WO2020143300A1 - Auditory attention state arousal level recognition method and apparatus, and storage medium - Google Patents

Auditory attention state arousal level recognition method and apparatus, and storage medium Download PDF

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WO2020143300A1
WO2020143300A1 PCT/CN2019/117074 CN2019117074W WO2020143300A1 WO 2020143300 A1 WO2020143300 A1 WO 2020143300A1 CN 2019117074 W CN2019117074 W CN 2019117074W WO 2020143300 A1 WO2020143300 A1 WO 2020143300A1
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signal
principal component
level
time series
signals
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陆云
王明江
韩宇菲
张啟权
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哈尔滨工业大学(深圳)
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  • the invention relates to the technical field of EEG signal feature extraction and pattern recognition, in particular to a method, device and storage medium for recognition of arousal attention state awakening degree based on EEG signals.
  • Emotion is an attitude experience produced by whether a person satisfies his needs for objective things. It combines the state of human feelings, thoughts and behaviors. At present, researchers have not yet given a unified definition of emotion, but it is generally agreed that emotion is a subjective state that is generated under strong nerve impulses and is inseparable from the cerebral cortex. It can cause people to produce positive or negative psychological reactions. So that the corresponding body organization can act. Emotions are complex, a conscious experience or experience of special significance to humans, and contain a coordinated set of responses, which may include oral, physiological, behavioral, and neurological mechanisms. At present, the three widely accepted emotion models are discrete emotion model, dimensional emotion model and emotion model based on cognitive evaluation.
  • Auditory attention is a kind of psychological activity related to hearing. It is the activity that people pour into the sound in order to meet certain psychological needs. It is based on the awareness of hearing, and this sound still has a certain effect on the listener. Only a certain degree of meaning will produce auditory attention. Auditory attention helps humans quickly and accurately extract interesting or important sounds (cocktail party effect) from a noisy sound environment, and make further responses accordingly.
  • the physiological emotion of the listener and the awakening of the central nervous system are closely related to the degree of awakening of specific emotions.
  • the success of their auditory behavior requires the listener to have a high awakening degree. If the level of awakening is low, the auditory response will be slow and the judgment will be inaccurate, and it will be easy for the auditory behavior to fail. Therefore, how to recognize the degree of awakening in the state of auditory attention is a very practical research.
  • the detection methods for the degree of awakening mainly include subjective evaluation, biological response test, physiological signal detection, and biochemical methods.
  • physiological signals are signals that directly reflect changes in the human body, and are more and more widely used in the detection of arousal. Because it can more accurately reflect changes in brain arousal, the study of EEG signals has attracted more and more attention from scholars.
  • EEG signals are generally weak and easily affected by the environment, research on EEG signals is still in the laboratory research stage.
  • the existing awakening recognition algorithm based on EEG signals has the following limitations in feature representation and extraction: the recognition accuracy is not enough to effectively extract useful feature information; the EEG signals cannot be effectively extracted Non-linear features in the computer; there are certain requirements for the stability of the EEG signal. The more unstable the EEG signal, the more limited the effective feature mode it extracts.
  • the invention provides a method, device and storage medium for auditory attention state awakening recognition based on electroencephalogram signals, and realizes awakening degree recognition of auditory attention state by using cognitive electroencephalogram signals, which can effectively improve recognition accuracy and recognition effectiveness.
  • the present invention provides a method for recognizing the arousal state of auditory attention state based on EEG signals, including the following steps:
  • the second-level feature extraction Based on the first-level feature extraction signal signal and the second-level principal component filter constructed during the training process, the second-level feature extraction based on set empirical mode decomposition and principal component filtering is performed;
  • the feature vector calculation based on variance statistics is performed on the extracted feature signal
  • the arousal degree of the auditory attention state based on the EEG signal during the testing process is extracted.
  • step of obtaining the EEG signal to be tested further includes:
  • the steps of feature extraction based on set empirical mode decomposition, constructing principal component filters and principal component filters include:
  • the first four-order eigenmode function components are subjected to principal component filter processing to obtain four time-series signals with feature extraction.
  • the step of performing aggregate empirical mode decomposition on the time series signal includes:
  • the set of empirical mode decomposition of the time series signal is completed to obtain the eigenmode function components of each order.
  • the step of constructing the principal component filter by using the first fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree includes:
  • the mixed spatial covariance matrix is obtained;
  • a principal component filter is constructed based on the whitening eigenvalue matrix.
  • the step of performing feature vector calculation based on variance statistics on the extracted features includes:
  • the input of the second level feature extraction has four time series signals. After each time series signal undergoes set empirical mode decomposition, the first four-order eigenmode function components are extracted and subjected to principal component filter dimensionality reduction filtering, which becomes two time Serial signal
  • the model used by the machine learning classifier includes: support vector machine, linear decision, and neural network model.
  • the present invention also proposes an apparatus for recognizing the state of auditory attention based on electroencephalogram signals, including: a memory, a processor, and a computer program stored on the memory, the computer program is implemented as described above when the processor runs The steps of the method described.
  • the present invention also provides a computer-readable storage medium having a computer program stored on the computer-readable storage medium.
  • the computer program is executed by a processor to implement the steps of the method described above.
  • the present invention proposes a method, device and storage medium for the recognition of auditory attention state based on electroencephalogram signals, and its feature representation and extraction is a feature representation and extraction based on its own data, which is very suitable for Non-linear and non-stationary EEG signal feature extraction realizes how to recognize the awakening degree of auditory attention state, and improves the recognition accuracy and recognition effectiveness.
  • FIG. 1 is a system block diagram of an auditory attention state arousal recognition algorithm based on EEG signals of the present invention
  • FIG. 3 is a flow chart of aggregate empirical mode decomposition of time series signals involved in the present invention.
  • FIG. 5 is a flowchart of a method for calculating a feature vector based on variance statistics according to the present invention.
  • FIG. 1 is a schematic flowchart of an embodiment of a method for recognizing arousal state of auditory attention state based on EEG signals provided by the present invention.
  • An embodiment of the present invention provides a method for recognizing arousal state of auditory attention based on EEG signals, including the following steps:
  • step S1 before acquiring the EEG signal to be tested further includes:
  • the steps of feature extraction based on set empirical mode decomposition, constructing principal component filters and principal component filters include:
  • the first four-order eigenmode function components are subjected to principal component filter processing to obtain four time series signals with feature extraction.
  • the step of performing collective empirical mode decomposition on EEG signals includes:
  • the collective empirical mode decomposition of the EEG signals is completed to obtain the eigenmode function components of each order.
  • the step of constructing the principal component filter by using the first four-order eigenmode function components of the EEG signals under high awakening degree and low awakening degree includes:
  • the mixed spatial covariance matrix is obtained;
  • a principal component filter is constructed based on the whitening eigenvalue matrix.
  • the step of performing feature vector calculation based on variance statistics on the extracted feature signals includes:
  • the input of the second-level feature extraction has four time series signals, and each time series signal undergoes set empirical mode decomposition to extract the first four (first, second, third, fourth) eigenmode function components for principal component filtering Dimensionality reduction filter to obtain two time series signals;
  • the model used by the machine learning classifier includes: support vector machine, linear decision, and neural network model.
  • the present invention proposes an awakening degree recognition algorithm for auditory attention state based on electroencephalogram signals.
  • the awakening degree recognition algorithm based on electroencephalogram signals is characterized and extracted based on its own data-driven feature representation and extraction.
  • the pattern features of the auditory attention state arousal based on EEG signals are not only feature representation and extraction based on set empirical mode decomposition and principal component filtering; a deep feature representation and The extraction framework is an efficient feature representation and extraction based on its own data;
  • the recognition algorithm of auditory attention state awakening degree based on EEG signal proposed by the present invention is a pattern extraction algorithm based on its own data drive, which is very suitable for non-linear and non-stationary EEG signal feature extraction.
  • FIG. 1 is a system block diagram of an arousal recognition state arousal recognition algorithm based on EEG signals of the present invention.
  • the system block diagram of the auditory attention state awakening degree recognition algorithm is mainly composed of training and testing.
  • the training process mainly involves four modules, which are: first level feature extraction based on set empirical mode decomposition and principal component filtering; second level feature extraction based on set empirical mode decomposition and principal component filtering; based on variance statistics Feature vector calculation; machine learning classifier.
  • the main function of the training process is to realize the construction of the first and second principal component filters and the training of the machine learning classifier.
  • the designed module process is the same as the training process as a whole, the main difference is that the first and second principal component filters and machine learning classifiers constructed by the training process are directly used by the testing process; 1. Construction of the second principal component filter and construction of the machine learning classifier. Therefore, based on the model parameters of the training process, the recognition of the high arousal degree and the low arousal degree of the auditory attention state based on the EEG signal can be realized.
  • the first level feature extraction module based on collective empirical mode decomposition and principal component filtering is a combination of collective empirical mode decomposition and
  • the feature extraction algorithm based on its own data drive realized by the main component filtering is shown in Figure 2.
