WO2016011640A1 - Identification method based on handprint imaging - Google Patents

Identification method based on handprint imaging Download PDF

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Publication number
WO2016011640A1
WO2016011640A1 PCT/CN2014/082924 CN2014082924W WO2016011640A1 WO 2016011640 A1 WO2016011640 A1 WO 2016011640A1 CN 2014082924 W CN2014082924 W CN 2014082924W WO 2016011640 A1 WO2016011640 A1 WO 2016011640A1
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Prior art keywords
fingerprint
image
point
matching
palmprint
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PCT/CN2014/082924
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French (fr)
Chinese (zh)
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徐勇
颜珂
汪晓丹
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哈尔滨工业大学深圳研究生院
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Priority to PCT/CN2014/082924 priority Critical patent/WO2016011640A1/en
Publication of WO2016011640A1 publication Critical patent/WO2016011640A1/en

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    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06VIMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V10/00Arrangements for image or video recognition or understanding
    • G06V10/40Extraction of image or video features

Definitions

  • the present invention relates to an identification method, and more particularly to an identification method based on a hand image texture.
  • Fingerprint is one of the earliest biological features used to identify identities. It consists of ridge lines and valley lines. It is unique and life-long for everyone, and thus becomes one of the most commonly used and most reliable means of identification. Pick your thumb or index finger for identification. Fingerprint recognition is widely used, and it is mainly used in the fields of attendance, customs, public security and security. Palmprint is a rising star in biometrics relative to fingerprints. It has similar characteristics to fingerprints. It consists of various kinds of lines, and it is also unique and lifelong, but it also has its distinctive features:
  • the palm print area is large, so more information can be provided; 2.
  • the palm print has other characteristics (lifeline, career line, wisdom line, etc.), and also has uniqueness and lifetime. Sexuality; 3, it is usually possible to obtain the contour information of the palm when acquiring the palm print; and so on.
  • both of these features have the advantages of convenient collection and easy promotion.
  • most of the market-based identification devices based on palm prints and fingerprints have a single function and can only recognize a single biological feature. If the subject's fingerprint or palm print is injured or inconvenient to identify, the identification cannot be performed. In view of the market gap and demand, this paper proposes a combination of palmprint and fingerprint reader.
  • the fingerprint is not convenient to identify, it can be identified by palmprint, and vice versa, which greatly increases the flexibility of recognition and introduces double fingerprints in a pioneering manner.
  • the index finger and the middle finger are recognized, and the fingerprint recognition accuracy is improved, thereby improving the overall system recognition effect.
  • the present invention provides an identification method based on hand image texture, which includes the following steps:
  • Step 1 Register, collect palm prints and fingerprints separately; Step 2: Image preprocessing;
  • Step 3 Determine whether the input image is a palm print or a fingerprint:
  • the fingerprint is identified according to the fingerprint identification method
  • Step 4 The palmprint recognition steps are as follows:
  • Step 4. 1 Extracting the palm contour
  • Edge detection is performed on the palmprint image, and the edge of the image is formed into a unimodal function by a differential operator, and the peak position corresponds to the edge point, and is extracted to the palmprint contour;
  • Step 4. 2 Calculating the shape context uniformly selects M samples on the palmprint contour Point, given a point, and use it as the origin of the log polar coordinate system, the coordinates of other points are obtained based on the given point, connecting the point with the remaining points will get - 1 vector, these vectors can describe the palm
  • the contour of the pattern is based on the position distribution of a given point.
  • the transformation formula from Cartesian coordinates to log polar coordinates is as follows:
  • y is the test sample
  • Matching weights - arg m ⁇ w eighty ⁇ ⁇ ) ⁇ where ⁇ . indicates the corresponding first perfect match, indicating the matching match corresponding to the contour Value, indicating the selected match,
  • Step 4.4 Feature Point Matching
  • denotes the first perfect match
  • v ⁇ g denotes the matching weight corresponding to the feature point matching
  • ⁇ ⁇ denotes the selected match
  • test sample is determined to belong to the class.
  • Class gm ⁇ T weight ⁇ ⁇ ) ⁇ If it is a fingerprint, it can be identified according to the conventional method of the prior art or the following method.
  • the image preprocessing process of the second step includes: filtering, binarizing, refining, extracting feature points, and removing pseudo feature points.
  • refinement extracting the centerline of the ridge to a pixel width instead of the ridge line without changing the fingerprint and the palm line topology; extracting the feature points: extracting the feature points, including : starting point, bifurcation point, intersection point; removing pseudo feature points: In the feature point extraction process, it is easy to misjudge the fingerprint and palm line at the edge of the image as the starting point. These false positive points are called pseudo Feature points, need to be removed.
  • step 4.1 the palm contour is extracted.
  • the Laplace-Gaussian operator performs edge detection on the palmprint image.
  • the matching algorithm in step 4.3 adopts a Hungarian match ( as a further improvement of the present invention, fingerprint recognition includes the following steps:
  • the midpoint is used as the normal of the connection.
  • the normal fingerprint is used as the dividing line to divide the fingerprint image into the fingerprint image of the index finger and the fingerprint image of the middle finger. The following operations are performed on the two fingerprints. Fingerprint images are separately performed;
  • the core points are detected by curvature, and the X-direction component and the y-direction component difference are calculated for each small block:
  • ⁇ , ⁇ , ⁇ respectively represent the displacement difference and the angle difference between the original fingerprint image and the template image in the X direction, the y direction, and can be based on the original fingerprint image and the center point on the template image
  • Desision - argimnii As an advancement of the present invention, the gradient calculation is calculated using a template.
  • the beneficial effects of the present invention are:
  • the recognition method discards the conventional single recognition mode, including the palmprint recognition and fingerprint recognition system.
  • the test subject can input any one of palm print and fingerprint, and the system will automatically recognize the input feature as palm print or fingerprint, and finally complete the match. Pioneering the introduction of dual fingerprint recognition to further improve fingerprint recognition accuracy.
  • DRAWINGS 1 is a schematic structural view of a palmprint and fingerprint recognition system of the present invention
  • Step 1 Registration stage, collect palm prints and fingerprints
  • Step 2 Image Preprocessing Stage
  • the general preprocessing process includes: filtering, binarization, refinement, extracting feature points, and removing pseudo feature points.
