CN113516545A

CN113516545A - Internal control compliance service management method and device

Info

Publication number: CN113516545A
Application number: CN202110436579.6A
Authority: CN
Inventors: 尹振宇; 蒋炜
Original assignee: CCB Finetech Co Ltd
Current assignee: CCB Finetech Co Ltd
Priority date: 2021-04-22
Filing date: 2021-04-22
Publication date: 2021-10-19
Anticipated expiration: 2041-04-22
Also published as: CN113516545B

Abstract

The invention discloses a method and a device for managing internal control compliance business, which relate to the technical field of computer systems and automatic program design, wherein the method comprises the following steps: obtaining template configuration files and regulation clausealization information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information. The invention can solve the problem of repeated development investment faced by the existing internal control compliance business management, and reduce the development workload and the implementation period.

Description

Internal control compliance service management method and device

Technical Field

The invention relates to the technical field of computer systems and automatic program design, in particular to a method and a device for managing internal control compliance business.

Background

This section is intended to provide a background or context to the embodiments of the invention that are recited in the claims. The description herein is not admitted to be prior art by inclusion in this section.

The internal control compliance is always the first thing of the internal and external organization operation and management, and at present, each commercial bank in China needs a corresponding application system to support the informatization and flow management of the internal control compliance business. Various commercial banks are different in internal control and regulation management processes and face the problems of repeated development and repeated investment.

The existing internal control compliance business management is usually realized by adopting a third-party workflow engine or a hard coding mode, but the method is only suitable for the integral output of projects, needs secondary development for customized requirements, and has large development workload and long implementation period.

In view of the above problems, no effective solution has been proposed.

Disclosure of Invention

The embodiment of the invention provides an internal control compliance service management method, which is used for solving the problem of repeated development investment in the existing internal control compliance service management and reducing development workload and implementation period, and comprises the following steps:

obtaining template configuration files and regulation clausealization information;

configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;

performing job batch processing on the job flow according to the service flow template;

and evaluating the result of the job batch processing according to the regulatory itemized information.

Further, the internal control compliance service management method further includes: and creating a process instance according to the business process template.

Further, according to the business process template, performing job batch processing on the job flow, including:

obtaining job configuration information and job status information;

and performing job batch processing on the job flow according to the job configuration information, the job state information and the service flow template.

Further, evaluating a result of the job batch process based on the regulatory itemized information, comprising:

generating a basic index library according to the regulation and regulation item information, wherein the basic index library is a total index pool facing evaluation items;

generating an evaluation index library according to the basic index library;

and evaluating the result of the job batch processing according to the evaluation index library.

Further, the internal control compliance service management method further includes: obtaining assessment year information and a problem domain;

generating an evaluation index library according to the basic index library, wherein the evaluation index library comprises the following steps: and according to the basic index library, evaluating the annual information and the problem domain, and generating an evaluation index library.

Further, the evaluation index library comprises a plurality of evaluation index sets, and the evaluation index sets are crossed.

Further, the internal control compliance service management method further includes: and monitoring the operation condition of the operation batch processing by using the short message.

The embodiment of the invention obtains the template configuration file and the regulation and regulation clausealization information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information. Compared with the existing scheme of adopting a third-party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment in the existing internal control compliance business management, and reduces the development workload and the implementation period.

The embodiment of the invention provides an internal control compliance service management device, which is used for solving the problem of repeated development investment in the existing internal control compliance service management and reducing development workload and implementation period, and comprises the following components:

the file acquisition module is used for acquiring template configuration files and regulation clausealization information;

the template configuration module is used for configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;

the batch processing module is used for carrying out operation batch processing on the operation flow according to the service flow template;

and the result evaluation module is used for evaluating the result of the job batch processing according to the regulation and regulation clausealization information.

Further, the internal control compliance service management device further includes:

and the instance creating module is used for creating a flow instance according to the business flow template.

