stable, structurally consistent with Fc structure, and have no tendency to aggregate.
The Cy2 is the only unpaired Ig domain in the antibody (see Figure 1). Thus the N297 carbohydrate covers up the exposed hydrophobic patch that would normally be the interface for a protein-protein interaction with another Ig domain, maintaining the stability and structural integrity of Fc and keeping the Cy2 domains from aggregating across the central axis. Approaches for optimizing aglycosylated Fc may involve but are not limited to designing amino acid modifications that enhance aglycoslated Fc stability and/or solubility by incorporating polar and/or charged residues that face inward towards the Cy2-Cy2 dimer axis, and by designing amino acid modifications that directly enhance the aglycosylated Fc/Fc1R
interface or the interface of aglycosylated Fc with some other Fc ligand.

[134] An additional design strategy for engineering Fc variants is provided in which the conformation of the Cy2 domain is optimized Optimization as used in this context is meant to describe conformational changes in the Cy2 domain angle that result in a desired property, for example increased or reduced affinity for an FcyR. By exploring energetically favorable substitutions at Cy2 positions that impact the Cy2 conformation, a quality diversity of variants can be engineered that sample new C72 conformations, some of which may achieve the design goal.
Such new Cy2 conformations could be the result of, for example, alternate backbone conformations that are sampled by the variant. Variable positions may be chosen as any positions that are believed to play an important role in determining Cy2 structure, stability, solubility, flexibility, function, and the like. For example, Cy2 hydrophobic core residues, that is Cy2 residues that are partially or fully sequestered from solvent, may be reengineered. Alternatively, noncore residues may be considered, or residues that are deemed important for determining backbone structure, stability, or flexibility.

[135] An additional design strategy for Fc optimization is provided in which binding to an Fc7R, complement, or some other Fc ligand is altered by modifications that modulate the electrostatic interaction between Fe and said Fc ligand. Such modifications may be thought of as optimization of the global electrostatic character of Fc, and include replacement of neutral amino acids with a charged amino acid, replacement of a charged amino acid with a neutral amino acid, or replacement of a charged amino acid with an amino acid of opposite charge (Le_ charge reversal). Such modifications may be used to effect changes in binding affinity between an Fc and one or more Fc ligands, for example FcyRs. In a preferred embodiment, positions at which electrostatic substitutions might affect binding are selected using one of a variety of well known methods for calculation of electrostatic potentials. In the simplest embodiment, Coulomb's law is used to generate electrostatic potentials as a function of the position in the protein. Additional embodiments include the use of Debye-Huckel scaling to account for ionic strength effects, and more sophisticated embodiments such as Poisson-Boltzmann calculations. Such electrostatic calculations may highlight positions and suggest specific amino acid modifications to achieve the design goal. In some cases, these substitutions may be anticipated to variably affect binding to different Fc ligands, for example to enhance binding to activating FcyRs while decreasing binding affinity to inhibitory FcyRs.
Computational Screening [136] A principal obstacle to obtaining valuable Fc variants is the difficulty in predicting what amino acid modifications, out of the enormous number of possibilities, will achieve the desired goals. Indeed one of the principle reasons that previous attempts at Fc engineering have failed to produce Fc variants of significant clinical value is that approaches to Fc engineering have thus far involved hit-or-miss approaches. The present invention provides computational screening methods that enable quantitative and systematic engineering of Fc variants. These methods typically use atomic level scoring functions, side chain rotamer sampling, and advanced optimization methods to accurately capture the relationships between protein sequence, structure, and function.
Computational screening enables exploration of the entire sequence space of possibilities at target positions by filtering the enormous diversity which results. 'Variant libraries that are screened computationally are effectively enriched for stable, properly folded, and functional sequences, allowing active optimization of Fc for a desired goal. Because of the overlapping sequence constraints on protein structure, stability, solubility, and function, a large number of the candidates in a library occupy "wasted"
sequence space. For example, a large fraction of sequence space encodes unfolded, misfolded, incompletely folded, partially folded, or aggregated proteins. This is particularly relevant for Fc engineering because Ig domains are small beta sheet structures, the engineering of which has proven extremely demanding (Quinn et aL, 1994, Proc Nat] Acad Sci U S A 91:8747-8751;
Richardson et a1., 2002, Proc Natl Acad Sci U S A 99:2754-2759). Even seemingly harmless substitutions on the surface of a beta sheet can cause severe packing conflicts, dramatically disrupting folding equilibrium (Smith et aL, 1995, Science 270:980-982); incidentally, alanine is one of the worst beta sheet formers (Minor et aL, 1994, Nature 371:264-267). The determinants of beta sheet stability and specificity are a delicate balance between an extremely large number of subtle interactions.
Computational screening enables the generation of libraries that are composed primarily of productive sequence space, and as a result increases the chances of identifying proteins that are optimized for the design goal. In effect, computational screening yields an increased hit-rate, thereby decreasing the number of variants that must be screened experimentally. An additional obstacle to Fc engineering is the need for active design of correlated or coupled mutations. For example, the greatest FcIFcyR affinity enhancement observed thus far is S298A/E333A/K334A, obtained by combining three better binders obtained separately in an alanine scan (Shields et a!., 2001, J Bio! Chem 276:6591-6604).
Computational screening is capable of generating such a three-fold variant in one experiment instead of three separate ones, and furthermore is able to test the functionality of all 20 amino acids at those positions instead of just alanine. Computational screening deals with such complexity by reducing the combinatorial problem to an experimentally tractable size.

[137] Computational screening, viewed broadly, has four steps: 1) selection and preparation of the protein template structure or structures, 2) selection of variable positions, amino acids to be considered at those positions, and/or selection of rotamers to model considered amino acids, 3) energy calculation, and 4) combinatorial optimization. In more detail, the process of computational' screening can be described as follows. A three-dimensional structure of a protein is used as the starting point. The positions to be optimized are identified, which may be the entire protein sequence or subset(s) thereof. Amino acids that will be considered at each position are selected. In a preferred embodiment, each considered amino acid may be represented by a discrete set of allowed conformations, called rotamers. Interaction energies are calculated between each considered amino acid and each other considered amino acid, and the rest of the protein, including the protein backbone and invariable residues. In a preferred embodiment, interaction energies are calculated between each considered amino acid side chain rotamer and each other considered amino acid side chain rotamer and the rest of the protein, including the protein backbone and invariable residues. One or more combinatorial search algorithms are then used to identify the lowest energy sequence and/or low energy sequences.

[138] In a preferred embodiment, the computational screening method used is substantially similar to Protein Design Automation (PDA ) technology, as is described in US
6,188,965; US 6,269,312;
US 6,403,312; USSN 091782,004; USSN 09/927,790; USSN 10/218,102; PCT WO
98/07254; PCT
WO 01/40091; and PCT WO 02/25588. In another preferred embodiment, a computational screening method substantially similar to Sequence Prediction Algorithm T" (SPAT") technology is used, as is described in (Raha et aL, 2000, Protein Sci 9:1106-1119), USSN 09/877,695, and USSN 10/071,859.
In another preferred embodiment, the computational screening methods described in USSN

10/339788, filed on March 3, 2003, entitled "ANTIBODY OPTIMIZATION", are used.
In some embodiments, combinations of different computational screening methods are used, including combinations of PDA technology and SPA' technology, as well as combinations of these computational methods in combination with other design tools. Similarly, these computational methods can be used simultaneously or sequentially, in any order.

[139] A template structure is used as input into the computational screening calculations. By "template structure" herein is meant the structural coordinates of part or all of a protein to be optimized. The template structure may be any protein for which a three dimensional structure (that is, three dimensional coordinates for a set of the protein's atoms) is known or may be calculated, estimated, modeled, generated, or determined. The three dimensional structures of proteins may be determined using methods including but not limited to X-ray crystallographic techniques, nuclear magnetic resonance (NMR) techniques, de novo modeling, and homology modeling.
If optimization is desired for a protein for which the structure has not been solved experimentally, a suitable structural model may be generated that may serve as the template for computational screening calculations.
Methods for generating homology models of proteins are known in the art, and these methods find use in the present invention. See for example, Luo, et al. 2002, Protein Sci 11: 1218-1226, Lehmann & Wyss, 2001, Curr Opin Biotechnol 12(4):371-5.; Lehmann at al., 2000, Biochim Biophys Acta 1543(2):408-415; Rath & Davidson, 2000, Protein Sci, 9(12):2457-69; Lehmann et al., 2000, Protein Eng 13(1):49-57; Desjarlais & Berg, 1993, Proc Natl Acad Sci USA 90(6):2256-60; Desjarlais & Berg, 1992, Proteins 12(2):101-4; Henikoff & Henikoff, 2000, Adv Protein Chem 54:73-97; Henikoff &
Henikoff, 1994, J Mol Biol 243(4):574-8; Morea et al., 2000, Methods 20:267-269. Protein/protein complexes may also be obtained using docking methods. Suitable protein structures that may serve as template structures include, but are not limited to, all of those found in the Protein Data Base compiled and serviced by the Research Collaboratory for Structural Bioinformatics (RCSB, formerly the Brookhaven National Lab).

[140] The template structure may be of a protein that occurs naturally or is engineered. The template structure may be of a protein that is substantially encoded by a protein from any organism, with human, mouse, rat, rabbit, and monkey preferred. The template structure may comprise any of a number of protein structural forms. In a preferred embodiment the template structure comprises an Fc region or a domain or fragment of Fc. In an alternately preferred embodiment the template structure comprises Fc or a domain or fragment of Fc bound to one or more Fe ligands, with an Fc/FcyR complex being preferred. The Fc in the template structure may be glycosylated or unglycosylated. The template structure may comprise more than one protein chain. The template structure may additionally contain nonprotein components, including but not limited to small molecules, substrates, cofactors, metals, water molecules, prosthetic groups, polymers and carbohydrates. In a preferred embodiment, the template structure is a plurality or set of template proteins, for example an ensemble of structures such as those obtained from NMR. Alternatively, the set of template structures is generated from a set of related proteins or structures, or artificially created ensembles- The composition and source of the template structure depends on the engineering goal. For example, for enhancement of human Fc/FcyR affinity, a human Fc/FcyR
complex structure or derivative thereof may be used as the template structure.
Alternatively, the uncomplexed Fc structure may be used as the template structure. If the goal is to enhance affinity of a human Fc for a mouse FcyR, the template structure may be a structure or model of a human Fc bound to a mouse FcyR.

[141] The template structure may be modified or altered prior to design calculations. A variety of methods for template structure preparation are described in US 6,188,965; US
6,269,312; US
6,403,312; USSN 09/782,004; USSN 09/927,790; USSN 09/877,695; USSN 10/071,859, USSN110/218,102; PCT WO 98107254; PCT WO 01/40091; and PCT WO 02125588. For example, in a preferred embodiment, explicit hydrogens may be added if not included within the structure. In an alternate embodiment, energy minimization of the structure is run to relax strain, including strain due to van der Waals clashes, unfavorable bond angles, and unfavorable bond lengths. Alternatively, the template structure is altered using other methods, such as manually, including directed or random perturbations. It is also possible to modify the template structure during later steps of computational screening, including during the energy calculation and combinatorial optimization steps. In an alternate embodiment, the template structure is not modified before or during computational screening calculations.

[142] Once a template structure has been obtained, variable positions are chosen. By "variable position' herein is meant a position at which the amino acid identity is allowed to be altered in a computational screening calculation. As is known in the art, allowing amino acid modifications to be considered only at certain variable positions reduces the complexity of a calculation and enables computational screening to be more directly tailored for the design goal. One or more residues may be variable positions in computational screening calculations. Positions that are chosen as variable positions may be those that contribute to or are hypothesized to contribute to the protein property to be optimized, for example Fc affinity for an FcyR, Fc stability, Fc solubility, and so forth. Residues at variable positions may contribute favorably or unfavorably to a specific protein property. For example, a residue at an Fc/FcyR interface may be involved in mediating binding, and thus this position may be varied in design calculations aimed at improving Fc/FcyR affinity. As another example, a residue that has an exposed hydrophobic side chain may be responsible for causing unfavorable aggregation, and thus this position may be varied in design calculations aimed at improving solubility. Variable positions may be those positions that are directly involved in interactions that are determinants of a particular protein property. For example, the FcyR binding site of Fc may be defined to include all residues that contact that particular FycR. By "contact" herein is meant some chemical interaction between at least one atom of an Fc residue with at least one atom of the bound FcyR, with chemical interaction including, but not limited to van der Waals interactions, hydrogen bond interactions, electrostatic interactions, and hydrophobic interactions. In an alternative embodiment, variable positions may include those positions that are indirectly involved in a protein property, i.e. such positions may be proximal to residues that are known to or hypothesized to contribute to an Fc property. For example, the FcyR binding site of an Fc may be defined to include all Fc residues within a certain distance, for example 4 - 10 A, of any Fc residue that is in van der Waals contact with the FcyR. Thus variable positions in this case may be chosen not only as residues that directly contact the FcyR, but also those that contact residues that contact the FcyR and thus influence binding indirectly. The specific positions chosen are dependent on the design strategy being employed.
[143] One or more positions in the template structure that are not variable may be floated. By "floated position" herein is meant a position at which the amino acid conformation but not the amino acid identity is allowed to vary in a computational screening calculation. In one embodiment, the floated position may have the parent amino acid identity. For example, floated positions may be positions that are within a small distance, for example 5 A, of a variable position residue. In an alternate embodiment, a floated position may have a non-parent amino acid identity. Such an embodiment may find use in the present invention, for example, when the goal is to evaluate the energetic or structural outcome of a specific mutation.

[144] Positions that are not variable or floated are fixed. By "fixed position" herein is meant a position at which the amino acid identity and the conformation are held constant in a computational screening calculation. Positions that may be fixed include residues that are not known to be or hypothesized to be involved in the property to be optimized. In this case the assumption is that there is little or nothing to be gained by varying these positions. Positions that are fixed may also include positions whose residues are known or hypothesized to be important for maintaining proper folding, structure, stability, solubility, and/or biological function. For example, positions may be fixed for residues that interact with a particular Fc ligand or residues that encode a glycosylation site in order to ensure that binding to the Fc ligand and proper glycosylation respectively are not perturbed.
Likewise, if stability is being optimized, it may be beneficial to fix positions that directly or indirectly interact with an Fc ligand, for example an FcyR, so that binding is not perturbed. Fixed positions may also include structurally important residues such as cysteines participating in disulfide bridges, residues critical for determining backbone conformation such as proline or glycine, critical hydrogen bonding residues, and residues that form favorable packing interactions.

[145] The next step in computational screening is to select a set of possible amino acid identities that will be considered at each particular variable position. This set of possible amino acids is herein referred to as "considered amino acids" at a variable position. "Amino acids"
as used herein refers to the set of natural 20 amino acids and any nonnatural or synthetic analogues.
In one embodiment, all 20 natural amino acids are considered- Alternatively, a subset of amino acids, or even only one amino acid is considered at a given variable position. As will be appreciated by those skilled in the art, there is a computational benefit to considering only certain amino acid identities at variable positions, as it decreases the combinatorial complexity of the search.
Furthermore, considering only certain amino acids at variable positions may be used to tailor calculations toward specific design strategies. For example, for solubility optimization of aglycosylated Fc, it may be beneficial to allow only polar amino acids to be considered at nonpolar Fc residues that are exposed to solvent in the absence of carbohydrate. Nonnatural amino acids, including synthetic amino acids and analogues of natural amino acids, may also be considered amino acids. For example see Chin et aL, 2003, Science, 301(5635):964-7; and Chin et a/., 2003, Chem BioL10(6):511-9.

[146] A wide variety of methods may be used, alone or in combination, to select which amino acids will be considered at each position. For example, the set of considered amino acids at a given variable position may be chosen based on the degree of exposure to solvent.
Hydrophobic or nonpolar amino acids typically reside in the interior or core of a protein, which are inaccessible or nearly inaccessible to solvent. Thus at variable core positions it may be beneficial to consider only or mostly nonpolar amino acids such as alanine, valise, isoleucine, leucine, phenylalanine, tyrosine, tryptophan, and methionine. Hydrophilic or polar amino acids typically reside on the exterior or surface of proteins, which have a significant degree of solvent accessibility.
Thus at variable surface positions it may be beneficial to consider only or mostly polar amino acids such as alanine, serine, threonine, aspartic acid, asparagine, glutamine, glutamic acid, arginine, lysine and histidine. Some positions are partly exposed and partly buried, and are not clearly protein core or surface positions, in a sense serving as boundary residues between core and surface residues. Thus at such variable boundary positions it may be beneficial to consider both nonpolar and polar amino acids such as alanine, serine, threonine, aspartic acid, asparagine, glutamine, glutamic acid, arginine, lysine histidine, valine, isoleucine, leucine, phenylalanine, tyrosine, tryptophan, and methionine.
Determination of the degree of solvent exposure at variable positions may be by subjective evaluation or visual inspection of the template structure by one skilled in the art of protein structural biology, or by using a variety of algorithms that are known in the art. Selection of amino acid types to be considered at variable positions may be aided or determined wholly by computational methods, such as calculation of solvent accessible surface area, or using algorithms that assess the orientation of the Ca-C[i vectors relative to a solvent accessible surface, as outlined in US
6,188,965; 6,269,312; US
6,403,312; USSN 09/782,004; USSN 09/927,790; USSN 10/218,102; PCT WO 98/07254;
PCT WO
01/40091; and PCT WO 02/25588. In one embodiment, each variable position may be classified explicitly as a core, surface, or boundary position or a classification substantially similar to core, surface, or boundary.

[147] In an alternate embodiment, selection of the set of amino acids allowed at variable positions may be hypothesis-driven. Hypotheses for which amino acid types should be considered at variable positions may be derived by a subjective evaluation or visual inspection of the template structure by one skilled in the art of protein structural biology. For example, if it is suspected that a hydrogen bonding interaction may be favorable at a variable position, polar residues that have the capacity to form hydrogen bonds may be considered, even if the position is in the core.
Likewise, if it is suspected that a hydrophobic packing interaction may be favorable at a variable position, nonpolar residues that have the capacity to form favorable packing interactions may be considered, even if the position is on the surface. Other examples of hypothesis-driven approaches may involve issues of backbone flexibility or protein fold. As is known in the art, certain residues, for example proline, glycine, and cysteine, play important roles in protein structure and stability. Glycine enables greater backbone flexibility than all other amino acids, proline constrains the backbone more than all other amino acids, and cysteines may form disulfide bonds. It may therefore be beneficial to include one or more of these amino acid types to achieve a desired design goal.
Alternatively, it may be beneficial to exclude one or more of these amino acid types from the list of considered amino acids.

[148] In an alternate embodiment, subsets of amino acids may be chosen to maximize coverage.
In this case, additional amino acids with properties similar to that in the template structure may be considered at variable positions. For example, if the residue at a variable position in the template structure is a large hydrophobic residue, additional large hydrophobic amino acids may be considered at that position. Alternatively, subsets of amino acids may be chosen to maximize diversity. In this case, amino acids with properties dissimilar to those in the template structure may be considered at variable positions. For example, if the residue at a variable position in the template is a large hydrophobic residue, amino acids that are small, polar, etc. may be considered.

[149] As is known in the art, some computational screening methods require only the identity of considered amino acids to be determined during design calculations. That is, no information is required concerning the conformations or possible conformations of the amino acid side chains.
Other preferred methods utilize a set of discrete side chain conformations, called rotamers, which are considered for each amino acid. Thus, a set of rotamers may be considered at each variable and floated position. Rotamers may be obtained from published rotamer libraries (see for example, Lovel et al., 2000, Proteins: Structure Function and Genetics 40:389-408; Dunbrack &
Cohen, 1997, Protein Science 6:1661-1681; DeMaeyer et al., 1997, Folding and Design 2:53-66;
Tuffery et al., 1991, J
Biomol Struct Dyn 8:1267-1289, Ponder & Richards, 1987, J Mol Biol 193:775-791). As is known in the art, rotamer libraries may be backbone-independent or backbone-dependent.
Rotamers may also be obtained from molecular mechanics or ab initio calculations, and using other methods. In a preferred embodiment, a flexible rotamer model is used (see Mendes et al., 1999, Proteins: Structure, Function, and Genetics 37:530-543). Similarly, artificially generated rotamers may be used, or augment the set chosen for each amino acid and/or variable position. In one embodiment, at least one conformation that is not low in energy is included in the list of rotamers. In an alternate embodiment, the rotamer of the variable position residue in the template structure is included in the list of rotamers allowed for that variable position. In an alternate embodiment, only the identity of each amino acid considered at variable positions is provided, and no specific conformational states of each amino acid are used during design calculations. That is, use of rotamers is not essential for computational screening.

[150] Experimental information may be used to guide the choice of variable positions and/or the choice of considered amino acids at variable positions. As is known in the art, mutagenesis experiments are often carried out to determine the role of certain residues in protein structure and function, for example, which protein residues play a role in determining stability, or which residues make up the interface of a protein-protein interaction. Data obtained from such experiments are useful in the present invention. For example, variable positions for Fc/FcyR
affinity enhancement could involve varying all positions at which mutation has been shown to affect binding. Similarly, the results from such an experiment may be used to guide the choice of allowed amino acid types at variable positions. For example, if certain types of amino acid substitutions are found to be favorable, similar types of those amino acids may be considered. In one embodiment, additional amino acids with properties similar to those that were found to be favorable experimentally may be considered at variable positions. For example, if experimental mutation of a variable position at an Fc/FcyR
interface to a large hydrophobic residue was found to be favorable, the user may choose to include additional large hydrophobic amino acids at that position in the computational screen. As is known in the art, display and other selection technologies may be coupled with random mutagenesis to generate a list or lists of amino acid substitutions that are favorable for the selected property. Such a list or lists obtained from such experimental work find use in the present invention. For example, positions that are found to be invariable in such an experiment may be excluded as variable positions in computational screening calculations, whereas positions that are found to be more acceptable to mutation or respond favorably to mutation may be chosen as variable positions.
Similarly, the results from such experiments may be used to guide the choice of allowed amino acid types at variable positions. For example, if certain types of amino acids arise more frequently in an experimental selection, similar types of those amino acids may be considered. In one embodiment, additional amino acids with properties similar to those that were found to be favorable experimentally may be considered at variable positions. For example, if selected mutations at a variable position that resides at an Fc/FcyR interface are found to be uncharged polar amino acids, the user may choose to include additional uncharged polar amino acids, or perhaps charged polar amino acids, at that position.

[151] Sequence information may also be used to guide choice of variable positions and/or the choice of amino acids considered at variable positions. As is known in the art, some proteins share a common structural scaffold and are homologous in sequence. This information may be used to gain insight into particular positions in the protein family. As is known in the art, sequence alignments are often carried out to determine which protein residues are conserved and which are not conserved.
That is to say, by comparing and contrasting alignments of protein sequences, the degree of variability at a position may be observed, and the types of amino acids. that occur naturally at positions may be observed. Data obtained from such analyses are useful in the present Invention. The benefit of using sequence information to choose variable positions and considered amino acids at variable positions are several fold. For choice of variable positions, the primary advantage of using sequence information is that insight may be gained into which positions are more tolerant and which are less tolerant to mutation. Thus sequence information may aid in ensuring that quality diversity, i.e.
mutations that are not deleterious to protein structure, stability, etc., is sampled computationally. The same advantage applies to use of sequence information to select amino acid types considered at variable positions. That is, the set of amino acids that occur in a protein sequence alignment may be thought of as being pre-screened by evolution to have a higher chance than random for being compatible with a protein's structure, stability, solubility, function, etc.
Thus higher quality diversity is sampled computationally. A second benefit of using sequence information to select amino acid types considered at variable positions is that certain alignments may represent sequences that may be less immunogenic than random sequences. For example, if the amino acids considered at a given variable position are the set of amino acids which occur at that position in an alignment of human protein sequences, those amino acids may be thought of as being pre-screened by nature for generating no or low immune response if the optimized protein is used as a human therapeutic.

[152] The source of the sequences may vary widely, and include one or more of the known databases, including but not limited to the Kabat database (Johnson & Wu, 2001, Nucleic Acids Res 29:205-206; Johnson & Wu, 2000, Nucleic Acids Res 28:214-218), the IMGT
database (IMGT, the international ImMunoGeneTics information system ; Lefranc et al., 1999, Nucleic Acids Res 27:209-212; Ruiz et al., 2000 Nucleic Acids Re. 28:219-221; Lefranc et al, 2001, Nucleic Acids Res 29:207-209; Lefranc et aL, 2003, Nucleic Acids Res 31:307-310), and VBASE, SwissProt, GenBank and Entrez, and EMBL Nucleotide Sequence Database. Protein sequence information can be obtained, compiled, and/or generated from sequence alignments of naturally occurring proteins from any organism, including but not limited to mammals. Protein sequence information can be obtained from a database that is compiled privately. There are numerous sequence-based alignment programs and methods known in the art, and all of these find use in the present invention for generation of sequence alignments of proteins that comprise Fc and Fc ligands.

[153] Once alignments are made, sequence information can be used to guide choice of variable positions. Such sequence information can relate the variability, natural or otherwise, of a given position. Variability herein should be distinguished from variable position.
Variability refers to the degree to which a given position in a sequence alignment shows variation in the types of amino acids that occur there. Variable position, to reiterate, is a position chosen by the user to vary in amino acid identity during a computational screening calculation. Variability may be determined qualitatively by one skilled in the art of bioinformatics. There are also methods known in the art to quantitatively determine variability that may find use in the present invention. The most preferred embodiment measures Information Entropy or Shannon Entropy. Variable positions can be chosen based on sequence information obtained from closely related protein sequences, or sequences that are less closely related.

[154] The use of sequence information to choose variable positions finds broad use in the present invention. For example, if an Fc/FcyR interface position in the template structure is tryptophan, and tryptophan is observed at that position in greater than 90% of the sequences in an alignment, it may be beneficial to leave that position fixed. In contrast, if another interface position is found to have a greater level of variability, for example if five different amino acids are observed at that position with frequencies of approximately 20% each, that position may be chosen as a variable position. In another embodiment, visual inspection of aligned protein sequences may substitute for or aid visual inspection of a protein structure. Sequence information can also be used to guide the choice of amino acids considered at variable positions. Such sequence information can relate to how frequently an amino acid, amino acids, or amino acid types (for example polar or nonpolar, charged or uncharged) occur, naturally or otherwise, at a given position. In one embodiment, the set of amino acids considered at a variable position may comprise the set of amino acids that is observed at that position in the alignment. Thus, the position-specific alignment information is used directly to generate the list of considered amino acids at a variable position in a computational screening calculation. Such a strategy is well known in the art; see for example Lehmann & Wyss, 2001, Curr Opin Biotechnol 12(4):371-5; Lehmann et al., 2000, Biochim Biophys Acta 1543(2):408-415; Rath & Davidson, 2000, Protein Sci, 9(12):2457-69; Lehmann et al., 2000, Protein Eng 13(1):49-57;
Desjarlais & Berg, 1993, Proc NatlAcad Sci USA 90(6):2256-60; Desjarlais & Berg, 1992, Proteins 12(2):101-4; Henikoff &
Henikoff, 2000, Adv Protein Chem 54:73-97; Henikoff & Henikoff, 1994, J Mo!
Biol 243(4):574-8. In an alternate embodiment, the set of amino acids considered at a variable position or positions may comprise a set of amino acids that is observed most frequently in the alignment. Thus, a certain criteria is applied to determine whether the frequency of an amino acid or amino acid type warrants its inclusion in the set of amino acids that are considered at a variable position. As is known in the art, sequence alignments may be analyzed using statistical methods to calculate the sequence diversity at any position in the alignment and the occurrence frequency or probability of each amino acid at a position. Such data may then be used to determine which amino acids types to consider. In the simplest embodiment, these occurrence frequencies are calculated by counting the number of times an amino acid is observed at an alignment position, then dividing by the total number of sequences in the alignment. In other embodiments, the contribution of each sequence, position or amino acid to the counting procedure is weighted by a variety of possible mechanisms. In a preferred embodiment, the contribution of each aligned sequence to the frequency statistics is weighted according to its diversity weighting relative to other sequences in the alignment. A common strategy for accomplishing this is the sequence weighting system recommended by Henikoff and Henikoff (Henikoff &
Henikoff, 2000, Adv Protein Chem 54:73-97; Henikoff & Henikoff, 1994, J Mol Biol 243:574-8. In a preferred embodiment, the contribution of each sequence to the statistics is dependent on its extent of similarity to the target sequence, i.e. the template structure used, such that sequences with higher similarity to the target sequence are weighted more highly. Examples of similarity measures include, but are not limited to, sequence identity, BLOSUM similarity score, PAM matrix similarity score, and BLAST
score. In an alternate embodiment, the contribution of each sequence to the statistics is dependent on its known physical or functional properties. These properties include, but are not limited to, thermal and chemical stability,* contribution to activity, and solubility. For example, when optimizing aglycosylated Fc for solubility, those sequences in an alignment that are known to be most soluble (for example see Ewert et al., 2003, J Mo! Bio/325:531-553), will contribute more heavily to the calculated frequencies.

