CN111882294A - Process approval method and device - Google Patents
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Abstract
The invention discloses a method and a device for process approval, and relates to the technical field of computers. One embodiment of the method comprises: acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set; generating an investment operation instruction according to the instruction element and the value of the instruction element input by a user through a terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplement approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; and when the approval state of the investment operation instruction is judged to be approval completion according to the state code, the process approval is completed. The embodiment can improve the operation efficiency of the asset management company.
Description
Technical Field
The invention relates to the technical field of computers, in particular to a method and a device for process approval.
Background
With the development of the asset management industry, the investment business range is continuously expanded, which covers both the mainstream investment of the public market and the alternative investment of the non-public market. For the alternative investment field, compared with the open market investment, the method has the following characteristics:
1. the investment process is not standardized, and the manual participation degree is high
In the open market, the investment operation has a standardized flow, and can be highly automated by means of a computer system; in the non-public market, each alternative investment corresponds to differentiated investment operation, and the process mainly depends on manual operation;
2. long investment period, frequent change of investment elements
In the open market, one investment operation can be achieved in a short time; in the non-public market, the alternative investment relates to large capital scale, and investment resolution, capital preparation, compliance examination and other links lengthen the investment operation period. Meanwhile, as investment operation relates to multi-party information, the difficulty of synchronous confirmation is high, and investment elements may be modified for many times in a period, for example, investment items relating to foreign exchange are modified to 'amount of money out' due to changes of factors such as exchange rate, supervision policy and the like.
When investment is made in the open market, a relatively perfect trading system is available, and a corresponding special system is lacked in the field of alternative investment, and instead, the investment operation is approved and executed by means of a general office system.
In the process of implementing the invention, the inventor finds that at least the following problems exist in the prior art:
1) the process approval processing is carried out by the staff according to the work experience and subjective judgment, so that on one hand, data sharing among related systems is hindered, and on the other hand, the misoperation risk is increased;
2) for business operation with frequently changed approval factors, the general office approval process cannot be subjected to reasonable process approval and control, the process approval efficiency is low, and the compliance risk exists.
Disclosure of Invention
In view of this, embodiments of the present invention provide a method and an apparatus for process approval, which can implement process approval of investment operations with frequently changed elements by introducing a supplementary approval process, so as to improve the operation efficiency of an asset management company for performing another type of investment, reduce the risk of compliance, implement standardization and structuralization of asset information in another type of investment, provide a uniform interface for interconnection and intercommunication among systems, and reduce the risk of misoperation.
To achieve the above object, according to an aspect of an embodiment of the present invention, a method for process approval is provided.
A process approval method is applied to a server and comprises the following steps: acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set; generating an investment operation instruction according to the instruction element and the value of the instruction element input by a user through a terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplementary approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; and when the examination and approval state of the investment operation instruction is judged to be examination and approval completion according to the state code, the process examination and approval is completed.
Optionally, the investment operation instruction is a structured instruction and includes three parts, namely meta information, an instruction element and a wind control rule set.
Optionally, the meta information records creation information, association information and instruction state of the investment operation instruction; the instruction element is specific information required for executing the investment operation instruction; the set of wind control rules is used to perform compliance review on the instruction elements.
Optionally, the method further comprises: and when the investment operation instruction is generated or updated, verifying the investment operation instruction according to the wind control rule corresponding to the changed instruction element.
Optionally, one wind control rule corresponds to one or more instruction elements, and when a plurality of instruction elements are changed simultaneously, the investment operation instruction is verified according to a union set of the wind control rules corresponding to the changed instruction elements.
Optionally, the asset object is generated through a preset master data model, the master data model defines an element set of the investment object, each asset object has a unique asset code, and acquiring the asset object corresponding to the investment operation request and the related instruction element set includes: acquiring an asset code and an operation type according to the investment operation request; acquiring a corresponding asset object according to the asset code, and acquiring an element set of investment objects included in the asset object; and acquiring a related instruction element set according to the element set of the investment object and the operation type.