  • Filtering Filter out unwanted information (noise) and enhance useful information
  • Extract feature points Extract detailed feature points, including: start and end points, bifurcation points, and intersection points.
  • the weight can be determined as the matching distance, that is, the matching distance between all matching pairs.
  • the matching algorithm in this paper takes a Hungarian match.
  • the perfect match between the test sample y and the palmprint contour matching weight is obtained, and the minimum matching weight is recorded.
  • ⁇ . indicates the corresponding first perfect match, indicating that the contour matches the corresponding matching weight, indicating the selected match.
  • the feature points are extracted from the palmprint image in the new sample space, and the feature points closest to the palmprint center are selected for identification matching.
  • the matching algorithm still selects the Hungarian algorithm.
  • the perfect match between the test sample and its feature point matching weight is obtained, and the minimum matching weight is recorded.
  • ⁇ ⁇ wgm ⁇ weight' ⁇ ( ⁇ ) ⁇ where ⁇ represents the first perfect match, ) indicates that the feature points match the corresponding matching weights, and ⁇ ⁇ indicates the selected matches.
  • test sample is determined to belong to the class.
  • the midpoint is used as the normal of the connection.
  • the normal fingerprint is used as the dividing line to divide the fingerprint image into the index finger image and the middle finger fingerprint image. The following operations are performed separately for the two fingerprint images.
  • the core points are detected by curvature, and the X-direction component and the y-direction component difference are calculated for each small block separately.
  • ⁇ , ⁇ , ⁇ respectively represent the displacement difference and the angle difference between the original fingerprint image and the template image in the X direction, the y direction, and can be based on the original fingerprint image and the center point on the template image
  • the matching algorithm selects the Hungarian tooth;
  • the algorithm is similar to the palmprint feature point matching, and will not be described here.

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  • Engineering & Computer Science (AREA)
  • Physics & Mathematics (AREA)
  • General Physics & Mathematics (AREA)
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Abstract

An identification method based on handprint imaging, comprising the following steps: step I: registration, respectively acquiring a palm print and fingerprint; step II: image pre-processing; step III: determining whether an input image is a palm print or a fingerprint; step IV: palm print identification. The identification method abandons a traditional single identification mode, and comprises both palm print identification and fingerprint identification systems. A to-be-tested person inputs a palm print or fingerprint, and the system automatically identifies that the input characteristic is the palm print or the fingerprint, and finalizes matching. The present invention creatively introduces a double-fingerprint identification, thus further improving the precision of fingerprint identification.

Description

基于手部图像纹理的身份识别方法  Identity recognition method based on hand image texture
技术领域 本发明涉及身份识别方法, 尤其涉及基于手部图像纹理的身份识别方法。 背景技术 指纹是最早用来识别身份的生物特征之一, 由脊线和谷线组成, 对每个 人具有唯一性和终身性, 因此成为最常用也最可靠的身份识别的手段之一, 目前一般选取拇指或食指用于识别。 指纹识别应用广泛, 目前主要应用于考 勤, 海关, 公安安保等领域。 掌纹相对于指纹而言是生物特征识别界的后起之秀, 与指纹有类似的特 征, 由各类纹线组成, 也具有唯一性和终身性,但相比之下也有其显著特征:TECHNICAL FIELD The present invention relates to an identification method, and more particularly to an identification method based on a hand image texture. BACKGROUND OF THE INVENTION Fingerprint is one of the earliest biological features used to identify identities. It consists of ridge lines and valley lines. It is unique and life-long for everyone, and thus becomes one of the most commonly used and most reliable means of identification. Pick your thumb or index finger for identification. Fingerprint recognition is widely used, and it is mainly used in the fields of attendance, customs, public security and security. Palmprint is a rising star in biometrics relative to fingerprints. It has similar characteristics to fingerprints. It consists of various kinds of lines, and it is also unique and lifelong, but it also has its distinctive features:
1、 掌纹面积大, 因此可提供更多的信息; 2、 除了脊线与谷线之外, 掌纹还 具有其他特征 (生命线, 事业线, 智慧线等), 并且也具有唯一性和终身性; 3、 在获取掌纹时通常可能获取到手掌的轮廓信息; 等等。 基于上述指纹与掌纹的特征来看, 这两种特征都具有方便采集, 便于推 广的优点。 但目前市场销售基于掌纹与指纹的识别仪大都功能单一, 只能识 别单一的生物特征。 若受试者的指纹或者掌纹受伤或不方便进行识别时, 则 识别无法进行。 针对市场缺口以及需求, 本文提出融合掌纹和指纹识别仪, 若指纹不方便识别, 则可用掌纹进行识别, 反之亦然, 大大增加了识别的灵 活性, 并且开创性引入双指纹 (本文选取食指与中指) 识别, 进一歩提高了 指纹识别精度, 从而提高整个系统识别效果。 1. The palm print area is large, so more information can be provided; 2. In addition to the ridge line and the valley line, the palm print has other characteristics (lifeline, career line, wisdom line, etc.), and also has uniqueness and lifetime. Sexuality; 3, it is usually possible to obtain the contour information of the palm when acquiring the palm print; and so on. Based on the above characteristics of the fingerprint and the palm print, both of these features have the advantages of convenient collection and easy promotion. However, most of the market-based identification devices based on palm prints and fingerprints have a single function and can only recognize a single biological feature. If the subject's fingerprint or palm print is injured or inconvenient to identify, the identification cannot be performed. In view of the market gap and demand, this paper proposes a combination of palmprint and fingerprint reader. If the fingerprint is not convenient to identify, it can be identified by palmprint, and vice versa, which greatly increases the flexibility of recognition and introduces double fingerprints in a pioneering manner. The index finger and the middle finger are recognized, and the fingerprint recognition accuracy is improved, thereby improving the overall system recognition effect.