[155] Regardless of what criteria are applied for choosing the set of amino acids in a sequence alignment to be considered at variable positions, use of sequence information to choose considered amino acids finds broad use in the present invention. For example, to optimize Fc solubility by replacing exposed nonpolar surface residues, considered amino acids may be chosen as the set of amino acids, or a subset of those amino acids which meet some criteria, that are observed at that position in an alignment of protein sequences. As another example, one or more amino acids may be added or subtracted subjectively from a list of amino acids derived from a sequence alignment in order to maximize coverage. For example, additional amino acids with properties similar to those that are found in a sequence alignment may be considered at variable positions. For example, if an Fc position that is known to or hypothesized to bind an FcyR is observed to have uncharged polar amino acids in a sequence alignment, the user may choose to include additional uncharged polar amino acids in a computational screening calculation, or perhaps charged polar amino acids, at that position.

[156] In one embodiment, sequence alignment information is combined with energy calculation, as discussed below. For example, pseudo energies can be derived from sequence information to generate a scoring function. The use of a sequence-based scoring function may assist in significantly reducing the complexity of a calculation. However, as is appreciated by those skilled in the art, the use of a sequence-based scoring function alone may be inadequate because sequence information can often indicate misleading correlations between mutations that may in reality be structurally conflicting. Thus, in a preferred embodiment, a structure-based method of energy calculation is used, either alone or in combination with a sequence-based scoring function. That is, preferred embodiments do not rely on sequence alignment information alone as the analysis step.

[157] Energy calculation refers to the process by which amino acid modifications are scored. The energies of interaction are measured by one or more scoring functions. A
variety of scoring functions find use in the present invention for calculating energies. Scoring functions may include any number of potentials, herein referred to as the energy terms of a scoring function, including but not limited to a van der Waals potential, a hydrogen bond potential, an atomic solvation potential or other solvation models, a secondary structure propensity potential, an electrostatic potential, a torsional potential, and an entropy potential. At least one energy term is used to score each variable or floated position, although the energy terms may differ depending on the position, considered amino acids, and other considerations. In one embodiment, a scoring function using one energy term is used. In the most preferred embodiment, energies are calculated using a scoring function that contains more than one energy term, for example describing van der Waals, solvation, electrostatic, and hydrogen bond interactions, and combinations thereof. In additional embodiments, additional energy terms include but are not limited to entropic terms, torsional energies, and knowledge-based energies.

[158] A variety of scoring functions are described in US 6,188,965; US
6,269,312; US 6,403,312;
USSN 09/782,004; USSN 09/927,790; USSN 09/877,695; USSN 10/071,859, USSN
10/218,102; PCT
WO 98/07254; PCT WO 01/40091; and PCT WO 02/25588. As will be appreciated by those skilled in the art, scoring functions need not be limited to physico-chemical energy terms. For example, knowledge-based potentials may find use in the computational screening methodology of the present invention. Such knowledge-based potentials may be derived from protein sequence and/or structure statistics including but not limited to threading potentials, reference energies, pseudo energies, homology-based energies, and sequence biases derived from sequence alignments.
In a preferred embodiment, a scoring function is modified to include models for immunogenicity, such as functions derived from data on binding of peptides to MHC (Major Htocompatability Complex), that may be used to identify potentially immunogenic sequences (see for example USSN
09/903,378; USSN
10/039,170; USSN 60/222,697; USSN 10/339788; PCT WO 01/21823; and PCT WO
02/00165). In one embodiment, sequence alignment information can be used to score amino acid substitutions. For example, comparison of protein sequences, regardless of whether the source of said proteins is human, monkey, mouse, or otherwise, may be used to suggest or score amino acid mutations in the computational screening methodology of the present invention. In one embodiment, as is known in the art, one or more scoring functions may be optimized or "trained" during the computational analysis, and then the analysis re-run using the optimized system. Such altered scoring functions may be obtained for example, by training a scoring function using experimental data. As will be appreciated by those skilled in the art, a number of force fields, which are comprised of one or more energy terms, may serve as scoring functions. Force fields include but are not limited to ab initio or quantum mechanical force fields, semi-empirical force fields, and molecular mechanics force fields.
Scoring functions that are knowledge-based or that use statistical methods may find use in the present invention. These methods may be used to assess the match between a sequence and a three-dimensional protein structure, and hence may be used to score amino acid substitutions for fidelity to the protein structure. In one embodiment, molecular dynamics calculations may be used to computationally screen sequences by individually calculating mutant sequence scores.

[159] There area variety of ways to represent amino acids in order to enable efficient energy calculation. In a preferred embodiment, considered amino acids are represented as rotamers, as described previously, and the energy (or score) of interaction of each possible rotamer at each variable and floated position with the other variable and floated rotamers, with fixed position residues, and with the backbone structure and any non-protein atoms, is calculated. In a preferred embodiment, two sets of interaction energies are calculated for each side chain rotamer at every variable and floated position: the interaction energy between the rotamer and the fixed atoms (the "singles" energy), and the interaction energy between the variable and floated positions rotamer and all other possible rotamers at every other variable and floated position (the "doubles" energy). In an alternate embodiment, singles and doubles energies are calculated for fixed positions as well as for variable and floated positions. In an alternate embodiment, considered amino acids are not represented as rotamers.

[160] An important component of computational screening is the identification of one or.more sequences that have a favorable score, i.e. are low in energy. Determining a set of low energy sequences from an extremely large number of possibilities is nontrivial, and to solve this problem a combinatorial optimization algorithm is employed. The need for a combinatorial optimization algorithm is illustrated by examining the number of possibilities that are considered in a typical computational screening calculation. The discrete nature of rotamer sets allows a simple calculation of the number of possible rotameric sequences for a given design problem. A backbone of length n with m possible rotamers per position will have Mn possible rotamer sequences, a number that grows exponentially with sequence length. For very simple calculations, it is possible to examine each possible sequence in order to identify the optimal sequence and/or one or more favorable sequences. However, for a typical design problem, the number of possible sequences (up to 1080 or more) is sufficiently large that examination of each possible sequence is intractable. A variety of combinatorial optimization algorithms may then be used to identify the optimum sequence and/or one or more favorable sequences. Combinatorial optimization algorithms may be divided into two classes: (1) those that are guaranteed to return the global minimum energy configuration if they converge, and (2) those that are not guaranteed to return the global minimum energy configuration, but which will always return a solution. Examples of the first class of algorithms include but are not limited to Dead-End Elimination (DEE) and Branch & Bound (B&B) (including Branch and Terminate) (Gordon &
Mayo, 1999, Structure Fold Des 7:1089-98). Examples of the second class of algorithms include, but are not limited to, Monte Carlo (MC), self-consistent mean field (SCMF), Boltzmann sampling (Metropolis et aL, 1953, J Chem Phys 21:1087), simulated annealing (Kirkpatrick et al., 1983, Science, 220:671-680), genetic algorithm (GA), and Fast and Accurate Side-Chain Topology and Energy Refinement (FASTER) (Desmet, et al., 2002, Proteins, 48:31-43). A combinatorial optimization algorithm may be used alone or in conjunction with another combinatorial optimization algorithm.

[161] in one embodiment of the present invention, the strategy for applying a combinatorial optimization algorithm is to find the global minimum energy configuration. In an alternate embodiment, the strategy is to find one or more low energy or favorable sequences. In an alternate embodiment, the strategy is to find the global minimum energy configuration and then find one or more low energy or favorable sequences. For example, as outlined in USSN
6,269,312, preferred embodiments utilize a Dead End Elimination(DEE) step and a Monte Carlo step.
In other embodiments, tabu search algorithms are used or combined with DEE and/or Monte Carlo, among other search methods (see Modern Heuristic Search Methods, edited by V.J.
Rayward-Smith et aL, 1996, John Wiley & Sons Ltd.; USSN 10/218,102; and PCT WO 02/25588). In another preferred embodiment, a genetic algorithm may be used; see for example USSN 09/877,695 and USSN
10/071,859. As another example, as is more fully described in US 6,188,965; US
6,269,312; US
6,403,312; USSN 09/782,004; USSN 09/927,790; USSN 10/218,102; PCT WO 98/07254;
PCT WO
01/40091; and PCT WO 02/25588, the global optimum may be reached, and then further computational processing may occur, which generates additional optimized sequences. In the simplest embodiment, design calculations are not combinatorial. That is, energy calculations are used to evaluate amino acid substitutions individually at single variable positions. For other calculations it is preferred to evaluate amino acid substitutions at more than one variable position. In a preferred embodiment, all possible interaction energies are calculated prior to combinatorial optimization. In an alternatively preferred embodiment, energies may be calculated as needed during combinatorial optimization.

Library generation [162] The present invention provides methods for generating libraries that may subsequently be screened experimentally to single out optimized Fc variants. By "libra 'as used herein is meant a set of one or more Fc variants. Library may refer to the set of variants in any form. In one embodiment, the library is a list of nucleic acid or amino acid sequences, or a list of nucleic acid or amino acid substitutions at variable positions. For example, the examples used to illustrate the present invention below provide libraries as amino acid substitutions at variable positions. In one embodiment, a library is a list of at least one sequence that are Fc variants optimized for a desired property. For example see, Filikov et aL, 2002, Protein Sci 11:1452-1461 and Luo et al., 2002, Protein Sci 11:1218-1226. In an alternate embodiment, a library may be defined as a combinatorial list, meaning that a list of amino acid substitutions is generated for each variable position, with the implication that each substitution is to be combined with all other designed substitutions at all other variable positions. In this case, expansion of the combination of all possibilities at all variable positions results in a large explicitly defined library. A library may refer to a physical composition of polypeptides that comprise the Fc region or some domain or fragment of the Fc region. Thus a library may refer to a physical composition of antibodies or Fc fusions, either in purified or unpurified form. A
library may refer to a physical composition of nucleic acids that encode the library sequences. Said nucleic acids may be the genes encoding the library members, the genes encoding the library members with any operably linked nucleic acids, or expression vectors encoding the library members together with any other operably linked regulatory sequences, selectable markers, fusion constructs, and/or other elements. For example, the library may be a set of mammalian expression vectors that encode Fc library members, the protein products of which may be subsequently expressed, purified, and screened experimentally. As another example, the library may be a display library. Such a library could, for example, comprise a set of expression vectors that encode library members operably linked to some fusion partner that enables phage display, ribosome display, yeast display, bacterial surface display, and the like.

[163] The library may be generated using the output sequence or sequences from computational screening. As discussed above, computationally generated libraries are significantly enriched in stable, properly folded, and functional sequences relative to randomly generated libraries. As a result, computational screening increases the chances of identifying proteins that are optimized for the design goal. The set of sequences in a library is generally, but not always, significantly different from the parent sequence, although in some cases the library preferably contains the parent sequence. As is known in the art, there are a variety of ways that a library may be derived from the output of computational screening calculations. For example, methods of library generation described in US
6,403,312; USSN 09/782,004; USSN 09/927,790; USSN 10/218,102; PCT WO 01/40091;
and PCT
WO 02/25588 find use in the present invention. In one embodiment, sequences scoring within a certain range of the global optimum sequence may be included in the library.
For example, all sequences within 10 kcal/mol of the lowest energy sequence could be used as the library. In an alternate embodiment, sequences scoring within a certain range of one or more local minima sequences may be used. In a preferred embodiment, the library sequences are obtained from a filtered set. Such a list or set may be generated by a variety of methods, as is known in the art, for example using an algorithm such as Monte Carlo, B&B, or SCMF. For example, the top 103 or the top 105 sequences in the filtered set may comprise the library. Alternatively, the total number of sequences defined by the combination of all mutations may be used as a cutoff criterion for the library. Preferred values for the total number of recombined sequences range from 10 to 1020, particularly preferred values range from 100 to 109. Alternatively, a cutoff may be enforced when a predetermined number of mutations per position is reached. In some embodiments, sequences that do not make the cutoff are included in the library. This may be desirable in some situations, for instance to evaluate the approach to library generation, to provide controls or comparisons, or to sample additional sequence space. For example, the parent sequence may be included in the library, even if it does not make the cutoff.

[164] Clustering algorithms may be useful for classifying sequences derived by computational screening methods into representative groups. For example, the methods of clustering and their application described in USSN 10/218,102 and PCT WO 02/25588, find use in the present invention.
Representative groups may be defined, for example, by similarity. Measures of similarity include, but are not limited to sequence similarity and energetic similarity. Thus the output sequences from computational screening may be clustered around local minima, referred to herein as clustered sets of sequences. For example, sets of sequences that are close in sequence space may be distinguished from other sets. In one embodiment, coverage within one or a subset of clustered sets may be maximized by including in the library some, most, or all of the sequences that make up one or more clustered sets of sequences. For example, it may be advantageous to maximize coverage within the one, two, or three lowest energy clustered sets by including the majority of sequences within these sets in the library. In an alternate embodiment, diversity across clustered sets of sequences may be sampled by including within a library only a subset of sequences within each clustered set. For example, all or most of the clustered sets could be broadly sampled by including the lowest energy sequence from each clustered set in the library.

[165] Sequence information may be used to guide or filter computationally screening results for generation of a library. As discussed, by comparing and contrasting alignments of protein sequences, the degree of variability at a position and the types of amino acids which occur naturally at that position may be observed. Data obtained from such analyses are useful in the present invention.
The benefits of using sequence information have been discussed, and those benefits apply equally to use of sequence information to guide library generation. The set of amino acids that occur in a sequence alignment may be thought of as being pre-screened by evolution to have a higher chance than random at being compatible with a protein's structure, stability, solubility, function, and immunogenicity. The variety of sequence sources, as well as the methods for generating sequence alignments that have been discussed, find use in the application of sequence information to guiding library generation. Likewise, as discussed above, various criteria may be applied to determine the importance or weight of certain residues in an alignment. These methods also find use in the application of sequence information to guide library generation. Using sequence information to guide library generation from the results of computational screening finds broad use in the present invention.
In one embodiment, sequence information is used to filter sequences from computational screening output. That is to say, some substitutions are subtracted from the computational output to generate the library. For example the resulting output of a computational screening calculation or calculations may be filtered so that the library includes only those amino acids, or a subset of those amino acids that meet some criteria, for example that are observed at that position in an alignment of sequences.
In an alternate embodiment, sequence information is used to add sequences to the computational screening output. That is to say, sequence information is used to guide the choice of additional amino acids that are added to the computational output to generate the library. For example, the output set of amino acids for a given position from a computational screening calculation may be augmented to include one or more amino acids that are observed at that position in an alignment of protein sequences. In an alternate embodiment, based on sequence alignment information, one or more amino acids may be added to or subtracted from the computational screening sequence output in order to maximize coverage or diversity. For example, additional amino acids with properties similar to those that are found in a sequence alignment may be added to the library.
For example, if a position is observed to have uncharged polar amino acids in a sequence alignment, additional uncharged polar amino acids may be included in the library at that position.

[166] Libraries may be processed further to generate subsequent libraries. In this way, the output from a computational screening calculation or calculations may be thought of as a primary library.
This primary library may be combined with other primary libraries from other calculations or other libraries, processed using subsequent calculations, sequence information, or other analyses, or processed experimentally to generate a subsequent library, herein referred to as a secondary library.
As will be appreciated from this description, the use of sequence information to guide or filter libraries, discussed above, is itself one method of generating secondary libraries from primary libraries.
Generation of secondary libraries gives the user greater control of the parameters within a library.
This enables more efficient experimental screening, and may allow feedback from experimental results to be interpreted more easily, providing a more efficient design/experimentation cycle.

[167] There area wide variety of methods to generate secondary libraries from primary libraries.
For example, USSN 10/218,102 and PCT WO 02/25588, describes methods for secondary library generation that find use in the present invention. Typically some selection step occurs in which a primary library is processed in some way. For example, in one embodiment a selection step occurs wherein some set of primary sequences are chosen to form the secondary library. In an alternate embodiment, a selection step is a computational step, again generally including a selection step, wherein some subset of the primary library is chosen and then subjected to further computational analysis, including both further computational screening as well as techniques such as "in silico"
shuffling or recombination (see, for example US 5,830,721; US 5,811,238; US
5,605,793; and US
5,837,458, error-prone PCR, for example using modified nucleotides; known mutagenesis techniques including the use of multi-cassettes; and DNA shuffling (Crameri et al., 1998, Nature 391:288-291;
Coco at aL, 2001, Nat Biotechnol 19:354-9; Coco et al., 2002, Nat Biotechnol, 20:1246-50), heterogeneous DNA samples (US 5,939,250); ITCHY (Ostermeier et al., 1999, Nat Biotechnol 17:1205-1209); StEP (Zhao et al., 1998, Nat Biotechnol 16:258-261), GSSM (US
6,171,820 and US
5,965,408); in vivo homologous recombination, ligase assisted gene assembly, end-complementary PCR, profusion (Roberts & Szostak, 1997, Proc Natl Acad Sci USA 94:12297-12302); yeast/bacteria surface display (Lu et al., 1995, Biotechnology 13:366-372); Seed & Aruffo, 1987, Proc Natl Acad Sci USA 84(10):3365-3369; Boder & Wittrup, 1997, Nat Biotechnol 15:553-557)_ In an alternate embodiment, a selection step occurs that is an experimental step, for example any of the library screening steps below, wherein some subset of the primary library is chosen and then recombined experimentally, for example using one of the directed evolution methods discussed below, to form a secondary library. In a preferred embodiment, the primary library is generated and processed as outlined in US 6,403,312.

[168] Generation of secondary and subsequent libraries finds broad use in the present invention. In one embodiment, different primary libraries may be combined to generate a secondary or subsequent library. In another embodiment, secondary libraries may be generated by sampling sequence diversity at highly mutatable or highly conserved positions. The primary library may be analyzed to determine which amino acid positions in the template protein have high mutational frequency, and which positions have low mutational frequency. For example, positions in a protein that show a great deal of mutational diversity in computational screening may be fixed in a subsequent round of design calculations. A filtered set of the same size as the first would now show diversity at positions that were largely conserved in the first library. Alternatively, the secondary library may be generated by varying the amino acids at the positions that have high numbers of mutations, while keeping constant the positions that do not have mutations above a certain frequency.

[169] This discussion is not meant to constrain generation of libraries subsequent to primary libraries to secondary libraries. As will be appreciated, primary and secondary libraries may be processed further to generate tertiary libraries, quaternary libraries, and so on. In this way, library generation is an iterative process. For example, tertiary libraries may be constructed using a variety of additional steps applied to one or more secondary libraries; for example, further computational processing may occur, secondary libraries may be recombined, or subsets of different secondary libraries may be combined. In a preferred embodiment, a tertiary library may be generated by combining secondary libraries. For example, primary and/or secondary libraries that analyzed different parts of a protein may be combined to generate a tertiary library that treats the combined parts of the protein. In an alternate embodiment, the variants from a primary library may be combined with the variants from another primary library to provide a combined tertiary library at lower computational cost than creating a very long filtered set. These combinations may be used, for example, to analyze large proteins, especially large multi-domain proteins, of which Fc is an example.
Thus the above description of secondary library generation applies to generating any library subsequent to a primary library, the end result being a final library that may screened experimentally to obtain protein variants optimized for a design goal. These examples are not meant to constrain generation of secondary libraries to any particular application or theory of operation for the present invention. Rather, these examples are meant to illustrate that generation of secondary libraries, and subsequent libraries such as tertiary libraries and so on, is broadly useful in computational screening methodology for library generation.

Experimental Production and Screening [170] The present invention provides methods for producing and screening libraries of Fc variants.
The described methods are not meant to constrain the present invention to any particular application or theory of operation. Rather, the provided methods are meant to illustrate generally that one or more Fc variants or one or more libraries of Fc variants may be produced and screened experimentally to obtain optimized Fc variants. Fe variants may be produced and screened in any context, whether as an Fc region as precisely defined herein, a domain or fragment thereof, or a larger polypeptide that comprises Fc such as an antibody or Fc fusion. General methods for antibody molecular biology, expression, purification, and screening are described in Antibody Engineering, edited by Duebel & Kontermann, Springer-Verlag, Heidelberg, 2001; and Hayhurst & Georgiou, 2001, Curr Opin Chem Bfol 5:683-689; Maynard & Georgiou, 2000, Annu Rev Biomed Eng 2:339-76;
Antibodies: A Laboratory Manual by Harlow & Lane, New York: Cold Spring Harbor Laboratory Press, 1988.

[171] In one embodiment of the present invention, the library sequences are used to create nucleic acids that encode the member sequences, and that may then be cloned into host cells, expressed and assayed, if desired. Thus, nucleic acids, and particularly DNA, may be made that encode each member protein sequence. These practices are carried out using well-known procedures. For example, a variety of methods that may find use in the present invention are described in Molecular Cloning - A Laboratory Manual, 3`d Ed. (Maniatis, Cold Spring Harbor Laboratory Press, New York, 2001), and Current Protocols in Molecular Biology (John Wiley & Sons). As will be appreciated by those skilled in the art, the generation of exact sequences for a library comprising a large number of sequences is potentially expensive and time consuming. Accordingly, there are a variety of techniques that may be used to efficiently generate libraries of the present invention. Such methods that may find use in the present invention are described or referenced in US
6,403,312; USSN
09/782,004; USSN 09/927,790; USSN 10/218,102; PCT WO 01/40091; and PCT WO
02/25588.
Such methods include but are not limited to gene assembly methods, PCR-based method and methods which use variations of PCR, ligase chain reaction-based methods, pooled oligo methods such as those used in synthetic shuffling, error-prone amplification methods and methods which use oligos with random mutations, classical site-directed mutagenesis methods, cassette mutagenesis, and other amplification and gene synthesis methods. As is known in the art, there are a variety of commercially available kits and methods for gene assembly, mutagenesis, vector subcloning, and the like, and such commercial products find use in the present invention for generating nucleic acids that encode Fc variant members of a library.

[172] The Fc variants of the present invention may be produced by culturing a host cell transformed with nucleic acid, preferably an expression vector, containing nucleic acid encoding the Fc variants, under the appropriate conditions to induce or cause expression of the protein.
The conditions appropriate for expression will vary with the choice of the expression vector and the host cell, and will be easily ascertained by one skilled in the art through routine experimentation. A wide variety of appropriate host cells may be used, including but not limited to mammalian cells, bacteria, insect cells, and yeast. For example, a variety of cell lines that may find use in the present invention are described in the ATCC cell line catalog, available from the American Type Culture Collection.

[173] Ina preferred embodiment, the Fc variants are expressed in mammalian expression systems, including systems in which the expression constructs are introduced into the mammalian cells using virus such as retrovirus or adenovirus. Any mammalian cells may be used, with human, mouse, rat, hamster, and primate cells being particularly preferred. Suitable cells also include known research cells, including but not limited to Jurkat T cells, NIH3T3, CHO, COS, and 293 cells. In an alternately preferred embodiment, library proteins are expressed in bacterial cells.
Bacterial expression systems are well known in the art, and include Escherichia colt (E. col,), Bacillus subtilis, Streptococcus cremoris, and Streptococcus lividans. In alternate embodiments, Fc variants are produced in insect cells or yeast cells. In an alternate embodiment, Fc variants are expressed in vitro using cell free translation systems. In vitro translation systems derived from both prokaryotic (e.g. E. cols) and eukaryotic (e.g. wheat germ, rabbit reticulocytes) cells are available and may be chosen based on the expression levels and functional properties of the protein of interest. For example, as appreciated by those skilled in the art, in vitro translation is required for some display technologies, for example ribosome display. In addition, the Fc variants may be produced by chemical synthesis methods.

[174] The nucleic acids that encode the Fc variants of the present invention may be incorporated into an expression vector in order to express the protein. A variety of expression vectors may be utilized for protein expression. Expression vectors may comprise self-replicating extra-chromosomal vectors or vectors which integrate into a host genome. Expression vectors are constructed to be compatible with the host cell type. Thus expression vectors which find use in the present invention include but are not limited to those which enable protein expression in mammalian cells, bacteria, insect cells, yeast, and in in vitro systems. As is known in the art, a variety of expression vectors are available, commercially or otherwise, that may find use in the present invention for expressing Fc variant proteins.

[175] Expression vectors typically comprise a protein operably linked with control or regulatory sequences, selectable markers, any fusion partners, and/or additional elements. By "operably linked"
herein is meant that. the nucleic acid is placed into a functional relationship with another nucleic acid sequence. Generally, these expression vectors include transcriptional and translational regulatory nucleic acid operably linked to the nucleic acid encoding the Fc variant, and are typically appropriate to the host cell used to express the protein. In general, the transcriptional and translational regulatory sequences may include promoter sequences, ribosomal binding sites, transcriptional start and stop sequences, translational start and stop sequences, and enhancer or activator sequences. As is also known in the art, expression vectors typically contain a selection gene or marker to allow the selection of transformed host cells containing the expression vector. Selection genes are well known in the art and will vary with the host cell used.

[176] Fc variants may be operably linked to a fusion partner to enable targeting of the expressed protein, purification, screening, display, and the like. Fusion partners may be linked to the Fc variant sequence via a linker sequences. The linker sequence will generally comprise a small number of amino acids, typically less than ten, although longer linkers may also be used. Typically, linker sequences are selected to be flexible and resistant to degradation. As will be appreciated by those skilled in the art, any of a wide variety of sequences may be used as linkers.
For example, a common linker sequence comprises the amino acid sequence GGGGS. A fusion partner may be a targeting or signal sequence that directs Fc variant protein and any associated fusion partners to a desired cellular location or to the extracellular media. As is known in the art, certain signaling sequences may target a protein to be either secreted into the growth media, or into the periplasmic space, located between the inner and outer membrane of the cell. A fusion partner may also be a sequence that encodes a peptide or protein that enables purification and/or screening. Such fusion partners include but are not limited to polyhistidine tags (His-tags) (for example H6 and H10 or other tags for use with Immobilized Metal Affinity Chromatography (IMAC) systems (e.g. Ni+2 affinity columns)), GST fusions, MBP
fusions, Strep-tag, the BSP biotinylation target sequence of the bacterial enzyme BirA, and epitope tags which are targeted by antibodies (for example c-myc tags, flag-tags, and the like). As will be appreciated by those skilled in the art, such tags may be useful for purification, for screening, or both.
For example, an Fc variant may be purified using a His-tag by immobilizing it to a Ni+2 affinity column, and then after purification the same His-tag may be used to immobilize the antibody to a Ni+2 coated plate to perform an ELISA or other binding assay (as described below). A
fusion partner may enable the use of a selection method to screen Fc variants (see below). Fusion partners that enable a variety of selection methods are well-known in the art, and all of these find use in the present invention. For example, by fusing the members of an Fc variant library to the gene III
protein, phage display can be employed (Kay et al., Phage display of peptides and proteins: a laboratory manual, Academic Press, San Diego, CA, 1996; Lowman et a!., 1991, Biochemistry 30:10832-10838; Smith, 1985, Science 228:1315-1317). Fusion partners may enable Fe variants to be labeled.
Alternatively, a fusion partner may bind to a specific sequence on the expression vector, enabling the fusion partner and associated Fc variant to be linked covalently or noncovalently with the nucleic acid that encodes them.
For example, USSN 09/642,574; USSN 10/080,376; USSN 09/792,630; USSN
10/023,208; USSN
09/792,626; USSN 10/082,671; USSN 09/953,351; USSN 10/097,100; USSN
60/366,658; PCT WO
00/22906; PCT WO 01/49058; PCT WO 02/04852; PCT WO 02/04853; PCT WO 02/08023;
PCT WO
01/28702; and PCT WO 02/07466 describe such a fusion partner and technique that may find use in the present invention.