Optionally, the approval process and the supplementary approval process are two processes triggered separately, and the method further includes: and after the approval process and the supplementary approval process of the investment operation instruction are approved, modifying the approval state of the investment operation instruction into the approval completion.
According to another aspect of the embodiments of the present invention, an apparatus for process approval is provided.
A device for process approval is applied to a server, and the device comprises: the system comprises a data acquisition module, a data processing module and a data processing module, wherein the data acquisition module is used for acquiring an investment operation request input by a user through a terminal and determining an asset object corresponding to the investment operation request and a related instruction element set; the approval triggering module is used for generating an investment operation instruction according to the instruction element and the value of the instruction element input by the user through the terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplementary approval state of the investment operation instruction; the supplementary approval module is used for updating the investment operation instruction according to the value of the changed instruction element and triggering a supplementary approval process when detecting that the instruction element of the investment operation instruction is changed in the approval process, and updating the supplementary approval state of the state code of the investment operation instruction; and the state judgment module is used for finishing the process approval when judging that the approval state of the investment operation instruction is the approval completion according to the state code.
According to another aspect of the embodiment of the invention, an electronic device for process approval is provided.
An electronic device for process approval, comprising: one or more processors; the storage device is used for storing one or more programs, and when the one or more programs are executed by the one or more processors, the one or more processors implement the process approval method provided by the embodiment of the invention.
According to yet another aspect of embodiments of the present invention, a computer-readable medium is provided.
A computer readable medium, on which a computer program is stored, which when executed by a processor implements a method of process approval as provided by an embodiment of the invention.
One embodiment of the above invention has the following advantages or benefits: determining an asset object corresponding to an investment operation request and a related instruction element set by acquiring the investment operation request input by a user through a terminal; generating an investment operation instruction according to the instruction element and the value of the instruction element input by the user and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplement approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; when the approval state of the investment operation instruction is judged to be approval completion according to the state code, the process approval is completed, the process approval of the investment operation with frequently changed elements is realized by introducing a supplementary approval process, and the compliance risk is reduced while the operation efficiency of performing alternative investment by an asset management company is improved. Based on standardized asset objects and structured operation instructions, strict flow control is performed on alternative investment operation, standardization and structuralization of asset information in alternative investment are achieved, a uniform interface is provided for interconnection and intercommunication among systems, and the working efficiency of operation management is improved; the control flow of the alternative investment operation is standardized by the structural instruction set in cooperation with the instruction state machine, and the compliance risk in the operation process is reduced by providing a supplementary approval flow; and setting a corresponding risk rule group for each instruction element to refine the wind control granularity, and combining the union set execution rules to improve the execution efficiency of the supplementary approval while ensuring the compliance.
Further effects of the above-mentioned non-conventional alternatives will be described below in connection with the embodiments.
Drawings
The drawings are included to provide a better understanding of the invention and are not to be construed as unduly limiting the invention. Wherein:
FIG. 1 is an exemplary system architecture diagram in which embodiments of the present invention may be employed;
FIG. 2 is a schematic diagram of the main steps of a method of process approval according to an embodiment of the present invention;
FIG. 3 is a schematic diagram of an implementation of an embodiment of the invention;
FIG. 4 is a schematic diagram of a triggering process of process approval according to an embodiment of the present invention;
FIG. 5 is a schematic block diagram of the main components of an apparatus for process approval according to an embodiment of the present invention;
fig. 6 is a schematic block diagram of a computer system suitable for use in implementing a terminal device or server of an embodiment of the invention.
Detailed Description
Exemplary embodiments of the present invention are described below with reference to the accompanying drawings, in which various details of embodiments of the invention are included to assist understanding, and which are to be considered as merely exemplary. Accordingly, those of ordinary skill in the art will recognize that various changes and modifications of the embodiments described herein can be made without departing from the scope and spirit of the invention. Also, descriptions of well-known functions and constructions are omitted in the following description for clarity and conciseness.