  • the first level of feature extraction module based on set empirical mode decomposition and principal component filtering mainly involves three sub-processes: first sub-process, set empirical mode decomposition of time series signals; the present invention, the second sub-process, before use Fourth-order (1st, 2nd, 3rd, and 4th) eigenmode function components, constructing the principal component filter; the third sub-process, using the constructed principal component filter, processes the first fourth-order eigenmode function components In order to achieve the first level of feature extraction based on set empirical mode decomposition and principal component filtering.
  • the EEG signal undergoes the first level of feature extraction based on set empirical mode decomposition and principal component filtering, and the dimension of the time series signal is The original one-dimensional time series signal becomes a four-dimensional time series signal. Then, the four time series signals after the first level feature extraction processing are processed, and then the second level feature extraction based on set empirical mode decomposition and principal component filtering is performed.
  • the second level feature extraction module based on set empirical mode decomposition and principal component filtering has the same implementation method as the first level feature extraction algorithm flow based on set empirical mode decomposition and principal component filtering.
  • the first-level and second-level feature extraction methods are effectively combined into a deep feature extraction model by cascading.
  • This deep feature extraction model is an automatic feature extraction method based on its own data drive, which is realized by combining empirical mode decomposition and principal component filtering.
  • FIG. 2 is a detailed scheme of sub-process technology implementation of set empirical mode decomposition, as shown in FIG. 3. Mainly consists of the following processes:
  • h 1,k (i) represents the value of the kth iteration of the first detail signal
  • SD is the iterative filtering threshold (generally 0.2-0.3)
  • m 1,1 is the average of the upper and lower envelopes
  • the detail signal h 1 The initial value of k (i) is obtained by subtracting the average of the upper and lower envelopes from x (n). In the embodiment of the present invention, the value is 0.2.
  • SD is less than 0.2, the screening iteration of the eigenmode function component of the current round is terminated.
  • the set empirical mode decomposition of the time series signal is completed to obtain the eigenmode function components of each order.
  • FIG. 4 Mainly involves the following steps:
  • the mixed spatial covariance matrix is obtained according to the first-order eigenmode function components of the time series signal under high awakening degree and low awakening degree.
  • the matrix composed of the first four order eigenmode function components of the time series signal under high awakening degree and low awakening degree is: IMF4 1 and IMF4 2 respectively , and the physiological time series with length N, for IMF4 1 and IMF4 2
  • the expressed matrix dimensions are all 4 ⁇ N.
  • the second step is to solve the normalized covariance matrix of IMF4 1 and IMF4 2 , respectively R 1 and R 2 , the specific mathematical expression is as follows,
  • trace ( ⁇ ) represents the sum of the elements on the diagonal of the matrix.
  • the mixed space covariance matrix R is obtained as
  • the fourth step is to perform feature decomposition on the mixed spatial covariance matrix R to obtain the whitened eigenvalue matrix.
  • the eigenvalue decomposition of the mixed space covariance matrix R, U and ⁇ are: the eigenvector matrix and its corresponding eigenvalue matrix (the eigenvalues of the eigenvalue matrix, arranged in descending order).
  • the whitening value matrix P can be expressed as follows:
  • the fifth step is to construct the principal component filter. Based on the whitening value matrix, the matrix R 1 and R 2 are transformed as follows:
  • the sum of the diagonal matrix ⁇ 1 and ⁇ 2 of the two eigenvalues is the identity matrix, namely:
  • the eigenvector corresponding to the largest eigenvalue of S 1 makes S 2 have the smallest eigenvalue, and vice versa.
  • the transformation of the whitening physiological time series to the eigenvector corresponding to the largest eigenvalue in ⁇ 1 and ⁇ 2 is optimal for separating the variance in the two signal matrices.
  • the optimal principal component filter W can be constructed at this time, and its mathematical form is,
  • the extracted features Z1 and Z2 are:
  • the extracted feature Z_test is obtained as:
  • FIG. 5 In the system block diagram of the auditory attention state arousal recognition algorithm based on EEG signals described in FIG. 1, the technical implementation method of feature vector calculation based on variance statistics is shown in FIG. 5.
  • the input of the second level feature extraction has 4 time series signals. After each time series undergoes set empirical mode decomposition, the first four order eigenmode function components are extracted and subjected to principal component filter dimensionality reduction filtering to obtain two time series Signal, and then calculate the variance Z of these two time series signals separately.
  • F log 10 (1+Var(Z))
  • 8 feature values can be obtained to form a feature vector, which is sent to the next level of machine learning classifier.
  • the technical implementation scheme of the machine learning classifier can use classic classifier models, such as support vector machines, linear decisionrs, and neural networks Wait.
  • the present invention also proposes an apparatus for recognizing the state of auditory attention based on EEG signals, including: a memory, a processor, and a computer program stored on the memory, the computer program is implemented when the processor runs The steps of the method as described above.
  • the present invention also provides a computer-readable storage medium having a computer program stored on the computer-readable storage medium.
  • the computer program is executed by a processor to implement the steps of the method described above.
  • the present invention provides a method, device and storage medium for auditory attention state arousal recognition based on electroencephalogram signals, and its feature representation and extraction is a feature representation and extraction based on its own data to achieve How to recognize the awakening degree of the auditory attention state, and improve the recognition accuracy and recognition effectiveness.

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Abstract

An electroencephalogram signal-based auditory attention state arousal level recognition method and apparatus, and a storage medium. Said method comprises: acquiring required electroencephalogram signals; on the basis of the acquired electroencephalogram signals and a first-level main component filter constructed in the training process, performing first-level feature extraction based on ensemble empirical mode decomposition and main component filtering; on the basis of a first-level feature extraction signal and a second-level main component filter constructed in the training process, performing second-level feature extraction based on ensemble empirical mode decomposition and main component filtering; on the basis of a second-level feature extraction signal, performing variance statistics-based feature vector calculation on the extraction feature signals; and on the basis of a feature vector calculation result and a machine learning classifier constructed in the training process, extracting an electroencephalogram signal-based auditory attention state arousal level in a test process. The invention realizes arousal level recognition of an auditory attention state, and facilitates the improvement of the accuracy and effectiveness of the auditory attention state arousal level recognition.

Description

听觉注意状态觉醒度识别方法、装置及存储介质Method, device and storage medium for recognition of arousal state of auditory attention state 技术领域Technical field
本发明涉及脑电信号特征提取与模式识别技术领域,尤其涉及一种基于脑电信号的听觉注意状态觉醒度识别方法、装置及存储介质。The invention relates to the technical field of EEG signal feature extraction and pattern recognition, in particular to a method, device and storage medium for recognition of arousal attention state awakening degree based on EEG signals.
背景技术Background technique
情感,是人对客观事物是否满足自己的需要而产生的态度体验,它综合了人的感觉、思想和行为的状态。目前,研究者们尚未对情感给出统一的定义,但是普遍同意:情感是在强烈的神经冲动下产生、且与大脑皮层密不可分的主观状态,它能够使人产生积极或是消极的心理反应,从而使相应的机体组织行动起来。情感是复杂的,是对人类有特殊意义的一种意识体验或经历,并包含一组协调的反应,其中可能包括了口头的、生理的、行为上的和神经上的机制。目前,被广泛接受的三种情感模型,分别是离散情感模型、维度情感模型以及基于认知评价的情感模型。然而,随着情感问题研究的深入,学者们发现离散型情感不能反映情感在表达和传递过程中的复杂性和丰富性,例如,人们在日常交往中经常表现出更为复杂细腻的情感,如思考、失望、尴尬、欣赏等。因此,维度情感模型逐渐受到研究者的关注。目前,最常用的维度型情感模型是:觉醒—效价模型(Arousal-Valence模型)。随着情感模型的发展,尽管只有少数几个情感模型现在依然被接受,但是效价—唤醒模型依然占据主要地位。绝大多数的维度模型都承认了效价和唤醒这两个维度的存在。Emotion is an attitude experience produced by whether a person satisfies his needs for objective things. It combines the state of human feelings, thoughts and behaviors. At present, researchers have not yet given a unified definition of emotion, but it is generally agreed that emotion is a subjective state that is generated under strong nerve impulses and is inseparable from the cerebral cortex. It can cause people to produce positive or negative psychological reactions. So that the corresponding body organization can act. Emotions are complex, a conscious experience or experience of special significance to humans, and contain a coordinated set of responses, which may include oral, physiological, behavioral, and neurological mechanisms. At present, the three widely accepted emotion models are discrete emotion model, dimensional emotion model and emotion model based on cognitive evaluation. However, with the in-depth study of emotion problems, scholars have found that discrete emotions cannot reflect the complexity and richness of emotions in the process of expression and transmission. For example, people often show more complex and delicate emotions in daily communication, such as Thinking, disappointment, embarrassment, appreciation, etc. Therefore, the dimensional sentiment model has gradually attracted the attention of researchers. At present, the most commonly used dimensional emotion model is: Awakening-valence model (Arousal-Valence model). With the development of emotion models, although only a few emotion models are still accepted, the valence-wake model still occupies the main position. Most dimensional models recognize the existence of the two dimensions of potency and arousal.
