CN113516545B - Internal control compliance service management method and device - Google Patents
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Abstract
The invention discloses a method and a device for managing internal control compliance business, which relate to the technical field of computer systems and automatic programming, wherein the method comprises the following steps: obtaining template configuration files and regulation item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information. The invention can solve the problem of repeated development investment faced by the existing internal control compliance business management, and reduce the development workload and the implementation period.
Description
Technical Field
The present invention relates to the field of computer systems and automatic programming technologies, and in particular, to a method and an apparatus for managing an internal control compliance service.
Background
This section is intended to provide a background or context to the embodiments of the invention that are recited in the claims. The description herein is not admitted to be prior art by inclusion in this section.
The internal control compliance is always the first thing of the management of the internal and external institutions, and at present, all commercial banks in China need corresponding application systems to support the informatization and flow management of the internal control compliance business. The commercial banks are quite different in internal control compliance management flow and face the problem of repeated development and repeated investment.
The existing internal control compliance business management is usually realized by adopting a third party workflow engine or a hard coding mode, but the method is only suitable for the whole output of projects, secondary development is required for the requirement of customization, the development workload is large, and the implementation period is long.
In view of the above problems, no effective solution has been proposed at present.
Disclosure of Invention
The embodiment of the invention provides an internal control compliance service management method, which is used for solving the problem of repeated development investment faced by the existing internal control compliance service management and reducing development workload and implementation period, and comprises the following steps:
obtaining template configuration files and regulation item information;
configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;
performing operation batch processing on the operation flow according to the business flow template;
evaluating the result of the operation batch processing according to the regulation item information;
evaluating the result of the operation batch process according to the regulation and regulation item information, comprising:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
according to the evaluation index library, evaluating the result of the operation batch processing;
further comprises: obtaining estimated annual information and a problem domain;
generating an evaluation index library according to the basic index library, wherein the evaluation index library comprises the following steps: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
Further, the internal control compliance service management method further comprises the following steps: and creating a flow instance according to the business flow template.
Further, according to the business process template, performing job batch processing on the job flow, including:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
Further, the evaluation index library comprises a plurality of evaluation index sets, and the evaluation index sets are crossed.
Further, the internal control compliance service management method further comprises the following steps: and monitoring the operation condition of the operation batch processing by using the short message.
The embodiment of the invention obtains the template configuration file and the regulation system item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information. Compared with the existing scheme of adopting a third party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment faced by the existing internal control compliance business management, and reduces development workload and implementation period.
The embodiment of the invention provides an internal control compliance service management device, which is used for solving the problem of repeated development investment faced by the existing internal control compliance service management and reducing development workload and implementation period, and comprises the following components:
the file obtaining module is used for obtaining a template configuration file and regulatory item information;
the template configuration module is used for configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;
the batch processing module is used for carrying out operation batch processing on the operation flow according to the business flow template;
the result evaluation module is used for evaluating the result of the operation batch processing according to the regulation and system item information; the result evaluation module is further configured to:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
according to the evaluation index library, evaluating the result of the operation batch processing;
the file obtaining module is further configured to: obtaining estimated annual information and a problem domain;
the result evaluation module is further configured to: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
Further, the internal control compliance service management device further includes:
and the instance creation module is used for creating a flow instance according to the business flow template.
Further, the batch processing module is further configured to:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
Further, the evaluation index library comprises a plurality of evaluation index sets, and the evaluation index sets are crossed.
Further, the internal control compliance service management device further includes: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by utilizing the short message.
The embodiment of the invention also provides a computer device, which comprises a memory, a processor and a computer program stored on the memory and capable of running on the processor, wherein the processor realizes the internal control compliance business management method when executing the computer program.
The embodiment of the invention also provides a computer readable storage medium, which stores a computer program for executing the internal control compliance business management method.