[177] The methods of introducing exogenous nucleic acid into host cells are well known in the art, and will vary with the host cell used. Techniques include but are not limited to dextran-mediated transfection, calcium phosphate precipitation, calcium chloride treatment, polybrene mediated transfection, protoplast fusion, electroporation, viral or phage infection, encapsulation of the polynucleotide(s) in liposomes, and direct microinjection of the DNA into nuclei. In the case of mammalian cells, transfection may be either transient or stable.

[178] In a preferred embodiment, Fc variant proteins are purified or isolated after expression.
Proteins may be isolated or purified in a variety of ways known to those skilled in the art. Standard purification methods include chromatographic techniques, including ion exchange, hydrophobic interaction, affinity, sizing or gel filtration, and reversed-phase, carried out at atmospheric pressure or at high pressure using systems such as FPLC and HPLC. Purification methods also include electrophoretic, immunological, precipitation, dialysis, and chromatofocusing techniques.
Ultrafiltration and diafiltration techniques, in conjunction with protein concentration, are also useful.
As is well known in the art, a variety of natural proteins bind Fc and antibodies, and these proteins can find use in the present invention for purification of Fc variants. For example, the bacterial proteins A
and G bind to the Fc region. Likewise, the bacterial protein L binds to the Fab region of some antibodies, as of course does the antibody's target antigen. Purification can often be enabled by a particular fusion partner. For example, Fc variant proteins may be purified using glutathione resin if a GST fusion is employed, Ni+2 affinity chromatography if a His-tag is employed, or immobilized anti-flag antibody if a flag-tag is used. For general guidance in suitable purification techniques, see Protein Purification: Principles and Practice, 3d Ed., Scopes, Springer-Verlag, NY, 1994. The degree of purification necessary will vary depending on the screen or use of the Fc variants. In some instances no purification is necessary. For example in one embodiment, if the Fc variants are secreted, screening may take place directly from the media. As is well known in the art, some methods of selection do not involve purification of proteins. Thus, for example, if a library of Fc variants is made into a phage display library, protein purification may not be performed.

[179] Fc variants may be screened using a variety of methods, including but not limited to those that use in vitro assays, in vivo and cell-based assays, and selection technologies. Automation and high-throughput screening technologies may be utilized in the screening procedures. Screening may employ the use of a fusion partner or label. The use of fusion partners has been discussed above.
By "labeled" herein is meant that the Fc variants of the invention have one or more elements, isotopes, or chemical compounds attached to enable the detection in a screen.
In general, labels fall into three classes: a) immune labels, which may be an epitope incorporated as a fusion partner that is recognized by an antibody, b) isotopic labels, which may be radioactive or heavy isotopes, and c) small molecule labels, which may include fluorescent and colorimetric dyes, or molecules such as biotin that enable other labeling methods. Labels may be incorporated into the compound at any position and may be incorporated in vitro or in vivo during protein expression.

[180] In a preferred embodiment, the functional and/or biophysical properties of Fc variants are screened in an in vitro assay. In vitro assays may allow a broad dynamic range for screening properties of interest. Properties of Fc variants that may be screened include but are not limited to stability, solubility, and affinity for Fc ligands, for example FcyRs.
Multiple properties may be screened simultaneously or individually. Proteins may be purified or unpurified, depending on the requirements of the assay. In one embodiment, the screen is a qualitative or quantitative binding assay for binding of Fc variants to a protein or nonprotein molecule that is known or thought to bind the Fc variant. In a preferred embodiment, the screen is a binding assay for measuring binding to the antibody's or Fc fusions' target antigen. In an alternately preferred embodiment, the screen is an assay for binding of Fc variants to an Fc ligand, including but are not limited to the family of FcyRs, the neonatal receptor FcRn, the complement protein Cl q, and the bacterial proteins A and G. Said Fe ligands may be from any organism, with humans, mice, rats, rabbits, and monkeys preferred.
Binding assays can be carried out using a variety of methods known in the art, including but not limited to FRET (Fluorescence Resonance Energy Transfer) and BRET
(Bioluminescence Resonance Energy Transfer) -based assays, AlphaScreen' (Amplified Luminescent Proximity Homogeneous Assay), Scintillation Proximity Assay, ELISA (Enzyme-Linked Immunosorbent Assay), SPR (Surface Plasmon Resonance, also known as BIACORE ), isothermal titration calorimetry, differential scanning calorimetry, gel electrophoresis, and chromatography including gel filtration. These and other methods may take advantage of some fusion partner or label of the Fc variant. Assays may employ a variety of detection methods including but not limited to chromogenic, fluorescent, luminescent, or isotopic labels.

[181] The biophysical properties of Fe variant proteins, for example stability and solubility, may be screened using a variety of methods known in the art. Protein stability may be determined by measuring the thermodynamic equilibrium between folded and unfolded states.
For example, Fc variant proteins of the present invention may be unfolded using chemical denaturant, heat, or pH, and this transition may be monitored using methods including but not limited to circular dichroism spectroscopy, fluorescence spectroscopy, absorbance spectroscopy, NMR
spectroscopy, calorimetry, and proteolysis. As will be appreciated by those skilled in the art, the kinetic parameters of the folding and unfolding transitions may also be monitored using these and other techniques. The solubility and overall structural integrity of an Fc variant protein may be quantitatively or qualitatively determined using a wide range of methods that are known in the art. Methods which may find use in the present invention for characterizing the biophysical properties of Fc variant proteins include gel electrophoresis, chromatography such as size exclusion chromatography and reversed-phase high performance liquid chromatography, mass spectrometry, ultraviolet absorbance spectroscopy, fluorescence spectroscopy, circular dichroism spectroscopy, isothermal titration calorimetry, differential scanning calorimetry, analytical ultra-centrifugation, dynamic light scattering, proteolysis, and cross-linking, turbidity measurement, filter retardation assays, immunological assays, fluorescent dye binding assays, protein-staining assays, microscopy, and detection of aggregates via ELISA or other binding assay. Structural analysis employing X-ray crystallographic techniques and NMR
spectroscopy may also find use. In one embodiment, stability and/or solubility may be measured by determining the amount of protein solution after some defined period of time.
In this assay, the protein may or may not be exposed to some extreme condition, for example elevated temperature, low pH, or the presence of denaturant. Because function typically requires a stable, soluble, and/or well-folded/structured protein, the aforementioned functional and binding assays also provide ways to perform such a measurement. For example, a solution comprising an Fc variant could be assayed for its ability to bind target antigen, then exposed to elevated temperature for one or more defined periods of time, then assayed for antigen binding again. Because unfolded and aggregated protein is not expected to be capable of binding antigen, the amount of activity remaining provides a measure of the Fc variant's stability and solubility.

[182] In a preferred embodiment, the library is screened using one or more cell-based or in vivo assays. For such assays, Fc variant proteins, purified or unpurified, are typically added exogenously such that cells are exposed to individual variants or pools of variants belonging to a library. These assays are typically, but not always, based on the function of an antibody or Fc fusion that comprises the Fc variant; that is, the ability of the antibody or Fc fusion to bind a target antigen and mediate some biochemical event, for example effector function, ligand/receptor binding inhibition, apoptosis, and the like. Such assays often involve monitoring the response of cells to antibody or Fc fusion, for example cell survival, cell death, change in cellular morphology, or transcriptional activation such as cellular expression of a natural gene or reporter gene. For example, such assays may measure the ability of Fc variants to elicit ADCC, ADCP, or CDC. For some assays additional cells or components, that is in addition to the target cells, may need to be added, for example example serum complement, or effector cells such as peripheral blood monocytes (PBMCs), NK cells, macrophages, and the like.
Such additional cells may be from any organism, preferably humans, mice, rat, rabbit, and monkey.
Antibodies and Fc fusions may cause apoptosis of certain cell lines expressing the antibody's target antigen, or they may mediate attack on target cells by immune cells which have been added to the assay. Methods for monitoring cell death or viability are known in the art, and include the use of dyes, immunochemical, cytochemical, and radioactive reagents. For example, caspase staining assays may enable apoptosis to be measured, and uptake or release of radioactive substrates or fluorescent dyes such as alamar blue may enable cell growth or activation to be monitored.
In a preferred embodiment, the DELFIA EuTDA-based cytotoxicity assay (Perkin Elmer, MA) is used.
Alternatively, dead or damaged target cells may be monitoried by measuring the release of one or more natural intracellular proteins, for example lactate dehydrogenase.
Transcriptional activation may also serve as a method for assaying function in cell-based assays. In this case, response may be monitored by assaying for natural genes or proteins which may be upregulated, for example the release of certain interleukins may be measured, or alternatively readout may be via a reporter construct. Cell-based assays may also involve the measure of morphological changes of cells as a response to the presence of an Fc variant. Cell types for such assays may be prokaryotic or eukaryotic, and a variety of cell lines that are known in the art may be employed.

[183] Alternatively, cell-based screens are performed using cells that have been transformed or transfected with nucleic acids encoding the Fc variants. That is, Fc variant proteins are not added exogenously to the cells. For example, in one embodiment, the cell-based screen utilizes cell surface display. A fusion partner can be employed that enables display of Fc variants on the surface of cells (Witrrup, 2001, Curr Opin Biotechnol, 12:395-399). Cell surface display methods that may find use in the present invention include but are not limited to display on bacteria (Georgiou et al., 1997, Nat Biotechnol 15:29-34; Georgiou et al., 1993, Trends Biotechnol 11:6-10; Lee et al., 2000, Nat Biotechnol 18:645-648; Jun et al., 1998, Nat Biotechnol 16:576-80), yeast (Boder & Wittrup, 2000, Methods Enzymol 328:430-44; Boder & Wittrup, 1997, Nat Biotechnol 15:553-557), and mammalian cells (Whitehorn et aL, 1995, Biotechnology 13:1215-1219). In an alternate embodiment, Fc variant proteins are not displayed on the surface of cells, but rather are screened intracellularly or in some other cellular compartment. For example, periplasmic expression and cytometric screening (Chen et at, 2001, Nat Biotechnol 19: 537-542), the protein fragment complementation assay (Johnsson &
Varshavsky, 1994, Proc Natl Acad Sci USA 91:10340-10344.; Pelletier et aL, 1998, Proc Natl Acad Sci USA 95:12141-12146), and the yeast two hybrid screen (Fields & Song, 1989, Nature 340:245-246) may find use in the present invention. Alternatively, if a polypeptide that comprises the Fc variants, for example an antibody or Fc fusion, imparts some selectable growth advantage to a cell, this property may be used to screen or select for Fc variants.

[1841 As is known in the art, a subset of screening methods are those that select for favorable members of a library. Said methods are herein referred to as "selection methods", and these methods find use in the present invention for screening Fc variant libraries. When libraries are screened using a selection method, only those members of a library that are favorable, that is which meet some selection criteria, are propagated, isolated, and/or observed. As will be appreciated, because only the most fit variants are observed, such methods enable the screening of libraries that are larger than those screenable by methods that assay the fitness of library members individually. Selection is enabled by any method, technique, or fusion partner that links, covalently or noncovalently, the phenotype of an Fc variant with its genotype, that is the function of an Fe variant with the nucleic acid that encodes it. For example the use of phage display as a selection method is enabled by the fusion of library members to the gene III protein. In this way, selection or isolation of variant proteins that meet some criteria, for example binding affinity for an FcyR, also selects for or isolates the nucleic acid that encodes it. Once isolated, the gene or genes encoding Fc variants may then be amplified.
This process of isolation and amplification, referred to as panning, may be repeated, allowing favorable Fc variants in the library to be enriched. Nucleic acid sequencing of the attached nucleic acid ultimately allows for gene identification.

[185] A variety of selection methods are known in the art that may find use in the present invention for screening Fc variant libraries. These include but are not limited to phage display (Phage display of peptides and proteins: a laboratory manual, Kay of al., 1996, Academic Press, San Diego, CA, 1996;
Lowman et aL, 1991, Biochemistry 30:10832-10838; Smith, 1985, Science 228:1315-1317) and its derivatives such as selective phage infection (Malmborg et al., 1997, J Mol Biol 273:544-551), selectively infective phage (Krebber et a/., 1997, J Mol B1o1268:619-630), and delayed infectivity panning (Benhar et al., 2000, J Mol Rio! 301:893-904), cell surface display (Witrrup, 2001, Cuff Opin Biotechnol, 12:395-399) such as display on bacteria (Georgiou at al., 1997, Nat Biotechnol 15:29-34;
Georgiou et al., 1993, Trends Biotechnol 11:6-10; Lee et al., 2000, Nat Biotechnol 18:645-648; Jun et a/., 1998, Nat Biotechnol 16:576-80), yeast (Boder & Wittrup, 2000, Methods Enzymol328:430-44;
Boder & Wittrup, 1997, Nat Biotechnol 15:553-557), and mammalian cells (Whitehorn et al., 1995, Biotechnology 13:1215-1219), as well as in vitro display technologies (Amstutz et al., 2001, Curr Opin Biotechnol 12:400-405) such as polysome display (Mattheakis et al., 1994, Proc Natl Acad Sci USA
91:9022-9026), ribosome display (Hanes et al., 1997, Proc Natl Acad Sci USA
94:4937-4942), mRNA
display (Roberts & Szostak, 1997, Proc Nat! Acad Sci USA 94:12297-12302;
Nemoto at al., 1997, FEBS Lett 414:405-408), and ribosome-inactivation display system (Zhou et al., 2002, J Am Chem Soc 124, 538-543) [186] Other selection methods that may find use in the present invention include methods that do not rely on display, such as in vivo methods including but not limited to periplasmic expression and cytometric screening (Chen et aL, 2001, Nat Biotechnol 19:537-542), the protein fragment complementation assay (Johnsson & Varshavsky, 1994, Proc Nat! Acad Sci USA
91:10340-10344;
Pelletier et aL, 1998, Proc Natl Acad Sci USA 95:12141-12146), and the yeast two hybrid screen (Fields & Song, 1989, Nature 340:245-246) used in selection mode (Visintin et al., 1999, Proc Natl Acad Sci USA 96:11723-11728). In an alternate embodiment, selection is enabled by a fusion partner that binds to a specific sequence on the expression vector, thus linking covalently or noncovalently the fusion partner and associated Fc variant library member with the nucleic acid that encodes them.
For example, USSN 09/642,574; USSN 10/080,376; USSN 09/792,630; USSN
10/023,208; USSN
09/792,626; USSN 10/082,671; USSN 09/953,351; USSN 10/097,100; USSN
60/366,658; PCT WO
00/22906; PCT WO 01/49058; PCT WO 02/04852; PCT WO 02/04853; PCT WO 02/08023;
PCT WO
01/28702; and PCT WO 02/07466 describe such a fusion partner and technique that may find use in the present invention. In an alternative embodiment, in vivo selection can occur if expression of a polypeptide that comprises the Fc variant, such as an antibody or Fc fusion, imparts some growth, reproduction, or survival advantage to the cell.

[187] A subset of selection methods referred to as "directed evolution"
methods are those that include the mating or breading of favorable sequences during selection, sometimes with the incorporation of new mutations. As will be appreciated by those skilled in the art, directed evolution methods can facilitate identification of the most favorable sequences in a library, and can increase the diversity of sequences that are screened. A variety of directed evolution methods are known in the art that may find use in the present invention for screening Fc variant libraries, including but not limited to DNA shuffling (PCT WO 00/42561 A3; PCT WO 01/70947 A3), exon shuffling (US
6,365,377;
Kolkman & Stemmer, 2001, Nat Biotechnol 19:423-428), family shuffling (Crameri at a!., 1998, Nature 391:288-291; US 6,376,246), RACHITTTM (Coco et al., 2001, Nat Biotechnol 19:354- 359; PCT WO
02/06469), STEP and random priming of in vitro recombination (Zhao et al., 1998, Nat Biotechnol 16:258-261; Shao et al., 1998, Nucleic Acids Res 26:681-683), exonuclease mediated gene assembly (US 6,352,842; US 6,361,974), Gene Site Saturation MutagenesisT"" (US
6,358,709), Gene ReassemblyTM (US 6,358,709), SCRATCHY (Lutz et at., 2001, Proc Nat/ Acad Sci USA 98:11248-11253), DNA fragmentation methods (Kikuchi et al., Gene 236:159-167), single-stranded DNA
shuffling (Kikuchi eta!., 2000, Gene 243:133-137), and AMEsystemTM directed evolution protein engineering technology (Applied Molecular Evolution) (US US 5,824,514; US
5,817,483; US
5,814,476; US 5,763,192; US 5,723,323).

[188] The biological properties of the antibodies and Fc fusions that comprise the Fc variants of the present invention may be characterized in cell, tissue, and whole organism experiments. As is know in the art, drugs are often tested in animals, including but not limited to mice, rats, rabbits, dogs, cats, pigs, and monkeys, in order to measure a drug's efficacy for treatment against a disease or disease model, or to measure a drug's pharmacokinetics, toxicity, and other properties. Said animals may be referred to as disease models. Therapeutics are often tested in mice, including but not limited to nude mice, SCID mice, xenograft mice, and transgenic mice (including knockins and knockouts). For example, an antibody or Fc fusion of the present invention that is intended as an anti-cancer therapeutic may be tested in a mouse cancer model, for example a xenograft mouse. In this method, a tumor or tumor cell line is grafted onto or injected into a mouse, and subsequently the mouse is treated with the therapeutic to determine the ability of the antibody or Fc fusion to reduce or inhibit cancer growth. Such experimentation may provide meaningful data for determination of the potential of said antibody or Fc fusion to be used as a therapeutic. Any organism, preferably mammals, may be used for testing. For example because of their genetic similarity to humans, monkeys can be suitable therapeutic models, and thus may be used to test the efficacy, toxicity, pharmacokinetics, or other property of the antibodies and Fc fusions of the present invention.
Tests of the antibodies and Fc fusions of the present invention in humans are ultimately required for approval as drugs, and thus of course these experiments are contemplated. Thus the antibodies and Fc fusions of the present invention may be tested in humans to determine their therapeutic efficacy, toxicity, pharmacokinetics, and/or other clinical properties.

EXAMPLES
[189] Examples are provided below to illustrate the present invention. These examples are not meant to constrain the present invention to any particular application or theory of operation.

[190] For all positions discussed in the present invention, numbering is according to the EU index as in Kabat (Kabat et al., 1991, Sequences of Proteins of Immunological Interest, 5th Ed., United States Public Health Service, National Institutes of Health, Bethesda). Those skilled in the art of antibodies will appreciate that this convention consists of nonsequential numbering in specific regions of an immunoglobulin sequence, enabling a normalized reference to conserved positions in immunoglobulin families. Accordingly, the positions of any given immunoglobulin as defined by the EU index will not necessarily correspond to its sequential sequence. Figure 3 shows the sequential and EU index numbering schemes for the antibody alemtuzumab in order to illustrate this principal more clearly. It should also be noted that polymorphisms have been-observed at a number of Fc positions, including but not limited to Kabat 270, 272, 312, 315, 356, and 358, and thus slight differences between the presented sequence and sequences in the scientific literature may exist.
[191] Example 1. Computational Screening and Design of Fc Libraries Computational screening calculations were carried out to design optimized Fc variants. Fc variants were computationally screened, constructed, and experimentally investigated over several computation/experimention cycles. For each successive cycle, experimental data provided feedback into the next set of computational screening calculations and library design.
All computational screening calculations and library design are presented in Example 1. For each set of calculations, a table is provided that presents the results and provides relevant information and parameters.

[192] Several different structures of Fe bound bound to the extracellular domain of FcyRs served as template structures for the computational screening calculations. Publicly available Fc/FcyR complex structures included pdb accession code 1 E4K (Sondermann et aL, 2000, Nature 406:267-273.), and pdb accession codes 1 IIS and 1 IIX (Radaev et a/., 2001, J Biol Chem 276:16469-16477). The extracellular regions of FcyRlllb and Fc7RlIla are 96% identical, and therefore the use of the Fc/FcyRlllb structure is essentially equivalent to use of FcyRIlla.
Nonetheless, for some calculations, a more precise Fc/FcyRllla template structure was constructed by modeling a D129G mutation in the 1 IIS and 1E4K structures (referred to as D129G 111S and D129G 1E4K template structures). In addition, the structures for human Fc bound to the extracellular domains of human FcyRllb, human F158 FcyRllla, and mouse FcyRlll were modeled using standard methods, the available FcyR
sequence information, the aforementioned Fc/FcyR structures, as well as structural information for unbound complexes (pdb accession code I H9V)(Sondermann et a!., 2001, J Mo!
Bio! 309:737-749) (pdb accession code I FCG)(Maxwell et a/., 1999, Nat Struct Biol 6:437-442), FcyRllb (pdb accession code 2FCB)(Sondermann et aL, 1999, Embo J 18:1095-1103), and FcyRlllb (pdb accession code 1 E4J)(Sondermann et aL, 2000, Nature 406:267-273.).

[193] Variable positions and amino acids to be considered at those positions were chosen by visual inspection of the aforementioned Fc/FcyR and FcyR structures, and using solvent accessibility information and sequence information. Sequence information of Fcs and FcyRs was particularly useful for determining variable positions at which substitutions may provide distinguishing affinities between activating and inhibitory receptors. Virtually all Cy2 positions were screened computationally. The Fc structure is a homodimer of two heavy chains (labeled chains A and B in the I IIS, 1 IIX, and 1 E4K structures) that each include the hinge and Cy2-Cy3 domains (shown in Figure 2). Because the FcyR (labeled chain C in the 11IS, 1 IIX, and 1 E4K
structures) binds asymmetrically to the Fc homodimer, each chain was often considered separately in design calculations. For some calculations, Fe and/or FcyR residues proximal to variable position residues were floated, that is the amino acid conformation but not the amino acid identity was allowed to vary in a protein design calculation to allow for conformational adjustments. These are indicated below the table for each set of calculations when relevant. Considered amino acids typically belonged to either the Core, Core XM, Surface, Boundary, Boundary XM, or All 20 classifications, unless noted otherwise. These classifications are defined as follows: Core = alanine, valine, isoleucine, leucine, phenylalanine, tyrosine, tryptophan, and methionine; Core XM = alanine, valine, isoleucine, leucine, phenylalanine, tyrosine, and tryptophan; Surface = alanine, serine, threonine, aspartic acid, asparagine, glutamine, glutamic acid, arginine, lysine and histidine; Boundary = alanine, serine, threonine, aspartic acid, asparagine, glutamine, glutamic acid, arginine, lysine, histidine, valine, isoleucine, leucine, phenylalanine, tyrosine, tryptophan, and methionine; Boundary XM = Boundary =
alanine, serine, threonine, aspartic acid, asparagine, glutamine, glutamic acid, arginine, lysine, histidine, valine, isoleucine, leucine, phenylalanine, tyrosine, and tryptophan; All 20 = all 20 naturally occurring amino acids.

[194] The majority of calculations followed one of two general types of computational screening methods. In one method, the conformations of amino acids at variable positions were represented as a set of backbone-independent side chain rotamers derived from the rotamer library of Dunbrack &
Cohen (Dunbrack et aL, 1997, Protein Sci 6:1661-1681). The energies of all possible combinations of the considered amino acids at the chosen variable positions were calculated using a force field containing terms describing van der Waals, solvation, electrostatic, and hydrogen bond interactions, and the optimal (ground state) sequence was determined using a Dead End Elimination (DEE) algorithm. As will be appreciated by those in the art, the predicted lowest energy sequence is not necessarily the true lowest energy sequence because of errors primarily in the scoring function, coupled with the fact that subtle conformational differences in proteins can result in dramatic differences in stability. However, the predicted ground state sequence is likely to be close to the true ground state, and thus additional favorable diversity can be explored by evaluating the energy of sequences that are close in sequence space and energy around the predicted ground state. To accomplish this, as well as to generate a diversity of sequences for a library, a Monte Carlo (MC) algorithm was used to evaluate the energies of 1000 similar sequences around the predicted ground state. The number of sequences out of the 1000 sequence set that contain that amino acid at that variable position is referred to as the occupancy for that substitution, and this value may reflect how favorable that substitution is. This computational screening method is substantially similar to Protein Design Automation (PDA ) technology, as described in US 6,188,965; US
6,269,312; US
6,403,312; USSN 09/782,004; USSN 09/927,790; USSN 10/218,102; PCT WO 98/07254;
PCT WO
01/40091; and PCT WO 02/25588, and for ease of description, is referred to as PDA technology throughout the examples. Tables that present the results of these calculations provide for each variable position on the designated chain (column 1) the amino acids considered at each variable position (column 2), the WT Fc amino acid identity at each variable position (column 3), the amino acid identity at each variable position in the DEE ground state sequence (column 4), and the set of amino acids and corresponding occupancy that are observed in the Monte Carlo output (column 5).
For example in the first row of Table I below, when position 328 was varied using boundary amino acids as the set of variable residues for that position, L occurred 330 times in the top 1000 sequence, M occurred 302 times, etc.

[195] Other calculations utilized a genetic algorithm (GA) to screen for low energy sequences, with energies being calculated during each round of "evolution" for those sequences being sampled. The conformations of amino acids at variable and floated positions were represented as a set of side chain rotamers derived from a backbone-independent rotamer library using a flexible rotamer model (Mendes et al., 1999, Proteins 37:530-543). Energies were calculated using a force field containing terms describing van der Waals, solvation, electrostatic, and hydrogen bond interactions. This calculation generated a list of 300 sequences which are predicted to be low in energy. To facilitate analysis of the results and library generation, the 300 output sequences were clustered computationally into 10 groups of similar sequences using a nearest neighbor single linkage hierarchical clustering algorithm to assign sequences to related groups based on similarity scores (Diamond, 1995, Acta Cryst D51:127-135). That is, all sequences within a group are most similar to all other sequences within the same group and less similar to sequences in other groups. The lowest energy sequence from each of these ten clusters are used as a representative of each group, and are presented as results. This computational screening method is substantially similar to Sequence Prediction Algorithm-I"" (SPAT"') technology, as described in (Raha et ai., 2000, Protein Sci 9:1106-1119); USSN 09/877,695; and USSN 10/071,859, and for ease of description, is referred to as SPATM
technology throughout the examples. Tables that present the results of these calculations provide for each variable position on the designated chain (column 1) the amino acids considered at each variable position (column 2), the WT Fc amino acid identity at each variable position (column 3), and the amino acid identity at the variable positions for the lowest energy sequence from each cluster group (columns 4-13).

[196] Computational screening was applied to design energetically favorable interactions at the Fc/FcyR interface at groups of variable positions that mediate or potentially mediate binding with FcyR. Because the binding interface involves a large number of Fe residues on the two different chains, and because FcyRs bind asymmetrically to Fc, residues were grouped in different sets of interacting variable positions, and designed in separate sets of calculations.
In many cases these sets were chosen as groups of residues that were deemed to be coupled, that is the energy of one or more residues is dependent on the identity of one or more other residues.
Various template structures were used, and in many cases calculations explored substitutions on both chains. For many of the variable position sets, calculations were carried out using both the PDA and SPAT""
technology computational screening methods described. The results of these calculations and relevant are presented in Tables 1 - 30 below. Relevant parameters and information are presented below each table, including the computational screening method used, the template structure used, whether or not that structure had carbohydrate atoms, and any residues that may have been floated.
For example, Table 2 presents results from a PDA calculation in which residues 120, 132, and 134 on chain C (the FcyRlllb receptor) were floated.

