ZA200500060B - Distributed hierarchical identity management - Google Patents

Description

DISTRIBUTED HIERARCHICAL IDENTITY MANAGEMENT

FIELD OF THE INVENTION

The present invention relates generally to a method and system for identity . 5 management. More particularly, the present invention relates to a distributed hierarchical iclentity management system and method if its use in distributed computer networks.

BACKGROUND OF THE INVENTION

In the field of electronic commerce there is an acknowledged need for a system amd method to either manage or authenticate id-entity based information. It is acknowledged among those skilled in the art that the authentication of identity based imaformation is not related to guaranteeing that a user is who he or she says. Instead, authentication of identity is restricted to authenticating that a user has presented the same credentials that were previously presented when an iden tity was asserted. A simple way to understand this subtle difference is to examine a situation where a user is identified by a weser identification (user ID) to which there is an as sociated password. An electronic system has no way of determining who the user iss when an account is initialized.

However, after the account is initialized the presentation of the user ID and password in combination can be taken as proof that this is the same person who had previously reegistered for a service and provided these credentials. The presentation of a user ID and password does not prove that the user is a particular indi vidual.

Identity management is of great concern in the electronic commerce field because it allows an electronic vendor or service provider to- provide a user with customized s ervices and further allows the vendor to track user belmaviour. From the user perspective, identity management permits a user to retrieve previou sly stored identifying information.

Inthe absence of any identity management system each individual use of a service would bee accompanied by selecting a series of settings that could not be maintained in the following session. For example, in the case of an on-lime purchase the lack of an identity ( management system would entail requiring a user to p.rovide all identifying information, . imcluding credit card numbers, billing and shipping addi-esses for each and every purchase.

This is commonly regarded as a nuisance to consumers, and serves as a detriment to on- line commerce.

One skilled in the art will appreciate that though the following discussion generally ‘ relates to electronic commerce applications of identity management, a number of other non commerce related services, such as customisation of a news site, registration for y access to a newspaper, and maintenance of a desired display configuration for an electronic discussion site, all make use of identity management. For these services the ability of a user to have a single-sigm on for multiple services is a high priority.

Figure 1 illustrates a first generation identity management system. A user 100 connects over internet 102 to an electronic retailer 104, commonly referred to as an E- taller. E-tailer 104 is typically accessed using a hypertext transfer protocol (HTTP) session. Upon an initial visit to a site hosted by E-tailer 104, user 100 creates a user profile including a user ID and password. T he user ID and password, along with other associated information, potentially including credit card information, shipping and billing addresses, and display preferences, are stored in user profile database 106. Preferably, user profile database 106 is inaccessible to genexal computers connected to internet 102 to protect the confidential user information. After creating a user profile in user profile database 106, user 100 can simplify further visits to E-tailer 104 by simply presenting a credential to certify his or her identity. Typically, this credential is a combination of the user ID and password. Upon being presented with this credential, E-tailer-104 can perform a look-up in the user profile database 106 to confirm that user 100 has presented a valid identity credential. Upon successful completion of this check, user 100 will not be prompted to provide already known informatiora. From the perspective of E-tailer. 104, this system ensures that user 100 has provided all information required for transactions, which can then be stored in the user profile database 106. This information can be correlated across a number of sessions or transactions to create user profile trends. From the perspective of a user, this system permits simplified dealings with E-tailer 104. However, a drawback to this system is illustrated in Figure 2. ’ Figure 2 illustrates the network model of user 100 connecting, using internet 102, to two different E-tailers, E-tailer 104a and E-tailer 104b. Each E-tailer has its own user ‘ profile database: databases 106a and 106b, respectively. Because the user ID and password is used to authenticate the iclentity of user 100, E-tailers typically insists that each user ID be unique. Thus, it is conceivable that user 100 may have different user IDs at E-tailer 104a and 104b, in addition to further user IDs at other E-tailers not shown. . Multiple user Ids are difficult to mange from the perspective of the user. Additionally, if the user’s information changes, for ex ample if user 100 moves or changes credit card : information, each user information database 106a and 106b must be independently updated. Though on a small scale this is merely troublesome, for many users who frequent a variety of E-tailers this can be a great nuisance. Additionally, repeated entry of user data increases the probability that the user will inadvertently provide incorrect information, 10° which is a detriment to the B-tailer. Thus in combination, the responsibility of ensuring the data integrity of a number of databases, and the hassles associated with multiple user IDs render this model of identity management lacking in the eyes of many users.

To ensure a unique user ID, many E-tailers use the e-mail address of user 100 in place of a user ID. However, the e-mail address provided by the user is not guaranteed to be static over any length of time. In many cases, users are provided e-mail addresses by employers, internet service providers, or free e-mail providers. In all of these cases, it cannot be guaranteed that a user will rot change an e-mail address due to a change in employment, a change in an internet service provider, or simple whim. As a result, users are required to resubscribe to E-tailers when their e-mail address changes.

To ensure that a user can use a single user ID for a plurality of services, and to provide what is commonly referred to im the art as “single sign-on”, a second generation identity management and authenticatiora solution was created. This solution is typically referred to as a hierarchical identity management system, and is typified by Microsoft’s

Passport™ service. An overview of this rmodel is provided in Figure 3.

Figure 3 illustrates user 100 hav-ing a connection to identity provider 108 (IDP), preferably over internet 102. User 100 provides IDP 108 with a set of identity based information which is associated with a unique user ID and password combination. This information is stored in user profile database 110. When user 100 connects to an E-tailer 112 which is affiliated with IDP 108, user 100 provides E-tailer 112 with identity credentials that are transmitted to IDP 108 to authenticate user 100. Typically, the ’ credentials provided by user 100 to IIDP 108 through E-tailer 112 are a user ID and password combination. Upon authentication of user 100, IDP 108 provides E-taile=r 112 with the stored identity Jnformation. Typically, the information provided by IDP 108 to E- tailer 112 is either a stri ctly defined subset of the information stored by IDP 108, or is the entire collection of data associated with user 100 stored by IDP 108 in user profile database 110. Because I'DP 108 stores information that can be accessed by a plurality of E- y tailers with whom it is affiliated IDP 108 typically does not store site specific inform ation, such as preferences a user has expressed on a particular site, nor does IDP 108 use user preference database 110 to store a history of any items purchased by user 100 at a giv-en E- tailer. As a result, E-taileer 112 must maintain a separate user preference database 1148. The information in user prefference database 114 is used to track the patterns of user 100), and to maintain a purchase, or subscription history, for user 100.

An exemplary transaction in this model entails user 100 requesting a web page from E-tailer 112 using an HTTP link over internet 102. During this HTTP sessior user 100 indicates that he wishes to purchase a number of items. During a check-out type procedure E-tailer 112 asks user 100 to authenticate identity. In order to receive authentication from ID»P 108, E-tailer 112 requests and receives from user 10 O the credentials required for authentication which are then passed to IDP 108 and authenticated. In an altemate embodiment, user 100 does not provide E-tailer 1122 with authentication information. Instead, when E-tailer 112 requires authentication of identity, it redirects user 100 to I'DP 108 and upon completion of this transfer user 100 provid. es the

IDP 108 with the authentication information required. Upon successful authenticatmon of user 100, IDP 108 redirects user 100 back to E-tailer 112. Using either the same , or a different, data commuanication channel, IDP 108 provides E-tailer 112 witla the information stored in usser profile database 110. This information is then correlate with information stored in umser preference database 114 to ensure that user 100 can access historical information.

This model of identity management addresses the single sign-on prolblems associated with the first model of identity management, however, a number of other mssues . are introduced. A first problem is the trustworthiness of the entity running IDP 108 . This entity must be trusted by both E-tailer 114 and user 100. IDP 108 must be trusted by user ’ 100 to safeguard information and to provide that information only to entities approv—ed by user 100. E-tailer 112 must trust IDP 108 to provide reliable service, accurate data, and to not act in a predatory manner. If E-tailer 114 is a service provicler that offers a service competing witha a service offered by the entity running IDP 108, E—tailer 114 will typically . not have a high level trust in IDP 108.

As a result of many privacy concerns among users, the Microsoft Passport™ : service is implemented in such a manner -that a user is never required to provide E-tailer 114 with identity authentication information. Instead re-direction commands are used to pass a user from E-tailer 114 to IDP 108 over a secure conne ction. Over this secure connection, user 100 provides IDP 108 with identity authentication information. Upon authenticating uiser 100, IDP 108 redirects user 100 back to E-tailler-112 and provides E- tailer 112 with authentication and user information in a secure b ack channel. To ensure that two E-tailes cannot correlate the information about a single usser 100 at different sites,

IDP 108 providles E-tailer specific identity coding which prevents E-tailers from using the identity coding index to correlate a user between two sites. However, one skilled in the art will appreciate that E-tailer 114 typically has a credit card numbwer associated with user 100, and thus two E-tailers sufficiently motivated to share infommation could correlate their databases using credit card information, email addresses, o r home addresses, as a cross-referencing field.

