WO2018199693A1 - Procédé pour effectuer un accès aléatoire, et dispositif prenant en charge celui-ci - Google Patents

Procédé pour effectuer un accès aléatoire, et dispositif prenant en charge celui-ci Download PDF

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Publication number
WO2018199693A1
WO2018199693A1 PCT/KR2018/004942 KR2018004942W WO2018199693A1 WO 2018199693 A1 WO2018199693 A1 WO 2018199693A1 KR 2018004942 W KR2018004942 W KR 2018004942W WO 2018199693 A1 WO2018199693 A1 WO 2018199693A1
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Prior art keywords
random access
terminal
base station
access preamble
beam group
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PCT/KR2018/004942
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English (en)
Korean (ko)
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이영대
이선영
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엘지전자 주식회사
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Priority to US16/608,467 priority Critical patent/US11523427B2/en
Publication of WO2018199693A1 publication Critical patent/WO2018199693A1/fr

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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W74/00Wireless channel access
    • H04W74/002Transmission of channel access control information
    • H04W74/008Transmission of channel access control information with additional processing of random access related information at receiving side
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W74/00Wireless channel access
    • H04W74/08Non-scheduled access, e.g. ALOHA
    • H04W74/0833Random access procedures, e.g. with 4-step access
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0686Hybrid systems, i.e. switching and simultaneous transmission
    • H04B7/0695Hybrid systems, i.e. switching and simultaneous transmission using beam selection
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W16/00Network planning, e.g. coverage or traffic planning tools; Network deployment, e.g. resource partitioning or cells structures
    • H04W16/24Cell structures
    • H04W16/28Cell structures using beam steering

Definitions

  • It relates to a technique for performing a random access procedure using a beam in NR.
  • a 5G communication system or a pre-5G communication system is called a system after a 4G network (beyond 4G network) or after a long term evolution (LTE) system (post LTE).
  • 5G communication systems are being considered for implementation in the ultra-high frequency (mmWave) band (eg, such as the 60 giga (60 GHz) band).
  • mmWave ultra-high frequency
  • FD-MIMO massive array multiple input / output
  • FD-MIMO full dimensional MIMO
  • advanced small cells in the 5G communication system, advanced small cells, advanced small cells, cloud radio access network (cloud RAN), ultra-dense network (ultra-dense network) ), Device to Device communication (D2D), wireless backhaul, moving network, cooperative communication, coordinated multi-points, and received interference cancellation Technology development, etc.
  • cloud RAN cloud radio access network
  • ultra-dense network ultra-dense network
  • D2D Device to Device communication
  • wireless backhaul moving network, cooperative communication, coordinated multi-points, and received interference cancellation Technology development, etc.
  • FQAM hybrid FSK and QAM modulation
  • SWSC sliding window superposition coding
  • ACM advanced coding modulation
  • FBMC advanced access bank filter bank multi carrier
  • NOMA non orthogonal multiple access
  • SCMA sparse code multiple access
  • an ultra-high frequency band is considered, and beamforming techniques are discussed to increase path loss mitigation and propagation distance of radio waves in the ultra-high frequency band.
  • the UE may use a beam to perform a random access procedure.
  • the terminal may select a beam for transmitting a random access preamble or an RRC connection request message. At this time, it is important to select an appropriate beam to successfully perform the random access procedure as quickly as possible.
  • a method for performing a random access procedure in a wireless communication system comprising: selecting a first beam group including a predetermined number (M) of beams; Transmitting a random access preamble to the base station through the first beam group; If it is determined that the random access procedure has failed, adjusting the value of M; And reselecting a second beam group comprising the adjusted M beams.
  • M predetermined number
  • the method may further include transmitting the random access preamble to the base station through the second beam group.
  • the threshold may be a value related to RSRP (Reference Signal Received Power) or RSRQ (Reference Signal Received Quality).
  • the random access preamble may be transmitted using at least one beam included in the first beam group.
  • the value of M may be adjusted so that the size of M increases.
  • the method may further include receiving setting information regarding a plurality of values of M from the base station, and adjusting the threshold value may adjust the values of M in a small order.
  • the base station may be a base station of a target cell to perform handover.
  • a terminal for performing a random access procedure in a wireless communication system comprising: a memory; Transceiver; And a processor connecting the memory and the transceiver, wherein the processor selects a first beam group including a set number M of beams, and random access preambles to a base station through the first beam group. access terminal, and if it is determined that the random access procedure has failed, the terminal is configured to adjust the value of M and reselect a second beam group including the adjusted M beams. do.
  • the processor may be configured to transmit the random access preamble to the base station via a second beam group.
  • the threshold may be a value related to RSRP (Reference Signal Received Power) or RSRQ (Reference Signal Received Quality).
  • the processor may be configured to transmit the random access preamble by using each of the beams included in the first beam group one or more times.
  • the processor may be configured to adjust the value of M such that the size of M increases.
  • the processor may be configured to receive configuration information regarding a plurality of values of M from the base station, and the adjusting of the threshold value may be configured to adjust the values of M in a small order.
  • the random access procedure when the random access procedure is delayed or fails, the random access procedure may be successfully performed as quickly as possible by adjusting the threshold to reselect the beam on which the random access preamble is transmitted.
  • FIG. 1 shows a structure of an LTE system.
  • FIG. 2 shows an air interface protocol of an LTE system for a control plane.
  • FIG 3 shows an air interface protocol of an LTE system for a user plane.
  • 5 shows the structure of a 5G system.
  • FIG. 9 is an exemplary view illustrating a method of performing a random access procedure according to an embodiment of the present invention.
  • FIG. 10 is a flowchart illustrating a method of performing a random access procedure according to an embodiment of the present invention.
  • FIG. 11 illustrates a wireless communication system in which an embodiment of the present invention is implemented.
  • FIG. 12 illustrates a processor of the UE shown in FIG. 11.
  • FIG. 13 shows a processor of the network node shown in FIG.
  • CDMA code division multiple access
  • FDMA frequency division multiple access
  • TDMA time division multiple access
  • OFDMA orthogonal frequency division multiple access
  • SC-FDMA single carrier frequency division multiple access
  • CDMA may be implemented with a radio technology such as universal terrestrial radio access (UTRA) or CDMA2000.