[197] Included within the compositions of the invention are antibodies that have any of the listed amino acid residues in the listed positions, either alone or in any combination (note preferred combinations are listed in the claims, the summary and the figures). One preferred combination is the listed amino acid residues in the listed positions in a ground state (sometimes referred to herein as the "global solution", as distinguished from the wild-type). In addition, combinations between SPATM
proteins, both within tables and between tables, are also included. It should be noted that residues not listed in a given table are implied to have not been varied, and thus remain wild-type. For example, in the SPAT"" calculation results presented in Table 4, column 4 (representing cluster 1) indicates a protein with the six listed amino acids at the six listed positions (e.g. column 4 is a single protein with a wild-type sequence except for 239E, 265G, 267S, 269Y, 270T and 299S). Thus, each of these individual proteins are included within the invention. Alternatively, residue positions and particular amino acids at those residue positions may be combined between columns within a table, or between tables. Furthermore, it should be noted that although each table indicates the presence or absence of carbohydrate, the presence or absence of said atoms in the computational screening calculation is not meant to imply that Fc variants designed by such calculations should be applicable to only aglycosylated or glycosylated Fc. Thus although the calculations in Table 1 were run without carbohydrate atoms present in the template structure, the resulting predicted substitutions may be favorable in a glycosylated or aglycosylated antibody or Fc fusion.

Table I

Considered Ground Sequences Around Position Amino Acids State Ground State 328 A Boundary L L L:330 M:302 E:111 K:62 A:45 Q:39 D:36 S:30 T:28 N:10 R:7 332 A Surface I R R:247 K:209 Q:130 H:95 E:92 T:59 D:51 N:51 S:42 A:24 328 B Boundary L L L:321 M:237 T:166 K:73 R:72 S:55 Q:20 D:17 E:13 A:12 V:10 N:4 332 B Surface I E E:269 Q:180 R:145 K:111 D:97 T:78 N:65 S:28 A:14 H:13 PDA technology, 11 IS template structure; - carbohydrate Table 2 Considered Ground Sequences Around Position Amino Acids State Ground State 239 A Surface S K E:349 0:203 K:196 A:95 Q:83 S:63 N:10 R:1 265 A Boundary XM D D D:616 N:113 L:110 E:104 S:25 A:23 Q:9 299 A Boundary XM T I 1:669 H:196 V:135 327 A Boundary XM A S A:51 8 5:389 N:67 D:26 265 B Boundary XM D Q Q:314 R:247 N:118 1:115 A:63 E:55 D:34 S:22 K:21 V:11 PDA technology; 1 IIS template structure; + carbohydrate; floated 120 C, 132 C, 134 C
Table 3 Position Considered VVT Ground Sequences Around Amino Acids State Ground State 239 A Surface S E E:872 Q:69 D:39 K:16 A:4 265 A Boundary XM D Y Y:693 H:111 E:69 D:62 F:29 K:19 R:14 W:2 Q:1 267 A Boundary XM S S . S:991 A:9 269 A Core XM E F F:938 E:59 Y:3 270 A Surface D E E:267 T:218 K:186 D:89 Q:88 R:46 S:34 N:29 H:23 A:20 299 A Boundary XM T H H:486 T:245 K:130 E:40 S:39 D:27 Q:27 A:4 N:2 PDA technology; 1IIS template structure; - carbohydrate; floated 120 C, 122 C, 132 C, 133 C, Table 4 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A Surface S E Q 0 Q E E E Q E E
265 A Ail 20 D G G G G G G G G G G
267 A All 20 S . S S S S S S S S S S
269 A Core E Y Y A A V Y A A A A

Surface D T S A S T T T A A A
299 A A All 20 T S S S S S S S S S S

SPAT' technology; 11 IS template structure; + carbohydrate; floated 120 C, 122 C, 132 C, 133 C, Table 5 Position Considered W.i. Ground Sequences Around Amino Acids State Ground State 235 A Boundary XM L T T:195 V:131 L:112 W:107 K:85 F:66 Y:56 E:52 Q:38 S:37 1:34 R:29 H:26 N:23 D:9 296 A Surface Y N N:322 D:181 R:172 K:76 Y:70 Q:59 E:48 S:40 H:20 T:11 A:1 298 A Surface S T T:370 R:343 K:193 A:55 S:39 235 B Bounds XM L L L:922 1:78 PDA technology; I lIS template structure; - carbohydrate; floated 119 C, 128 C, 157 C
Table 6 Position Considered yVT 1 2 3 4 5 6 7 8 9 10 Amino Acids 235 A All 20 L S S P S S S S S S S
296 A Surface Y Q Q Q E E Q E Q Q N
298 A Surface S S K K K K S S S K S
235 B All 20 L K K K L L L L L L K
SPAT"" technology; 11tS template structure; + carbohydrate; floated 119 C, 128 C, 157 C

Table 7 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Surface S E K:402 E:282 H:116 T:67 R:47 Q:39 D:26 A:11 S:7 N:3 265 B Boundary XM D W Y:341 W:283 1:236 V:77 F:36 H:9 T:7 E:4 K:4 A:2 D:1 327 B Boundary XM A R R:838 K: 86 H:35 E:12 T:10 Q:7 A:6 D:3 N:3 328 B Core XM L L L:1000 329 B Core XIVI P P P:801 A:199 330 B Core XM A Y Y:918 F:42 L:22 A:18 332 B Surface 1 I 1:792 E:202 Q:5 K:1 PDA technology; 1 [IS template structure; - carbohydrate; floated 88 C, 90 C, 113 C, 114 C, 116 C, 160 C, 161 C

Table 8 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 B Surface S D T E E E E E E E E
265 B All 20 D G G K G K G' G K K G
327 B All 20 A K M. L L N L K L L L
328 B Core L M M M L A M L M L L
329 B Core P P P P P P P P P P P
330 B Core A L A A A A A A A A A
332 B Surface 1 I Q 1 I Q Q E D I I
SPAN technology; 1 [IS template structure; + carbohydrate; floated 88 C, 90 C, 113 C, 114 C, 116 C, 160 C, 161 C

Table 9 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A Surface S Q Q Q= E Q E Q E Q Q
265 A All 20 D G G G G G G G G G G
299 A All 20 T S S A S S S S S S S
327 A All 20 A A S S S S S S S A S
5B All 20 O N G G G G G G G G G
SPA"'" technology, 1IlS template structure; -carbohydrate; floated 120 C. 132 C, 134 C

Table 10 Considered Ground Sequences Around Position Amino Acids WT State Ground State 234 A Boundary XM L K Y:401 L:260 F:151 1:82 K:63 H:17 Q:11 W:7 R:3 T:2 E:2 V:1 235 A Boundary XM L L W:777 L:200 K:12 Y:5 1:3 F:2 V:1 234 B Boundary XM L W W:427 Y:203 L:143 F:74 1:59 E:32 K:23 V:14 D:10 T:7 H:4 R:4 235 B Boundary XM L W W:380 Y:380 F:135 K:38 L:26 E:15 Q:12 H:8 R:4 T:2 PDA technology; D129G 1 E4K template structure; - carbohydrate; floated 113 C, 116 C, 132 C.
155 C, 157 C

Table 11 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 234A All 20 L G G G. G G G G G G G
235 A All 20 L T L L L L L L L T _L
234 B All 20 L G G G G G G G G G G
235 B All 20 L S A S A A S S S A A
SPATM' technology; D1 29G 1 E4K template structure; + carbohydrate; floated 113 C, 116 C, 132 C, 155 C, 157 C

Table 12 Position Considered WT Ground Sequences Around Amino Acids State Ground State 239 A Boundary XM S E E:235 S:122 D:94 Q:93 A:74 K:70 L:67 T:63 N:57 R:51 1:29 V:18 W:15 H:12 328 A Boundary XM L L L:688 E:121 K:43 0:41 A:33 D:26 S:14 T:14 N:12 R:8 332 A Boundary XM I W 1:155 W:95 L:82 K:79 E:74 Q:69 H:67 V:63 R:57 T:57 D:45 S:43 N:42 A:35 F:19 Y:18 PDA@ technology; D129G 1 IIS template structure; - carbohydrate; floated 120 C

.52620-2D

Table 13 Position Considered 1WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A All 20 S L E E Q E E K K K K
328 A All 20 L L Q L Q K L L Q K L
332 A All 20 L1 K K L Q A K L Q A Q
SPA'"' technology; D129G 1IIS template structure; + carbohydrate; floated 120 C

Table 14 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Boundary XM S I R:195 1:169 L:126 V:91 K:89 E:61 H:52 T:50 Q:42 N:35 S:34 D:30 A:26 328 B Boundary XM L L L:671 T:165 K:40 S:38 E:28 R:17 Q:17 V:11 A:8 D:5 332 B Boundary XM 1 1 1:387 E:157 L:151 V:78 Q:63 K:50 R:33 T:29 D:25 A:12 N:8 S:6 W:1 PDA technology; D129G 111S template. structure; - carbohydrate; floated 90 C, 160 C. 161 C
Table 15 Position Considered WT 1 2 3 4 5 6 7 8 9 110 Amino Acids 239 B All 20 S T L L L L L L L L L
3289 All 20 L M R M D T M L Q D L
332 B All 20 1 1 D Q Q Q L L T Q L
SPA"" technology, DI 29G 1IIS template structure; + carbohydrate; floated 90 C, 160 C. 161 C
Table 16 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Boundary XM S T T:164 5:159 L:156 E:86 W:76 K:71 D:65 A:52 R:43 H:38 Q:38 N:31 1:14 V:7 328 8 Boundary XM L L L:556 E:114 T:84 K:80 S:69 Q:36 A:31 D:15 R:11 N:4 332 B Boundary XM I W 1:188 W:177 E:97 L:94 T:59 Q:57 V:54 K:52 F:51 13:34 H:33 S:27 R:26 N:18 A:17 Y:16 PDA technology; D129G 1 E4K template structure; - carbohydrate; floated 117 C
Table 17 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids'_ 239 B All 20 S P J S P E L L L L L L
328 B All 20 L K K K K K L K K K L
332 B All 20 1 S S E L L L E L L L
SPAT'' technology; D 129G 1 E4K template structure; + carbohydrate; floated ,52620-2D

Table 18 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 A Boundary XM S L K:196 L:171 1:146 E:88 V:76 R:75 T:50 H:45 D:43 Q:39 S:30 N:22 A:19 328 A Boundary XM L W L:517 F:230 W:164 H:40 K:29 E:1 1 R:5 T:4 332 A Boundary XM I E 1283 L:217 E:178 Q:81 V:64 D:47 T:35 K:27 W:18R:12A:10 Y:7 N:7 F:6 S:5 H:3 PDA technology; DI 29G 1 E4K template structure; - carbohydrate; floated 87 C, 157 C, 158 C
Table 19 Position Considered WT 1 2 3 4. 5 6 7 8 9 10 Amino Acids 328 A All 20 L K R R K K M R K M R
332 A All 20 1 L L I I E I E E I I
SPAT" technology, DI 29G 1 E4K template structure; + carbohydrate atoms;
floated 87 C, 157 C, Table 20 Considered Ground Sequences Around Position Amino Acids WT State Ground State 240 A Core + Thr v V V:698 M:162 T:140 263 A Core + Thr v V V:966 T:34 266 A Core + Thr v V V:983 T:17 325A Bounda N N N:943 T:40 A:17 328 A Boundary L L L:610 M:363 K:27 332 A Glu I E E:1000 PDA technology, DI 29G 1IIS template structure; - carbohydrate; floated 273 A, 275 A, 302 A, 323 A, 134C

Table 21 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 263 A All 20 V V V V V V V V V V V
266 A All 20 V I V I I T V V V V 1 325 A All 20 N A N N N Q T T Q N T
328 A All 20 L K K L. K L K L L L L
332 A Glu I D D D D D D D D D D
SPAT" technology; D129G 111S template structure; + carbohydrate; floated 273 A, 275 A, 302 A, 323 A, 134 C

Table 22 Considered Ground Sequences Around Position Amino Acids WT State Ground State 240 B Core + Thr V V V:713 T:287 263 B Core + Thr V V V:992 T:8 266 B Core + Thr V V V:976 T:24 325 B Boundary N N N:453 T296 A:116 D:96 S:30 V:9 328 B Bounda L L L:623 M:194 T:100 R:72 K:11 332 B Glu I E E:1000 PDA technology; D129G 1IIS template structure; - carbohydrate; floated 273 B, 275 B, 302 B, 323 B, 161 C

Table 23 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 240 B Ali 20 V A T A T T A A T T T
263 B All 20 V V A A T T V V T A T
266 B All 20 V V V V V V V V V I V
325 B All 20 N N K K N K K N N N N
328 B All 20 L R L L L L L L L L L
332 A Glu I D D D D D D D D D D
SPA' technology; D1 29G 11IS template structure; + carbohydrate; floated 273 B, 275 B. 302 B, 323 B. 161 C

Table 24 Considered Ground Sequences Around Position Amino Acids V11T State Ground State 240 B Core + Thr V M V:715 M:271 T:12 1:2 263 8 Core + Thr v V V:992 T:8 266 B Core + Thr v V V:996 T:4 325 B Boundary N N N:651 T:232 0:64 A:53 328 B Boundary L M M:556 L:407 K:37 332 B Glu 1 E E:1000 PDA technology; 0129G 1 E4K template structure; - carbohydrate; floated 273 B. 275 8, 302 B.
323 B, 131 C

Table 25 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids_ 240 B All 20 V T A T A A A A T A A
263 B All 20 V T W T T A T T T L L
266 B All 20 V L A T T V L T T L V
325 B All 20 N A N A A N A A A A A
328 B All 20 L L K L L L L L L L L
332 A Glu I D D D 0 0 D D D D D
SPATM' technology, D129G 1 E4K template structure; + carbohydrate; floated 273 B. 275 B, 302 B, 323 B, 131 C

Table 26 Considered Ground Sequences Around Position Amino Acids WT State Ground State 240 A Core + Thr V V V:876 T:109 M:15 263 A Core + Thr V V V:913 T:87 266 A Core + Thr V V V:969 T:31 325 A Boundary N V V:491 N:236 T:187 A:35 D:32 S:19 328 A Boundary L L L:321 W:290 M:271 F:49 K:46 R:23 1332 A Glu 1 E E:1000 PDA technology; DI 29G 1 E4K template structure; - carbohydrate; floated 273 A, 275 A, 302 A, 323 A, 158 C

Table 27 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 240 A All 20 V A T A A T T A A A T
263 A All 20 V T T V V T V L L = V T
266 A All 20 V V V V V V V V V V V
325 A All 20 N Q N Q 0 Q Q Q Q N N
328 A All 20 L K M K K K K K K K K
332 A Glu I D D D D D D O D D O
SPA" technology; D129G 1 E4K template structure; + carbohydrate; floated 273 A, 275 A, 302 A, 323 A, 158 C

[198] Computational screening calculations were aimed at designing Fc variants to optimize the conformation of the N297 carbohydrate and the Cy2 domain. By-exploring energetically favorable substitutions at positions that interact with carbohydrate, variants can be engineered that sample new, potentially favorable carbohydrate conformations. Fc residues F241, F243, V262, and V264 mediate the Fcfcarbohydrate interaction and thus are target positions. The results of these design calculations are presented in Table 28.

Table 28 Position Considered W f Ground Sequences Around Amino Acids State Ground State 241 A Core F Y Y:172 M:162 L:144 F:140 W:1101:97 A:91 V:84 243 A Core F Y Y:211 L:204 W:199 F:160 M:141 A:85 262 A Core V M M:302 1:253 V:243 A:202 -264 A Core V F 1:159 M:152 V:142 L:140 W:136 F:120 Y:104 A:47 PDA technology, 1 IIS template structure; - carbohydrate [199] Computational screening calculations were aimed at designing Fc variants to optimize the angle between the Cy3 and Cy2 domains. Residues P244, P245, P247, and W313, which reside at the Cy2/Cy3 interface, appear to play a key role in determining the Cy2-Cy3 angle and the flexibility of the domains relative to one another. By exploring energetically favorable substitutions at these positions, variants can be designed that sample new, potentially favorable angles and levels of flexibility. The results of these design calculations are presented in Table 29.

Table 29 Considered Ground Sequences Around Position Amino Acids WT State Ground State 244 A Boundary P H K:164 H:152 R:110 M:100 S:92 N:57 A:54 D:50 Q:49 T:46 E:37 V:30 L:27 W:23 F:9 245 A Boundary_ P A A:491 S:378 N:131 247 A Boundary P V V:156 T:125 K:101 E:87 Q:79 R:78 S:76 A:72 0:72 H:60 M:47 N:47 313 A Boundary w Ny W:359 F:255 Y:128 M:114 H:48 K:29 T:24 A:11 E:10 V:10 S:9 Q:3 PDA technology; 11IS template structure; - carbohydrate [200] In addition to the above calculations using PDA and SPATM computational screening methods, additional calculations using solely an electrostatic potential were used to computationally screen Fc variants. Calculations with Coulomb's law and Debye-Huckel scaling highlighted a number of positions in the Fc for which amino acid substitutions would favorably affect binding to one or more FcyRs, including positions for which replacement of a neutral amino acid with a negatively charged amino acid may enhance binding to FcyRllla, and for which replacement of a positively charged amino acid with a neutral or negatively charged amino acid may enhance binding to FcyRllla. These results are presented in Table 30.

Table 30 Replacement of a + residue Replacement of a neutral residue with a - residue with a - residue K334 A327 _ Coulomb's law and Debye-Huckel scaling; 1 IIS template structure; +
carbohydrate [201] Computational screening calculations were carried out to optimize aglycosylated Fc, that is to optimize Fc structure, stability, solubility, and Fc/FcyR affinity in the absence of the N297 carbohydrate. Design calculations were aimed at designing favorable substitutions in the context of the aglycosylated Fc template structure at residue 297, residues proximal to it, residues at the Fc/FcyR interface, and residues at the Fc/carbohydrate interface. Variable positions were grouped in different sets of interacting variable positions and designed in separate sets of calculations, and various template structures were used. For many of the variable position sets, calculations were carried out using both the PDA and SPATM computational screening methods. The results of these calculations and relevant information are presented in Tables 31 - 53 below.

Table 31 Considered Ground Sequences Around Position Amino Acids WT State Ground State 265 A Boundary XM D Y Y:531 F:226 W:105 H:92 K:21 D:16 E:6 T:3 297 A Boundary XM N D A:235 S:229 D:166 E:114 N:92 Y:57 F:55 Q:25 H:10 T:7 K:6 L:3 R:1 299 A Boundary XM T L L:482 Y:186 FA 31 T:55 S:51 K:31 H:22 A:18 E:14 Q:10 297 B Boundary XM N 1 1:299 K:147 V:85 R:82 W:71 N:65 D:35 E:35 Q:34 S:32 L:31 H:30 T:28 A:26 PDA technology; 1IIS template structure; - carbohydrate; floated 122 C, 129 C, 132 C, 155 C
Table 32 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 265 A All 20 D gGG G G G G G G G G
297 A All 20 N T A E K K A A N N
299 A All 20 T K S K F F F S
297 B All 20 N K K K K K K K K K
SPAT" technology, 1 IIS template structure; - carbohydrate; floated 122. C, 129 C, 132 C, 155 C
Table 33 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 A Surface S E E:928 Q:65 D:7 265 A Boundary XM D W W:709 Y:248 F:43 296 A Surface Y H H:449 Y:146 E:137 0:89 K:64 N:32 T:30 R:25 0:23 S:5 297 A Surface N E E:471 H:189 D:102 T:97 K:96 R:22 Q:15 S:8 298 A Bounda XM S R R:353 T:275 K:269 A:56 S:38 E:5 Q:2 H:2 299 A Boundary XM - T F Y:398 F:366 L:217 H:15 K:4 PDA technology; D129G 11IS.template structure; - carbohydrate; floated 120 C, 122 C. 128 C, 132 C, 155 C

,52620-2D

Table 34 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A All 20 S E Q Q E Q Q Q Q Q Q
265 A All 20 D G G G G G G G G G G
296 A All 20 Y D Q N N Q N N N Q N
297 A All 20 N A A N A D D E N N E
298 A All 20 S K K K S K K K K S K
299 A All 20 T S Y F S Y F K F S K
SPAT"" technology; D129G 111S template structure; - carbohydrate; floated 120 C, 122 C, 128 C, 132 C, 155 C

Table 35 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Surface S E E:417 T:122 D:117 Q:94 R:84 S:63 K:47 H:29 N:19 A:8 265 B Bounda XM D W W:865 Y:79 F:55 K:1 296 B Surface Y Y Y:549 H:97 D:80 S:75 N:48 E:45 K:32 R:30 Q:28 A:16 297 B Surface N R R:265 H:224 E:157 K:154 Q:75 D:47 T:34 N:24 S:13 A:7 298 B Boundary XM S V V:966 D:10 T:8 A:8 N:4 S:4 299 B Boundary XM T Y Y:667 F:330 H:3 PDA technology; D1 29G 1 E4K template structure; - carbohydrate; floated 117 C, 119 C, 125 C, 129 C, 152 C

Table 36 Considered Position Amino Acids WT 1 2 3 4 5 6 7 8 9 10 239 B. All 20 S S R E K S S E E E K
265 B All 20 D A D K Y A A F F 'K Y
296 B All 20 Y A A A A A A A A A A
297 B All 20 N T S T T E E E S E E
298 B All 20 S G G G G G G G G G G
299 B All 20 T L F E E Y F Y F Y Y
SPAT"" technology; D129G 1 E4K template structure; - carbohydrate; floated 117 C, 119 G, 125 C, 129 C, 152 C

Table 37 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 A Surface S E E:868 Q:92 D:38 K:1 N:1 265 A Boundary XM D W W:575 Y:343 F:66 H:15 K:1 296 A Surface Y H H:489 Y:103 R:98 K:97 Q:64 D:63 T:41 N:38 E:7 297 A Asp N D D:1000 298 A Boundary XM S R R:340 K:262 T:255 A:59 S:57 E:11 Q:10 H:6 299 A Boundary XM T F Y:375 F:323 L:260 H:24 K:18 PDA technology; DI 29G 1IIS template structure; - carbohydrate; floated 120 C, 122 C, 128 C, 132 C, 155 C

Table 38 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A All 20 S E 0 E E E E E E Q E
265 A All 2b D G G G G G G G G G G

297 A Asp N D D D D D D D D D D
298 A All 20 S- K S K S K K K S K K
299 A All 20 T S K Y S F F F F F K
SPAT'" technology; D129G 111S template structure; - carbohydrate; floated 120 C, 122 C, 128 C, 132 C, 155 C

Table 39 Position Considered WT Ground Sequences Around Amino Acids State Ground State 239 B Surface S E E:318 Q:123 T:109 D:108 R:93 S:89 K:69 N:40 H:38 A:13 265 B Bounda XM D W W:745 Y:158 F:85 K:9 E:1 R:1 H:1 296 B Surface Y Y Y:390 H:127 S:83 R:81 K:78 N:65 D:55 E:49 Q:44 A:26 T:2 297 B Asp N D D:1000 298 B Bounda XM S V V:890 T:35 A:29 D:19 5:16 N:10 E:1 299 B Boundary XM T Y Y:627 F:363 H:10 PDA technology; D129G 1 E4K template structure; - carbohydrate; floated 117 C, 119 C, 125 C, 129C, 152C

Table 40 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 B All 20 S K E E Q E K Q E K Q
265 B All 20 D F K K A K Y W K L F
296 B All 20 Y A A A A A A A A A A
297 B Asp N D D D D D D D D D D
298 B All 20 S G G G G G G G G G G
299 B All 20 T Y Y Y Y Y Y F F Y Y

.52620-2D

SPAT" technology, D129G 1 E4K template structure; -carbohydrate; floated 117 C. 119 C, 125 C, 129 C, 152 C

= Table 41 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 A Boundary XM S E E:312 L:148 D:102 Q:98 K:641:61 S:57 A:44 T:39 N:29 R:23 V:18 W:5 265 A Boundary XM D W W:363 Y:352 F:139 H:77 K:39 R:14 0:11 E:4 Q:1 297 A Asp N D D:1000 299 A Boundary XM T Y Y:309 F:224 L:212 H:96 K:92 E:28 Q:20 R:16 T:2 S:1 PDA@ technology; 0129G 1 IIS template structure; - carbohydrate; floated 120 C, 122 C, 132 C, Table 42 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 A All 20 S E L L L E E E Q L E
265 A All 20 D G G G G G G G G G G
297 B Asp N D D D D D D D _D D D
299 A A1l20 T S K K F F F K F K F
SPAN technology; D129G 1lIS template structure; - carbohydrate; floated 120 C, 122 C, 132 C, Table 43 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Boundary XM S L L:194':122 5:120 EA 11 D:79 K:71 A:62 0:57 R:43 H:43 N:37 1:24 W:24 V:13 265 B Boundary XM D W Y:248 W:233 F:198 K:84 D:57 E:55 H:42 R:28 0:20 A:10 T:10 N:8 S:7 297 B Asp N D D:1000 299 B Boundary XM T Y Y:493 F:380 H:76 T:31 E:10 D:4 A:3 S:3 PDA@ technology; D129G 1 E4K template structure; - carbohydrate; floated 117 C. 119 C, 129 C, Table 44 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 239 B All 20 - S R E P L L F P P L = L
265 B All 20 D D K S F S Y A M A D
297 B Asp N D D D D D D D D D D
299 B All 20 T Y Y Y Y E Y Y Y Y Y
SPAN technology; D129G 1 E4K template structure; - carbohydrate; floated 117 C. 119 C, 129 C, Table 45 Considered Ground Sequences Around Position Amino Acids VVT State Ground State 239 A Boundary XM S E E:251 L:125 D:120 Q:112 5:73 K:65 1:61 A:58 T:45 N:35 R:28 V:23 W:4 265 A Boundary XM O Y Y216 H:153 K:135 D:109 W:104 F:86 R:54 T:38 E:29 Q:22 A:21 N:17 S:13 L:3 297 A Asp N D 0:1000 PDA technology; DI 29G 1IIS template structure; - carbohydrate; floated 299 A, 120 C, 122 C, 132 C, 155 C

Table 46 Position Considered Amino Acids WT 1 2 3 4 5 6 7 8 9 10 239 A All 20 S S L E L Q Q E Q Q E
265 A Ali 20 D G G G G G G G G G G
297 A Asp N D D b D D D O D D D
SPATM' technology; DI 29G 111S template structure; - carbohydrate; floated 299 A, 120 C, 122 C, 132 C, 155 C

Table 47 Considered Ground Sequences Around Position Amino Acids WT State Ground State 239 B Boundary XM S L L:158 S:137 T:125 E:115 D:86 K:75 A:62 Q:56 H:43 R:39 N:35 W:30 1:24 V:15 265 B Boundary XM D Y Y:188 W:159 F:156 D:122 K:77 E:71 H:61 Q:44 R:39 A24 S:22 N:19 T:18 297 B Asp N D 0:1000 PDA technology; D129G 1 E4K template structure; - carbohydrate; floated 299 B, 117 C, 119 C, 129 C. 152 C

Table 48 Position Considered WT 1 2 3 I I 4 5 6 7 8 9 10 Amino Acids 265 B All 20 D A K A M K F Y O F F
297 B As N D D D D D D D D D D
SPATM' technology, D129G_1 E4K template structure; - carbohydrate; floated 299 B. 117 C, 119 C, 129 C, 152 C

Table 49 Considered Ground Sequences Around I Position Amino Acids WT State Ground State 297 A Asp N D D:1000 299 A Boundary XM T Y T:123 Y:64 H:64 K:64 0:64 F:64 R:63 D:63 E:63 S:63 L:63 N:62 1:57 A:54 V:52 W:17 PDA technology; D129G 11IS template structure; - carbohydrate; floated 239 A, 265 A, 120 C, 122 C, 132 C, 155 C

Table 50 Position Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 297 A As N D D D D D D D 0 D D
299 A All 20 T K K K K F F K K K K
SPA" technology; D129G 1 IIS template structure; - carbohydrate; floated 239 A. 265 A, 120 C, 122 C, 132 C, 155 C

Table 51 Considered Ground Sequences Around Position Amino Acids WT State Ground State 297 B Asp N D D:1000 299 B Boundary XM T Y T:123 F:64 Y:64 H:64 S:63 N:61 Q:61 D:61 E:60 K:58 V:57 A:57 R:54 1:52 L:51 W:50 PDA technology; D129G 1 E4K template structure; - carbohydrate; floated 239 B, 265 B, 117 C, 119 C, 129 C, 152 C

Table 52 Position f J Considered WT 1 2 3 4 5 6 7 8 9 10 Amino Acids 297 B Asp N D D D D D -D D D D D
299 B All 20 T Y Y Y Y Y Y Y Y Y Y
SPA"" technology; 0129G I E4K template structure; - carbohydrate; floated 239 B, 265 8, 117 C, 119 C,129C,152C

[202J Computational screening calculations were carried out to optimize aglycosylated Fc by -designing favorable substitutions at residues that are exposed to solvent in the absence of glycosylation such that they are stable, maintain Fe structure, and have no tendency to aggregate.
The N297 carbohydrate covers up the exposed hydrophobic patch that would normally be the interface for a protein-protein interaction with another Ig domain, maintaining the stability and structural integrity of Fc and keeping the Cy2 domains from aggregating across the central axis. Key residues for design are F241, F243, V262, and V264, which reside behind the carbohydrate on C72, in addition to residues such as L328,1332, and 1336, which are exposed nonpolar residues facing inward towards the opposed Cy2 domain, that were considered in previously presented calculations.
The importance of these Cy2 residues is supported by noting that the corresponding residues in the Cy3 domain by sequence alignment either mediate the nonpolar interaction between the two Cy3 domains or are buried in the Cy3 core. The results of these design calculations are presented in Table 53.