Further, the batch processing module is further configured to:

obtaining job configuration information and job status information;

Further, the result evaluation module is further to:

generating an evaluation index library according to the basic index library;

Further, the file obtaining module is further configured to: obtaining assessment year information and a problem domain;

the result evaluation module is further to: and according to the basic index library, evaluating the annual information and the problem domain, and generating an evaluation index library.

Further, the internal control compliance service management device further includes: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by using the short message.

The embodiment of the invention also provides computer equipment, which comprises a memory, a processor and a computer program which is stored on the memory and can run on the processor, wherein when the processor executes the computer program, the internal control compliance service management method is realized.

The embodiment of the invention also provides a computer readable storage medium, and the computer readable storage medium stores a computer program for executing the internal control compliance service management method.

In the embodiment of the invention, the template configuration file and the regulation and regulation clausealization information are obtained through the file obtaining module; the template configuration module is used for configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; the batch processing module is used for carrying out operation batch processing on the operation flow according to the service flow template; and the result evaluation module is used for evaluating the result of the job batch processing according to the regulation and regulation item information. Compared with the existing scheme of adopting a third-party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment in the existing internal control compliance business management, and reduces the development workload and the implementation period.

Drawings

In order to more clearly illustrate the embodiments of the present invention or the technical solutions in the prior art, the drawings used in the description of the embodiments or the prior art will be briefly described below, it is obvious that the drawings in the following description are only some embodiments of the present invention, and for those skilled in the art, other drawings can be obtained according to the drawings without creative efforts. In the drawings:

fig. 1 is a flowchart of an internal control compliance service management method provided in an embodiment of the present invention;

fig. 2 is a schematic diagram of an internal control compliance service management device provided in an embodiment of the present invention;

fig. 3 is a schematic diagram of an electronic device provided in an embodiment of the present invention.

Detailed Description

In order to make the objects, technical solutions and advantages of the embodiments of the present invention more apparent, the embodiments of the present invention are further described in detail below with reference to the accompanying drawings. The exemplary embodiments and descriptions of the present invention are provided to explain the present invention, but not to limit the present invention.

First, the techniques involved in the embodiments of the present invention are explained:

the process comprises the following steps: completing a complete business behavior process by two or more steps;

the process comprises the following steps: the processing node in the flow completes a certain specific service function;

instantiation: defining a process of creating a specific flow by using the flow;

and (3) operation flow: a set of jobs with a relatively tight business relevance;

operation: the computer tasks needing to be completed regularly are abbreviated;

dependence on: the precondition for starting the job can be the dependence on the file and the dependence on the preceding job;

the frequency of the work is as follows: the execution cycle of the operation, the system supports Daily (DAY), end of month (EOM) and beginning of month (BOM);

job trigger offset: used for controlling the interval of the job start date and the business date;

automatic redoing: automatic redo of failed jobs.

As mentioned above, the internal control compliance is always the first thing in the management of the internal and external institutions, and at present, each commercial bank in China needs a corresponding application system to support the informatization and flow management of the internal control compliance service. Various commercial banks are different in internal control and regulation management processes and face the problems of repeated development and repeated investment. The existing internal control compliance business management is usually realized by adopting a third-party workflow engine or a hard coding mode, but the method is only suitable for the integral output of projects, needs secondary development for customized requirements, and has large development workload and long implementation period.

The embodiment of the invention designs a general compliance management product implementation framework based on the principles of productization, lightweight, configuration, portability and iteration, and the project adopts some innovative technical methods and means to implement a configurable model of a bank compliance product: firstly, the modeling of the compliance management business process is realized through a configuration mode. And secondly, realizing batch processing operation in a configuration mode. Thirdly, the business models of the evaluation index basic library and the evaluation library are realized in a configuration mode. The business process of the compliance management is different among financial institutions, a unified process model is not provided, a light-weight customizable batch processing implementation method is not provided, and an evaluation index management model suitable for different customers is not provided. And for a newly-built system, repeated development is required according to a personalized business process.