The present embodiment of Microsoft's Passport™ system has failed to gain sufficient traction in the electronic commerce marketplace to dislodge the first generation of identity mamagement systems. One reason for this is that a centralized user profile database such as user profile database 110 typically has a static data schema. That is it has } a pre-defined set of information that it stores. However, different E-tailers typically request differemat sets of information from a user. Because a Centralized user profile database 110 is not designed to store all information that a variety of E-tailers require, many E-tailers Ihave determined that it is not worth their while to transition to a centralized user profile database 110 such as that offered by Microsoft’s Passport™ service. Another reason for the inability of the Passport™ service to displace first generation identity : management systems is user wariness in providing a single entity with vast amounts of identity information. In order for a user to trust an IDP sufficiently to provide this amount of information, a pre-existing trust relationship, and a user assum ption of the security of the data must be present. As many users have not had a historical relationship with

Microsoft of this type, many users are very reluctant to provide this information.

Another concern among many parties is that a hiserarchical identity management . system promotes monopolistic tendencies. To address these concerns a third generation model of identity management system has been created by the Liberty Alliance. This : model can best be described as a distributed identity managzement system. Such a system is illustrated in Figure 4.

Figure 4 illustrates the distributed identity management system proposed by the

Liberty Alliance. This specification describes a plurality of identity providers, here illustrated as IDP1 116, IDP2 120 and IDP3 124, having u ser profile databases UPD1 118

UPD2 122 and UPD3 126, respectively. All IDPs exist in. a web of trust 128 where each

IDP has a trust relationship with every other IDP, trust relationships are shown in dash lines. To provide data security, communication between IIDPs in web of trust 128 is done using asymmetric encryption. Thus, in the example of Figure 4, IDP1 116 has a public and private encryption key associated with it, as do IDP2 12(® and IDP3 124. IDP1 116 also has the public keys of IDP2 120 and IDP3 124. Thus, all requests directed between two

IDPs can be encrypted using the public key of the destinati on IDP and can be signed using the private key of the transmitting IDP. Thus, if IDP1 1 16 needs to communicate with

IDP2 120, it encrypts the request to using the public key assigned to IDP2 120 and signs the encrypted message using its own private key. IDP.2 120 is able to de-crypt the encrypted message using its private key, and verify the smgnature of IDP1 116 using the public key assigned to IDP1 116 stored in IDP2 120. This «ensures that each IDP in web of trust 128 is able to communicate with every other IDP in the web of trust without fear that the data channel between IDPs has been compromised. Us-er 100 registers with one of the

IDPs in web of trust 128, as shown in Figure 4, user 1040 is associated with IDP3 124.

IDP3 124 stores identity information provided by user 100 , along with identity credentials in UPD3 126. When user 100 establishes a session with am E-tailer associated with any of the IDPs in web of trust 128, such as E-tailer B 132, user 7100 can provide E-tailer B with : identity credentials that will then be provided to one of the systems in web of trust 128. As illustrated in Figure 4, E-tailer B 132 is affiliated with ID¥P2 120. Thus, ID credentials of : user 100 are presented to E-tailer B 132, which relays therm to IDP2 120. To authenticate user credentials of user 100, IDP2 120 determines that user 100 is affiliated with IDP3 124 and thus creates a secure data connection wsing public and private data keys between itself and IDP3 124. This data connection is used to authenticate the identity credentials . provided by user 100. Upon authenticating user 100, IDP3 124 provides IDP2 120 with identity information which is then relayed back to E-tailer B 132. : This system provides the user 100 with a single sign-on capability and addresses the concemns related to monopolistic tendencies of an IDP. Because each IDP is independent of other IDPs, it is not considered a global storehouse of information. Thus, if an IDP security is breached only the information associated with that IDP’s user profile database is comprised. This is an advantage over the hierarchical model where comprise of the user profile database exposes all users in the system.

However, according to the specification of the Liberty Alliance, only a defined set of user identity information is stored at th.e IDPs. Thus, E-tailers must still question user 100 about information not stored by an IIDP. Additionally, public and private encryption keys require each IDP to be able to perform numerous computation intensive tasks for each data request. Additionally, a sophisticated key management system must be employed as the size of the web of trust increases. Though Figure 4 only shows three

IDPs, the model proposed in the Liberty Alliance specification is not so limited. One skilled in the art will readily appreciate that the number of IDPs in a web of trust cannot scale infinitely. Though it is possible to implement a system whereby each IDP can trust every other IDP when there is a small number of IDPs, it is unlikely that such a system can be implemented in a reliable fashion when the number of IDPs scales into the tens of thousands.

From the perspective of user 100, the model presented by the Liberty Alliance has a number of drawbacks. A user’s single sign-on abilities are somewhat restricted. A user is assigned a unique user ID that identifies them to their selected IDP. When a user is authentication by an IDP in the web of trust, the E-tailer is provided a pair-wise unique identifier (PUID) that can be used in the future to identify the user. The PUIDs assigned to . two E-tailers for the same user will be different to prevent cross-correlation of user purchases or activities, as the PUID is pair-wise unique. Only the IDP associated with the ' user holds the PUIDs provided to E-tailers,, thus, migration from one IDP to another is not possible. If a user wishes to move from IDP3 1 24 to IDP2 120, an entirely new identity must be created, and all information stored in ID*P3 124 must be re-entered by the user for storage in IDP2 120. This is viewed by many users as handcuffing them to an as yet . untested system. As a result, there is great reluctance among many users to register for this service. For E-tailers and potential IDPs, participation in the Liberty Alliance includes . agreeing to certain business model restrictions, including how user information must be stored and how it can be used for either statistical or marketing purposes. These restrictions are considered to be limiting the number of parties wishing to participate in the

Liberty Alliance.

Both Passport™ and the Liberty Alliance provide E-tailers and other sites requiring user authentication with PUIDs. Puids allow the e-tailer to store information and build a profile on a user, while preventing two e-tailers from easily correlating their databases to determine user activities and patterns. Puids in the liberty alliance are assigned by the IDP holding the user profile, and cannot be matched to the user account by any other IDP, thus if a user chooses to change IDPs all the site specific settings at each E- tailer are lost. This handcuffs users to an IDP providing no more opportunity for portability for most users than the single source TPassport™ does. Furthermore, the purpose of the PUID assigned by either Passport™ or the Liberty Alliance can be overcome as earlier discussed by correlating other informatiom such as credit card information.

None of the present identity management systems are able to provide both a single sign-on service, specialty information required by many E-tailers, portability of identity information, and as a result none of the servi ces has been able to supplant any of the others. It is, therefore, desirable to provide an iclentity management system that provides a dynamic user information set, scales and does not rely upon a global data store.

SUMMARY OF THE INVENTION

It is an object of the present invention to obviate or mitigate at least one disadvantage of previous identity management systems. oo In a first aspect of the present invention , there is provided an identity management system for providing authentication of a user to a membersite. The identity management . 30 system comprises a root server having a user database for storing a globally unique identifier associated with the user. The root server has means for providing the globally unique identifier to the user, for maintaining a list of network addresses associ ated with names in a shadow domain for providing to a domain name server, each name associated : with either the membersi te or a homesite in an identity management network. The root server permits the homesi_ te to authenticate an entity accessing the membersite as the user ’ associated with the globally unique identifier, when the user is redirected to the name associated with the hom esite in the shadow domain. The root server may Optionally include homesite authenticator for providing the membersite with authenticati on of the authority of a homesite tO authenticate the entity as the user associated with the globally unique identifier.

In an embodimemt of the first aspect of the present invention, the identity management system includes a homesite, in communication with the root server and * having a user profile database, a user authentication engine, and a domain name in the namespace of the shadow domain. The user profile database stores both the globally unique identifier and authentication information associated with the umser. The authentication engine allows the homesite to authenticate the identity of the wuser. The authentication information is optionally a combination of a user ID and password. In another embodiment, tlme user profile database further stores identity in formation associated with the user. and the authentication engine includes means to provide the membersite with a subset of the identity information upon authentication of the user. In a further embodiment of -the present invention, the authentication engine prowvides the authenticated user identity to the membersite by providing the user with a cookie containing authentication information readable by the membersite and redirectin_g the user to the membersite, the cookie is optionally signed by the homesite, and includes indication from the root server that the homesite is authorized to authenticate the globally unique identifier. The indication is optionally an assertion signed by the root server. In another embodiment, the authentJcation engine provides the identity information associated with the user to the membersite through one of redirection of the user to an authmentication : encoded universal resour«ce locator, and both providing the user with a cookie containing authentication informaticen readable by the membersite and redirecting the user to the ’ membersite. oo -9.

