WO2014145928A1 - Anterior corneal shapes and methods of providing the shapes - Google Patents

Anterior corneal shapes and methods of providing the shapes Download PDF

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Publication number
WO2014145928A1
WO2014145928A1 PCT/US2014/030781 US2014030781W WO2014145928A1 WO 2014145928 A1 WO2014145928 A1 WO 2014145928A1 US 2014030781 W US2014030781 W US 2014030781W WO 2014145928 A1 WO2014145928 A1 WO 2014145928A1
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inlay
shape
anterior
distance
cornea
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PCT/US2014/030781
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French (fr)
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WO2014145928A8 (en
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Alan Lang
Keith HOLIDAY
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Revision Optics, Inc.
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Publication of WO2014145928A8 publication Critical patent/WO2014145928A8/en

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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61FFILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS
    • A61F9/00Methods or devices for treatment of the eyes; Devices for putting-in contact lenses; Devices to correct squinting; Apparatus to guide the blind; Protective devices for the eyes, carried on the body or in the hand
    • A61F9/007Methods or devices for eye surgery
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61FFILTERS IMPLANTABLE INTO BLOOD VESSELS; PROSTHESES; DEVICES PROVIDING PATENCY TO, OR PREVENTING COLLAPSING OF, TUBULAR STRUCTURES OF THE BODY, e.g. STENTS; ORTHOPAEDIC, NURSING OR CONTRACEPTIVE DEVICES; FOMENTATION; TREATMENT OR PROTECTION OF EYES OR EARS; BANDAGES, DRESSINGS OR ABSORBENT PADS; FIRST-AID KITS
    • A61F2/00Filters implantable into blood vessels; Prostheses, i.e. artificial substitutes or replacements for parts of the body; Appliances for connecting them with the body; Devices providing patency to, or preventing collapsing of, tubular structures of the body, e.g. stents
    • A61F2/02Prostheses implantable into the body
    • A61F2/14Eye parts, e.g. lenses, corneal implants; Implanting instruments specially adapted therefor; Artificial eyes
    • A61F2/145Corneal inlays, onlays, or lenses for refractive correction
    • A61F2/1451Inlays or onlays

Definitions

  • Corneal procedures can be performed that reshape the anterior surface of the cornea, and therefore change the refraction of the cornea. While the initial procedure can cause an immediate change to the shape of the anterior surface of the cornea, the cornea, after some period of time following the procedure, may respond biologically to the procedure. The biological response can modify the shape relative to the immediate post-procedure shape. The final shape of the anterior surface of the cornea therefore depends on both the change induced by the procedure as well as the biological response of the cornea. When determining how to achieve a particular refraction correction for a patient, it is therefore not only important to understand the immediate effect the procedure will have on the anterior surface of the cornea, but also any biological response the cornea may have to the procedure.
  • One method of changing the curvature of the anterior surface of the lens is by implanting a corneal inlay within the cornea.
  • Some inlays do not have intrinsic power because the index of refraction of the inlay material is the same, or substantially the same, as the cornea. Thus, there is no significant refraction of light at the inlay/cornea interface. For these inlays, the entire refractive effect on the eye is achieved due to the shape change to the anterior surface of the cornea.
  • Reshaping the anterior corneal surface is very effective in altering the optical properties of the human eye because the index of refraction difference is large at the air / anterior corneal surface boundary, i.e., the difference is 1.376 - 1. Very strong "bending" of light occurs at the anterior corneal surface. However, the biological response of the cornea to the inlay must also be taken into account.
  • One aspect of the disclosure is a method of performing a vision correction procedure, comprising calculating an 8 th order polynomial base shape for a central region of the patient's anterior corneal surface, wherein the base shape provides for near and distance vision within the pupil; selecting a corneal inlay for implantation within the cornea that will change the shape of the anterior cornea surface to the 8 th order polynomial.
  • the method further comprises scaling the 8 th order polynomial base shape to provide a desired amount of near and distance visual acuity for the patient, and wherein the selecting step comprises selecting an inlay for implantation that will change the shape of the anterior corneal surface to the scaled 8 th order polynomial.
  • Scaling can comprise changing the central height of the 8 th order polynomial base shape. Scaling can comprise changing the radial dimension of the 8 th order polynomial base shape. Scaling the 8 th order base shape can enhance near visual acuity and reduce distance visual acuity. Scaling the 8 th order base shape can enhance distance visual acuity and reduce near visual acuity.
  • selecting the inlay for implantation comprises selecting an inlay with an anterior surface with a shape that is not an 8 th order polynomial.
