KR20010068077A - System and method for placing an order in online stock trading - Google Patents

Abstract

PURPOSE: The system and method for ordering the on-line stock is provided to enable a beginner to order the stock easily and promptly according to the real-time stock news. CONSTITUTION: A user connects to the order processing server of a security(S301). A presentation part serves the initiative screen on the client terminal(S302). The user can set up the order term in advance(S303) and inputs the desire terms to the configure window(S305). The terms configuration checks if the save deposit excesses the standard amount or not(S306). If the save deposit is proper, the order terms of the user is configured as the new input value. Otherwise, the terms modification is requested. A news searcher of the order processing server checks the news related to the stock name(S307). When the stock name is checked, the order sheet processor automatically makes the order form(S308). If the user wants to order(S309), the order information is sent to the order processing server by clicking an order button. While the specification of ordering the stock is sent to the Securities Exchange, the order sheet processor receives and processes the buy order(S311).

Description

Online stock trading ordering system and method thereof {System and method for placing an order in online stock trading}

The present invention relates to a system and method for ordering stocks online, and more particularly, to an online stock trading order system and method for automatically and quickly placing a purchase order for a relevant stock according to stock news.

Today, stock trading is a means of raising business capital for corporations and an investment vehicle of high profits for the general public. In order to make such a stock transaction, first, by depositing a deposit with a securities company, he opens his own consignment account and buys or sells the stock at a fixed transaction time.

There are two ways to place a stock trading order through a securities company: to visit a securities company in person, to fill out an order form, to place an order over the telephone, and to place an order online, such as via PC or the Internet. . Currently, many securities companies are actively inducing online stock trading through HTS and lowering transaction fees. In particular, stock trading online has become more difficult due to the explosive growth of private investors and the emergence of date trading. It is a growing trend.

Such online stock trading is usually performed by installing a home trading program provided by a securities company or a program downloaded from a homepage of a securities company on a client terminal, and accessing the order processing server of a contracted securities company.

In general, a customer places an order by entering his or her ID, password, etc. and logging into the order entry form provided by the server of the securities company while logging in. Such an order is usually ordered, It contains information such as item code, order price, and order quantity. However, after looking at the stock price or stock news, the customer selects the desired stock and inputs the corresponding stock code, and at the same time, calculates and inputs the order price and quantity considering the range of deposits in his account. This process is not only cumbersome, but also in situations where prices and trading volumes fluctuate within seconds or minutes, users who are unfamiliar with the order can't order the item they want at the right price. If you see it happens. In particular, the stock market's market tends to depend on the so-called good news or bad news. Therefore, there is a need for a means for customers to quickly make online orders.

The present invention has been made to solve the above problems, the object of the present invention is to provide an online stock trading order system and method that allows users to quickly and easily stock trading orders even if the user is not familiar with online orders. .

Furthermore, another object of the present invention is to provide an online stock trading order system and method that can search for stock news provided in real time and place an order accordingly.

1 is a schematic diagram of an online stock trading order system according to a preferred embodiment of the present invention.

2 is a schematic functional block diagram of the order processing server shown in FIG.

3 is a flow chart showing the process of an online stock trading order method according to a preferred embodiment of the present invention.

Figure 4 is a view showing an example of a stock trading order screen provided to the customer terminal in accordance with a preferred embodiment of the present invention.

5 is a view showing an example of a screen for setting the stock trading conditions in accordance with a preferred embodiment of the present invention.

6 is a diagram schematically showing the configuration of news data provided to the order processing server.

7 shows diagrammatically an example of index data for news search.

8 is a diagram showing an example of data of stock information.

In order to achieve the above object, the online stock trading order system according to the present invention comprises: a client terminal for setting a stock trading condition and transmitting a stock trading order; And accessing the customer terminal to retrieve news data in real time, extracting a stock trading item name corresponding to the news, and automatically creating an order for the item according to the set stock trading condition and providing the same to the customer terminal. At the same time, it includes an order processing server for processing the received stock trading orders.

The order processing server may include: presentation means for providing a service screen including a condition setting screen for presetting a condition including an order price and an order price to the customer terminal 10 and a stock order screen; Condition setting means for setting a condition including an order price and an order price of a stock transaction according to a condition input by a customer on the condition setting screen; News search means for searching whether news data provided in real time includes a trading item name and extracting a corresponding item name; And an order form preparation processing means for creating a stock transaction order for the corresponding item name searched by the news search means according to the condition set by the condition setting means.