发明内容 为了解决现有技术中问题, 本发明提供了一种基于手部图像纹理的身份 识别方法, 包括如下歩骤: SUMMARY OF THE INVENTION In order to solve the problems in the prior art, the present invention provides an identification method based on hand image texture, which includes the following steps:
歩骤一: 注册, 分别采集掌纹和指纹; 歩骤二: 图像预处理; Step 1: Register, collect palm prints and fingerprints separately; Step 2: Image preprocessing;
歩骤三: 判断输入图像为掌纹还是指纹:  Step 3: Determine whether the input image is a palm print or a fingerprint:
检测图像中有效像素占整个图像的比例^^, 其中有效像素指的是纹路对 应的像素, 设定一个阈值 7¾ ^^, 若有效像素比例大于给定阈值, 则判 断该图像为掌纹图像, 按照掌纹识别方法进行识别, 反之判断为指纹, 按 照指纹识别方法进行识别;  Detecting the ratio of effective pixels in the image to the entire image ^^, wherein the effective pixel refers to the pixel corresponding to the texture, and setting a threshold value of 73⁄4 ^^, if the effective pixel ratio is greater than a given threshold, determining that the image is a palm print image, According to the palmprint recognition method for identification, and vice versa, the fingerprint is identified according to the fingerprint identification method;
歩骤四: 掌纹识别歩骤如下:  Step 4: The palmprint recognition steps are as follows:
歩骤 4. 1 : 提取掌纹轮廓  Step 4. 1 : Extracting the palm contour
对掌纹图像进行边缘检测, 图像边缘经过微分算子形成单峰函数, 峰值位 置对应边缘点, 提取到掌纹轮廓; 歩骤 4. 2 : 计算形状上下文 在掌纹轮廓上均匀选取 M个样本点, 给定一个点, 并把它作为对数极坐标 系的原点, 其他点的坐标则基于给定点获得, 连接该点与剩下的点则会获得 - 1个向量, 这些向量可以描述掌纹轮廓基于给定点的位置分布, 从直角坐标 到对数极坐标的变换公式如下:  Edge detection is performed on the palmprint image, and the edge of the image is formed into a unimodal function by a differential operator, and the peak position corresponds to the edge point, and is extracted to the palmprint contour; Step 4. 2: Calculating the shape context uniformly selects M samples on the palmprint contour Point, given a point, and use it as the origin of the log polar coordinate system, the coordinates of other points are obtained based on the given point, connecting the point with the remaining points will get - 1 vector, these vectors can describe the palm The contour of the pattern is based on the position distribution of a given point. The transformation formula from Cartesian coordinates to log polar coordinates is as follows:
p = \ g ^x2 + y2 . p = \ g ^x 2 + y 2 .
θ = arctan y I x (if x > 0) 歩骤 4. 3 : 掌纹轮廓匹配 将测试样本与训练样本基于掌纹轮廓的匹配问题转化为带权值的二部图 匹配问题, 其中权值定为匹配距离, 即匹配后所有匹配对间距离, 假设有 C类掌纹, 每类掌纹有 m个训练样本, X, = [ .., ], = l,2,...C表示 第 类掌纹样本, y为测试样本, 则用以下方法进行掌纹识别: 对于每一类中的每一个训练样本 , 求测试样本 y与其掌纹轮廓匹配权值 最小的完美匹配, 记录其最小匹配权值: - arg m{w eighty {π } ) } 其中^.表示对应的第 个完美匹配, 表示轮廓匹配对应的匹配权 值, 表示选中的匹配, θ = arctan y I x (if x > 0) Step 4. 3: Palmprint contour matching transforms the matching problem of the test sample and the training sample based on the palmprint contour into a bipartite graph matching problem with weights, where the weight It is defined as the matching distance, that is, the matching distance between all matching pairs. It is assumed that there is a class C palm print, and each type of palm print has m training samples, X, = [ .., ], = l, 2, ... C For the first type of palmprint sample, y is the test sample, then the following method is used for palmprint recognition: For each training sample in each class, the perfect match between the test sample y and the palmprint contour matching weight is obtained, and the minimum is recorded. Matching weights: - arg m{w eighty {π } ) } where ^. indicates the corresponding first perfect match, indicating the matching match corresponding to the contour Value, indicating the selected match,
根据最小匹配权值从小到大排序, 选出前 N个最小匹配权值对应的训练样 本构造新的训练样本空间 Χ'={Α, '2 ,...,^} ; According to the smallest matching weights from small to large, the training samples corresponding to the first N minimum matching weights are selected to construct a new training sample space Χ'={Α, ' 2 ,..., ^} ;
歩骤 4.4: 特征点匹配 Step 4.4: Feature Point Matching
对新的样本空间内的掌纹图像提取特征点, 并选取离掌纹中心最近的 个 特征点用于识别匹配,  Extract feature points from the palmprint image in the new sample space, and select the feature points closest to the palm print center to identify the match.
对于新样本空间中的样本 ,求测试样本与其特征点匹配权值最小的完美 匹配, 记录其最小匹配权值,  For the samples in the new sample space, find the perfect match between the test sample and its feature point matching weight, and record the minimum matching weight.
ΦΝ = wgm {weight' Ν (^)} Φ Ν = wgm {weight' Ν (^)}
其中 Α表示第 Ζ个完美匹配, v^g )表示特征点匹配对应的匹配权值, φΝ 表示选中的匹配, Where Α denotes the first perfect match, v^g ) denotes the matching weight corresponding to the feature point matching, and φ Ν denotes the selected match,
当测试样本与新样本空间中某一类所有训练样本的最小特征点匹配权值 总和最小时, 则判定测试样本属于该类,  When the sum of the minimum feature point matching weights of all the training samples of a certain class in the new sample space is the smallest, then the test sample is determined to belong to the class.
class = gm {T weight^ {φ)}^ 如果是指纹, 可以按照现有技术的常规方法或以 下方法进行识别。 Class = gm {T weight^ {φ)}^ If it is a fingerprint, it can be identified according to the conventional method of the prior art or the following method.
作为本发明的进一歩改进, 歩骤二的图像预处理过程包括: 滤波, 二值 化, 细化, 提取特征点, 去除伪特征点。  As a further improvement of the present invention, the image preprocessing process of the second step includes: filtering, binarizing, refining, extracting feature points, and removing pseudo feature points.
作为本发明的进一歩改进, 细化: 在不改变指纹和掌纹纹线拓扑结构的 前提下, 提取纹线中轴线至一个像素宽来代替纹线; 提取特征点: 提取细节 特征点, 包括: 起终点, 分叉点, 交叉点; 去除伪特征点: 在特征点提取过 程中, 容易把指纹和掌纹纹线在图像边缘的部分误判为起终点, 这些误判的 点称为伪特征点, 需要去除。  As a further improvement of the present invention, refinement: extracting the centerline of the ridge to a pixel width instead of the ridge line without changing the fingerprint and the palm line topology; extracting the feature points: extracting the feature points, including : starting point, bifurcation point, intersection point; removing pseudo feature points: In the feature point extraction process, it is easy to misjudge the fingerprint and palm line at the edge of the image as the starting point. These false positive points are called pseudo Feature points, need to be removed.