  • Figure 1 plots the mean change to the anterior corneal surface (height profile) for a 2.0 mm diameter inlay design, using the clinically measured height profiles for 31 subjects.
  • Figure 2 demonstrates that height profile (P) for the 2.0 mm design is accurately given by the coefficients (arada) of a symmetric 8 th order polynomial.
  • Figure 3 provides a comparison between the theoretical design targeting an add power of 2 Diopters and a maximum near image quality at 3 mm pupil (see Table 1), and the clinically derived "base" shape.
  • Figure 4 presents the distance, intermediate and near visual acuity for 75 subjects in a clinical study.
  • Figure 5 shows the base profile that is the average response to the 2 mm inlay, using the 8th order polynomial to fit.
  • the disclosure herein provides a method of determining a desired shape for the anterior surface of the cornea.
  • the response of the corneal tissue to the inlay's shape and volume is first determined, especially of the stroma and epithelium anterior to the inlay. This response is reduced to a functional relationship predicting the change to the anterior corneal surface for a given inlay design.
  • the desired optical effect is then determined, and the targeted anterior corneal surface required is then calculated.
  • the required inlay design shape and volume
  • the disclosure herein discloses the nominal shape of an anterior corneal surface that can be produced by implanting a corneal inlay in the corneal stroma using a LASIK flap or otherwise, and that provides good distance, intermediate and near vision. Nominal shapes are provided for an exemplary 2.0 mm diameter inlay design.
  • the method of determining the surface shape of the anterior surface of the cornea includes using clinical measurement of the anterior corneal surface change after a 2.0 mm diameter inlay was implanted to show that the anterior corneal surface change can be fit to an 8 th order symmetric polynomial.
  • a range of shapes optimal for near and distance vision is then derived by theoretical ray trace methods. This aspect is described in detail in US Pub. No. 2009/0198325, incorporated herein by reference.
  • the average of the anterior corneal surface shape change for subjects with the 2 mm diameter design establishes the ideal corneal shape because the clinical data demonstrates good distance, intermediate, and near visual acuity in the treated eye.
  • This inlay design also provides a shape that is within the range of the theoretically ideal shapes from ray- trace analysis.
  • the method also illustrates that there is a nominal basic biomechanical "shape," from which each individual subject's anterior corneal surface shape can be calculated, by a scaling of the central height change and the diameter of the anterior corneal surface effect.
  • the disclosure describes the determination of a desired anterior corneal shape.
  • the anterior corneal shape for a given corneal inlay subject is derived from wavefront measurements recorded with the Tracey aberrometer.
  • the wavefront is a measure of the optical properties of any optical system. If the only change to the human eye is the presence of the inlay, then by subtracting the postoperative wavefront from the preoperative wavefront, one derives the change due to only the inlay.
  • the wavefront (WF) difference map provides a 3D profile of the anterior corneal surface change. The 3D height profile is calculated from the WF difference map by dividing by the cornea-air index of refraction difference (1.376-1).
  • corneal surface height change profile For a given subject, we average the three dimensional (“3D”) height profile in 32 radial meridians, around the full 3D profile, centered on the peak of the 3D height profile.
  • Figures 2 and 3 show the mean response for implantation of the 2.0 mm diameter inlay, while Figure 3 also shows the ideal curve from Table 1.
  • Table 1 provides ideal anterior corneal surface changes for three spectacle ADD powers (1.5 diopters, 2.0 diopters, and 2.5 diopters) and for three pupil sizes (small, nominal and large) when using near vision, derived theoretically by ray-trace analysis, which is described below.
  • Parameterization of the Anterior Corneal Surface Change Because the inlay is circularly symmetric, the change to the anterior corneal surface is substantially symmetric.
  • anterior corneal surface is thus generally an even function of the radius.
  • Figure 1 plots the mean change to the anterior corneal surface (height profile) for a 2.0 mm diameter inlay design, using the clinically measured height profiles for 31 subjects.
  • Figure 2 demonstrates that height profile (P) for the 2.0 mm design is accurately given by the coefficients (a n ) of a symmetric 8 th order polynomial.
  • the parameterized anterior corneal shape formula is:
  • the first step in correcting the vision of a subject by altering the cornea is generally determining the desired post-operative shape of the anterior corneal surface which will provide the desired refractive power change (i.e., determining the shape change for the anterior surface of the cornea).
  • the shape of the desired anterior surface may be the result of a biomechanical response as well as epithelial remodeling as a result of the vision correction procedure. Corneal epithelial remodeling will be described in more detail below.
