TW594531B - Method for intelligent touch-screen stock exchange terminal - Google Patents

Abstract

The present invention provides a method for intelligent touch-screen stock exchange terminal, wherein the user can directly use the magnetic strip/IC card to login the terminal, and the terminal is embedded with a card reader module, a printer module, a touch screen, an Ethernet port, an ATU-R/Router, a card number/account relational database, a transaction communication gateway, a system price receiving unit, and a system transaction processing unit, and can be connected as an exchange network through the local area network (LAN) or wide area network (WAN) with the back-end exchange system of each stock exchanger. The internal system of the terminal can conduct the corresponding operation based on the virtual key message instruction by the screen touch of the user, such as entering account number, password, and function menu, etc.; and, letting the user entering the system for exchange query or printing his own exchange balance sheet at any time, such as the information of exchange list, commissioning list, fund and stock financing residuals. Moreover, with the terminals connecting to the exchange information transmission network, it can receive the realtime exchange information (realtime pricing of each stock on the market) from the stock exchange market. The internal system can also automatically prompt the user with the latest market buy/sell pricing of the commodity commissioned by the user and the commissionable pricing range on the touch screen. And, the internal system can further verify if the commodity code and commissioned pricing from the user is correct, so as to prevent the errors possibly caused by the manual input, and to save the exchange time for the user and provide a convenient method and device for increasing the exchange success rate.

Description

594531 V. Description of the invention (1) [Field of the invention] The present invention is a smart screen touch method for stock trading terminals, especially a card that can be used by a user's securities dealer for specific purposes or an unspecified card prepared by the user. Log in to this terminal in one month, read its pre-entered broker account information through the internal unit of the system, and conduct online transactions directly with the account-opening broker. In addition, after the internal unit of the system automatically reads and prompts through the touch screen, the user does not need to query the transaction limits such as the entrustable price range of the stock commodity, the entrusted price jumping unit rules, and the restrictions on securities, and can quickly conduct transactions. The user can save the time of inputting data and avoid complicated operations, so as to achieve a simple and fast method. [Background of the invention] Press; please refer to the first figure, the general traditional manual operation method for the use of entrusted orders, the steps that users must perform are as follows: Step 1 · Query the brokerage dealer's commissionable price range and commission price for stocks Transaction information such as unit rules, coupon restrictions. Step 2 · Pay verbally or fill in the broker's branch code, personal account number, entrusted content and give a sales order to the salesperson. Step 3. After the salesperson receives / fills the order, the salesperson is sent to the ordering staff to enter the transaction host for transactions. Step 4 · Inquire about the sales status of the salesperson or wait for the salesperson to report it. Step 5 · Query the balance of the receivables and payables with the delivery department. Obtain the information about quotation during the traditional manual operation.

Page 5 594531 V. Explanation of the invention (2) The order of the order, or even the return of the transaction, the withdrawal of the commission order and the inquiry of the account, all require the user to manually work with the relevant departments of the securities dealer in this way. Not only inefficiency, but also the loss of trading opportunities due to delays in human factors or incorrect filling of data, making hidden risks impossible for investors to truly grasp. Press another; please refer to the second picture for the operation flow of replacing the manual operation with a conventional traditional network ordering terminal or remote network ordering device instead of manual operations. The ordering terminal is equipped with a modem, a modem, and communication. Gateways, transaction hosts, routers, etc. form a remote transaction network. However, no matter how it is presented, users must still log in to the broker's website or designate a trading broker before entering their branch code, personal account, and order password to log in to the broker's trading system. When starting an order, the user must also understand the transaction information such as the entrusted price range of the commodity, the unit price of the entrusted price, and the securities restrictions to complete the transaction successfully. The overall operating procedure is too complicated to reduce transaction efficiency, and the length of input data is too long, which increases the probability of errors, which leads to repetitive actions or transaction failures. It appears inefficient in the rapidly changing securities trading market. not ideal. The reason is that the inventor researched and cooperated with the application of science to design a "smart screen touch stock trading terminal" that can break the inconvenience of the above two (traditional manual order and traditional online order). Method "· This smart terminal integrates the application of online stock trading and real-time price information in two fields, of which the functions related to quotation information are received by the" system price order