作为本发明的进一歩改进, 歩骤 4.1中, 提取掌纹轮廓采用  As a further improvement of the present invention, in step 4.1, the palm contour is extracted.
Laplace-Gaussian算子来对掌纹图像进行边缘检测。 作为本发明的进 :进, 步骤 4.3中的匹配算法采取匈牙利匹配( 作为本发明的进一步改进, 指纹识别包括如下步骤: The Laplace-Gaussian operator performs edge detection on the palmprint image. As a further improvement of the present invention, the matching algorithm in step 4.3 adopts a Hungarian match ( as a further improvement of the present invention, fingerprint recognition includes the following steps:
1) 指纹分割 1) Fingerprint segmentation
找到两个指紋间最近两点的连线与连线中点, 过中点作该连线法线, 以法 线为分割线将双指纹图像分成食指指纹图像和中指指纹图像, 以下操作对两 个指纹图像分别进行;  Find the connection between the last two points of the two fingerprints and the midpoint of the connection. The midpoint is used as the normal of the connection. The normal fingerprint is used as the dividing line to divide the fingerprint image into the fingerprint image of the index finger and the fingerprint image of the middle finger. The following operations are performed on the two fingerprints. Fingerprint images are separately performed;
2) 梯度法进行方向场估计  2) Gradient method for direction field estimation
将指纹图像分割成 ννχνν的小块;  Dividing the fingerprint image into small pieces of ννχνν;
计算每一个小块中每一个像素点 ( )的 X方向上梯度 0', , 以及 y方向上 梯度^ (, ;  Calculate the gradient 0', and the gradient in the y direction of each pixel ( ) in each small block ( );
估计每个点的方向  Estimate the direction of each point
^2dx{u,v)dy{u,v) ^2d x {u,v)d y {u,v)
1  1
∑ ∑¾(α,ν)^(α,ν)  ∑ ∑3⁄4(α,ν)^(α,ν)
3) 检测核心点 3) Detection core point
通过曲率检测核心点, 对每一小块分别计算 X方向分量和 y方向分量差值:  The core points are detected by curvature, and the X-direction component and the y-direction component difference are calculated for each small block:
Diff Y = ^ sin 20(k, w)- sin 20(k,l) Diff Y = ^ sin 20(k, w)- sin 20(k,l)
Diff X = ^cos2^(u-J) -^cos26»(l,/) Diff X = ^cos2^(u-J) -^cos26»(l,/)
1=1 l=\ 若点 (^)上的0 Y和 X都为负值则该点为曲率点 C,  1=1 l=\ If the 0 Y and X on the point (^) are both negative, the point is the curvature point C,
位到核心点; Bit to the core point;
4) 配准  4) Registration
给定一个指纹模板, 对所有指纹基于模板指纹进行配准:
Figure imgf000006_0001
Given a fingerprint template, register all fingerprints based on the template fingerprint:
Figure imgf000006_0001
其中 为原指纹图像上的点, Ατ, Δ^, Δ^分别表示原指纹图像与模板图像 间在 X方向, y方向上的位移差以及角度差, 可基于原指纹图像与模板图像上 中心点的这三个参数计算;  Where is the point on the original fingerprint image, Ατ, Δ^, Δ^ respectively represent the displacement difference and the angle difference between the original fingerprint image and the template image in the X direction, the y direction, and can be based on the original fingerprint image and the center point on the template image These three parameters are calculated;
5 ) 识别 5) Identification
假设有 C个人采集了双指纹, 每个人采集了 m个训练样本, X, = [ .., ], = l,2,...C表示第 ί类双指纹样本, y为测试样本, 则用以下方法 进行指纹识别:  Suppose there are C individuals who have collected double fingerprints. Each person has collected m training samples. X, = [ .., ], = l, 2, ... C indicates the type of double fingerprint samples, and y is the test sample. Use the following methods for fingerprint recognition:
选取离指纹核心点最近的 个特征点用于识别匹配;  Select the feature points closest to the fingerprint core point to identify the match;
当两个指纹块匹配分别都作了类别归属决策后, 计算每个指纹块与所属类 别所有训练样本间的平均误差: 丄∑|<L„_ y| 其中 w = l时, 代表食指指纹块, w = 2时, 代表中指指纹块, 表示对 应块的类别决策;  After the two fingerprint block matching respectively make the category attribution decision, calculate the average error between each fingerprint block and all training samples of the category: 丄∑|<L„_ y| where w = l, represents the index finger fingerprint block , when w = 2, represents the middle finger fingerprint block, indicating the category decision of the corresponding block;
产生最终决策:  Produce the final decision:
Desision - argimnii 作为本发明的进 〔进, 歩骤 2 ) 中, 梯度计算用 模板计算, 本发明的有益效果是: 该识别方法摒弃了传统单一识别模式, 包括掌纹识别与指纹识别系统。 受试人员可输入掌纹与指纹中的任意一种, 系统会自动识别输入特征为掌纹 还是指纹, 最后完成匹配。 开创性引入双指纹识别, 进一歩提高指纹识别精 度。  Desision - argimnii As an advancement of the present invention, the gradient calculation is calculated using a template. The beneficial effects of the present invention are: The recognition method discards the conventional single recognition mode, including the palmprint recognition and fingerprint recognition system. The test subject can input any one of palm print and fingerprint, and the system will automatically recognize the input feature as palm print or fingerprint, and finally complete the match. Pioneering the introduction of dual fingerprint recognition to further improve fingerprint recognition accuracy.
附图说明 图 1是本发明掌纹与指纹识别系统结构示意图; DRAWINGS 1 is a schematic structural view of a palmprint and fingerprint recognition system of the present invention;
图 2是本发明识别过程流程图。  2 is a flow chart of the identification process of the present invention.
具体实施方式 下面结合附图对本发明做进一歩说明。 BEST MODE FOR CARRYING OUT THE INVENTION Hereinafter, the present invention will be further described with reference to the accompanying drawings.