In order to solve the technical problems in the prior art, the invention provides a process approval method and a process approval device, which can electronically process the approval process of the alternative investment, and aims to improve the operation efficiency of the asset management company for the alternative investment and reduce the compliance risk. The idea of the invention is to standardize asset information of alternative investments and define investment operations as a structured instruction set, and then to perform strict flow control on the investment operations based on an instruction state machine.
FIG. 1 illustrates an exemplary system architecture 100 of a method of process approval or an apparatus of process approval to which embodiments of the present invention may be applied.
As shown in fig. 1, the system architecture 100 may include terminal devices 101, 102, 103, a network 104, and a server 105. The network 104 serves as a medium for providing communication links between the terminal devices 101, 102, 103 and the server 105. Network 104 may include various connection types, such as wired, wireless communication links, or fiber optic cables, to name a few.
The user may use the terminal devices 101, 102, 103 to interact with the server 105 via the network 104 to receive or send messages or the like. Various client applications related to the wind-controlled investment may be installed on the terminal devices 101, 102, 103.
The terminal devices 101, 102, 103 may be various electronic devices having a display screen and supporting web browsing, including but not limited to smart phones, tablet computers, laptop portable computers, desktop computers, and the like.
The server 105 may be a server that provides various services, such as a background management server (for example only) that supports or processes investment operation requests issued by users using the terminal devices 101, 102, 103. The background management server may analyze and otherwise process the received data such as the investment operation request, and feed back the processing result (e.g., asset object information, instruction element information, just an example) to the terminal device.
It should be noted that the method for process approval provided by the embodiment of the present invention is generally executed by the server 105, and accordingly, the apparatus for process approval is generally disposed in the server 105.
It should be understood that the number of terminal devices, networks, and servers in fig. 1 is merely illustrative. There may be any number of terminal devices, networks, and servers, as desired for implementation.
Fig. 2 is a schematic diagram of the main steps of a method of process approval according to an embodiment of the present invention. As shown in fig. 2, the method for process approval according to the embodiment of the present invention mainly includes the following steps S201 to S204.
Step S201: acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set;
step S202: generating an investment operation instruction according to the instruction element and the value of the instruction element input by a user through a terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplement approval state of the investment operation instruction;
step S203: in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction;
step S204: and when the approval state of the investment operation instruction is judged to be approval completion according to the state code, the process approval is completed.
According to the embodiment of the invention, the investment operation instruction is a structured instruction and comprises three parts of meta-information, an instruction element and a wind control rule set. In the embodiment of the invention, the investment operations of paying, dividend, receiving, repaying, selling and the like in the alternative investment are defined as a structured instruction set, and each investment operation instruction comprises three parts: meta-information, instruction elements, and a set of wind control rules.
The meta information is independent of the specific type of the investment operation instruction and is used for recording the creation information (instruction number, creation time, creation user), the association information (asset code) and the instruction state (approval result and execution state) of the investment operation instruction.
The instruction element is specific information required for executing the investment operation instruction and is related to the type of investment operation to be executed, for example, the element of the payment instruction comprises: payment time, a commission charge undertaker, payee account information, transit information, withdrawal information and the like. Wherein, part of the content in the instruction element needs to be acquired according to the asset object, for example: element payee account information in the payment instruction, and the like.
The wind control rule set is used for performing compliance examination on the instruction elements and is composed of a plurality of wind control rule groups (or subsets), wherein each wind control rule group corresponds to a specific instruction element. According to the embodiment of the invention, when the investment operation instruction is generated or updated, the investment operation instruction is verified according to the wind control rule corresponding to the changed instruction element. Namely: when a transaction operation instruction is submitted for the first time, all instruction elements are changed, and the whole wind control rule set is executed for verification; and when the instruction elements are changed, triggering the wind control rule group corresponding to the changed instruction elements to perform secondary verification.