In addition, the condition setting screen, the order amount to be able to set a predetermined ratio of the deposit amount of the customer or key input the amount; And an order price column for selecting one of the selling quotations and the buying quotations at the time of ordering.

Preferably, the stock order screen, the stock market news is displayed in real time.

In addition, the news search means retrieves the title data of the news to extract the same trading item name.

Preferably, the order creation processing means, within the limits of the transaction item name extracted from the news search means, the order price corresponding to the order price preset in the transaction condition setting, and the order price set in the transaction condition setting Fill out the order form by automatically filling in the order quantity calculated according to the order price.

According to another aspect of the present invention, in the online stock trading order method using a system consisting of a customer terminal, an order processing server for receiving and processing stock trading orders and a network connecting them,

(a) setting in advance a transaction condition including an order price and an order price of the stock transaction; (b) extracting a trade item name by searching news data provided to the order processing server in real time; And (c) automatically creating a stock trading order in accordance with the set conditions for the extracted item name.

Hereinafter, exemplary embodiments of the present invention will be described in detail with reference to the accompanying drawings. Prior to this, terms or words used in the specification and claims should not be construed as having a conventional or dictionary meaning, and the inventors should properly explain the concept of terms in order to best explain their own invention. Based on the principle that can be defined, it should be interpreted as meaning and concept corresponding to the technical idea of the present invention. Therefore, the embodiments described in the specification and the drawings shown in the drawings are only the most preferred embodiment of the present invention and do not represent all of the technical idea of the present invention, various modifications that can be replaced at the time of the present application It should be understood that there may be equivalents and variations.

Desirable System Configuration

1 shows a simplified configuration of a system for placing an online stock trading order according to a preferred embodiment of the present invention. As shown, the plurality of customer terminals 10 are connected to the order processing server 30 of the securities company through the network 20. Here, the term "securities company" is a term representing a company qualified to trade securities directly on the stock exchange. In addition, the network refers to a data communication network in a comprehensive sense, which is connected to each other by various networks including LAN, WAN, intranet, and similar internal networks, and provides access to the Internet, and includes a private network and a public telephone network (PSTN). It is to be understood to include mobile networks, satellite networks and wireless networks such as IMT-2000, as well as wired networks, including).

Preferably, the client terminal 10 is a client program that enables a connection with the order processing server 30, such as a home trading program provided by a securities company, and displays a document provided by the order processing server 30. Equipped with.

Investors access the order processing server 30 through the customer terminal 10 and then place a stock trading order, the order processing server 30 processes these orders to send a formal trading order to the stock exchange (50).

In addition, the order processing server 30 of the securities company, for example, is connected to the news providing server 40 of the securities bulletin providing company receives various news related to the stock transaction. The news providing server 40 is shown as independent from the securities company, but this is only a functional division and the news providing server 40 is connected to the order processing server 30 as a server inside the securities company. It may have a configuration. In addition, the order processing server 30 is preferably provided with news information from the news providing server 40, but is not limited to this may be provided with news directly input by a separate input means, such as a keyboard, scanner, etc. have. In the present invention, as described below, the news provided by the order processing server 30 is characterized by extracting the item, but the news is provided by the various methods described above because the form in which the news is not important is provided. It should be understood as possible.

According to the present invention, the order processing server 30 retrieves the news provided from the news providing server 40 to extract a specific item, and then through the customer terminal 10 in accordance with the pre-set conditions for the customer purchase stock orders Write. To this end, the configuration provided by the order processing server 30 will be described with reference to FIG.

Example configuration of server

As shown in FIG. 2, the order processing server 30 controls the presentation unit 32, the condition setting unit 33, the news search unit 34, the order form processing unit 35, and each of these units, and controls the system. It includes a system operating unit 31 for operating.

The presentation unit 32 provides various menus and screens for placing a stock trading order together with a service screen to the customer terminal 10 connected to the order processing server 30. For example, the presentation unit 32 may provide a document written in HTML to the customer terminal 10, and the customer terminal 10 may display it using a client browser installed therein.

According to the present invention, since the information input by the user through the customer terminal 10 is processed by the application program based on various database (DB) interworking in the order processing server 30, from the presentation unit 32 The document provided to the customer terminal 10 includes protocol elements such as Common Gateway Interface (CGI) or Active Server Page (ASP) to enable this.

The condition setting unit 33 sets an order environment according to a condition input after the user accesses the order processing server 30. According to the present invention, the customer sets the order amount, order classification, order price, order method, etc. before the stock sale order.

The news search unit 34 searches for news inputted or transmitted to the server to determine whether there is news corresponding to the stock item traded in real time.

