WO2015168377A1 - Système de fourniture d'une ventilation à débit ciblé synchronisée avec le cycle respiratoire d'un patient - Google Patents

Système de fourniture d'une ventilation à débit ciblé synchronisée avec le cycle respiratoire d'un patient Download PDF

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Publication number
WO2015168377A1
WO2015168377A1 PCT/US2015/028466 US2015028466W WO2015168377A1 WO 2015168377 A1 WO2015168377 A1 WO 2015168377A1 US 2015028466 W US2015028466 W US 2015028466W WO 2015168377 A1 WO2015168377 A1 WO 2015168377A1
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patient
flow
tracheal tube
breathing
adaptor
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PCT/US2015/028466
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English (en)
Inventor
Kent L. Christopher
Stephanie S. Diehl
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Cs Medical, Inc.
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Priority claimed from US14/268,234 external-priority patent/US9586018B2/en
Application filed by Cs Medical, Inc. filed Critical Cs Medical, Inc.
Publication of WO2015168377A1 publication Critical patent/WO2015168377A1/fr

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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/04Tracheal tubes
    • A61M16/0475Tracheal tubes having openings in the tube
    • A61M16/0477Tracheal tubes having openings in the tube with incorporated means for delivering or removing fluids
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/0051Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes with alarm devices
    • AHUMAN NECESSITIES
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    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/021Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes operated by electrical means
    • A61M16/022Control means therefor
    • A61M16/024Control means therefor including calculation means, e.g. using a processor
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    • A61M16/04Tracheal tubes
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    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/08Bellows; Connecting tubes ; Water traps; Patient circuits
    • A61M16/0816Joints or connectors
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    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/0057Pumps therefor
    • A61M16/0063Compressors
    • AHUMAN NECESSITIES
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    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M16/00Devices for influencing the respiratory system of patients by gas treatment, e.g. mouth-to-mouth respiration; Tracheal tubes
    • A61M16/10Preparation of respiratory gases or vapours
    • A61M16/12Preparation of respiratory gases or vapours by mixing different gases
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
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    • A61M16/0003Accessories therefor, e.g. sensors, vibrators, negative pressure
    • A61M2016/0015Accessories therefor, e.g. sensors, vibrators, negative pressure inhalation detectors
    • A61M2016/0018Accessories therefor, e.g. sensors, vibrators, negative pressure inhalation detectors electrical
    • A61M2016/0021Accessories therefor, e.g. sensors, vibrators, negative pressure inhalation detectors electrical with a proportional output signal, e.g. from a thermistor
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    • A61M16/0003Accessories therefor, e.g. sensors, vibrators, negative pressure
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    • A61M16/0003Accessories therefor, e.g. sensors, vibrators, negative pressure
    • A61M2016/003Accessories therefor, e.g. sensors, vibrators, negative pressure with a flowmeter
    • A61M2016/0033Accessories therefor, e.g. sensors, vibrators, negative pressure with a flowmeter electrical
    • A61M2016/0042Accessories therefor, e.g. sensors, vibrators, negative pressure with a flowmeter electrical in the expiratory circuit
    • AHUMAN NECESSITIES
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    • A61M16/10Preparation of respiratory gases or vapours
    • A61M16/1005Preparation of respiratory gases or vapours with O2 features or with parameter measurement
    • A61M2016/102Measuring a parameter of the content of the delivered gas
    • A61M2016/1035Measuring a parameter of the content of the delivered gas the anaesthetic agent concentration
    • AHUMAN NECESSITIES
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    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M2202/00Special media to be introduced, removed or treated
    • A61M2202/02Gases
    • A61M2202/025Helium
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M2202/00Special media to be introduced, removed or treated
    • A61M2202/02Gases
    • A61M2202/0266Nitrogen (N)
    • A61M2202/0275Nitric oxide [NO]
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M2205/00General characteristics of the apparatus
    • A61M2205/18General characteristics of the apparatus with alarm
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M2205/00General characteristics of the apparatus
    • A61M2205/33Controlling, regulating or measuring
    • A61M2205/3368Temperature
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61MDEVICES FOR INTRODUCING MEDIA INTO, OR ONTO, THE BODY; DEVICES FOR TRANSDUCING BODY MEDIA OR FOR TAKING MEDIA FROM THE BODY; DEVICES FOR PRODUCING OR ENDING SLEEP OR STUPOR
    • A61M2205/00General characteristics of the apparatus
    • A61M2205/50General characteristics of the apparatus with microprocessors or computers
    • A61M2205/502User interfaces, e.g. screens or keyboards
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    • A61M2205/50General characteristics of the apparatus with microprocessors or computers
    • A61M2205/52General characteristics of the apparatus with microprocessors or computers with memories providing a history of measured variating parameters of apparatus or patient
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    • A61M2205/00General characteristics of the apparatus
    • A61M2205/58Means for facilitating use, e.g. by people with impaired vision
    • A61M2205/581Means for facilitating use, e.g. by people with impaired vision by audible feedback
    • AHUMAN NECESSITIES
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    • A61M2230/00Measuring parameters of the user
    • A61M2230/40Respiratory characteristics
    • A61M2230/43Composition of exhalation
    • A61M2230/432Composition of exhalation partial CO2 pressure (P-CO2)

Definitions

  • the present invention relates generally to the field of mechanical ventilation of patients. More specifically, the present invention discloses an open system for providing ventilation in a predetermined flow waveform synchronized to a patient's breathing cycle to augment respiration by a self-breathing patient.
  • Standard mechanical ventilators deliver pressure.
  • Negative pressure ventilation requires an apparatus that expands the chest wall, creating levels of sub- atmospheric pressure that draw air or oxygen-enriched ambient gas through the upper airway and into the lungs.
  • Positive pressure ventilation requires that supra-atmospheric pressure is generated and controlled by the device so that air or oxygen-enriched air is pressurized to the degree that it can be forcibly driven through the upper airway and into the lungs.
  • the third method is a combination of positive/negative pressure.
  • the prime example is a high frequency oscillator, where oscillations of negative and positive pressure are produced in the airway in a sinusoidal pattern that is independent of self-breathing efforts and at a rate that exceeds the maximum human respiratory rate by many fold.
  • Positive pressure ventilators are by far the most frequently used mechanical breathing device. They can be further divided into invasive or noninvasive systems. Invasive systems utilize an endotracheal or tracheostomy tube, with an inflated tracheal cuff that creates an obstruction closing off the upper airway from atmospheric or ambient gas and thus creates a closed system between the positive pressure ventilator and the lungs. This can be referred to as closed-system positive-pressure ventilation (CSPPV).
  • FIG. 1 shows an example of a conventional tracheostomy tube 80 with an inflatable tracheal cuff 81 .
  • FIG. 2 shows an example of a conventional endotracheal tube 90 with an inflatable tracheal cuff 91 .
  • Breath delivery with positive-pressure ventilators can be categorized as either pressure-targeted or volume-targeted ventilation. Generation of a specific airway pressure on inspiration and often a different pressure on expiration are pressure-targeted outcomes, or alternatively, a level of pressure is generated to achieve the primary goal of a targeted tidal volume delivered to the lungs (volume-targeted ventilation).
  • the closed system allows a positive pressure breath to be delivered through the inspiratory valve of the device, through the inspiratory limb of the breathing circuit and directly to the lungs without loss of pressure by dissipation of gas into the atmosphere.
  • the delivery of the breath can be forced into the patient independent of the patient's breathing pattern (time triggering) or synchronized with the patient's effort to inhale (pressure or flow triggering), but the patient's normal negative pressure inspiration during self- breathing is lost as it is converted to a positive pressure breath. Peak inspiratory airway pressures of 20 to 30 cm H 2 0 or greater are commonly achieved.
  • the inspiratory valve is open during the patient's entire inspiratory phase. During inspiration the expiratory valve on the expiratory limb of the breathing circuit must remain closed to maintain the pressurized breath. The transition from inspiration to expiration is ultimately governed by the ventilator (breath cycling) and not the patient, because in a closed system, the expiratory valve must open to allow exhalation.
  • the inspiratory valve is closed to prevent retrograde flow of gas back into the machine, which could result in the physiologic terms of rebreathing carbon dioxide or dead space gas, which is dangerous and potentially life-threatening.
  • the expiratory valve is at least partially open to allow the breath to adequately vent into the atmosphere.
  • the pressure at the onset of exhalation with CSPPV usually approximates the peak inspiratory pressure (e.g. , 20 to 30 cm H 2 0 or greater) and dissipates over the expiratory phase as a function of the patient's exhaled gas being allowed to exit through the exhalation valve.
  • Prescribed PEEP may be 5 to 15 cm H 2 0 or more.
  • CSPPV On expiration, with CSPPV all the exhaled gas is routed through the expiratory limb of the circuit and is available to the ventilator for analysis. This analysis is required for proper ventilator function and monitoring. More than one CSPPV mode can be administered simultaneously (e.g., intermittent mandatory ventilation with pressure support and positive-end expiratory pressure).
  • CSPPV can be life-saving for patients who are unable to do any negative pressure self-breathing
  • problems with the CSPPV technology It has been scientifically demonstrated that the pressure generated by positive pressure ventilation can injure the delicate structures of the lungs. This injury can cause significant morbidity and mortality, particularly when CSPPV is superimposed upon acute lung injury from pneumonia or adult respiratory distress syndrome (ARDS). Over time, positive pressures that were once thought to be safe have been determined to cause lung injury. The safe positive pressure threshold that does not cause (or worsen) acute lung injury on some level is presently unknown.
  • An endotracheal tube is usually the first tube placed in the trachea to achieve adequate control of the patient's ventilation during the acute phase of respiratory failure. Patients either have no spontaneous breathing efforts, have such compromised respiration that ineffective efforts are insufficient to sustain life, or respiratory collapse is determined to be eminent. On an emergency basis, the endotracheal tube is placed through the mouth, or less commonly through a nostril, and down between the vocal cords and into the trachea. The cuff is inflated to allow CSPPV to be administered to essentially take over breathing as respiratory life support. An endotracheal tube is also commonly placed during induction of general anesthesia for surgery where breathing efforts and muscle control cease. In patients undergoing major surgeries, especially those that have encountered complications, or patients with severely compromised lung function, the endotracheal tube and CSPPV may be required for hours or even days post operatively
  • a conventional endotracheal tube (e.g., MallinckrodtTM Hi-Lo Oral/Nasal Tracheal Tube Cuffed, Murphy Eye, Covidien U.S. Headquarters, 15 Hampshire Street, Mansfield, MA 0208) does not allow for communication between the larynx and the upper airway and causes gas to be channeled away from a patient's natural humidification system.
  • the presence of the tube inhibits movement of the vocal cords required for speech.
  • the inflated cuff blocks flow of exhaled gas up through the vocal cords to generate speech.
  • This disclosure presents another alternative to further manage recovering self-breathing patient utilizing the same CSPPV endotracheal tube adapted with a method and apparatus to administer flow-targeted ventilation synchronized with the patient's breathing cycle, or breath-synchronized flow- targeted ventilation (BSFTV).