It should be noted that one wind control rule corresponds to one or more instruction elements, and when a plurality of instruction elements are changed simultaneously, the investment operation instruction is verified according to the union set of the wind control rules corresponding to the changed instruction elements. One wind control rule may exist in a plurality of wind control rule groups, and when a plurality of instruction elements are modified simultaneously, the union set of the triggered wind control rule groups is executed, so that the strict coverage of the wind control rule is maintained, the repeated work of executing according to the groups is avoided, the compliance is ensured, and the operation efficiency is improved.
According to the technical scheme of the embodiment of the invention, the asset object is generated through a preset main data model, and the main data model defines an element set of the investment object. The investment object refers to an enterprise or fund to be invested, and the element set of the investment object includes elements such as an enterprise name, an enterprise registry, registered capital, a planned investment scale, and shares occupied after investment. Different asset types (e.g., funds, stocks, businesses, or real estate, etc.) correspond to different master data models. The main data model is defined according to the element requirements of operation management, and when starting an alternative investment, firstly, an asset object (the asset object is an instantiation of the main data model) needs to be established according to the main data model so as to ensure the integrity of the elements. Each asset object corresponds to a unique asset code, and downstream systems such as risk control, compliance review, accounting statistics and the like can acquire the asset objects and query elements through the asset codes by using a uniform interface.
In the embodiment of the present invention, each asset object has a unique asset code, and when acquiring the asset object corresponding to the investment operation request and the related instruction element set, the method specifically includes the following steps:
acquiring an asset code and an operation type according to the investment operation request;
acquiring a corresponding asset object according to the asset code, and acquiring an element set of the investment object included by the asset object;
and acquiring a related instruction element set according to the element set and the operation type of the investment object.
Generally, when a user needs to perform an investment transaction, an investment operation request is sent to a server, where the investment operation request includes an asset code corresponding to an asset object to be invested, and an operation type of the investment operation, such as: paying, separating, receiving, returning, selling and the like.
In an embodiment of the present invention, the life cycle of the investment operation instructions is managed by state codes, and each investment operation instruction corresponds to one state code. The status code includes 3 status bits: an instruction submission state, an instruction approval state, and a supplemental approval state. The status bits are defined as shown in table 1 below.
TABLE 1
| Instruction commit status | 0-uncommitted 1-committed |
| Supplemental approval status | 0-no supplementary approval, or completed, rejected 1-supplementary approval |
| Instruction approval status | 0-uncommitted instruction 1-in approval 2-approval completed |
After the investment manager issues an investment instruction, the process is actually executed after approval, locking and confirmation, and due to the characteristic that elements in the alternative investment change, a supplementary approval process is added, so that an instruction state machine is provided, and the instruction life cycle is managed by combining state codes.
Fig. 3 is a schematic diagram of an implementation principle of the embodiment of the present invention. As shown in FIG. 3, embodiments of the present invention enable process approval of an alternative investment by creating a master data model to create an asset object having a unique asset code. When an investment operation instruction is received, the investment operation instruction is packaged into a structured instruction according to a predefined structured instruction set form, and a corresponding asset object is accessed through an asset code. And then, generating investment operation instructions according to the values of the instruction elements input by the user, wherein each investment operation instruction has a unique instruction number, and verifying the generated investment operation instructions according to the corresponding wind control rule set. Due to the characteristic of element change in the alternative investment, the invention adds a supplementary approval process, and after the investment operation instruction is generated or updated, the approval or supplementary approval process of the execution instruction is triggered.