掌紋和指紋识别步骤: Palmprint and fingerprint identification steps:
步骤一: 注册阶段, 分别采集掌纹和指紋 Step 1: Registration stage, collect palm prints and fingerprints
步骤二: 图像预处理阶段 Step 2: Image Preprocessing Stage
由于采集时手部皮肤的干燥程度, 以及采集设备本身产生的噪音干扰, 采 集到的掌纹和指纹图片效果往往不够理想, 影响后续特征点提取的效果。 为 了消除噪声, 我们需要对掌纹与指纹图像进行预处理, 一般的预处理过程包 括: 滤波, 二值化, 细化, 提取特征点, 去除伪特征点。  Due to the dryness of the skin of the hand during collection and the noise interference generated by the collection device itself, the effects of the collected palm prints and fingerprint images are often not ideal, which affects the effect of subsequent feature point extraction. In order to eliminate noise, we need to preprocess palmprint and fingerprint images. The general preprocessing process includes: filtering, binarization, refinement, extracting feature points, and removing pseudo feature points.
滤波: 滤去无用信息 (噪声), 增强有用信息;  Filtering: Filter out unwanted information (noise) and enhance useful information;
二值化: 由于掌纹和指纹只包括脊线与谷线, 因此完全可以由二值化图像 来描述;  Binarization: Since palm prints and fingerprints only include ridges and valleys, they can be completely described by binarized images;
细化: 在不改变指纹和掌纹纹线拓扑结构的前提下, 提取纹线中轴线至一 个像素宽来代替纹线, 有利于后续特征点的提取。  Refinement: Under the premise of not changing the fingerprint and palm line topology, the centerline of the line is extracted to a pixel width instead of the line, which is beneficial to the extraction of subsequent feature points.
提取特征点: 提取细节特征点, 包括: 起终点, 分叉点, 交叉点。  Extract feature points: Extract detailed feature points, including: start and end points, bifurcation points, and intersection points.
去除伪特征点: 在特征点提取过程中, 容易把指纹和掌纹纹线在图像边缘 的部分误判为起终点, 这些误判的点称为伪特征点, 需要去除。  Removal of pseudo-feature points: In the feature point extraction process, it is easy to misjudge the fingerprint and the palm line at the edge of the image as the end point. These misjudged points are called pseudo-feature points and need to be removed.
步骤三: 识别阶段 Step 3: Identification stage
在进行识别之前我们需要先判断输入图像为掌纹还是指纹, 本文中采用的 方法是检测图像中有效像素占整个图像的比例 ito。, 其中有效像素指的是纹 路对应的像素, 设定一个阈值 7¾ ^^, 若有效像素比例大于给定阈值, 则判 断该图像为掌纹图像,按照后文中掌纹识别方法进行识别,反之判断为指纹, 按照指纹识别方法进行识别。 输入图像 = + /、 ^.. Before we can identify, we need to judge whether the input image is palm print or fingerprint. The method used in this paper is to detect the ratio of effective pixels in the image to the whole image. , where the effective pixel refers to the pixel corresponding to the texture, and sets a threshold value of 73⁄4 ^^, if the effective pixel ratio is greater than a given threshold, then The image is broken as a palmprint image, and is identified according to the palmprint recognition method in the following text, and is determined as a fingerprint, and is identified according to the fingerprint recognition method. Input image = + / , ^..
L指纹图像, RWz'i? < Threshold  L fingerprint image, RWz'i? < Threshold
1、 掌紋识别: 1, palmprint recognition:
1) 提取掌纹轮廓  1) Extract the palm contour
我们采用 Laplace-Gaussian算子来对掌纹图像进行边缘检测, 图像边缘 经过微分算子形成单峰函数, 峰值位置对应边缘点。 基于此, 我们提取到掌 纹轮廓。 2) 计算形状上下文  We use the Laplace-Gaussian operator to perform edge detection on the palmprint image. The edge of the image is formed by a differential operator to form a unimodal function, and the peak position corresponds to the edge point. Based on this, we extracted the palm outline. 2) Calculate the shape context
在掌纹轮廓上均匀选取 M个样本点, 给定一个点, 并把它作为对数极坐标 系的原点, 其他点的坐标则基于给定点获得, 连接该点与剩下的点则会获得 -1个向量, 这些向量可以描述掌纹轮廓基于给定点的位置分布。从直角坐标 Select M sample points evenly on the palmprint outline, give a point, and use it as the origin of the log polar coordinate system. The coordinates of other points are obtained based on the given point. Connecting the point with the remaining points will get - 1 vector, these vectors can describe the positional distribution of the palmprint outline based on a given point. From Cartesian coordinates
(笛卡尔坐标) 到对数极坐标的变换公式如下: (Cartesian coordinates) The transformation formula to the log polar coordinates is as follows:
p = \ g^x2 + y2 p = \ g^x 2 + y 2
θ = arctan y I x (if x>0)  θ = arctan y I x (if x>0)
3) 掌纹轮廓匹配 3) Palmprint contour matching
对于测试样本与训练样本基于掌纹轮廓的匹配问题可以转化为带权值的 二部图匹配问题,其中权值可以定为匹配距离,即匹配后所有匹配对间距离。 本文中匹配算法采取匈牙利匹配。  For the test sample and the training sample based on the palmprint contour matching problem can be transformed into a weighted bipartite graph matching problem, where the weight can be determined as the matching distance, that is, the matching distance between all matching pairs. The matching algorithm in this paper takes a Hungarian match.
假设有 C类掌纹, 每类掌纹有 m个训练样本, X, =[ .., ], = l,2,...C表示 第 类掌纹样本, y为测试样本, 则用以下方法进行掌纹识别。  Suppose there is a class C palm print, each type of palm print has m training samples, X, =[ .., ], = l,2,...C represents the first type of palmprint sample, and y is the test sample, then the following The method performs palmprint recognition.
对于每一类中的每一个训练样本 , 求测试样本 y与其掌纹轮廓匹配权值 最小的完美匹配, 记录其最小匹配权值。 - arg mm{w eighty {π . ) } 其中^.表示对应的第 个完美匹配, 表示轮廓匹配对应的匹配权 值, 表示选中的匹配。 For each training sample in each class, the perfect match between the test sample y and the palmprint contour matching weight is obtained, and the minimum matching weight is recorded. - arg mm{w eighty {π . ) } Where ^. indicates the corresponding first perfect match, indicating that the contour matches the corresponding matching weight, indicating the selected match.