Table 53 Considered Ground Sequences Around Position Amino Acids WT State Ground State 241 A Surface F E E:190 R:172 K:138 HAW T:93 Q:91 D:85 5:49 N:49 A: 16 243 A Surface F R R:190 H:164 Q:152 E:149 K:92 T:71 D:64 N:58 5:42 A:18 262 A Surface V D 13:416 E:164 N:138 Q:87 T:83 R:44 5:32 K:24 A:11 H:1 264 A Surface V H R:368 H:196 K:147 E:108 Q:68 T:34 N:33 D:25 S:15 A:6 PDA technology, 11 IS template structure; - carbohydrate [203] In a final set of calculations, a SPAT"' computational screening method was applied to evaluate the replacement of all chosen variable positions with all 20 amino acids. The lowest energy rotamer conformation for all 20 amino acids was determined, and this energy was defined as the energy of substitution for that amino acid at that variable position. These calculations thus provided an energy of substitution for each of the 20 amino acids at each variable position. The calculations used various template structures including different Fc/FcyRlllb complexes (1 IIS, 111X, 1 E4K), a modeled Fc/FcyRIIb complex, and uncomplexed Fc (1 DN2). and thus were useful for a variety of design goals aimed at both gtycosylated and aglycosylated Fc, including optimization of Fc/FcyR
affinity, C1q affinity, Fc stability, Fc solubility, carbohydrate conformation, and hinge conformation.
Furthermore, because these calculations provide energies for both favorable and unfavorable substitutions, they guide substitutions that may enable differential binding to activating versus inhibitory FcyRs. Various template structures were used, and calculations explored substitutions on both chains. The results of these calculations and relevant parameters and information are presented, in Tables 54 - 60 below. Column 1 lists the variable positions on chain A and B of the template structure. Column 2 lists the wild-type amino acid identity at each variable position. The remaining 20 columns provide the energy for each of the natural 20 amino acids (shown in the top row). All substitutions were normalized with respect to the lowest energy substitution, which was set to 0 energy. For example in Table 54, for L235 on chain A, serine is the lowest energy substitution, and .52620-2D

L235A is 0.9 kcal/mol less stable than L235S. Extremely high energies were set to 20 kcal/mol for energies between 20 - 50 kcal/mol, and 50 kcal/mold for energies greater than 50 kcal/mol.
Favorable substitutions may be considered to be the lowest energy substitution for each position, and substitutions that have small energy differences from the lowest energy substitution, for example substitutions within 1-2, 1-3, 1-5, or 1-10 kcallmol.

Table 54 Pos WT A C D E F G H I K L M N P Q R S T V W Y
235 A L 0.912.8 2.8 1.5 3.2 3.2 3.4 4.9 1.6 2.1 3.2 0.9 0.3 1.310.7 0 1.7 4.3 6.5 3.2 236 A G 0 1.9 5.1 6.7 10 2.3 4.3 17.25.720 4.6 3.2 12.6 5.616.1 0.6 6.2 12.0 6.7 20 239A S 0.24.3 2.6 0 12.84.5 6.9 11.31.70.1 2.1 1.7 7.9 1.2 2.6 0.3 5.7 11.0 20 265AD9.08.16.3 7.8 5.1 0 7.3 50 82 9.9 7.7 6.0 50 9.0 8.517.8 20 50 20 5.8 267 A S 2.1 3.3 7.3 1.4 50 7.3120 20 0.9 2.2 5.0 4.8 0 2.2 3.112.6-20 20 50 50 0 . 5 2 . 1 2.1 1.3 0.6 1.6 3.9 2.0 1.2 1.1 1.3 2.7 0 50 0.6 1.1 0.3 0.8 1.0 5.6 1.2 270 A D 0.3 2.8 2.3 2.0 4.0 4.013.4 2.4 1.2 0 2.3 2.1 20 2.0 2.3 1.4 1.8 4.2 5.4 6.0 296 A Y 2.7 2.0 1.4 6. 50 0150 4.6 2.1 2.4 3.3 1.2 50 0.2 1.5 1.3 4.6 4.4 16.3 18.2 298 A S 0.7 2.4 6.7 3.4 20 3.9120 6.7 0 4.1 1.414.11 50 1.8 1.110.212.2 6.3 17.8120 299 A T 0.6 2.811.5 10.1 20 6.1120 10.7 7.1 20 4.316.8150 6.312.010 3.0 7.1 14.8120 234 B L 2.1 3.2 4.1 4.2 1.6 5.310.1 0.7 0.6 1.0 2.0 1.7 50 2.8 0.3 2.311.7 2.6 13.0 0 235B =L 0.6 2.3 2.5 0.7 5.4 4.811.4 3.6 0.1 0 2.0 1.7 16.6 0.5 1.2 0.710.7 5.3 6.8 5.5 236 B G 3.1 1.3 4.4 8.2 5.2 0 1.9 20 111120 4.1 2.71-50 3.7 16.01.2 20 20 20 11.3 237 B G 26150'1 50 50 50 0 50 50 50 50 50 56150 50 50 50150 50 50 50 239 B S 0.92.413.4 1.8 5.4 5.6 2.7 3.0 10.910 2.0 1.6 50 1.8 1.8 1.411.4 5.1 20 5.3 2658 O 4.55.1 4.6 4.6 4.9 0 3.8 9.0 2.02.5 4.1 2.1150 4.5 5.1 4.4 5.9 9.2 11.4 5.8 327 B A 1.8 3.4 4.7 3.9 20 7.0 20 20 0.810 1.9 1.5 20 3.0 2.6 3.2 20 20 20 20 328 B L 3.7 3.6 4.0 3.7 50 8.4 6.8 50 1810. 2.1 4.1 50 3.6 8.1 4.9 3.0 12.5 50 329 B P 3.4 8.6 20 20 50 8.0 16.8 50 20 20 16.9 20 0 20 20 1.3 17.1 16.5 50 50 330 B A 0. 2.0 2.6 0.5 2.4 3.8 1.4 4.2 0 12.0, 2.2 0.8 20 0.1 0.6 0.9 0.3 5.1 8.0 2.7 332 B I 1.5 2.7 1.2 1.6 11.9 6.8 12.9 1.2 2.910 1.4 1.7 50 11'.314.9 11.811. 7 3.0 20 20 SPATM technology; 1 IIS template structure; + carbohydrate atoms, no floated positions 284 V 0 12.2131115.012014.010.712.610.812.6150 0.8 0.7 0.8 0.1 11.5120 20 =52620-2D

34 K 1.7 2.9 2.5 0 11-016.113.311. 0 1i.5 0.5 3.5 1.5 4.4 0.119 7 .2 0.9 1.3 4.9 1.8 =52620-2D

Table 55 (continued) Pos A L O E F G H 1 K L M N P Q R S T V W Y
322 B K 12.313.2 3.5 1.8 20 7.9 20 1.1 0.6 4.9 3.7 2.2 50 .9 0.3 3.3 1.6 0 20 323 B V 4.04.66.9 8.1 20 10.6 20 9.0 17.17.9 8.1 10.5150 8.7 20 5.6 4.6 0 20 325 B N 3.45.19.0 4.7 20 8.2 20 16.6 16.6 20 20 0 50 6.3 20 4.6 8.8 17"8 20 20 326 B K 0.32.12.0 0.9 1.03 - .5 2.0 2.9 0.9 2.9 2.8 0.1 4.4 0 1.10.1. 3.2 2.1 5.2 0.7 327 B A 1.93.34.713.5 20 7.0 20 20 0.3 0. 1.9 1.9 20 3.012.3 3.3 20 20 20 20 32613 L 3.73.63.814.4 50 8.4 7.0 50 3.8 0 2.6 4.0 50 4.2 8.7 4.8 2.9 12.3 50 329 B P .3 8.5 20120 50 8.0 16.5 50 18.520 14.7 20 0 20 20 1.4117A 16.4 50 50 330 B A 0.52.02.810.5 2.4 3.9 1.2 4.0 0 2.0 2.1 0.8 20 0 0.50.810.2 4.618.212.6 331 B P 1.7 3.8 6.4 10. i 20 4.7 11.010.1 7.5 20 5.5 5.0 0 7.6 7.4 2.6 20 10.1 17.6 20 332 8 1 1.72.91.3 1.7 14.8 7.0 13.9 1.7 3.1 0 1.7 1.7 50 1.8 5.32.011 .9 3.4 333 B E 1.92-51.9 0 8.9 5.918.211.2 3.0 6.4 3.4 2.0 3.1 1.1 2.3 1.8 1.6 1.6 8.9 9.3 334 6 K 2.9 3.9 3.7 2.6 20 8.3 12.1 1.5 2.6 5.3 3.7 4.3 50 1.9 0'3.4-11-.8 1.4 9.9 20 335 B T 0 2.1 7.2 7.0 4.2 0.4 3.3 17.3 6.5 7.7 5.2 5.5 3.5 7.0 5.7 0.2 5.5 11.5 5.2 3.1 336 B I 0.51.612.110.7 20 -5.0 6.1 0 1.3 5.3 2.1 1.8 20 0.6 3.1 1.1 0.8 0.7 19.4120 337 8 S 1.12.14.0 2.0 3.1 3.2 2.0 50 0 1.6 0.9 1.9 15.81 .12.21.4 50 50 5.5 3.9 3388 K 0.62.33.0 3.0 9.4 5.3 10.6 2.2 1.1 0 3.2 1.5 16.22.72.71.1 2.8 3.5 8.1 11.0 339 8 A 1.1 2.41.2 0.8 4.3 3.6 3.7 2.6 1.8 2.6 3.5 0 2.3 10.511.3 0.2 0.8 2.0 6.7 3.8 -1 1 1 ' ' i i 340 B K 0.92.01.4 0.8 3.0 3.4 2.9 2.1 0.8 2.5 2.310.211.010.111.210 10.512.015.513.2 SPAW technology; I US template structure; - carbohydrate, no floated positions Table 56 Pos A C D E F G N t K L M N P Q R S T V W Y
239 A S .214.6231 0 20 4.6 14.511.0 1.910.312.011.9 8.1 1.4 2.6 0.45.7111.6120 240 A V 1.52.42.46.9 20 7.4 20 5.1 9.95.95.5 2.4 1.1 12.313.12.60.5 0 20 20 263 V 2.3 2.8 6.316.5 20 8.8 20 9.6 7.3 7.315.3 4.8 50 16.417.4 2.81.4 0 20 20 264 A V 1.8 3.1 .6 1.8 0 6.3 1.9 0.6 2.416.812.7 2.1 1.6 2.3 2.7 2.3 1.1 0.5 3.5 0 266 A V 4.9 5.2 6.912.3 20 11.1 20 0.8 11.9120 8.5 6.6 50 12.5120 .1 3.7 0 20 296 A Y 3.4 2.71.1 0 50 0.7 50 5.0 3.6 3.5 4.2 0.9 50 0.9 2.9 2.2 5.3 5.5 16.1 18.4 299 A T 0.73.29.910.4 20 6.2 20 10.7 6.7 20 4.1 12.9 50 5.9 11.8 0 2.5 8.2 13.3 20 325 A N 2.5 3.5 7.7'2.5 20 8.0 20 0 6.1 20 7.8 1.2 12.8 0.8 20 2.7 0 1.0 20 20 328 A L 6.116.37.114.2 50 8.8"120 50 4.610 7.2 6.1 50 4.0 8.3 6.7 50 50 20 50 330 A A 0.911.81.2 0 2.5 4.0-12.9 1.7 1.2 1.6 2.8 0 20 0.4 1.010.20.5 1.7 6.2 2.9 332 A I 11.913.8 .6 1.3 5.1 7.1 1.8 3.4 0.2 0 2.6 3.8 20 0.6 2.4 .3 2.5 4.2 20 5.6 239 B S J.012.4 3. 2.0 6.7 5.6 2.9 3.1 0.3 0 1.9 2.1 50 1.5 1.811.41.4 5.2 20 4.2 240 B V 0.3 2.4 .911.7 20 6.6 20 8.3 12.3 20 14-217.4 0 13.4 20 1.31.9 0.9 20 2638 V 2.4 3.9 .512.5 20 9.3 20 15.817.1 2 .1 20 5.3 50 13.8 20 3.912.2 0 20 2648 V 2.23.24.8 2.7 7.4 6.9 6.0'0 1.91.93.8 3.7 9.9 3.1 2.2 2.712.4 0.9 14.718.2 266 B V 5.45.57.513.2 20 12.1 20 2.6 20 20 20 5.4 50 16.1 20 6.0 4.7 0 50 50 2968 Y 1.52.71.3 1.2 4.0 4.1' 3.6 1.1 1.9 2.6 3.5 0 20 0.7 1.8 1.1 1.4 1.3 6.5 4.2 29913 T 0 .2 7. 10.2 20 4.8 20 7.7 5.8 20 10.3 5.1 50 10.218.40 . .31.15.4 20 3256 N 3.4 5.1 3.6.5.0 20 8.2 20 16.7 20 20 20 0 19.7 6.3 20 4.68.618.212-0 20 3288 L 3.63.53.8 3.9 50 8.3 7.0 50 2.9 0 1.9 3.8 50 3.4 8.4 4.72-.912.5 50 50 330 B A 0.7 2.12.910.7 2.7 4.0 1.4 4.8 0 2.2 2.3 0.8 20 0.2 0.8 1.10.24.7 7.8 3.2 332 B 1 1.8 2.9 1.2 1.8 13.5 7.0 9.9 1.7 3.2 0 1.7 1.9 50 1.2 5.4 2.0 2.0 3.3 SPATM' technology; D129G 1IIS template structure; + carbohydrate Table 57 P O SA I C D E F G H I K L M N P Q R S T V W Y
239 S 1.213.5 1.7 0 20 5.8 11.0 6.6 2.9 3.9 3.9 2.7 8.5 1.3 2.7 0.6 3.5 5.4 20 240 A V 1.2 2.4 6.0 14.0 20 7.1 20 6.7 9.4 10.1 7.5 4.411.8 14.8 20 2.0 0.4 0 263 V 0 0.4 1.0 8.7 20 6.9 4.4 11.7 4.9 16.019.2 0.8 50 11.7 20 1.4 0.1 1.0 20 264A V 2.93.7 6.3 2.811.67.613.2 0 3.2 3.4 4.1 4.2 7.1 2.9 3.4 3.11.9 0.8 12.816.3 266 V 1.8 5.9 6.8 9.5 50 10.3 20 3.5 12.7112.212.74.1 50 11.911.9 5.2 2.9 0 50 296A Y 0.82.01.5 0.1 0.2 3.4 1.5 6.6 1.7 0.6 1.8 1.22.6 0 1.6 10.212.5 5.6 3.8 299 T 1.913.7 7.5 0 20 7.9 14.2 2.9 0.8 3.4 4.4 2.3 50 1.9 3.013.514.1 3.3 20 325 A N 1.01.4 3.1 2.8 20 7.4 20 8.5 7.7 10.4 6.1 2.815.4 5.4 20 0 .1 3.8 20 328 L 2.515J 4.0 1.9 50 7.5 20 20 1.6 0.2 0 2.9 50 0.4 4.8 3.22. . 97.0 50 50 330 A 0.912.1 1.8 1.2 2.4 2.7 3.1 3.1 1.4 2.1 3.5 6.5 20 0.8 1.0 0 0.5 2.9 5.2 2.9 332 I 2.913.7 3.9 0.9 6.1 7.8 2.5 0 2.7 0.8 2.8 3.5 50 0.7 3.7 2.9 .5 1.0 8.1 6.9 2398 S 1.93.1 3.0 1.9 1.5 6.2 2.3 14.1 1.8 1.4 2.9 1.8 0 1.9 3.2 1.92.3 7.7 6.6 15.8 240 B V 0.51.7 5.0 13.3 20 6.6 20 1.2 12.412.1 8.8 1.6 6.3 20 20 1.0 0.2 0 20 263 B V 2.913.2 6.4 18.210.1 9.2 6.9 12.816.'0 20 10.3 5.7 50 17.5 20 1212'2 0 2648 V 2.93.64.4 3.0 8.8 7.1 6.2 0 2.3 1.9 4.5 3.411.7 3.2 3.53.52.00.912.016.4 266 B V 1.4 .6 2.6 6.6 20 10.7 20 0 4.9 1.7 8.5 5.6 50 6.0 12.4 5.3 4.6 1.5 20 296 B Y 0 7.116.717.2 20 0.1 18.6 50 7.0 2.7 6.6 .8 50 7.2 9.3 2.3 50 50 20 14.1 299. B T 0 3.210.4 6.0 20 5.5 20 15.9 3.2 5.9 4.4 6.4 50 5.7 9.4 1.21.413.7 20 325 B N 1.4 2.515.0 0 20 7.0 20 20 1.0 2.2 1.0 0.3 1.9 1.1 20 2.6 5.1 20 20 20 328 B L 0.41.3 5.6 0 50 4.5 50 50 1.9 2.4 2.4 8.3 50 0.8116.411.0 1J 50 50 50 330 B A 0.61.4 2.5. 0.9 3.1 2.5 1.2 20 0 2.4 2.1.06-3120 0.4'O.6'1 0 4.0 20 13.5 3.4 332B I 4.35.3 5.7 0 11.4 9.3 4.3 2.5 5.8 2.0 4.0 6.517.9 3.7 5.9 4.64.2 3.7 20 11.6 SPATh technology; D129G 1IIX template structure; + carbohydrate Table 58 Pos JWTJ A C D E F G H I K
2 L M N P 0 R. S T V W Y
239 S 1.2 .3 2.2 1.8 7.9 5. 7.6 0.5 0.2 2 1.8 2.6 1.4 0.9 1.311.9 1.5 0.8 0 8.6 9.6 240 A V 10.7 .9 6.8 4.3 20 . 20 0 10.7 20 3.1 9.1 21 7.7 20 1.41.12.4 20 20 263 V 1.7 2.9 4.6 18.8 20 8.4 5.8 15.1 2.3 14.5 2.1 3.2 50 20 15.0 3.61.2 0 20 4.9 3.7 3.2 1-9 2.5 3.03.02:50.719.919.0 264A V 2.73.33.6 1.513.9 6.7 5.9 0 2 .3 266 A V 3.5 3.5 5.7 12.4 20 10 20 5.7 6.3 7.8 7.4 5.2 50 16.6 20 .2 1.7 0 20 296 A Y 2.650 50 50 50 0 50 50 18.518.0 50 50 50 50 50 50 50 50 50 13.6 299 T 0.20.76.6 1.2 20 5.6 9.6 1.6 0.8 1.5 1.814.8; 50 1.0 9.2 0 0 1.6 20 20 325 A N 3.13.6 7.3 2.4 20 7-7120 20 20 10 13.1 3.6 50 0 20 4.0 9.7 20 20 20 328 A L .6 0 1.5 5.4 50 1.6150 50 3.1 4.2 9.611.4150 6.9 9.6 0.6 0.1 50150 50 330 A 1.9 2.5 4.112.8 4.5 .13.0 3.2 1.0 2.7 3.5 2.1 20 2.4 2.6 1.3 0 3.9 7.6 5.3 332 A 1 2.33.52.2 0.8 20 .8 9.6 0 3.4 0.2 2.6 2.8 14.5 3.3 4.6 2.61.30.9110.5 2398 S 1.43.62.5 1.4 16.85.86.2 5.0 2.5 1.4 2.0 3.8 0.3 0.5 2.4 0 1.65.3 20 19.5 240 B V 0 2.612.818.6 20 5.7 20 12.710.4 20 8.5 15.1 3.1 20 20 1.00.22.4 20 20 263 B V 1.1 2.4 3.6 20 20 7.8 17.7 11.8 4.5 20 6.3 3.3 50 20 20 12 1.2 0 20 20 264B V 3.34.0 5.0 2.9 14.27.5 4.8 0 2.6 3.6 4.6 3.5 1.7 3.1 4.1 3.92.91.36.9 266 B V 2.9 3.3 4.9 11.3150 9.5120 20 20 7.9 15.0 4.5 50 4.9 20 1.9 0 3.6 50 2966 Y .8 50 50 50 50 0 50 50 17.718.7 50 50 50 50 50 50 50 50 50 11.3 2996 T 0 3.812.6 9.2 20 5.9 20 7.3 4.8 3.2 4.3 8.0 50 12.3 8.8 0.22-14.4 20 20 325 B N 0.3 2.01-5.5 2.2 50 6.1 20 0 10.515.514.6 1.3 10 2.4 20 2.32.01.0 20 3288 L 5.45.717.3. 4.4 50 9.8 20 50 2.5 0 5.1 5.9 50 2.8 7.4 6.16.4 50 50 50 330 8 A 0.61.413.2 1.3 3.9 3.2 2.7 4.0 1.3 3.7 3.1 0.7 20 0.6 1.3 0 0.4 4.2 8.2 3.6 332 B 1 1.9 3.1 2.7 1.7 5.2 6.9 3.1 0.4 1.3 0 1.9 2.6 7.7 1.3 2.2 2.3 "2.010.415.61 SPATM' technology; D1 29G 1 E4K template structure; + carbohydrate Table 59 P O S O A I C D E F G H I K L M N P Q R S T V W Y
39 S 1.42.63.1 1.0 20 5.74.83.42.01.22.61. 4.8 0 2.1 1.32.1 3.313.819.6 40 V 2.9 3.5 3.7 4.6 20 8.210.8 0 9.1 3.2 5.4 .14.8 5.517. 4.0 1.8 1.2 20 20 63 V 3.614.9 6.218.7 20 9.9 20 3.74.20.56.76.150 9.5 20 5.1 3.6 0 20 20 64 V 1.812.8 3.3 2.0 2.9 6.2 3.1 0 2.4 0.8 3.0 .4 6.1 1.4 2.8 2.4 1.9 0.8 10.

66 V 4.4 5.2 4.9 7.1 20 10.6 20 1.0 12.1 4.8 9.1 . 50 7.9 12.6 5.8 3.5 0 20 20 96 Y 1.2 2.9 0.7 1.4 3.1 3.9 2.7 2.4 2.3 1.9 2.2 0 1.6 1.4 3.0 0.9 1.0 3.5 6.0 2.6 99 T 0 2.6 6.0 11.5 20 5.3 20 20 6.0 20 4.4 13. 50 14.1 13. 0.9 3.8 15.1 15.0 25 N 5.2 7.0 6.6 6.9 50 11. 20 1.314.313.5513.9 0 5.0 6.0 20 6.0 4.6 3.2 20-28 L 4.8 5.5 7.0 3.2 20 10. 20 50 5.1 0 8.5 5. 50 3.5 8.2 5.5 13. 50 20 50 30 A 0.9 1.8 1 . 1 0.9 3.5 4.0 3.0 2.3 1.2 1.6 2.8 0 14. 0.9 1.1 0.1 0.4 2.0 6.4 3.2 32 I 5.3 6.4 6.7 4.8 8.2 9.9 5.2 3.1 0 3.6 5.2 .8 20 3.5 4.6 5.5 4.8 4.0 11.2 7.1 39 B S 0.7 2.3 2.6 2.0 5.3 5.1 3.3 1.7 0 0 2.0 0.815.5 0.9 0.8 0.710.7 3.3 8.2 6.0 40 B V 2.3 3.014.1 7.3 20 8.1 20 5.1 20 11.810. 3.8 2.0 17.0120 3.6 1.3 0 20 63 V 3.2 4.3 7.3 8.3 20 9.6 20 13. 8.5 0.6 20 6.0 50 8.5 20 4.6 4.0 0 20 20 64 V 2.1 3.213.7 '2.7 17.N6.611. 0 2.00.83.5 .07.82.01.52.51.31.013.920 66 B V 5.0 5.0 5.2 16.3 20111.2 20 2.3 20 14.317.3. 50 11.6 20 5.4 3.9 0 20 20 96 Y 0.9 2.3 1.0 0.5 2.7 3.7 2.5 1.2 1.3 2.1 3.0 0 7.0 0.4 1.1 0.3 0.8 1.8 6.0 2.4 99 T 1.1 2.2 7.6 5.4 20 6.4 12. 1.8 3.9 17.5 6.9 3. 20 4.6 10. 0.8 0 1.9 20 20 25 N 10.111. 13.111.2 20 15.7 20 8.6 14. 17.1 20 0 16.110.6 20 11.110. 10.5 20 28 L 2.94.1 4.83.5 50 8.51.79.61.5 0 1.5 3.5 50 3.3 2.0 3.3 1.9 5.2150 50 30 B A 0.1 2.0 1.4 1.8 1.6 4.0 3.0 2.0 0.5 0.5 2.6 0 20 0.7 2.0 0.3 0.6 2-114-4 2.4 32:6 I 3.4 4.4 3.5 3.1 6.1 8.2 4.1 0 3.3 1.3 3.3 15. 0.8 2.1 3.9 2.7 1.1 20 6.1 SPAT" technology; Fc/FcyRIlb model template structure; - carbohydrate 79 V ~.j 49120 8.816. 1.0 0 2.83.64.5 20 1.04.1 2.92.0 20 20 8080 3.4 0 1.812. 3.99.817. 4.010.2150.13-1.1.3.6 .0 8.812.113. 12.