594531 V. Description of Invention (3) Yuan ", and transaction related functions are under the responsibility of" System Transaction Processing Unit ". The operation of the two functions can not only be switched at will to provide user-friendly operation interface, but also Mutual reference brings multiplier effect to the overall performance of the system. For example, when the system transaction processing unit executes the transaction process, the system price receiving unit must support real-time price information to verify the validity of the entrusted commodity code and the entrusted price. Because the present invention integrates the related application fields from π horizontally to π and promotes it to π vertical combination, the present invention embodies the ingenuity of π smart trading system π. [Objective of the invention] The main purpose of the present invention is to provide A smart screen touches a stock trading terminal method, which changes the inconvenience of placing orders by relying on manual operations (salespersons), and avoids transaction negligence caused by negligent manual operations, enabling ordinary users to break through restrictions and be restricted to specific trading venues The space limitation before order can be placed and the time limit before order can be placed during specific business hours. Another purpose is to provide a smart screen to touch the stock trading terminal. Users do not need to inquire about the trading commodity stock commissionable price range, commissioned price beating unit rules, securities restrictions, and other trading restrictions. The machine conducts transactions quickly, so that users can save time in inputting data, avoid complicated operations, and reduce human input errors. [Inventive Features] In order to achieve the above purpose, the present invention provides a smart screen touch

594531 V. Description of the invention (4) The method of a stock trading terminal includes the following steps: The user logs in to a terminal and a system of transaction processing unit provides intelligent guidance function; the system transaction processing unit After entering a stock commodity code on a touch screen, the real-time price information of the stock commodity code is automatically read from a real-time price database; and the unified transaction processing unit automatically brings the real-time price data to the touch ^ The commission price column of the screen; this can reduce the possible mistakes of human input. -βπ In order to enable the review committee to further understand the features and technical valleys of the present invention, please refer to the following drawings for the present invention, which are provided only for Zhu Zhe's explanation.択 > It is used for explanation, not to limit the present invention. [Detailed description of the invention] Occasion map, the present invention is in non-specific places (such as various public installations of an exclusive Tieshantou railway station, t-commerce business hall, bank Business hall, etc.) ϋ, touch # 4 machine, its built-in card reader module (1), on the list machine module), Ethernet connection Chun (9), ATU — R / (6), six counties 'Card Number / Account Relational Database (RelationalDB) Receiving Unit (S L7) Yilu Real-time Price One Grid Database, Department, Unified Price Network (LAN) or 3 Sound μ Processing Unit (5), etc., and Can be connected to the back office (βκ 卜 hd) of each broker through the regional WAN, wide area network (WAN), page 594531 V. Description of the invention (5) ^ Easy / accounting host (1 7) / (1 8) is connected as a transaction network. Please refer to ^ for the terminal area network (LAN) architecture diagram of the present invention. Please refer to the " diagram for the terminal wide area network (WA N) architecture diagram of the present invention. The terminal uses the card reader module (1) to read the card type, card number, card number check code, = name and other data recorded in the user's card or flash memory. Through the system transaction processing unit (5) and the The stored card number / account correlation database (6) is used to perform correlation comparison to automatically bring the quasi-transaction information such as the securities company type, branch type and account type to which the user belongs. Second, it is stored in the temporary memory block. Please refer to the sixth figure, which is a comparison table of the necessary information of the traditional ^ single = end device and the terminal of the present invention in the login step. ~ Please refer to the seventh figure for the login flow chart of the terminal. This avoids the inconvenience of users having to enter the information of the head office, branch code, and personal number of the brokerage company first, and avoids the failure of subsequent transactions caused by human factors or incorrect filling in the information. In addition, by requiring users to use a specific card identity as the authentication basis for system login, it can also achieve the inevitability of the entity (P hysica 1 Ν ο η-repudiati ο η) to make up for the current network. The lack of single terminal security. —When the user logs in to the terminal for the first time, since the card number / account correlation database (6) has not yet established quasi-transaction information such as the brokerage type, branch type, and account type to which the user belongs, the system transaction processing unit (5) is Automatically prompt the user to enter the card opening process through the touch screen (3). Please refer to the seventh figure 594531 V. Description of the invention (6) ^ The terminal card opening and login flow chart is shown in the card type, card number, card number check code of the card reader module card record, fetch the user, and process through the system transaction Unit (5) compares the information such as the name of the cardholder and the cardholder, database (6), when you want to compare the information # (Rec〇rd) | =, the account type of the user card record, card #, i = t Yi Bei Xun, Ya and other data are associated, and stored in Shi u Section A — code, cardholder name for comparison when logging in. ; Card ~ account correlation database (6), the terminal is the user of the Liyi block is not displayed on the touch crab for authentication operations, quasi-parent information and input (Packet), through (1 0) via IP Internet transmission. As the transaction password is protected in the basic database. In addition to brokerage management, change the password at any time and use the system brokerage screen (3). The transaction entry password is sent to the securities by the Ethernet and the coupon is only received by the broker. The regular transaction processing unit (5) will store the quasi-transaction information such as temporary deposits, branch types, account types, etc., and require users to enter transactions directly. The password communication gateway (7) combines the temporarily stored memory blocks into an electronically entrusted authentication packet port (9) and / or the ATU-R / Router back-end transaction host (1 7) for authentication. When the user accepts an account, the system administrator built by the customer's authorized brokerage company to maintain the user can also verify the effectiveness and security of the remote operation through this terminal. Gateway ΐ (Refer to 7) Read & \ Batu Terminal ^ SSL encryption program diagram. Transaction communication ^ The back-end transaction host (17) of the merchant carries packets (Packet) 594531 V. Description of the invention ⑺ Tank 'ϊ = Before the industry, "Easy Communication Gateway" will first download its digital signature from the broker's back-end transaction master ( Digital Signiture) and electronic vouchers can verify the non-repudiation of the broker's identity after digital signature verification through digital vouchers. The transaction gateway (J) then generates random numbers and stores them in the temporary storage area. In the block, it is used as the encryption and decryption key (Key) of the two-way transmission process. Then this key will be encrypted with the public key contained in the broker and child certificate and sent to the parent host. (1 7) Decrypt. Subsequent transmission packets must be calculated by this encryption and decryption key, so as to achieve SSL (Secure s〇cket)