Fig. 4 is a schematic diagram of a triggering process of process approval according to an embodiment of the present invention. The node trigger process for flow approval according to the instruction state machine is shown in fig. 4. As shown in fig. 4, taking the investment operation instruction as the payment instruction as an example, the process approval process is as follows:
(1) newly creating a payment instruction, editing the payment instruction, and inputting instruction elements, wherein the status code of the payment instruction is [ 000 ];
(2) after the user input is finished, if the command elements are verified to be complete according to the wind control rule, submitting an approval application to trigger an approval process, and updating the state code of the payment command to be [ 101 ];
(3) modifying and changing the instruction elements of the payment instruction, submitting a supplement approval application to trigger a supplement approval process, and updating the state code of the payment instruction to [ 111 ];
(4) the operation department receives the approval application, passes the approval, and the supplementary approval state bit is 1, which indicates that supplementary approval is needed, namely, the instruction element needs to be modified, so the instruction cannot be immediately executed, and the state code of the payment instruction is updated to be 112;
(5) the operation department receives the supplement approval application, passes the approval, and the state code of the payment instruction is updated to be [ 102 ];
(6) the operation department locks the payment instruction and delivers the payment instruction to the service department for execution.
In the above process, if the instruction element is incomplete, the status code of the payment instruction is updated to [ 001 ], and if the instruction element is directly rejected, the status code of the payment instruction is updated to [ 000 ], and if the approval is passed, the status code of the payment instruction is updated to [ 002 ]. As can be seen from fig. 3, after the approval process is submitted, the supplementary approval may be submitted before the approval process is completed (including approval pass, return, withdrawal, refusal, etc.). If the supplementary approval application is not received in the approval process, only the approval process needs to be executed.
According to the embodiment of the invention, the approval process and the supplementary approval process are two processes which are triggered independently, and after the approval process and the supplementary approval process of the investment operation instruction are both approved, the approval state of the investment operation instruction is changed into the approval state.
FIG. 5 is a schematic diagram of the main blocks of the apparatus for process approval according to an embodiment of the present invention. As shown in fig. 5, the apparatus 500 for process approval according to the embodiment of the present invention mainly includes a data obtaining module 501, an approval triggering module 502, a supplementary approval module 503, and a status determining module 504.
A data obtaining module 501, configured to obtain an investment operation request input by a user through a terminal, and determine an asset object and a related instruction element set corresponding to the investment operation request;
an approval triggering module 502, configured to generate an investment operation instruction according to the instruction element and a value of the instruction element input by the user, and trigger an approval process, where the investment operation instruction has a status code for identifying a submission status, an approval status, and a supplementary approval status of the investment operation instruction;
a supplementary approval module 503, configured to, in an approval process, when detecting that an instruction element of the investment operation instruction is changed, update the investment operation instruction according to a value of the changed instruction element, trigger a supplementary approval process, and update a status code of the investment operation instruction;
and the state judgment module 504 is configured to complete the process approval when the approval state of the investment operation instruction is judged to be approval according to the state code.
According to one embodiment of the invention, the investment operation instruction is a structured instruction and comprises three parts of meta-information, an instruction element and a wind control rule set. The meta information records the creation information, the association information and the instruction state of the investment operation instruction; the instruction element is specific information required for executing the investment operation instruction; and the wind control rule set is used for performing compliance examination on the instruction elements.
According to another embodiment of the present invention, the apparatus 500 for process approval may further include a wind control verification module (not shown in the figure) for:
and when the investment operation instruction is generated or updated, verifying the investment operation instruction according to the wind control rule corresponding to the changed instruction element.
According to another embodiment of the invention, one wind control rule corresponds to one or more command elements, and when a plurality of command elements are changed simultaneously, the investment operation command is verified according to the union set of the wind control rules corresponding to the changed command elements.
According to another embodiment of the present invention, the asset objects are generated by a preset master data model, the master data model defines a set of elements of the investment object, each asset object has a unique asset code, and the data acquisition module 501 is further configured to:
acquiring an asset code and an operation type according to the investment operation request;
acquiring a corresponding asset object according to the asset code, and acquiring an element set of investment objects included in the asset object;
and acquiring a related instruction element set according to the element set of the investment object and the operation type.