  • BSFTV breath-synchronized flow- targeted ventilation
  • This process fosters recovery from respiratory failure and facilitates liberation from ventilatory support and the endotracheal tube.
  • Utilization of the same endotracheal tube avoids substantial potential risk of removing one style of tube and inserting another.
  • the patient may then be managed with a dedicated ventilator that administers BSFTV.
  • a system of methods and devices are disclosed to enable utilization of a ventilator that has the capability of delivering CSPPV and then seamlessly facilitate liberation using BSFTV.
  • tracheostomy tubes replaces the endotracheal tube to deliver CSPPV. This is often considered within a range of 7 to 14 days.
  • Surgical placement of tracheostomy tubes can result in a number of complications, including bleeding, infection, barotrauma and airway obstruction. Placement of the tracheostomy tube does not avoid the described complications and discomforts directly associated with continued use of positive pressure ventilation. Inadvertent dislodgement of the tracheostomy tube or failed attempts to replace the tube before adequate surgical healing of the tract occurs can result in a high risk airway emergency.
  • a standard tracheostomy tube (e.g., SHI LEYTM Adult Tracheostomy Tube Cuffed Single Cannula, Covidien U.S. Headquarters, 15 Hampshire Street, Mansfield, MA 0208) frees up the upper airway and is more comfortable, but the cuff must still be inflated to deliver pressurized breaths. The inflated cuff prohibits utilization of the vocal cords. Patients are unable to speak causing poor communication between the patient and healthcare providers and family thus impeding proper informed consent and establishment of advanced directives. Similar to an endotracheal tube, this absence of speech can cause frustration, anxiety and depression. Bypassing the larynx also impairs coughing. Normal closure of the vocal cords allows generation of a glottic blast that facilitates effective cough and clearance of respiratory secretions. Finally, the vocal cords serve as a variable regulator of respiratory flow that fine tunes passage of gas in and out of the lungs to optimize gas exchange.
  • CSPPV via an endotracheal tube continued CSPPV via a tracheostomy tube is often required when the patient has not adequately recovered with enough medical stability and self-breathing capability to be liberated from CSPPV. Again, over this period of time, aggressive CSPPV life- support outweighs the discomforts and risks. Similarly, premature termination and removal of the tracheostomy tube has high risk, particularly when the surgical tract for the tube has not healed, and reinsertion or exchanging the tracheostomy tube can be hazardous.
  • the prior art also includes ventilation systems based on "flow triggering" a breath that is subsequently supported by CSPPV.
  • the CSPPV breath is triggered by a presumed effort by the patient to generate inspiratory flow.
  • patient inspiratory flow is not directly measured, the breathing effort is presumed because flow inside the expiratory limb is measured to drop to less than the known pass through, or bias flow through the circuit.
  • Flow triggering requires a dual inspiratory/expiratory limb circuit.
  • the ventilator delivers a predetermined constant flow that circulates through the inspiratory and expiratory limb of the circuit and out through the open expiratory valve.
  • the inspiratory valve or mechanism With flow triggering the inspiratory valve or mechanism is partially open in the transition phase between exhalation and inhalation, allowing low flows concurrent with the patient's inspiratory effort to enhance triggering sensitivity of the machine. Flow is measured at both the proximal connection of the inspiratory limb and near the expiratory valve. Any drop in flow is assumed to represent the patient ' s effort to breathe in gas, and the inspiratory breath is triggered. Though flow through the ventilator circuit may reduce the work the patient has to do to draw in an initial portion of the breath to trigger the ventilator, the delivered breath is still positive pressure generated and is either pressure or volume targeted.
  • TGI Tracheal Gas Inflation
  • HFJV High Frequency Jet Ventilation
  • a second source of gas is supplied via a second lumen, and gas that exits the patient must exit the exhalation valve.
  • the exhalation valve is partially or completely open during exhalation.
  • TGI the second lumen delivers standard CSPPV breaths concurrent with flow through the tracheal catheter.
  • TGI is a mode delivered in conjunction with one or more CSPPV modes.
  • CSPPV High Frequency Jet Ventilation
  • a pulsating (non-continuous) jet is delivered via a catheter placed within a tracheal tube with inflated cuff.
  • the pulsing volume is determined by setting a driving pressure in pounds per square inch (e.g., 30 psi) and the set rate is multiples of the patient's breathing rate (e.g. 150 breaths per minute) and not synchronized with the patient's efforts.
  • a second source of gas flow is available from the ventilator circuit that can be drawn into the tracheal tube directly through the patient's breathing efforts or indirectly drawn in by a venturi effect from flow through the interconnected HFJV device.
  • HFJV Gas that passes through the CSPPV circuit and past the patient's airway must exit through, at minimum, a partially open exhalation valve. Gas exhaled by the patient must also exit via the exhalation valve.
  • HFJV is different than the present invention for a number of reasons. First, it is a form of Positive Pressure Ventilation (PPV) (i.e., pressure-targeted). Gas is delivered in discreet boluses in a rapid manner not synchronized with the patient respiratory cycle. It is a closed system with the exhalation valve partially or completely open during exhalation. Finally, a second lumen is required to deliver additional flow to the patient.
  • PPV Positive Pressure Ventilation
  • Transtracheal augmented ventilation is a prior art system that provides an alternative to positive pressure ventilation.
  • TTAV is not intended to give full ventilatory support like a CSPPV device, but augments the patient's self- breathing by utilizing an open system and delivering a constant and continuous flow of about 8 to 20 Urn in of a heated and humidified air and oxygen blend to the lungs during both inspiration and expiration. It is an open system because there is no inflated tracheal cuff and no mask, nasal pillows or other device to create a complete or near complete barrier between the mouth and/or nose and the atmosphere. Because of the nature of the open system, delivered gas can easily escape into the atmosphere and positive pressure is not a targeted outcome.
  • Tidal volume that the patient inspires through the device is not an outcome that can be reliably targeted because of volume loss through the upper airway and variability of volume that the patient inspires through the upper airway during negative pressure self-breathing.
  • TTAV is only intended for use on patients who are able to do some degree of negative pressure self- breathing.
  • Benefits from augmented ventilation are derived from a defined constant and continuous flow that is superimposed upon the patient's own breathing cycle. Patients can freely inhale room air through the mouth and nose in addition to the gas delivered by the TTAV device. With prior art, air or oxygen enriched air can be delivered directly into the trachea via a transtracheal catheter.
  • the delivery device heats and humidifies the gas to eliminate complications and sequellae from the humidity deficit that would otherwise occur from delivering constant and continuous flows of 8 to 20 L/min of dry cool gas directly into the trachea.
  • There is a single inspiratory circuit with no expiratory circuit or expiratory valve because the patient is free to exhale normally through the nose and mouth. No inspiratory valve is used as a constant and continuous flow is delivered to the patient rather than distinct breaths. Since the constant and continuous flow is superimposed upon the patient's inherent negative pressure self-breathing cycle, synchronization with the patient's breathing is not required.
  • a pressure relief valve prevents over-pressurization within the device in the event of a malfunction or obstruction and an alarm signals the event. Exhalation of gas back into the breathing circuit or into the device is not required to monitor or manage gas delivery during routine operation.
  • TTAV TTAV at a constant continuous flow of 10 L/min
  • potential physiologic benefits of TTAV at a constant continuous flow of 10 L/min include correction of hypoxemia, reduced inspiratory work of breathing, decreased volume of gas the patient must inspire through the upper airway, and improved exercise capacity.
  • the effect of constant continuous TTAV flow above 10 L/min corrects hypoxemia. Since prior studies show that the relationship between flow and response is directly related, one would predict improved response in terms of reduced inspiratory work of breathing, decreased volume of gas the patient must inspire through the upper airway, and improved exercise capacity with flows above 10 L/min. However, the effect on these specific physiologic parameters has not been specifically evaluated.
  • TTAV at a constant and continuous flow of 15 L/min additionally include increased efficiency of breathing, reduced total minute ventilation and reduced end-expiratory lung volume.
  • the effect of constant and continuous TTAV flow above 15 L/min on these physiologic parameters has not been evaluated.
  • Reduced physiologic dead space is seen with low flow transtracheal oxygen (up to 6 - 8 L/min) as compared to mouth breathing.
  • TTAV at 10 L/min as a means of augmenting ventilation of patients with chronic respiratory failure during nocturnal home use has been shown to be safe and effective.
  • TTAV can be administered via a catheter placed directly into the trachea.
  • TTAV has been used to facilitate liberation of CSPPV patients from prolonged mechanical ventilation.
  • Self-breathing patients are briefly disconnected from the CSPPV system, and the existing standard sized and designed CSPPV tracheostomy tube is replaced with a smaller tube with fenestrated openings on the posterior wall of the tube.
  • An inner cannula without fenestrations is inserted and the tracheostomy cuff is again inflated, allowing leak free CSPPV.
  • CSPPV is removed, the cuff is deflated and the inner cannula is removed.
  • a separate TTAV gas delivery device is used and the TTAV catheter fitted with an air tight cap is inserted into the tracheostomy tube lumen and the cap is tightly secured to the 15 mm connector of the tracheostomy tube opening,
  • the catheter delivers a constant and continuous TTAV flow from 10 to 15 L/min through the tracheostomy tube while the patient is allowed to self-breathe in and out through the fenestrations and between the outside of the tracheostomy tube and airway wall.
  • TTAV has been shown to improve liberation success from CSPPV. It is unknown if constant and continuous TTAV flow above 15 L/min improves effectiveness or wean outcome.
  • a less than optimal condition associated with TTAV is that a constant and continuous flow is administered throughout the inspiratory and expiratory phases of the respiratory cycle.
  • Each of the potential benefits as described above will likely have different respiratory cycle targeted flow rates and waveforms to achieve maximal beneficial effect in a given patient, and requirements may change with alterations in the clinical status of that individual over time.
  • patients with different diseases or disorders may benefit more from certain physiologic effects than from others, and those effects can be influenced by different flows and flow waveforms administered in specific phases (or phase components) of the respiratory cycle. Synchronizing the amount and pattern of flow with specific phases of the breathing cycle or even components of phases of the breathing cycle may markedly influence clinical efficacy.
  • constant continuous flows delivered throughout the inspiratory and expiratory phases as seen in the prior art may not be efficacious.
  • a constant and continuous flow of 40 L/min delivered throughout the inspiratory phase of breathing may significantly increase total inspiratory work of breathing rather than reduce it if the specific physiologic effect on the respiratory inspiratory phase and phase transitions as well as the phase components are not considered.
  • that constant and continuous flow of 40 L/min would also be delivered during exhalation. That amount of flow throughout expiration would likely impose a significant expiratory workload causing the patient to forcibly exhale against the constant incoming stream of tracheal gas. This could result in respiratory muscle fatigue and impaired gas exchange.