根据最小匹配权值从小到大排序, 选出前 N个最小匹配权值对应的训练样 本构造新的训练样本空间 Χ'={Α, '2 ,..., ^}。 According to the smallest matching weights from small to large, the training samples corresponding to the first N minimum matching weights are selected to construct a new training sample space Χ'={Α, ' 2 , . . . , ^}.
4) 特征点匹配 4) Feature point matching
对新的样本空间内的掌纹图像提取特征点, 并选取离掌纹中心最近的 个 特征点用于识别匹配, 匹配算法依然选择匈牙利算法。  The feature points are extracted from the palmprint image in the new sample space, and the feature points closest to the palmprint center are selected for identification matching. The matching algorithm still selects the Hungarian algorithm.
对于新样本空间中的样本 ,求测试样本与其特征点匹配权值最小的完美 匹配, 记录其最小匹配权值。  For the samples in the new sample space, the perfect match between the test sample and its feature point matching weight is obtained, and the minimum matching weight is recorded.
ΦΝ = wgm {weight' Ν (^)} 其中 Α表示第 Ζ个完美匹配,
Figure imgf000009_0001
)表示特征点匹配对应的匹配权值, φΝ 表示选中的匹配。
Φ Ν = wgm {weight' Ν (^)} where Α represents the first perfect match,
Figure imgf000009_0001
) indicates that the feature points match the corresponding matching weights, and φ Ν indicates the selected matches.
当测试样本与新样本空间中某一类所有训练样本的最小特征点匹配权值 总和最小时, 则判定测试样本属于该类。  When the sum of the minimum feature point matching weights of all the training samples of a certain class in the new sample space is the smallest, then the test sample is determined to belong to the class.
class - arg min{ V weighty ( )}  Class - arg min{ V weighty ( )}
2、 指紋识别: 2, fingerprint identification:
1) 指纹分割  1) Fingerprint segmentation
找到两个指纹间最近两点的连线与连线中点, 过中点作该连线法线, 以法 线为分割线将双指纹图像分成食指指纹图像和中指指纹图像。 以下操作对两 个指纹图像分别进行。  Find the line connecting the last two points between the two fingerprints and the midpoint of the connection. The midpoint is used as the normal of the connection. The normal fingerprint is used as the dividing line to divide the fingerprint image into the index finger image and the middle finger fingerprint image. The following operations are performed separately for the two fingerprint images.
2) 方向场估计  2) Direction field estimation
方向场估计的方法有多种, 本文使用目前使用最广泛的梯度法。  There are many ways to estimate the directional field. This paper uses the most widely used gradient method.
1 将指纹图像分割成 W的小块 2 计算每一个小块中每一个像素点 的 χ方向上梯度 0·, j'), 以及 y方向 上梯度 0·, ·)。 (梯度计算可用 模板计算) 1 Split the fingerprint image into small pieces of W 2 Calculate the gradient 0·, j') in the χ direction of each pixel in each small block, and the gradient 0·, ·) in the y direction. (Gradient calculation can be calculated using a template)
3 估计每个点的方向  3 Estimate the direction of each point
∑ ∑2dx(u,v)dy(u,v) ∑ ∑2d x (u,v)d y (u,v)
、 ∑ ∑¾(a,v)aj(a,v) , ∑ ∑3⁄4(a,v)aj(a,v)
3) 检测核心点 3) Detection core point
通过曲率检测核心点, 对每一小块分别计算 X方向分量和 y方向分量差值  The core points are detected by curvature, and the X-direction component and the y-direction component difference are calculated for each small block separately.
Diff Y = Jsin 20(k, w)-^ sin 20(k,l)  Diff Y = Jsin 20(k, w)-^ sin 20(k,l)
Diff X = ^ cos 20(w ) - ^ cos 26»(1, /) 若点 (ί, j')上的 Diff Y和 Diff X都为负值则该点为曲率点 C,一般 w = 3时可定 位到核心点。 Diff X = ^ cos 20(w ) - ^ cos 26»(1, /) If Diff Y and Diff X on the point (ί, j') are both negative, then the point is the curvature point C, generally w = 3 You can locate the core point.
4) 配准 4) Registration
给定一个指纹模板, 对所有指纹基于模板指纹进行配准:
Figure imgf000010_0001
Given a fingerprint template, register all fingerprints based on the template fingerprint:
Figure imgf000010_0001
其中 为原指纹图像上的点, Ατ,Δ^,Δ^分别表示原指纹图像与模板图像 间在 X方向, y方向上的位移差以及角度差, 可基于原指纹图像与模板图像上 中心点的这三个参数计算。  Where is the point on the original fingerprint image, Ατ, Δ^, Δ^ respectively represent the displacement difference and the angle difference between the original fingerprint image and the template image in the X direction, the y direction, and can be based on the original fingerprint image and the center point on the template image These three parameters are calculated.
6) 识别 6) Identification
假设有 C个人采集了双指纹, 每个人采集了 m个训练样本, X, =[ .., ], = l,2,...C表示第 ί类双指纹样本, y为测试样本, 则用以下方法 进行指纹识别  Suppose there are C individuals who have collected double fingerprints. Each person has collected m training samples. X, =[ .., ], = l,2,...C indicates the type of double fingerprint samples, and y is the test sample. Use the following methods for fingerprint recognition
选取离指纹核心点最近的 个特征点用于识别匹配, 匹配算法选择匈牙; 算法, 与掌纹特征点匹配类似, 这里不再赘述。 Select the feature points closest to the core point of the fingerprint to identify the match, and the matching algorithm selects the Hungarian tooth; The algorithm is similar to the palmprint feature point matching, and will not be described here.
当两个指纹块匹配分别都作了类别归属决策后, 我们计算每个指纹块与所 属类别所有训练样本间的平均误差: 丄∑|<L„ _ y| 其中 w = l时, 代表食指指纹块, w = 2时, 代表中指指纹块, 表示对 应块的类别决策。  After the two fingerprint block matches have made the category attribution decision, we calculate the average error between each fingerprint block and all training samples of the category: 丄∑|<L„ _ y| where w = l, representing the index finger fingerprint Block, w = 2, represents the middle finger fingerprint block, indicating the category decision of the corresponding block.