In a second aspect of the present invention, there is provided a method of providing user authentication to a membersite in a identity management network. “The method includes obtaining the narme of a homesite, providing the homesite with an authentication request and obtaining the authentication of the user from the homesite. “The step of obtaining the homesite narne includes obtaining from the user the name of a homesite that : can provide user authenti cation based on user authentication information kmown to the homesite. The step of providing the homesite with an authentication requ est includes redirecting the user to the homesite in a shadow domain associated with the identity management network. Tine step of obtaining the authentication includes obtaining the authentication of the user from the homesite in response to the homesite receiving the known authentication information from the user, the authentication including a globally unique identifier associated with the user. In an embodiment of the second aspect, the step of obtaining the name of the homesite from the user includes the membersite e€xamining a cookie provided by the user. In another embodiment, step of providing the homesite with an authentication request imcludes the user resolving a name associated with tthe homesite in the shadow domain to a network address. In a further embodiment the step of providing the homesite with an authaentication request includes the membersite providing the user ~ with a cookie, readable by the homesite, containing a request for authentication of the user. In yet another emb»odiment, the homesite can provide both user authentication information and user identity information, and the step of providing the homesite with an authentication request additionally includes the membersite providing the homesite with an identity information reqquest, while the step of obtaining the authentication additionally includes the obtaining idermtification information in response to the homesite receiving the known authentication information from the user. In a further embodiment, the method includes the steps of obtaining identity information not provided by the homesite, and providing the obtained idemtity information to the homesite by redirecting thes user to the homesite in the shadow domain, where the identity information not provided by the homesite is obtained from the user.

In a third aspect of the present invention, there is provided a method of” performing a user authentication at a. homesite in an identity management network. The method : comprises the steps of receiving from a user, having a globally unique identifier and

WO) 03/104947 PCT/CA03/00857 knowm authentication information, a request to provide authem:tication for a membersite; and providing authentication of the user to the membersite in re=sponse to receiving known authemtication information by redirectirig the user to the memb ersite in a shadow domain assoclated with the identity management network. In an embocliment of the third aspect, step Of the providing the membersite with authentication of the user includes receiving . from the user a user ID and password combination associated with the globally unique identi fier of the user. In another embodiment, the step of providing the membersite with authemtication of the user includes the user resolving a n ame associated with the memboersite in the shadow domain to a network address and further, the step of providing authentication of the user optionally includes the homesite providing the user with a cookies, readable by the membersite, containing authentication o-f the user and the globally uniqu-e identifier associated with the user. In other embodiments, step of receiving a requesst to provide authentication information includes receivirag an identity information requesst, the step of providing authentication includes the providing the membersite with identification information upon receipt of the known authentication information from the user, and the step of providing the membersite with identification is preceded by obtaining user authorization for the transfer of the requested identification information to the membwersite. In another embodiment, the method includes the steps of receiving from the user, &dentity information obtained by the membersite; and storing the transferred identity information in a user profile database.

In another aspect of the present invention, there is provided a method of obtaining a globally unique identifier associated with user having an ermail address. The method comprises the steps of receiving a request from the user to associate a globally unique identifier with the email address; requesting, from a root server that associates globally uniques identifiers with email address, the assignment of a globally unique identifier associ ated with the user email address; and obtaining the globally unique identifier associ ated with the email address in response to the user p-roviding the root with a resporase to a challenge transmitted to the email address. } Other aspects and features of the present invention will become apparent to those ordinarily skilled in the art upon review of the followings description of specific - embodiments of the invention in conjunction with the accompanying figures.

V0 03/104947 PCT/CA03/00857

BRIEF DESCRIPTION OF THE DRAWINGS

Embodiments of the present invention will now be described, by way of example only, with reference to the attached Figures, wherein: : Fig. 1 is a block diagram of an identity management system of the prior art; - Fig. 2 is a block diagram of a identity mamagement system of the prior art;

Fig. 3 is a block diagram of a hierarchical identity management system of the prior art;

Fig. 4 is a block diagram of a distributed identity management system of the prior art;

Fig. 5 is a block diagram of a distributed hierarchical identity management system of the present invention;

Fig. 6 is a flowchart illustrating a method. of the present invention;

Fig. 7 is a flowchart illustrating a method. of the present invention;

Fig. 8 is a flowchart illustrating a method. of the present invention;

Fig. 9 is a flowchart illustrating a method. of the present invention; and

Fig. 10 is a flowchart illustrating a metho d of the present invention;

DETAILED DESCRIPTION

Generally, the present invention provides a method and system for identity management.

For an identity management system to be successful, users must trust the entity storirag their personal information, and must be provided a set of features that encourage : the use of the system. Without a sufficient user base the identity management system canneot attract service providers, and is thus unsuccessful.

From a user perspective the system must provide a simple registration process with a trusted entity. After registration, the user should be provided with a simple method of logging into services using a single login, and should be provided with a simplified : mechanism for registering for those services. The user should be provided with a simple mechanism for providing the trusted entity with additional information. Finally,

interactions between a vendor/service provider and the trusted entity should be largely transparent to the user.

From the perspective of the vendor or service provider, traditional identity - management systems have posed problems because= of the degree of trust that is required between the vendor and the authentication authority-. These trust issues are resolved in the ’ present invention by devolving the trust responsibility to the user. If a user trusts an entity to hold his personal information and serve as an authentication authority, the vendor can be satisfied that the user is comfortable in the trust relationship, and thus the vendor can trust the authentication authority. This trust relationship is sufficient so long as the authentication authority remains in the identity management network.

From the perspective of the authentication @uthority, an agreement made with the user can be designed to serve the business needs of the authority, rather than being dictated by a central body as it is with the Liberty Alliance. Additionally, the authentication mechanism is left to the authentication authority and the user to agree to.

Thus, different authentication authorities can employ different authentication mechanisms such as user ID and password combinations, smart cards, biometric samplings and other known user authentication techniques. If a user become disenchanted with either the authentication mechanism or the service provided by the authentication authority, the user can change the authentication authority used to store and authenticate the identity information.

To administer the network, a central authority is established. This central authority defines the schema used by the authentication =zauthority for storing the user identity information, which allows the vendors in the identity management network to request information from predefined fields. The central authority also provides a mechanism to 75 both vendors and authentication authorities to ensure that the other party in a communication is a part of the identity management network.

All computer systems connected to a public network such as the Internet have an assigned numeric network address. This address serves as a unique identifier and : additionally provides routing information so that packets addressed to a network node can be effectively routed to the specified node. To simplify addressing issues for human ) interactions with the network, alphanumeric dom ain names are assigned to nodes and a lookup facility is provided, typically through a domain name server (DNS), to allow the alphanumeric domain names to be tran slated into the numeric addresses. These techniques are well known to those skilled in the art. Another known use of the domain name system . is to restrict access to systems within a domain. By only addressing transmissions using the alphanumeric domain name, a transmitting system can restrict systems outside the : domain specified in the alphanumeric domain name from receiving the packets. The relative security of the DNS system is trusted by almost the entire Internet to be free from malicious redirection on a global scale . Shadow domains, as referred to in this application, are domains created in the internet uncler the namespace of a central authority. All entities in the identity management network can be assigned a name in the shadow domain that is resolved to a numeric address associated with the entity. Thus a vendor can have a shadow domain address that resolves to the same numeric address as their primary domain, or it can be resolvable to numeric address different than the primary domain, but associated to another system controlled by the vendor. Technique using shadow domains are preferably used in the present invention to ensure that both a vendor and the authentication authority are in the identity management network.

The following discussion will outline the architecture of the identity management network, the roles played by each entity, and will illustrate how the architecture provides for user registration with the identity xmanagement network; a single sign on functionality; simplified registration for services requiring user information stored by the authentication authority; a mechanism to update the schema used by the authentication authority to store user data; a mechanism for a vendor or service provider to back-fill user information to the authentication authority; a mechanisin for the user to change authentication, authorities while maintaining all sign ins and without providing information already stored; and a method for the central authority to remove vendors and authentication authorities from the identity management network. Additionally, security features arising from the architecture and novel trust chains for the signing of certificates and keys will be presented along with other advantages of the architecture and methods of the present invention. : In the following discussion, the central authentication authority is referred to as the root of the hierarchical distributed identity management network, or simply as the root. ’ The authentication authority is referred to as a homesite (HS) as it provides a home for thes user’s data. Any site requesting either user authentication or user identity information is referred to as a membersite (MS). The wiser is still referred to as the user.

Figure S illustrates an architecture used for the hierarchical distributed identity : management system of the present invention. There are four entities in Figure 5, the user 200, the homesite (HS) 202, the membersite (MS) 206, and the root 210. Each of the : entities will be described in relation to the role that they play in the authentication and identity management method. As Figuxe 5 is merely exemplary, additional homesites and membersites are not illustrated, though they may be present.

User 200 is a user having a «connection to a common public network such as

Internet 102. User 200 has information associated with his or her identity, such as addresses, billing information, and o&her personal information such as calendar based information. User 200 selects homesite (HS) 202 to store this identity information and to provide identity authentication for single sign on services.

HS 202 includes a user profille database (not shown) that is used to store the identity information for user 200. HS also associates a global identifier (GUID) with the identity information of user 200. The (GUID is a globally unique identifier that is assigned to HS 202 by root 210, in a method that will be described later. HS 202 has a unique network address, and a domain name 204 associated with the address, here illustrated as homesite.com. Thus to access HS 202, user 200 can direct a web browser to www.homesite.com, and through a Domain Name Server (DNS) the address will be resolved to the address of HS 202.