In order to solve the problem of repeated development investment faced by the existing internal control compliance service management and reduce development workload and implementation period, an embodiment of the present invention provides an internal control compliance service management method, and fig. 1 is a flowchart of the internal control compliance service management method provided in the embodiment of the present invention, and as shown in fig. 1, the method includes the following steps:

step 101, obtaining a template configuration file and regulation clausealization information;

102, configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template;

103, carrying out job batch processing on the job flow according to the service flow template;

and 104, evaluating the result of the job batch processing according to the regulation and regulation clauseization information.

As can be appreciated from FIG. 1, embodiments of the present invention provide for the customization of a user by obtaining template profiles and regulatory itemized information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information. Compared with the existing scheme of adopting a third-party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment in the existing internal control compliance business management, and reduces the development workload and the implementation period.

In the embodiment, a template configuration file and regulation clausealization information are obtained, and a business process template for initiating an approval process is configured according to the template configuration file, wherein the business process template comprises a process step template.

In this embodiment, the method for managing the internal control compliance service further includes: and creating a process instance according to the business process template.

In specific implementation, the definition and instantiation of the process can be realized in a configuration mode. The framework mainly comprises two parts, wherein the first part is the definition (configuration) of the business process and the process step template. A plurality of business flows exist in the compliance management business, and a unified flow template is established to unify different points in different business flows. Each business process may contain different quantities of different types of process steps, and a unified process step template is established to unify different points of different process steps. The second part is instantiation of the business process and the process step template. The flow or flow steps define templates from which different flow or flow step instances can be generated. An instance of a process, or a process step, is a process that actually exists and operates within the system.

When the method is specifically implemented, a process template for initiating an approval process is defined, and other information in the process template is configured according to the requirement of approval operation; defining a step template in the process template; and selecting one flow template from the defined flow templates according to the requirement of the approval operation, and creating a flow instance according to the selected flow template.

In the embodiment, the job flow is subjected to job batch processing according to the business process template.

In this embodiment, performing job batch processing on a job flow according to the business process template includes:

obtaining job configuration information and job status information;

During specific implementation, according to the job configuration information, the job state information and the business flow template, job batch processing is carried out on the job flow, and the execution platform schedules the storage process or the shell script in the process so as to complete loading of the data of the intermediate library to the target library or other batch processing work.

In the specific implementation, in the operation life cycle, the operation has initialization, readiness, running, completion or errors under each service date. Specifically, initialization is performed first, and whether a precondition for starting up a job is satisfied is determined, where the precondition includes: the file depends on the precondition, the time depends on the precondition, the operation depends on one of the preconditions or any combination. Judging whether the operation number of the operation is less than the operable number after the precondition is satisfied, if so, operating the operation, if the operation is successful, initializing the next service date, if the operation is failed, judging whether the operation frequency is less than the redo frequency, if so, marking the operation as pre-failure and then operating the operation again, if not, marking the operation as complete failure, and at the moment, needing subsequent manual intervention.

It should be noted that a job flow (JOBFLOW) refers to a set of jobs with a relatively close business relationship, and usually, jobs in the job flow have a front-back dependency relationship, and all jobs in the job flow are completed before the job flow is flipped to the next business date. JOB (JOB) is an abbreviation of computer task that needs to be completed at regular time, and most of the system JOBs include a data loading task from an intermediate table to a target table, a gallery loading task, a cleaning task, and the like. The dependency (DEPENDENCE) is a precondition for job startup and may be a dependency on a file and a dependency on a preceding job. Job frequency is the execution period of a job, and the system supports Daily (DAY), end of month (EOM), and beginning of month (BOM). The job trigger offset is used to control the interval between job start date and service date.

During specific implementation, automatic redoing of the operation is supported, and the redoing times can be configured. If the redo times are not full, the operation is set to a pre-failure state, the platform automatically redos the operation in the pre-failure state, and when the redo times are full and the operation is still unsuccessful, the operation state is set to failure.

In an embodiment, the results of the job batch processing are evaluated based on the regulatory itemized information.