  • TDMA may be implemented with wireless technologies such as global system for mobile communications (GSM) / general packet radio service (GPRS) / enhanced data rates for GSM evolution (EDGE).
  • GSM global system for mobile communications
  • GPRS general packet radio service
  • EDGE enhanced data rates for GSM evolution
  • OFDMA may be implemented by wireless technologies such as Institute of Electrical and Electronics Engineers (IEEE) 802.11 (Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802-20, evolved UTRA (E-UTRA), and the like.
  • IEEE 802.16m is an evolution of IEEE 802.16e and provides backward compatibility with systems based on IEEE 802.16e.
  • UTRA is part of a universal mobile telecommunications system (UMTS).
  • 3rd generation partnership project (3GPP) long term evolution (LTE) is part of evolved UMTS (E-UMTS) using evolved-UMTS terrestrial radio access (E-UTRA), which employs OFDMA in downlink and SC in uplink -FDMA is adopted.
  • LTE-A (advanced) is the evolution of 3GPP LTE.
  • 5G communication system is the evolution of LTE-A.
  • FIG. 1 shows a structure of an LTE system.
  • Communication networks are widely deployed to provide various communication services such as IMS and Voice over internet protocol (VoIP) over packet data.
  • VoIP Voice over internet protocol
  • an LTE system structure includes one or more UEs 10, an evolved-UMTS terrestrial radio access network (E-UTRAN), and an evolved packet core (EPC).
  • the terminal 10 is a communication device moved by a user.
  • the terminal 10 may be fixed or mobile and may be called by other terms such as a mobile station (MS), a user terminal (UT), a subscriber station (SS), and a wireless device.
  • MS mobile station
  • UT user terminal
  • SS subscriber station
  • wireless device a wireless device.
  • the E-UTRAN may include one or more evolved node-eB (eNB) 20, and a plurality of terminals may exist in one cell.
  • the eNB 20 provides an end point of a control plane and a user plane to the terminal.
  • the eNB 20 generally refers to a fixed station communicating with the terminal 10, and may be referred to in other terms such as a base station (BS), a base transceiver system (BTS), an access point, and the like.
  • BS base station
  • BTS base transceiver system
  • One eNB 20 may be arranged per cell. There may be one or more cells within the coverage of the eNB 20.
  • One cell may be configured to have one of bandwidths such as 1.25, 2.5, 5, 10, and 20 MHz to provide downlink (DL) or uplink (UL) transmission service to various terminals. In this case, different cells may be configured to provide different bandwidths.
  • DL means communication from the eNB 20 to the terminal 10
  • UL means communication from the terminal 10 to the eNB 20.
  • the transmitter may be part of the eNB 20 and the receiver may be part of the terminal 10.
  • the transmitter may be part of the terminal 10 and the receiver may be part of the eNB 20.
  • the EPC may include a mobility management entity (MME) that serves as a control plane and a serving gateway (S-GW) that serves as a user plane.
  • MME mobility management entity
  • S-GW serving gateway
  • the MME / S-GW 30 may be located at the end of the network and is connected to an external network.
  • the MME has information about the access information of the terminal or the capability of the terminal, and this information may be mainly used for mobility management of the terminal.
  • S-GW is a gateway having an E-UTRAN as an endpoint.
  • the MME / S-GW 30 provides the terminal 10 with the endpoint of the session and the mobility management function.
  • the EPC may further include a packet data network (PDN) -gateway (GW).
  • PDN-GW is a gateway with PDN as an endpoint.
  • the MME includes non-access stratum (NAS) signaling to the eNB 20, NAS signaling security, access stratum (AS) security control, inter CN (node network) signaling for mobility between 3GPP access networks, idle mode terminal reachability ( Control and execution of paging retransmission), tracking area list management (for terminals in idle mode and active mode), P-GW and S-GW selection, MME selection for handover with MME change, 2G or 3G 3GPP access Bearer management, including roaming, authentication, and dedicated bearer settings, SGSN (serving GPRS support node) for handover to the network, public warning system (ETWS) and commercial mobile alarm system (PWS) It provides various functions such as CMAS) and message transmission support.
  • NAS non-access stratum
  • AS access stratum
  • inter CN node network
  • MME selection for handover with MME change
  • 2G or 3G 3GPP access Bearer management including roaming, authentication, and dedicated bearer settings
  • SGSN serving GPRS support no
  • S-GW hosts can be based on per-user packet filtering (eg, through deep packet inspection), legal blocking, terminal IP (Internet protocol) address assignment, transport level packing marking in DL, UL / DL service level charging, gating and It provides various functions of class enforcement, DL class enforcement based on APN-AMBR.
  • MME / S-GW 30 is simply represented as a "gateway", which may include both MME and S-GW.
  • An interface for user traffic transmission or control traffic transmission may be used.
  • the terminal 10 and the eNB 20 may be connected by the Uu interface.
  • the eNBs 20 may be interconnected by an X2 interface. Neighboring eNBs 20 may have a mesh network structure by the X2 interface.
  • the eNBs 20 may be connected with the EPC by the S1 interface.
  • the eNBs 20 may be connected to the EPC by the S1-MME interface and may be connected to the S-GW by the S1-U interface.
  • the S1 interface supports a many-to-many-relation between eNB 20 and MME / S-GW 30.
  • the eNB 20 may select for the gateway 30, routing to the gateway 30 during radio resource control (RRC) activation, scheduling and transmission of paging messages, scheduling channel information (BCH), and the like.
  • RRC radio resource control
  • BCH scheduling channel information
  • the gateway 30 may perform paging initiation, LTE idle state management, user plane encryption, SAE bearer control, and encryption and integrity protection functions of NAS signaling in the EPC.
  • FIG. 2 shows an air interface protocol of an LTE system for a control plane.
  • 3 shows an air interface protocol of an LTE system for a user plane.
  • the layer of the air interface protocol between the UE and the E-UTRAN is based on the lower three layers of the open system interconnection (OSI) model, which is well known in communication systems, and includes L1 (first layer), L2 (second layer), and L3 (third layer). Hierarchical).