The order creation processor 35 functions to create an order and receive and process the order so that a user can order a stock trading transaction through the customer terminal 10.

The system operation unit 31 controls each unit so as to receive and process stock sales orders from the customer terminal, and performs functions such as basic access and login. In addition, the order processing server 30 is a communication controller that enables physical connection with the input / output controller 36 and the network communication network 20, which are interfaces for controlling the monitor 70 as an output means and the keyboard 71 as an input means. It further includes a conventional configuration such as (37).

Database configuration

Each part of the order processing server 30 is interlocked with a database. The database includes a customer information DB 61 in which basic information of a customer is connected, a news information DB 62 in which news information received in real time is stored, and a type of item. There may be a stock information DB 63 in which detailed stock information including quotes is updated and stored, and an order information DB 64 in which order information related to a user's order history is stored.

The customer information includes information such as a stock deposit account number, a deposit, a stock trading logbook, etc. together with a name, ID, password, etc. of a user accessing the order processing server 30 for a stock trading order.

The news information is composed of text information provided by the news providing server 40 or directly input to the server by a separate input means. The news information is classified and processed into titles and contents, and is pushed and displayed on the customer terminal 10 by the presentation unit 32. In addition, the news information DB 62 may include index data so that the news search unit 34 may compare texts and extract the texts when searching for news, as described below.

The stock information is a stock code of stocks, stock names, current prices, fluctuations, trading volume, stock index, etc. of various stocks that are traded on the stock exchange. The stock information is transmitted or input by a separate providing means and updated in real time. . Preferably, the stock information DB 63 is indexed and stored for each item code, an example of this is shown in FIG.

The order information is a stock transaction order history is stored by the customer, and includes information such as order date, order customer, order classification, order method, order item and price and transaction amount, order processing result by order number.

Although in this specification, the configuration of the order processing server 30 is described and illustrated by dividing it into a system operation unit, a presentation unit, a condition setting unit, a news search unit, an order form processing unit, and the like, but this does not mean physical or spatial division. It is to be understood that this is a block diagram of the functional configurations required to perform the operations of the present invention. In fact, the order processing server will be composed of components such as a central processing unit, RAM, ROM, auxiliary storage device as a large-scale computer system, the operation of the present invention will be made by the execution of these hardware and applications, the above presentation The presentation unit, condition setting unit, news retrieval unit, order creation processing unit, etc. should be understood to functionally classify and configure the combination of these hardware and software.

In addition, in the present invention, the customer who is a user inputs a condition through the customer terminal 10 and inquires about the existing transaction details or information or creates and sends an order form. This will be implemented by a CGI function that delivers the request of the customer terminal 10 to the order processing server 30 to be executed by the application program and provides the result of the execution back to the customer terminal 10. Is to cover these functions.

Then, referring to Figure 3, it will be described in detail the process of making a stock trading order according to the present invention using the system having the configuration as described above.

1. Server access and screen

First, a customer who is a user, for example, enters a URL address on a web browser of the customer terminal 10 or connects to an order processing server 30 of a securities company using a pre-installed access program (step S301).

Then, the presentation unit 32 provides the customer terminal 10 with the initial screen necessary for the stock trading order (step S302). Such a screen may include a menu screen for a logged-in customer to log in, and may include a general menu such as stock index, stock quote inquiry, order history inquiry, investment information, and the like. Preferably, when the login information of the customer registered as a member is input, the system operation unit 31 allows the use of the service by comparing the information with information previously stored in the customer information DB 61 and authenticating it.

Preferably, the presentation unit 32 provides an order screen as shown in Figure 4 to the customer terminal 10, such an order screen is a condition setting button 100 and the stock market news for setting the order environment in advance 110 and the order column 120.

The configuration of the order screen is not limited by the present embodiment and the drawings, and may be configured as a separate page, divided into frames, or provided in the form of a pop-up window. Preferably, the stock news and order columns are displayed at the same time so that the user can quickly confirm the news contents and place an order as described below.

2. Set Order Conditions

Prior to a full-scale stock trading order, the user may determine whether to set his or her order environment in advance (step S303). That is, when the user clicks the condition setting button 100, the condition setting window shown in FIG. 5 is displayed in the form of a pop-up window, for example, and the user inputs a desired condition therein (step S305).

Accordingly, the user can set in advance the order amount he wants to place a trading order. Preferably, the order amount is set in the form of a predetermined percentage of the deposit amount deposited by the customer in the consignment account or by directly inputting the order amount. Specifically, the check amount column 210 is divided into a check button according to the 'ratio' and 'fixed amount', the user checks any one of them and sets the amount. If the user checks the 'Ratio' setting, the user can select from the drop down menu what percentage of the deposit will be. On the other hand, if the user checks the 'set amount' setting will be able to enter the amount directly in the amount field.