  • the vision correction procedure is performed (e.g., implanting an inlay) to induce the desired anterior surface change.
  • This disclosure includes an exemplary method of determining a desired anterior corneal shape to provide for corrective vision.
  • the method includes implanting an inlay within the cornea to provide for a zone in the center of the cornea that provides near vision and a zone in the periphery that provides distance vision
  • a central zone on the anterior corneal surface with a sharp transition is preferred (i.e., substantially without an outer effect zone).
  • a sharp transition maximizes both the near and distance power efficiencies.
  • the effects of epithelial remodeling typically prevent "sharp" transitions.
  • the anterior surface change induced by the inlay can be given by a symmetric polynomial of at least eighth order:
  • Elev ⁇ r is the change in anterior corneal surface elevation due to the inlay
  • aO, a2, a4, a6 and a8 are the coefficients governing the shape
  • a2 2 * alpha / rz ⁇ 2 - beta / 2 / rz
  • beta -6 * a6 * rz ⁇ 5 - 8 * a8 * rz ⁇ 7
  • the ideal anterior corneal elevation change can be expressed by four independent parameters: hctr, r z , a6 and a8.
  • Table 1 provides ideal anterior corneal surface changes for three spectacle ADD powers (1.5 diopters, 2.0 diopters, and 2.5 diopters) and for three pupil sizes (small, nominal and large) when using near vision, derived theoretically by ray-trace analysis, which is described below.
  • Performing the optical ray-trace optimization to derive the optimal anterior corneal elevation change (Elev) requires a model eye which mimics the key optical functions of the human eye.
  • the finite eye model by Navarro (Accommodation dependent model of the human eye with aspherics, R. Navarro. Et al, JOSA Vol 2 No 8 1985 p. 1273-1281) provides one such model.
  • the Navarro model provides anatomically correct values for the corneal physical and optical properties and provides total eye properties such as normal values for the total eye spherical aberrations, chromatic aberration and Stiles-Crawford effect.
  • Other model eyes can be also used.
  • Elev surface is added to the anterior surface of the Navarro eye model. Calculations of the image quality created by the anterior surface change to the eye model are accomplished using any of many commercial ray-trace software packages. For the examples provided, the Zemax- EE Optical Design Program (2008) from the Zemax Development Corporation was used.
  • the objective of the ray-trace optimization is to find the elevation surface parameters (hctr, r z , a6 and a8) that maximize the optical performance for a given set of assumptions.
  • the Modulation Transfer Function is particularly useful for optical designs, using any combination of optical surfaces of any shape.
  • the MTF is the efficiency of transferring the contrast of the original object to the contrast of the image of the object on the human retina.
  • the MTF efficiency (modulation) is plotted as a function of the spatial frequency information in the image of the object.
  • the spatial frequency can be thought of as one divided by the size of features in the image. Thus, large spatial frequencies represent very fine features in the object, and low spatial frequencies represent very large features in the object.
  • the image quality is maximized when the MTF values at targeted spatial frequencies have their highest values.
  • the ray-trace program is set with at least two configurations.
  • the object for the eye model is set to infinity (e.g., looking at a distant object).
  • the object is set at a near distance.
  • the typical distance of near work and ophthalmic prescription is 40 cm, which corresponds to a spectacle power requirement of 2.5 diopters.
  • the model eye's pupil size must be set. Of the many choices, two are the most logical. In the first, the pupil size is set the same for both configurations and the goal of the optimization is to find the elevation parameters which give equal distance and near image quality. The second choice is to set separate pupil sizes for the distance and near configurations.
  • the near configuration pupil size is set to subject's pupil size in a well illuminated setting i.e., the peripheral distance zone is effectively zero. This condition provides the maximal near distance capability.
  • the distance configuration pupil size is set to the subject's night-time or dim-light pupil size, where distance vision is maximized. For the examples provided herein, the latter method was used, using different pupil sizes for the distance and near configurations.
  • the human pupil size varies for a given set of illumination conditions, with two important trends. As an individual ages, the nighttime pupil size decreases. Additionally, when looking at a near object, the pupil diameter reduces by about 0.5 mm. Based on literature and clinical experience, the near configuration pupil in bright lighting is considered "small” if approximately 2.5 mm in diameter, “nominal” if approximately 3.0 mm, and "large” if approximately 3.5 mm in diameter. For the distance configuration, the nighttime pupil sizes vary greatly, and any loss of distance vision is compensated for by the fellow eye. Thus, one nighttime pupil size is sufficient for design purposes and a diameter of 5.0 mm is suggested by the literature / clinical experience.