The embodiment of the invention obtains the template configuration file and the regulation system item information through the file obtaining module; the template configuration module is used for configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; the batch processing module is used for carrying out operation batch processing on the operation flow according to the business flow template; and the result evaluation module is used for evaluating the result of the operation batch processing according to the regulation and system item information. Compared with the existing scheme of adopting a third party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment faced by the existing internal control compliance business management, and reduces development workload and implementation period.
Drawings
In order to more clearly illustrate the embodiments of the invention or the technical solutions in the prior art, the drawings that are required in the embodiments or the description of the prior art will be briefly described, it being obvious that the drawings in the following description are only some embodiments of the invention, and that other drawings may be obtained according to these drawings without inventive effort for a person skilled in the art. In the drawings:
FIG. 1 is a flow chart of a method for managing internal control compliance services according to an embodiment of the present invention;
fig. 2 is a schematic diagram of an internal control compliance service management device according to an embodiment of the present invention;
fig. 3 is a schematic diagram of an electronic device according to an embodiment of the present invention.
Detailed Description
For the purpose of making the objects, technical solutions and advantages of the embodiments of the present invention more apparent, the embodiments of the present invention will be described in further detail with reference to the accompanying drawings. The exemplary embodiments of the present invention and their descriptions herein are for the purpose of explaining the present invention, but are not to be construed as limiting the invention.
The technology involved in the embodiments of the present invention will be explained first:
the flow is as follows: completing a complete business action process by two or more steps;
the flow steps are as follows: processing nodes in the flow process complete a certain specific service function;
instantiation: creating a specific process by using a process definition;
the operation flow is as follows: a set of operations with a relatively tight business association;
and (3) operation: short for computer tasks that need to be completed at regular time;
dependency: the pre-condition for starting the operation can be the dependence on the file and the dependence on the pre-operation;
operation frequency: the system supports Daily (DAY), end of month (EOM), and beginning of month (BOM) execution cycles of the job;
job trigger offset: the interval between the operation starting date and the operation date is controlled;
and (3) automatic redoing: automatic redo of failed jobs.
As mentioned above, the internal control compliance is always the first thing of the management of the institutions both in the world and outside, and at present, each commercial bank in China needs a corresponding application system to support the informatization and the flow management of the internal control compliance business. The commercial banks are quite different in internal control compliance management flow and face the problem of repeated development and repeated investment. The existing internal control compliance business management is usually realized by adopting a third party workflow engine or a hard coding mode, but the method is only suitable for the whole output of projects, secondary development is required for the requirement of customization, the development workload is large, and the implementation period is long.
According to the embodiment of the invention, a general compliance management product realization framework is designed based on the principles of productization, light weight, collocation, portability and iteration, and a configurable model of a bank compliance product is realized by adopting a plurality of innovative technical methods and means: firstly, the modeling of the compliance management business process is realized in a configuration mode. Secondly, the batch processing operation is realized in a configuration mode. Thirdly, realizing the business models of the evaluation index basic library and the evaluation library in a configuration mode. The business processes of compliance management are quite different among financial institutions, a unified process model, a lightweight and customizable batch processing implementation method and an evaluation index management model applicable to different clients are not provided. The newly built system needs to be repeatedly developed according to the personalized business process.
In order to solve the problem of repeated development investment faced by the existing internal control compliance service management and reduce development workload and implementation period, an embodiment of the present invention provides an internal control compliance service management method, and fig. 1 is a flowchart of an internal control compliance service management method provided in an embodiment of the present invention, as shown in fig. 1, including the following steps:
and 104, evaluating the result of the operation batch processing according to the regulation and system item information.
As can be seen from FIG. 1, embodiments of the present invention provide for the retrieval of template configuration files and regulatory itemized information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information. Compared with the existing scheme of adopting a third party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment faced by the existing internal control compliance business management, and reduces development workload and implementation period.
In an embodiment, a template configuration file and regulatory item information are obtained, and a business process template for initiating an approval process is configured according to the template configuration file, wherein the business process template comprises a process step template.