  • the air interface protocol between the UE and the E-UTRAN may be horizontally divided into a physical layer, a data link layer, and a network layer, and vertically a protocol stack for transmitting control signals.
  • Layers of the radio interface protocol may exist in pairs in the UE and the E-UTRAN, which may be responsible for data transmission of the Uu interface.
  • the physical layer belongs to L1.
  • the physical layer provides an information transmission service to a higher layer through a physical channel.
  • the physical layer is connected to a higher layer of a media access control (MAC) layer through a transport channel.
  • Physical channels are mapped to transport channels.
  • Data may be transmitted between the MAC layer and the physical layer through a transport channel.
  • Data between different physical layers, that is, between the physical layer of the transmitter and the physical layer of the receiver may be transmitted using radio resources through a physical channel.
  • the physical layer may be modulated using an orthogonal frequency division multiplexing (OFDM) scheme, and utilizes time and frequency as radio resources.
  • OFDM orthogonal frequency division multiplexing
  • the physical layer uses several physical control channels.
  • a physical downlink control channel (PDCCH) reports resource allocation of a paging channel (PCH) and a downlink shared channel (DL-SCH), and hybrid automatic repeat request (HARQ) information related to the DL-SCH to the UE.
  • the PDCCH may carry an uplink grant to report to the UE regarding resource allocation of uplink transmission.
  • the physical control format indicator channel (PCFICH) informs the UE of the number of OFDM symbols used for the PDCCH and is transmitted every subframe.
  • a physical hybrid ARQ indicator channel (PHICH) carries a HARQ ACK (non-acknowledgement) / NACK (non-acknowledgement) signal for UL-SCH transmission.
  • a physical uplink control channel (PUCCH) carries UL control information such as HARQ ACK / NACK, a scheduling request, and a CQI for downlink transmission.
  • the physical uplink shared channel (PUSCH) carries an uplink shared channel (UL-SCH).
  • the physical channel includes a plurality of subframes in the time domain and a plurality of subcarriers in the frequency domain.
  • One subframe consists of a plurality of symbols in the time domain.
  • One subframe consists of a plurality of resource blocks (RBs).
  • One resource block is composed of a plurality of symbols and a plurality of subcarriers.
  • each subframe may use specific subcarriers of specific symbols of the corresponding subframe for the PDCCH.
  • the first symbol of the subframe may be used for the PDCCH.
  • the PDCCH may carry dynamically allocated resources, such as a physical resource block (PRB) and modulation and coding schemes (MCS).
  • a transmission time interval (TTI) which is a unit time at which data is transmitted, may be equal to the length of one subframe.
  • One subframe may have a length of 1 ms.
  • a DL transport channel for transmitting data from a network to a UE includes a broadcast channel (BCH) for transmitting system information, a paging channel (PCH) for transmitting a paging message, and a DL-SCH for transmitting user traffic or control signals. And the like.
  • BCH broadcast channel
  • PCH paging channel
  • DL-SCH supports dynamic link adaptation and dynamic / semi-static resource allocation by varying HARQ, modulation, coding and transmit power.
  • the DL-SCH may enable the use of broadcast and beamforming throughout the cell.
  • System information carries one or more system information blocks. All system information blocks can be transmitted in the same period. Traffic or control signals of a multimedia broadcast / multicast service (MBMS) are transmitted through a multicast channel (MCH).
  • MCH multicast channel
  • the UL transport channel for transmitting data from the terminal to the network includes a random access channel (RAC) for transmitting an initial control message, a UL-SCH for transmitting user traffic or a control signal, and the like.
  • the UL-SCH can support dynamic link adaptation due to HARQ and transmit power and potential changes in modulation and coding.
  • the UL-SCH may enable the use of beamforming.
  • RACH is generally used for initial connection to a cell.
  • the MAC layer belonging to L2 provides a service to a radio link control (RLC) layer, which is a higher layer, through a logical channel.
  • RLC radio link control
  • the MAC layer provides a mapping function from a plurality of logical channels to a plurality of transport channels.
  • the MAC layer also provides a logical channel multiplexing function by mapping from multiple logical channels to a single transport channel.
  • the MAC sublayer provides data transfer services on logical channels.
  • the logical channel may be divided into a control channel for information transmission in the control plane and a traffic channel for information transmission in the user plane according to the type of information to be transmitted. That is, a set of logical channel types is defined for other data transfer services provided by the MAC layer.
  • the logical channel is located above the transport channel and mapped to the transport channel.
  • the control channel is used only for conveying information in the control plane.
  • the control channel provided by the MAC layer includes a broadcast control channel (BCCH), a paging control channel (PCCH), a common control channel (CCCH), a multicast control channel (MCCH), and a dedicated control channel (DCCH).
  • BCCH is a downlink channel for broadcasting system control information.
  • PCCH is a downlink channel used for transmitting paging information and paging a terminal whose cell-level location is not known to the network.
  • CCCH is used by the terminal when there is no RRC connection with the network.
  • MCCH is a one-to-many downlink channel used to transmit MBMS control information from the network to the terminal.
  • DCCH is a one-to-one bidirectional channel used by the terminal for transmitting dedicated control information between the terminal and the network in an RRC connection state.
  • the traffic channel is used only for conveying information in the user plane.
  • the traffic channel provided by the MAC layer includes a dedicated traffic channel (DTCH) and a multicast traffic channel (MTCH).
  • DTCH is used for transmission of user information of one UE in a one-to-one channel and may exist in both uplink and downlink.
  • MTCH is a one-to-many downlink channel for transmitting traffic data from the network to the terminal.
  • the uplink connection between the logical channel and the transport channel includes a DCCH that can be mapped to the UL-SCH, a DTCH that can be mapped to the UL-SCH, and a CCCH that can be mapped to the UL-SCH.
  • the downlink connection between the logical channel and the transport channel is a BCCH that can be mapped to a BCH or DL-SCH, a PCCH that can be mapped to a PCH, a DCCH that can be mapped to a DL-SCH, a DTCH that can be mapped to a DL-SCH, MCCH that can be mapped to MCH and MTCH that can be mapped to MCH.
  • the RLC layer belongs to L2.
  • the function of the RLC layer includes adjusting the size of the data by segmentation / concatenation of the data received from the upper layer in the radio section such that the lower layer is suitable for transmitting data.