Table 60 (continued) Pos VWVTj A C D E F G H I K L M N P Q R S T V W Y
2 8 1 ' 1 3 5 0 1 5 0 5 0 1 5 0 1 50 50 50 50 50 50 50 50 50 50 50 50 50 50 82 B V .4 1.8 1.7 0.812.213.9 2.1 0.8 0.9 1.312.910.2 50 0.3 0.3 0 0.3 0 5.6 2.4 283 B E -91.2 4.9 0 7.8 4.7 4.3 1.7 1.5 4.7 2.0 3.2 0.4 0.7 0.8 0.6 1.5 2.7 8.3 7.5 2848 V 2.32.7 5.02.6 16.4 7Ø 5.5 3.1 2.0 7.0 2.913.2 50 2.6 2.2 2.7 1.4 0 13.320 285 B H .6 .0 1.8 1.0 2.4 2.5 2.3 2.0 1.4 1.9 2.9 0 1.6 0.5 0.7 0 0.2 2.2 4.8 1.9 286 B N 1.0 1.8 0.9 0.2 3.4 3.5 3.1 0 1.4 2.2 2.4 0.2 8.3 0.4 1.0 .7 0.8 1.0 5.4 3.4 287 B A 2.5 1.35.5 8.5 0 8.4 3.2 13.316.7 17-74.6 1.1 14.1 8.2 9.1 3.53.2 10.7 1.1 1.4 288 B K ).611.7 1.6 0.8 2.5 3.7 2.5 1.0 1.4 1.7 2.0 0.3 5.7 0.6 0.4 0 0.5 1.7 5.8 2.3 289 B T 1911.5 2.1 0.5 5.4 4.6 2.3 0 0.2 0.2 1.3 1.1 0.7 0.5 0.2 .2 0.2 0.4 6.7 5.4 290 B K 3.712.412.51 1.2 3.2 5.2 5.2 2.4 0.2 0.1 1.8 1.3150 0.6 1.2 . 0 2.4 5.7 4.3 291 B P 1.0 .5 2.0 1.7 4.5 3.6 3.4 2.5 1.6 2.6 3.4 0.2 0.8 0.7 1.2 0 0.8 2.6 7.6 3.9 92 B R 1.813.5 3.5 2.2 1.6 5.5 2.8 2.2 1.1 0 1.8 2.4 1.3 1.6 1.5 1. 2.0 2.6 4.5 2.0 293 6 E 0.712.2 1.6 0.6 8.6 4.5 4.7 2.8 1.5 0.9 2.4 1.1 15.9 0 2.3 0.210.9 2.8 9.3 8.6 294 B E .1 .2 0.5 0.4 5.2 5.7 3.3 2.8 1.3 3.0 2.4 0 1.3 0.9 1.3 1.511.3 2.2 8.4 6.2 295 B Q 3.313.1 4.0 3.1 18.8 7.6 13.1 8.3 1.2 0 2.4 3.4 50 1.8 3.8 3.617.2 8.7 20 18.4 296 B Y 4.M.414.5 3.6 5.6 0 4.4 50 3.4 4.4 5.5 2.5 50 2.9 3.3 2.611.3 50 8.5 5.4 97 B N 1.3 .1 3.1 1.4 4.014.212.7 0.3 1.3 2.1 2.3 0.9 50 1.0 0 0.810.8 1.3 7.0 4.1 . 5 6 . 0 6 . 3 1 5 . 5.7 9.7 0 7.5 50 5.7 6.3 7.8 4.5 50 5.5 5.4 3.3 9.6 50 11.9 9.6 299 B T 1.1 .1 3.5 15.2 0.9 5.9 0 6.3 1.4 10.9 2.3 0.9 50 15. 1.8 1.8 1.1 2.3 20 1.6 300 B Y 3.13.7 4.0 3.8 2.9 8.8 2.3 10.512.0 1.5' 2.8 3.2 50 4.3 5.9 4.6 3.10.9 3018R1.5.31.40.3 20 6.4 20 6.810.113.8 1.7 0.7 50 0 0.6 2.4 2.7 7.1 20 20 302 B V 3.4 1.0 5.8 3.9 20 9.3 7.6 0.2 1.8 3.4 2.9 4.8 20 2.8 5.0 3.7 2.1 0 20 303 B V .2 .2 1.2 1.2 20 5.3 20 5.8 3.9 11.4 4.9 2.3 0.9 5.3 6.4 .4 0 0.2 20 304 B S 1.6 1.9 4.1 10.8 20 7.8 20 8.3 7.4 20 12.1 2.6 16'.414.112.0 0 1.7 3.6 305 B V 1.51.8 1.7 3.9 20 6.2 20 0.7 3.2 4.2 2.9 0.7 14.7 4.2 3.3 1.7 0.9 0 20 306 B L 5.217.1 6.7 7.3 1.5 11.6 4.9 3.7 5.1 0 6.0 6.0 12. 6.9 14.6 6.2 4.5 5.5 20 1.9 307 B T t613.012.5 1.9 1.1 5.5 3.0 0.2 1.6 1.2 3.0 2.1 0 1.7 2.3 1. 1.1 0.8 9.7 1.5 308 B V 5.15.812.7 7.4 20 11.3 20 0 19.1 6.1 20 11.7 50 10.8 20 5.6 4.5 2.5 20 309 B L 1.32.811.9 1.7 3.2 5.4 3.3 0.9 1.5 1.0 3.2 0 0.2 1.2 0.4 1.611.3 0.8 5.8 3.3 3108 H 1.72.42.5 3.8 13.1 6.4 5.5 3.6 3.6 7.5 3.7 1.2 0 4.1 10.51.20.6 4.611.613.6 311 B Q 0 1.6 1.1 0.5 0.9 3.7 1.6 0.4 0.6 0.6 1.8 0 1.7 0.8 1.0 0.4 0 1.4 2.3 1.0 312 B D 0 1.7 0.8 4.6 20 5.3 20 11.0 3.1 2.9 2.7 1.5 50 6.8 4.0 .5 7.1 9.7 20 313 B W .4 5.9 7.2 5.7 0 10.3 5.3 9.3 3.0 4.3 2.9 7.7 50 5.1 7.1 6.0 4.8 7.2 1.611.4 314B L 2.84.4 5.7 3.7 20 7.6 8.3 4.5 1.6 0 3.0 4.0 50 3.4 4.03.93.6 5.917. 20 315B N 07.43.9 5.2 12.9 2.1112.014.7 4.5 3.3 5.6 2.5 50 5.8 5-9 2.011.418.013.711.8 316 B G .9 7.7 9.2 6.9 13.3 0 10.8 50 6.7 6.8 7.0 7.5 50 6.8 7.7 6.9 50 50 10 13.8 317 B K .6 .3 7.6 5.9 6.7 7.4 2.3 7.5 0 4.8 3.414.4150 3.2 1.3 .2 6.6 6.4 20 7.6 318 B E 1.7 .6 2.911.6 20 6.0 9.6 1.8 2.2 6.1 3.7 2.4 13.4 1.7 3.0 1.1 0 3.4 19.3 20 319 B Y 6.9 .89.310.1 0 12.7 4.7 3.1 6.2 7.1 6.9 8.0 50 9.513.17.45.5 3.6 10.410.8 320 B K 1.7 2. 6.7 1.9 20 7.0 20 0.6 0 8.9 2.0 3.9 12. 1.8 1.2 1.6 0.7 1.1 20 321 B C 0 .5 20 20 20 6.2 20 20 20 20 20 20 20 20 20 2.3 9.1 19.2 20 20 322 B K 2.8 .8 6.2 3.3 20 8.4 20 1.8 0.8 16.3 3.0 4.6 50 2.7 12.7 .5 2.0 0 20 323 B V .54.4 8.8 7.6 20 9.8 20 5.4 9.2 20 6.0 9.2 50 9.8 19.44.82-7 0 20 20 324 B S 0.5 2.5 1.4 0.6 0.4 5.2 2.7 3.5 0 0.2 2.4 1.3 11.1 1.0 2.7 0.9 1.2 3.4 2.5 1.2 325 B N 4.15.5 6.9. 5.7 20 9.6 20 1.0 10.511.217.0 0.4 11.5 5.5 16.5 3.1 0 2.1 326 B K 0-92.811.8 1.8 2.6 4.4 2.5 4.2 1.3 2.9 3.5 0.1 0 1.2 11.3 .7 2.4 3.4 6.4 2.4 3278A114.4 6.1 3.210.37.44.07.02.82.54.53.9 20 3.53.71.4 0 2.810.312.2 328 B L 4.7 .4 6.6 3.3 20 9.8 20 50 4.1 0 15.1 6.0 50 3.7 6.2 5.518.4 50 20 50 329 B P .6 2.1 0.9 1.0 3.8 3.2 2.8 2.2 1.3 2.4 3.2 0 0.4 63 0.9 0 0.6 1.6 6.4 3.7 30 B TA A 1.8 1.5 1.213. 13-312.712.1 1.3 1. 3.0 0 20 0.6 1.3 .1 0.311.8 16.013.71 Table 60 (continued) Pos WT A C D E F G H I K L M N P 0 R S T V W Y
3316 P 1.6 3.6 7.8 10.617.3 6.5 4.618.9 7.7113.6 6.3 5.7 0 8.3 7.7 1.7 5.3 5.216.5 8.0 332 B I 2.0 3.0 2.6 0.9 5.8 6.9 2.6 0 2.110.1 2.5 2.6 50 0 2.4 2.3 1.3"0.9115.3 6.6 333 B E 2.22.82.7 0 8.1 6.4 7.8 3.4 3.6 6.1 3.3 2.6 3.6 1.2 3.0 2.4 1.4 4.9 8.4 8.8 33413 K 2.23.44.2 2.1 10.47.24.11.71.8 3.1 2.92.6 2.8 1.5 0 2.71.61.4 5.5 10.8 335 B T 0.5 1.1 1.9 0.8 4.8 4.6 4.4 0.510.3 3.7 2.20.811.7 1.7 0.6 0.6 0 0.8 5.2 5.1 336B I 0.7 1.512.5 1.0 18.4 5.0 5A0.1 1.9 4. 11.91.5 20 0 3.0 1.5 0.5Ø4 14.2 19.6 337 8 S 0.4 1.1 4.9 10.6 20 3.4 20 50 7 99 11.0 5.1 3.6 12.8 6.2 7.0 0 4.6 50 3388 K 4.5 8.2 7.4 8.0 20 9.6 20 5.3 0 2.0 5.76.0 5.8 6.8 4.9 5.4 6.4 6.7 20 339 B A 1.52 .83.0 2.1 2.4 5.5 3.3 0 0.4 0.2 2.8 1.4 1.5 0.9 0.7 1.511.1 0.5 6.6 2.6 3408 K 1.02.71.7 1.3 1.7 13.7 2.1 2.0 2.1 1.90.6 1.0 0 1.00.21.02.3 7.0 1.8 SPAT" technology; 1 DN2 template structure; + carbohydrate [204] The results of the design calculations presented above in Tables 1 - 60 were used to construct a series of Fc variant libraries for experimental production and screening. Experimental libraries were designed in successive rounds of computational and experimental screening. Design of subsequent Fc libraries benefitted from feedback from prior libraries, and thus typically comprised combinations of Fc variants that showed favorable properties in the previous screen. The entire set of Fc variants that were constructed and experimentally tested is shown in Table 61. In this table, row 1 lists the variable positions, and the rows that follow indicate the amino acids at those variable positions for WT and the Fc variants. For example, variant 18 has the following four mutations:
F241 E, F243Y, V262T, and V264R. The variable position residues that compose this set of Fc variants are illustrated structurally in Figure 4, and are presented in the context of the human IgG1 Fc sequence in Figure 5.

Table 61 Variant Substitutions Variant Substitution(s) 23 L328M/1332E' 72 L3280/1332E

28 .P244H1P245A1P247V 77 V2401 47 S239E/D265N 93 S239E/13321) Table 61 (continued) Variant Substitution(s) Variant Substitution(s) 1.10 1332E/V2641/A330L 155 A330V

136 V240M 181 .V2641/1332E/S239E/A330Y

Table 61 (continued) Variant Substitution(s) Variant Substitution(s) 224 P230AfE233D/1332E 269 S324L

Table 61 (continued) Variant Substitution(s) Variant Substitution(s) [205] Example 2: Experimental production and screening of Fc libraries The majority of experimentation on the Fc variants was carried out in the context of the anti-cancer antibody alemtuzumab (Campath , a registered trademark of Ilex Pharmaceuticals LP).
Alemtuzumab binds a short linear epitope within its target antigen CD52 (Hale et al., 1990, Tissue Antigens 35:118-127; Hale, 1995, lmmunotechnology 1:175-187). Alemtuzumab has been chosen as the primary engineering template because its efficacy is due in part to its ability to recruit effector cells (Dyer et al-, 1989, Blood 73:1431-1439; Friend et al., 1991, Transplant Proc 23:2253-2254; Hale et al., 1998, Blood 92:4581-4590; Glennie et aL, 2000, Immuno! Today 21:403-410), and because production and use of its antigen in binding assays are relatively straightforward. In order to evaluate the optimized Fc variants of the present invention in the context of other antibodies, select Fc variants were evaluated in the anti-CD20 antibody rituximab (Rituxan , a registered trademark of IDEC
Pharmaceuticals Corporation), the anti-Her2 antibody trastuzumab (Herceptin , a registered trademark of Genentech), and the anti-EGFR antibody cetuximab (Erbitux , a registered trademark of Imclone). The use of alemtuzumab, rituximab, and trastuzumab for screening purposes is not meant to constrain the present invention to any particular antibody.

[206] The IgGI full length light (VL-CL) and heavy (VH-Cy1-Cy2-Cy3) chain antibody genes for alemtuzumab, rituximab, and trastuzumab were constructed with convenient end restriction sites to facilitate subdoning. The genes were ligated into the mammalian expression vector pcDNA3.lZeo (Invitrogen). The VH-Cy1-Cy2-Cy3 clone in pcDNA3.lzeo was used as a template for mutagenesis of the Fc region. Mutations were introduced into this clone using PCR-based mutagenesis techniques.
Fc variants were sequenced to confirm the fidelity of the sequence. Plasmids containing heavy chain gene (VH-Cyl -Cy2-Cy3) (wild-type or variants) were co-transfected with plasmid containing light chain gene (VL-C1) into 293T cells- Media were harvested 5 days after transfection.
Expression of immunoglobulin was monitored by screening the culture supernatant of transfectomas by western using peroxidase-conjugated goat-anti human IgG (Jackson ImmunoResearch, catalog # 109-035-088). Figure 6 shows expression of wild-type atemtuzumab and variants 1 through 10 in 293T cells.
Antibodies were purified from the supernatant using protein A affinity chromatography (Pierce, Catalog # 20334. Figure 7 shows results of the protein purification for WT
alemtuzumab. Antibody Fc variants showed similar expression and purification results to WT. Some Fc variants were deglycosylated in order to determine their solution and functional properties in the absence of carbohydrate. To obtain deglycosylated antibodies, purified alemtuzumab antibodies were incubated with peptide-N-glycosidase (PNGase F) at 37 C for 24h. Figure 8 presents an SDS PAGE gel confirming deglycosylation for several Fc variants and WT atemtuzumab.

[207] In order to confirm the functional fidelity of alemtuzumab produced under these conditions, the antigenic CD52 peptide, fused to GST, was expressed in E.coli BL21 (DE3) under IPTG induction.
Both un-induced and induced samples were run on a SOS PAGE gel, and transferred to PVDF
membrane. For western analysis, either alemtuzumab from Sotec (final concentration 2.5ng/ul) or media of transfected 293T cells (final alemtuzumab concentration about 0. 1 -0.2ng/ul) were used as primary antibody, and peroxidase-conjugated goat-anti human lgG was used as secondary antibody.
Figure 9 presents these results. The ability to bind target antigen confirms the structural and functional fidelity of the expressed alemtuzumab. Fc variants that have the same variable region as WT alemtuzumab are anticipated to maintain a comparable binding affinity for antigen.

[208] In order to screen for Fc/FcyR binding, the extracellular regions of human V158 FcyRllla, human F158 FcyRllla, human FcyRllb, human FcyRlla, and mouse FcyRIII, were expressed and purified. Figure 10 presents an SDS PAGE gel that shows the results of expression and purification of human V158 FcyRIIIa. The extracellular region of this receptor was obtained by PCR from a clone obtained from the Mammalian Gene Collection (MGC:22630). The receptor was fused with glutathione S-Transferase (GST) to enable screening. Tagged FcyRllia was transfected in 293T cells, and media containing secreted FcyRllla were harvested 3 days later and purified. For western analysis, membrane was probed with anti-GST antibody.

[209] Binding affinity to FcyRllIa and FcyRlIb was measured for all designed Fc variants using an AlphaScreen' assay (Amplified Luminescent Proximity Homogeneous Assay (ALPHA), PerkinElmer, Wellesley, MA), a bead-based non-radioactive luminescent proximity assay.
Laser excitation of a donor bead excites oxygen, which if sufficiently close to the acceptor bead generates a cascade of chemiluminescent events, ultimately leading to fluorescence emission at 520-620 nm. The AlphaScreenTM' assay was applied as a competition assay for screening Fc variants. WT
alemtuzumab antibody was biotinylated by standard methods for attachment to streptavidin donor beads, and GST-tagged FcyR was bound to glutathione chelate acceptor beads. In the absence of competing Fc variants, WT antibody and FcyR interact and produce a signal at 520-620 nm. Addition of untagged Fc variant competes with the WT Fc/FcyR interaction. reducing fluorescence quantitatively to enable determination of relative binding affinities- All Fc variants were screened for V158 FcyRllla binding using the AlphaScreenT"" assay. Fc variants were screened in the context of either alemtuzumab or trastuzumab, and select Fc variants were also screened in the context of rituximab and cetuximab. Select Fc variants were subsequently screened for binding to FcyRllb, as well as other FcyRs and Fc ligands.

[210] Figure 11 shows AlphaScreenTM data for binding to human V158 FcyRllla by select Fc variants. The binding data were normalized to the maximum and minimum luminescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively.
The data were fit to a one site competition model using nonlinear regression, and these fits are represented by the curves in the figure. These fits provide the inhibitory concentration 50% (IC50) (i.e. the concentration required for 50% inhibition) for each antibody, illustrated by the dotted lines in Figure 11, thus enabling the relative binding affinities of Fc variants to be quantitatively determined.
Here, WT alemtuzumab has an 1C50 of (4.63x10_9 )x(2) = 9.2 nM, whereas S239D
has an IC50 of (3.98x10-10)x(2) = 0.8.nM. Thus S239D alemtuzumab binds 9.2 nM / 0.8 nM =
11.64-fold more tightly than WT alemtuzumab to human V158 FcyRllla. Similar calculations were performed for the binding of all Fc variants to human V158 FcyRllla. Select Fc variants were also screened for binding to human FcyRllb, and examples of these AlphaScreenT"' binding data are shown in Figure 12. Table 62 presents the fold-enhancement or fold-reduction relative to the parent antibody for binding of Fc variants to human V158 FcyRllla (column 3) and human FcyRllb (column 4), as determined by the AlphaScreen T" assay. For these data, a fold above 1 indicates an enhancement in binding affinity, and a fold below I indicates a reduction in binding affinity relative to WT
Fc. Data for 1-206 and 217-218 were obtained in the context of alemtuzumab, except for those indicated with an asterix (*), which were tested in the context of trastuzumab. All data for 207-216 and 219-303 were obtained in the context of trastuzumab.

Table 62 Variant Substitution(s) FcyRllla FcyRllb Fcyllla-fold :
Fold Fold Fcyllb-fold 1 V264A 0.53 2 V264L 0.56 3 V2641 1.43 4 F241 W 0.29 F241 L 0.26 6 F243W 0.51 7 F243L 0.51 8 F241 UF243LN2621N2641 0.09 9 F241W/F243W 0.07 F241W/F243W1V262A1V264A 0.04 11 F241 LN2621 0.06 12 F243LN2641 1.23 13 F243LN2621N264W 0.02 14 F241 Y/F243YN262TN264T 0.05 F241E/F243RN262EN264R 0.05 16 F241 E/F243QN262TN264E 0.07 17 F241 R/F243QN262TN264R 0.02 18 F241 E/F243YN262TN264R 0.05 19 L328M 0.21 L328E 0.12 21 L328F 0.24 _ 22 1332E 6.72 3.93 1.71 23 L328M/1332E 2.60 24 P244H 0.83 P245A 0.25 26 P247V 0.53 27 W313F 0.88 28 P244H/P245A/P247V 0.93 29 P247G 0.54 V2641/1332E 12.49 1.57* 7.96 31 F241 E/F243RN262EN264R/1332E 0.19 34 F241 E/F243YN262TN264R/1332E 0.10 S298A 2.21 36 S298A/1332E 21.73 37 S298A/E333A/K334A 2.56 41 S239E/1332E 5.80 3.49 1.66 42 S2390/1332E 6.60 4.68 1.41 43 S239E 10.16 44 . D265G <0.02 D265N <0.02 46 S239E/D265G <0.02 47 S239E/D265N 0.02 48 S239E/D265Q 0.05 49 Y296E 0.73 1.11 0.66 Y296Q 0.52 0.43 1.21 '52620-2D

Table 62 (continued) FcyRllla FcYRIIb Fcyllla-fold :
Variant Substitution(s) Fold Fold Fcyllb-fold 51 S298T 0.94 <0.02 52 S298N 0.41 <0.02 53 T2991 <0.02 54 A327S 0.23 0.39 0.59 55 A327N 0.19 1.15 0.17 56 S267Q/A327S 0.03 57 S267UA327S <0.02 58 A327L 0.05 59 P329F <0.02 60 A330L 0.73 0.38 1.92 61 A330Y 1.64 0.75 2.19 62 1332D 17.80 3.34 5.33 63 N297S <0.02 64 N2970 <0.02 65 N297S/1332E <0.02 66 N297D/1332E 0.08 <0.02 67 N297E/1332E <0.02 68 D265Y/N297D/1332E <0.02 69 D265Y/N297D/T299U1332E <0.02 70 D265F/N297E/1332E <0.02 71 L3281/1332E 7.03 72 L328Q/1332E 1.54 73 1332N 0.39 74 1332Q 0.37 75 V264T 2.73 76 V264F 0.16 77 V2401 3.25 78 V2631 0.10 79 V2661 1.86 80 T299A 0"03 81 T299S 0.15 82 T299V <0.02 83 N325Q <0.02 84 N325L <0.02 85 N3251 <0.02 86 S239D 11.64 4.47` 2.60 87 S239N <0.02 88 S239F 0.22 <0.02 89 S2390/13320 14.10 90 S2390/1332E 56.10 19.71 * 2.85 91 S239D/1332N 7:19 92 S239D/1332Q 9.28 93 S239E/13320 9.33 94 S239E/1332N 11.93 95 S239E/1332Q 3.80 96 S239N/1332D 3.08 97 S239N/1332E 14.21 98 S239N/1332N 0.43 ,52620-2D

Table 62 (continued) Variant Substitution(s) FcyRllla FcyRllb Fcylila-fold :
Fold Fold Fcyllb-fold 99 S239N/1332Q 0.56 100 S239Q11332D 5.05 101 S239Q/1332N 0.39 102 S239Q/1332Q 0.59 103 K326E 3.85 104 Y296D 0.62 105 Y296N 0.29 N297D/1332E 0.15 107 A330Y/1332E 12.02 4.40 2.73 108 V2641/A330Y/1332E 12.00 3.54 3.39 109 A330U1332E 10.34 2.03 5.09 110 V2641/A330U1332E 11.15 1.79 6.23 111 L234D 0.21 112 L234 E 1.34 2.21 0.61 113 L234N 0.56 1.39 0.40 114 L234Q 0.37 115 L234T 0.35 116 L234H 0.33 117 L234Y 1.42 1.08 1.31 118 L2341 1.55 1.14 1.36 119 L234V 0.38 120 L234F 0.30 121 L235D 1.66 3.63 0.46 122 L235S 1.25 123 L235N 0.40 124 L235Q 0.51 125 L235T 0.52 126 L235H 0.41 127 L235Y 1.19 10.15 0.12 128 L2351 1.10 0.94 1.17 129 L235V 0.48 130 L235F 0.73 3.53 0.21 131 S239T 1.34 132 S239H 0.20 133 S239Y 0.21 134 V240A 0.70 0.14 5.00 136 V240M 2.06 1.38 1.49 138 V263T 0.43 139 V263M 0.05 140 V264M 0.26 141 V264Y 1.02 0.27 3.78 142 V266A <0.02 143 V266T 0.45 144 V266M 0.62 145 E269H <0.02 146 E269Y 0.12 Table 62 (continued) FCyRUla FcyRllb Fcyllla-fold :
Variant Substitution(s) Fold Fold Fcyllb-fold 147 E269F 0.16 148 E269R 0.05 149 Y296S 0.12 150 Y296T <0.02 151 Y296L 0.22 152 Y2961 0.09 153 A298H 0.27 154 T299H <0.02 155 A330V 0.43 156 A3301 1.71 0.02 85.5 157 A330F 0.60 158 A330R <0.02 159 A330H 0.52 160 N325D 0.41 161 N325E <0.02 162 N325A 0.11 163 N325T 1.10 164 N325V 0.48 165 N325H 0.73 166 L328D/1332E 1.34 167 L328E/1332E 0.20 168 L328NI1332E <0.02 169 L328011332E 0.70 170 L328V/1332E 2.06 171 L328T/1332E 1.10 172 L328H/1332E <0.02 173 L3281/1332E 3.49 174 L328A 0.20 175 1332T 0.72 176 1332H 0.46 177 1332Y 0.76 178 1332A 0.89 179 S239EN2641/1332E 15.46 180 S2390N2641/1332E 2.14 181 S239EN2641/A330Y/1332E 8.53 183 S2390/N297D/1332E 0.28 184 S239E/N297D/1332E 0.06 185 S239D/D265V/N297D/1332E 0.03 186 S239D/02651/N297D/1332E 0.01 187' S239D/0265UN297D/1332E <0.02 188 S239D/0265F/N297D/1332E <0.02 189 S2390/D265Y/N297D/1332E 0.02 190 S239D/D265H/N297D/1332E 0.04 191 S239D/D265T/N297D/1332E <0.02 192 V264E/N297D/1332E 0.05 194 Y296E/N297D/1332E <0.02 Table 62 (continued) FcyRilla FcyRllb Fcyllla fold :
Variant Substitution(s) Fold Fold Fcyllb-fold 195 Y296N/N297D/1332E 0.04 196 Y296Q/N297D11332E <0.02 197 Y296H/N2970/1332E <0.02 198 Y296T/N297D/1332E <0.02 199 N297D/T299V/1332E <0.02 200 N297D/T2991/1332E <0.02 201 N297D/T299U1332E <0.02 202 N297D/T299F/1332E <0.02 203 N297D/T2991-l/1332E <0.02 204 N297D/T299E/1332E <0.02 205 N297D/A330Y/1332E 0.43 206 N297D/S298A/A330Y/1332E 0.16 207 S239D/A330Y/1332E 129.58 208 S239N/A330Y/1332E 14.22 209 S239D/A330U1332E 138.63 7.50 18.48 210 S239N/A330U1332E 12.95 211 V2641IS298AII332E 16.50 212 S239D/S298A/1332E 295.16 6.16 47.92 213 S239N/S298A/1332E 32.14 5.15 6.24 214 S239DN2641/1332E 36.58 14.39 2.54 217 L328N 0.59 218 L328H <0.02 219 S239D/1332E/A3301 59.1 221 P230A 1.09 222 E233D 0.85 223 P230AIE233D 0.92 224 P230A/E2330/1332E 1.87 229 E269T <0.02 230 E269L <0.02 231 E269N <0.02 232 D270Q <0.02 233 D270T <0.02 234 D270H <0.02 238 E272Y 8.70 239 V2731 0.79 240 K274T 1.41 241 K274E 6.11 242 K274R 1.41 243 K274L 1.09 244 K274Y 1.06 245 F275W 1.11 Table 62 (continued) 1FcyRHIa FcyRllb Fcyllla-fold :
Variant Substitution(s) Fold Fold Fcyllb-fold 246 N276S 0.41 247 N276E 0.87 248 N276R 0.66 249 N276L 1.07 250 N276Y 0.56 251 Y278T 1.87 252 Y278E 0.90 254 Y278W 0.41 255 E283R 0.67 256 V3021 1.01 257 E318R 1.06 263 V3231 0.83 265 S3240 1.07 266 S324R 0.71 267 S3241 1.15 268 S324V 1.17 269 S324L <0.02 270 S324Y 0.98 272 K3261 1.43 273 K326T 1.88 274 A3270 <0.02 275 A327T <0.02 281 E333T 0.78 282 E333H 0.75 288 T335D 2.79 289 T335R 2.58 290 T335Y 1.56 291 L2341/L235D 0.07 292 V2401N2661 1.72 293 S239D/A330Y/1332E/L2341 22.39 294 S2390/A330Y/1332E/L235D 7.04 295 8239D/A330Y/1332EN2401 27.97 Table 62 (continued) FcyRllla FcyRllb Fcyllla-fold :
Variant Substitution(s) Fold Fold Fcyllb-fold 296 S239D/A330Y/1332EN264T 17.72 298 S239D/A330Y/1332E/K326E 64.14 299 S239D/A330Y/1332E/K326T 59.03 300 S239D/N297D/1332E1A330Y <0.02 301 F241S/F243HN262TN264T <0.02 [211] Example 3: Selectively enhanced binding to FcyRs A number of promising Fc variants with optimized properties were obtained from the FcyRllla and FcyRllb screen. Table 62 provides Fc variants that bind more tightly to FcyRllla, and thus are candidates for improving the effector function of antibodies and Fc fusions.
These include a number of variants that comprise substitutions at 239. 264. 272, 274, 330. and 332.
Figures 13a and 13b show AlphaScreenTm binding data for some of these Fc variants. The majority of these Fc variants provide substantially greater FcyRllla binding enhancements over S298A/E333A/K334A.