  • the figure demonstrates agreement between the two shapes, illustrating that the theoretical shape and the base profile are substantially the same.
  • This comparison illustrates that the selection and use of the 2.0 mm diameter design provides a base shape that falls within the theoretically ideal shape.
  • This type of comparison which is made only after empirical data is obtained, allows a determination to be made about a preferred inlay design that will achieve the desired base shape, or scaled version thereof.
  • the 2.0 mm diameter design base profile provides an hctr value in the same 7 - 8 micron range of the ideal shape.
  • Figure 1 provides the mean height profile for 31 subjects with the 2 mm design. And, again, the 2 mm clinical height profiles are within the theoretical ideal range in Table 1.
  • the "hctr" value (the elevation change at its central height) is close to the center of the range of 5-10 microns, which covers the ideal hctr value for most ideal anterior corneal shapes, as shown in Table 1.
  • This range provides for good near vision while maintaining good distance vision for a variety of different preferred refractive adds and pupil size combinations.
  • the base profile shown in Figure 3 was derived from the implantation of inlays whose central thickness varied between about 32-36 microns. For a 7 micron hctr value and a 35 micron inlay central thickness, for example, the inlay central thickness is five times the hctr.
  • the inlay to be implanted could be selected to have a central thickness that is about 5 times the desired hctr value but may be varied if other values of hctr are preferred.
  • the disclosure herein generally provides for methods of treating presbyopia by creating a central near vision zone while maintaining a peripheral distance vision zone (both within the pupil).
  • a peripheral distance vision zone both within the pupil.
  • near and distance visual acuity More near visual acuity generally results in less distance visual acuity, and likewise more distance visual acuity results in less near visual acuity.
  • it is desirable to achieve more near vision acuity while sacrificing some distance vision there may be instances where it is desirable to achieve more near vision acuity while sacrificing some distance vision. Similarly, in some instances it may be desirable to retain as much distance vision as possible, and thus limit the amount of reshaping that occurs to the anterior corneal surface.
  • the disclosure herein focuses on vision correction procedures that provide for both good near vision and good distance vision for a variety of different preferred refractive adds and pupil size combinations, it may be desirable to perform vision correction procedures that provide for either more near, and thus less distance, or more distance, and thus less near.
  • the disclosure herein describes methods of tailoring a vision correction to a particular patient, or to a group of patients, as opposed to using a single inlay for all vision correction procedures to treat presbyopia.
  • inlays with a diameter larger than 2.0 mm can be implanted in the cornea to provide more near visual acuity and less distance visual acuity than an inlay with a diameter of about 2.0 mm.
  • the reason is that, generally, as the diameter of the inlay that is implanted increases in size, more of the anterior corneal surface changes shape, and thus more near visual acuity is provided while reducing the amount of distance visual acuity.
  • the inlay for implantation can be designed to be thinner in the central region. In general a thinner central height will act to reduce the shape change, thus reducing the near vision and maintaining more distance vision. The inlay can thus be selected based on the desired vision correction.
  • inlays there could be a plurality of different inlays to be chosen from based on the individual needs of the patient.
  • a patient-specific inlay could be designed and implanted.
  • hctr values in the 2-5 micron range i.e., less than the exemplary 5-10 micron range above
  • FIG. 4 presents the distance, intermediate and near visual acuity for 75 subjects in a clinical study. The distance, intermediate and near visual acuities achieve about 20/25 or better at 6 months.
  • a unique "base” profile exists with a set of coefficients (a n ), and individual subject profiles vary depending on two parameters: a scaling in the magnitude of the profile (5j) and a scaling in the radial direction (3 ⁇ 4).
  • Each subject's anterior corneal shape is given by a specific combination of 5j and a .
  • a statistical recursive fit analysis yielded the parameters for the base shape and the individual subject scaling parameters for the two inlay designs.
  • Table 2 lists the individual subject scaling parameters (5j and (Xj), and the base profile fit parameters (a n ) for the 2.0 mm diameter inlay design.
  • the base anterior height profile is shown in Figure 3 by the black solid line.
  • the base profile is the average response to the 2 mm inlay, using the 8th order polynomial to fit. This is shown with the solid line.
  • the dashed line is the refractive power that is calculated from the Base Profile.
  • LASIK a surgical technique for presbyopic visual correction using Excimer LASER ablation.
  • I TRACOR a surgical technique for presbyopic visual correction using Excimer LASER ablation.
  • Other corneal reshaping methods include corneal thermoplasty (CT) and alteration of the corneal shape by cross-linking.