  • TTAV transiently interrupting flow during certain components of the breathing cycle which could influence clinical efficacy.
  • TTAV with a constant and continuous flow eliminates the potential for improving safety, efficacy and tolerance by the inability of the prior art to target non-constant, potentially non continuous flows with different peak flows and flow patterns that are strategically synchronized with the various phases or components of the phases of a patient's breathing cycle.
  • Another potential drawback of present TTAV practice for CSPPV liberation is that the CSPPV tracheostomy tube must be removed and replaced with the smaller TTAV tracheostomy tube with a different design including fenestrations to allow self-breathing when the above-described catheter is used.
  • TTAV systems Another weakness associated with conventional TTAV systems is that, other than an alarm and pressure relief valve for excessive pressures encountered within the channels of the delivery device and lumen of the circuit, there are no sensors or measurement devices that provide physiologic data that identify phases or components of phases of the patient's negative pressure self- breathing cycle that are designed to regulate breath synchronized, flow-targeted delivery.
  • Conventional TTAV systems do not have microprocessors supporting breath-synchronized, flow-targeted delivery designed to manage patient physiologic data, display the data, trigger alarms for out of range results or incorporate that information into intelligent processing for a feedback loop or servo controlled device response to the physiologic data.
  • Another problem with conventional TTAV systems is that the only clinical implementation to date has been limited to use with a transtracheal catheter.
  • the catheter may be either secured at one discrete point along the stabilizer with the catheter length oriented along the longitudinal axis of a discrete segment of the tracheal stabilizer.
  • designs without the stabilizer are disclosed for securing devices at right angles to the outer catheter wall to abut up against the tracheal mucosal wall to maintain the catheter and catheter flow down the center of the trachea.
  • Only catheters are disclosed as gas delivery devices.
  • a catheter with embodiments of a system for respiratory support as limited to that inventors ' disclosure may be passed through the mouth or nose into the trachea.
  • a tracheostomy tube inserted directly through an opening in the trachea or endotracheal tube passed through the nose or mouth both with a cuff that is inflatable are not disclosed.
  • the support structure is not identified as either a tracheostomy or endotracheal tube as separation between the structure and the trachea is not disclosed, and no inflatable cuff for CSPPV is disclosed.
  • Self-breathing with the tracheal catheter does not occur through the surgical tracheal opening as with a tracheostomy tube or through an endotracheal tube, but only around the catheter and through the normal anatomy of the upper airway.
  • Catheters may have an additional channel, but it is also designed for gas delivery, and channel shutters can be adjusted to direct flow out of circumferential ports along the longitudinal axis in either a cephalad (upward) or caudal (downward) flow direction.
  • Freitag does not disclose a system that can alternatively deliver CSPPV either with or without a standard tracheostomy or endotracheal tube.
  • CSPPV devices are only configured to deliver positive pressure ventilation, and are not configured to alternatively deliver BSFTV with an open system. This would be a clinical advantage, if switching from one delivery method to the other in a given patient, in a strategy to improve patient comfort and clinical outcomes, did not also require switching out ventilator devices. Utilization of one ventilator versus two ventilator designs would improve logistics of resource planning and utilization, and reduce clinician time in ventilator management, capital costs and equipment maintenance. Solution to the Problem.
  • the present invention provides a ventilator system for selectively delivering either breath-synchronized, flow-targeted ventilation (BSFTV) to augment the respiration of a self-breathing patient, or closed-system positive-pressure ventilation (CSPPV) using the same tracheal tube.
  • BSFTV breath-synchronized, flow-targeted ventilation
  • CSPPV closed-system positive-pressure ventilation
  • BSFTV delivers a predetermined flow waveform to the patient's airway in synchronization with the patient's breathing cycle and at a sufficient flow rate to achieve a desired physiologic outcome, such as mitigating pressure in the patient's airway, reducing the patient's work of breathing, flushing carbon dioxide from the patient's airway, and increasing blood oxygenation.
  • a dedicated BSFTV system may be optimal.
  • the present system which employs integration of the functionality of CSPPV and BSFTV devices.
  • one advantage of combining the present BSFTV system with PPV in one device is the reduction of clinician time in ventilator management and elimination of the steps of switching the patient back and forth between two separate ventilator devices to achieve a needed clinical outcome.
  • Another advantage is the avoidance of the clinical risk of replacing the tracheal tube with a different design.
  • the present invention has the advantage of elimination of need for capitalization of a separate CSPPV and BSFTV device. This controls cost, reduces redundancy of delivery devices, increases efficiency, saves space at the patient bedside and improves resource allocation.
  • a benefit of the present invention is that the disclosed patient interfaces can adapt conventional cuffed tracheal tubes used to deliver standard CSPPV to alternatively deliver BSFTV.
  • a major clinical advantage of the present invention is that it enables delivery of BSFTV using servo-controlled feedback from physiologic sensors for auto-titration of the initially selected delivered gases and flow waveforms through monitoring the breath delivery to achieve clinician- targeted physiologic ventilatory outcomes within the clinician-defined BSFTV delivery parameters.
  • the present system is intended to augment ventilation by superimposing continuous, non-constant and, under some conditions, non-continuous flows upon the spontaneous self-breathing of patients.
  • this invention is flow- targeted because achievement of specific flows and flow waveforms are the targeted outcome.
  • Clinician-defined flows are targeted for specific phases or components of phases of the patient's breathing cycle in order to achieve one or more physiologic improvements.
  • the present invention uses an open system and avoids generation of positive pressures that can cause patient discomfort and injury.
  • a variety of sensors can be used to detect properties associated with phases and phase components of the patient's breathing cycle.
  • a microprocessor receives and processes the data generated by the sensors for intelligent monitoring and regulation of the present system. With physiologic feedback from the patient's respiratory sensors, the microprocessor can auto-adjust multiple properties including the initial clinician-selected waveform delivery of the breath synchronized flow targeted breathing to meet clinician-determined physiologic outcomes. Additionally, the microprocessor can govern delivery limits and associated alarms and alerts set by clinicians for data out of clinically predetermined range.
  • the present invention mitigates the negative-pressure swings that the patient with respiratory compromise must generate during inspiration and the positive-pressure swings that must be generated during expiration with certain diseases and disorders. These pressure swings result from increased work of breathing (WOB).
  • the present system can mitigate the patient requirement for generating pressure, and can thus mitigate excessive WOB, while still allowing the patient to self-breathe in an open system without the need for CSPPV.
  • the present invention enables modification of conventional ventilator designs to also provide BSFTV (i.e., to have the capability of delivering either positive pressure ventilation or BSFTV), with the additional benefit of enabling servo controlled feedback from physiologic sensors to auto-titrate parameters such as the initially clinician-selected flow waveform and monitor the breath delivery to achieve targeted physiologic outcomes set by the clinician.
  • BSFTV positive pressure ventilation
  • This invention provides a system to selectively deliver either breath- synchronized, flow-targeted ventilation (BSFTV) or closed-system positive pressure ventilation (CSPPV) using a standard tracheal tube, such as a tracheostomy tube or an endotracheal tube.
  • BSFTV flow-targeted ventilation
  • CSPPV closed-system positive pressure ventilation
  • an adaptor with a cap is removably attached to the proximal connector of the patient's tracheal tube, and an inner cannula that extends within the tracheal tube, effectively divides the tracheal tube into two lumens.
  • the adaptor cap includes a ventilator connector for removably engaging a ventilator hose to supply air / oxygen to the patient's tracheal tube through either: (1 ) the inner cannula; or (2) the annular region between the exterior of the cannula and the interior of the tracheal tube.
  • the adaptor cap also includes a port allowing the patient to freely inhale and exhale in open exchange with the atmosphere through the other lumen.
  • a sensor detects a physical property of a patient's respiratory cycle.
  • a processor monitors the sensor and controls a gas source to deliver oxygen-containing gas through an adaptor and tracheal tube extending into the patient's airway with the flow rate varying over each inspiratory and expiratory phase of the respiratory cycle in a predetermined non-constant waveform synchronized with the respiratory cycle to augment the patient's spontaneous respiration.
  • Gas is delivered at a flow rate sufficient to significantly mitigate the airway pressure the patient must generate during spontaneous breathing and thereby reduce the patient's work of breathing.
  • CSPPV mode can be provided in the conventional manner with the adaptor removed and the ventilator hose of the "y” or “wye" of the circuit connected directly to the proximal connector on the patient's tracheal tube.
  • the tracheal tube with an inflatable cuff remains in place in the patient airway.
  • the present invention can smoothly and safely transition patients requiring CSPPV with a standard endotracheal or tracheostomy tube, thus reducing exposure to further risks, discomforts and complications of CSPPV, and facilitating liberation of the patient from ventilator support and back to autonomous self-breathing.
  • the present system enables modification of a BSFTV ventilation system to provide the capability of delivering either positive pressure ventilation or BSFTV. To achieve additional financial and patient care logistic benefits, particularly in some hospitalized patients, this serves as an alternative to utilization of a dedicated BSFTV system.
  • the present invention can also include servo-controlled feedback from physiologic sensors to auto-titrate the delivered gases and initially prescribed flow waveforms while monitoring the breath delivery to achieve targeted physiologic ventilatory outcomes.
  • FIG. 1 is a side view of a conventional tracheostomy tube 80.
  • FIG. 2 is a side view of a conventional endotracheal tube 90.
  • FIG. 3 is a simplified diagram of the present system in which a ventilator 20 has been modified to alternatively deliver CSPPV or BSFTV via a tracheal tube 60.
  • FIG. 4 is a vertical cross-sectional view of the adaptor 70 used in the present invention.
  • FIG. 5 is a vertical cross-sectional view of the assembly of the adapter 70 and a tracheostomy tube 80 after insertion into a patient's airway.
  • FIG. 6 is a cross-sectional view of the cannula 73 of the adaptor 70 and the tracheostomy tube 80.
  • FIG. 7 is a vertical cross-sectional view of an alternative embodiment of the adaptor 70 with a smaller-diameter catheter 79 extending along the tracheostomy tube 80 after insertion into the patient's airway.
  • a respiration sensor 75 is attached to the exterior of the catheter 79 and connected by wire to the ventilator.
  • FIG. 8 is a cross-sectional view of the catheter 79 of the adaptor 70 and the tracheostomy tube 80.
  • FIG. 9 is a vertical cross-sectional view of an embodiment of the present invention similar to FIG. 7, but with a gas sampling tube 77 in place of the respiration sensor.
  • FIG. 10 is a vertical cross-sectional view of the adapter 70 and an endotracheal tube 90 after insertion into a patient's airway.
  • FIG. 1 1 is a vertical cross-sectional view of an embodiment of the present invention similar to FIG. 10 with a gas sampling tube 77 extending along the interior of the cannula 73.
  • FIG. 12 is a vertical cross-sectional view of an embodiment of the present invention with a smaller-diameter catheter 79 extending along an endotracheal tube 90 after insertion in the patient's airway.