  • the RLC layer is divided into three modes: transparent mode (TM), unacknowledged mode (UM) and acknowledged mode (AM). Provides three modes of operation.
  • TM transparent mode
  • UM unacknowledged mode
  • AM acknowledged mode
  • AM RLC provides retransmission through automatic repeat request (ARQ) for reliable data transmission.
  • ARQ automatic repeat request
  • the function of the RLC layer may be implemented as a functional block inside the MAC layer, in which case the RLC layer may not exist.
  • the packet data convergence protocol (PDCP) layer belongs to L2.
  • the PDCP layer introduces an IP packet, such as IPv4 or IPv6, over a relatively low bandwidth air interface to provide header compression that reduces unnecessary control information so that the transmitted data is transmitted efficiently. Header compression improves transmission efficiency in the wireless section by transmitting only the information necessary for the header of the data.
  • the PDCP layer provides security. Security functions include encryption to prevent third party inspection and integrity protection to prevent third party data manipulation.
  • the radio resource control (RRC) layer belongs to L3.
  • the RRC layer at the bottom of L3 is defined only in the control plane.
  • the RRC layer serves to control radio resources between the terminal and the network.
  • the UE and the network exchange RRC messages through the RRC layer.
  • the RRC layer is responsible for the control of logical channels, transport channels and physical channels in connection with the configuration, re-configuration and release of RBs.
  • RB is a logical path provided by L1 and L2 for data transmission between the terminal and the network. That is, RB means a service provided by L2 for data transmission between the UE and the E-UTRAN. Setting up an RB means defining the characteristics of the radio protocol layer and channel to provide a particular service, and determining each specific parameter and method of operation.
  • RBs may be classified into two types: signaling RBs (SRBs) and data RBs (DRBs).
  • SRBs signaling RBs
  • DRBs data RBs
  • the non-access stratum (NAS) layer located above the RRC layer performs functions such as session management and mobility management.
  • the RLC and MAC layers may perform functions such as scheduling, ARQ and HARQ.
  • the RRC layer (ended at the eNB at the network side) may perform functions such as broadcast, paging, RRC connection management, RB control, mobility function, and UE measurement report / control.
  • the NAS control protocol (terminated at the gateway's MME at the network side) may perform functions such as SAE bearer management, authentication, LTE_IDLE mobility handling, paging initiation at LTE_IDLE, and security control for signaling between the terminal and the gateway.
  • the RLC and MAC layer may perform the same function as the function in the control plane.
  • the PDCP layer may perform user plane functions such as header compression, integrity protection and encryption.
  • the system information includes essential information that the terminal needs to know in order to access the base station. Therefore, the terminal must receive all system information before accessing the base station, and must always have the latest system information. In addition, since the system information is information that should be known to all terminals in one cell, the base station periodically transmits system information.
  • System information may be classified into a master information block (MIB), a scheduling block (SB), and a system information block (SIB).
  • MIB allows the terminal to know the physical configuration of the cell, for example, bandwidth.
  • SB informs transmission information of SIBs, for example, transmission periods.
  • the SIB includes only information of neighboring cells, and the other SIB includes only information of an uplink radio channel used by the terminal.
  • the RRC state indicates whether the RRC layer of the UE is logically connected with the RRC layer of the E-UTRAN.
  • the RRC state may be divided into two types, an RRC connected state (RRC_CONNECTED) and an RRC idle state (RRC_IDLE).
  • RRC_CONNECTED RRC connected state
  • RRC_IDLE RRC idle state
  • the E-UTRAN cannot grasp the terminal of the RRC_IDLE, and manages the terminal in units of a tracking area in which a core network (CN) is larger than a cell. That is, the terminal of the RRC_IDLE is only identified as a unit of a larger area, and in order to receive a normal mobile communication service such as voice or data communication, the terminal must transition to RRC_CONNECTED.
  • CN core network
  • the terminal may receive a broadcast of system information and paging information.
  • the terminal may be assigned an identification (ID) that uniquely designates the terminal in the tracking area, and perform public land mobile network (PLMN) selection and cell reselection.
  • ID an identification
  • PLMN public land mobile network
  • the UE may have an E-UTRAN RRC connection and an RRC context in the E-UTRAN to transmit data to the eNB and / or receive data from the eNB.
  • the terminal may report channel quality information and feedback information to the eNB.
  • the E-UTRAN may know the cell to which the UE belongs. Therefore, the network may transmit data to the terminal and / or receive data from the terminal, and the network may inter-RAT with a GSM EDGE radio access network (GERAN) through mobility of the terminal (handover and network assisted cell change (NACC)). radio access technology (cell change indication), and the network may perform cell measurement for a neighboring cell.
  • GSM EDGE radio access network GERAN
  • NACC network assisted cell change
  • the UE designates a paging DRX cycle.
  • the UE monitors a paging signal at a specific paging occasion for each UE specific paging DRX cycle.
  • Paging opportunity is the time interval during which the paging signal is transmitted.
  • the terminal has its own paging opportunity.
  • the paging message is sent across all cells belonging to the same tracking area. If the terminal moves from one tracking area to another tracking area, the terminal sends a tracking area update (TAU) message to the network to update the location.
  • TAU tracking area update
  • the terminal When the user first turns on the power of the terminal, the terminal first searches for an appropriate cell and then stays in RRC_IDLE in that cell. When it is necessary to establish an RRC connection, the terminal staying in the RRC_IDLE may make an RRC connection with the RRC of the E-UTRAN through the RRC connection procedure and may transition to the RRC_CONNECTED. The UE staying in RRC_IDLE needs to establish an RRC connection with the E-UTRAN when uplink data transmission is necessary due to a user's call attempt or when a paging message is received from the E-UTRAN and a response message is required. Can be.
  • EMM-REGISTERED EPS Mobility Management-REGISTERED
  • EMM-DEREGISTERED EMM-DEREGISTERED
  • the initial terminal is in the EMM-DEREGISTERED state, and the terminal performs a process of registering with the corresponding network through an initial attach procedure to access the network. If the attach procedure is successfully performed, the UE and the MME are in the EMM-REGISTERED state.