  • the methods herein of determining a desired shape of an anterior corneal surface can be used for other approaches, and are not limited to determining shapes due to the implantation of an inlay. For example, the methods can be used in determining shapes based on LASIK procedures.
  • the methods herein can be used for procedures that change the shape of the cornea following the removal of a lens-shaped portion of stromal tissue that may be cut by, for instance, a femtosecond laser.
  • the shape of the lens can be modified to create a final corneal shape as described herein.

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Abstract

Methods of determining a desired shape for the anterior surface of the cornea in vision correction procedures.

Description

ANTERIOR CORNEAL SHAPES AND METHODS OF PROVIDING THE SHAPES
CROSS REFERENCE TO RELATED APPLICATIONS
[0001] This application claims priority to U.S. Prov. App. No. 61/799,847, filed March 15, 2013, which is incorporated by reference herein.
[0002] This application is also a continuation-in-part of pending U.S. App. No. 12/877,799, filed September 8, 2010, which is a continuation-in-part of U.S. App. No. 1 1/554,544, filed October 30, 2006, now U.S. Patent No. 8,057,541 , which claims the priority of U.S. Prov. App. No. 60/776,458, filed February 24, 2006, all of which are incorporated by reference herein.
[0003] This application is also a continuation-in-part of pending U.S. App. No. 12/418,325, filed April 3, 2009, which is a continuation-in-part of U.S. App. No. 1 1/738,349, filed April 20, 2007, now abandoned. U.S. App. No. 12/418,325 also claims priority to U.S. Prov. App. No. 61/042,659, filed April 4, 2008 and U.S. Prov. App. No. 61/155,433, filed February 25, 2009. All of the aforementioned applications are incorporated by reference herein.
[0004] This application is related to and incorporates herein by reference the following U.S. patent applications: 60/776,548, filed 2/24/2006; 1 1/554,544, filed 10/30/2006; 61/042,659, filed 4/4/2008; 61/155,433, filed 2/25/2009; 1 1/738,349, filed 4/20/2007; and 12/418,325, filed 4/3/2009.
INCORPORATION BY REFERENCE
[0005] All publications and patent applications mentioned in this specification are herein incorporated by reference to the same extent as if each individual publication or patent application was specifically and individually indicated to be incorporated by reference.
BACKGROUND
[0006] Corneal procedures can be performed that reshape the anterior surface of the cornea, and therefore change the refraction of the cornea. While the initial procedure can cause an immediate change to the shape of the anterior surface of the cornea, the cornea, after some period of time following the procedure, may respond biologically to the procedure. The biological response can modify the shape relative to the immediate post-procedure shape. The final shape of the anterior surface of the cornea therefore depends on both the change induced by the procedure as well as the biological response of the cornea. When determining how to achieve a particular refraction correction for a patient, it is therefore not only important to understand the immediate effect the procedure will have on the anterior surface of the cornea, but also any biological response the cornea may have to the procedure.
[0007] One method of changing the curvature of the anterior surface of the lens is by implanting a corneal inlay within the cornea. Some inlays do not have intrinsic power because the index of refraction of the inlay material is the same, or substantially the same, as the cornea. Thus, there is no significant refraction of light at the inlay/cornea interface. For these inlays, the entire refractive effect on the eye is achieved due to the shape change to the anterior surface of the cornea. Reshaping the anterior corneal surface is very effective in altering the optical properties of the human eye because the index of refraction difference is large at the air / anterior corneal surface boundary, i.e., the difference is 1.376 - 1. Very strong "bending" of light occurs at the anterior corneal surface. However, the biological response of the cornea to the inlay must also be taken into account.