人的听觉,对声音的感知与认识是有一定规律的,可以分为听觉察知、听觉注意、听觉定向、听觉辨别、听觉记忆、听觉选择和听觉反馈,最后形成听觉概念,对声音信息做出正确的反应,这几个阶段是互相联系,互相促进的。听觉注意,是一种与听觉有关的心理活动,是人们为了满足某种心理需要而对声音倾注,聆听的活动,它建立在听觉察知的基础之上,并且这种声音对听者还是具有某种程度的意义,才会产生听觉注意。听觉注意帮助人类从嘈杂的声音环境中快速精确地提取出感兴趣或重要的声音(鸡尾酒会效 应),并据此做出进一步的反应。在听觉注意状态下,听者生理情感与中枢神经系统的觉醒,与特定情感的觉醒程度关系密切,对于人进行聆听特定的听觉事务而言,其听觉行为的成功是需要听者具有高的觉醒度。如果觉醒水平低下,将导致听觉反应迟钝、判断不准,很容易出现听觉行为的失败。因此,如何识别听觉注意状态的觉醒度,是一项非常具有实际应用价值的研究。Human hearing, sound perception and cognition have certain rules, which can be divided into auditory awareness, auditory attention, auditory orientation, auditory discrimination, auditory memory, auditory selection and auditory feedback, and finally form the auditory concept and make sound information For the correct response, these stages are related to each other and promote each other. Auditory attention is a kind of psychological activity related to hearing. It is the activity that people pour into the sound in order to meet certain psychological needs. It is based on the awareness of hearing, and this sound still has a certain effect on the listener. Only a certain degree of meaning will produce auditory attention. Auditory attention helps humans quickly and accurately extract interesting or important sounds (cocktail party effect) from a noisy sound environment, and make further responses accordingly. In the state of auditory attention, the physiological emotion of the listener and the awakening of the central nervous system are closely related to the degree of awakening of specific emotions. For people to listen to specific auditory affairs, the success of their auditory behavior requires the listener to have a high awakening degree. If the level of awakening is low, the auditory response will be slow and the judgment will be inaccurate, and it will be easy for the auditory behavior to fail. Therefore, how to recognize the degree of awakening in the state of auditory attention is a very practical research.
目前,对觉醒度的检测方法主要包括主观评价、生物反应测试、生理信号检测、生物化学法等四种主要方法。其中生理信号是直接反映人体变化的信号,在觉醒度检测中的应用越来越广泛。由于能够比较准确地反映大脑觉醒度的变化,脑电信号的研究越来越受到学者的关注。但是由于脑电信号一般比较微弱,且容易受到环境的影响,因此对于脑电信号的研究目前还属于实验室研究阶段。现有的基于脑电信号的觉醒度识别算法,其特征表示与提取,主要存在如下几个方面的局限性:识别精度不够,不能有效提取到有用的特征信息;不能有效地提取到脑电信号中的非线性特征;对脑电信号的平稳性有一定要求,脑电信号越不平稳,其提取的有效的特征模式越有限。At present, the detection methods for the degree of awakening mainly include subjective evaluation, biological response test, physiological signal detection, and biochemical methods. Among them, physiological signals are signals that directly reflect changes in the human body, and are more and more widely used in the detection of arousal. Because it can more accurately reflect changes in brain arousal, the study of EEG signals has attracted more and more attention from scholars. However, because EEG signals are generally weak and easily affected by the environment, research on EEG signals is still in the laboratory research stage. The existing awakening recognition algorithm based on EEG signals has the following limitations in feature representation and extraction: the recognition accuracy is not enough to effectively extract useful feature information; the EEG signals cannot be effectively extracted Non-linear features in the computer; there are certain requirements for the stability of the EEG signal. The more unstable the EEG signal, the more limited the effective feature mode it extracts.
发明内容Summary of the invention
本发明提供一种基于脑电信号的听觉注意状态觉醒度识别方法、装置及存储介质,利用认知脑电信号实现听觉注意状态的觉醒度识别,能有效地提高识别精度和识别有效性。The invention provides a method, device and storage medium for auditory attention state awakening recognition based on electroencephalogram signals, and realizes awakening degree recognition of auditory attention state by using cognitive electroencephalogram signals, which can effectively improve recognition accuracy and recognition effectiveness.
为实现上述目的,本发明提供一种基于脑电信号的听觉注意状态觉醒度识别方法,包括以下步骤:To achieve the above objective, the present invention provides a method for recognizing the arousal state of auditory attention state based on EEG signals, including the following steps:
获取待测试的脑电信号;Obtain the EEG signal to be tested;
基于所述测试的脑电信号,以及训练过程构建的第一级主成分滤波器,进行第一级基于集合经验模态分解和主成分滤波的特征抽取;Based on the tested EEG signals and the first-level principal component filter constructed during the training process, perform the first-stage feature extraction based on set empirical mode decomposition and principal component filtering;
基于第一级特征提取信号信号,以及训练过程构建的第二级主成分滤波器,进行第二级基于集合经验模态分解和主成分滤波的特征抽取;Based on the first-level feature extraction signal signal and the second-level principal component filter constructed during the training process, the second-level feature extraction based on set empirical mode decomposition and principal component filtering is performed;
基于第二级特征提取信号,对抽取特征信号进行基于方差统计量的特征向量计算;Based on the second-level feature extraction signal, the feature vector calculation based on variance statistics is performed on the extracted feature signal;
基于特征向量计算结果以及训练过程构建的机器学习分类器,提取测试过程中基于脑电信号的听觉注意状态觉醒度。Based on the calculation result of the feature vector and the machine learning classifier constructed during the training process, the arousal degree of the auditory attention state based on the EEG signal during the testing process is extracted.
其中,所述获取待测试的脑电信号的步骤之前还包括:Wherein, before the step of obtaining the EEG signal to be tested further includes:
获取训练过程中的脑电信号;Obtain EEG signals during training;
基于所述训练过程中的脑电信号,进行第一级基于集合经验模态分解、构建第一级主成分滤波器和主成分滤波的特征抽取,以及进行第二级基于集合经验模态分解、构建第二级主成分滤波器和主成分滤波的特征抽取;Based on the EEG signals in the training process, perform the first-level set-based empirical mode decomposition, construct the first-level principal component filter and feature extraction, and perform the second-level set-based empirical mode decomposition, Construct the second-level principal component filter and feature extraction of principal component filter;
对抽取特征信号进行基于方差统计量的特征向量计算;Perform feature vector calculation based on variance statistics for the extracted feature signals;
基于特征向量计算结果构建机器学习分类器。Construct a machine learning classifier based on the calculation results of feature vectors.
其中,基于集合经验模态分解、构建主成分滤波器和主成分滤波的特征抽取的步骤包括:Among them, the steps of feature extraction based on set empirical mode decomposition, constructing principal component filters and principal component filters include:
获取训练过程中脑电信号的时间序列信号;Obtain time series signals of EEG signals during training;
对时间序列信号进行集合经验模态分解,得到高觉醒度和低觉醒度下时间序列信号的前四阶(第1,2,3,4阶)本征模函数成分;Integrate empirical mode decomposition of time series signals to obtain the first four (first, second, third and fourth) eigenmode function components of time series signals under high awakening degree and low awakening degree;
利用高觉醒度和低觉醒度下时间序列信号的前四阶(第1,2,3,4阶)本征模函数成分,构造主成分滤波器;Construct the principal component filter by using the first four order (first, second, third and fourth) eigenmode function components of the time series signal under high awakening degree and low awakening degree;
使用构建完成的主成分滤波器,对前四阶本征模函数成分进行主成分滤波处理,得到特征抽取出的四个时间序列信号。Using the constructed principal component filter, the first four-order eigenmode function components are subjected to principal component filter processing to obtain four time-series signals with feature extraction.