  • an EPS Connection Management (ECM) -IDLE state In order to manage a signaling connection between the UE and the EPC, two states are defined, an EPS Connection Management (ECM) -IDLE state and an ECM-CONNECTED state, and these two states are applied to the UE and the MME.
  • ECM EPS Connection Management
  • ECM-IDLE state When the UE in the ECM-IDLE state establishes an RRC connection with the E-UTRAN, the UE is in the ECM-CONNECTED state.
  • the MME in the ECM-IDLE state becomes the ECM-CONNECTED state when it establishes an S1 connection with the E-UTRAN.
  • the E-UTRAN does not have the context information of the terminal.
  • the UE in the ECM-IDLE state performs a terminal-based mobility related procedure such as cell selection or cell reselection without receiving a command from the network.
  • a terminal-based mobility related procedure such as cell selection or cell reselection without receiving a command from the network.
  • the terminal when the terminal is in the ECM-CONNECTED state, the mobility of the terminal is managed by the command of the network.
  • the terminal In the ECM-IDLE state, if the position of the terminal is different from the position known by the network, the terminal informs the network of the corresponding position of the terminal through a tracking area update procedure.
  • the random access procedure may be divided into a contention-based random access procedure and a contention-free random access procedure.
  • a contention-based random access procedure different UEs are allowed to simultaneously access the eNB using the same RACH preamble. Thus, competition may occur. To handle this competition, additional competition resolution steps are needed.
  • the UE sends a RACH preamble to the eNB.
  • the RACH preamble may be referred to as "message 1".
  • the RACH preamble may include a RA-RNTI.
  • RA-RNTI may be determined as (1 + t_id + 10 * f_id).
  • t_id is the index of the first subframe of the specified physical random access channel (PRACH) (0 ⁇ t_id ⁇ 10)
  • f_id is the index of the PRACH specified within the subframe, in ascending order in the frequency domain (0 ⁇ f_id ⁇ 6).
  • the eNB can obtain the RA-RNTI by decoding the RACH preamble.
  • the eNB sends a random access response (RAR) to the UE.
  • the random access response may be called "message 2".
  • the random access response may include RA-RNTI, TA, temporary C-RNTI and resource block allocation (ie, UL grant for L2 / L3 message) obtained by the eNB decoding the RACH preamble.
  • the UE may decode the random access response to obtain resource block allocation and a modulation and coding scheme (MCS) configuration.
  • MCS modulation and coding scheme
  • the eNB may be configured to receive the RRC connection request message via DCI format 0.
  • step S42 the UE sends an L2 / L3 message, that is, an RRC connection request message to the eNB.
  • the RRC connection request message may be called "message 3".
  • the UE may send the RRC Connection Request message using the temporary C-RNTI obtained from the random access response.
  • step S43 when the eNB successfully decodes the RRC connection request message sent by the UE, the eNB transmits a HARQ ACK to the UE.
  • the UE can know that the random access procedure is successful. This process is called competitive resolution.
  • the eNB sends an RRC connection setup message to the UE using the temporary C-RNTI in response to the RRC connection request message.
  • the RRC connection establishment message may be called "message 4".
  • the RRC connection establishment message may include a C-RNTI. From this time, the UE and the eNB may exchange messages using the C-RNTI.
  • step S40 If the UE has not received the HARQ ACK, it may return to step S40 again to transmit the RACH preamble to the eNB.
  • the eNB may indicate which RACH preamble each UE will transmit. For this purpose, the UE must be in the connected state (RRC_CONNECTED) before the random access procedure. For example, a non-competition based random access procedure may be performed during handover.
  • the eNB first sends a RACH preamble assignment to the UE.
  • the UE transmits to the eNB a RACH preamble including an indication of the RA-RNTI and L2 / L3 message size according to the received RACH preamble allocation.
  • the eNB receives the RACH preamble, the eNB sends a random access response to the UE that includes a timing advance (TA), C-RNTI, and UL grant for L2 / L3 messages. Accordingly, the non-competition based random access procedure may be completed.
  • TA timing advance
  • C-RNTI C-RNTI
  • UL grant for L2 / L3 messages.
  • 5 shows the structure of a 5G system.
  • EPC Evolved Packet Core
  • MME mobility management entity
  • S-GW serving gateway
  • P-GW packet data network gateway
  • 5G core network or NextGen core network
  • functions, reference points, protocols, etc. are defined for each network function (NF). That is, 5G core network does not define functions, reference points, protocols, etc. for each entity.
  • the 5G system structure includes one or more UEs 10, a Next Generation-Radio Access Network (NG-RAN), and a Next Generation Core (NGC).
  • NG-RAN Next Generation-Radio Access Network
  • NNC Next Generation Core
  • the NG-RAN may include one or more gNBs 40, and a plurality of terminals may exist in one cell.
  • the gNB 40 provides the terminal with the control plane and the end point of the user plane.
  • the gNB 40 generally refers to a fixed station communicating with the terminal 10 and may be referred to as other terms such as a base station (BS), a base transceiver system (BTS), an access point, and the like.
  • BS base station
  • BTS base transceiver system
  • One gNB 40 may be arranged per cell. There may be one or more cells within coverage of the gNB 40.
  • the NGC may include an Access and Mobility Function (AMF) and a Session Management Function (SMF) that are responsible for the functions of the control plane.
  • AMF Access and Mobility Function
  • SMF Session Management Function
  • the AMF may be responsible for the mobility management function
  • the SMF may be responsible for the session management function.
  • the NGC may include a user plane function (UPF) that is responsible for the function of the user plane.
  • UPF user plane function
  • Terminal 10 and gNB 40 may be connected by an NG3 interface.
  • the gNBs 40 may be interconnected by Xn interface.
  • Neighboring gNBs 40 may have a mesh network structure with an Xn interface.
  • the gNBs 40 may be connected to the NGC by the NG interface.
  • the gNBs 40 may be connected to the AMF by the NG-C interface and may be connected to the UPF by the NG-U interface.
  • the NG interface supports a many-to-many-relation between gNB 40 and MME / UPF 50.