In this embodiment, evaluating the result of the job batch processing according to the regulatory itemized information includes:

generating an evaluation index library according to the basic index library;

In this embodiment, the method for managing the internal control compliance service further includes: obtaining assessment year information and a problem domain;

In this embodiment, the evaluation index library includes a plurality of evaluation index sets, and the evaluation index sets are intersected with each other.

In this embodiment, the method for managing the internal control compliance service further includes: and monitoring the operation condition of the operation batch processing by using the short message.

In specific implementation, the daily operation condition of the workflow can be monitored through the short message. The monitoring personnel mobile phone number, the short message content, the short message scheduling and the like can be modified through the configuration file.

During specific implementation, an evaluation index management model is established, and a regulation system, a basic index library, an evaluation index library and a question library are associated with one another in a configuration mode to form a whole.

First, the basic indexes in the basic index library are generated according to the entry information in the regulation system. And basic indexes can be added and then the entry information in the regulation system is associated. The base index library is a full index pool oriented to evaluation items.

Then, for the indexes in the basic index library, a configured manner can be used to generate an evaluation index set according to the regulation and regulation, the evaluation year, the problem domain and the like. The indexes in the evaluation index set are the basis for subsequently performing problem evaluation. The evaluation index library may include a plurality of evaluation index sets, and there may be intersections between the evaluation index sets.

Finally, when the problem is evaluated, the evaluation index in the evaluation index set can be selected to evaluate the problem.

In the embodiment, jdk1.8 development is adopted, and no third party technology is relied on. The process configuration information and the state information are stored in a database.

The embodiment of the invention can effectively save the development cost by 20 months. The results of the invention can be reused for flow customization, batch processing and index management modes in the new system. The development efficiency and the development quality can be improved, the cost is saved, the construction period is shortened, and the maintainable, expandable and deliverable capacity of the product is greatly improved. A workflow realization product and a specific limiting platform of a third party are abandoned, and a self-developed flow control framework is adopted, so that the purposes of saving cost, quick development, convenience in transplantation and convenience in expansion are achieved. The system automatically develops and develops a batch processing frame, redefines the operation flow, the operation state and the like, and increases the service support and the short message reminding function for the regulatory management field. The system provides an evaluation index management model, and integrates dimensional information such as rules and regulations, basic indexes, evaluation indexes, problems and the like into a set of configurable and definable management model suitable for different financial institutions.

Based on the same inventive concept, an internal control compliance service management apparatus is further provided in the embodiments of the present invention, as described in the following embodiments. Because the principle of the device for solving the problems is similar to the internal control compliance service management method, the implementation of the device can refer to the implementation of the method, and repeated parts are not described again.

Fig. 2 is a schematic diagram of an internal control compliance service management device provided in an embodiment of the present invention, and as shown in fig. 2, the internal control compliance service management device provided in the embodiment of the present invention may include:

a file obtaining module 201, configured to obtain a template configuration file and regulatory clausealization information;

the template configuration module 202 is configured to configure a business process template for initiating an approval process according to the template configuration file, where the business process template includes a process step template;

the batching module 203 is used for carrying out job batching on the job flow according to the business process template;

and the result evaluation module 204 is used for evaluating the result of the job batch processing according to the regulation and regulation item information.

In one embodiment, the internal control compliance traffic management device further comprises:

In one embodiment, the batch module is further configured to:

obtaining job configuration information and job status information;

In one embodiment, the result evaluation module is further to:

generating an evaluation index library according to the basic index library;

In one embodiment, the file obtaining module is further configured to: obtaining assessment year information and a problem domain;

In one embodiment, the evaluation index library comprises a plurality of evaluation index sets, and the evaluation index sets are crossed.

In one embodiment, the internal control compliance traffic management device further comprises: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by using the short message.