[0008] For some types of inlays it was originally thought that the profile of the change to the cornea was the same as the inlay profile. For example, it was thought that the anterior surface of the inlay would translate almost or substantially exactly and cause the cornea anterior surface to assume the same shape. For corneal inlays described in U.S. patent applications: 60/776,548, filed 2/24/2006; 1 1/554,544, filed 10/30/2006; 61/042,659, filed 4/4/2008; 61/155,433, filed 2/25/2009; 1 1/738,349, filed 4/20/2007; and 12/418,325, filed 4/3/2009, which are incorporated by reference herein, however, it has empirically been shown by the Applicants that the final anterior corneal shape is not, in fact, the same as the shape of the corneal inlay. For example, the cornea's biological response to an inlay's implantation was clinically observed in Patent No. 8,057,541, filed October 30, 2006 (the disclosure of which is incorporated herein by reference), where it was observed that the central anterior surface elevation change was less than the center thickness of the inlay. The cornea's biological response to the inlays was also discussed in U.S. Pub. No. 2008/0262610, filed April 20, 2007, and in U.S. Pub. No. 2009/0198325, filed April 3, 2009, the disclosures of which are incorporated by reference herein. Because the final shape of the anterior surface of the cornea will not simply be the same as the shape of the inlay, the question remains how to achieve the final anterior corneal surface shape. SUMMARY OF THE DISCLOSURE
[0009] One aspect of the disclosure is a method of performing a vision correction procedure, comprising calculating an 8th order polynomial base shape for a central region of the patient's anterior corneal surface, wherein the base shape provides for near and distance vision within the pupil; selecting a corneal inlay for implantation within the cornea that will change the shape of the anterior cornea surface to the 8th order polynomial. [0010] In some embodiments the method further comprises scaling the 8th order polynomial base shape to provide a desired amount of near and distance visual acuity for the patient, and wherein the selecting step comprises selecting an inlay for implantation that will change the shape of the anterior corneal surface to the scaled 8th order polynomial. Scaling can comprise changing the central height of the 8th order polynomial base shape. Scaling can comprise changing the radial dimension of the 8th order polynomial base shape. Scaling the 8th order base shape can enhance near visual acuity and reduce distance visual acuity. Scaling the 8th order base shape can enhance distance visual acuity and reduce near visual acuity.
[0011] In some embodiments selecting the inlay for implantation comprises selecting an inlay with an anterior surface with a shape that is not an 8th order polynomial.
BRIEF DESCRIPTION OF FIGURES
[0012] Figure 1 plots the mean change to the anterior corneal surface (height profile) for a 2.0 mm diameter inlay design, using the clinically measured height profiles for 31 subjects.
[0013] Figure 2 demonstrates that height profile (P) for the 2.0 mm design is accurately given by the coefficients (a„) of a symmetric 8th order polynomial.
[0014] Figure 3 provides a comparison between the theoretical design targeting an add power of 2 Diopters and a maximum near image quality at 3 mm pupil (see Table 1), and the clinically derived "base" shape.
[0015] Figure 4 presents the distance, intermediate and near visual acuity for 75 subjects in a clinical study.
[0016] Figure 5 shows the base profile that is the average response to the 2 mm inlay, using the 8th order polynomial to fit.
DETAILED DESCRIPTION
[0017] The disclosure herein provides a method of determining a desired shape for the anterior surface of the cornea. The response of the corneal tissue to the inlay's shape and volume is first determined, especially of the stroma and epithelium anterior to the inlay. This response is reduced to a functional relationship predicting the change to the anterior corneal surface for a given inlay design. By other techniques, such as optical design analysis or empirical analysis of clinical data, the desired optical effect is then determined, and the targeted anterior corneal surface required is then calculated. Using the functional biological relationship from the previous step, the required inlay design (shape and volume) is then calculated. [0018] The disclosure herein discloses the nominal shape of an anterior corneal surface that can be produced by implanting a corneal inlay in the corneal stroma using a LASIK flap or otherwise, and that provides good distance, intermediate and near vision. Nominal shapes are provided for an exemplary 2.0 mm diameter inlay design.
[0019] The method of determining the surface shape of the anterior surface of the cornea herein includes using clinical measurement of the anterior corneal surface change after a 2.0 mm diameter inlay was implanted to show that the anterior corneal surface change can be fit to an 8th order symmetric polynomial. Using a surface description constrained to an 8th order symmetric polynomial, a range of shapes optimal for near and distance vision is then derived by theoretical ray trace methods. This aspect is described in detail in US Pub. No. 2009/0198325, incorporated herein by reference. The average of the anterior corneal surface shape change for subjects with the 2 mm diameter design establishes the ideal corneal shape because the clinical data demonstrates good distance, intermediate, and near visual acuity in the treated eye. This inlay design also provides a shape that is within the range of the theoretically ideal shapes from ray- trace analysis. The method also illustrates that there is a nominal basic biomechanical "shape," from which each individual subject's anterior corneal surface shape can be calculated, by a scaling of the central height change and the diameter of the anterior corneal surface effect.
[0020] Background and Methods. The disclosure describes the determination of a desired anterior corneal shape. The anterior corneal shape for a given corneal inlay subject is derived from wavefront measurements recorded with the Tracey aberrometer. The wavefront is a measure of the optical properties of any optical system. If the only change to the human eye is the presence of the inlay, then by subtracting the postoperative wavefront from the preoperative wavefront, one derives the change due to only the inlay. The wavefront (WF) difference map provides a 3D profile of the anterior corneal surface change. The 3D height profile is calculated from the WF difference map by dividing by the cornea-air index of refraction difference (1.376-1).