  • FIG. 13 is a vertical cross-sectional view of an embodiment of the present invention similar to FIGS. 17 and 18, with a flow sensor 75 at the proximal opening 74 of the adaptor 70.
  • FIGS. 14 - 16 are cross-sectional views of three embodiments of an adaptor 70 with a smaller diameter catheter 79 showing different configurations of the sensor wire 76 or sampling tube 77 that can be used for monitoring patient respiration.
  • FIGS. 17 - 19 are cross-sectional views of three embodiments of an adaptor 70 with an inner cannula 73 showing different configurations of the sensor wire 76 or sampling tube 77 that can be used for monitoring patient respiration.
  • FIG. 20 is a set of graphs illustrating the respiratory mechanics with a prior art pressure-targeted CSPPV.
  • FIG. 21 is a set of graphs illustrating the respiratory mechanics with prior art volume-targeted CSPPV.
  • FIG. 22 is a set of graphs illustrating the respiratory mechanics in a normal healthy person in a relaxed state.
  • FIG. 23 is a set of graphs showing the respiratory mechanics in a patient in respiratory distress due to an exacerbation of emphysema with bronchitis.
  • FIG. 24 is a set of graphs showing the respiratory mechanics for a patient with Adult Respiratory Distress Syndrome (ARDS).
  • ARDS Adult Respiratory Distress Syndrome
  • FIG. 25 is a set of graphs showing the respiratory mechanics for a patient with obstructive sleep apnea with respiratory distress.
  • FIG. 26 is a set of graphs illustrating breathing in an emphysema patient in respiratory distress treated using the present invention to provide interrupted flow-targeted ventilation.
  • FIG. 27 is a set of graphs illustrating breathing in an emphysema patient in respiratory distress treated using the present system with an alternative waveform to deliver continuous flow-targeted ventilation.
  • FIG. 28 is a set of graphs illustrating breathing in an emphysema patient in mild respiratory distress treated using the present invention to deliver with interrupted flow-targeted ventilation.
  • FIG. 29 is a set of graphs depicting breathing in an ARDS patient in respiratory distress treated with the present system to provide interrupted flow- targeted ventilation.
  • FIG. 30 illustrates breathing in an obstructive sleep apnea patient in respiratory distress treated with the present system.
  • FIG. 31 illustrates breathing in an emphysema patient in mild respiratory distress treated using the present system with another alternative waveform to deliver uninterrupted flow-targeted ventilation.
  • FIG. 32 illustrates breathing in an emphysema patient in mild respiratory distress treated with the present invention supplying interrupted flow-targeted ventilation with modification of the alternative waveform of FIG. 31 .
  • FIG. 33 illustrates breathing in an emphysema patient in mild respiratory distress treated using the present invention with continuous flow-targeted ventilation and patient control of passive inflation.
  • the present invention provides a system to selectively deliver either breath-synchronized, flow-targeted ventilation (BSFTV) or closed-system positive pressure ventilation (CSPPV) to augment respiration by a patient with a standard tracheal tube, such as a tracheostomy tube or an endotracheal tube.
  • BSFTV breath-synchronized, flow-targeted ventilation
  • CSPPV closed-system positive pressure ventilation
  • the ability to use the present invention with standard cuffed tracheostomy and endotracheal tubes makes it convenient, efficient and both clinically effective and cost-effective to provide open-system breath-synchronized flow targeted ventilation (BSFTV) via the trachea. Similar benefits can be achieved if a ventilator system is utilized that allows a ventilator to selectively administer either CSPPV or BSFTV, without requiring replacement of the patient's existing conventional tracheal tube.
  • FIG. 3 is an illustration of a basic configuration of the present system using a ventilator 20 that has been modified to alternatively deliver either CSPPV or BSFTV.
  • the ventilator 20 in FIG. 3 has been modified to utilize a standard CSPPV dual-limb ventilator circuit comprised of an inspiratory limb 27 and an expiratory limb 46 with an interposed ⁇ " or "wye" connector 45 attached to the ends of standard 22 mm circuit connections.
  • the joined lumen connects to a standard 15 mm tracheostomy or endotracheal connector 60 attached to the patient 10.
  • oxygen-containing gas is delivered by the ventilator to the patient through a servo temperature-controlled humidifier 26 with a heated breathing circuit 27 that delivers gas within an approximate predefined temperature range (approximately 34 - 38°C) and relative humidity (approximately 70 to 100%).
  • the circuit 27 may be heated by a wire, circulating heated water or air, or similar means or the tubing may be insulated by a chamber of air or other means.
  • the heated / humidified circuit 27 on the inspiratory limb of the ventilator circuit is connected to the expiratory limb through the "Y" or "wye” connector 45
  • the base of the "Y" connector is comprised of a short ventilator hose 28 with connector that attaches to standard 15 mm connections either directly to the patient airway interface 60 (e.g., tracheostomy tube or endotracheal tube) with the CSPPV mode, or indirectly through the adaptor 70 used with the BSFTV mode, which will be discussed below.
  • Oxygen-containing gas can be made available to the delivery system from a variety of external sources.
  • sources 51 may include, but not limited to piped wall oxygen, direct liquid or compressed gaseous oxygen source, or an oxygen concentrator.
  • an external source 52 of air such as piped wall air, direct air compressor or blower source
  • other medical gases including, but not limited to helium or nitric oxide (by a variety of delivery means) could be used.
  • an air compressor, blower or similar air source can be housed within the present system. Though not limited to this application, these embodiments would likely be used in a hospital or similar institutional setting.
  • oxygen is supplied by an internal oxygen concentrator or comparable oxygen generating device that is housed within the present system.
  • an air compressor or blower or similar air- generating device is housed within the present system. This embodiment could be used in either the home or a hospital, nursing home or similar institutional setting.
  • an internal air compressor, blower or other air supply can be combined with external delivery of oxygen into the proximal inspiratory limb of the circuit 27 via a T-connection or an equivalent connection.
  • Sources could be (but not limited to) an external compressed oxygen gas cylinder or liquid oxygen source or oxygen concentrator. This embodiment may be most appropriate for a setting such as the home or nursing home setting.
  • the gas composition from those respective sources is regulated by one or more gas supply valves. Concentrations of gas delivery can be confirmed by analyzers 29 for the appropriate source such as oxygen, helium or nitric oxide.
  • the inspiratory valve 22 noted in FIG. 3 regulates the maximum or peak flow and the associated flow waveform under the control of the processor 21 , which monitors and regulates the valve through flow sensor 24.
  • Pressure transducers 23 can be placed proximal, distal or preferably both proximal and distal to the inspiratory valve 22.
  • a pressure transducer 23 or other pressure sensing/measuring device is preferably located proximal to the inspiratory valve 22 to measure pressure and detect excessive machine pressure.
  • the preferred embodiment also incorporates a pressure transducer 23 or other pressure sensing/measuring device that is preferably located distal to the inspiratory valve 22 to measure pressure and detect excessive pressure within the flow delivery circuit.
  • a conduit before and a conduit after the inspiratory valve merge into a conduit that has a pressure relief valve 25 that vents to the atmosphere, preventing excessive pressure build up within the present device or within the gas delivery circuit.
  • Other configurations accomplishing the same outcome apply.
  • Data from all of the sensors, valves, monitoring, measurement devices or other systems are passed on to the processor 21 and the processor 21 is preferably in bidirectional communication with those devices and multiple communications can occur simultaneously among the processor 21 and other systems.
  • the expiratory limb 46 of the ventilator is a conduit for the patient's exhaled gas in the CSPPV mode of operation.
  • the conduit enters the ventilator and typically connects to a pressure-sensing device 48 to directly or indirectly measure pressure within the conduit.
  • Exhaled gas also passes through a flow sensing device 47 that measures the patient's exhaled flow. The measured flow can be integrated into volume by processor 21.
  • In line is a valve 49 that governs the exit of the exhalate from the ventilator and into the atmosphere. Complete or partial closure of the valve may occur prior to full exhalation to maintain required expiratory pressure, such as positive end expiratory pressure (PEEP), which has been previously discussed and is commonly used with CSPPV.
  • An in-line air filter is typically p resent that filters the exhalate before it exits the ventilator through port 50 and is discharged into the atmosphere.
  • GUI graphic user interface
  • an inspiratory valve, flow sensors, pressure sensors, other sensors and a means of mixing, filtering and measuring delivered gas concentration occurs, all controlled, monitored and managed by a processor 21 .
  • the spectrum of CSPPV delivery modes and settings, selected and integrated with GUI 40 and alarm 42 options are controlled by the processor 21 .
  • the sensing, monitoring and management by processor 21 for initiation of the positive-pressure breath delivery by identification of the inspiratory phase by pressure, flow triggering or any other method such as time triggering are maintained functionality through processor 21 .
  • the processor manages and monitors the devices on the inspiratory component of the ventilator to deliver the pressure-targeted or volume-targeted positive-pressure breath delivery or combination thereof, that are user-selected from all the optional modes and settings available for CSPPV.
  • the expiratory valve 49 remains closed during inspiratory breath delivery, to maintain the required positive pressure to drive, through the closed system, passage of the ventilator delivered inspired gas through the patient interface 60 and into the lungs of patient 10.
  • the processor 21 monitored pressure, volume and time meters allow it to identify the point for breath delivery termination established by the user, by closing the inspiratory valve 22.
  • opening of the expiratory valve 49 allows for exhalation through the expiratory circuit and expiratory conduit of the ventilator, and exhalate exits the ventilator through port 50 and is discharged into the atmosphere.
  • the processor 21 monitors diminishing positive pressure during exhalation, for example, with pressure transducer 48. If a PEEP in cm H 2 0, or any other level of pressure is to be established during exhalation as selected by the user, the exhalation valve closes proportionately or completely as required and the pressure is achieved and monitored by processor 21 until the next breathing cycle begins.
  • the processor 21 disables any and all sensors specifically required by BSFTV, but not required by CSPPV, whether within the adaptor 70, the patient interface 60, the circuit, the ventilator 20, or interfacing or intermediate device. This includes any BSFTV-dependent aspiration systems 36, purge pumps 37 or similar technology that is not required for fully functional CSPPV. Any processor 21 displays that are passed through to the GUI 40 or audible alarms 42 for BSFTV would be disabled in this configuration. However, the GUI option to return to BSFTV and disable CSPPV would be active.
  • the processor 21 uses flow sensor 24 to control the inspiratory valve 22 to deliver a flow of oxygen-containing gas through the inspiratory limb, adaptor 70 and tracheal tube 60 to augment the patient's spontaneous respiration.
  • Other devices utilized by the processor 21 during CSPPV remain functional as appropriate to manage and monitor the properties of the gas delivery to the patient.
  • Safety systems for preventing failure resulting in undesired back pressure remain active as well. As previously discussed, in BSFTV mode, this flow varies over the inspiratory and expiratory phase of the patient's respiratory cycle in a predetermined non-constant flow waveform synchronized with the respiratory cycle.