Membersite 206 (MS) is a node on the public internet 102 having the domain 208 membersite.com associated with its network address. MS 206 provides a service to which user 200 subscribes, or sells a product that user 200 would like to purchase. To allow user 200 to sign in, or to obtain personal imformation about user 200, MS 206 requires either authentication of user 200 or a set of requested information related to user 200.

User 200 provides identity infosrmation to homesite 202 (HS). Associated with the information provided by user 200 to HS 202 is a set of identification credentials. For the - purposes of the following discussion, #he user credentials will be referred to as a user ID and password combination. However, one skilled in the art will readily appreciate that any number of other authentication methods, including biometric readings, static IP traces and smart card derived infoxmation, can be used in place of the user ID and password combination.

HS 202 has primary domain 206 homesite.com associated with its [P address through the conventional domain name system. HS 202 can be accessed by user 100, or any other system on the network through both a numeric IP address, and through a domain : name associated with thxat IP address. MS 206 can also be accessed usirag a unique numeric IP address, or a domain associated with its IP address. In addition to having primary domains in intermet 102 (not shown) both HS 202 and MS 206 are connected to each other through a shacdow domain administered by Root 210. Root 210 a«dministers a shadow domain associated with identity management network 212. Thus, while HS 202 can be accessed by user 200 at its primary domain 204 of homesite.com, and membersite 206 can be accessed by wser 200 at its primary domain 208 of membersite.coem, they can both be reached im a shadow domain at homesite.com.rootnet and membersite.com.root.net respectively. One skilled in the art will appreciate hat primary and shadow domain name pairs will both resolve to the same entity, though nowt necessarily the same address. The slxadow domain administered by root 210 is illustrated as identity management network 212. In the model of Figure 5, identity management and authentication is provided by a distributed hierarchical identity management system. In this system, membersitess rely upon any homesite in the same shadow domain to authenticate a user. Whereas previous identity management systems encounter resistance from E-tailers or other service provides because of the amount of trust that must exist between an IDP and an E -tailer, the present model obviates that need. MS 206 relies upon

HS 202 only to authenticate that the user 200 has provided the same credentials for authentication that previous users claiming to be user 200 provided. The integrity of HS 202, the ethics of its busikess practices, and how it treats the information of usser 200 is no longer a concern of the membersite 206 and instead MS 206 relies upon user 200 to determine if HS 202 is trustworthy. If it is determined by a plurality of users that a given homesite in this model is untrustworthy, users will not use the homesite, and can petition : for it to be removed from the network by root 210. Thus, policing of the homesite is a duty assigned to users, not verrdors. Additionally, because the network is distributed there is no restriction placed insisting that a membersite cannot also be a homesite. As a result, fear that an IDP will usurp business, and steal customers can be addressed by allowing any membersite to also act as a homesite. The only requirement placed on any meambersite or homesite is that they remain part of the shadow domain. : To establish an identity profile with HS 202, user 200 provides profile i nformation and credentials such as a wiser ID and password, and receives a token indicating that he can : be authenticated by HS 2 02. In the presently preferred embodiment, the token is a cookie that is referred to as a hhomesite cookie. This token is accessible to any entity in the shadow domain. When user 200 visits MS 206, it will present the token oenly if it is redirected to the shadow domain. To accomplish this, MS 206 can prowide a link indicating that all users vvith identity information stored in identity management network 212 should click to either register or authenticate as the case may be. This link would then redirect the user to the sh.adow domain 208, so that the homesite cookies can b e retrieved.

The user can then be provided a second cookie and directed to HS 202 in either the primary domain 204 or the shadow domain 214. Alternately, upon visiting MS 206, user 200 can be redirected to shadow domain 216 and then back to the primary domain 208 so that the cookie is retrieved in advance of a login request. Upon request for authentication through the HS 202, MS- 206 can provide user 200 with the second cookie. "The second cookie can be used to reequest authentication and to provide a challenge to TIS 202 that must be signed. This can be used to ensure that HS 202 is in identity management network 212, and is authorised to authenticate user 200. These redirections can be done in a manner that is transparent to user 200. Because user 200 can only provide the cookie tos requests to originating the shadow clomain corresponding with identity management nestwork 212, confirmation that HS 20 2 and MS 206 are in the identity management netvwork 212 is obtained by virtue of thes request being completed. A more complete description of how authentications and information transfers are performed is presented below.

Root 210 adminis ters the shadow domain to allow verification that HS 202 and MS 206 are affiliated with i-dentity management network 212 by creating shadow domains homesite.com.root.net 24 and membersite.com.root.net 216 for HS 202 aad MS 206 respectively. Root 210 also performs a number of other functions including the assigning globally unique identifiers (GUID) to users through interaction with HS 202; and defining of an information schema that allows membersites to request information in a standardized manner frorm a plurality of homesites. Root 210 also provides a m echanism for MS 206 to obtain an ercryption certificate from HS 202 and be guaranteed of its authenticity. Root 210 administers the domain root.net, and is thus able to add aad remove DNS lookup entries to imclude or exclude entities from identity management network 212. In this fashion a sh.adow domain is administered by root 210 in identity management network 212 : to allow membersites and homesites to confirm that the other party in an authentication or information. exchange is still in the network. Root 210 also preferably provides HS 202 with a signed assertion to provide a membersite along with authentication of a user, that . identifies th.e homesite authorized to authenticate the user.

One skilled in the art will readily appreciate that tlhe elimination of trust relationship s between IDPs eliminates many of the scalability issues associated with this model. A single root 210 can administer a domain large enough for a vast plurality of homesites, which allows each membersite in the shadow domain to authenticate user information. with each homesite.

To understand how the distributed hierarchical structures operates a number of standard op erations will now be described. One skilled in the art wwill appreciate that these methods are merely exemplary and should not be viewed as lim-ting of the scope of the present invention.

As one skilled in the art will appreciate, identity management system 212 preferably identifies each user with a unique identifier. "Whereas prior identity management systems have assigned PUIDs, a presently preferred embodiment of the present invention allows a user identity to be globally unique, asswciated with a single HS, and portable so that it can be moved to another HS. To implement this, each user is assigned a globally unique identifier (GUID) that is assigned by IRoot 210, and associated by Root 210 to both a user and a HS. If the user later wishes to ch ange homesites, root 210 can authenticate that request and direct the current HS to forward all information about the user to the new HS. When a user registers with a MS for a service, or to complete a transaction, the GUID is provided to the MS, so that the MS cam easily identify the user - even after a HS change. In user interactions with the HS, the HS allows a user to associate a user-friemdly identifier, much like the user ID of the prior art, wvith the GUID for ease of ) identification. Given a set of unique user ID and password comnbinations, or other user authenticatfon mechanisms, HS 202 can authenticate user 200, and provide the associated

GUID to ™MS 206 along with a root signed assertion that HS 220 is authorized to authenticates the user. Thus, user 200 interacts with HS 202 wu sing a user friendly userid, but to all other systems in identity management network 212, riser 200 is represented by a

GUID. GUIDs are assigned by Root 210, and it is preferable that they are assigned only ; when HS 2 02 is able to provide a valid email address for user 200 that can be verified by root 210. Verification of the validity of an email address is preferred to ensure that HS 202 does not inappropriately request or create GUIDs for users who are not interested in joining identity management system 212.

Figure 6 is a flowchart illustrating the steps used in thes registration of user 200 in the identity management network. Because each GUID is associated with a homesite and a homesite specific user identifier, it is possible for each homesit e to employ its own method of determimming a user ID suitable for each user. GUIDs are ass igned by root 210 to ensure their uniqueness across the network and to ensure that a homesite is not creating fictitious users in th e network. In step 220, user 200 registers at hozmesite 202 and requests a homesite specific user ID to which a GUID will be associated. In making this request, user 200 provides homesite 202 with a valid e-mail address. Homessite 202, prior to obtaining a

GUID, communicates the user e-mail address to root 210 and requests that a GUID to be assigned tos this user e-mail address in step 222. Upon receiving the GUID assignment request frorm homesite 202, root 210 verifies the validity of the e-mail address in step 224 by sending an authentication challenge to the e-mail address. User 200 receives the authentication challenge in the transmitted email and commumnicates with both root 210 and homesite 202 in step 226 to prove the validity of the e-mail address. Upon successful receipt of the challenge response, root 210 assigns the e-rmail address a GUID, and associates with that GUID both the valid e-mail address and a homesite identifier associated ~with the homesite that requested the GUID. The GUID is preferably stored by

HS 202 in ;n assertion signed by root 210 that associates HS 2-02 with the GUID for proof to a MS that HS 202 is authorized to authenticate the (GUID. A similar assertion : associating the GUID and an email address can also be stored. These assertions are preferably signed and provided with an expiry date to ensures HS 202 does not have the ability to authenticate a user after the user has moved their GUID to another HS In another embodiment, When an entity joins the identity man agement network 212 as a homesite, the homesite can demonstrate to the satisfaction of root 210 that the email addresses of existing accounts are valid, and without requiring the transmission of a challenge to the : email address, root can issue GUIDs for each existing account. This allows a homesite with an existing user base to join the identity management network 212 without having ; each of its existing users respond to a challenge email. To demonstrate the validity of the email addresses to root 210, the homesite can provide proof of prior transmissions to the user as evidence of the validity of the email address.