其中,所述对时间序列信号进行集合经验模态分解的步骤包括:Wherein, the step of performing aggregate empirical mode decomposition on the time series signal includes:
假定脑电信号相空间重构的窗口长度w初始化值为1,对于长度为N一维时间序列信号t(n),n=1,2,3,···,N,添加白噪声和零均值化处理,得到信号x(n);Assuming the initial value of the window length w of the phase space reconstruction of the EEG signal is 1, for the one-dimensional time series signal t(n) of length N, n=1, 2, 3, ···,N, add white noise and zero Averaging processing to get the signal x(n);
确定信号x(n)所有的局部极大值和极小值;Determine all local maxima and minima of signal x(n);
利用三次样条曲线分别对信号x(n)所有的局部极大值进行拟合,形成上包络线env_max(n);对信号x(n)所有的局部极小值点进行拟合,形成下包络线env_min(n);Use the cubic spline curve to fit all local maxima of the signal x(n) to form the upper envelope env_max(n); fit all local minima of the signal x(n) to form Lower envelope env_min(n);
计算上下包络线的均值m(n)=(env_max(n)+env_min(n))/2;Calculate the average value of the upper and lower envelope m(n)=(env_max(n)+env_min(n))/2;
提取细节信号h(n)=t(n)–m(n);Extract the detail signal h(n)=t(n)–m(n);
检查h(n)是否满足本征模函数的迭代终止条件;Check whether h(n) satisfies the iteration termination condition of the eigenmode function;
在满足筛选迭代终止条件后,w=w+1;得到第一个本征模函数IMF1(n)=h1,k(n),剩余信号r(n)=x(n)-IMF1(n);After the screening iteration termination condition is satisfied, w=w+1; the first eigenmode function IMF1(n)=h1,k(n) is obtained, and the remaining signal r(n)=x(n)-IMF1(n) ;
判断剩余信号r(n)是否满足停止条件;Determine whether the remaining signal r(n) meets the stop condition;
如果最终得到剩余信号r(n)为一常量或变化满足预设条件,则终止所有的 迭代过程,否则,基于r(n),重复上述流程的第二步到第七步,进入下一轮迭代,直到满足迭代停止的条件;If the remaining signal r(n) is a constant or the change satisfies the preset condition, then all the iterative processes are terminated, otherwise, based on r(n), repeat the second step to the seventh step of the above process to enter the next round Iterate until the conditions for stopping iteration are met;
在满足迭代停止条件后,完成时间序列信号的集合经验模态分解,得到各阶本征模函数分量。After the iteration stop condition is satisfied, the set of empirical mode decomposition of the time series signal is completed to obtain the eigenmode function components of each order.
其中,所述利用高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分,构造主成分滤波器的步骤包括:Wherein, the step of constructing the principal component filter by using the first fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree includes:
获取高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分;Obtain the first-order fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree;
根据高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分,求出混合空间协方差矩阵;According to the first-order fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree, the mixed spatial covariance matrix is obtained;
对所述混合空间协方差矩阵进行矩阵特征分解,得到白化特征值矩阵;Perform matrix feature decomposition on the mixed space covariance matrix to obtain a whitened eigenvalue matrix;
基于所述白化特征值矩阵构造主成分滤波器。A principal component filter is constructed based on the whitening eigenvalue matrix.
其中,所述对抽取特征进行基于方差统计量的特征向量计算的步骤包括:Wherein, the step of performing feature vector calculation based on variance statistics on the extracted features includes:
第二级特征提取的输入有四个时间序列信号,每个时间序列信号经过集合经验模态分解后,提取前四阶本征模函数成分进行主成分滤波器降维滤波,变为两个时间序列信号;The input of the second level feature extraction has four time series signals. After each time series signal undergoes set empirical mode decomposition, the first four-order eigenmode function components are extracted and subjected to principal component filter dimensionality reduction filtering, which becomes two time Serial signal
分别计算此两个时间序列信号的方差Z;Calculate the variance Z of these two time series signals separately;
根据数学公式F=log 10(1+Var(Z))计算得到八个特征值,组成特征向量,送给下一级的机器学习分类器。 According to the mathematical formula F=log 10 (1+Var(Z)), eight feature values are calculated, which form a feature vector, which is sent to the machine learning classifier at the next level.
其中,所述机器学习分类器采用的模型包括:支持向量机、线性判决器、神经网络模型。Among them, the model used by the machine learning classifier includes: support vector machine, linear decision, and neural network model.
本发明还提出一种基于脑电信号的听觉注意状态觉醒度识别装置,包括:存储器、处理器以及存储在所述存储器上的计算机程序,所述计算机程序被所述处理器运行时实现如上所述的方法的步骤。The present invention also proposes an apparatus for recognizing the state of auditory attention based on electroencephalogram signals, including: a memory, a processor, and a computer program stored on the memory, the computer program is implemented as described above when the processor runs The steps of the method described.
本发明还提出一种计算机可读存储介质,所述计算机可读存储介质上存储有计算机程序,所述计算机程序被处理器运行时实现如上所述的方法的步骤。The present invention also provides a computer-readable storage medium having a computer program stored on the computer-readable storage medium. The computer program is executed by a processor to implement the steps of the method described above.
相比现有技术,本发明提出的一种基于脑电信号的听觉注意状态觉醒度识别方法、装置及存储介质,其特征表示与提取是一种基于自身数据驱动的特征表示与提取,非常适合非线性、非平稳态的脑电信号特征提取,实现了 如何识别听觉注意状态的觉醒度,并提高了识别精度和识别有效性。Compared with the prior art, the present invention proposes a method, device and storage medium for the recognition of auditory attention state based on electroencephalogram signals, and its feature representation and extraction is a feature representation and extraction based on its own data, which is very suitable for Non-linear and non-stationary EEG signal feature extraction realizes how to recognize the awakening degree of auditory attention state, and improves the recognition accuracy and recognition effectiveness.
附图说明BRIEF DESCRIPTION
图1是本发明基于脑电信号的听觉注意状态觉醒度识别算法的系统框图;FIG. 1 is a system block diagram of an auditory attention state arousal recognition algorithm based on EEG signals of the present invention;
图2是本发明图所述的基于集合经验模态分解和主成分滤波的特征抽取流程图;2 is a flowchart of feature extraction based on set empirical mode decomposition and principal component filtering according to the present invention;
图3是本发明所涉及的时间序列信号的集合经验模态分解流程图;FIG. 3 is a flow chart of aggregate empirical mode decomposition of time series signals involved in the present invention;
图4是本发明所涉及的时间序列信号本征模函数成分的主成分滤波器构建的流程图;4 is a flowchart of the construction of the principal component filter of the eigenmode function component of the time series signal involved in the present invention;
图5是本发明所涉及的基于方差统计量的特征向量计算方法流程图。5 is a flowchart of a method for calculating a feature vector based on variance statistics according to the present invention.
本发明目的的实现、功能特点及优点将结合实施例,参照附图做进一步说明。The implementation, functional characteristics and advantages of the present invention will be further described in conjunction with the embodiments and with reference to the drawings.
具体实施方式detailed description
应当理解,此处所描述的具体实施例仅仅用以解释本发明,并不用于限定本发明。It should be understood that the specific embodiments described herein are only used to explain the present invention and are not intended to limit the present invention.
具体地,请参照图1,图1是本发明提出的基于脑电信号的听觉注意状态觉醒度识别方法实施例的流程示意图。Specifically, please refer to FIG. 1, which is a schematic flowchart of an embodiment of a method for recognizing arousal state of auditory attention state based on EEG signals provided by the present invention.
本发明实施例提出一种基于脑电信号的听觉注意状态觉醒度识别方法,包括以下步骤:An embodiment of the present invention provides a method for recognizing arousal state of auditory attention based on EEG signals, including the following steps:
S1,获取待测试的脑电信号;S1, obtaining the EEG signal to be tested;
S2,基于所述测试的脑电信号,进行待测脑电信号第一级基于集合经验模态分解,得到脑电信号的本征模函数成分,利用训练过程构建的第一级主成分滤波器,实现待测脑电信号本征模函数成分进行主成分滤波的特征抽取;S2, based on the tested EEG signals, perform the first stage of EEG signals to be tested based on set empirical mode decomposition to obtain the eigenmode function components of the EEG signals, and use the first-level principal component filter constructed by the training process To realize the feature extraction of the principal component filtering of the eigenmode function components of the EEG signal to be tested;
S3,基于所述第一级特征抽取信号,进行第二级基于集合经验模态分解,再利用训练过程构建的第二级主成分滤波器,对第二级基于集合经验模态分解的本征模函数成分,进行主成分滤波的特征抽取;S3. Extract the signal based on the first-level feature, perform the second-level set-based empirical mode decomposition, and then use the second-level principal component filter constructed by the training process to perform the second-level set-based empirical mode-based eigen Modular function components, feature extraction for principal component filtering;
S4,对抽取特征信号,进行基于方差统计量的特征向量计算;S4. Perform feature vector calculation based on variance statistics for the extracted feature signals;
S5,基于计算所得的特征向量以及训练过程构建的机器学习分类器,实现基于脑电信号的听觉注意状态觉醒度识别。S5. Based on the calculated feature vector and the machine learning classifier constructed during the training process, the recognition of the arousal degree of the auditory attention state based on the EEG signal is realized.
进一步地,所述S1,获取待测试脑电信号的步骤之前还包括:Further, the step S1 before acquiring the EEG signal to be tested further includes:
S01,获取训练的脑电信号;S01: Obtain the trained EEG signal;
S02,基于所述训练过程中的脑电信号,进行脑电信号第一级基于集合经验模态分解,得到所述训练的脑电信号的本征模函数成分;利用所述训练的脑电信号的本征模函数成分,构建第一级主成分滤波器,对脑电信号本征模函数成分进行主成分滤波的特征抽取,以及进行第二级基于集合经验模态分解、构建第二级主成分滤波器和主成分滤波的特征抽取;S02, based on the EEG signals in the training process, performing the first stage of EEG signals based on set empirical mode decomposition to obtain the eigenmode function components of the trained EEG signals; using the trained EEG signals Eigenmode function components, construct the first-level principal component filter, perform feature extraction of the eigenmode function components of the EEG signal, and perform the second stage based on set empirical mode decomposition to construct the second-level principal component Feature extraction of component filter and principal component filter;
S03,对抽取特征信号,进行基于方差统计量的特征向量计算;S03: Perform feature vector calculation based on variance statistics on the extracted feature signals;
S04,基于计算所得的特征向量,训练机器学习分类器,实现机器学习分类器的构建。S04. Based on the calculated feature vectors, train a machine learning classifier to implement the construction of the machine learning classifier.