  • the expiratory valve 49 is closed during the expiratory and inspiratory breath cycle in BSFTV mode, since the patient can freely exhale through the adaptor 70 attached to the proximal end of the patient interface 60 (e.g., tracheostomy tube or endotracheal tube), as will be discussed below.
  • the present invention functions as an open system for ventilation in BSFTV mode.
  • related expiratory sensors and feedback to the processor 21 are unnecessary, and can be disabled.
  • the expiratory sensors may be engaged by the processor 21 to achieve, with alternative connectivity measures, sensor functionality required for BSFTV relating to adaptor 70.
  • pressure sensor 47 and valve 49 could function as a safety backup relief for pressure sensors 23 and relief valve 25 for inadvertent excessive pressure build up in the system, including the patient's airway
  • the patient airway interface 60 may include any of a variety of conventional tracheal tubes placed within the patient's airway, including, but not limited to a tracheostomy tube 80 or an endotracheal tube 90.
  • An adaptor 70 is removably attached to the standard proximal connector of the tracheal tube to serve as a temporary interface in BSFTV mode between the tracheal tube and the ventilator 20.
  • the adaptor 70 includes a smaller-diameter cannula 73 that slides into the tracheal tube, and thereby divides the tracheal tube into two lumens.
  • One lumen is used to supply oxygen- containing gas from the ventilator 20 to the patient, while the second lumen allows the spontaneously-breathing patient to freely inhale and exhale in open exchange with the atmosphere through a port in the cap of the adaptor.
  • the system can be returned to CSPPV mode by removing the adaptor 70 while leaving the tracheal tube in place, and then reconnecting the ventilator hose 28 to the proximal connector of the tracheal tube.
  • the adaptor 70 for the patient airway interface 60 may have a number of sensors 75 or gas sampling tubings 77 that can be attached or integrated into the inside or outside wall of the adaptor tube 73, so that the processor 21 can monitor the patient's self-breathing and synchronize the flow of gas supplied to the patient in BSFTV mode accordingly. Additionally, to monitor and manage the ventilator delivery of BSFTV by the ventilator, respiration sensors or sampling tubings can be attached or integrated into the heated circuit 27, the hose 28 or adaptor 70, all leading to the tracheal tube 60 and the patient 10 airway.
  • Measurements could include internal pressure at the distal end of the device and the ventilator delivered gas temperature, humidity, flow or F
  • Sensors from other devices that monitor pulse oximetry or tissue C0 2 can be attached in contact with skin or airway mucosal surface or similar body surfaces (such as the tissue interface of a tracheal stoma) and data transferred back to the ventilator device (wired or wireless transmission of various forms) either directly or through an intermediate device .
  • the present system's sensors in direct contact with the lumen, or indirect contact through gas sampling tubes attached to the lumen of tube 73 that allows a spontaneously-breathing patient to freely inhale and exhale in open exchange with the atmosphere can be used to measure or estimate the quantity and properties of the patient's breath.
  • Sensors 75 in adaptor 70 can include but not be limited to thermistors, pressure or flow sensors. Wired or wireless transmission of various forms from sensors 75 can transfer data back to the ventilator device.
  • sampling tubes 77 in direct contact with the lumen of tube 73 that allows a spontaneously- breathing patient to freely inhale and exhale in open exchange with the atmosphere can transfer gas samplings back to sensors in the ventilator 20.
  • pressure transducer sensors 33, 34, C0 2 or other gas sensors 35 or additional sensors can be used to measure one or more physiologic or gaseous properties from the tubing sampling.
  • a valve assembly or similar device can additionally bypass the aspiration pump 36 and pressure within the gas sampling tube 30 can be in free communication with pressure transducers 33.
  • the pressure differential can be used to determine flow using an additional transducer 34.
  • the sampling tubing 30 can be used to draw sampled gas back into the device for measurement through use of an aspiration pump 36 or some similar mechanism with optional periodic purging of the line with air or a liquid (e.g. , saline or water) using a positive pressure pump 37 or similar purging device.
  • the aspiration pump 36 would deliver the sample to sensor/measurement devices within the present device. Examples of sensor/measuring devices include a helium, nitric oxide, oxygen or C0 2 analyzer 35.
  • Data generated by sensors at or near adapter 70 and data generated by sensors within the ventilator 20 from samples collected at or near adapter 70 and data generated from any other sensors, such as an oxygen or other gas analyzer 29, pressure transducer 23 and flow transducer 24 incorporated into the gas delivery mechanism of the ventilator 20 are electronically transferred to the processor 21 through analog-to-digital conversion as needed, so digital information either reaches the processor or is converted from analog to digital at the processor 21 .
  • the processor 21 is typically in bidirectional or two-way communications with the entire sensing/measurement system (including sensors, aspiration and purging systems).
  • the processor 21 also governs any necessary valve control, visual or audio alarms, output regulation, calibration, quality control or operation status and self- test or auto-regulation information.
  • At least one of the sensors measures a physical property (e.g., pressure, temperature, flow or carbon dioxide level) associated the patient's respiratory cycle.
  • a physical property e.g., pressure, temperature, flow or carbon dioxide level
  • the processor 21 can be a microprocessor, controller or any other suitable type of hardware with sufficient intelligence to monitor the sensors, detect a desired phase (or phase component) of the patient's respiratory cycle, and control the ventilation system to deliver a predetermined flow profile of oxygen-containing gas varying over each inspiratory and expiratory phase of the respiratory cycle.
  • one or more of the sensor/measurement devices, aspiration and purging systems and related hardware/software can be external and removably attached to the present device with appropriate ports 38 and 39 to connect the device to communicate with the processor 21 , sensor/measurement devices and sampling tubing located on or adjacent to adaptor 70.
  • devices in communication with the present device could include monitors such as pulse oximeters and tissue C0 2 monitors.
  • monitors such as pulse oximeters and tissue C0 2 monitors.
  • sensor/measurement devices at or adjacent to adaptor 70 or other sensor/measurement devices can be integrated within the delivery system of the present device.
  • the processor 21 is also in two-way or bidirectional communication with a local and optional remote graphic user interface 40 (GUI) or similar device with control panel, and with a local or optional remote audio alarm system 42.
  • GUI graphic user interface 40
  • the GUI display 40 allows the user to set flow-targeted parameters, including peak flow, or any of the instantaneous flow waveform characteristics that can be targeted for a respiratory phase or component of a respiratory phase.
  • Respiratory phases include an inspiratory phase, a transition phase from inspiratory to expiratory, an expiratory phase, and a transition phase from expiratory to inspiratory. Additionally, there are components to both the inspiratory and expiratory phases.
  • those flow-targeted peak flows e.g., inspiratory and expiratory or optional peak transition flows
  • relative flow waveform examples of described flows targeted to phases or components of the phases can be graphically presented to the user as options (among other flow pattern options) for selection.
  • Selected "Help" screens could walk the user through various decision trees, such as selection of phase-related peak flows and flow patterns based upon specific management goals.
  • the operator GUI 40 or other control interface allows the user to assess, measure, monitor, adjust or alter any parameter chosen by the user.
  • the primary targeted parameter is peak flow and the associated flow pattern.
  • the user can adjust for secondary parameters including, but not limited to delivered gas oxygen concentration, as well as the concentration of other medical gases such as air, helium, or nitric oxide, and the delivered temperature and humidity.
  • Every ventilation system must have secondary, or fail safe back-ups. As with other ventilation systems, excessive internal pressures within the present device or within the flow delivery circuit can be measured.
  • sensors, measuring devices and/or gas sampling tubing attached to, or associated with the adaptor 70 attached to the airway interface device 60 can integrate with the present system to sense over-pressurization within the patient airway.
  • the GUI interface 40 can allow the user to select default or custom pressure limits, and pressure exceeding that limit at any point will be dissipated (e.g. , through the pressure relief valve noted in FIG. 3) with the appropriate audible alarm 42 and visual alarm.
  • the intelligent processor 21 can utilize data from all valves, sensors, measurement devices or other systems integrated within or in communication with the present device to perform calibration, quality assurance checks, other automatic tests or evaluations and to make automatic adjustments and compile reports.
  • the processor 21 can use data from the sensors, measurement devices or sampling tubing related to the adaptor 70 attached to the patient airway interface devices 60 to determine the phases and components of phases of the respiratory cycle of the self-breathing patient 10. Examples include, but are not limited to, flow (e.g., direct flow measurement, thermistor or differential pressure assessment), airway pressure and airway C0 2 waveform analysis. The processor 21 can then utilize this data for ventilator delivery of breath- synchronized flow-targeted ventilation and monitoring.
  • Airway CO 2 waveform analysis can be derived from gas obtained near the carina, thus eliminating a substantial portion of anatomic dead space. Additionally, end-tidal C0 2 analysis can eliminate some of the physiologic dead space from wasted alveolar ventilation a known confounding factor in end- tidal capnography accuracy. This gas sampling method more closely reflects alveolar partial pressure of C0 2 , which is similar to arterial partial pressure of C0 2 , the determinant of adequacy of ventilation.
  • the real time breath-by-breath end-tidal C0 2 analysis and trending through processor 21 will reflect the adequacy of ventilation in the self-breathing patient 10 supported by the present invention.
  • Accuracy of end-tidal capnography may be enhanced by the invention if the sample tubing opening is positioned at the distal end of the open lumen of adapter 70 near the carina and processor 21 interrupts mixing tracheal gas from ventilator flow for a very brief period during the transition between end of expiratory flow and beginning of inspiratory flow, where there is normally no flow during self-breathing.
  • the processor 21 can deliver the ventilator flow- targeted waveform synchronized to the phases and components of phases of the respiratory cycle of the self-breathing patient 10. However, exact measurement confirmation of flow and volume contributed by the present invention would be clinically useful.
  • the processor 21 can utilize flow sensors 23 to calculate the flow delivered by the ventilator during the time of inspiratory phase (T
  • the self-breathing inspired flow can be obtained utilizing direct flow measurement through flow sensor 75 or differential pressure measurements from sample tubings 77 in contact with the open self-breathing lumen within the tracheal tube created by adaptor 70.
  • the processor 21 can identify the self-breathed flow measured by the sensor during inspiration (T
  • the self-breathed flow measured by the sensor during inspiration
  • the flow waveform and integrate inspiratory flow over
  • the processor can estimate the expiratory gas volume sensed through the open self-breathing lumen of adaptor 70 by flow data obtained during the time of expiration (T E ).
  • the processor 21 can calculate the expired volume by integration of the flow over T E .
  • Various processor calculations of physiologic parameters can be presented to the user through the GUI 40 to indicate the respiratory-cardio physiologic status of the patient 10. Acceptable ranges can be set by the user, with GUI 40 and audio alarms 42 set to alert exceptions.
  • device-monitoring information and physiologic data can input into a servo-feedback loop that allows the present invention to make clinician- defined, rules-based adjustments in properties, such as adjustments of the clinician's initially selected waveform delivery using monitoring and physiologic data criteria to achieve the clinician's desired patient outcome.