Layer) 2 · 0 / 3.0 encryption specification to ensure the confidentiality of data in the network transmission segment (Conf i dent ia 1) ° Real-time price database (8) in the terminal, which can be used to receive and receive real-time quote data from the stock exchange. There are two connection methods, as described below: (Method 1) The headquarter of the brokerage company connects to the data source provided by the information company, and then broadcasts the real-time price through its provincial intranet. (The second method refers to the ninth picture. The terminal is individually connected to the source of the tribute provided by the information company. The network connection method is to connect the D c E modem device through the serial terminal I / 〇 port of the terminal. 〇dem), and the public switched telephone network (PSTN) lines, accept the information company's data source host (16) to the real-time data broadcast (Broadcast) of each terminal, and its "minute transmission" "Time synchronization code" 'enables the trading terminal to have the following automatic data maintenance functions:

Page 11 594531 V. Description of the invention (8) (1) The calibration time synchronizes each transaction terminal with the source host. (2) Each transaction terminal can have the conscious function of data source interruption due to time code interruption. For example, to enable users who query market information to be informed by a disconnection of the data source, they can immediately get a warning message on the touch screen (3) of the terminal (for example, the data is disconnected, and the current price is temporarily insufficient for reference). (3) It can make the terminal function and the host of the data source system have a two-way handshake function, so that when reconnecting after a disconnection, the historical data of the missed and received section (counting from the last time synchronization code) can be automatically backed up. 0 System price receiving unit (4) Read the data packet broadcasted by the information source through the serial port address (2F8) of the terminal, and temporarily store it in the memory block. Then classify the table according to the Stock Code (Table-C 1 assing), and then stored in the real-time price database (8), for the system transaction processing unit to read and use. Please refer to the tenth figure, which is one of the practical examples of the touch screen of the terminal (3). After the user logs in to the terminal, the system provides a smart guidance function through the system transaction processing unit (5) to guide the user Complete the entrusted transaction process. The system transaction processing unit (5) automatically reads the real-time data of the commodity from the real-time price database (8) for the stock commodity code entered by the user on the touch screen (3) and checks whether the entrusted commodity can be traded ( Including "Suspend Transaction", "Resume Transaction", "Suspend Capital and Securities", "Resume Credit Transaction" and other stock and commodity changes) to reduce the possibility of human input