  • the gNB host may determine functions for radio resource management, IP header compression and encryption of user data stream, and routing to AMF from information provided by the terminal. Selection of an AMF at UE attachment when no routing to an AMF can be determined from the information provided by the UE, Routing of User Plane data to one or more UPFs towards UPF (s)), Scheduling and transmission of paging messages (originated from the AMF), transmission and scheduling of system broadcast information (derived from AMF or O & M) Scheduling and transmission of system broadcast information (originated from the AMF or O & M), or setting up and measuring measurement reports for scheduling and mobility (Me It can perform functions such as asurement and measurement reporting configuration for mobility and scheduling.
  • Access and Mobility Function (AMF) hosts can be used for NAS signaling termination, NAS signaling security, AS Security control, and inter CN node signaling for mobility between 3GPP access networks.
  • node signaling for mobility between 3GPP access networks IDLE mode UE reachability (including control and execution of paging retransmission), UE in ACTIVE mode and IDLE mode Tracking Area list management (for UE in idle and active mode), AMF selection for handovers with AMF change, Access Authentication, Or perform key functions such as access authorization including check of roaming rights.
  • a user plane function (UPF) host is an anchor point for Intra- / Inter-RAT mobility (when applicable), an external PDU session point for the interconnection to the data network (if applicable).
  • (External PDU session point of interconnect to Data Network) Packet routing & forwarding, Packet inspection and User plane part of Policy rule enforcement, Traffic usage reporting ( Traffic usage reporting, Uplink classifier to support routing traffic flows to a data network, Branching point to support multi- homed PDU session, QoS handling for the user plane, e.g.
  • packet filtering gating, QoS handling for user plane, eg packet filtering, gating, UL / DL rate enforcement, uplink traffic verification (SDF to QoS flow mapping), transport level packet marking in downlink and uplink It can perform main functions such as packet marking in the uplink and downlink, or downlink packet buffering and downlink data notification triggering.
  • QoS handling for user plane eg packet filtering, gating, UL / DL rate enforcement, uplink traffic verification (SDF to QoS flow mapping), transport level packet marking in downlink and uplink
  • SDF to QoS flow mapping uplink traffic verification
  • transport level packet marking in downlink and uplink It can perform main functions such as packet marking in the uplink and downlink, or downlink packet buffering and downlink data notification triggering.
  • the Session Management Function (SMF) host is responsible for session management, UE IP address allocation and management, selection and control of UP functions, and traffic to the appropriate destinations.
  • Configure traffic steering at UPF to route traffic to proper destination, control part of policy enforcement and QoS, or downlink data notification Can perform key functions such as
  • the RRC_INACTIVE state is a state introduced to efficiently manage a specific terminal (eg, mMTC terminal).
  • the RRC_INACTIVE state may also be referred to as a lightly connected or lightweight connection (LC) state.
  • the terminal in the RRC_INACTIVE state performs a radio control procedure similar to the terminal in the RRC_IDLE state to reduce power consumption.
  • the terminal in the RRC_INACTIVE state maintains the connection state between the terminal and the network similarly to the RRC_CONNECTED state in order to minimize the control procedure required when transitioning to the RRC_CONNECTED state.
  • the radio connection resources are released, but the wired connection can be maintained.
  • radio access resources may be released, but the NG interface between gNB and NGC or the S1 interface between eNB and EPC may be maintained.
  • the core network recognizes that the terminal is normally connected to the base station.
  • the base station may not perform connection management for the terminal in the RRC_INACTIVE state.
  • the RRC_INACTIVE state and the quasi-connect mode can be considered to be substantially the same.
  • Beamforming techniques using multiple antennas can be classified into analog beamforming techniques (hereinafter referred to as analog beamforming) and digital beamforming techniques (hereinafter, referred to as "depending on where a beamforming weight vector or precoding vector is applied"). Digital beamforming).
  • Analog beamforming is a representative beamforming technique applied to early multi-antenna structures.
  • Analog beamforming branches the analog signal, which has completed digital signal processing, into a plurality of paths, and forms a beam by setting a phase shift (PS) and a power amplifier (PA) in each path.
  • PS and PA connected to each antenna process an analog signal derived from a single digital signal in analog beamforming. That is, the PS and the PA process complex weights in the analog stage.
  • the RF (radio frequency) chain refers to a processing block in which a baseband signal is converted into an analog signal.
  • the beam accuracy is determined by the characteristics of the PS and PA devices, and the control characteristics of the devices are advantageous for narrowband transmission.
  • the multiplexing gain for increasing the transmission rate is relatively small, and it is difficult to form beams for each user based on orthogonal resource allocation.
  • a beam may be formed by performing precoding in baseband processing.
  • the RF chain may comprise a PA. Accordingly, the complex weight derived for beamforming may be directly applied to the transmission data.
  • Digital beamforming may form a beam differently for each user, and thus may simultaneously support multi-user beamforming.
  • digital beamforming is capable of forming an independent beam for each user to which orthogonal resources are allocated, and thus has high scheduling flexibility.
  • digital beamforming may form an independent beam for each subcarrier when a technique such as MIMO-OFDM is applied in a broadband transmission environment. Therefore, digital beamforming can maximize the maximum data rate of a single user based on increased system capacity and enhanced beam gain. Therefore, MIMO technology based on digital beamforming has been introduced in 3G / 4G systems.
  • MIMO massive multiple-input multiple-output
  • a general cellular system assumes 8 maximum transmit / receive antennas applied to a MIMO environment. However, in a large MIMO environment, the maximum transmit / receive antennas may increase to tens or hundreds. If the existing digital beamforming is applied in a large MIMO environment, the digital signal processing for hundreds of transmitting antennas must be performed through baseband processing, and thus the complexity of signal processing becomes very large, and the number of RF chains required is the same The complexity of the hardware implementation is very large.
  • hybrid beamforming in which analog beamforming and digital beamforming are combined is required, rather than using only one of analog beamforming and digital beamforming as a beamforming technology. That is, a hybrid type transmitter stage structure may be required to reduce the complexity of hardware implementation of the transmitter stage according to the characteristics of analog beamforming, and to maximize the beamforming gain using a large number of transmit antennas according to the characteristics of digital beamforming. have.
  • hybrid beamforming aims to configure a transmitter that can take advantage of analog beamforming and digital beamforming in a large MIMO environment.