其中,基于集合经验模态分解、构建主成分滤波器和主成分滤波的特征抽取的步骤包括:Among them, the steps of feature extraction based on set empirical mode decomposition, constructing principal component filters and principal component filters include:
获取训练过程中的脑电信号;Obtain EEG signals during training;
对脑电信号进行集合经验模态分解,得到高觉醒度和低觉醒度下脑电信号的前四阶(第1,2,3,4阶)本征模函数成分;Perform collective empirical mode decomposition on the EEG signals to obtain the first four (first, second, third, and fourth) eigenmode function components of the EEG signals at high and low awakening levels;
利用高觉醒度和低觉醒度下脑电信号的前四阶(第1,2,3,4阶)本征模函数成分,构建主成分滤波器;Construct the principal component filter using the first four orders (the first, second, third, and fourth order) eigenmode function components of the EEG signals at high and low awakening levels;
使用所构建的主成分滤波器,对前四阶本征模函数成分进行主成分滤波处理,得到特征抽取出的四个时间序列信号。Using the constructed principal component filter, the first four-order eigenmode function components are subjected to principal component filter processing to obtain four time series signals with feature extraction.
其中,所述对脑电信号进行集合经验模态分解的步骤包括:Wherein, the step of performing collective empirical mode decomposition on EEG signals includes:
假定脑电信号相空间重构的窗口长度w初始化值为1,对于长度为N一维时间序列信号t(n),n=1,2,3,···,N,添加白噪声和零均值化处理,得到信号x(n);Assuming the initial value of the window length w of the phase space reconstruction of the EEG signal is 1, for the one-dimensional time series signal t(n) of length N, n=1, 2, 3, ···,N, add white noise and zero Averaging processing to get the signal x(n);
确定信号x(n)所有的局部极大值和极小值;Determine all local maxima and minima of signal x(n);
利用三次样条曲线分别对信号x(n)所有的局部极大值进行拟合,形成上包络线env_max(n);对信号x(n)所有的局部极小值点进行拟合,形成下包络线env_min(n);Use the cubic spline curve to fit all local maxima of the signal x(n) to form the upper envelope env_max(n); fit all local minima of the signal x(n) to form Lower envelope env_min(n);
计算上下包络线的均值m(n)=(env_max(n)+env_min(n))/2;Calculate the average value of the upper and lower envelope m(n)=(env_max(n)+env_min(n))/2;
提取细节信号h(n)=t(n)–m(n);Extract the detail signal h(n)=t(n)–m(n);
检查h(n)是否满足本征模函数的迭代终止条件;Check whether h(n) satisfies the iteration termination condition of the eigenmode function;
在满足筛选迭代终止条件后,w=w+1;得到第一个本征模函数IMF1(n)=h1,k(n),剩余信号r(n)=x(n)-IMF1(n);After the screening iteration termination condition is satisfied, w=w+1; the first eigenmode function IMF1(n)=h1,k(n) is obtained, and the remaining signal r(n)=x(n)-IMF1(n) ;
判断剩余信号r(n)是否满足停止条件;Determine whether the remaining signal r(n) meets the stop condition;
如果最终得到剩余信号r(n)为一常量或变化满足预设条件,则终止所有的迭代过程,否则,基于r(n),重复上述流程的第二步到第七步,进入下一轮迭代,直到满足迭代停止的条件;If the remaining signal r(n) is a constant or the change satisfies the preset condition, then all the iterative processes are terminated, otherwise, based on r(n), repeat the second step to the seventh step of the above process to enter the next round Iterate until the conditions for stopping iteration are met;
在满足迭代停止条件后,完成脑电信号的集合经验模态分解,得到各阶本征模函数分量。After the iteration stop condition is satisfied, the collective empirical mode decomposition of the EEG signals is completed to obtain the eigenmode function components of each order.
其中,所述利用高觉醒度和低觉醒度下脑电信号的前四阶本征模函数成分,构建主成分滤波器的步骤包括:Wherein, the step of constructing the principal component filter by using the first four-order eigenmode function components of the EEG signals under high awakening degree and low awakening degree includes:
获取高觉醒度和低觉醒度下脑电信号的前四阶本征模函数成分;Obtain the first four-order eigenmode function components of EEG signals at high and low awakening levels;
根据高觉醒度和低觉醒度下脑电信号的前四阶本征模函数成分,求出混合空间协方差矩阵;According to the first four-order eigenmode function components of the EEG signals at high and low awakening degree, the mixed spatial covariance matrix is obtained;
对所述混合空间协方差矩阵进行矩阵特征分解,得到白化特征值矩阵;Perform matrix feature decomposition on the mixed space covariance matrix to obtain a whitened eigenvalue matrix;
基于所述白化特征值矩阵构造主成分滤波器。A principal component filter is constructed based on the whitening eigenvalue matrix.
其中,所述对抽取特征信号,进行基于方差统计量的特征向量计算的步骤包括:Wherein, the step of performing feature vector calculation based on variance statistics on the extracted feature signals includes:
第二级特征提取的输入有四个时间序列信号,每个时间序列信号经过集合经验模态分解,提取前四阶(第1,2,3,4阶)本征模函数成分进行主成分滤波器降维滤波,得到两个时间序列信号;The input of the second-level feature extraction has four time series signals, and each time series signal undergoes set empirical mode decomposition to extract the first four (first, second, third, fourth) eigenmode function components for principal component filtering Dimensionality reduction filter to obtain two time series signals;
分别计算此两个时间序列信号的方差Z;Calculate the variance Z of these two time series signals separately;
根据数学公式F=log 10(1+Var(Z))计算得到八个特征值,组成特征向量,送给下一级的机器学习分类器。 According to the mathematical formula F=log 10 (1+Var(Z)), eight feature values are calculated, which form a feature vector, which is sent to the machine learning classifier at the next level.
其中,所述机器学习分类器采用的模型包括:支持向量机、线性判决器、神经网络模型。Among them, the model used by the machine learning classifier includes: support vector machine, linear decision, and neural network model.
本发明提出了一种基于脑电信号的听觉注意状态觉醒度识别算法,该基于脑电信号的觉醒度识别算法,其特征表示与提取是一种基于自身数据驱动的特征表示与提取,其主要的优点,如下:The present invention proposes an awakening degree recognition algorithm for auditory attention state based on electroencephalogram signals. The awakening degree recognition algorithm based on electroencephalogram signals is characterized and extracted based on its own data-driven feature representation and extraction. The advantages are as follows:
直接利用脑电信号实现听觉注意状态的高觉醒度、低觉醒度的识别;Directly use EEG signals to realize the high-awakening degree and low-awakening degree of auditory attention state;
基于脑电信号的听觉注意状态觉醒度的模式特征,不仅是基于集合经验模态分解和主成分滤波实现的特征表示与提取;还采用了一种级联的方式构建了一种深度特征表示与提取框架,是一种高效的基于自身数据驱动的特征表示与提取;The pattern features of the auditory attention state arousal based on EEG signals are not only feature representation and extraction based on set empirical mode decomposition and principal component filtering; a deep feature representation and The extraction framework is an efficient feature representation and extraction based on its own data;
本发明提出的基于脑电信号的听觉注意状态觉醒度识别算法,由于是一种基于自身数据驱动的模式提取算法,非常适合非线性、非平稳态的脑电信号特征提取。The recognition algorithm of auditory attention state awakening degree based on EEG signal proposed by the present invention is a pattern extraction algorithm based on its own data drive, which is very suitable for non-linear and non-stationary EEG signal feature extraction.
下面将结合附图,对本发明的技术方案和实施例进行详细的描述。The technical solutions and embodiments of the present invention will be described in detail below with reference to the drawings.
参照图1,图1是本发明基于脑电信号的听觉注意状态觉醒度识别算法的系统框图。该听觉注意状态觉醒度识别算法的系统框图,主要由训练和测试两个过程组成。训练过程,主要涉及4个模块,分别是:第一级基于集合经验模态分解和主成分滤波的特征抽取;第二级基于集合经验模态分解和主成分滤波的特征抽取;基于方差统计量的特征向量计算;机器学习分类器。训练过程的主要功能,是实现第一、第二主成分滤波器的构建以及机器学习分类器的训练。测试过程,设计的模块流程与训练过程的整体相同,主要是区别在于:训练过程构建的第一、第二主成分滤波器和机器学习分类器,直接被测试过程使用;测试过程不会进行第一、第二主成分滤波器的构建以及机器学习分类器的构建。因此,基于训练过程的模型参数,可实现基于脑电信号的听觉注意状态高觉醒度与低觉醒度的识别。Referring to FIG. 1, FIG. 1 is a system block diagram of an arousal recognition state arousal recognition algorithm based on EEG signals of the present invention. The system block diagram of the auditory attention state awakening degree recognition algorithm is mainly composed of training and testing. The training process mainly involves four modules, which are: first level feature extraction based on set empirical mode decomposition and principal component filtering; second level feature extraction based on set empirical mode decomposition and principal component filtering; based on variance statistics Feature vector calculation; machine learning classifier. The main function of the training process is to realize the construction of the first and second principal component filters and the training of the machine learning classifier. In the testing process, the designed module process is the same as the training process as a whole, the main difference is that the first and second principal component filters and machine learning classifiers constructed by the training process are directly used by the testing process; 1. Construction of the second principal component filter and construction of the machine learning classifier. Therefore, based on the model parameters of the training process, the recognition of the high arousal degree and the low arousal degree of the auditory attention state based on the EEG signal can be realized.