In this embodiment, the method for managing an internal control compliance service further includes: and creating a flow instance according to the business flow template.
In specific implementation, the definition and instantiation of the procedure can be realized by means of configuration. The framework mainly comprises two parts, wherein the first part is the definition (configuration) of the business process and the process step template. There are multiple business processes in the compliance management business, and a unified flow template is established to unify different points in different business processes. Each business process may include a different number of different types of process steps, and a unified process step template is created to unify the different points of the different process steps. The second part is the instantiation of the business process and process step templates. The flow or flow step defines a template from which different flow or flow step instances may be generated. An example of a process or process step is one that actually exists and is running in the system.
When the method is implemented, firstly, a flow template for initiating an approval flow is defined, and other information in the flow template is configured according to the requirement of the approval operation; defining a step template in the flow template; selecting a flow template from defined flow templates according to the requirement of approval operation, and creating a flow instance according to the selected flow template.
In an embodiment, according to the business process template, the job flow is subjected to job batch processing.
In this embodiment, according to the business process template, performing job batch processing on the job flow includes:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
When the method is implemented, the operation batch processing is carried out on the operation flow according to the operation configuration information, the operation state information and the operation flow template, and a platform scheduling storage process or a shell script is executed in the process to finish loading or other batch processing work of the database of the intermediate library to the target library.
In particular, during the life cycle of the job, the job is initialized, ready, running, completed or in error on each business date. Specifically, firstly, initializing is performed, and whether the precondition for starting the operation is satisfied is judged, wherein the precondition comprises: file dependent preconditions, time dependent preconditions, job dependent preconditions, or any combination thereof. Judging whether the operation quantity of the jobs is smaller than the operable quantity after the preconditions are met, if yes, the operation can be performed, if the operation is successful, the next service date can be initialized, if the operation fails, judging whether the operation times are smaller than the redo times, if the operation times are smaller than the redo times, marking the operation as pre-failure and then operating again, and if the operation times are not smaller than the redo times, marking the operation as complete failure, and at the moment, requiring subsequent manual intervention.
Note that, the job flow (job) refers to a set of jobs with a relatively tight service association, and generally, jobs in the job flow have a front-back dependency relationship, and all jobs in the job flow are completed to turn a card to a next service date. JOB (JOB) refers to a short term for computer tasks that need to be completed at regular time, and most of the JOBs of the system are data loading tasks from the intermediate table to the target table, and also drawing library population tasks, cleaning tasks, and the like. Dependencies (DEPENDENCE) are pre-conditions for job initiation, and may be dependencies on files and pre-job dependencies. The job frequency is the execution period of the job, and the present system supports DAY of the month (DAY), end of month (EOM), and beginning of month (BOM). The job trigger offset is used to control the interval between the job start date and the service date.
In specific implementation, the automatic operation redoing is supported, and the redoing times are configurable. If the number of times of the rework is not full, the operation is set to be in a pre-failure state, the platform can automatically rework the operation in the pre-failure state, and when the number of times of the rework is full and the operation is still unsuccessful, the operation state is set to be in failure.
In an embodiment, the results of the job batch are evaluated based on the regulatory approval information.
In this embodiment, the evaluation of the result of the job batch according to the regulation and system item information includes:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
and evaluating the result of the operation batch processing according to the evaluation index library.
In this embodiment, the method for managing an internal control compliance service further includes: obtaining estimated annual information and a problem domain;
generating an evaluation index library according to the basic index library, wherein the evaluation index library comprises the following steps: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
In this embodiment, the evaluation index library includes a plurality of evaluation index sets, and the evaluation index sets have intersections therebetween.
In this embodiment, the method for managing an internal control compliance service further includes: and monitoring the operation condition of the operation batch processing by using the short message.
In specific implementation, the daily operation condition of the operation flow can be monitored through short messages. The mobile phone number, the short message content, the short message scheduling and the like of the monitoring personnel can be modified through the configuration file.