  • hybrid beamforming may form coarse beams through analog beamforming, and may form beams for multi-stream or multi-user transmission through digital beamforming.
  • the hybrid beamforming may have a structure that simultaneously performs analog beamforming and digital beamforming in order to reduce the implementation complexity or the hardware complexity of the transmitter.
  • millimeter wave (mmW) bands are being considered in the new RAT.
  • the ultra high frequency band has a short wavelength
  • a plurality of antennas may be installed in the same area.
  • the wavelength is 1 cm in the 30 GHz band
  • a total of 100 antenna elements are installed in a 0.5 lambda spacing and 2-dimension array on a panel having a size of 5 cm by 5 cm. Can be. If multiple antenna elements are used in the ultra-high frequency band, the coverage can be increased by increasing the beamforming gain and the throughput can be improved.
  • the UE may use a beam to perform a random access procedure. Specifically, the UE may select a beam for transmitting message 1 (ie, random access preamble) or message 3 (ie, PUSCH transmission or RRC connection request message for random access response). have. At this time, it is important to select an appropriate beam to successfully perform the random access procedure as quickly as possible.
  • message 1 ie, random access preamble
  • message 3 ie, PUSCH transmission or RRC connection request message for random access response.
  • the terminal may perform one or more access attempts by transmitting one or more random access preambles using one or more beams.
  • the terminal may transmit the random access preamble until it receives a random access response corresponding to the random access preamble or determines that contention resolution has been successfully performed.
  • Successful conflict resolution refers to a case where a series of processes for transmitting a HARQ ACK (ie, message 4) to the terminal is normally performed when the base station successfully decodes the RRC connection request message received from the terminal.
  • the terminal attempts the next access attempt (N In the +1 th), the beam may be reselected and a random access preamble may be transmitted through the reselected beam.
  • N In the +1 th the beam may be reselected and a random access preamble may be transmitted through the reselected beam.
  • M beams having excellent quality of the UE can be selected and a random access preamble can be transmitted through the selected M beams.
  • the operation of transmitting the random access preamble using M beams may be treated as one access attempt.
  • the UE performs N access attempts but does not receive a random access response corresponding to the transmitted random access preamble or does not determine that the collision resolution is successfully performed, the size of M may be adjusted and M beams may be adjusted. Can be reselected. Thereafter, the terminal may transmit one or more random access preambles using the beams reselected in the N + 1 th access attempt. In addition, the terminal may perform an access attempt for a set number (N times) until the terminal receives a random access response corresponding to the transmitted random access preamble or determines that collision resolution is successfully performed.
  • the random access procedure may be initiated when the terminal first accesses the target cell in the handover process.
  • the random access procedure may be classified into a non-competition based random access procedure or a contention based random access procedure.
  • the base station may indicate when which UE transmits which random access preamble over which beam.
  • the beam indicated by the base station may be determined based on a result of the UE measuring the target cell in the source cell.
  • the beam indicated by the base station is determined whether the beam indicated by the base station still has the best quality when the terminal moves to the target cell, that is, even after a certain time has passed since the measurement of the target cell. It is not guaranteed.
  • the random access procedure may be switched to the contention-based random access procedure.
  • the UE may transmit a beam most suitable for transmitting the random access preamble. You need to choose.
  • a contention-based random access procedure may be started from the beginning.
  • the terminal may adjust M by increasing or decreasing the size of M. That is, the terminal may increase M by a certain size (delta) or decrease by a certain size (delta), where the size of the delta may be signaled to the terminal by the base station (gNB or eNB). Meanwhile, the difference between the number of beams M1 before adjustment, the number of beams M2 after adjustment and between M1 and M2 may be signaled to the terminal by the base station, and M1 may be smaller than M2. In addition, M1 may be larger in size than M2. In addition, M1 and M2 may have the same size.
  • the above-described N is an integer of 1 or more, it can be signaled to the terminal by the base station.
  • the UE may measure a reference signal received power (RSRP) or a reference signal received quality (RSRQ) in the serving cell.
  • RSRP reference signal received power
  • RSRQ reference signal received quality
  • the terminal may receive the RACH configuration information associated with the beam from the network.
  • the RACH configuration information may include information about the number M of beams used to transmit the random access preamble.
  • the RRC configuration information may be received at the RRC layer of the terminal, and configuration related to the RACH may be performed at the MAC layer of the terminal.
  • the UE may set a plurality of M values based on the RACH configuration information received from the base station.
  • the terminal may select the M beams of good quality in the serving cell. For example, the terminal may select M beams in order of excellent quality.
  • the beam quality may be measured based on RSRP or RSRQ.
  • the terminal may preferentially select the M having the smallest size.
  • the terminal may set the counter to one.
  • the UE may transmit a random access preamble using a physical random access channel (PRACH) resource corresponding to the selected beams.
  • the random access preamble may include a random access preamble identifier (RAPID) for identifying the random access preamble.
  • RAPID random access preamble identifier
  • the terminal may monitor the random access response using the beam used to transmit the selected beam or the random access preamble.
  • step S910 if the terminal does not receive a random access response, the terminal may transmit one or more random access preambles using the PRACH resources corresponding to the selected beam.
  • the UE may transmit a random access preamble using each beam more than once.
  • the method of determining the number and order of use of each beam that is, unless the terminal receives the random access response or conflict resolution is successfully performed, the terminal performs the access attempt by transmitting the random access preamble a predetermined number of times (that is, the maximum value of the counter), but each access attempt May be performed based on the selected plurality of beams.
  • the access attempt may be performed by transmitting one or more random access preambles using the selected beam. have.
  • the terminal may increase the size of the counter by 1 each time the random access preamble is transmitted.
  • step S912 when the size of the counter is equal to the maximum value MAX_COUNTER of the counter, the terminal may adjust the value of M. Specifically, the terminal may select the next smaller M among a plurality of M values. That is, the terminal may adjust the size of M by increasing the value of M by a predetermined size.
  • the maximum value of the counter is an integer of 1 or more, and may be set by the base station.
  • the terminal may reselect the beam based on the adjusted M.
  • the terminal since the terminal adjusts the M to increase the value of M, the terminal may reselect a larger number of beams than before. Even in this case, the UE may reselect the beam based on RSRP or RSRQ.