产生最终决策:  Produce the final decision:
Desision - argimnii(lv)。 以上内容是结合具体的优选实施方式对本发明所作的进一歩详细说明, 不 能认定本发明的具体实施只局限于这些说明。 对于本发明所属技术领域的普 通技术人员来说, 在不脱离本发明构思的前提下, 还可以做出若干简单推演 或替换, 都应当视为属于本发明的保护范围。 Desision - argimnii (lv) . The above is a detailed description of the present invention in conjunction with the specific preferred embodiments, and the specific embodiments of the present invention are not limited to the description. It will be apparent to those skilled in the art that the present invention may be made without departing from the spirit and scope of the invention.

Claims

权利要求书 Claim
1. 一种基于手部图像纹理的身份识别方法, 其特征在于, 包括如下歩骤: 歩骤一: 注册, 分别采集掌纹和指纹;  A method for identifying an image based on a hand image texture, comprising the following steps: Step 1: registering, respectively collecting palm prints and fingerprints;
歩骤二: 图像预处理;  Step 2: Image preprocessing;
歩骤三: 判断输入图像为掌纹还是指纹:  Step 3: Determine whether the input image is a palm print or a fingerprint:
检测图像中有效像素占整个图像的比例^^, 其中有效像素指的是纹路对 应的像素, 设定一个阈值 7¾^^。w, 若有效像素比例大于给定阈值, 则判 断该图像为掌纹图像, 按照掌纹识别方法进行识别, 反之判断为指纹, 按 照指纹识别方法进行识别;  Detecting the ratio of effective pixels in the image to the entire image ^^, where the effective pixel refers to the pixel corresponding to the texture, and sets a threshold value of 73⁄4^^. w, if the effective pixel ratio is greater than a given threshold, the image is judged to be a palmprint image, and is identified according to the palmprint recognition method, and the fingerprint is determined as a fingerprint, and the fingerprint recognition method is used for recognition;
歩骤四: 掌纹识别歩骤如下:  Step 4: The palmprint recognition steps are as follows:
歩骤 4. 1 : 提取掌纹轮廓  Step 4. 1 : Extracting the palm contour
对掌纹图像进行边缘检测, 图像边缘经过微分算子形成单峰函数, 峰值位 置对应边缘点, 提取到掌纹轮廓; 歩骤 4. 2 : 计算形状上下文 在掌纹轮廓上均匀选取 w个样本点, 给定一个点, 并把它作为对数极坐标 系的原点, 其他点的坐标则基于给定点获得, 连接该点与剩下的点则会获得 -1个向量, 这些向量可以描述掌纹轮廓基于给定点的位置分布, 从直角坐标 到对数极坐标的变换公式如下:  Edge detection is performed on the palmprint image, and the edge of the image is formed into a unimodal function by a differential operator, and the peak position corresponds to the edge point, and is extracted to the palmprint contour; Step 4. 2: Calculating the shape context uniformly selects w samples on the palmprint contour Point, given a point, and use it as the origin of the log polar coordinate system, the coordinates of other points are obtained based on the given point, connecting the point with the remaining points will get -1 vector, these vectors can describe the palm The contour of the pattern is based on the position distribution of a given point. The transformation formula from Cartesian coordinates to log polar coordinates is as follows:
p = log^x2 + y2 . p = log^x 2 + y 2 .
θ = arctan y l x (if x > 0) 歩骤 4. 3 : 掌纹轮廓匹配 将测试样本与训练样本基于掌纹轮廓的匹配问题转化为带权值的二部图 匹配问题, 其中权值定为匹配距离, 即匹配后所有匹配对间距离, 假设有 C类掌纹, 每类掌纹有 m个训练样本, = [«,..., ], i = l,2,...C表示 第 类掌纹样本, y为测试样本, 则用以下方法进行掌纹识别: 对于每一类中的每一个训练样本 , 求测试样本 y与其掌纹轮廓匹配权值 最小的完美匹配, 记录其最小匹配权值: π「 = arg min { weight^ π } ) } 其中 ^表示对应的第 个完美匹配, w gM^. )表示轮廓匹配对应的匹配权 值, r 表示选中的匹配, 根据最小匹配权值从小到大排序, 选出前 N个最小匹配权值对应的训练样 本构造新的训练样本空间 Χ '= {« ,..., ^ } ; 歩骤 4. 4: 特征点匹配 对新的样本空间内的掌纹图像提取特征点, 并选取离掌纹中心最近的 个 特征点用于识别匹配, 对于新样本空间中的样本 ,求测试样本与其特征点匹配权值最小的完美 匹配, 记录其最小匹配权值, θ = arctan ylx (if x > 0) Step 4. 3: Palmprint contour matching transforms the matching problem between the test sample and the training sample based on the palmprint contour into a bipartite graph matching problem with weights, where the weight is determined as Matching distance, that is, all matching pair distances after matching, assuming a class C palm print, each type of palm print has m training samples, = [«,..., ], i = l, 2,...C For the first type of palmprint sample, y is the test sample, then the following method is used for palmprint recognition: For each training sample in each class, the test sample y is matched with the palmprint contour matching weight. The smallest perfect match, record its minimum matching weight: π" = arg min { weight^ π } ) } where ^ denotes the corresponding first perfect match, w gM^. ) denotes the matching weight corresponding to the contour match, r denotes The selected matching is sorted according to the minimum matching weight from small to large, and the training samples corresponding to the first N minimum matching weights are selected to construct a new training sample space Χ '= {« ,..., ^ } ; 4: Feature point matching extracts feature points from the palmprint image in the new sample space, and selects the feature points closest to the palm print center to identify the match. For the samples in the new sample space, the test sample is matched with its feature points. The perfect match with the smallest weight, record its minimum matching weight,
ΦΝ = arg min{ wez'g zi ( ι ) } 其中 A表示第 个完美匹配, vm'gfe' )表示特征点匹配对应的匹配权值, φΝ 表示选中的匹配, 当测试样本与新样本空间中某一类所有训练样本的最小特征点匹配权值 总和最小时, 则判定测试样本属于该类, Φ Ν = arg min{ wez'g zi ( ι ) } where A denotes the first perfect match, vm'gfe' ) denotes the matching weight corresponding to the feature point match, φ Ν denotes the selected match, when the test sample and the new sample When the sum of the minimum feature point matching weights of all training samples of a certain type in space is the smallest, it is determined that the test sample belongs to the class.
class - arg min{ ^ weight^ (φ)}。  Class - arg min{ ^ weight^ (φ)}.