Preferably, after setting the order amount to check whether the amount exceeds the deposit amount or a separate reference amount may be further provided with an amount inquiry button. In the present embodiment, as described below, when all the conditions are inputted, it is illustrated that the amount of money is inquired after the confirmation button is pressed.

In addition to the order amount, the user may further set order classification, order price, order method, and the like. Order classification is selected from the order section 220 as distinguishing the 'buy' and 'sell'. If the user checks the number of copies, the radio button of 'automatic entry' and 'manual entry' is activated again, and the user is asked for the selection. Here, 'automatic entry' refers to automatically searching for a news item according to the present invention according to the present invention and automatically filling in order details, and 'manual entry' refers to a user directly inputting the order details. Although, in the embodiment of the present invention, the order classification is illustrated as a menu of the condition setting window, the setting of the order amount is only for the stock purchase, so to specify the 'buy' and then set the order amount, or select the order amount automatically It is also possible to adopt a method of selecting 'buy'.

The user sets an order price by selecting a radio button of a desired price from, for example, the purchase price 1-5 price or the selling price 1-5 price in the order price column 230, and then in the order method column 240, conditional designation, normal Choose the right one for sale, market price, etc. In the present invention, the order price is set based on the bid price and the bid price as described below, but of course another alternative is possible.

The configuration and provision of the menu should not be construed as limited to the embodiments and drawings of the present invention, it should be understood that there may be various modifications corresponding to the technical idea that the customer sets the conditions before the stock purchase order. .

As described above, when the input of the condition is completed, the confirmation button is pressed to transmit the information to the order processing server 30, and the condition setting unit 33 compares the information with the deposit history data stored in the customer information DB 61 and the like. After determining whether the deposit amount or the reference amount is exceeded (step S306), if appropriate, the customer's order condition is set as an input value, otherwise the condition is required to be corrected.

If, in step S303, the customer does not want to set the condition, it may be maintained at a previously set value (step S04). If the existing condition is not suitable in the current situation, the client terminal 10 is notified of the content and requests resetting of the condition.

3. News Search

After the setting of the order condition is completed, the customer is in the waiting state for the order and waits for the good news for the stock purchase. Preferably, such stock news is inputted from the news providing server 40 or provided by manual input and stored in the news information DB 62, and at the same time, to the customer terminal 10 side, preferably in the order screen of FIG. It is inserted into the news column 110 and displayed.

At this time, the news search unit 34 of the order processing server 30 searches for news related to the stock trading item from the provided news data (step S307). In more detail, the news data includes a date / time data part, a title data part, a content data part, etc., as shown in FIG. 6, and the title data and content data are shown in the stock market news of FIG. 4. As shown in (110), it is preferable to display the title column 111 and the content column 112, respectively.

In addition, the news information DB 62 includes index data for searching for news, which is composed of, for example, the name of the stock currently traded and its stock code as shown in FIG.

The news data is input in real time, the contents of which are displayed on the customer terminal. At this time, the news search unit 34 reads the title data of the news data input in chronological order and searches whether the transaction item name written in the index data is included in the title. For example, if the news data titled "LG Electronics, agreed to supply $ 3 million WLL equipment to Mongolia" is entered, the news search unit 34 compares and searches whether the item specified in the index data exists within the title. As a result, the item name "LG Electronics" is included. In a preferred embodiment of the present invention, it is illustrated that the item name of the index data and the title of the news data are contrasted with each other, if two or more item names can be searched when searching for content other than the title, which one to order This can be confusing.

In addition, it is preferable to extract the company name included in the title even if it is an abbreviation rather than a formal name. For example, it is possible to set a keyword to determine "Hyundai Motor" as the item name "Hyundai Car".

4. Fill out and fill out the order form

Once the transaction item name is retrieved, the order form processing unit 35 is then operated to automatically create the order field 120 of FIG. 4 (step S308). In more detail, when the news search unit 34 determines that the title data of the news includes the item name "LG Electronics", the stock information data corresponding to the item code "00660" of LG Electronics indicated in the index data ( 8 is extracted from the stock information DB 64 and automatically enters a corresponding value, for example, an item code, an order price, an order quantity, etc. in the input window of the order field 120.