Page 12 594531 V. Omission of invention description (9). If the commodity can be traded, the system transaction processing unit (5) will automatically bring in its real-time price information on the entrusted price bar of the touch screen (3) and prompt the user to modify it. If the commodity cannot be traded, the system transaction processing unit (5) will also send a warning message through the touch screen (3). Please refer to the eleventh figure, which is the second practical example of the touch screen (3) of this terminal. The user can adjust the system's transaction processing unit (5) to automatically bring it into the touch screen (3). The latest market real-time price in the market, and by controlling the touch-screen price plus / minus adjustment button (SI ider Control) displayed on the touch screen (3), users can directly adjust to the effective price to be commissioned to reduce manual input. Possible negligence. Touch price adjustment control button (S1 ider C ο ntr ο 1) Each time you touch, you can send the corresponding virtual key message (Virtua 1 K ey Message) to drive the system transaction processing unit (5) from real-time price data Library (8) reads the "declared unit of the purchase and sale price" of the stock commodity, and adds or subtracts the "minimum unit of the declared purchase and sale price" from the real-time price to generate a new commission price, and adjusts the effective commission price after adjustment Displayed in the bid / ask price column of the touch screen (3). This terminal also allows users to input the complete entrusted transaction content through the touch screen (3), but the system transaction processing unit (5) will use the real-time price database (8) through the transaction communication gateway (7). Read the real-time data of the product to verify the correctness of the entrusted content. The items to be verified are listed below: (1) Whether the entrusted product can be traded includes "suspended transactions", "resume transactions", "suspended capital and coupons",

Page 13 594531

V. Description of the Invention (ίο) Inspection of stock and commodity changes such as "Restoring Credit Transactions". (2) Whether the entrusted price is valid ~ Including the inspection of the "effective limit of the daily limit" and "declaration of buying a unit of western decline". Here "The daily limit is effectively entrusted to the Sunn Becker Berg Exchange. The daily limit price transmitted before the daily opening is regarded as the second series = securities and the daily limit price is set by the stock exchange according to the previous one. Transaction day ^ I ~ 1J · The price of the price after the correction of the ex-rights and ex-dividend factors) Retrieval > Kaobei (received and rounded to the nearest 7% but not more than 7%? The price is equal to this The value is used as a standard for verifying the validity of the commission price. It is an inconvenience in calculation and eliminates the possibility of artificial price filling. In addition, the unit of the rise and fall of the price of $ 2 is a commodity in different price ranges. The minimum price unit that can be accessed by # i · According to the matching standard of the stock exchange and the minimum beating unit of the μ interval, please refer to the figure 12. Therefore, the transaction processing unit (5) and real-time price of each integrated system are used.袼 Data Kang f R ^ 丨 Ding Nian I 8), so the validity of the entrusted content can be verified in real time, so as to improve the efficiency of users' orders. Please refer to the fourth figure, which refers to the transaction content of the system transaction processing unit (5) after the verification, and uses the transaction communication gateway (7) as the media to synchronize the transaction with the backstage of the brokerage firm by synchronous communication (Synchronized). The host (17) delivers the delegation request. The transaction communication gateway (7) uses the non-connection transmission protocol (UDP / IP) to receive the commissioning instructions of the system's transaction processing unit, and combines them into electronically-entrusted packets (Packets). 9) The (Ethernet) and (or) ATU-R / Router (10) connected devices are sent to the broker's back-end transaction system (17) for processing. Gateways to communications when trading (7)

594531 Obtained the transaction reply packet of the broker's back-end transaction system 7), and then notified the system transaction processing unit (5) of the transaction reply instruction by using a non-connection transmission protocol (UDP / j p). The system transaction processing unit (5) is configured with an image memory block to 'convert the original entrusted content and the entrusted response content into a bitmap image format (Bi tmap), and deliver it through the parallel 1 / () port (LpT1). The printer (2) prints the entrusted documents for users' acceptance. When the system transaction processing unit (5) obtains the user's account inquiry instruction from the touch screen (3), it uses the transaction communication gateway (7) as a medium to synchronize the account with the broker's back-office through synchronous communication (Synchronized). The service host (18) delivers the delegation request. The transaction communication gateway (7) receives the inquiry instruction from the system transaction processing unit (5) by using the non-connection transmission protocol (UDP), and the brigade combines it into an electronic entrusted packet (packet;), and transmits it through the Ethernet Port (Ethernet) (9) and / or ATU-R / Router (10) connected devices are sent to the brokerage backend accounting system (18) for processing. When the transaction communication gateway (7) obtains the reply packet (p a c k e t) of the broker's backend accounting system (18), it immediately informs the system transaction processing unit (5) of the reply data by using a non-connection transmission protocol (UDP). The system transaction processing unit (5) is configured with an image memory block to 'convert account transaction data into a bitmap image format (Bi tmap) and deliver it to the printer (2 through the output of the parallel I / O port (LPT1)' ) Print the accounting report for users' retention. According to this, the terminal can be installed at the trading venue of a general brokerage branch, and connected to the host company's main trading system through its internal LAN, so that it can