  • the user can set appropriate limits with an appropriate local or remote GUI 40, and limits for audible alerts and alarms 42.
  • Embodiments of the adaptor 70 for use with a conventional tracheal tube are illustrated in FIGS. 4 - 19.
  • a conventional tracheal tube e.g. , a tracheostomy tube 80 or endotracheal tube 90
  • FIGS. 4 - 19 an adaptor 70 is used to removably secure an inner catheter 73 within the patient's tracheal tube, while still allowing unrestricted spontaneous inspiratory and expiratory breathing through the tracheal tube and a port in the adaptor 70.
  • the adaptor 70 has a cap or housing with a first cylindrical connector 71 that removably fits into and engages the standard connector on a ventilator hose, and a second cylindrical connector 72 that removably fits over and engages the standard proximal connector on a tracheal tube 80, 90.
  • An inner cannula 73 can be removably inserted through the proximal opening of the tracheal tube to effectively divide the tracheal tube into two lumens. In BSFTV mode, one lumen is used for supplying oxygen-containing gas from the ventilator to the patient, while the second lumen allows spontaneously-breathing patient to freely inhale and exhale in open exchange with the atmosphere.
  • FIG. 4 is a vertical cross-sectional view of the adaptor 70 by itself.
  • FIGS. 5 - 9 provide detail concerning an embodiment of adaptor 70 used in conjunction with a conventional tracheostomy tube 80.
  • the inner cannula 73 of the adaptor 70 shown in FIG. 4 can be inserted into a standard tracheostomy tube 80 with inflatable cuff 81.
  • the inner cannula 73 can be made of flexible plastic material that is curved to approximate the contour of a tracheostomy tube 80.
  • FIG. 6 shows that the diameter of the outer wall of the inner cannula 73 is less than the inner diameter of the tracheostomy tube 80, creating an annular second lumen for supplying a flow of oxygen-containing gas to the patient.
  • the cross-sectional view in FIG. 5 illustrates that the annular lumen between the outer wall of the inner cannula 73 and inner diameter of the tracheostomy tube 80 is maintained along the longitudinal axis from the proximal opening to the distal opening of the tracheostomy tube 80.
  • the open proximal end 74 of the inner cannula 73 extends through the cap of the adapter 70 to provide a port to the atmosphere for patient inhalation and exhalation.
  • the adapter 70 includes a cylindrical connector 72 with an inner diameter that snugly, but removably attaches to a standard 15 mm connector 86 on the proximal end of the tracheostomy tube 80.
  • the adapter 70 can rotate circumferentially around the 15 mm tracheostomy connector 86.
  • Another cylindrical connector 71 extends at, for example, a 90 degree angle to the adapter 70, for removable attachment to a ventilator hose 28.
  • This connector 71 is in fluid connection with the inner cavity of the adapter 70, so that gas delivered by the ventilator flows through adaptor 70 and the annular lumen within the tracheostomy tube 80 to the patient 10.
  • the connector 71 has an inner diameter designed to fit inside a standard ventilator hose 28 through its integrated connector.
  • the cap of the adaptor 70 has a flexible air-tight seal that maintains the position of the inner cannula 73, but allows rotation of the adaptor 70 around the tracheostomy tube connector 86 to orient the ventilator tubing connector 71 and ventilator hose 28 to an adjustable position in relationship to the patient's head and position of the ventilator 20 with relation to the patient's bedside.
  • the proper insertion of the inner cannula 73 and connection to the ventilator hose 28 allows the flow-targeted waveform to be delivered through the annular lumen between the inner cannula 73 and tracheostomy tube 80, and dispersed into the trachea during the patient's breathing cycle.
  • the inner cannula 73 which is in open communication between the trachea and atmosphere, allows simultaneous unrestricted self-breathing by the patient.
  • a smaller-diameter catheter 79 shown in FIGS. 7 - 9 may be inserted through the tracheostomy tube 80.
  • the term "cannula” should be broadly construed as either an inner cannula 73 as shown in FIG. 4 - 6, or a smaller-diameter catheter 79 as shown for example in FIGS. 7 - 9. These terms should be considered to be interchangeable.
  • the smaller diameter catheter 79 extends from the cap of the adaptor 70 and is inserted into a proximal opening of a standard tracheostomy tube 80, as shown in FIG. 7.
  • the diameter of the catheter 79 can be about the same or larger than a conventional transtracheal catheter depending upon gas delivery needs.
  • the cross-sectional view in FIG. 8 illustrates that the outer diameter of the catheter 79 is substantially less than the inner diameter of the tracheostomy tube 80, thereby creating a space allowing unrestricted self-breathing through the tracheostomy tube lumen.
  • the cross-sectional view in FIG. 9 illustrates that the space between the outer wall of the catheter 79 and inner diameter of the tracheostomy tube 80 is maintained along the longitudinal axis from the proximal opening to the distal opening of the tracheostomy tube.
  • the adaptor 70 includes a cylindrical connector 72 that removably fits over and engages the standard 15 mm connector 86 on the proximal end of the tracheostomy tube 80.
  • the assembly can rotate circumferentially around the 15 mm tracheostomy connector 86.
  • the adaptor 70 also has another cylindrical opening 71 that removably fits into the standard connector on a ventilator hose 28, as previously discussed.
  • the proximal end of adaptor cap is open, as shown in FIG. 7, to define a port so that the patient can freely breathe in and out through the open lumen of the tracheostomy tube 80 surrounding the catheter 79.
  • the transtracheal catheter 79 has an elbow which is bonded to the conical segment 71 of adaptor 70, which in turn reversibly connects to the cylindrical connector of ventilator hose 28 as shown in FIGS. 7, 9, and 12 - 16.
  • one or more respiration sensors 75 can be placed within or attached to the outer wall of the catheter 79 to detect and monitor the patient's self-breathing.
  • FIGS. 7 and 12 illustrate a sensor 75, such as a thermistor with a wired connection 76 exiting from the cylindrical extension above the attachment of the catheter elbow to the conical segment.
  • the communication of the sensor 75 with the ventilator 20 may be wired or wireless. Alternatively, the sensors may be external to the ventilator, but in communication with processor 21 .
  • one or more sampling tubings 77 can be placed within and along the outer wall of the catheter 79 with the distal opening at one or more positions along the outer catheter wall and in fluid connection with the lumen of the tracheostomy tube to detect and monitor the patient's self- breathing.
  • the tubing can allow a sensor in the ventilator 20 to measure pressure within the lumen of the tracheostomy tube or sample gas that is delivered to the sensor within the ventilator 20.
  • the aspirating pump 36 and purging pump 37 systems can be utilized for gas sampling, as previously disclosed.
  • the sensors may be external to the ventilator, but in communication with processor 21 .
  • FIGS. 9 and 15 illustrate the tubing exiting the adaptor 70 through the cylindrical extension above the point of connection of the catheter 79 to the conical ventilator tubing connector 71 .
  • An air-tight connection 78 facilitates attachment of the tubing 77 to the tubing 30 affixed to the ventilator tubing 28.
  • a flow sensor 75 shown in FIG. 16 can be attached to the proximal (top) opening of the adaptor 70 to allow measurement of flow during patient self-breathing to detect and monitor the patient's self- breathing.
  • FIG. 16 depicts a wired connection 76 exiting from the flow sensor 75 and attaching via connector 78 to a wire 30 affixed to the ventilator tubing 28, transmitting information to the ventilator processor 21 either directly or through an external device.
  • the adaptor 70 may either deliver flow through the annular lumen defined between the outer wall of the inner cannula 73 and the inner wall of the tracheostomy tube 80, or through the inner cannula 73.
  • the patient's self-breathing occurs through the lumen of the inner cannula 73.
  • a fenestrated tracheostomy tube is not necessary because adequate self-breathing occurs through the inner cannula 73.
  • flow is delivered via the inner cannula 79, and self-breathing occurs via the annular lumen between the tracheostomy tube 80 and the inner cannula 79.
  • a fenestrated tube is not necessary.
  • the tracheal tube remains in place in the patient's airway throughout this process, and the cuff 81 or 91 can be inflated using inflation tube 83 or 93 of the tracheal tubes illustrated in FIGS. 1 -2 and any degree of inflation can be monitored by test balloon 82 illustrated in FIG. 5.
  • the cuff 81 or 91 may be partially or completely deflated to prevent contaminated upper airway secretions from pooling above the cuff and also allow for some additional self-breathing around the tracheal tube and through the upper airway, if needed. Partial or complete deflation of a tracheostomy tube cuff 81 allows some gas to pass up through the vocal cords to facilitate speech.
  • FIGS. 10 - 13 show additional embodiments of the present invention using an adaptor 70 in conjunction with a conventional endotracheal tube 90.
  • the inner cannula 73 of the adaptor 70 can be inserted into a standard endotracheal tube 90 with an inflatable cuff 91 .
  • the diameter of the outer wall of the inner cannula 73 is less than the inner diameter of the endotracheal tube 90, creating an annular region allowing unrestricted self- breathing through the endotracheal tube lumen.
  • the adaptor 70 has a connector 72 with an inner diameter that snugly, but removably attaches to a standard 15 mm connector 96 on the proximal end of the endotracheal tube 90.
  • respiration sensors can be placed within or attached to the inner wall of the inner cannula 73.
  • the sensor 75 such as a thermistor or pressure sensor may be in communication through attachment to wire 76 with connector 78 used for connectivity to wire 30 attached to the ventilator hose as shown in FIG. 17. Transmission to the ventilator may be wired or wireless, and may be routed through a separate device.
  • one or more sampling tubings 77 can be placed within the inner wall of the inner cannula 73 (FIGS. 1 1 and 18).
  • a flow sensor 75 shown in FIG.
  • FIG. 19 can be attached to the proximal (top) opening of the adaptor 70 to allow measurement of flow during patient self-breathing.
  • Data transmission to the ventilator may be wired as shown in FIG. 19 or wireless, and may also be either direct or routed through a separate device.
  • FIG. 20 illustrates pressure, flow and volume waveforms with breathing cycles experienced by a patient receiving prior art pressure-targeted CSPPV.
  • Time is on the horizontal axis.
  • the inspiratory and expiratory phases also have different components.
  • Prior art pressure-targeted CSPPV systems are designed to take over the patient's normal spontaneous negative pressure self-breathing. For example in FIG. 20, this patient is receiving a commonly prescribed targeted pressure of 5 cm H20 during end expiration, or positive end-expiratory pressure (PEEP).
  • PEEP positive end-expiratory pressure
  • the patient makes an effort to spontaneously negative pressure breathe, which results in a transient drop in the applied positive pressure to approximately 3 cm H20, but not to a normal negative value.
  • a series of pressure-targeted breaths are triggered each time the patient attempts to normally breathe, and the positive pressure ventilator will override the patient's natural efforts and will force, or pressurize the breath to exactly achieve the targeted maximal inspiratory pressure of 25 cm H20.