在图1所述的基于脑电信号的听觉注意状态觉醒度识别算法的系统框图,第一级基于集合经验模态分解和主成分滤波的特征抽取模块,是一种结合集合经验模态分解和主成分滤波实现的基于自身数据驱动的特征提取算法,其流程图如图2所示。第一级基于集合经验模态分解和主成分滤波的特征抽取模块,主要涉及的三个子过程:第一子过程,时间序列信号的集合经验模态分解;本发明,第二子过程,利用前四阶(第1,2,3,4阶)本征模函数成分,构造主成分滤波器;第三子过程,使用构建完成的主成分滤波器,对前四阶本征模函数成分实施处理,从而实现第一级基于集合经验模态分解和主成分滤波的特征抽取。In the system block diagram of the auditory attention state arousal recognition algorithm based on EEG signals described in FIG. 1, the first level feature extraction module based on collective empirical mode decomposition and principal component filtering is a combination of collective empirical mode decomposition and The feature extraction algorithm based on its own data drive realized by the main component filtering is shown in Figure 2. The first level of feature extraction module based on set empirical mode decomposition and principal component filtering mainly involves three sub-processes: first sub-process, set empirical mode decomposition of time series signals; the present invention, the second sub-process, before use Fourth-order (1st, 2nd, 3rd, and 4th) eigenmode function components, constructing the principal component filter; the third sub-process, using the constructed principal component filter, processes the first fourth-order eigenmode function components In order to achieve the first level of feature extraction based on set empirical mode decomposition and principal component filtering.
在图1所述的基于脑电信号的听觉注意状态觉醒度识别算法的系统框图,脑电信号经过第一级的基于集合经验模态分解和主成分滤波的特征抽取,时间序列信号的维度由原来的一维时间序列信号变成4维时间序列信号。然后,经过第一级特征提取处理后的4个时间序列信号,再进行第二级基于集合经验模态分解和主成分滤波的特征抽取。第二级基于集合经验模态分解和主成分滤波的特征抽取模块,其实现的方法和第一级的基于集合经验模态分解和主成分滤波的特征抽取算法流程相同。第一级与第二级特征提取方法通过级联方式,有效地组合成一种深度特征提取模型。此深度特征提取模型,是一种结合集合经验模态分解和主成分滤波实现的、基于自身数据驱动的自动特征提取方法。In the system block diagram of the auditory attention state arousal recognition algorithm based on the EEG signal described in FIG. 1, the EEG signal undergoes the first level of feature extraction based on set empirical mode decomposition and principal component filtering, and the dimension of the time series signal is The original one-dimensional time series signal becomes a four-dimensional time series signal. Then, the four time series signals after the first level feature extraction processing are processed, and then the second level feature extraction based on set empirical mode decomposition and principal component filtering is performed. The second level feature extraction module based on set empirical mode decomposition and principal component filtering has the same implementation method as the first level feature extraction algorithm flow based on set empirical mode decomposition and principal component filtering. The first-level and second-level feature extraction methods are effectively combined into a deep feature extraction model by cascading. This deep feature extraction model is an automatic feature extraction method based on its own data drive, which is realized by combining empirical mode decomposition and principal component filtering.
接下来,对第一(二)级基于集合经验模态分解和主成分滤波的特征抽取模块的三个子过程的技术实现方案进行详细的说明。Next, the technical implementation schemes of the three sub-processes of the first (second) level feature extraction module based on set empirical mode decomposition and principal component filtering are described in detail.
进一步,图2中是集合经验模态分解的子过程技术实现的详细方案,如图3所示。主要由以下流程:Further, FIG. 2 is a detailed scheme of sub-process technology implementation of set empirical mode decomposition, as shown in FIG. 3. Mainly consists of the following processes:
假定脑电信号相空间重构的窗口长度w初始化值为1,对于长度为N一维时间序列信号t(n),n=1,2,3,···,N;Assuming that the initial value of the window length w of the phase space reconstruction of the EEG signal is 1, for a one-dimensional time series signal t(n) of length N, n=1, 2, 3, ..., N;
添加白噪声和零均值化处理,得到信号x(n);Add white noise and zero averaging to get the signal x(n);
确定信号x(n)所有的局部极大值和极小值;Determine all local maxima and minima of signal x(n);
利用三次样条曲线分别对信号x(n)所有的局部极大值进行拟合,形成上包络线env_max(n);对信号x(n)所有的局部极小值点进行拟合,形成下包络线env_min(n);Use the cubic spline curve to fit all local maxima of the signal x(n) to form the upper envelope env_max(n); fit all local minima of the signal x(n) to form Lower envelope env_min(n);
计算上下包络线的均值m(n)=(env_max(n)+env_min(n))/2;Calculate the average value of the upper and lower envelope m(n)=(env_max(n)+env_min(n))/2;
提取细节信号h(n)=t(n)–m(n);Extract the detail signal h(n)=t(n)–m(n);
检查h(n)是否满足本征模函数的迭代终止条件:Check whether h(n) satisfies the iteration termination condition of the eigenmode function:
Figure PCTCN2019117074-appb-000001
Figure PCTCN2019117074-appb-000001
h 1,k(i)表示第1个细节信号的第k次迭代的值,SD为迭代筛选门限值(一般取0.2-0.3),m 1,1为上下包络的均值,细节信号h 1,k(i)的初始值为x(n)减去上下包 络线均值得到。本发明实施例取值0.2,当SD小于0.2时,本轮本征模函数分量的筛选迭代终止。 h 1,k (i) represents the value of the kth iteration of the first detail signal, SD is the iterative filtering threshold (generally 0.2-0.3), m 1,1 is the average of the upper and lower envelopes, the detail signal h 1, The initial value of k (i) is obtained by subtracting the average of the upper and lower envelopes from x (n). In the embodiment of the present invention, the value is 0.2. When SD is less than 0.2, the screening iteration of the eigenmode function component of the current round is terminated.
满足筛选迭代终止条件后,w=w+1;得到第一个本征模函数IMF1(n)=h1,k(n),剩余信号r(n)=x(n)-IMF1(n)。After the screening iteration termination condition is satisfied, w=w+1; the first eigenmode function IMF1(n)=h1,k(n) is obtained, and the remaining signal r(n)=x(n)-IMF1(n).
判断剩余信号r(n)是否满足停止条件。Determine whether the remaining signal r(n) meets the stop condition.
如果最终得到剩余信号r(n)为一常量或变化足够小,终止所有的迭代过程,否则,基于r(n),重复上述流程的流程第二步到第七步,进入下一轮迭代,直到满足迭代停止的条件。If the residual signal r(n) is finally a constant or the change is small enough, terminate all the iterative processes, otherwise, based on r(n), repeat the second to seventh steps of the above process to enter the next round of iterations, Until the conditions for stopping iterations are met.
满足迭代停止条件后,完成时间序列信号的集合经验模态分解,得到各阶本征模函数分量。After the iteration stop condition is satisfied, the set empirical mode decomposition of the time series signal is completed to obtain the eigenmode function components of each order.
进一步,图2中构建主成分滤波器的构建的子过程技术实现的详细方案,如图4所示。主要涉及以下步骤:Further, the detailed solution implemented by the sub-process technology for constructing the principal component filter in FIG. 2 is shown in FIG. 4. Mainly involves the following steps:
第一步,根据高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分,求出混合空间协方差矩阵。假设高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分所组成的矩阵,分别为:IMF4 1和IMF4 2,长度为N的生理时间序列,则对于IMF4 1和IMF4 2表示的矩阵维度均为4×N。 In the first step, the mixed spatial covariance matrix is obtained according to the first-order eigenmode function components of the time series signal under high awakening degree and low awakening degree. Assuming that the matrix composed of the first four order eigenmode function components of the time series signal under high awakening degree and low awakening degree is: IMF4 1 and IMF4 2 respectively , and the physiological time series with length N, for IMF4 1 and IMF4 2 The expressed matrix dimensions are all 4×N.
第二步,求解IMF4 1和IMF4 2归一化的协方差矩阵,分别为R 1和R 2,其具体的数学表达式如下, The second step is to solve the normalized covariance matrix of IMF4 1 and IMF4 2 , respectively R 1 and R 2 , the specific mathematical expression is as follows,
Figure PCTCN2019117074-appb-000002
Figure PCTCN2019117074-appb-000002
Figure PCTCN2019117074-appb-000003
Figure PCTCN2019117074-appb-000003
其中,trace(·)表示矩阵对角线上元素的和。Among them, trace (·) represents the sum of the elements on the diagonal of the matrix.