Because the trust relationship is between user 200 and HS 202, it may be desirable for the challenge email to be branded under the identity of HS 202. To accomplish this, along with the request for a GUID, HS 202 can provide root 210 with an email template for use with the challenge. Thus, the provided tenmplate will allow root 210 to send an email that will be branded by HS 202. The template will allow HS 202 to ensure that user 200 is presented with the challenge email having the logo of HS 202, and that the challenge email is presented in a language specified by HS 202. This ensures that the sign in process is seamless to user 200.

In a presently preferred embodiment the step of transmitting a challenge in an e- mail message in step 224 is performed by transmitting a challenge encoded URL to the user. In step 226 the user responds to the challenge by clicking on the URL, and is directed to the destination address. The ability of user 200 to click through a link is considered sufficient proof that a valid user has received the email message. Root 210 will not issue a

GUID to HS 202 until it receives confirmation that the user has clicked through. This can be achieved either by having the challenge URL direct user 200 to root 210, which then redirects user 200 to HS 202 along with a GUID, or the challenge can direct user 200 to

HS 202 and provide HS 202 with the challenge response to provide to root 210 on behalf of user 200. The URL can be directed to HS 202 at either its conventional address or at its shadow domain address to serve as a further guarantee that HS 202 is in the identity . management network 212. : In a presently preferred embodiment either he root 210 or the homesite 202, upon verification of the user 200, provides user 200 with_ a cookie that will be accessible to any

Co member of the shadow domain, which constitutes homesites, membersites and root 210.

The placement of the cookies is optional step 228. This cookie is preferably referred to as the HS cookie and identifies the homesite that should be used to authenticate the user. Ina presently preferred embodiment, the homesite cookie provided to the user identifies the homesite by providing an https URL which provides MS 206 with the location that user 200 should be redirected to, and additionally provides MS 206 with the location that the ’ HS certificate can be obtained. In another embodiment the homesite cookie can provide a number of URL’s including one indicating where to redirect the user and one indicating where MS 206 can obtain a certificate from the homesite. Obtaining the HS certificate is important for verification of signatures as is described below. In another preferred embodiment, the cookie both identifies the homesite 202 and includes an assertion by root 210 that the identified homesite is the homesite that can authenticate the user. One skilled in the art will appreciate that MS 206 can obtain information about where to redirect the user from what is referred to as a command URL, while information about where to obtain the HS certificate can be obtained from a certificate URL. Both these URLs can be in the homesite cookie, they can be provided in the DNS system, and the command URL can additionally be provided in the HS certificate. Thus, the homesite cookies may reference a location from which the certificate can be obtained, and in the certificate MS 206 will find the location of HS 202, or only part of a URL will be in the cookie, and based on the URL fragment, MS 206 will add on known prefixes and suffixes to create both the command and certificate URLs.

The above described registration process will now be described from three perspectives, the perspective of the user 200, the homesite 202 and finally root 210. From : the perspective of user 200, user 200 visits homesite 202 and requests an identification management account. In making this request, user 200 provides a valid e-mail address and is informed that to complete the process, an e-mail message is being sent to the provided email address. Upon receipt of this e-mail message, user 200 responds to the challenge, preferably by clicking on the URL and thus verifying the validity of the e-mail address. At this point, user 200, either directly or indirectly, connects to homesite 202 and an identity : management account is established. Thus, from the perspective of user 200, registration for an account is simple process that transparently iravolves root 210 and thus does not rely upon user 200 trusting root 210 at all. Instead all trust issues are related to user 200 trusting the homesite 202. From the perspective of homesite 202, homesite 202 receives a request for a new identity management account from user 200, this request being accompanied by an e-mail address. The e-mail address is then forwarded to root 210 along . with a request for the assignment of a GUID. Homesite 202 then receives the GUID upon successful response to a challenge. In one presently preferred embodiment the response to : the challenge is provided to the homesite 202 by the user 200 via the re-direction URL.

This challenge response is then transmitted by the homesite 202 to the root 210, and in response root 210 provides the homesite 202 with a GUID to associate with the user 200. : In an alternate embodiment, the challenge response is provided to the root 210 by the user 200 directly, and the homesite 202 receives a GUID when the user 200 is re-directed to the homesite 202 by the root 210. One skilled in the art will appreciate that communications between the root 210 and the homesite 22 for the purposes of transmitting the actual

GUID are preferably performed in a manner that renders the communication transparent to the user. As will be apparent to one skillesd in the art, passing information transparently between root 210 and HS 202 can be achieved using encoded URLs in redirections, redirecting the user with a post based HTTP request, user redirections with cookies as a transfer mechanism, and back channel commmunications among other known techniques.

These same channels can be used for communications between homesites and membersites in later methods.

From the perspective of root 210, root 210 receives a request from the homesite 202 for a new GUID to be associated with. the provided e-mail account. To verify that the e-mail account is valid the root 210 transmits to the e-mail account an e-mail message including a challenge. Preferably the challlenge is an encoded URL that will be clicked upon by the user 200. Upon user 200 clicking on the challenge encoded URL, root 210 will receive a challenge response, either from the user 200 or the homesite 202. Upon receipt of this challenge response, the root will assign a GUID to the e-mail address, and associate it with the homesite 202. This @GUID will be transmitted to the homesite 202, using known techniques. . One skilled in the art will readily appreciate that this process ensures that the root is not assigning GUIDs to a homesite without a valid reason. This maintains the integrity ’ of the identity management system.

Another role played by the root 210, in addition to the assignment of GUIDs, is the definition of a schema which HS 202 will use to store identity data. A defined schema allows MS 206 to request subsets of the user information, and to make any request using : predefined field names to ensure a proper response. It should be noted that in a presently preferred embodiment there is no requirement for HS 202 to store the full schema, and in ) the event that it is asked to provide information about a user that it does not store, HS 202 will either inform user 200 that it does not store the requested information and prompt the user to provide it and then pass the stored and obtained information to MS 206, or HS 202 will provide MS 206 with the subset of the requested information that is stored, and leave it to MS 206 to prompt user 200 for m ore information. As a result of not requiring HS 202 to store the full schema for any user, root is able to add new fields to the schema at regular intervals. This allows root 210 to add new fields to store information about new reward programs, or unanticipated requests from membersites. In prior art systems, a schema once defined became static, and the ability to add new fields to the schema was difficult if not impossible. By not forcing a homesite 202 to store the full schema, root 210 can update the schema at any time and rely upon homesites to connect and request the new schema at their convenience. Thus, homesite 202 can check for a new schema at regularly defined intervals, whenever a new GUID is requested, or accompanying any other transaction with root 210, or using any other schedule defined by homesite 202. In a presently preferred embodiment the schema is stored as an extensible mark-up language file that can be queried to obtain a variety of information.

Figure 7 illustrates a method by which a homesite 202 is able to obtain an updated. schema from the root 210. In step 230, the homesite 202 transmits a schema update request to the root 210. In response to the receipt of the schema update request from the homesite 202, the root 210 preferably determines the last transmitted schema in step 232.

This preferably entails determining a last transmitted schema date through analysis of the transmitted update request. In step 234, the root 210 transmits a new schema to the homesite 202 that transmitted the update request. In a presently preferred embodiment, the ) root 210, using the determined last transmitted schema, transmits only an updated information list, including the changes to the schema, without transmitting the entire ) schema. In step 236, the homesite 202 receives the transmitted new schema informatiom and adopts the new schema elements, and associates unpopulated fields corresponding to each of the new schema elements “with each user account. Any of a number of known techniques can be used to populate the new fields, and one skilled in the art will appreciate : that the following examples are merely exemplary, and not exhaustive. In one embodiment, upon receiving a new schema, the homesite 202 will e-mail the user to notify ’ them that additional information can be stored in their user profile. In an alternate embodiment, at the time of the usex’s next log-in to the homesite 202, the user will be notified that new schema fields exist and will be prompted to click on a link that will allow the user to populate the new fields.

One skilled in the art will appreciate that a number of similar techniques can be used to transmit the new schema to membersites. However, it. is likely that membersites will require operator interaction to incorporate requests for new schema held information when a new schema is received.