2. 根据权利要求 1所述的基于手部图像纹理的身份识别方法, 其特征在于: 歩骤二的图像预处理过程包括: 滤波, 二值化, 细化, 提取特征点, 去除 伪特征点。 2. The hand image texture based identification method according to claim 1, wherein: the image preprocessing process of the second step comprises: filtering, binarizing, refining, extracting feature points, and removing pseudo feature points. .
3. 根据权利要求 2所述的基于手部图像纹理的身份识别方法, 其特征在于: 细化: 在不改变指纹和掌纹纹线拓扑结构的前提下, 提取纹线中轴线至一 个像素宽来代替纹线; 提取特征点: 提取细节特征点, 包括: 起终点, 分 叉点, 交叉点; 去除伪特征点: 在特征点提取过程中, 容易把指纹和掌纹 纹线在图像边缘的部分误判为起终点, 这些误判的点称为伪特征点, 需要 去除。 3. The hand image texture based identification method according to claim 2, wherein: the thinning: extracting the center line of the line to a pixel width without changing the fingerprint and the palm line topology Instead of lines; extract feature points: extract detailed feature points, including: start point, bifurcation point, cross point; remove pseudo feature points: in the feature point extraction process, it is easy to put the fingerprint and palm line on the edge of the image Partial misjudgment is the starting point. These points of misjudgment are called pseudo feature points and need to be removed.
4. 根据权利要求 1所述的基于手部图像纹理的身份识别方法, 其特征在于: 步骤 4. 1中,提取掌纹轮廓采用 Laplace- Gauss ian算子来对掌纹图像进行 边缘检测。 4. The hand image texture based identification method according to claim 1, wherein: in step 4.1, the palmprint contour is extracted by using a Laplace-Gaussian operator to perform edge detection on the palmprint image.
5. 根据权利要求 1所述的基于手部图像纹理的身份识别方法, 其特征在于: 步骤 4. 3中的匹配算法采取匈牙利匹配。  5. The hand image texture based identification method according to claim 1, wherein: the matching algorithm in step 4.3 adopts a Hungarian matching.
6. 根据权利要求 1所述的基于手部图像纹理的身份识别方法, 其特征在于: 指纹识别包括如下歩骤:  6. The hand image texture based identification method according to claim 1, wherein: the fingerprint identification comprises the following steps:
2 ) 指纹分割 找到两个指纹间最近两点的连线与连线中点, 过中点作该连线法线, 以法 线为分割线将双指纹图像分成食指指纹图像和中指指纹图像, 以下操作对两 个指纹图像分别进行;  2) Fingerprint segmentation finds the connection between the last two points of the two fingerprints and the midpoint of the connection. The midpoint is used as the normal of the connection. The normal fingerprint is used as the dividing line to divide the fingerprint image into the index finger image and the fingerprint image of the middle finger. The following operations are performed separately on two fingerprint images;
2 ) 梯度法进行方向场估计 将指纹图像分割成 ν χ ,的小块; 计算每一个小块中每一个像素点 ( j)的 X方向上梯度 dx i, j) , 以及 y方向上 梯度 估计每个点的方向: , ) = itan— 1
Figure imgf000014_0001
2) Gradient method for direction field estimation to segment the fingerprint image into small blocks of ν χ ; Calculate the gradient d x i, j) in the X direction and the gradient in the y direction for each pixel ( j) in each small block Estimate the direction of each point: , ) = itan- 1 ;
Figure imgf000014_0001
3 ) 检测核心点 通过曲率检测核心点, 对每一小块分别计算 方向分量和 y方向分量差值:  3) Detecting the core points The core points are detected by the curvature, and the difference between the directional component and the y-direction component is calculated for each small block:
Diff Y = ^sin 20{k, w) - ^ sin 2 , 1) Diff Y = ^sin 20{k, w) - ^ sin 2 , 1)
k = l k=l  k = l k=l
Diff X = ^ cos 2^( w, ) - ^ cos 2Θ(\, I) 若点 上的£> ¥和£> X都为负值则该点为曲率点 C,一般 w = 3时可定 位到核心点; 配准 给定一个指纹模板, 对所有指纹基于模板指纹进行配准:
Figure imgf000015_0001
Diff X = ^ cos 2^( w, ) - ^ cos 2Θ(\, I) If the point on the £> ¥ and £> X is negative, then the point is the curvature point C, generally w = 3 can be positioned To the core point; Registration is given a fingerprint template, and all fingerprints are registered based on the template fingerprint:
Figure imgf000015_0001
其中 为原指纹图像上的点, , Δ^, Δ^分别表示原指纹图像与模板图像 间在 方向, 方向上的位移差以及角度差, 可基于原指纹图像与模板图像上 中心点的这三个参数计算; 识别 假设有 C个人采集了双指纹, 每个人采集了 m个训练样本, = [«,..., ],i = l,2,...C表示第〖类双指纹样本, 为测试样本, 则用以下方法 进行指纹识别: 选取离指纹核心点最近的 个特征点用于识别匹配; 当两个指纹块匹配分别都作了类别归属决策后, 计算每个指纹块与所属类 别所有训练样本间的平均误差: d \  Where is the point on the original fingerprint image, Δ^, Δ^ respectively represent the displacement difference and the angular difference between the original fingerprint image and the template image in the direction and direction, which can be based on the original fingerprint image and the center point on the template image. Parameter calculation; recognition assumes that C individuals have collected double fingerprints, each person has collected m training samples, = [«,..., ], i = l, 2,...C indicates the class of double fingerprint samples For the test sample, the following methods are used for fingerprint recognition: Select the feature points closest to the fingerprint core point to identify the match; when the two fingerprint block matches respectively make the category attribution decision, calculate each fingerprint block and belong to it. Average error between all training samples in the category: d \
m ' 〉 y 其中 w = l时, 代表食指指纹块, w = 2时, 代表中指指纹块, 表示对 应块的类别决策; 产生最终决策: m ' 〉 y where w = l, represents the index finger fingerprint block, w = 2, represents the middle finger fingerprint block, indicating the category decision of the corresponding block; the final decision is made:
o)  o)
Desision - argimnJ  Desision - argimnJ
7. 根据权利要求 6所述的基于手部图像纹理的身份识别方法, 其特征在于: 歩骤 2 ) 中, 梯度计算用 So Z模板计算。 7. The hand image texture based identification method according to claim 6, wherein: in step 2), the gradient calculation is performed using a So Z template.
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