At this time, the order unit price is entered in accordance with the order price previously set by the user, for example, based on the current price of the item may set the order unit price to No. 1 to No. 5 or No. 1 to no. Here, 'selling price 1' refers to the selling price of the lowest price based on the current price at the time of placing the order, and is defined as selling price 2 and selling price 3, respectively, in the order of increasing price. On the other hand, 'Buy 1 bid price' refers to the bid price with the highest price at the time of placing an order, and is defined as Buy 2 bid price and Buy 3 bid price in decreasing order. These sell / buy bids are updated and accumulated in real time in the order processing server 30.

When the order unit price is determined as described above, the order quantity is determined and automatically input within the limit of the preset order amount, that is, "order amount ÷ order unit price = order quantity" is determined. In this case, the order quantity may be discarded or rounded up to a quantity orderable, for example, in units of 10 weeks according to the regulations.

As above, the order form is automatically filled in, and the user can modify or additionally enter the value if desired. In other words, you can place the cursor in the text box and manually modify or enter values using the keyboard.

As soon as the order form is completed, the customer can view not only the title but also the contents of the news provided through the order screen. When the customer who has viewed the news contents wants to order (step S309), the order information is sent to the order processing server 30 by clicking on the order button 130. Accordingly, the order creation processor 35 receives the stock purchase order and processes it. At the same time, these stock orders will be sent to the stock exchange 50 and ordered for trading.

If the user does not want to order in step S309, the cancel button 140 is clicked (step S310), and the step returns to S307 to wait for new news.

According to the present invention, since the search for the stock market provided in real time to automatically create an order for ordering the items corresponding to the good news, users do not need to enter their deposit information, order price, quantity, etc. It also avoids the time-consuming effort of calculating them individually and the resulting economic losses.

Moreover, not only based on accurate information for each customer, but also automatically calculates an order by accurately calculating a price or quantity within a limit amount, so that errors such as unscheduled order or non-contract due to miscalculation can be prevented in advance.

Claims (11)

A customer terminal 10 for setting stock trading conditions and transmitting a stock trading order; And It is connected to the customer terminal, retrieves the news data in real time to extract the stock trading item name corresponding to the news, and automatically prepares an order for the item according to the set stock trading conditions to provide to the customer terminal at the same time And an order processing server 30 for processing the received stock trading order. The method of claim 1, wherein the order processing server 30, Presentation means (32) for providing a service screen including a condition setting screen for setting in advance a condition including an order price and an order price in the customer terminal (10); Condition setting means (33) for setting a condition including an order price and an order price of a stock transaction according to a condition input by a customer on the condition setting screen; News search means 34 for searching whether news data provided in real time includes a trading item name and extracting a corresponding item name; And And an order form preparation processing means (35) for preparing a stock transaction order for the corresponding item name retrieved by the news search means according to the condition set by the condition setting means. The method of claim 2, wherein the condition setting screen, An order amount column 210 for setting a predetermined ratio of the deposit amount of the customer or keying in the amount; And On-line stock trading order system, characterized in that it comprises an order price column 230 to select any one of the selling quotations and the purchase quotations at the time of order. The method of claim 2, wherein the stock order screen, Online stock trading order system, characterized in that the stock market news is displayed in real time. 3. The on-line stock trading order system according to claim 2, wherein the news search means (34) retrieves the title data of the news and extracts the same trade item name. According to claim 2, wherein the order creation processing unit 35, the transaction item name extracted from the news search means, the order unit price corresponding to the order price preset in the transaction condition setting, and the order set in the transaction condition setting On-line stock trading order system, characterized in that for filling out the order by automatically filling the order quantity calculated according to the order price within the limit of the amount. In the online stock trading order method using a system consisting of a customer terminal 10, an order processing server 30 for receiving and processing stock trading orders and a network connecting them, (a) setting in advance a transaction condition including an order price and an order price of the stock transaction; (b) extracting a trade item name by searching news data provided to the order processing server in real time; And (c) automatically generating a stock trading order form according to the set condition for the extracted item name. 8. The method of claim 7, wherein in step (b), the title data of the news is retrieved and the item name is extracted therefrom. 8. The method of claim 7, wherein the setting of the order price in the step (a) is set by setting a predetermined ratio of the deposit amount of the customer or by keying in the amount, and the setting of the order price with the selling bids at the time of ordering. Online stock trading order method characterized in that to choose any one of the bid price. The method of claim 7, wherein step (c) is Automatically entering an item name extracted through the news search; Automatically entering an order price corresponding to an order price set in the transaction condition setting step; And And automatically filling an order quantity calculated according to the order price within a limit of an order price set in the transaction condition setting step. 8. The method of claim 7, further comprising the step of displaying the stock news in real time.