A method of a membersite requesting authentication of a user is described in

Figure 8. To provide single sign om abilities to users, the present identity management system preferably employs the homesite cookie provided to user 200 in step 228 of Figure 6. This cookie preferably identifies the homesite associated with the GUID. To ensure that this information is available to all sites in identity management network 212, the cookie is preferably readable to sites in the domain root.net. Thus, if a membersite attempts to access the cookie, and is not in the shadow domain, the attempt to read the cookie will be rebuffed. However, if membersite 206 is part of the shadow domain, it will obtain a GUID and an indication of the homesite associated with the GUID in step 238. As described earlier, MS 206 must redirect to the shadow domain to retrieve the cookie. This can either be done with the user clicks a link, or at a previous time. The homesite cookie identifies the homesite that can authenticate user 200. Upon determining that homesite 202 is identified in the homesite cookie, membersite 206 re-directs the user to homesite 202 with an authentication request in step 240. To retrieve the authentication request, HS 202 must be in the shadow domain. Thus MS 206 can redirect user 200 to HS 202 in the shadow - domain 214, or in the primary donmmain 204. If HS 202 receives user 200 in the primary domain 204, it will redirect user 200 to the shadow domain 214 so that it can retrieve the authentication request. If homesite 202 is no longer in the shadow domain, the redirection to retrieve the cookie will not be resolved to a valid address, and thus the operation will fail. However, if homesite 202 is in the identity management network 212 , thee re- direction request will allow shadow domain address 214 to be resolved to an address that results in user 200 being transferred to homesite 202. In step 242, the user provides homesite 202 with authentication credentials. Upon completion of the authenticcation homesite 202 re-directs the user to membersite 206 either in the shadow domain 216 or in the primary domain 208, im step 244 and provides membersite 206 with user authentication information that is accessible in shadow domain 216. Thus depending on the redirection provided by HS 202, MS 206 may be required to redirect user 200 ®o the shadow domain 216. Upon receipt of the authentication and the re-direction of the user, membersite 206 allows user 200 to log-in, in step 246: In a presently preferred embodiment, the authentications will be signed by HS 202, and will be accompanied by an assertion signed by root 210 that HS 202 is authorized to authenticate the GUID.

One skilled in the art will readily appreciate that communications between homesite 202 and membersite 206 can be effected in any of a number of ways . In a presently preferred embodimerat, membersite 206, upon detection of the homesite cookie, re-directs the user to homesite 202 in the shadow domain as described in step 2480 and + requests information by providing user 200 with a second cookie to identify the fields in the schema that are required to allow the user to log-in to membersite 206. Upon receipt of the re-directed user in step 24-4 and the subsequent authentication, homesite 202 in step 244 will preferably re-direct the authenticated user to membersite 206 in the shadow domain, and provide the authentication information either via the cookie or other known techniques.

The above described method will now be described from the perspective of the user, the membersite, the hom esite, and finally from the perspective of the root. Freom the perspective of the user, the user visits a membersite and preferably clicks on a link indicating that they are part of the identity management network. This link re-direscts the user to homesite 202 where credentials are presented to verify identity. Upon suc-cessful : authentication of identity, the wiser is re-directed back to membersite 206 and allowe=d in.

From the perspective of a membersite, membersite 206 receives an indicaticon from a user that it is registered with a homesite in the identity management network.

Membersite 206 then req uests and receives the cookie from user 200 in the shadow domain. This cookie identifies homesite 202 as the homesite that can provide authentication. Membersite 206 re-directs user 200 to homesite 202 and requests that homesite 202 authenticate the user 200 and re-direct the user back to membersite 206 after authentication. Membersit € 206 then receives the user 200 via a re-direction U RL and additionally receives an imdication that the user has been authenticated. The indication is preferably accessible in the shadow domain 216, and is accompanied by a roo# signed assertion as described abowe

From the perspectiwe of homesite 202, user 200 establishes a connection as a result of a redirection from meembersite 206. User 200 typically provides a request from membersite 206 to authenticate the identity of the user and re-direct the user upon authentication back to memmbersite 206. Typically, this request for authentication and re- direction is stored in a cookie provided by the user. Homesite 202 then requests that the user supply credentials to zwthenticate their identity. Upon receipt of these credentials, and authentication of the identity of user 200 based on the presented credentials, homesite 202 then redirects the user to rmembersite 206 and provides membersite 206 with an in dication that the user has been authenticated.

Root 210 is called upon twice during this process. In both cases, interactaon with root 210 is performed to allow the user to be re-directed to a shadow domain nam_e. Thus, when membersite 206 re-dlirects the user to homesite 202 in the shadow domain, root 210 receives a request for shaclow domain name resolution. Upon receipt of this request, root 210 determines the presemt state of the shadow domain entity. Based on the shadow domain entity’s present st-ate, root 210 resolves the shadow domain name to an address.

Thus, if homesite 202 is presently a part of the identity management network, it shadow domain name is resolved to the same IP address that its real domain name would be tesolve to. However, if homesite 202 has been removed from the identity management network, resolution of the domain name will result in either an error, or re-directiion to a page explaining to the user that homesite 202 is no longer part of the identity management : network. Similarly, when homesite 202 re-directs the user to membersite 206, oot 210 receives a shadow domaira name resolution request, determines the present state of the shadow dom ain entity and based on that determined present state resolves the shadow domain names address.

One skilled in the art will readily appreciate administration of the shadow domain : by root 210 is achieved by maintenance of sub-domains under the root.net domain. Thus, the addition of either a membersite or a homesite to the idemtity management network : entails root 210 modifying a domain name server look-up table to associate an IP address or domain name with a shadow domain name. One skilled in the art will appreciate that due to syncimronization of domain name servers on a public network such as the internet, the role of root 210 in resolving the domain names can also be performed by a number of domain name servers that receive data from the root. However, one skilled in the art will appreciate thuat from a logical level due to the synchronization Of domain name servers, all shadow dom. ain resolution requests can be considered to be resolved by root 210.

In addition to providing a single sign on functionality, the present invention provides a mechanism for user 200 to store identification information with HS 202, and have HS 202 provide the information to MS 206 to facilitate xegistration for the services offered by MIS 206. This facility appears to user 200 to be a foram-filling functionality.

Figume 9 illustrates a method of providing identity informmation stored by HS 202 to

MS 206. This method allows user 200 to begin a sign up proc edure at MS 206, and have

HS 202 fill an the fields in the registration form for which there is a corresponding stored value. Much as with the single-sign on facility provided by the method of Figure 8, the form-filling method of the present invention starts with user 20%0 indicating to MS 206 that identificatiom information can be provided by a homesite in identity management network 210. This indication preferably takes the form of clicking on a Thypertext link that indicates affiliation with a homesite. After receiving the user notification, MS 206 retrieves the cookie provided by user 200 in the shadow domain 216 and determines a homesite for user 200 in step 248. User 200 is then redirected to HS 202 along ~with an information request - in step 250. The information request contains a request for thee information needed to fill out fields tlhe form, it does not have to include a request for all the information on the . form, and dees not need to request all the information stored by HS 202, thus, MS 206 is able to request a subset of the information stored by HS 202. HS 202 preferably " authenticates user 200 upon receiving the redirection in step 252 to ensure that no one is fraudulently requesting the information of user 200. Upon authentication, user 200 providess HS 202 with authorization to transfer the requested imformation to MS 206. Once again this step is considered optional, through preferred, as it can depend on the terms of service agreed upon between HS 202 and user 200. HS 202 then redirects user 200 to MS 206, pre ferably in the shadow domain to ensure that MS 206 i s in the identity management - network 212. Along with the redirection, HS 202 provides MS 206 with the requested information in step 254. In step 256, MS 206 receives both us er 200 being redirected from

HS 202, and the requested information. If HS 202 has previously authenticated user 200,

HS may not re-authenticate user 200, and instead will only verify user 200 has been authenticated.

One skilled in the art will appreciate that the data. stored by HS 202 can be requeste d by MS 206 in a number of ways. For simply queries, MS 206 can request name and value pairs from HS 202 provided in such a fashion that HS 202 can provide a response in a format that allows MS 206 to receive the information in a desired order. Additioraally MS 206 can request information using structured queries to HS 202. These structured queries are typically replied to using XML based results, though other known techniques of structured replies can also be provided. Queries can also be made to information that HS 202 determines dynamically, or to information that is not directly hosted bey HS 202, and instead is hosted by a third party that HS 202 maintains a link to.

For simple queries based on name value pairs, MS 206 can speecify the name with which a value is returned so that a value stored in the schema under ome name can be returned to a form provided by MS 206 using the form based names used by MS 206. This allows membersites with pre-existing data collection systems to- request information from homesites and receive data via a POST operation to populate the fields in their HTML form. This allows MS 206 to join identity management network with minimal modification to their existing pages. Additionally, in a presently preferred embodiment, the simple query will includes a redirection URL value, so that HS 202 can redirect user 200 to thhe next page in the data collection phase at MS 206. T o enable the automated form filling, MIS 202 will provide MS with the requested information associated with the provided names, optionally in the requested order, and will direct user 200 to the next page : . in the sign-in procedure by providing a redirection URL that automatically posts the provided data to MS 206. For structured queries, HS 202 will preferably redirect user 200 to MS 206 with a POST operation that provides the requested structured data, preferably in the form of an XML file. HS 202 may store rnachine readable data, such as a photo of : the user, and can provide it in response to a query from MS 206. Dynamic data may include such data as a length of time since the last authentication, and can be provided in ) response to either simple or structured queries. As noted above, HS 202 can store data as a reference to another site, for example, user 200 rmay have calendar data stored with a third party to which HS 202 stores a link. MS 206 may be an airline that provides a structured query to obtain an XML based report on the awailability of user 200 on a given day to schedule a flight. HS 202 can provide either a reference to the calendar site, or can query the calendar site obtain the results and provide them to MS 206. Communication with third _ parties, such as a calendar site is preferably achieved using defined protocols.