In the specific implementation, an evaluation index management model is established, and a regulation system, a basic index library, an evaluation index library and a problem library are related to each other in a collocation mode to form a whole.
First, the basic index in the basic index library is generated based on the item information in the regulation system. Basic indexes can be added, and the item information in the regulation system can be associated. The basic index library is a full index pool oriented to evaluation matters.
Then, for the indices in the base index library, an evaluation index set may be generated according to regulations, evaluation years, problem domains, and the like using a configured manner. The indexes in the evaluation index set are the basis for the subsequent problem evaluation. The evaluation index library may include a plurality of evaluation index sets, and the evaluation index sets may have a cross.
Finally, when evaluating the problem, the evaluation index in the evaluation index set can be selected to evaluate the problem.
In an embodiment, jdk1.8 development is employed, independent of any third party technology. The method is deployed on an application server, and the flow configuration information and the state information are stored in a database.
The embodiment of the invention can effectively save the development cost by 20 months. The achievements in the invention can be multiplexed for flow customization, batch processing and index management modes in the new system. The development efficiency and the development quality can be improved, the cost is saved, the construction period is shortened, and the maintainability, the expandability and the deliverability of the product are greatly improved. The workflow of a third party is abandoned to realize products and a specific limiting platform, and a self-developed flow control framework is adopted, so that the purposes of saving cost, quickly developing, facilitating transplanting and expanding are achieved. The system automatically develops a batch processing framework, redefines the operation flow, the operation state and the like, and increases the service support and the short message reminding function in the involutory management field. The system provides an evaluation index management model, and combines the dimension information of regulation system, basic index, evaluation index, problem and the like into a set of configurable and definable management model suitable for different financial institutions.
Based on the same inventive concept, the embodiment of the invention also provides an internal control compliance service management device, as described in the following embodiment. Because the principle of the device for solving the problem is similar to that of the internal control compliance business management method, the implementation of the device can be referred to the implementation of the method, and the repetition is omitted.
Fig. 2 is a schematic diagram of an internal control compliance service management device according to an embodiment of the present invention, where, as shown in fig. 2, the internal control compliance service management device according to an embodiment of the present invention may include:
a file obtaining module 201 for obtaining a template configuration file and regulatory item information;
the template configuration module 202 is configured to configure a business process template for initiating an approval process according to the template configuration file, where the business process template includes a process step template;
the batch processing module 203 is configured to perform a batch processing on the job flow according to the business process template;
and a result evaluation module 204, configured to evaluate a result of the job batch according to the regulation and system item information.
In one embodiment, the internal control compliance service management device further includes:
and the instance creation module is used for creating a flow instance according to the business flow template.
In one embodiment, the batch processing module is further to:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
In one embodiment, the result evaluation module is further to:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
and evaluating the result of the operation batch processing according to the evaluation index library.
In one embodiment, the file obtaining module is further configured to: obtaining estimated annual information and a problem domain;
the result evaluation module is further configured to: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
In one embodiment, the evaluation index library includes a plurality of evaluation index sets, and the evaluation index sets have a cross.
In one embodiment, the internal control compliance service management device further includes: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by utilizing the short message.
In summary, the embodiment of the invention obtains the template configuration file and the regulation and system item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information. Compared with the existing scheme of adopting a third party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment faced by the existing internal control compliance business management, and reduces development workload and implementation period.
Based on the same inventive concept, the embodiment of the invention also provides an electronic device embodiment for realizing all or part of the content in the internal control compliance business management method. The electronic equipment specifically comprises the following contents:
a processor (processor), a memory (memory), a communication interface (Communications Interface), and a bus; the processor, the memory and the communication interface complete communication with each other through the bus; the communication interface is used for realizing information transmission between related devices; the electronic device may be a desktop computer, a tablet computer, a mobile terminal, etc., and the embodiment is not limited thereto. In this embodiment, the electronic device may be implemented with reference to the embodiment for implementing the method for internal control compliance service management and the embodiment for implementing the device for internal control compliance service management, and the contents thereof are incorporated herein and are not repeated here.