According to another embodiment of the present invention, the approval process and the supplementary approval process are two processes triggered separately, and the apparatus 500 for process approval may further include a state modification module (not shown in the figure) for:
and after the approval process and the supplementary approval process of the investment operation instruction are approved, modifying the approval state of the investment operation instruction into the approval completion.
According to the technical scheme of the embodiment of the invention, an asset object corresponding to an investment operation request and a related instruction element set are determined by acquiring the investment operation request input by a user through a terminal; generating an investment operation instruction according to the instruction element and the value of the instruction element input by the user and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplement approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; when the approval state of the investment operation instruction is judged to be approval completion according to the state code, the process approval is completed, the process approval of the investment operation with frequently changed elements is realized by introducing a supplementary approval process, and the compliance risk is reduced while the operation efficiency of performing alternative investment by an asset management company is improved. Based on standardized asset objects and structured operation instructions, strict flow control is performed on alternative investment operation, standardization and structuralization of asset information in alternative investment are achieved, a uniform interface is provided for interconnection and intercommunication among systems, and the working efficiency of operation management is improved; the control flow of the alternative investment operation is standardized by the structural instruction set in cooperation with the instruction state machine, and the compliance risk in the operation process is reduced by providing a supplementary approval flow; and setting a corresponding risk rule group for each instruction element to refine the wind control granularity, and combining the union set execution rules to improve the execution efficiency of the supplementary approval while ensuring the compliance.
Referring now to FIG. 6, a block diagram of a computer system 600 suitable for use with a terminal device or server implementing an embodiment of the invention is shown. The terminal device or the server shown in fig. 6 is only an example, and should not bring any limitation to the functions and the scope of use of the embodiments of the present invention.
As shown in fig. 6, the computer system 600 includes a Central Processing Unit (CPU)601 that can perform various appropriate actions and processes according to a program stored in a Read Only Memory (ROM)602 or a program loaded from a storage section 608 into a Random Access Memory (RAM) 603. In the RAM 603, various programs and data necessary for the operation of the system 600 are also stored. The CPU 601, ROM 602, and RAM 603 are connected to each other via a bus 604. An input/output (I/O) interface 605 is also connected to bus 604.
The following components are connected to the I/O interface 605: an input portion 606 including a keyboard, a mouse, and the like; an output portion 607 including a display such as a Cathode Ray Tube (CRT), a Liquid Crystal Display (LCD), and the like, and a speaker; a storage section 608 including a hard disk and the like; and a communication section 609 including a network interface card such as a LAN card, a modem, or the like. The communication section 609 performs communication processing via a network such as the internet. The driver 610 is also connected to the I/O interface 605 as needed. A removable medium 611 such as a magnetic disk, an optical disk, a magneto-optical disk, a semiconductor memory, or the like is mounted on the drive 610 as necessary, so that a computer program read out therefrom is mounted in the storage section 608 as necessary.
In particular, according to the embodiments of the present disclosure, the processes described above with reference to the flowcharts may be implemented as computer software programs. For example, embodiments of the present disclosure include a computer program product comprising a computer program embodied on a computer readable medium, the computer program comprising program code for performing the method illustrated in the flow chart. In such an embodiment, the computer program may be downloaded and installed from a network through the communication section 609, and/or installed from the removable medium 611. The computer program performs the above-described functions defined in the system of the present invention when executed by the Central Processing Unit (CPU) 601.