In summary, the embodiment of the present invention obtains the template configuration file and the regulatory itemized information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information. Compared with the existing scheme of adopting a third-party workflow engine or hard coding to carry out internal control compliance business management, the embodiment of the invention solves the problem of repeated development investment in the existing internal control compliance business management, and reduces the development workload and the implementation period.

Based on the same inventive concept, the embodiment of the present invention further provides an embodiment of an electronic device for implementing all or part of the content in the internal control compliance service management method. The electronic device specifically comprises the following contents:

a processor (processor), a memory (memory), a communication Interface (Communications Interface), and a bus; the processor, the memory and the communication interface complete mutual communication through the bus; the communication interface is used for realizing information transmission between related devices; the electronic device may be a desktop computer, a tablet computer, a mobile terminal, and the like, but the embodiment is not limited thereto. In this embodiment, the electronic device may be implemented with reference to the embodiment for implementing the internal control compliance service management method and the embodiment for implementing the internal control compliance service management apparatus in the embodiments, and the contents thereof are incorporated herein, and repeated details are not described herein.

Fig. 3 is a schematic diagram of a system configuration structure of an electronic device according to an embodiment of the present invention. As shown in fig. 3, the electronic device 30 may include a processor 301 and a memory 302; a memory 302 is coupled to the processor 301. Notably, this FIG. 3 is exemplary; other types of structures may also be used in addition to or in place of the structure to implement telecommunications or other functions.

In one embodiment, the functionality implemented by the inter-control compliance traffic management method may be integrated into the processor 301. Wherein the processor 301 may be configured to control as follows: obtaining template configuration files and regulation clausealization information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information.

As can be seen from the above, the electronic device provided in the embodiment of the present invention obtains the template configuration file and the regulatory itemized information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information.

By the electronic equipment provided by the embodiment of the invention, the problem of repeated development investment in the conventional internal control compliance business management can be solved, and the development workload and the implementation period are reduced.

In another embodiment, the internal control compliance service manager may be configured separately from the processor 301, for example, the internal control compliance service manager may be configured as a chip connected to the processor 301, and the function of the internal control compliance service management method may be realized by the control of the processor.

As shown in fig. 3, the electronic device 30 may further include: communication module 303, input unit 304, audio processing unit 305, display 306, power supply 303. It is noted that the electronic device 30 does not necessarily include all of the components shown in fig. 3; furthermore, the electronic device 30 may also comprise components not shown in fig. 3, as can be seen from the prior art.

As shown in fig. 3, the processor 301, also sometimes referred to as a controller or operational control, may comprise a microprocessor or other processor device and/or logic device, the processor 301 receiving input and controlling the operation of the various components of the electronic device 30.

The memory 302 may be, for example, one or more of a buffer, a flash memory, a hard drive, a removable media, a volatile memory, a non-volatile memory, or other suitable device. The information relating to the failure may be stored, and a program for executing the information may be stored. And the processor 301 may execute the program stored in the memory 302 to realize information storage or processing, or the like.

The input unit 304 provides input to the processor 301. The input unit 304 is, for example, a key or a touch input device. The power supply 303 is used to supply power to the electronic device 30. The display 306 is used for displaying display objects such as images and characters. The display may be, for example, an LCD display, but is not limited thereto.

The memory 302 may be a solid state memory such as Read Only Memory (ROM), Random Access Memory (RAM), a SIM card, or the like. There may also be a memory that holds information even when power is off, can be selectively erased, and is provided with more data, an example of which is sometimes called an EPROM or the like. The memory 302 may also be some other type of device. The memory 302 includes a buffer memory 3021 (sometimes referred to as a buffer). The memory 302 may include an application/function storage section 3022, the application/function storage section 3022 being used to store application programs and function programs or procedures for performing operations of the electronic device 30 by the processor 301.

The memory 302 may also include a data store 3023, the data store 3023 being configured to store data such as contacts, digital data, pictures, sounds, and/or any other data used by the electronic device. The driver storage section 3024 of the memory 302 may include various drivers for the electronic device for communication functions and/or for performing other functions of the electronic device (e.g., messaging applications, directory applications, etc.).