第三步,求得混合空间协方差矩阵R为,In the third step, the mixed space covariance matrix R is obtained as
Figure PCTCN2019117074-appb-000004
Figure PCTCN2019117074-appb-000004
Figure PCTCN2019117074-appb-000005
Figure PCTCN2019117074-appb-000006
分别为两种生理状态下的生理时间序列奇异谱分量IMF4 1和 IMF4 2平均协方差矩阵。
Figure PCTCN2019117074-appb-000005
with
Figure PCTCN2019117074-appb-000006
The mean covariance matrix of the singular spectral components IMF4 1 and IMF4 2 of physiological time series in two physiological states respectively.
第四步,对混合空间协方差矩阵R,进行特征分解,求出白化特征值矩阵。先对混合空间协方差矩阵R进行特征值分解,U和λ分别为:特征向量矩阵及其对应的特征值矩阵(特征值矩阵的特征值,以降序排列)。The fourth step is to perform feature decomposition on the mixed spatial covariance matrix R to obtain the whitened eigenvalue matrix. First, the eigenvalue decomposition of the mixed space covariance matrix R, U and λ are: the eigenvector matrix and its corresponding eigenvalue matrix (the eigenvalues of the eigenvalue matrix, arranged in descending order).
R=U×λ×U T      (5) R = U × λ × U T (5)
于是,白化值矩阵P可表示如下:Thus, the whitening value matrix P can be expressed as follows:
Figure PCTCN2019117074-appb-000007
Figure PCTCN2019117074-appb-000007
第五步,构造主成分滤波器。基于白化值矩阵,对矩阵R 1和R 2进行如下变换: The fifth step is to construct the principal component filter. Based on the whitening value matrix, the matrix R 1 and R 2 are transformed as follows:
S 1=P×R 1×P T     (7) S 1 = P × R 1 × P T (7)
S 2=P×R 2×P T     (8) S 2 = P × R 2 × P T (8)
然后,对矩阵S 1和S 2做特征分解,有, Then, feature decomposition of the matrices S 1 and S 2 ,
Figure PCTCN2019117074-appb-000008
Figure PCTCN2019117074-appb-000008
Figure PCTCN2019117074-appb-000009
Figure PCTCN2019117074-appb-000009
可以证明矩阵S 1特征向量,和矩阵S 2的特征向量矩阵是相等的,即, It can be proved that the eigenvector of matrix S 1 and the eigenvector matrix of matrix S 2 are equal, that is,
B 1=B 2=B     (11) B 1 = B 2 = B (11)
与此同时,两个特征值的对角阵λ1和λ2之和为单位矩阵,即:At the same time, the sum of the diagonal matrix λ1 and λ2 of the two eigenvalues is the identity matrix, namely:
λ1+λ2=I    (12)λ1+λ2=I (12)
由于两类矩阵的特征值相加总是为1,则S 1的最大特征值所对应的特征向量使S 2有最小的特征值,反之亦然。白化生理时间序列到与λ1和λ2中的最大特征值对应的特征向量的变换,对于分离两个信号矩阵中的方差是最佳的。 Since the sum of the eigenvalues of the two types of matrices is always 1, the eigenvector corresponding to the largest eigenvalue of S 1 makes S 2 have the smallest eigenvalue, and vice versa. The transformation of the whitening physiological time series to the eigenvector corresponding to the largest eigenvalue in λ1 and λ2 is optimal for separating the variance in the two signal matrices.
因此,此时可以构造出最佳的主成分滤波器W,其数学形式为,Therefore, the optimal principal component filter W can be constructed at this time, and its mathematical form is,
W=B T×P     (13) W=B T ×P (13)
进一步,图2中使用构建完成的主成分滤波器对前四阶本征模函数成分实 施处理的子过程,主要的技术实施方案,如以下的数学表达式:Further, in FIG. 2, the sub-process of processing the components of the first fourth-order eigenmode function using the constructed principal component filter, the main technical implementation scheme, such as the following mathematical expression:
对于训练过程,对于高觉醒度和低觉醒度的时间序列信号,经过构造的主成分滤波器W处理后,得到提取的特征Z1和Z2为:For the training process, for the time series signals with high awakening degree and low awakening degree, after processing by the constructed principal component filter W, the extracted features Z1 and Z2 are:
Z1=W×IMF4 1     (14) Z1=W×IMF4 1 (14)
Z2=W×IMF4 2     (15) Z2=W×IMF4 2 (15)
对于测试过程,对于测试的时间序列信号,经过构造的主成分滤波器W处理后,得到提取的特征Z_test为:For the testing process, for the tested time series signal, after processing by the constructed principal component filter W, the extracted feature Z_test is obtained as:
Z_test=W×IMF4_test      (16)Z_test=W×IMF4_test (16)
在图1所述的基于脑电信号的听觉注意状态觉醒度识别算法的系统框图中,基于方差统计量的特征向量计算的技术实现方法,如图5所示。第二级特征提取的输入有4个时间序列信号,每个时间序列经过集合经验模态分解后,提取前四阶本征模函数成分进行主成分滤波器降维滤波后,得到两个时间序列信号,然后分别计算此两个时间序列信号的方差Z。再根据数学公式F=log 10(1+Var(Z))即可得到8个特征值,组成特征向量,送给下一级的机器学习分类器。 In the system block diagram of the auditory attention state arousal recognition algorithm based on EEG signals described in FIG. 1, the technical implementation method of feature vector calculation based on variance statistics is shown in FIG. 5. The input of the second level feature extraction has 4 time series signals. After each time series undergoes set empirical mode decomposition, the first four order eigenmode function components are extracted and subjected to principal component filter dimensionality reduction filtering to obtain two time series Signal, and then calculate the variance Z of these two time series signals separately. According to the mathematical formula F=log 10 (1+Var(Z)), 8 feature values can be obtained to form a feature vector, which is sent to the next level of machine learning classifier.
在图1所述的基于脑电信号的听觉注意状态觉醒度识别算法的系统框图中,机器学习分类器的技术实现方案,可以采用经典分类器模型,如支持向量机、线性判决器、神经网络等。In the system block diagram of the auditory attention state arousal recognition algorithm based on EEG signals described in FIG. 1, the technical implementation scheme of the machine learning classifier can use classic classifier models, such as support vector machines, linear decisionrs, and neural networks Wait.
此外,本发明还提出一种基于脑电信号的听觉注意状态觉醒度识别装置,包括:存储器、处理器以及存储在所述存储器上的计算机程序,所述计算机程序被所述处理器运行时实现如上所述的方法的步骤。In addition, the present invention also proposes an apparatus for recognizing the state of auditory attention based on EEG signals, including: a memory, a processor, and a computer program stored on the memory, the computer program is implemented when the processor runs The steps of the method as described above.
此外,本发明还提出一种计算机可读存储介质,所述计算机可读存储介质上存储有计算机程序,所述计算机程序被处理器运行时实现如上所述的方法的步骤。In addition, the present invention also provides a computer-readable storage medium having a computer program stored on the computer-readable storage medium. The computer program is executed by a processor to implement the steps of the method described above.
与现有技术相比,本发明提出的一种基于脑电信号的听觉注意状态觉醒度识别方法、装置及存储介质,其特征表示与提取是一种基于自身数据驱动的特征表示与提取,实现了如何识别听觉注意状态的觉醒度,并提高了识别精度和识别有效性。Compared with the prior art, the present invention provides a method, device and storage medium for auditory attention state arousal recognition based on electroencephalogram signals, and its feature representation and extraction is a feature representation and extraction based on its own data to achieve How to recognize the awakening degree of the auditory attention state, and improve the recognition accuracy and recognition effectiveness.
以上所述仅为本发明的优选实施例,并非因此限制本发明的专利范围,凡是利用本发明说明书及附图内容所作的等效结构或流程变换,或直接或间接运用在其它相关的技术领域,均同理包括在本发明的专利保护范围内。The above are only the preferred embodiments of the present invention, and therefore do not limit the patent scope of the present invention. Any equivalent structure or process transformation made by using the description and drawings of the present invention, or directly or indirectly used in other related technical fields The same reason is included in the patent protection scope of the present invention.