J2121 Select Fc variants were screened in the context of multiple antibodies in order to investigate the breadth of their applicability. AlphaScreen m data for binding of select Fc variants to human V158 FcyRllla in the context of trastuzumab, rituximab, and cetuximab are shown in Figures 14a, 14b. 15a, and 15b. Together with the data for alemtuzumab in Figure 13, the results indicate consistent binding enhancements regardless of the antibody context, and thus that the Fc variants of the present invention are broadly applicable to antibodies and Fc fusions.

[213] Fc variants have been obtained that show differentially enhanced binding to FcyRllla over FcyRllb. As discussed, optimal effector function may result from Fc variants wherein affinity for activating FcyRs is greater than affinity for the inhibitory FcyRllb.
AlphaScreenTM data directly comparing binding to FcyRllla and FcyRllb for two Fc variants with this specificity profile are shown in Figures 16a and 16b. This concept can be defined quantitatively as the fold-enhancement or -reduction of the activating FyR (Table 62, column 3) divided by the fold-enhancement or -reduction of the inhibitory FcyR (Table 62, column 4), herein referred to as the FcyRllla-fold:FcyRllb-fold ratio.
This value is provided in Column 5 in Table 62. Table 62 shows that Fc variants provide this specificity profile, with a FcyRllla-fold:FcyRllb-fold ratio as high as 86:1.

[214] Some of the most promising Fc variants of the present invention for enhancing effector function have both substantial increases in affinity for FcyRllla and favorable FcyRllla-fold:FcyRllb-fold ratios. These include, for example, S239D/1332E (FcyRllla-fold = 56, FcyRllla-fold:FcyRllb-fold = 3), S239D/A330Y/1332E (FcyRllla-fold = 130), S239D/A33OU1332E (FcyRilla-fold =
139, FcyRllla-fold:FcyRllb-fold = 18), and S239D/S298A/1332E (FcyRllla-fold = 295, FcyRllla-fold:FcyRllb-fold = 48).
Figure 17 shows AlphaScreenT"" binding data for these and other Fc variants to human V158 FcyRllla [215] Because there are a number of FcyRs that contribute to effector function, it may be worthwhile to additionally screen Fc variants against other receptors. Figure 18 shows AlphaScreenm data for binding of select Fc variants to human R131 FcyRlla. As can be seen, those aforementioned variants with favorable binding enhancements and specificity profiles also show enhanced binding to this activating receptor. The use of FcyRllla. FcyRllb, and FcyRllc for screening is not meant to constrain experimental testing to these particular FcyRs; other FcyRs are contemplated for screening, including but not limited to the myriad isoforms and allotypes of FcyRI, FcyRll, and FcyRlll from humans, mice, rats, monkeys, and the like, as previously described.

[216] Taken together, the FcyR binding data provided in Figures 11 - 18 and Table 62 indicate that a number of substitions at positions 234, 235, 239, 240, 243, 264, 266, 272, 274, 278, 325, 328, 330, and 332 are promising candidates for improving the effector function of antibodies and Fc fusions.
Because combinations of some of these substitutions have typically resulted in additive or synergistic binding improvements, it is anticipated that as yet unexplored combinations of the Fc variants provided in Table 62 will also provide favorable results. Thus all*combinations of the Fc variants in Table 62 are contemplated. Likewise, combinations of any of the Fc variants in Table 62 with other discovered or undiscovered Fc variants may also provide favorable properties, and these combinations are also contemplated. Furthermore, it is anticipated from these results that other substitutions at positions 234, 235, 239, 240, 243, 264, 266, 325, 328, 330, and 332 may also provide favorable binding enhancements and specificities, and thus substitutions at these positions other than those presented in Table 62 are contemplated.

[217] Example 4: Reduced binding to FcyRs As discussed, although there is a need for greater effector function, for some antibody therapeutics, reduced or eliminated 'effector function may be desired. Several Fc variants in Table 62 substantially reduce or ablate FcyR binding, and thus may find use in antibodies and Fc fusions wherein effector function is undesirable. AlphaScreenT"' binding data for some examples of such variants are shown in Figures 19a and 19b. These Fc variants, as well as their use in combination, may find use for eliminating effector function when desired, for example in antibodies and Fc fusions whose mechanism of action involves blocking or antagonism but not killing of the cells bearing target antigen.
[218] Example 5: Aglycosylated Fc variants As discussed, one goal of the current experiments was to obtain optimized aglycosylated Fc variants.
Several Fc variants provide significant progress towards this goal. Because it is the site of glycosylation, substitution at N297 results in an aglycosylated Fc_ Whereas all other Fc variants that comprise a substitution at N297 completely ablate FciR binding, N297D/1332E
has significant binding affinity for FcyRllla, shown in Table 62 and illustrated in Figure 20. The exact reason for this result is uncertain in the absence of a high-resolution structure for this variant, although the computational screening predictions suggest that it is potentially due to a combination of new favorable Fc/FcyR
interactions and favorable electrostatic properties. Indeed other electrostatic substitutions are envisioned for further optimization of aglycosylated Fc_ Table 62 shows that other aglycosylated Fc variants such as S239D/N297D11332E and N297DIA330YI1332E provide binding enhancements that bring affinity for FcyRllla within 0.28- and 0.43-fold respectively of glycosylated WT alemtuzumab.
Combinations of these variants with other Fc variants that enhance FcyR
binding are contemplated, with the goal of obtaining aglycosylated Fc variants that bind one or more FcyRs with affinity that is approximately the same as or even better than glycosylated parent Fc. An additional set of promising Fc variants provide stability and solubility enhancements in the absence of carbohydrate. Fc variants that comprise substitutions at positions 241, 243. 262, and 264. positions that do not mediate FyR
binding but do determine the interface between the carbohydrate and Fc, ablate FyR binding, presumably because they perturb the conformation of the carbohydrate. In deglycosylated form, however, Fc variants F241 E/F243RN262E/V264R, F241 E/F243QN262TN264E, F241 R/F243QN262TN264R. and F241 EIF243YN262TN264R show stronger binding to FcyRllla than in glycosylated form, as shown by the AlphaScreenTm data in Figure 21.
This result indicates that these are key positions for optimization of the structure, stability, solubility, and function of aglycosylated Fc. Together these results suggests that protein engineering can be used to restore the favorable functional and solution properties of antibodies and Fc fusions in the absence of carbohydrate, and pave the way for aglycosylated antibodies and Fc fusions with favorable solution properties and full functionality that comprise substitutions at these and other Fc positions.
[2191 Example 6. Affinity of Fc variants for polymorphic forms of FcyRllla As discussed above, an important parameter of Fc-mediated effector function is the affinity of Fc for both VI 58 and F158 polymorphic forms of FcyRllla. AlphaScreenTm data comparing binding of select variants to the two receptor allotypes are shown in Figure 22a (V158 FcyRllla) and Figure 22b (F158 FcyRllla). As can be seen, all variants improve binding to both FcyRllla allotypes. These data indicate that those Fc variants of the present invention with enhanced effector function will be broadly applicable to the entire patient population, and that enhancement to clinical efficacy will potentially be greatest for the low responsive patient population who need it most.

[220] The FcyR binding affinities of these Fc variants were further investigated using surface Plasmon Resonance (SPR) (Biacore, Uppsala, Sweden). SPR is a sensitive and extremely quantitative method that allows for the measurement of binding affinities of protein-protein interactions, and has been used to effectively measure Fc/FcyR binding (Radaev et at, 2001, J Bio!
Chem 276:16478-16483). SPR thus provides an excellent complementary binding assay to the AlphaScreenTM assay. His-tagged V158 FcyRllla was immobilized to an SPR chip, and WT and Fc variant alemtuzumab antibodies were flowed over the chip at a range of concentrations. Binding constants were obtained from fitting the data using standard curve-fitting methods. Table 63 presents dissociation constants (Kd) for binding of select Fc variants to V158 FcyRllla and F158 FcyRllla obtained using SPR, and compares these with IC50s obtained from the AlphaScreen"" assay. By dividing the Kd and IC50 for each variant by that of WT alemtuzumab, the fold-improvements over WT
(Fold) are obtained.

Table 63 SPR SPR AlphaScreenm AIphaScreenTM' F Rtlla FcyRllla V158 FcyRllla F158 FcyRllla Kd Fold Kd Fold IC50 Fold IC50 Fold nM nM (nM) nM
WT 68 730 6.4 17.2 V2641 64 1.1 550 1.3 4.5 1.4 11.5 1.5 1332E 31 2.2 72 10.1 1.0 6.4 2.5 6.9 V2641/1332E 17 4.0 52 14.0 0.5 12.8 1.1 15.6 S298A 52 1.3 285 2.6 2.9 2.2 12.0 1.4 K3 39 1.7 156 4.7 2.5 2.6 7.5 2.3 [2211 The SPR data corroborate the improvements to FcyRllla affinity observed by AlphaScreen TM' assay. Table 63 further indicates the superiority of V2641/1332E and 1332E
over S298A and S298A/E333A/K334A; whereas S298AIE333AIK334A improves Fc binding to V158 and F158 FcyRllla by 1.7-fold and 4.7-fold respectively, 1332E shows binding enhancements of 2.2-fold and 10.1-fold respectively, and V264111332E shows binding enhancements of 4.0-fold and 14-fold respectively. Also worth noting is that the affinity of V2641/1332E for F158 FcyRllta (52 nM) is better than that of WT for the V158 allotype (68 nM), suggesting that this Fc variant, as well as those with even greater improvements in binding, may enable the clinical efficacy of antibodies for the low responsive patient population to achieve that currently possible for high responders. The correlation between the SPR
and AlphaScreenTM binding measurements are shown in Figures 23a - 23d. Figures 23a and 23b show the Kd - IC50 correlations for binding to VI58 FcyRllla and F158 FcyRllla respectively, and Figures 23c and 23d show the fold-improvement correlations for binding to V158 FcyRllla and F158 FcyRllla respectively. The good fits of these data to straight lines (r2 =
0.9, r2 = 0.84, r2 = 0.98, and r2 = 0.90) support the accuracy the AlphaScreen"'" measurements, and validate its use for determining the relative FcyR binding affinities of Fc variants.

[222] SPR data were also acquired for binding of select trastuzumab Fc variants to human V158 FcyRllla, F158 FcyRllla, and FcyRIIb_ These data are shown in Table 64. The Fe variants tested show substantial binding enhancements to the activating receptor FcyRllla, with over 100-fold tighter binding observed for interaction of S239D/1332E/S298A with F158 FcyRllla.
Furthermore, for the best FcyRllla binders, F158 FcyRllla/FcyRllb ratios of 3 - 4 are observed.

Table 64 SPR SPR SPR
V158 F Rllla F158 Rllla Fc Rllb nM Fold nM Fold InM Fold WT 363.5 503 769 V2641/1332E 76.9 4.7 252 2.0 756 1.0 V2641/1332E/ 113.0 3.2 88 5.7 353 2.2 S239D11332E/ 8.2 44.3 8.9 56.5 46 16.7 S239D/1332E/ 8.7 41.8 4.9 102.7 32 24.0 S239D/1332E/ 12.7 28.6 6.3 79.8 35 22.0 [223] Example 7. ADCC of Fc variants In order to determine the effect on effector function, cell-based ADCC assays were performed on select Fc variants. ADCC was measured using the DELFIA EuTDA-based cytotoxicity assay (Perkin Elmer, MA) with purified human peripheral blood monocytes (PBMCs) as effector cells. Target cells were loaded with BATDA at 1 x106 cells/nil, washed 4 times and seeded into 96-well plate at 10,000 cells/well. The target cells were then opsonized using Fc variant or WT
antibodies at the indicated final concentration. Human PBMCs, isolated from buffy-coat were added at the indicated fold-excess of target cells and the plate was incubated at 37 C for 4 his. The co-cultured cells were centrifuged at 500xg, supernatants were transferred to a separate plate and incubated with Eu solution, and relative fluorescence units were measured using a Packard Fusion TM' a-FP HT reader (Packard Biosciences, IL). Samples were run in triplicate to provide error estimates (n=3, }/-S.D.). PBMCs were allotyped for the V158 or F158 FcyRllla allotype using PCR.

[224] ADCC assays were run on Fc variant and WT alemtuzumab using DoHH-2 lymphoma target cells. Figure 24a is a bar graph showing the ADCC of these proteins at 10 ng/ml antibody. Results show that alemtuzumab Fc variants 1332E, V2641, and 1332EN2641 have substantially enhanced ADCC compared to WT alemtuzumab, with the relative ADCC enhancements proportional to their binding improvements to FcyRIIIa as indicated by AlphaScreen'M assay and SPR.
The dose dependence of ADCC on antibody concentration is shown in Figure 24b. The binding data were normalized to the minimum and maximum fluorescence signal for each particular curve, provided by the baselines at low and high antibody concentrations respectively. The data were fit to a sigmoidal dose-response model using nonlinear regression, represented by the curve in the figure. The fits enable determination of the effective concentration 50% (EC50) (i.e. the concentration required for 50% effectiveness), which provides the relative enhancements to ADCC for each Fc variant. The EC50s for these binding data are analogous to the IC50s obtained from the AlphaScreenM
competition data, and derivation of these values is thus analogous to that described in Example 2 and Figure 11. In Figure 24b, the log(EC50)s. obtained from the fits to the data, for WT, V2641/1332E, and S239D/1332E alemtuzumab are 0.99, 0.60, and 0.49 respectively, and therefore their respective EC50s are 9.9, 4.0, and 3Ø Thus V2641/1332E and S239E/1332E provide a 2.5-fold and 3.3-fold enhancement respectively in ADCC over WT alemtuzumab using PBMCs expressing heterozygous V158/F158 FcyRIIIa. These data are summarized in Table 65 below.

Table 65 log(EC50) EC50 (ng/ml) Fold Improvement Over WT
F WT 0.99 9.9 V264111332E 0.60 - 4.0 2.5 S239D/1332E 0.49 3.0 3.3 [2251 In order to determine whether these ADCC enhancements are broadly applicable to antibodies, select Fc variants were evaluated in the context of trastuzumab and rituximab. ADCC
assays were run on Fc variant and WT trastuzumab using two breast carcinoma target cell lines BT474 and Sk-Br-3. Figure 25a shows a bar graph illustrating ADCC at 1 ng/ml antibody. Results indicate that V2641 and V2641/1332E trastuzumab provide substantially enhanced ADCC compared to WT trastuzumab, with the relative ADCC enhancements proportional to their binding improvements to FcyRllla as indicated by AlphaScreenTM' assay and SPR. Figures 25b and 25c show the dose dependence of ADCC on antibody concentration for select Fc variants. The EC50s obtained from the fits of these data and the relative fold-improvements in ADCC are provided in Table 66 below.
Significant ADCC improvements are observed for 1332E trastuzumab when combined with A330L and A330Y. Furthermore, S239D/A330U1332E provides a substantial ADCC enhancement, greater than 300-fold for PBMCs expressing homozygous F1581F158 FcyRIIIa, relative to WT
trastuzumab and S298AIE333A/K334A, consistent with the FcyR binding data observed by the AlphaScreen"m assay and SPR.

Table 66 log(EC50) EC50 (nglml) Fold Improvement Over WT
Figure 25b WT 1.1 11.5 1332E 0.34 2.2 5.2 A330Y/1332E -0.04 0.9 12.8 A330U1332E 0.04 1.1 10.5 Figure 25d WT -0.15 0.71 S298A/E333A/K334A -0.72 0.20 3.6 S239DIA330UI332E -2.65 0.0022 323 [2261 ADCC assays were run on V2641/1332E, WT, and S298ND333A/K334A rituximab using WIL2-S lymphoma target cells. Figure 26a presents a bar graph showing the ADCC
of these proteins at 1 ng/ml antibody. Results indicate that V264111332E rituximab provides substantially enhanced ADCC relative to WT rituximab, as well as superior ADCC to S298ND333A/K334A.
consistent with the FcyRllla binding improvements observed by AlphaScreen7"' assay and SPR.
Figures 26b and 26c show the dose dependence of ADCC on antibody concentration for select Fc variants. The EC50s obtained from the fits of these data and the relative fold-improvements in ADCC are provided in Table 67 below. As can be seen S239D/1332E/A330L rituximab provides greater than 900-fold enhancement in EC50 over WT for PBMCs expressing homozygous F1 58/F1 58 FcyRIlIa. The differences in ADCC enhancements observed for alemtuzumab, trastuzumab, and rituximab are likely due to the use of different PBMCs, different antibodies, and different target cell lines.

Table 67 log(EC50) EC50 (ng/ml) Fold Improvement Over WT
Fi ure 26b WT 0.23 1.7 S298A1E333A/K334A -0.44 0.37 4.6 V2641/1332E -0.83 0.15 11.3 Figure 26c WT 0.77 5.9 S239D/1332E1A330L -2.20 0.0063 937 [2271 Thus far, ADCC data has been normalized such that the lower and upper baselines of each Fc polypeptide are set to the minimal and maximal fluorescence signal for that specific Fc polypeptide, typically being the fluorescence signal at the lowest and highest antibody concentrations respectively. Although presenting the data in this matter enables a straightforward visual comparison of the relative EC50s of different antibodies (hence the reason for presenting them in this way), important information regarding the absolute level of effector function achieved by each Fc polypeptide is lost. Figures 27a and 27b present cell-based ADCC data for trastuzumab and rituximab respectively that have been normalized according to the absolute minimal lysis for the assay, provided by the fluorescence signal of target cells in the presence of PBMCs alone (no antibody), and the absolute maximal lysis for the assay, provided by the fluorescence signal of target cells in the presence of Triton X1000. The graphs show that the antibodies differ not only in their EC50, reflecting their relative potency, but also in the maximal level of ADCC
attainable by the antibodies at saturating concentrations, reflecting their relative efficacy.
Thus far these two terms, potency and efficacy, have been used loosely to refer to desired clinical properties. In the current experimental context, however, they are denoted as specific quantities, and therefore are here explicitly defined. By " otenc 'as used in the current experimental context is meant the EC50 of an antibody or Fc fusion. By "effica as used in the current experimental context is meant the maximal possible effector function of an antibody or Fc fusion at saturating levels.
In addition to the substantial enhancements to potency described thus far, Figures 27a and 27b show that the Fc variants of the present invention provide greater than 100% enhancements in efficacy over WT
trastuzumab and rituximab.

[2281 A critical parameter governing the clinical efficacy of anti-cancer antibodies is the expression level of target antigen on the surface of tumor cells. Thus a major clinical advantage of Fc variants that enhance ADCC may be that it enables the targeting of tumors that express lower levels of antigen. In To test this hypothesis, WT and Fc variant trastuzumab antibodies were tested for their ability to mediate ADCC against different cell lines expressing varying levels of the Her2/neu target antigen. ADCC assays were run with various cell lines expressing amplified to low levels of Her2/neu receptor, including Sk-Br-3 (1x106 copies), SkOV3 (-1x10), OVCAR3(-1x104), and MCF-7 (-3x103 copies), using the DELFIA EuTDA Cytotoxicity kit (PerkinElmer, Boston, MA).
Target cells were loaded with BATDA in batch for 25 minutes, washed multiple times with medium and seeded at 10,000 cells per well in 96-well plates. Target cells were opsonized for 15 minutes with various antibodies and concentrations (final conc. ranging from 100 ng/ml to .0316 ng/ml in V2 log steps, including no treatment control). Human PBMCs, isolated from buffy-coat and allotyped as homozygous F158/F158 FcyRIIIa were then added to opsonized cells at 25-fold excess and co-cultured at 37 C for 4 hrs. Thereafter, plates were centrifuged, supernatants were removed and treated with Eu3+ solution, and relative fluorescence units (correlating to the level of cell lysis) were measured using a Packard FusionTM a-FP HT reader (PerkinElmer, Boston, MA).
The experiment was carried out in triplicates. Figure 28 shows the ADCC data comparing WT and Fc variant trastuzumab against the four different Her2/neu` cell lines. The S239D/1332E
and S239D11332E/A330L variants provide substantial ADCC enhancements over WT
trastuzumab at high, moderate, and low expression levels of target antigen. This result suggests that the Fc variants of the present invention may broaden the therapeutic window of anti-cancer antibodies.

[229J Natural killer (NK) cells are a subpopulation of cells present in PBMCs that are thought to play a significant role in ADCC. Select Fc variants were tested in a cell-based ADCC assay in which natural killer (NK) cells rather than PBMCs were used as effector cells. In this assay the release of endogenous lactose dehydfogenase (LDH), rather than EuTDA, was used to monitor cell lysis. Figure 29 shows that the Fc variants show substantial ADCC enhancement when NK cells are used as effector cells. Furthermore, together with previous assays, the results indicate that the Fc variants of the present invention show substantial ADCC enhancements regardless of the type of effector cell or the detection method used.

[230J Example 8. ADCP of Fe Variants Another important FcyR-mediated effector function is ADCP. Phagocytosis of target cancer cells may not only lead to the immediate destruction of target cells, but because phagocytosis is a potential mechanism for antigen uptake and processing by antigen presenting cells, enhanced ADCP may also improve the capacity of the antibody or Fc fusion to elicit an adaptive immune response. The ability of the Fc variants of the present invention to mediate ADCP was therefore investigated. Monocytes were isolated from heterozygous V1 58/F158 FcyRlila PBMCs using a Percoll gradient- After one week in culture in the presence of 0.1 ng/ml, differentiated macrophages were detached with EDTA/PBS- and labeled with the lipophilic fluorophore. PKH26, according to the manufacturer's protocol (Sigma, St Louis, Mo). Sk-Br-3 target cells were labeled with PKH67 (Sigma, St Louis, Mo), seeded in a 96-well plate at 20,000 cells per well, and treated with designated final concentrations of 'WT or Fc variant trastuzumab. PKH26-labeled macrophages were then added to the opsonized, labeled Sk-Br-3 cells at 20,000 cells per well and the cells were co-cultured for 18 hrs before processing cells for analysis of dual label flow cytometry. Percent phagocytosis was determined as the number of cells co-labeled with PKH76 and PKH26 (macrophage + Sk-Br-3) over the total number of Sk-Br-3 in the population (phagocytosed + non-phagocytosed) after 10,000 counts. Figure 30 shows data comparing WT and Fc variant trastuzumab at various antibody concentrations. The results indicate that the S239D/1332E/A330L variant provides a significant enhancement in ADCP
over WT trastuzumab.

[231] Example 9. Complement binding and activation by Fc variants Complement protein C 1 q binds to a site on Fc that is proximal to the FcTR
binding site, and therefore it was prudent to determine whether the Fc variants have maintained their capacity to recruit and activate complement. The AlphaScreen I assay was used to measure binding of select Fc variants to the complement protein C1q. The assay was carried out with biotinylated WT
alemtuzumab antibody attached to-streptavidin donor beads as described in Example 2, and using Clq coupled directly to acceptor beads. Binding data of V2641, 1332E, S239E, and V2641/1332E rituximab shown in Figure 31a indicate that C1q binding is uncompromised. Cell-based CDC assays were also performed on select Fc variants to investigate whether Fc variants maintain the capacity to activate complement. Alamar Blue was used to monitor lysis of Fc variant and WT
rituximab-opsonized WIL2-S lymphoma cells by human serum complement (Quidel, San Diego, CA). The data in Figure 31 b show that CDC is uncompromised for the Fc variants S239E, V2641, and V2641/1332E rituximab. In contrast, Figure 31c shows that CDC of the Fc variant S239D/1332E/A3301- is completely ablated.
whereas the S239D/1332E variant mediates CDC that is comparable to WT
rituximab. These results indicate that protein engineering can be used to distinguish between different effector functions. Such control will not only enable the generation of antibodies and Fc fusions with properties tailored for a desired clinical outcome, but also provide a unique set of reagents with which to experimentally investigate effector function biology.
[232] Example 10. Protein A and FcRn binding by Fc variants As discussed, bacterial proteins A and G and the neonatal Fc receptor FcRn bind to the Fc region between the Cy2 and Cy3 domains. Protein A is frequently employed for antibody purification, and FcRn plays a key role in antibody pharmacokinetics and transport. It was therefore important to investigate the ability of the Fc variants of the present invention to bind protein A and FcRn. The AlphaScreenT"" assay was used to measure binding of select Fc variants to protein A and human FcRn using biotinylated WT alemtuzumab antibody attached to streptavidin donor beads as described in Example 2, and using protein A and FcRn coupled directly to acceptor beads.
The binding data are shown in Figure 32 for protein A and Figure 33 for FcRn. The results indicate that the Cy2-Cy3 hinge region is unaffected by the Fc substitutions, and importantly that the capacity of the Fc variants to bind protein A and FcRn is uncompromised.

(233] Example 11. Capacity of Fc variants to bind mouse FcyRs Optimization of Fc to nonhuman FcyRs may be useful for experimentally testing Fc variants in animal models. For example, when tested in mice (for example nude mice, SCID mice, xenograft mice, and/or transgenic mice), antibodies and Fc fusions that comprise Fc variants that are optimized for one or more mouse FcyRs may provide valuable information with regard to clinical efficacy, mechanism of action, and the like. In order to evaluate whether the Fc variants of the present invention may be useful in such experiments, affinity of select Fc variants for mouse FcyRlll was measured using the AlphaScreenT"" assay. The AlphaScreenTM assay was carried out using biotinylated WT alemtuzumab attached to streptavidin donor beads as described in Example 2, and GST-tagged mouse FcyRlll bound to glutathione chelate acceptor beads, expressed and purified as described in Example 2. These binding data are shown in Figures 34a and 34b in the context of alemtuzumab and trastuzumab respectively. Results show that some Fc variants that enhance binding to human FcyRlI1a also enhance binding to mouse FcyRlll. The enhancement of mouse effector function by the Fc variants was investigated by performing the aforementioned cell-based ADCC assays using mouse rather than human PBMC's. Figure 35 shows that the S239D/1332EJA330L trastuzumab variant provides substantial ADCC enhancement over WT in the presence of mouse immune cells. This result indicates that the Fc variants of the present invention, or other Fc variants that are optimized for nonhuman FcyRs, may find use in experiments that use animal models-[234] Example 12. Validation of Fc variants expressed in CHO cells Whereas the Fc variants of the present invention were expressed in 293T cells for screening purposes, large scale production of antibodies is typically carried out by expression in Chinese Hamster Ovary (CHO) cell lines. In order to evaluate the properties of CHO-expressed Fc variants, select Fc variants and WT alemtuzumab were expressed in CHO cells and purified as described in Example 2. Figure 36 shows AlphaScreenTM data comparing binding of CHO- and 293T- expressed Fc variant and WT alemtuzumab to human V158 FcyRllta. The results indicate that the Fc variants of the present invention show comparable FcyR binding enhancements whether expressed in 293T or CHO.

[235] Example 13. Enhancement of Fc variants in Fucose Minus Strain.