  • the exhalation valve opens and allows pressure to drop on exhalation, but the valve then closes when the targeted expiratory pressure of 5 cm H2O is reached.
  • the maximum inspiratory flow and flow delivery patterns vary.
  • a breath with a longer inspiratory time alters flow delivery and achieved tidal volume, even though targeted pressure is unchanged.
  • the maximum expiratory flows and flow patterns vary even though a targeted PEEP is achieved and maintained. Peak inspiratory flows and flow patterns are relatively independent of the target inspiratory pressure. Peak expiratory flows and flow patterns are relatively independent of the target expiratory pressure.
  • FIG. 21 illustrates implementation of a prior art volume-targeted CSPPV.
  • the ventilator has a targeted tidal volume of 800 ml which is achieved with each breath.
  • delivery of the targeted volume results in generation of 30 cm H2O at peak inspiration, and the pressure dissipates only when the exhalation valve opens allowing the patient to exhale.
  • expiratory targeted pressure which is 5 cm H2O of PEEP that is maintained by closure of the expiratory valve. The patient is not making any efforts to self-breathe, and negative pressure deflections below the PEEP level are not seen.
  • FIG. 22 illustrates respiratory mechanics in a normal negative-pressure self-breathing healthy person in a relaxed state. This is representative of how individuals spontaneously breathe when independent from either a positive pressure or negative pressure mechanical ventilator. In short, individuals self- generate a negative or sub-atmospheric pressure that draws the breath into the lungs. During the inspiratory phase, the person uses respiratory muscles to generate negative pressure. Since the lungs are healthy, minimal work of breathing (WOB) is required to draw adequate flow into the lungs. At about mid- inspiration the amount of negative pressure as well as flow into the lungs has reached the peak, and values begin to return to the baseline of zero pressure and flow (sinusoidal pattern).
  • WOB minimal work of breathing
  • FIGS. 23 - 25 present examples of pathophysiology of a number of diseases and disorders that may benefit from use of the present invention. Application of the invention is by no means limited to these examples of diseases and disorders.
  • FIG. 23 shows contrasting respiratory mechanics in a self-breathing patient in respiratory distress due to an exacerbation of emphysema with bronchitis.
  • Increased airway resistance resulting from bronchial airway obstruction directly increases inspiratory WOB.
  • the over-distended diseased lung is difficult to inflate and inspiratory WOB is increased. Consequently, the airway pressure curve swings significantly more negative throughout the sinusoidal inspiratory phase, due to increased inspiratory WOB.
  • Patients have difficulty drawing the breath down into the deep alveolar regions of the lungs where oxygen uptake occurs. Since the respiratory muscles in emphysema patients do not perform normally, there is a limit to how much extra work can be performed.
  • hypoxemia In addition to requirements for increased inspiratory and expiratory WOB, other physiologic derangements in patients with emphysema are hypoxemia, increased physiologic dead space and reduced alveolar ventilation. Destruction of the alveoli (air sacs) and related blood vasculature and airway disease impair the effectiveness and efficiency of gas exchange, resulting in reduced uptake of oxygen and elimination of carbon dioxide. Due to the disease, patients have mismatch where the areas of ventilation don't adequately match blood flow, so inadequate oxygen enters the body (hypoxemia). Additionally, there are many bronchial tubes that lead to diseased alveolar sacs where there is ventilation, but completely inadequate blood flow. Consequently, ventilation is wasted and there is increased dead space due to completely inadequate gas exchange.
  • the self-breathing patient has few choices; either increase the respiratory rate and/or tidal volume in an effort to try to get more minute ventilation to functioning alveolar sacs (this requires an even further increase in WOB), or to give in to excessive WOB and retain carbon dioxide in the blood (develop worsening respiratory acidosis, or respiratory failure).
  • the present system is uniquely positioned to improve or correct these physiologic abnormalities while still allowing the patient to spontaneously self-breathe without CSPPV.
  • This presentation of a patient with respiratory distress due to an exacerbation of emphysema is intended to illustrate one end of the spectrum of respiratory compromise with one example of a disorder where specific physiologic abnormalities occur and can be tied to a specific phase or component of a phase in the self-breathing cycle.
  • Negative-pressure seif-breathing in a neurologic or neuromuscular disease patient with respiratory distress should also be considered.
  • Patients with spine or brain injury and those with neuromuscular disorders can have significant respiratory distress due to impaired neurologic respiratory drive to breathe or due to the fact that the respiratory muscles are unable to generate adequate WOB.
  • the respiratory mechanics would have a similar pattern to the healthy person in FIG. 22 except that adequate negative pressures may not be sustained during negative pressure self-breathing.
  • the present invention is uniquely positioned to improve or correct these physiologic abnormalities while minimizing required WOB and still allowing the patient to spontaneously self-breathe without CSPPV.
  • FIG. 24 illustrates a patient on the other end of the spectrum of respiratory compromise with one example of a disorder called Adult Respiratory Distress Syndrome (ARDS).
  • ARDS Adult Respiratory Distress Syndrome
  • the self-breathing pattern is different than FIG. 22.
  • the ARDS patient has some common features with the patient in FIG. 24, but also some very different pathophysiologic derangements.
  • ARDS causes a very stiff lung that is difficult to inflate and the lungs have blood flow that is shunted around alveolar sacs that are collapsed or full of fluid (congestive atelectasis).
  • expiratory WOB (particularly during the later segments of the expiratory phase) is increased to force the gas out of the lungs so the expiratory time can be shorter (1 : 1 ratio) allowing a faster respiratory rate without significant compromise of the relationship of inspiration to the total breathing cycle (respiratory duty cycle).
  • Pressure also swings positive during the expiratory phase as patients have increased expiratory WOB in an effort to force flow during expiration into collapsed alveolar sacs (atelectasis) for lung recruitment.
  • the inspiratory and expiratory WOB are further driven by the respiratory center's intense stimulus to drive higher tidal volumes and faster respiratory rates.
  • the present invention is uniquely positioned to improve or correct these physiologic abnormalities while still allowing the patient to spontaneously self-breathe without CSPPV.
  • FIG. 25 shows respiratory mechanics during negative-pressure self- breathing in a patient with obstructive sleep apnea with respiratory distress.
  • a normal respiratory cycle during sleep where obstruction is not present is illustrated on the left. It is similar to FIG. 22.
  • the upper airway totally obstructs, resulting in the absence of inspiratory flow and absence of inspiratory volume. Large negative pressure values are generated as the patient struggles to inspire.
  • the patient forcefully attempts to exhale against the obstructed upper airway and significant expiratory pressures are generated, but flow is curtailed and there is no inspired tidal volume to exhale.
  • CPAP Continuous Positive Airway Pressure
  • CSPPV Continuous Positive Airway Pressure
  • Sleep apnea patients can have central episodes, where there are iterative periods throughout sleep where no efforts are made to breathe. Patients have breathing cycles with no upper airway obstruction, but the absence of flow, volume and pressure are noted. The problems are getting adequate oxygen deep into the alveolar units where oxygen uptake can occur and getting carbon dioxide expelled into the atmosphere.
  • the present invention is uniquely positioned to improve or correct these physiologic abnormalities while still allowing the patient to spontaneously self-breathe without the need for CPAP and associated discomforts and complications encountered with CSPPV.
  • FIGS. 26 - 33 serve to specifically demonstrate how using an open system to provide pressure-mitigating, breath- synchronized, flow-targeted ventilation can improve physiology in self-breathing patients with the previously described diseases and disorders.
  • use of the invention is not limited to these disease and disorder examples.
  • these example figures are not intended to limit the scope of the invention.
  • the flow waveforms and associated flow rates of oxygen-containing gas delivered through the airway interface 60 should be sufficient to achieve the desired physiological benefit for the patient, such as reducing the patient's work of breathing by reducing the airway pressure that the patient must generate during spontaneous breathing, flushing carbon dioxide from the patient's airway, and increasing ventilation and improving blood oxygenation.
  • FIG. 26 illustrates negative-pressure self-breathing in an emphysema patient in respiratory distress treated using the present invention to provide interrupted flow-targeted ventilation (Example 1 ).
  • FIG. 26 and others that follow show two respiratory cycles of the previous examples of impaired respiratory mechanics in patients with respiratory distress due to different respiratory disorders with specific pathophysiologic derangements that have been previously defined.
  • a key element is that the present invention supports the normal self-breathing process while either eliminating or minimizing problems encountered with prior art systems.
  • FIG. 26 shows a rapidly accelerating inspiratory flow with a peak of 40 cm H20.
  • the initial accelerated flow is synchronized with the patient's initial inspiratory effort in the very first component of the inspiratory phase.
  • the early onset of a high flow that exceeds the requirement of the normal breathing pattern facilitates delivery of gas deep into functional alveolar gas exchange units which results in improved alveolar ventilation and consequently improved oxygen uptake and carbon dioxide elimination.
  • Flow during the very early component of the inspiratory phase has maximum impact upon oxygen delivery during self- breathing.
  • the pattern transforms into a convex decelerating pattern that overlays a sinusoidal flow pattern of the patient's breath during mid to late inspiration.
  • the rapidly accelerating peak inspiratory flow (+40 Urn in peak in FIG. 26) and flow pattern reduces inspiratory WOB because the device delivers flow on the leading edge of the breath and less respiratory muscular work is required to physically draw the gas into the lungs.
  • the decelerating flow pattern superimposed upon the patient's diminishing flow supports the diminishing needs for work to be performed during the remainder of the inspiratory phase.
  • the inspiratory flow supplied by the present system also enhances alveolar ventilation during this phase of the patient's respiratory cycle and tidal volume is increased.
  • FIG. 26 demonstrates a reduction in the inspiratory negative-pressure swing, which indicates reduced inspiratory WOB.
  • the negative pressure required by the patient to inspire is mitigated by use of the device's targeted flow pattern.
  • positive pressure during inspiration does not occur because any gas that is not inhaled can easily escape into the atmosphere, mitigating positive pressure buildup.
  • a flow of 15 L/min is triggered in this example and a rectangular flow pattern continues through early and mid exhalation.
  • Patients with emphysema purse their lips and vocal cords throughout exhalation (which requires negligible work) and then use the work of the expiratory muscles to build up back-pressure to mechanically dilate diseased airways to facilitate exhalation.
  • the expiratory flow and flow pattern delivered by the device mechanically dilates the diseased airways and mitigates the pressure that the patient would otherwise generate by increased WOB.
  • the peak flow with the rectangular flow pattern is increased to 25 L/min.
  • This flow boost continues to further mechanically dilate the airways to prevent distal airway collapse, but also flushes out the carbon dioxide that collects in the anatomic and physiologic dead space areas at the end of exhalation. Carbon dioxide is washed out and replaced by oxygen enriched gas that will be available to functioning alveoli on the next breath.
  • Additional flow provided by the invention during exhalation allows the self- breathing patient more effective and efficient use of the expiratory muscles, vocal cords, pharynx and lips to facilitate normal quality, non-fatiguing speech.