Fig. 3 is a schematic diagram of a system composition structure of an electronic device according to an embodiment of the present invention. As shown in fig. 3, the electronic device 30 may include a processor 301 and a memory 302; memory 302 is coupled to processor 301. Notably, this fig. 3 is exemplary; other types of structures may also be used in addition to or in place of the structures to implement telecommunications functions or other functions.
In one embodiment, the functions implemented by the in-control compliance business management method may be integrated into the processor 301. Wherein the processor 301 may be configured to control: obtaining template configuration files and regulation item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information.
From the above, the electronic device provided in the embodiment of the present invention obtains the template configuration file and the regulatory item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information.
The electronic equipment provided by the embodiment of the invention can solve the problem of repeated development investment faced by the existing internal control compliance business management, and reduce the development workload and the implementation period.
In another embodiment, the internal control compliance service management device may be configured separately from the processor 301, for example, the internal control compliance service management device may be configured as a chip connected to the processor 301, and the function of the internal control compliance service management method is implemented by the control of the processor.
As shown in fig. 3, the electronic device 30 may further include: a communication module 303, an input unit 304, an audio processing unit 305, a display 306, a power supply 303. It is noted that the electronic device 30 need not include all of the components shown in fig. 3; in addition, the electronic device 30 may further include components not shown in fig. 3, to which reference is made to the prior art.
As shown in fig. 3, the processor 301, sometimes referred to as a controller or operational control, may include a microprocessor or other processor device and/or logic device, which processor 301 receives inputs and controls the operation of the various components of the electronic device 30.
The memory 302 may be, for example, one or more of a buffer, a flash memory, a hard drive, a removable media, a volatile memory, a non-volatile memory, or other suitable device. The information about failure may be stored, and a program for executing the information may be stored. And the processor 301 may execute the program stored in the memory 302 to realize information storage or processing, etc.
The input unit 304 provides input to the processor 301. The input unit 304 is, for example, a key or a touch input device. The power supply 303 is used to provide power to the electronic device 30. The display 306 is used for displaying display objects such as images and characters. The display may be, for example, but not limited to, an LCD display.
The memory 302 may be a solid state memory such as Read Only Memory (ROM), random Access Memory (RAM), SIM card, etc. But also a memory which holds information even when powered down, can be selectively erased and provided with further data, an example of which is sometimes referred to as EPROM or the like. Memory 302 may also be some other type of device. Memory 302 includes a buffer memory 3021 (sometimes referred to as a buffer). The memory 302 may include an application/function storage section 3022, the application/function storage section 3022 being for storing application programs and function programs or a flow for executing operations of the electronic device 30 by the processor 301.
The memory 302 may also include a data store 3023, the data store 3023 for storing data such as contacts, digital data, pictures, sounds, and/or any other data used by the electronic device. The driver storage 3024 of the memory 302 may include various drivers of the electronic device for communication functions and/or for performing other functions of the electronic device (e.g., messaging applications, address book applications, etc.).
The communication module 303 is a transmitter/receiver that transmits and receives signals via the antenna 308. A communication module (transmitter/receiver) 303 is coupled to the processor 301 to provide an input signal and to receive an output signal, as may be the case with conventional mobile communication terminals.
Based on different communication technologies, a plurality of communication modules 303, such as a cellular network module, a bluetooth module, and/or a wireless local area network module, etc., may be provided in the same electronic device. The communication module (transmitter/receiver) 303 is also coupled to a speaker 309 and a microphone 310 via an audio processing unit 305 to provide audio output via the speaker 309 and to receive audio input from the microphone 310, thereby implementing usual telecommunication functions. The audio processing unit 305 may include any suitable buffers, decoders, amplifiers and so forth. In addition, an audio processing unit 305 is also coupled to the processor 301 so that sound can be recorded locally by a microphone 310 and so that sound stored locally can be played by a speaker 309.