The communication module 303 is a transmitter/receiver that transmits and receives signals via an antenna 308. A communication module (transmitter/receiver) 303 is coupled to the processor 301 to provide an input signal and receive an output signal, which may be the same as in the case of a conventional mobile communication terminal.

Based on different communication technologies, a plurality of communication modules 303, such as a cellular network module, a bluetooth module, and/or a wireless local area network module, may be provided in the same electronic device. The communication module (transmitter/receiver) 303 is also coupled to a speaker 309 and a microphone 310 via an audio processing unit 305 to provide audio output via the speaker 309 and receive audio input from the microphone 310 to implement general telecommunication functions. The audio processing unit 305 may include any suitable buffers, decoders, amplifiers and so forth. In addition, an audio processing unit 305 is also coupled to the processor 301, enabling recording locally by a microphone 310 and playing locally stored sounds by a speaker 309.

An embodiment of the present invention further provides a computer-readable storage medium for implementing all the steps in the internal control compliance service management method in the above embodiment, where the computer-readable storage medium stores thereon a computer program, and the computer program when executed by a processor implements all the steps of the internal control compliance service management method in the above embodiment, for example, the processor implements the following steps when executing the computer program: obtaining template configuration files and regulation clausealization information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information.

As can be seen from the above, the computer-readable storage medium provided in embodiments of the present invention provides for generating a template profile and regulatory itemized information by obtaining the template profile and the regulatory itemized information; configuring a business process template for initiating an approval process according to the template configuration file, wherein the business process template comprises a process step template; performing job batch processing on the job flow according to the service flow template; and evaluating the result of the job batch processing according to the regulatory itemized information.

By the computer-readable storage medium provided by the embodiment of the invention, the problem of repeated development investment in the existing internal control compliance service management can be solved, and the development workload and the implementation period are reduced.

Although the present invention provides method steps as described in the examples or flowcharts, more or fewer steps may be included based on routine or non-inventive labor. The order of steps recited in the embodiments is merely one manner of performing the steps in a multitude of orders and does not represent the only order of execution. When an actual apparatus or client product executes, it may execute sequentially or in parallel (e.g., in the context of parallel processors or multi-threaded processing) according to the embodiments or methods shown in the figures.

As will be appreciated by one skilled in the art, embodiments of the present description may be provided as a method, apparatus (system) or computer program product. Accordingly, embodiments of the present description may take the form of an entirely hardware embodiment, an entirely software embodiment or an embodiment combining software and hardware aspects. Furthermore, the present invention may take the form of a computer program product embodied on one or more computer-usable storage media (including, but not limited to, disk storage, CD-ROM, optical storage, and the like) having computer-usable program code embodied therein.

The present invention is described with reference to flowchart illustrations and/or block diagrams of methods, apparatus (systems) and computer program products according to embodiments of the invention. It will be understood that each flow and/or block of the flow diagrams and/or block diagrams, and combinations of flows and/or blocks in the flow diagrams and/or block diagrams, can be implemented by computer program instructions. These computer program instructions may be provided to a processor of a general purpose computer, special purpose computer, embedded processor, or other programmable data processing apparatus to produce a machine, such that the instructions, which execute via the processor of the computer or other programmable data processing apparatus, create means for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.

These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing apparatus to function in a particular manner, such that the instructions stored in the computer-readable memory produce an article of manufacture including instruction means which implement the function specified in the flowchart flow or flows and/or block diagram block or blocks.

These computer program instructions may also be loaded onto a computer or other programmable data processing apparatus to cause a series of operational steps to be performed on the computer or other programmable apparatus to produce a computer implemented process such that the instructions which execute on the computer or other programmable apparatus provide steps for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.