Combinations of the Fc variants of the present invention with other Fc modifications are contemplated with the goal of generating novel antibodies or Fc fusions with optimized properties. It may be beneficial to combine the Fc variants of the present invention with other Fc modifications, including modifications that alter effector function or interaction with one or more Fc ligands. Such combination may provide additive, synergistic, or novel properties in antibodies or Fc fusions. For example, a number of methods exist for engineering different glycoforms of Fc that alter effector function.
Engineered glycoforms may be generated by a variety of methods known in the art, many of these techniques are based on controlling the level of fucosylated and/or bisecting oligosaccharides that are covalently attached to.the Fc region. One method for engineering Fc glycoforms is to express the Fc polypeptide in a cell line that generates altered glycoforms, for example Lec-13 CHO cells. In order to investigate the properties of Fc variants combined with engineered glycoforms, WT and V209 (S239D/1332E/A330L) trastuzumab were expressed in Lec-13 CHO cells and purified as described above. Figure 37a shows AlphaScreenTM binding data comparing the binding to human V158 FcyRllla by WT and V209 trastuzumab expressed in 293T, CHO, and Lec-13 cells.
The results show that there is substantial synergy between the engineered glycoforms produced by this cell line and the Fc variants of the present invention. The cell-based ADCC assay, shown in Figure 37b, supports this result. Together these data indicate that other Fc modifications, particularly engineered glycoforms, may be combined with the Fc variants of the present invention to generate antibodies and Fc fusions with optimized effector functions.

[236] Example 14. Therapeutic application of Fc variants A number of Fc variants described in the present invention have significant potential for improving the therapeutic efficacy of anticancer antibodies. For illustration purposes, a number of Fc variants of the present invention have been incorporated into the sequence of the antibody rituximab. The WT
rituximab light chain and heavy chain, described in US 5,736,137, are provided in Figures 38a and 38b. The improved anti-CD20 antibody sequences are provided in Figure 38c. The improved anti-CD20 antibody sequences comprise at least non-WT amino acid selected from the group consisting of X1, X2, X3, X4i X5, X6, X7, and X8. These improved anti-CD20 antibody sequences may also comprise a substitution Z, and/or Z2. The use of rituximab here is solely an example, and is not meant to constrain application of the Fc variants to this antibody or any other particular antibody or Fc fusion.
[237] Example 15. A complete structure/function analysis Fc I Fc ligand specificity It is clear from the results of these experiments that protein engineering is a powerful tool for mining Fc substitutions that significantly alter its biological function and specificity. Given the profound clinical value of antibodies and Fc fusions, the implication is that the protein engineering methods of the present invention can be used to tune the clinical properties of these important biotherapeutics.
Such capability, however, demands a more complete understanding of the relationship between the structure and function of Fc and Fc ligands. In addition, the lack of available information on the determinants of Fc I Fc ligand specificity means that it is not possible to actively design Fc variants with all desired properties as target goals. Thus it is likely that, despite the aggressive experimental effort described in the present invention, there are therapeutically useful Fc variants that have not been mined, and biochemical properties of Fc variants that remain undiscovered. Equally important to obtaining new Fc variants for biotherapeutic application is the ability to improve the predictiveness of the design method, thereby permitting variants to be identified even more efficiently. Towards these goals, a more thorough characterization of Fc / Fc ligand biology was carried out. This included: 1) an expansion of the primary screen to include all relevant Fc ligands, and 2) an increase in the number of Fc variants to explore a greater set of substitutions at all relevant Fc positions.
Together this broadened approach will enable a more thorough mining of useful Fc variants, provide a greater understanding of Fe / Fc ligand specificity and biology, and provide a greater data set to enable a rigorous quantitative assessment of the predictiveness of the design methods.

[238] Expansion of the primary screen In order to better characterize the structural and functional determinants of Fc specificity, the primary screen was expanded to include all relevant Fc ligands. Thus all Fc variants are tested in parrallel for binding to FcyRl, FcyRiIa, FcyRllb, FcyRllc, FcyRilia (Va1158 isoform), FcRn, and C1q. The -AlphaScreenTM assay was used as described above. All Fc variants were screened in the context of either alemtuzumab or trastuzumab according to Table 62. Table 68 shows an example of the parrallel screen for a set of substitutions at Fc positions 234 and 235. In this table, light grey indicates that Fc variant / Fc ligand affinity is 0.5-fold or less than WT, medium grey indicates that Fc variant 1 Fc ligand affinity is within 0.5 - 2.0 of WT, dark grey indicates that Fc variant / Fc ligand affinity is increased by 2-fold or greater, and white indicates that the Fc variant / Fc ligand interaction was not measured or that the data did not allow an accurate determination of affinity.
Thus Fc variants are grouped as those that significantly decrease, those that do not substantially alter, and those that significantly increase binding to a given Fc ligand. Visualization of the data in this way provides a structurelfunction map of Fc, enabling a straightforward interpretation of the results for each position such that useful and interesting variants can be efficiently identified, and such that predictiveness of the design method can be assessed in a practical manner.

Table 68 Variant Substitution(s) FcyRI FcyRIIa FcyRllb FcyRllc FcYRltla FcRn Clq 111 L23400 ~xYB e ;F
112 L234E 051a 0 7~ F 1 65~ $5 f ~j cp`F 3q .
113 L234N r,.0 11 07 f):4b 114 L2340 0 212, k t 51 ~ f;apaõ 8 J Oa 1 115 L234T -0 18 , i05 r , r~3rrt `
116 L234H ',111 i ~`s ' ~flS
117 L234Y 0'$6 t's9A?OB~~,~x`2i U~
118 L2341 38~ .s.~
119' L234V fSs 1~~~ a ktx'' ", RZZ
120 L234F 1 0 13 Y If y 'tl ,35 +'Q; 2 i4b 121 L2350 t~ 04rS~/9 , b a Xt~38ay1 r 6 122 L235S t'012,fYr 14~ 161 !064r sd$ isx q 123 L235N ip b3 77 r 55 `fl} > 034 ~ 10~
124 12350 "0"06 ( 0.82 ~r~ ~ 89 : 1 8S . ,f 4 125 L235T 1'1110 } Q 63 ~.1 39 r` 07 1 10 {u 9 ~0-126 L235H 0 05 ` \1'27 1 72õ s 7 4 9 88 '1 i9.
127 L235Y i 0 03 fF t) 79 ~ 1'` ^058 Y
128 L2351 0 20 _ :0 24 x91 4Y
+*~,r ~tku"~` ~?2r ~!f1,16 =12 129 L235V 091. 1 A.
130 L235F 0 09 :7S~dõtl 9 F

[239] A number of substitutions at positions 234 and 235 show differenct specificities for binding to the various Fc ligands. Although the differences in some cases are subtle, the results indicate that it is indeed possible to engineer Fc specificity for different Fc ligands, even at at the FcyR interface where a number of highly homologous receptors bind to the same site. Other Fc variants that provide more distinct affinity differences are presented in Table 69.

Table 69 Variant Substitution(s) Fc7RI Fc yRlla FcyRIIb Fc yRllc FcyRllia FcRn Clq 109 A330U1332E _ 1 58 s 1:16 õ 58 ' . l O8 167 L328E/I332E 091 rk f ( 0 31 171 L328T/1332E 1 42 6'841 [240] These data show even more convincingly that it is possible to tune Fc for Fc ligand specificity, often by using very subtle mutational differences. For example, the A330Y/1332E variant enhances binding to all FcyRs, particularly FcyRIlla, as well as FcRn, while maintaining binding to C1q.
However the A30OU1332E variant shows enhanced binding to Fc1RL and FcyRllla, but has WT affinity for the FcyRII's. In contrast, mutations at L328 provide preferential enhancement of the FcyRII's over FcyRI and FcyRllla. In the case of the L328E/1332E variant, affinity for all FcyRll's is increased, whereas L328T/1332E provides a clear enhancement specificity profile of FcyRllc > FcyRllb > FcyRIIa.
In contrast, L328A significantly enhances binding to FcyRlla, but provides WT
affinity for all other FcyR's including FcyRlib and FcyRllc. It is dear from these results that very subtle mutational differences can provide substantial differences in specificity. Accordingly, collections of Fc variants such as these will not only enable the generation of antibodies and Fc fusions that have effector function tailored for the desired outcome, but they also provide a unique set of reagents with which to experimentally investigate and characterize effector function biology.

(2411 Expansion of the Fc variant set Because of the incomplete information concerning the structural and functional determinants of Fc /
Fc ligand interaction, it has not been possible to actively engineer Fc for all desired optimization goals.
The distinct specificity differences observed in Tables 68 and 69 to the various FcyRs were due more to the aggressive screening approach of the present invention; these Fc variants were not actively designed with their particular properties as the target goals due to the lack of structural information for binding of Fc to the different FcyRs, as well as the lack of understanding of how the structure and flexibility of the hinge impacts FcyR binding. Indeed the decision to explore a large number and variety of substitutions at these positions 234 and 235 was based on the knowledge that they are near the Fc/FcyR binding site, that mutations at these positions affect FcyR
binding, and that according to computational screening calculations a large number and variety of substitutions are permissible at these positions. Overall, the lack of structural information on the determinants of Fc/FcyR specificity, the lack of high-resolution structural information for the FcIC1q complex, and the inability to account for indirect affects of substitutions on Fc / Fc ligand binding, together make it a certainty that all of the interesting and potentially useful Fc variants will not be explored using the current engineering methods. In order to fully mine useful Fc variants, as well as to obtain a more complete picture of the structural and function determinants of Fc / Fc ligand interaction, the set of Fc variants was expanded to explore a broader set of mutations. All Fc positions at or near the binding sites for FcyR's and C 1 q.
chosen by visual inspection of the available structures and using the information provided by the results of previous Fc variant screening, were saturated such that all substitutions were constructed that have not been tested previously. At Fc positions significantly distal to the FcyR and C1q binding sites, a subset of select substitutions were designed based on predicted energies in previously described computational screening calculations, and based on available data from existing Fc variants. This new set of Fc variants, 576 total, is presented in Table 70.

Table 70 Position WT Substitution(s) Variant 262 V . E F 826-827 Table 70 (continued) Position WT Substitution(s) Variant 291 P D_E Q T H I G 849-855 297* N QKRTHVLIFMYWPG 856-869 * Substitutions at 297 were made in the context of S2390/1332E

[241] Whereas particular embodiments of the invention have been described above for purposes of illustration, it'will be appreciated by those skilled in the art that numerous variations of the details may be made without departing from the invention as described in the appended claims.

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Claims (37)

1. A variant protein comprising an Fc variant of a wild-type Fc polypeptide, said Fc variant comprising at least one amino acid modification in the Fc region of said wild-type Fc polypeptide, wherein said variant protein exhibits altered binding to an Fc.gamma.R as compared to the wild-type Fc polypeptide.

2. A variant protein according to claim 1, wherein said Fc variant comprises at least one substitution at a position corresponding to an Fc position selected from the group consisting of: 230, 240, 244, 245, 247, 262, 263, 266, 273, 275, 299, 302, 313, 323, 325, 328, and 332.

3. A variant protein according to claim 1 wherein said altered binding is an increase in affinity of said Fc variant to said Fc.gamma.R.

4. A variant protein according to claim 3, wherein said Fc variant binds with greater affinity to a mouse Fc.gamma.R.

5. A variant protein according to claim 3, wherein said said FcR is a human Fc receptor selected from the group consisting of Fc.gamma.RI, Fc.gamma.RIIa, Fc.gamma.RIIb, Fc.gamma.RIIc, and Fc.gamma.RIIIa.

6. A variant protein according to claim 3, wherein said Fc variant binds with greater affinity to human Fc.gamma.RI and Fc.gamma.RIIIa, but exhibits unaltered affinity to a human receptor selected from the group consisting of Fc.gamma.RIIa, Fc.gamma.RIIb, and Fc.gamma.RIIc.

7. A variant protein according to claim 6, wherein said Fc variant exhibits unaltered affinity to Fc.gamma.RIIa, Fc.gamma.RIIIb and Fc.gamma.RIIc.

8. A variant protein according to claim 3, wherein the affinity increase for binding to one or more human Fc.gamma.RII's is greater than the affinity increase for binding to human Fc.gamma.RI and F.gamma.RIIIa.

9. A variant protein according to claim 3, wherein the affinity increase is the same for binding to Fc.gamma.RIIa, Fc.gamma.RIIb, and Fc.gamma.RIIc.

10. A variant protein according to claim 9, wherein the affinity increase for binding to Fc.gamma.RIIc is greater than the affinity increase for binding to Fc.gamma.RIIb.

11. A variant protein according to claim 3, wherein said Fc variant binds with greater affinity to human Fc.gamma.RIIa, but exhibits unaltered affinity to a human receptor selected from the group consisting of Fc.gamma.RI, Fc.gamma.RIIb, Fc.gamma.RIIc, and F.gamma.RIIIa.

12. A variant protein according to claim 11, wherein saif Fc variant exhibits unaltered affinity to Fc.gamma.RI, Fc.gamma.RIIb, Fc.gamma.RIIc, and F.gamma.RIIIa.

13. A variant protein according to any of claims 1-12, wherein said Fc variant binds with greater affinity to FcRn.

14. A variant protein according to any of claims 1-12, wherein said Fc variant binds with unaltered affinity to FcRn.

15. A variant protein according to any of claims 1-12. wherein said Fc variant binds with reduced affinity to FcRn.

16. A variant protein according to any of claims 1-12, wherein said Fc variant binds with greater affinity to C1q.

17. A variant protein according to any of claims 1-12, wherein said Fc variant binds with unaltered affinity to C1q.

18. A variant protein according to claim 1 wherein said Fc variant further comprises an engineered glycoform.

19. A variant protein according to claim 18 wherein said engineered glycoform comprises an altered level of fucosylation or bisecting oligosaccharides as compared to the parent Fc polypeptide.

20. A variant protein according to claim 18 wherein said engineered glycoform improves effector function.

21. A variant protein comprising an Fc variant of a wild-type Fc polypeptide, said Fc variant comprising at least one amino acid modification in the Fc region of said wild-type Fc polypeptide, wherein said Fc variant modulates effector function as compared to the parent Fc polypeptide.

22. A variant protein according to claim 21, wherein said effector function is ADCC.

23. A variant protein according to claim 22, wherein said Fc variant improves ADCC in the presence of human effector cells as compared to said wild-type Fc polypeptide.

24. A variant protein according to claim 2 wherein said ADCC improvement is an enhancement in potency such that the EC50 of said Fc variant is approximately 5-fold greater than that of said parent Fc polypeptide.

25. A variant protein according to claim 23 wherein said ADCC improvement is an enhancement in potency such that the EC50 of said Fc variant is between approximately 5-fold and 1000-fold greater than that of said parent Fc polypeptide.

26. A variant protein according to claim 23 wherein said ADCC improvement is an enhancement in efficacy such that the maximal ADCC is approximately 2-fold greater than that of said parent Fc polypeptide.

27. A variant protein according to claim 26 wherein said Fc variant improves ADCC in the presence of mouse effector cells as compared to said wild-type Fc polypeptide.

28. A variant protein according to claim 21 wherein said effector function is ADCP.

29. A variant protein according to claim 28 wherein said Fc variant improves ADCP as compared to said wild-type Fc polypeptide.

30. A variant protein according to claim 25 or 29 wherein CDC is unaffected.

31. A variant protein according to claim 25 or 29 wherein CDC is ablated.

32. A variant protein according to claim 1 that has specificity for a target antigen selected from the group consisting of CD20, CD22, CD33, CD52, Her2/neu, EGFR, EpCAM, MUC1, GD3, CEA, CA 125, HLA-DR, TNFalpha, and VEGF.

33. A variant protein according to claim 1 or 21 comprising a modification selected from the group consisting of 239D, 239E, 239N, 239Q, 239T, 2401, 240M, 2641, 264T, 264Y, 2970, 3301, 330L, 330Y, 332D, 332E, 332N, 332Q, A231E, A231G, A231K, A231P, A231Y, A298H, A327D, A327E, A327F, A327H, A3271, A327K, A327L, A327M, A327N, A327P, A327R, A327T, A327T, A327V, A327W, A327Y, A330E, A330F, A330F, A330G, A330H, A3301, A330L, A330L/1332E, A330M, A330N, A330P, A330R. A330S, A330T, A330V, A330W, A330Y, A330Y, A330Y/1332E, D221K, D221Y, D249H, D249Q, D249Y, D265F, D265F/N297E/1332E, D265G, D265H, D265I, D265K, D265L, D265M, D265N, D265P, D265Q, D265R, D265S, D265T, D265V, D265W, D265Y, D265Y/N297D/1332E, D265Y/N297D/T299L/1332E, D270F, D270G, D270H, D2701, D270L, D270M, D270P, D270Q, D270R, D270S, D270T, D270W, D270Y, D280G, D280H, D280K, D280L, D280P, D280Q, D280W, D280Y, E233A, E233D, E233F, E233G, E233H, E2331, E233K, E233L. E233M, E233N, E233Q, E233R, E233S, E233T, E233V, E233W, E233Y, E258H, E258S, E258Y, E269F, E269G, E269H, E2691, E269K, E269L, E269M, E269N, E269P, E269R, E269S, E269T, E269V, E269W, E269Y, E272D, E272F, E272G, E272H, E2721, E272K, E272L, E272M, E272P, E272R, E272S, E272T, E272V, E272W, E272Y, E283G, E283H, E283K, E283L, E283P, E283R, E283Y, E293F. E293G, E293H, E2931, E293L, E293M, E293N, E293P, E293R, E293S, E293T, E293V, E293W, E293Y, E294F, E294G, E294H, E2941, E294K, E294L, E294M, E294N, E294P, E294R, E294S, E294T, E294V, E294W, E294Y, E318H, E318L, E3180, E318R, E318Y, E333A, E333F, E333H, E3331, E333L, E333M, E333P, E333S, E333T, E333Y, E333Y, F241D, F241E, F241E/F243Q/V262T/V264E, F241E/F243Q/V262T/V264E/1332E, F241E/F243R/V262E/V264R, F241E/F243R/V262E/V264R/1332E, F241E/F243Y/V262T/V264R, F241E/F243Y/V262T/V264R/1332E, F241L, F241L/F243LV2621/V2641, F241 L/V2621, F241R, F241R/F243Q/V262T/V264R, F241R/F243Q/V262T/V264R/1332E, F241W, F241W/F243W, F241W/F243W/V262A/V264A, F241Y, F241Y/F243Y/V262T/V264T, F241Y/F243Y/V262T/V264T/N297D/1332E, F243E, F243L, F243L/V262I/V264W, F243L/V2641, F243Q, F243R, F243W, F243W, F243Y, F275L, F275W, F275W, G236A, G236D, G236E, G236F, G236H, G2361, G236K, G236L, G236M, G236N, G236P, G236Q, G236R, G236S, G236T, G236V, G236W, G236Y, G237D, G237E, G237F, G237H, G237I, G237K, G237L, G237M, G237N, G237P, G237Q, G237R, G237S, G237T, G237V, G237W, G237Y, G281D, G281K, G281P, G281Y, H224E, H224Y, H268D, H268E, H268F, H268G, H2681, H268K, H268L, H268M, H268P, H268Q, H268R, H268T, H268V, H268W, H285D, H285E, H285K, H285Q, H285W, H285Y, 1332A, 1332D, 1332E, 1332F, 1332G, 1332H, 1332K, 1332L, 1332M, 1332N, 1332N, 1332P, 1332Q, 1332R, 1332S, 1332T, 1332V, 1332W, 1332Y, 1332Y, I336E, I336K, I336Y, K222E, K222Y, K246D, K246E, K246H, K246Y, K274D, K274E, K274F, K274G, K274H, K2741, K274L, K274M, K274N, K274P, K274R, K274S, K274T, K274V, K274W, K274Y, K288D, K288E, K288Y, K290D, K290G, K290H, K290L, K290N, K290S, K290T, K290W, K290Y, K317E, K317Q, K320D, K320F, K320G, K320H, K3201, K320L, K320N, K320P, K320S, K320T, K320T, K320V, K320W, K320Y, K322D, K322F, K322G, K322H, K322I, K322P, K322S, K322T, K322V, K322W, K322Y, K325E, K326A, K326D, K326I, K326I, K326L, K326N, K326P, K326Q, K326S, K326T, K326T, K326W, K326Y, K334A, K334E, K334F, K334I, K334P, K334T, L234A, L234D, L234E, L234F, L234G, L234H, L234I, L234I, L234I/L235D, L234K, L234M, L234N, L234P, L234Q, L234R, L234S, L234T, L234V, L234W, L234Y, L235A, L235D, L235E, L235F, L235F, L235G, L235H, L235I, L235K, L235M, L235N, L235P, L235Q, L235R, L235S, L235T, L235V, L235W, L235Y, L328A, L328D, L328D/I332E, L328E, L328E/I332E, L328F, L328G, L328H, L328H/I332E, L3281, L328I/I332E, L328K, L328M, L328M/I332E, L328N, L328N/I332E, L328P, L328Q, L328Q, L328Q/I332E, L328R, L328S, L328T, L328T/I332E, L328V, L328V/I332E, L328W, L328Y, M428F M428L, N276D, N276E, N276F, N276G, N276H, N276I, N276L, N276M, N276P, N276R, N276S, N276T, N276V, N276W, N276Y, N276Y, N286E, N286G, N286P, N286Y, N297D, N297D/A330Y/I332E, N297D/I332E, N297SD/I332E/S239D/A330L, N297D/S298A/A330Y/I332E, N297D/T299E/I332E, N297D/T299F/I332E, N297D/T299H/I332E, N297D/T299I/I332E, N297D/T299L/I332E, N297D/T299V/I332E, N297E, N297E/I332E, N297F, N297G, N297H, N297I, N297K, N297L, N297M, N297P, N297Q, N297R, N297S, N297S, N297S/I332E, N297T, N297V, N297W, N297Y, N325A, N325D, N325E, N325F, N325G, N325H, N325I, N325K, N325L, N325M, N325P, N325Q, N325Q, N325R, N325S, N325T, N325V, N325W, N325Y, P227E, P227G, P227K, P227Y, P228E, P228G, P228K, P228Y, P230A, P230A/E233D, P230A/E233D/I332E, P230E, P230G, P230Y, P232E, P232G, P232K, P232Y, P238D, P238E, P238F, P238G, P238H, P238I, P238K, P238L, P238M, P238N, P238Q, P238R, P238S, P238T, P238V, P238W, P238Y, P244H, P244H/P245A/P247V, P245A, P247G, P247V, P271A, P271 D, P271 E, P271 F, P271G, P271H, P271I, P271K, P271L, P271M, P271N, P271Q, P271R, P271S, P271T, P271V, P271W, P271Y, P291D, P291E, P291G, P291H, P291I, P291Q, P291T, P329D, P329E, P329F, P329F, P329G, P329H, P329I, P329K, P329L, P329M, P329N, P329Q, P329R, P329S, P329T, P329V, P329W, P329Y, P331D, P331F, P331H, P331H, P331I, P331L, P331M, P331Q, P331R, P331T, P331V, P331W, P331Y, Q295D, Q295E, Q295F, Q295G, Q295H, Q295I, Q295K, Q295M, Q295N, Q295P, Q295R, Q295S, Q295T, Q295V, Q295W, Q295Y, R255E, R255Y, R292D, R292E, R292T, R292Y, R301D, R301E, R301H, R301Y, S239D, S239D/A330L/I332E, S239D/A330Y/I332E, S239D/A330Y/I332E/K326E, S239D/A330Y/I332E/K326T, S239D/A330Y/I332E/L234I, S239D/A330Y/I332E/L235D, S2390/A330Y/I332E/V240I, S239D/A330Y/I332E/V264T, S239D/A330Y/I332E/V2661, S239D/D265F/N297D/I332E, S239D/D265H/N297D/I332E, S239D/D265I/N297D/I332E, S239D/D265UN297D/I332E, S239D/D265T/N297D/I332E, S239D/D265V/N297D/I332E, S239D/D265Y/N297D/I332E, S239D/I332D, S239D/I332E, S239D/I332E/A3301, S239D/I332N, S239D/I332Q, S239D/N297D/I332E, S239D/N297D/I332E/A330Y, S239D/N297D/I332E/A330Y/F241S/F243H/V262T/V264T, S239D/N297D/I332E/K326E, S239D/N297D/I332E/L235D, S239D/S298A/I332E, S239D/V264I/A330L/I332E, S239D/V264I/I332E, S239D/V264I/S298A/I332E, S239E, S239E/D265G, S239E/D265N, S239E/D265Q, S239E/I332D, S239E/I332E, S239E/I332N, S239E/I332Q, S239E/N297D/I332E, S239E/V264I/A330Y/I332E, S239E/V264I/I332E, S239E/V264I/S298A/A330Y/I332E, 3239F, S239G, S239H, S239I, S239K, S239L, S239M, S239N, S239N/A330L/I332E, S239N/A330Y/I332E, S239N/I332D, S239N/I332E, S239N/I332N, S239N/I332Q, S239N/S298A/I332E, S239P, S239Q, S239Q/I332D, S239Q/I332E, S239Q/I332N, S239Q/I332Q, S239Q/V264I/I332E, S239R, S239T, S239V, S239W, S239Y, S267D, S267E, S267F, S267H, S2671, S267K, S267L, S267l/A327S, S267M, S267N, S267P, S267Q, S267Q/A327S, S267R, S267T, S267V, S267W, S267Y, S298A, S298A/I332E, S298D, S298E, S298F, S298I, S298K, S298M, S298N, S298Q, S298R, S298V, S298W, S298Y, S304D, S304H, S304L, S304N, S304T, S324D, S324F, S324G, S324H, S324I, S324L, S324M, S324P, S324R, S324T, S324V, S324W, S324Y, 3337E, S337H. S337N, T223E, T223K, T225, T225E, T225K, T225W, T250E, T250Q, T260D, T260E, T260H, T260Y, T299A, T299D, T299E, T299F, T299G, T299H, T2991, T299K, T299L, T299L, T299M, T299N, T299P, T299Q, T299R, T299S, T299V, T299W, T299Y, T335D, T335F, T335G, T335H, T335I, T335L, T335M, T335N, T335P, T335R, T335S, T335V, T335W, T335Y, V240A, V240I, V240I/V266I, V240M, V240I, V262A, V262E, V262F, V262I, V262T, V263A, V263I, V263M, V263T, V264D, V264E, V264E/N297D/I332E, V264F, V264G, V264H, V264I, V264I/A330L/I332E, V264I/A330Y/I332E,V264I/I332E, V264I/S298A/I332E, V264K, V264L, V264M, V264N, V264P, V264Q, V264R, V264S, V264T, V264W, V264Y, V266A, V266I, V266M, V266T, V266T, V273I, V273I, V282E, V282G, V282K, V282P, V282Y, V284E, V284L, V284N, V284T, V284Y, V302I, V302I, V303D, V303E, V303Y, V305E, V305T, V305Y, V323I, V323I, W313F, Y278D, Y278E, Y278G, Y278H, Y278I, Y278K, Y278L, Y278M, Y278N, Y278P, Y278Q, Y278R, Y278S, Y278T, Y278V, Y278W, Y296A, Y296D, Y296D/N297D/I332E, Y296E, Y296E/N297D/I332E, Y296G, Y296H, Y296H/N297D/I332E, Y296I, Y296K, Y296L, Y296M, Y296N, Y296N/N297D/I332E, Y296Q, Y296Q/N297D/I332E, Y296R, Y296S, Y296T, Y296T/N297D/I332E, Y296V, Y300A, Y300D, Y300E, Y300G, Y300H, Y300I, Y300K, Y300L, Y300M, Y300N, Y300P, Y300Q, Y300R, Y300S, Y300T, Y300V, and Y300W.

34. A variant protein according to claim 1 or 21 wherein said variant protein is an antibody comprising said Fc variant.

35. A variant protein according to claim 1 or 21 wherein said variant protein is an Fc fusion protein comprising said Fc variant.

36. A pharmaceutical composition comprising a variant protein according to claim 1 and a pharmaceutically acceptable carrier.

37. A method of treating a mammal in need of said treatment, comprising administering a variant protein of claim 1.