An embodiment of the present invention further provides a computer readable storage medium for implementing all the steps in the internal control compliance service management method in the above embodiment, where the computer readable storage medium stores a computer program, and when the computer program is executed by a processor, the computer program implements all the steps in the internal control compliance service management method in the above embodiment, for example, the processor implements the following steps when executing the computer program: obtaining template configuration files and regulation item information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information.
From the above, it is apparent that the computer-readable storage medium provided in the embodiments of the present invention is provided by obtaining a template profile and regulatory approval information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing operation batch processing on the operation flow according to the business flow template; and evaluating the result of the operation batch processing according to the regulation and regulation item information.
The computer readable storage medium provided by the embodiment of the invention can solve the problem of repeated development investment faced by the existing internal control compliance business management, and reduce the development workload and the implementation period.
Although the invention provides method operational steps as described in the examples or flowcharts, more or fewer operational steps may be included based on conventional or non-inventive labor. The order of steps recited in the embodiments is merely one way of performing the order of steps and does not represent a unique order of execution. When implemented by an actual device or client product, the instructions may be executed sequentially or in parallel (e.g., in a parallel processor or multi-threaded processing environment) as shown in the embodiments or figures.
It will be appreciated by those skilled in the art that embodiments of the present description may be provided as a method, apparatus (system) or computer program product. Accordingly, the present specification embodiments may take the form of an entirely hardware embodiment, an entirely software embodiment or an embodiment combining software and hardware aspects. Furthermore, the present invention may take the form of a computer program product embodied on one or more computer-usable storage media (including, but not limited to, disk storage, CD-ROM, optical storage, and the like) having computer-usable program code embodied therein.
The present invention is described with reference to flowchart illustrations and/or block diagrams of methods, apparatus (systems) and computer program products according to embodiments of the invention. It will be understood that each flow and/or block of the flowchart illustrations and/or block diagrams, and combinations of flows and/or blocks in the flowchart illustrations and/or block diagrams, can be implemented by computer program instructions. These computer program instructions may be provided to a processor of a general purpose computer, special purpose computer, embedded processor, or other programmable data processing apparatus to produce a machine, such that the instructions, which execute via the processor of the computer or other programmable data processing apparatus, create means for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.
These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing apparatus to function in a particular manner, such that the instructions stored in the computer-readable memory produce an article of manufacture including instruction means which implement the function specified in the flowchart flow or flows and/or block diagram block or blocks.
These computer program instructions may also be loaded onto a computer or other programmable data processing apparatus to cause a series of operational steps to be performed on the computer or other programmable apparatus to produce a computer implemented process such that the instructions which execute on the computer or other programmable apparatus provide steps for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.
In this specification, each embodiment is described in a progressive manner, and identical and similar parts of each embodiment are all referred to each other, and each embodiment mainly describes differences from other embodiments. In particular, for system embodiments, since they are substantially similar to method embodiments, the description is relatively simple, as relevant to see a section of the description of method embodiments. In this document, relational terms such as first and second, and the like may be used solely to distinguish one entity or action from another entity or action without necessarily requiring or implying any actual such relationship or order between such entities or actions. Moreover, the terms "comprises," "comprising," or any other variation thereof, are intended to cover a non-exclusive inclusion, such that a process, method, article, or apparatus that comprises a list of elements does not include only those elements but may include other elements not expressly listed or inherent to such process, method, article, or apparatus. The orientation or positional relationship indicated by the terms "upper", "lower", etc. are based on the orientation or positional relationship shown in the drawings, are merely for convenience of description and to simplify the description, and are not indicative or implying that the apparatus or elements in question must have a specific orientation, be constructed and operated in a specific orientation, and therefore should not be construed as limiting the present invention. Unless specifically stated or limited otherwise, the terms "mounted," "connected," and "coupled" are to be construed broadly, and may be, for example, fixedly connected, detachably connected, or integrally connected; can be mechanically or electrically connected; can be directly connected or indirectly connected through an intermediate medium, and can be communication between two elements. The specific meaning of the above terms in the present invention can be understood by those of ordinary skill in the art according to the specific circumstances. It should be noted that, without conflict, the embodiments of the present invention and features of the embodiments may be combined with each other. The present invention is not limited to any single aspect, nor to any single embodiment, nor to any combination and/or permutation of these aspects and/or embodiments. Each aspect and/or embodiment of the invention may be used alone or in combination with one or more other aspects and/or embodiments.