[0021] To calculate the mean radial anterior corneal surface height change profile ("height profile"), for a given subject, we average the three dimensional ("3D") height profile in 32 radial meridians, around the full 3D profile, centered on the peak of the 3D height profile.
[0022] The data presented in this analysis was derived from clinical studies. Figures 2 and 3 show the mean response for implantation of the 2.0 mm diameter inlay, while Figure 3 also shows the ideal curve from Table 1. Table 1 provides ideal anterior corneal surface changes for three spectacle ADD powers (1.5 diopters, 2.0 diopters, and 2.5 diopters) and for three pupil sizes (small, nominal and large) when using near vision, derived theoretically by ray-trace analysis, which is described below. [0023] Parameterization of the Anterior Corneal Surface Change. Because the inlay is circularly symmetric, the change to the anterior corneal surface is substantially symmetric. It is of note that while the term "symmetric" is used herein, it is understood that this term or derivatives of it include surfaces or changes that are not perfectly symmetric, but are substantially symmetric. For example, corneal flaps are not perfectly symmetrical since they have a hinge, and thus the final shape change may not be perfectly symmetrical. These shape changes are still considered symmetric as that term is used herein. The functional representation of the anterior corneal surface is thus generally an even function of the radius. Figure 1 plots the mean change to the anterior corneal surface (height profile) for a 2.0 mm diameter inlay design, using the clinically measured height profiles for 31 subjects. Figure 2 demonstrates that height profile (P) for the 2.0 mm design is accurately given by the coefficients (an) of a symmetric 8th order polynomial. The parameterized anterior corneal shape formula is:
P(r) = [oO + 2(r)2 + a4(r)4 + a6(r)6 + a8(r)8]
[0024] The first step in correcting the vision of a subject by altering the cornea is generally determining the desired post-operative shape of the anterior corneal surface which will provide the desired refractive power change (i.e., determining the shape change for the anterior surface of the cornea). The shape of the desired anterior surface may be the result of a biomechanical response as well as epithelial remodeling as a result of the vision correction procedure. Corneal epithelial remodeling will be described in more detail below. Based on a biomechanical response and an epithelial response, the vision correction procedure is performed (e.g., implanting an inlay) to induce the desired anterior surface change. This disclosure includes an exemplary method of determining a desired anterior corneal shape to provide for corrective vision. One particular embodiment in which the method includes implanting an inlay within the cornea to provide for a zone in the center of the cornea that provides near vision and a zone in the periphery that provides distance vision will be described. In some embodiments a central zone on the anterior corneal surface with a sharp transition is preferred (i.e., substantially without an outer effect zone). A sharp transition maximizes both the near and distance power efficiencies. In practice, the effects of epithelial remodeling typically prevent "sharp" transitions. Empirically, the anterior surface change induced by the inlay can be given by a symmetric polynomial of at least eighth order:
Elev{r) - aO + dl x r 2 + a x r4 + a6 x r6 + 8 x r8 Where "Elev" is the change in anterior corneal surface elevation due to the inlay,
aO, a2, a4, a6 and a8 are the coefficients governing the shape
And "r" is the radial extent location from the center of the anterior surface change.
[0025] The elevation change discussed herein is azimuthally symmetric in plane perpendicular to the axis of the cornea. In other embodiments, however, orthogonal asymmetries may be included with more complex inlay designs, attempting to correct for corneal astigmatism, pre-existing in the subject's eye. Physically, there are useful restrictions on the form of the elevation expression. At r = 0, the elevation change is maximal and is central height "hctr". From the symmetry, at r = 0, the first derivative of elevation expression must be zero. The extent of the inlay-induced change is limited to a maximal radius (rz), where Elev(rz) = 0. And because the elevation smoothly transitions to the original cornea at rz, the first derivative is normally also zero; i.e., dElev(rz)/dr = 0.
[0026] With these restrictions, the elevation change can be characterized by four independent parameters: hctr, rz, a6 and a8. And the remaining coefficients are given by: aO = hctr
a2 = 2 * alpha / rz Λ 2 - beta / 2 / rz
a4 = beta / 2 / rz Λ 3 - alpha / rz Λ 4
Where:
alpha = -hctr - a6 * rz Λ 6 - a8 * rz Λ 8
beta = -6 * a6 * rz Λ 5 - 8 * a8 * rz Λ 7
[0027] Thus, the ideal anterior corneal elevation change can be expressed by four independent parameters: hctr, rz, a6 and a8.