The embodiments in the present specification are described in a progressive manner, and the same and similar parts among the embodiments are referred to each other, and each embodiment focuses on the differences from the other embodiments. In particular, for the system embodiment, since it is substantially similar to the method embodiment, the description is simple, and for the relevant points, reference may be made to the partial description of the method embodiment. In this document, relational terms such as first and second, and the like may be used solely to distinguish one entity or action from another entity or action without necessarily requiring or implying any actual such relationship or order between such entities or actions. Also, the terms "comprises," "comprising," or any other variation thereof, are intended to cover a non-exclusive inclusion, such that a process, method, article, or apparatus that comprises a list of elements does not include only those elements but may include other elements not expressly listed or inherent to such process, method, article, or apparatus. The terms "upper", "lower", and the like, indicate orientations or positional relationships based on the orientations or positional relationships shown in the drawings, and are only for convenience in describing the present invention and simplifying the description, but do not indicate or imply that the referred devices or elements must have a specific orientation, be constructed and operated in a specific orientation, and thus, should not be construed as limiting the present invention. Unless expressly stated or limited otherwise, the terms "mounted," "connected," and "connected" are intended to be inclusive and mean, for example, that they may be fixedly connected, detachably connected, or integrally connected; can be mechanically or electrically connected; they may be connected directly or indirectly through intervening media, or they may be interconnected between two elements. The specific meanings of the above terms in the present invention can be understood by those skilled in the art according to specific situations. It should be noted that the embodiments and features of the embodiments may be combined with each other without conflict. The present invention is not limited to any single aspect, nor is it limited to any single embodiment, nor is it limited to any combination and/or permutation of these aspects and/or embodiments. Each aspect and/or embodiment of the invention can be used alone or in combination with one or more other aspects and/or embodiments.

The above embodiments are only used to illustrate the technical solution of the present invention, and not to limit the same; while the invention has been described in detail and with reference to the foregoing embodiments, it will be understood by those skilled in the art that: the technical solutions described in the foregoing embodiments may still be modified, or some or all of the technical features may be equivalently replaced; such modifications and substitutions do not depart from the spirit and scope of the present invention, and they should be construed as being included in the following claims and description.

Claims

1. An internal control compliance service management method, comprising:

2. The internal control compliance traffic management method of claim 1, further comprising: and creating a process instance according to the business process template.

3. The internal control compliance business management method of claim 1, wherein the performing of the job batch processing on the workflow according to the business process template comprises:

obtaining job configuration information and job status information;

4. The internal control compliance business management method of claim 1, wherein evaluating the results of job batch processing based on the regulatory-itemized information comprises:

generating an evaluation index library according to the basic index library;

5. The internal control compliance traffic management method of claim 4, further comprising: obtaining assessment year information and a problem domain;

6. The internal control compliance business management method of claim 4, wherein the evaluation index library comprises a plurality of evaluation index sets, and there is a crossover between the evaluation index sets.

7. The internal control compliance traffic management method of claim 1, further comprising: and monitoring the operation condition of the operation batch processing by using the short message.

8. An internal control compliance traffic management device, comprising:

9. The internal control compliance traffic management device of claim 8, further comprising:

10. The internal control compliance business management device of claim 8, wherein the batching module is further to:

obtaining job configuration information and job status information;

11. The internal control compliance traffic management device of claim 8, wherein the result evaluation module is further to:

generating an evaluation index library according to the basic index library;

12. The internal control compliance service management device of claim 11, wherein the file obtaining module is further configured to: obtaining assessment year information and a problem domain;

13. The internal control compliance service management device of claim 11, wherein the evaluation index repository contains a plurality of sets of evaluation indexes, and wherein there is a crossover between the sets of evaluation indexes.

14. The internal control compliance traffic management device of claim 8, further comprising: and the short message monitoring module is used for monitoring the operation condition of the operation batch processing by using the short message.

15. An electronic device comprising a memory, a processor, and a computer program stored on the memory and executable on the processor, wherein the processor implements the internal compliance business management method of any one of claims 1 to 7 when executing the computer program.

16. A computer-readable storage medium, characterized in that the computer-readable storage medium stores a computer program for executing the internal compliance service management method of any one of claims 1 to 7.