It should be noted that the computer readable medium shown in the present invention can be a computer readable signal medium or a computer readable storage medium or any combination of the two. A computer readable storage medium may be, for example, but not limited to, an electronic, magnetic, optical, electromagnetic, infrared, or semiconductor system, apparatus, or device, or any combination of the foregoing. More specific examples of the computer readable storage medium may include, but are not limited to: an electrical connection having one or more wires, a portable computer diskette, a hard disk, a Random Access Memory (RAM), a read-only memory (ROM), an erasable programmable read-only memory (EPROM or flash memory), an optical fiber, a portable compact disc read-only memory (CD-ROM), an optical storage device, a magnetic storage device, or any suitable combination of the foregoing. In the present invention, a computer readable storage medium may be any tangible medium that can contain, or store a program for use by or in connection with an instruction execution system, apparatus, or device. In the present invention, however, a computer readable signal medium may include a propagated data signal with computer readable program code embodied therein, for example, in baseband or as part of a carrier wave. Such a propagated data signal may take many forms, including, but not limited to, electro-magnetic, optical, or any suitable combination thereof. A computer readable signal medium may also be any computer readable medium that is not a computer readable storage medium and that can communicate, propagate, or transport a program for use by or in connection with an instruction execution system, apparatus, or device. Program code embodied on a computer readable medium may be transmitted using any appropriate medium, including but not limited to: wireless, wire, fiber optic cable, RF, etc., or any suitable combination of the foregoing.
The flowchart and block diagrams in the figures illustrate the architecture, functionality, and operation of possible implementations of systems, methods and computer program products according to various embodiments of the present invention. In this regard, each block in the flowchart or block diagrams may represent a module, segment, or portion of code, which comprises one or more executable instructions for implementing the specified logical function(s). It should also be noted that, in some alternative implementations, the functions noted in the block may occur out of the order noted in the figures. For example, two blocks shown in succession may, in fact, be executed substantially concurrently, or the blocks may sometimes be executed in the reverse order, depending upon the functionality involved. It will also be noted that each block of the block diagrams or flowchart illustration, and combinations of blocks in the block diagrams or flowchart illustration, can be implemented by special purpose hardware-based systems which perform the specified functions or acts, or combinations of special purpose hardware and computer instructions.
The units or modules described in the embodiments of the present invention may be implemented by software, or may be implemented by hardware. The described units or modules may also be provided in a processor, and may be described as: a processor comprises a data acquisition module, an approval triggering module, a supplementary approval module and a state judgment module. The names of these units or modules do not constitute a limitation to the units or modules themselves in some cases, for example, the data acquisition module may also be described as "a module for acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set".
As another aspect, the present invention also provides a computer-readable medium that may be contained in the apparatus described in the above embodiments; or may be separate and not incorporated into the device. The computer readable medium carries one or more programs which, when executed by a device, cause the device to comprise: acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set; generating an investment operation instruction according to the instruction element and the value of the instruction element input by a user through a terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplementary approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; and when the examination and approval state of the investment operation instruction is judged to be examination and approval completion according to the state code, the process examination and approval is completed.
According to the technical scheme of the embodiment of the invention, an asset object corresponding to an investment operation request and a related instruction element set are determined by acquiring the investment operation request input by a user through a terminal; generating an investment operation instruction according to the instruction element and the value of the instruction element input by the user and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplement approval state of the investment operation instruction; in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction; when the approval state of the investment operation instruction is judged to be approval completion according to the state code, the process approval is completed, the process approval of the investment operation with frequently changed elements is realized by introducing a supplementary approval process, and the compliance risk is reduced while the operation efficiency of performing alternative investment by an asset management company is improved. Based on standardized asset objects and structured operation instructions, strict flow control is performed on alternative investment operation, standardization and structuralization of asset information in alternative investment are achieved, a uniform interface is provided for interconnection and intercommunication among systems, and the working efficiency of operation management is improved; the control flow of the alternative investment operation is standardized by the structural instruction set in cooperation with the instruction state machine, and the compliance risk in the operation process is reduced by providing a supplementary approval flow; and setting a corresponding risk rule group for each instruction element to refine the wind control granularity, and combining the union set execution rules to improve the execution efficiency of the supplementary approval while ensuring the compliance.