  • additional flow provided by the invention during exhalation allows the self-breathing patient to increase cough effectiveness by increasing flow during the expulsive phase of cough.
  • Additional flow provided by the invention during exhalation allows the self-breathing patient more effective and efficient use of the vocal cords and lips in maximizing the physiologic effects related to the rate at which gas exits the chest.
  • Different flow rates and flow patterns administered during the expiratory phase that are illustrated in the following examples may also result in these benefits in a variety of patient populations.
  • FIG. 27 illustrates negative-pressure self-breathing in an emphysema patient in respiratory distress treated using the present system to deliver continuous flow-targeted ventilation (Example 2).
  • the only difference in application of the invention between the patient management in FIG. 26 versus FIG. 27 is that the flow is not interrupted during the transition between exhalation and inhalation or in the transition between inhalation and exhalation. Based upon a patient-specific condition for a variety of disorders, continuous flow may or may not be advantageous. Continuous flow may also be used with any of the examples demonstrating interrupted flow.
  • FIG. 28 illustrates negative-pressure self-breathing in an emphysema patient in mild respiratory distress treated using the present invention to deliver interrupted flow-targeted ventilation (Example 3).
  • the patient is determined by the physician to be less compromised and requires less aggressive support.
  • the application delivers a peak flow and flow pattern to mimic the sinusoidal inspiratory and expiratory flow patterns of the self-breathing patient. Reduced WOB on inspiration and expiration occur, alveolar ventilation is supported, and airway collapse is treated.
  • this flow-targeted ventilation with this flow pattern is likely to be beneficial for self-breathing patients with neurologic or neuromuscular diseases.
  • the physiologic derangements in this patient population have been previously described. These individuals should benefit from the present invention.
  • FIG. 29 depicts negative-pressure self-breathing in an ARDS patient in respiratory distress treated with the present system to provide interrupted flow- targeted ventilation (Example 4).
  • FIG. 29 shows a rapidly accelerating inspiratory flow (with a peak of 45 cm H20 in this example). The initial accelerated flow is synchronized with the patient's initial inspiratory effort in the very first component of the inspiratory phase.
  • the early onset of a high flow that exceeds requirements of the normal breathing pattern facilitates delivery of gas deep into functional alveolar gas exchange units, which results in improved ventilation to alveolar sacs causing improved oxygen uptake and carbon dioxide elimination.
  • Flow during the very early component of the inspiratory phase has maximum impact upon oxygen delivery during self-breathing.
  • ARDS failure of adequate uptake of oxygen in spite of administration of a gas with a high percentage of oxygen (refractory hypoxemia) is a derangement in ARDS that should be improved by the present invention, particularly with this flow pattern that is also designed to recruit collapsed alveolar sacs.
  • the pattern transforms into a convex decelerating pattern that overlays sinusoidal flow pattern of the patient's breath during mid to late inspiration.
  • the rapidly accelerating peak inspiratory flow and flow pattern reduces inspiratory WOB because the device delivers flow on the leading edge of the breath and less respiratory muscular work is required to physically draw the gas deep into the lungs.
  • FIG. 29 demonstrates a reduction in the inspiratory negative pressure swing, which indicates reduced inspiratory WOB.
  • the negative pressure required by the patient to inspire is mitigated by use of the device's targeted flow pattern. Because of the open design of the system, positive pressure during inspiration does not occur because any gas that is not inhaled can easily escape into the atmosphere, mitigating positive pressure buildup.
  • ARDS patients with ARDS, due to the high elastic recoil created by the disorder, are generally able to passively exhale gas from the lungs.
  • administration of flow during exhalation can be beneficial in preventing further atelectasis (alveolar collapse) or even opening collapsed alveolar sacs (recruitment).
  • the ARDS patient requires a high minute ventilation. Though excessive physiologic dead space may not be present, any reduction in physiologic and/or anatomic dead space can reduce ventilatory requirements during self-breathing.
  • the elevated flow achieved at end-expiration with this flow-targeted pattern is designed to meet those needs through carbon dioxide wash out.
  • FIG. 30 illustrates negative-pressure self-breathing in an obstructive sleep apnea patient in respiratory distress treated with the present system.
  • Upper airway collapse and the physiologic derangements in obstructive sleep apnea have been previously described.
  • the present system can be used to target a flow pattern with flow rates that maintain patency or openness of the upper airway during self- breathing.
  • the flow rate (and pattern) required to achieve and maintain patency or openness may be different relative to the phase or component of the phase of the respiratory cycle and requirements may vary from individual to individual.
  • FIG. 30 illustrates an example where an initial high flow at the onset of inspiration occurs to prevent upper airway collapse during the initial negative pressure generated at the onset of inspiration.
  • relatively high flows are maintained to prevent inspiratory upper airway collapse, which results in increase inspiratory WOB.
  • the mitigation of increased inspiratory negative pressures prevents obstruction from begetting obstruction.
  • relatively high flows are maintained during the expiratory phase though flows are of less magnitude. These flows also stent the airway during exhalation and prevent the floppy upper airway tissues from causing obstruction. Accelerated flow occurs towards the end of exhalation in order to maintain patency prior to the onset of the next negative pressure swing at the onset of inspiration.
  • FIG. 31 illustrates negative-pressure self-breathing in an emphysema patient in mild respiratory distress treated using the present system to deliver uninterrupted flow-targeted ventilation.
  • the patient is also determined by the physician to be less compromised and requires less aggressive support.
  • the support is designed to augment self-breathing.
  • a flow of 15 L/min is selected to be administered throughout the inspiratory phase and a flow of 7 L/min is selected to be administered throughout the expiratory phase.
  • flow-targeted ventilation is synchronized with the respiratory cycle and results in a flow pattern that is not the same constant flow throughout the entire respiratory cycle.
  • the higher inspiratory flow is designed to augment the inspiratory breath and the lower expiratory flow is designed to facilitate speech and glottic functioning and to prevent airway collapse and wash out dead space without providing excessive expiratory flows for this particular patient.
  • Flow is uninterrupted during transitions between inspiration and expiration and between expiration and inspiration.
  • FIG. 32 illustrates negative-pressure self-breathing in an emphysema patient in mild respiratory distress treated with the present invention supplying interrupted flow-targeted ventilation (Example 7). Similar to the example in FIG. 31 with the implementation of the invention, the patient is also determined by the physician to be less compromised and requires less aggressive support. However, the support is designed to augment self-breathing. A flow of 15 L/min is selected to be administered throughout the inspiratory phase and a flow of 7 L/min is selected to be administered throughout the expiratory phase. Thus, flow- targeted ventilation is synchronized with the respiratory cycle and results in a flow pattern that is not constant throughout the entire respiratory cycle.
  • the higher inspiratory flow is designed to augment the inspiratory breath and the lower expiratory flow is designed to facilitate speech and glottic functioning, to prevent airway collapse and wash out dead space without providing excessive expiratory flows for this particular patient.
  • the difference is that flow is interrupted during transitions between inspiration and expiration and between expiration and inspiration.
  • FIG. 33 illustrates negative-pressure self-breathing in an emphysema patient in mild respiratory distress treated using the present invention with continuous flow-targeted ventilation and patient control of passive inflation (Example 8).
  • patients with lung disease may use their vocal cords to control or regulate flow in and out of the lungs. Additionally, patients may also "purse” or close their lips to control respiratory flow. This requires little effort. Certain patients may benefit if they learn to close their vocal cords and purse their lips on inspiration, and rather than using negative pressure generated through WOB by the respiratory muscles, they would allow the flow of gas from the present system to passively and effortlessly inflate the lungs.
  • the self-breathing patient controls the respiratory cycle in BSFTV mode.
  • FIG. 33 demonstrates an emphysema patient in respiratory distress where, due to closure of the vocal cords or mouth on inspiration, the flow from the device passively inflates the lungs. Negative pressure otherwise required to inflate the lungs by the self-breathing patient's respiratory muscles is mitigated.
  • the flow pattern is similar to FIG. 27 where the fast ramp-up allows the patient to promptly inflate the lungs, allowing more time for exhalation. Adequate time to exhale is beneficial. Little or no work is required by the diaphragm or other inspiratory muscles. Though positive pressure is achieved on inspiration, no pressure delivered by the device is targeted and the patient determines when the pressure is relieved by opening the vocal cords and lips. Partial closure of the lips and vocal cords during the expiratory phase and resulting physiologic benefits have been described. Other targeted inspiratory flows and flow patterns may be beneficial in this patient population.

Abstract

La présente invention concerne un système qui délivre sélectivement une ventilation à débit ciblé, synchronisée avec la respiration (BSFTV) ou une ventilation à pression positive en circuit fermé (CSPPV) pour augmenter la respiration d'un patient (10) avec un tube trachéal standard (80). Un adaptateur amovible (70) comporte un capuchon qui peut être fixé de manière amovible sur le connecteur proximal (86) du tube trachéal (80) en mode BSFTV, et une canule interne (73) qui s'étend à l'intérieur du tube trachéal (80) pour diviser effectivement celui-ci en deux lumières. L'adaptateur (70) comprend un connecteur de ventilateur (71) pour attacher de façon amovible un tuyau flexible de ventilateur (28) pour délivrer de l'air/oxygène par l'intermédiaire de l'adaptateur (70) et une lumière du tube trachéal (80) avec un débit variant au cours de chaque cycle respiratoire selon une forme d'onde prédéterminée synchronisée avec le cycle respiratoire du patient pour augmenter la respiration spontanée du patient. L'adaptateur (70) comprend en outre un orifice (74) permettant aux patients respirant spontanément (10) d'inspirer et d'expirer librement en échange ouvert avec l'atmosphère par l'intermédiaire de l'autre lumière.
PCT/US2015/028466 2014-05-02 2015-04-30 Système de fourniture d'une ventilation à débit ciblé synchronisée avec le cycle respiratoire d'un patient WO2015168377A1 (fr)

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CN107158537A (zh) * 2017-06-06 2017-09-15 徐玉灿 人工智能多功能型人工气道探测仪
CN110538369A (zh) * 2019-09-30 2019-12-06 张馥镇 可直接连呼气末二氧化碳监测的硅胶钢丝加强型气管插管
CN114917438A (zh) * 2022-05-17 2022-08-19 山东大学 一种基于流速控制的呼吸机工作方法及呼吸机

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US20110277765A1 (en) * 2007-01-26 2011-11-17 Cs Medical, Inc. System for providing flow-targeted ventilation synchronized to a patient's breathing cycle

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CN107158537A (zh) * 2017-06-06 2017-09-15 徐玉灿 人工智能多功能型人工气道探测仪
CN110538369A (zh) * 2019-09-30 2019-12-06 张馥镇 可直接连呼气末二氧化碳监测的硅胶钢丝加强型气管插管
CN114917438A (zh) * 2022-05-17 2022-08-19 山东大学 一种基于流速控制的呼吸机工作方法及呼吸机

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