  • the terminal may transmit a random access preamble using a PRACH resource corresponding to the reselected beam.
  • the terminal may reset the counter to one.
  • the terminal may monitor the random access response by using the reselected beam or the beam used to transmit the random access preamble.
  • step S920 if the terminal does not receive a random access response, the terminal may retransmit the random access preamble using the PRACH resources corresponding to the reselected beam. Whenever the UE does not receive a random access response corresponding to the transmitted random access preamble or when the UE determines that collision resolution has not been successfully performed, an access attempt is performed by transmitting one or more random access preambles using the selected beam. can do. In addition, the terminal may increment the counter by one each time the random access preamble is transmitted.
  • the terminal when the terminal does not receive a random access response corresponding to the transmitted random access preamble or when the terminal determines that the contention resolution was not successfully performed, the terminal may repeat step S912.
  • the terminal may receive a random access response corresponding to the random access preamble.
  • the random access response may include a random access preamble identifier corresponding to the random access preamble.
  • the terminal may transmit message 3 using the uplink grant included in the random access response. According to an embodiment, even when transmitting the message 3, the terminal may use the selected beams.
  • the base station may transmit a message 4 indicating that the conflict resolution is successfully completed to the terminal.
  • Message 4 may be an RRC connection establishment message.
  • steps S904 to S924 of FIG. 9 may be performed by the MAC entity of the terminal.
  • FIG. 10 is a flowchart illustrating a method of performing a random access procedure according to an embodiment of the present invention.
  • the terminal may select a first beam group including the set number M of beams.
  • the terminal may transmit a random access preamble to the base station through the first beam group.
  • the terminal may adjust the value of M.
  • the terminal may reselect the second beam group including the adjusted M beams.
  • the terminal may transmit the random access preamble to the base station through the second beam group. If it is determined that the random access procedure has failed, it is determined that a response corresponding to the random access preamble is not received while the random access preamble is transmitted a predetermined number of times, or when it is determined that collision resolution was not successfully performed. It can be either.
  • the threshold may be a value related to RSRP (Reference Signal Received Power) or RSRQ (Reference Signal Received Quality).
  • the terminal may transmit the random access preamble by using the beam included in the first beam group one or more times.
  • the terminal may adjust the value of M such that the size of M increases.
  • the terminal may further include receiving setting information regarding a plurality of values of M from the base station, and may adjust the values of M in a small order.
  • the base station may be a base station of a target cell to perform handover.
  • FIG. 11 illustrates a wireless communication system in which an embodiment of the present invention is implemented.
  • the UE 1100 includes a processor 1110, a memory 1120, and a transceiver 1130.
  • the memory 1120 is connected to the processor 1110 and stores various information for driving the processor 1110.
  • the transceiver 1130 is connected to the processor 1110 and transmits a radio signal to the network node 1200 or receives a radio signal from the network node 1200.
  • the processor 1110 may be configured to implement the functions, processes, and / or methods described herein. More specifically, the processor 1110 may control the transceiver 1130 to perform steps S902 to S924 in FIG. 9. The processor 1110 may control the transceiver 1130 to perform steps S1002 to S1008 in FIG. 10.
  • the network node 1200 includes a processor 1210, a memory 1220, and a transceiver 1230.
  • the network node 1200 may be any one of an eNB, gNB, ng-eNB, and en-gNB.
  • the network node 1200 may be either MN or SN described above.
  • the memory 1220 is connected to the processor 1210 and stores various information for driving the processor 1210.
  • the transceiver 1230 is connected to the processor 1210 and transmits a radio signal to the UE 1100 or receives a radio signal from the UE 1100.
  • Processors 1110 and 1210 may include application-specific integrated circuits (ASICs), other chipsets, logic circuits, and / or data processing devices.
  • the memories 1120 and 1220 may include read-only memory (ROM), random access memory (RAM), flash memory, memory cards, storage media, and / or other storage devices.
  • the transceivers 1130 and 1230 may include a baseband circuit for processing radio frequency signals.
  • the above-described technique may be implemented as a module (process, function, etc.) for performing the above-described function.
  • the module may be stored in the memories 1120 and 1220 and executed by the processors 1110 and 1210.
  • the memories 1120 and 1220 may be inside or outside the processors 1110 and 1210 and may be connected to the processors 1110 and 1210 by various well-known means.
  • the RRC layer 1111, PDCP layer 1112, RLC layer 1113, MAC layer 1114 and physical layer 1115 may be implemented by the processor 1110.
  • the RRC layer 1111 may be configured to implement the functions, processes, and / or methods of the processor 1110.
  • FIG. 13 shows a processor of the network node shown in FIG.
  • the RRC layer 1211, PDCP layer 1212, RLC layer 1213, MAC layer 1214 and physical layer 1215 may be implemented by the processor 1210.
  • the RRC layer 1211 may be configured to implement the functions, processes, and / or methods of the processor 1210.

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Abstract

L'invention concerne un procédé visant à faire effectuer par un terminal une procédure d'accès aléatoire dans un système de communication sans fil. Le procédé comprend les étapes consistant à : sélectionner un premier groupe de faisceaux comprenant un nombre configuré (M) de faisceaux; transmettre un préambule d'accès aléatoire à une station de base via le premier groupe de faisceaux; ajuster une valeur de M lorsqu'il est déterminé que la procédure d'accès aléatoire a échoué; et resélectionner un second groupe de faisceaux comprenant le nombre ajusté de faisceaux M.
PCT/KR2018/004942 2017-04-28 2018-04-27 Procédé pour effectuer un accès aléatoire, et dispositif prenant en charge celui-ci WO2018199693A1 (fr)

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WO2015046895A1 (fr) * 2013-09-27 2015-04-02 삼성전자주식회사 Appareil et méthode de transmission et de réception d'informations de faisceau dans un système de communication sans fil
KR20150086445A (ko) * 2014-01-17 2015-07-28 한국전자통신연구원 무선 통신 시스템의 협력 통신 방법 및 장치
WO2017022112A1 (fr) * 2015-08-05 2017-02-09 三菱電機株式会社 Dispositif de communication sans fil

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