The above-described embodiments should not be construed as limiting the scope of the invention. Those skilled in the art will appreciate that various modifications, combinations, sub-combinations, and substitutions can occur, depending on design requirements and other factors. Any modification, equivalent replacement, and improvement made within the spirit and principle of the present invention should be included in the protection scope of the present invention.
Claims (10)
1. A process approval method is applied to a server, and comprises the following steps:
acquiring an investment operation request input by a user through a terminal, and determining an asset object corresponding to the investment operation request and a related instruction element set;
generating an investment operation instruction according to the instruction element and the value of the instruction element input by a user through a terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplementary approval state of the investment operation instruction;
in the approval process, when the change of the instruction element of the investment operation instruction is detected, updating the investment operation instruction according to the value of the changed instruction element, triggering a supplementary approval process, and updating the supplementary approval state of the state code of the investment operation instruction;
and when the examination and approval state of the investment operation instruction is judged to be examination and approval completion according to the state code, the process examination and approval is completed.
2. The method of claim 1, wherein the investment operation instructions are structured instructions and include three components of meta-information, instruction elements, and a set of wind control rules.
3. The method according to claim 2, wherein the meta information records creation information, association information, and instruction status of the investment operation instruction;
the instruction element is specific information required for executing the investment operation instruction;
the set of wind control rules is used to perform compliance review on the instruction elements.
4. The method according to any one of claims 1-3, further comprising:
and when the investment operation instruction is generated or updated, verifying the investment operation instruction according to the wind control rule corresponding to the changed instruction element.
5. The method according to claim 3, wherein one of the wind control rules corresponds to one or more command elements, and when a plurality of command elements are simultaneously changed, the investment operation command is verified based on a union of the wind control rules corresponding to the changed command elements.
6. The method of claim 1, wherein the asset objects are generated by a pre-defined master data model defining a set of elements of the investment object, each asset object having a unique asset code, and wherein obtaining the asset object and associated set of instruction elements corresponding to the investment action request comprises:
acquiring an asset code and an operation type according to the investment operation request;
acquiring a corresponding asset object according to the asset code, and acquiring an element set of investment objects included in the asset object;
and acquiring a related instruction element set according to the element set of the investment object and the operation type.
7. The method of claim 1, wherein the approval process and the supplemental approval process are two processes that are triggered separately, and further comprising:
and after the approval process and the supplementary approval process of the investment operation instruction are approved, modifying the approval state of the investment operation instruction into the approval completion.
8. A device for process approval, which is applied to a server, the device comprises:
the system comprises a data acquisition module, a data processing module and a data processing module, wherein the data acquisition module is used for acquiring an investment operation request input by a user through a terminal and determining an asset object corresponding to the investment operation request and a related instruction element set;
the approval triggering module is used for generating an investment operation instruction according to the instruction element and the value of the instruction element input by the user through the terminal and triggering an approval process, wherein the investment operation instruction is provided with a state code for identifying the submission state, the approval state and the supplementary approval state of the investment operation instruction;
the supplementary approval module is used for updating the investment operation instruction according to the value of the changed instruction element and triggering a supplementary approval process when detecting that the instruction element of the investment operation instruction is changed in the approval process, and updating the supplementary approval state of the state code of the investment operation instruction;
and the state judgment module is used for finishing the process approval when judging that the approval state of the investment operation instruction is the approval completion according to the state code.
9. An electronic device for process approval, comprising:
one or more processors;
a storage device for storing one or more programs,
when executed by the one or more processors, cause the one or more processors to implement the method of any one of claims 1-7.
10. A computer-readable medium, on which a computer program is stored, which, when being executed by a processor, carries out the method according to any one of claims 1-7.
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| CN202010656967.0A CN111882294B (en) | 2020-07-09 | Method and device for flow approval |
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| CN202010656967.0A CN111882294B (en) | 2020-07-09 | Method and device for flow approval |
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