The above embodiments are only for illustrating the technical solution of the present invention, and not for limiting the same; although the invention has been described in detail with reference to the foregoing embodiments, it will be understood by those of ordinary skill in the art that: the technical scheme described in the foregoing embodiments can be modified or some or all of the technical features thereof can be replaced by equivalents; such modifications and substitutions do not depart from the spirit of the invention, and are intended to be included within the scope of the appended claims and description.
Claims (12)
1. An internal control compliance service management method is characterized by comprising the following steps:
obtaining template configuration files and regulation item information;
configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;
performing operation batch processing on the operation flow according to the business flow template;
evaluating the result of the operation batch processing according to the regulation item information;
evaluating the result of the operation batch process according to the regulation and regulation item information, comprising:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
according to the evaluation index library, evaluating the result of the operation batch processing;
further comprises: obtaining estimated annual information and a problem domain;
generating an evaluation index library according to the basic index library, wherein the evaluation index library comprises the following steps: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
2. The internal control compliance service management method according to claim 1, further comprising: and creating a flow instance according to the business flow template.
3. The method for managing internal control compliance services according to claim 1, wherein performing job batch processing on a job flow according to the service flow template comprises:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
4. The method for managing internal control compliance services according to claim 1, wherein said evaluation index library includes a plurality of evaluation index sets, and wherein said evaluation index sets have intersections therebetween.
5. The internal control compliance service management method according to claim 1, further comprising: and monitoring the operation condition of the operation batch processing by using the short message.
6. An internal control compliance service management device, comprising:
the file obtaining module is used for obtaining a template configuration file and regulatory item information;
the template configuration module is used for configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;
the batch processing module is used for carrying out operation batch processing on the operation flow according to the business flow template;
the result evaluation module is used for evaluating the result of the operation batch processing according to the regulation and system item information;
the result evaluation module is further configured to:
generating a basic index library according to the regulation and regulation system item information, wherein the basic index library is a total index pool facing evaluation items;
generating an evaluation index library according to the basic index library;
according to the evaluation index library, evaluating the result of the operation batch processing;
the file obtaining module is further configured to: obtaining estimated annual information and a problem domain;
the result evaluation module is further configured to: and according to the basic index library, evaluating the annual information and the problem domain to generate an evaluation index library.
7. The internal control compliance service management device according to claim 6, further comprising:
and the instance creation module is used for creating a flow instance according to the business flow template.
8. The internal control compliance service management device according to claim 6, wherein the batch processing module is further configured to:
acquiring job configuration information and job status information;
and carrying out operation batch processing on the operation flow according to the operation configuration information, the operation state information and the operation flow template.
9. The internal control compliance service management device according to claim 6, wherein the evaluation index library includes a plurality of evaluation index sets, and wherein the evaluation index sets intersect each other.
10. The internal control compliance service management device according to claim 6, further comprising: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by utilizing the short message.
11. An electronic device comprising a memory, a processor and a computer program stored on the memory and executable on the processor, wherein the processor implements the internal control compliance service management method of any one of claims 1 to 5 when the computer program is executed by the processor.
12. A computer-readable storage medium, wherein the computer-readable storage medium stores a computer program for executing the internal control compliance service management method according to any one of claims 1 to 5.
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