594531 V. Description of the invention (12) It is convenient for on-site customers in the trading venue to place orders on their own and reduce the labor costs of securities institutions; it can also be set up in remote unqualified unmanned premises and directly trade with the main company host via a closed wide area network The system is connected and supplemented by the PK I financial transaction mechanism that complies with the current laws and regulations. It can also provide users with a safe and self-service financial environment for stock trading. Therefore, the present invention can help users to break through the space limitation that can be placed in a specific trading venue, or the time limitation that can be traded during a specific business hour. According to the above, it is only one of the best specific embodiments of the present invention, but the features of the service mode and device of the present invention are not limited to this. Anyone skilled in the art can easily perform in the field of the present invention. All changes or modifications considered can be covered by the patent scope of this case.

Page 594531 The diagram is a simple illustration. The first diagram is a schematic diagram of order placement in the conventional manual operation mode. The second diagram is a flowchart of the order placement order of a single terminal on the known network. The third diagram is the terminal of the present invention. System architecture and internal unit configuration diagram; The fourth diagram is the architecture diagram of the terminal area network (LAN) of the present invention; the fifth diagram is the architecture diagram of the wide area network (WAN) of the terminal of the present invention; the sixth diagram is the conventional one A comparison diagram of the single terminal authentication under the network and the card swipe authentication interface of the present invention; the seventh diagram is a flowchart of the terminal opening / swipe login of the present invention; the eighth diagram is an SSL encryption program diagram of the terminal transmission of the present invention; the ninth diagram is The wiring diagram of the terminal of the present invention and the host of the system data source system; the tenth diagram is a schematic diagram of inputting the stock code by the touch screen of the terminal of the present invention; the eleventh diagram is a diagram of the touch screen of the terminal of the present invention. Schematic diagram of inputting the buying and selling price by touch; and Figure 12 is the minimum price range in the stock exchange matching specifications

List of beating units 0 [Illustration of drawing number]; (1) Card reader module (2) Lister module (3) Touch screen (4) System price receiving unit (5) System transaction processing port is early ( 6) Account correlation database (7) Transaction communication gateway (8) Real-time price database (9) Ethernet port (10) ATU-R / Rout er Page 17 594531

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Claims (1)

594531 6. Scope of patent application 1. A method for smart screen touch stock trading terminal, including the following steps: The user logs in to a terminal, and a system transaction processing unit provides intelligent guidance function; the system transactions The processing unit automatically reads real-time price data of a stock commodity code from a real-time price database after a stock commodity code is input by a user on a touch screen; and the system transaction processing unit automatically brings in the real-time price information. The price information is displayed on the commissioned price column of the touch screen; this can reduce the possible mistakes of human input. 2. The method of smart screen touch stock trading terminal as described in item 1 of the scope of patent application, wherein the terminal is connected to the background trading system of each brokerage firm as a trading network. 3. The smart screen touch stock trading terminal method as described in item 1 of the scope of patent application, wherein the update of the real-time price data is received by a system price receiving unit of the information source host of the information company to the terminal. Real-time data broadcasting. 4. The smart screen touch stock trading terminal method described in item 1 of the scope of patent application, wherein the user can touch the content of an entrusted price column through one of the touch screen's touch price plus / minus adjustment buttons. Make adjustments. 5. The method of smart screen touch stock trading terminal as described in item 4 of the scope of patent application, wherein each time the touch price plus / minus adjustment button is touched, a corresponding virtual key message (Virtua) is sent. 1 Page 19 594531 VI. Patent application scope K e y M e s s a g e), to drive the system's transaction processing unit to read the unit of rise and fall of the reported purchase price of the stock commodity code from the immediate price database. 6. The smart screen touch stock trading terminal method as described in item 5 of the scope of patent application, wherein the lifting unit for reporting the purchase price is added or subtracted to the real-time price information with a minimum lifting unit and generates A new order price is located at the bid-ask price bar of the touch screen. 7. The method of smart screen touch stock trading terminal as described in item 6 of the scope of patent application, wherein the minimum lifting unit is regulated according to the matching standards of the stock exchange. Page 20