Other data that can be provided in response to queries includes third party assertions that are associated with the GUID. Asssertions have previously been discussed in reference to the assertion signed by the root 210 that asserts that a homesite is authorized to authenticate a GUID, but assertions can be provided by other entities as well.

Government agencies may provide an assertion associating a birth date with a GUID, so that MS 206 can receive a signed assertion from a trusted authority that user 200 is above a certain age. A mechanism for MS 206 to obtaim a certificate or public key with which to authenticate the assertion is discussed below. Other assertions may include indications that users have achieved a premium service level with a reward program. This assertion could be used by a membersite to provide user 200 w~ith a discount for a service based on the premium reward membership. Other assertions, signed by third parties, will be apparent to those skilled in the art. Assertions can either be stored by HS 202, or they can be stored as links by HS 202, to allow MS 206 to retrieve the assertion directly from the third party.

Whereas simple queries are commonly responded to through URL encoding, extensible queries are preferably responded to by passing information to MS 206 through a

HTTP post operation. : Because the schema used to store user imformation is dynamic, a mechanism for acquiring user information after an initial sign up is required. While it is envisaged that HS 202 can prompt user 200 to add information during an authentication or information re«quest, the present invention provides a novel method. of obtaining user information for : storage by HS 202. This method is illustrated in the flowchart of Figure 10.

The present architecture allows the user to p opulate schema fields or modify exzisting information stored by the homesite 202 from participating membersites 206. This method is illustrated in Figure 10. Upon requesting armd receiving information about the user from the homesite 202, the membersite 206 detexmines in step 258 that it requires muore information, and thus prompts the user 200 to enter this information, in an alternate ernbodiment, MS 206 asks the user to confirm the infformation provided by HS 202. In step 250 the user provides this information to the memb» ersite 206 and indicates, preferably by clicking on a hypertext link, that this information should be transmitted back to the heomesite 202. At this point, the membersite 206 re-directs the user to the homesite 202 using the shadow domain address and transfers to &he homesite 202 the information provided by the user. The transfer of information provicled by the user can take place using b ack channel communication, an encoded URL in the form of a simple query, or in cookies carried by the user. After receipt of both the re-directed user, and the transmitted imformation, the homesite 202 presents the user with the information, and asks for approval of the information. Upon receipt of the approwal of the information from the user 200 in step 254, the homesite 202 stores the informati-on in the schema. At this point, the ser is re-directed back to the membersite 206 in step 256. In another embodiment, MS 206 determines that as a result of its interaction with user 200 that new information is available that should be provided to HS 202. MS 206 then requests user authorization to transfer the data back to HS 202, as in step 260, and the process continues as described above. As an example of the alternate embodiment, MSS 206 is an airline that has booked a : Flight for user 200. MS 206 has structured information that should be provided to HS 202 to store in the calendar of user 200. The structured data is preferably transferred as an ' XML file containing the flight number, destination, takeoff and landing times and other welated information. HS 202 can respond to the update by either storing the data if it hosts the calendar for user 200, by redirecting the information to the calendar provider if itis a third party, or by providing MS 206 with an address to which the information should be sent. Thus the information provided to HS 202 can be structured or simple, and it can be either stored or referenced data. In a presently prefeared embodiment, MS 206 does not require user authorization for all updates of HS 202 information. In the above example of an airline booking, if the flight is delayed, IMS 206 can preferably automatically update HS 202 without requiring user approval. : As noted earlier, one of the benefits of the present invention is that the information stored by a homesite is portable to another homesite. There can be any of a myriad number ’ of reasons that a user would want to move their data from one homesite to another, including cost, the amount of information a homesite is willing to store, and the terms of service the homesite operates under. Whereas in prior art systems their was either no equivalent to transfer data to, or the data vwas non portable, the present system ensures the portability of user data by assigning user 200 a unique GUID and requiring that HS 202 stores user information in a defined schermma. Thus, to change a homesite, user 200 visits a second homesite and indicates requests a new account to be associated with an existing

GUID. By maintaining the same GUID, a user will be able to maintain any accounts membersites that have stored information using the GUID as an identifier. Much as with the registration process, root 210 issues a challenge to user 200, requiring the user to respond to the challenge to ensure that a misbehaving homesite is not attempting to steal users from another. The transfer of registration process is identical in the challenge response phase, and upon successful completion of the challenge response, root 210 issues a directive to the existing homesite to tramsfer all schema related information to the new homesite. This can be accomplished either using back-channel communications, URL encoding, or preferably by root 210 redirecting user 200 to the original homesite, having the original homesite provide user 200 with a cookie containing all stored personal information, and then redirect user 200 to the new homesite. The redirection from the first homesite to the second homesite can be accomplished by redirecting the user 200 to root 210 so that the original homesite does not know where the user has gone to. Upon being, either directly or indirectly, redirected to the new homesite, user 200 provides the cookie that stores all the schema related information, and receives a new cookie confirming the

GUID, and indicating that the new homesite is the site to be associated with the GUID - In a presently preferred embodiment, to obviate the need to retransmit challenge emails, the newly selected homesite can direct the user to the initial homesite for authentication. Successful completion of this authentication can be considered by root 210 as proof that the user has the authority to transfer the GUID to another homesite.

Whereas prior art methods of identity management provided membersites with : PUIDs, the present invention provides GGUIDs that due to their global nature can be used to obtain third party assertions. Puids carnot support third party assertions without the IDP ) sharing the PUID mapping with a third party, thus negating the purpose of a PUID. To provide user 200 with the advantages offered by PUIDs, HS 202 can allow a user to obtain multiple GUIDs. By obtaining multiple GUIDs, user 200 can create a plurality of online personas so that different membersites cannot correlate behaviour online. This provides user 200 with the option of obtaining the security of PUIDs, while still retaining the benefits of GUIDs. To allow the management of multiple GUIDs, user 200 will be prompted by HS 202 upon authentication as to which GUID should be provided to a membersite. This allows a user to provide HS 202 with one set of information, and have different profiles set up for each GUID. Thus a work based persona with a GUID can default to providing an office phone number and address when a membersite requires a phone number and address, while a home based persona with a different GUID can default to providing a home phone number and address when requested.

As discussed above, assertions are preferably provided by root 210 to provide proof to a membersite that HS 202 is authorized to authenticate a GUID. Preferably this assertion is signed using a private key or certificate, and the signature can be verified using a public key or certificate. The certificate is preferably obtainable through contact with root 210 over a secure data channel. To ensure that the certificate has not been tampered with, the certificate of root 210 is preferably signed by a first certificate authority (CA), and transmitted to a requesting party over an SSL link that is signed by a second distinct CA. This double chain of signatures requires that both the first and the second CA be compromised for a malicious party to be able to impersonate root 210. The authentication information provided by a homesite is preferably signed by the homesite, so that it too is a credential. This information is preferably signed by the homesite, so that the : membersite can be sure that it has not been tampered with, or that the homesite is being impersonated by a third party. To verify assertions made by the homesite, a membersite can obtain a certificate from the homesite over an SSL connection signed by a CA, with the homesite certificate signed by the root. Because the CA and the root are distinct, there is another double chain for security , requiring a breech of security at both the CA and the root. Third party assertions are preferably signed, with a certificate available over an SSL : connection, the certificate signed by root or a CA, and the connection signed by a CA distinct from the one that may hawe signed the certificate. The above double signature ) transmission is preferred for the verification of certificates transmitted in identity network 212.

In a presently preferred embodiment, when presented with a signed assertion, MS 206 will obtain the certificate used to verify the signature and cache the certificate. In the next signature verification that uses that certificate, MS 206 does not have to re-request the certificate, but must be sure that the certificate is up to date. To do this, MS 206 performs a DNS txt lookup on the shadow domain name of the certificate holder. Root 210 in providing DNS services for the shadow domain maintains in each entity’s txt DNS field their certificate number. If the value returned from the DNS lookup is identical to the certificate number, MS 206 can verify the signature, if the certificate number is different,

MS 206 then discards the cached certificate and requests a new certificate.

To allow a membersite to emter identity management network 212 without adding in scripting functionality that allows key management, and shadow domain shifting, it is possible for MS 206 to have its shadow domain 216 associated with a third party that processes the reading of the homesite cookie, the redirection to HS 202 and the provision of the data provided by HS 202. _Additionally, this third part can handle the signature checks required to verify the integrity of the received data. One skilled in the art will appreciate that this functionality can be provided by a single entity for numerous membersites.