Claims (9)

  1. 一种基于脑电信号的听觉注意状态觉醒度识别方法,其特征在于,包括以下步骤:A method for recognizing awakening degree of auditory attention state based on EEG signals, which is characterized by comprising the following steps:
    获取待测试的脑电信号;Obtain the EEG signal to be tested;
    基于所述待测试的脑电信号,进行第一级基于集合经验模态分解,再利用训练过程构建的第一级主成分滤波器,对第一级集合经验模态分解本征模函数分量进行主成分滤波的特征抽取;Based on the EEG signals to be tested, the first-level set-based empirical mode decomposition is performed, and then the first-level principal component filter constructed by the training process is used to perform the first-level set of empirical mode decomposition eigenmode function components. Feature extraction of principal component filtering;
    基于第一级特征提取信号,进行第二级基于集合经验模态分解,再利用训练过程构建的第二级主成分滤波器,对第二级集合经验模态分解本征模函数分量进行主成分滤波的特征抽取;Based on the first-level feature extraction signal, the second-level set-based empirical mode decomposition is performed, and then the second-level principal component filter constructed by the training process is used to perform the principal component on the second-level set of empirical mode decomposition eigenmode function components Filtered feature extraction;
    基于第二级特征提取信号,对抽取特征信号进行基于方差统计量的特征向量计算;Based on the second-level feature extraction signal, the feature vector calculation based on variance statistics is performed on the extracted feature signal;
    基于特征向量计算结果以及训练过程构建的机器学习分类器,提取测试过程中基于脑电信号的听觉注意状态觉醒度。Based on the calculation result of the feature vector and the machine learning classifier constructed during the training process, the arousal degree of the auditory attention state based on the EEG signal during the testing process is extracted.
  2. 根据权利要求1所述的方法,其特征在于,所述获取待测试的脑电信号的步骤之前还包括:The method according to claim 1, wherein before the step of acquiring the EEG signal to be tested further comprises:
    获取训练过程中的脑电信号;Obtain EEG signals during training;
    基于所述训练过程中的脑电信号,进行第一级基于集合经验模态分解、构建第一级主成分滤波器和主成分滤波的特征抽取,以及进行第二级基于集合经验模态分解、构建第二级主成分滤波器和主成分滤波的特征抽取;Based on the EEG signals in the training process, perform the first-level set-based empirical mode decomposition, construct the first-level principal component filter and feature extraction, and perform the second-level set-based empirical mode decomposition, Construct the second-level principal component filter and feature extraction of principal component filter;
    对抽取特征信号进行基于方差统计量的特征向量计算;Perform feature vector calculation based on variance statistics for the extracted feature signals;
    基于特征向量计算结果构建机器学习分类器。Construct a machine learning classifier based on the calculation results of feature vectors.
  3. 根据权利要求2所述的方法,其特征在于,基于集合经验模态分解、构建主成分滤波器和主成分滤波的特征抽取的步骤包括:The method according to claim 2, wherein the steps of feature extraction based on set empirical mode decomposition, constructing principal component filters and principal component filtering include:
    获取训练过程中脑电信号的时间序列信号;Obtain time series signals of EEG signals during training;
    对时间序列信号进行集合经验模态分解,得到高觉醒度和低觉醒度下时间序列信号的前四阶(第1,2,3,4阶)本征模函数成分;Integrate empirical mode decomposition of time series signals to obtain the first four (first, second, third and fourth) eigenmode function components of time series signals under high awakening degree and low awakening degree;
    利用高觉醒度和低觉醒度下时间序列信号的前四阶(第1,2,3,4阶)本征模函数成分,构造主成分滤波器;Construct the principal component filter by using the first four order (first, second, third and fourth) eigenmode function components of the time series signal under high awakening degree and low awakening degree;
    使用构建完成的主成分滤波器,对前四阶本征模函数成分进行主成分滤波处理,得到特征抽取出的四个时间序列信号。Using the constructed principal component filter, the first four-order eigenmode function components are subjected to principal component filter processing to obtain four time-series signals with feature extraction.
  4. 根据权利要求3所述的方法,其特征在于,所述对时间序列信号进行集合经验模态分解的步骤包括:The method according to claim 3, wherein the step of performing collective empirical mode decomposition on the time series signal comprises:
    假定脑电信号相空间重构的窗口长度w初始化值为1,对于长度为N一维时间序列信号t(n),n=1,2,3,···,N,添加白噪声和零均值化处理,得到信号x(n);Assuming the initial value of the window length w of the phase space reconstruction of the EEG signal is 1, for the one-dimensional time series signal t(n) of length N, n=1, 2, 3, ···,N, add white noise and zero Averaging processing to get the signal x(n);
    确定信号x(n)所有的局部极大值和极小值;Determine all local maxima and minima of signal x(n);
    利用三次样条曲线分别对信号x(n)所有的局部极大值进行拟合,形成上包络线env_max(n);对信号x(n)所有的局部极小值点进行拟合,形成下包络线env_min(n);Use the cubic spline curve to fit all local maxima of the signal x(n) to form the upper envelope env_max(n); fit all local minima of the signal x(n) to form Lower envelope env_min(n);
    计算上下包络线的均值m(n)=(env_max(n)+env_min(n))/2;Calculate the average value of the upper and lower envelope m(n)=(env_max(n)+env_min(n))/2;
    提取细节信号h(n)=t(n)–m(n);Extract the detail signal h(n)=t(n)–m(n);
    检查h(n)是否满足本征模函数的迭代终止条件;Check whether h(n) satisfies the iteration termination condition of the eigenmode function;
    在满足筛选迭代终止条件后,w=w+1;得到第一个本征模函数IMF1(n)=h1,k(n),剩余信号r(n)=x(n)-IMF1(n);After the screening iteration termination condition is satisfied, w=w+1; the first eigenmode function IMF1(n)=h1,k(n) is obtained, and the remaining signal r(n)=x(n)-IMF1(n) ;
    判断剩余信号r(n)是否满足停止条件;Determine whether the remaining signal r(n) meets the stop condition;
    如果最终得到剩余信号r(n)为一常量或变化满足预设条件,则终止所有的迭代过程,否则,基于r(n),重复上述流程的第二步到第七步,进入下一轮迭代,直到满足迭代停止的条件;If the remaining signal r(n) is a constant or the change satisfies the preset condition, then all the iterative processes are terminated, otherwise, based on r(n), repeat the second step to the seventh step of the above process to enter the next round Iterate until the conditions for stopping iteration are met;
    在满足迭代停止条件后,完成时间序列信号的集合经验模态分解,得到各阶本征模函数分量。After the iteration stop condition is satisfied, the set of empirical mode decomposition of the time series signal is completed to obtain the eigenmode function components of each order.
  5. 根据权利要求4所述的方法,其特征在于,所述利用高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分,构造主成分滤波器的步骤包括:The method according to claim 4, wherein the step of constructing a principal component filter using the first fourth-order eigenmode function components of the time series signal at high awakening and low awakening includes:
    获取高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分;Obtain the first-order fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree;
    根据高觉醒度和低觉醒度下时间序列信号的前四阶本征模函数成分,求出混合空间协方差矩阵;According to the first-order fourth-order eigenmode function components of the time series signal under high awakening degree and low awakening degree, the mixed spatial covariance matrix is obtained;
    对所述混合空间协方差矩阵进行矩阵特征分解,得到白化特征值矩阵;Perform matrix feature decomposition on the mixed space covariance matrix to obtain a whitened eigenvalue matrix;
    基于所述白化特征值矩阵构造主成分滤波器。A principal component filter is constructed based on the whitening eigenvalue matrix.
  6. 根据权利要求4所述的方法,其特征在于,所述对抽取特征信号进行基于方差统计量的特征向量计算的步骤包括:The method according to claim 4, wherein the step of performing feature vector calculation based on variance statistics on the extracted feature signal includes:
    第二级特征提取的输入有四个时间序列信号,每个时间序列信号经过集合经验模态分解后,提取前四阶本征模函数成分进行主成分滤波器降维滤波,得到两个时间序列信号;The input of the second level feature extraction has four time series signals. After each time series signal undergoes set empirical mode decomposition, the first four-order eigenmode function components are extracted and subjected to principal component filter dimensionality reduction filtering to obtain two time series signal;
    分别计算此两个时间序列信号的方差Z;Calculate the variance Z of these two time series signals separately;
    根据数学公式F=log 10(1+Var(Z))计算得到八个特征值,组成特征向量,送给下一级的机器学习分类器。 According to the mathematical formula F=log 10 (1+Var(Z)), eight feature values are calculated, which form a feature vector, which is sent to the machine learning classifier at the next level.
  7. 根据权利要求6所述的方法,其特征在于,所述机器学习分类器采用的模型包括:支持向量机、线性判决器、神经网络模型。The method according to claim 6, wherein the model adopted by the machine learning classifier includes: a support vector machine, a linear decider, and a neural network model.
  8. 一种基于脑电信号的听觉注意状态觉醒度识别装置,其特征在于,包括:存储器、处理器以及存储在所述存储器上的计算机程序,所述计算机程序被所述处理器运行时实现如权利要求1-7中任一项所述的方法的步骤。A device for recognizing the state of auditory attention based on electroencephalogram signals, comprising: a memory, a processor, and a computer program stored on the memory, the computer program is implemented as a right when the processor runs The method of any one of claims 1-7 is required.
  9. 一种计算机可读存储介质,其特征在于,所述计算机可读存储介质上存储有计算机程序,所述计算机程序被处理器运行时实现如权利要求1-7中任一项所述的方法的步骤。A computer-readable storage medium, characterized in that a computer program is stored on the computer-readable storage medium, and the computer program is executed by a processor to implement the method according to any one of claims 1-7 step.
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