One common request for existing single sign in services is the provision of a single sign out facility. To provide this, a membersite that has allowed a user to sign in, preferably modifies a cookie carriexd by user 200. This cookie tracks the membersites to which a user is logged in. In a presently preferred embodiment, the cookie provides a URL : that will allow a user to log out. TO sign out of services, user 200 returns to his homesite 202 and indicates that he wishes to log out of all services, or a subset thereof. The ’ homesite 202 can then work througsh the URL’s provided in the cookies to allow the user to have a single click sign off. Alternately, MS 206 can provide a logout link to usesr 200 that can either log user 200 out of MS 206, and remove the membersite reference in the cookie, or redirect user 200 to EIS 202 so that the logout process described about can be . pursued. In another embodimerat, when HS 202 authenticates user 200 for MS 20 6, HS 202 can store in the user profile database a logout URL for MS 206. Thus, to log out, user : 200 would visit HS 202 and request a list of sites at which a login is current, theis list would also preferably provide th e user with the ability to logout of any or all membersites.

The present invention provides users with simplified sign in and registratiora with membersites, allowing the user to visit a membersite, and indicate that they are part «of the identity management network. This is preferably done by clicking on either an icom or a link on the sign in page. When this link has been clicked upon, MS 206 will retriewve the cookie identifying user 200, and will redirect user 200 to HS 202. In the case of sAmply signing in to MS 206, where a previous registration has been made the redirection ®c HS 202 is simply for authentication . If user 200 has not previously registered with MS 206, the redirection to HS 202 is for both authentication and for an information request. MS 206 can request a subset of the information stored at HS 202, using either a simple URL encoded redirection, or can request extensible information through the use of a «query stored in a cookie carried by user 200. The redirection of user 200 to HS 202 sendss user 200 to the shadow domain of HS 202, to ensure that HS 202 is still in the identity management network. After providing HS 202 with authentication credentials, and any required authorization for data twansfer, user 200 is redirected to MS 206. The checks to ensure that both MS 206 and HS 202 are in the shadow domain, and thus are active mn the identity management system are performed transparently to the user, and allow the vaser a simplified process for login and registration. Through the ability of MS 206 to pass information back to HS 202, user 200 is provided with a simplified mechanism for ensuring that HS 202 has updated and new information.

Because user 200 authenticates at HS 202 after a redirection from MS 206, user 200 is typically requires to verify” that a correct redirection has been made by checkin g the . URL which is typically in a navigation or location bar in the browser window. To provide additional security, HS 202 can store a series of user preferences, obtained from user 200, that define a user interface and experience. These preferences may include a user defined background page colour, a customized set of icons, a user defined greeting and a user selected language interface. These preferenc-es can be obtained from user 200 at the time of registration, stored in the user profile database, and retrieved when user 200 is . redirected for authentication. If a malicious pearty attempts to impersonate HS 202, the user defined preferences will be unavailable, and as a result, user 200 will be immediately : aware that they have been redirected to the wrong site.

The hierarchical structure of the present invention provides a single point from which security breeches can be addressed, while the distributed nature of the homesites eliminates the single point of failure that releases user information. If the integrity of root 210 is compromised, removal of all root.net domains can be easily achieved by contacting

DNS authorities, which will shut down the entire identity management network 212. This will prevent the release of any user information, and will prevent fictitious homesites from allowing user impersonation. If root 210 is comprised, there is no user specific data released as opposed to the Passport™ model. If a single homesite is compromised, its user data is released, but by removing it from the shadow domain, it is prevented from providing improper authentications, as it will be unable to retrieve cookies from the shadow domain. Thus, a compromised homesite can be effectively removed from the network in the time it takes an address update to be propagated through the DNS network.

In the Liberty Alliance model, which provides no single point of failure, due to the complex key ring in the web of trust, there is no simple method of removing a compromised IDP from the web. Thus, tthe present invention, through its structure eliminates a single point of failure that will allow the release of user data, and provides a ‘mechanism for isolating compromised homes ites to prevent impersonations of users.

The above-described embodiments of the present invention are intended to be examples only. Alterations, modifications and variations may be effected to the particular embodiments by those of skill in the art without departing from the scope of the invention, which is defined solely by the claims appended hereto.

Claims (25)

What is claimed is:

1. An identity managemment system for providing authentication of a usex to a membersite, the identity man agement system comprising: a root server having a user database for storing a globally unique ideentifier associated with the user, the: root server having means for providing the globally —unique identifier to the user, for maintaining a list of network addresses associated with names in a shadow domain for providing to a domain name server, each name associated with either the membersite or a homesite in an identity management network, to permit the homesite to authenticate an entity accessing the membersite as the user associated with the g-lobally unique identifier, upon user redirection to the name associated with the homesites in the shadow domain.

C2. The identity management system of claim 1, wherein the root server includes a homesite authenticator for providing the membersite with authentication of the authority of a homesite to authenticate the entity as the user associated with the globally unique identifier.

3. The identity management system of any one of claims 1 and 2, further incl uding a homesite, in communicatiora with the root server and having a user profile database, a user authentication engine, and @ domain name in the namespace of the shadow dom ain, the user profile database for storing both the globally unique identifier and authemmtication information associated witha the user, the authentication engine allowing the homaesite to authenticate the identity of the user.

: 4. The identity management system of claim 3, wherein the autheratication information is a combination of a user ID and password.

5. The identity management system of any one of claims 3 and 4, wherein the user profile database further stores identity information associated with the user, and the : authentication engine inchades means to provide the membersite with a subsest of the identity information upon a-uthentication of the user.

6. The identity management system of any one of claims 3, 4 and 5, wherein the authentication engine provides the authenticated user identity to the membersite through providing the user with a cookie containing authentication information readable by the

. membersite and redirecting thxe user to the membersite.

7. The identity managennent system of claim 6, wherein the cookie is signed by the homesite, and includes indication from the root server that the homesite is authorized to authenticate the globally unique identifier.

8. The identity managernent system of claim 5, wherein the authentication engine provides the identity informa tion associated with the user to the membersite through one of redirection of the user to am authentication encoded universal resource locator, amd both providing the user with a cookie containing authentication information readable by the membersite and redirecting the user to the membersite.

9. A method of obtairing user authentication from a homesite in an identity : management network, the mesthod including: obtaining from the user the name of a homesite that can provide user authentication based on user authentication information known to the homesite; providing the homesite with an authentication request by redirecting the user to the homesite in a shadow domain associated with the identity management network; an d obtaining the authentication of the user from the homesite in response to the homesite receiving the known authentication information from the user, the authemtication including a globally unique identifier associated with the user.

10. The method of claim 9 wherein the step of obtaining the name of the h omesite from the user includes the membersite examining a cookie provided by the user.

11. The method of clairm 9, wherein the step of providing the homesite with an authentication request includles the user resolving a name associated with the homesite in the shadow domain to a netwrork address.

12. The method of claim 9, wherein the step of providing the homesite with an authentication request includes the membersite providing the user with a cookie, readable by the homesite, contaiming a request for authentication of the user.

13. The method of <laim 9, wherein the homesite can provide both user authentication information and user iclentity information, and the step of providing the homesite with an authentication request additionally includes the membersite providing the home site with an identity information. request.

14. The method of claim 13, wherein the step of obtaining the authentication . additionally includes tthe obtaining identification information in response to the homesite receiving the known authentication information from the user.

15. The method of claim 13, further including: obtaining identity information not provided by the homesite; and providing the obtained identity information to the homesite by redirecting the user to the homesite in the shadow domain.

16. The method of claim 15, wherein the identity information not provid-ed by the homesite is obtained from the user.

17. - A method of performing a user authentication at a homesite in an identity management network, using the system of claim 2 , the method comprising: receiving fron the user a request to provide authentication for the membersite; and providing autthentication of the user to the membersite in response toe receiving lmown authenticatiora information by redirecting the user to the membersite in t™he shadow domain associated with the identity management network.

18. The method «of claim 17, wherein the step of the providing the membeersite with authentication of the user includes receiving from the user a user ID andl password combination associated with the globally unique identifier of the user.

19. The method of claim 17, wherein the step of providing the membersite with authentication of the user includes the user resolving a name associated with the membersite in the shadow domain to a network address.

20. The method of claim 17, wherein the step of providing authentication of the user includes the homesite providing the wser with a cookie, readable by the membersite, containing authentication of the user and the globally unique identifier associated with the user.

21. The method of claim 17, wherein step of receiving a request to provide authentication information includes receiving an identity information request.

22. The method of claim 21, wherein the step of providing authentication includes the providing the membersite with identification information upon receipt of the know authentication information from the user.

23. The method of claim 22, wherein the step of providing the membersite with identification is preceded by obtaining user authorization for the transfer of the requested identification information to the membersite.

24. The method of claim 21, further including: receiving from the user, identity information obtained by the membersite; and storing the transferred identity information in a user profile database.

25. A method, using the system of claim 2, of obtaining a globally unique identifier to associate with the user, the method cormprising: receiving a request from the user to associate a globally unique identifier with time email address; requesting, from root server the assignment of a globally unique identifier associated with the user email address ; and obtaining the globally unique identifier associated with the email address 3n response to the user providing the ro ot with a response to a challenge transmitted to the . email address.