[0028] Table 1 provides ideal anterior corneal surface changes for three spectacle ADD powers (1.5 diopters, 2.0 diopters, and 2.5 diopters) and for three pupil sizes (small, nominal and large) when using near vision, derived theoretically by ray-trace analysis, which is described below.
[0029] Performing the optical ray-trace optimization to derive the optimal anterior corneal elevation change (Elev) requires a model eye which mimics the key optical functions of the human eye. The finite eye model by Navarro (Accommodation dependent model of the human eye with aspherics, R. Navarro. Et al, JOSA Vol 2 No 8 1985 p. 1273-1281) provides one such model. For these design purposes, the Navarro model provides anatomically correct values for the corneal physical and optical properties and provides total eye properties such as normal values for the total eye spherical aberrations, chromatic aberration and Stiles-Crawford effect. Other model eyes can be also used. [0030] To include the anterior corneal elevation change (Elev) in the Navarro eye model, the Elev surface is added to the anterior surface of the Navarro eye model. Calculations of the image quality created by the anterior surface change to the eye model are accomplished using any of many commercial ray-trace software packages. For the examples provided, the Zemax- EE Optical Design Program (2008) from the Zemax Development Corporation was used.
[0031] The objective of the ray-trace optimization is to find the elevation surface parameters (hctr, rz, a6 and a8) that maximize the optical performance for a given set of assumptions. There are many optical metrics of image quality used in optical design. Of these, the Modulation Transfer Function (MTF) is particularly useful for optical designs, using any combination of optical surfaces of any shape. The MTF is the efficiency of transferring the contrast of the original object to the contrast of the image of the object on the human retina. The MTF efficiency (modulation) is plotted as a function of the spatial frequency information in the image of the object. The spatial frequency can be thought of as one divided by the size of features in the image. Thus, large spatial frequencies represent very fine features in the object, and low spatial frequencies represent very large features in the object. The image quality is maximized when the MTF values at targeted spatial frequencies have their highest values.
[0032] The assumptions are derived from the inlay's design requirement to provide a good distance image from light rays passing mainly through the peripheral region between the pupil diameter and the inlay's effect zone (rz), and a good near image for light rays passing through the central effect zone. Thus, the ray-trace program is set with at least two configurations. In the first, the object for the eye model is set to infinity (e.g., looking at a distant object). In the second configuration, the object is set at a near distance. The typical distance of near work and ophthalmic prescription is 40 cm, which corresponds to a spectacle power requirement of 2.5 diopters.
[0033] For each configuration, the model eye's pupil size must be set. Of the many choices, two are the most logical. In the first, the pupil size is set the same for both configurations and the goal of the optimization is to find the elevation parameters which give equal distance and near image quality. The second choice is to set separate pupil sizes for the distance and near configurations. The near configuration pupil size is set to subject's pupil size in a well illuminated setting i.e., the peripheral distance zone is effectively zero. This condition provides the maximal near distance capability. The distance configuration pupil size is set to the subject's night-time or dim-light pupil size, where distance vision is maximized. For the examples provided herein, the latter method was used, using different pupil sizes for the distance and near configurations. Note that regardless of the method chosen, the same range of ideal elevation profiles (e.g., Table 1) will be found. [0034] The human pupil size varies for a given set of illumination conditions, with two important trends. As an individual ages, the nighttime pupil size decreases. Additionally, when looking at a near object, the pupil diameter reduces by about 0.5 mm. Based on literature and clinical experience, the near configuration pupil in bright lighting is considered "small" if approximately 2.5 mm in diameter, "nominal" if approximately 3.0 mm, and "large" if approximately 3.5 mm in diameter. For the distance configuration, the nighttime pupil sizes vary greatly, and any loss of distance vision is compensated for by the fellow eye. Thus, one nighttime pupil size is sufficient for design purposes and a diameter of 5.0 mm is suggested by the literature / clinical experience.
[0035] The optimization tools of the ray-trace software program are now utilized. The elevation parameters (hctr, rz, a6 and a8) are varied until the MTF of the near configuration is maximized while simultaneously maximizing the MTF of the distance configuration. The ideal design is clearly a function of the assumed pupil sizes. In practice, subject may be screened preoperatively, allowing the surgeon to select the inlay design most appropriate for the subject's pupil size range and desired visual outcome.
[0036] Clinically Derived Optimal Anterior Corneal Surface Profile. Though the theoretical analysis provides a range of theoretical ideal optical designs (Table 1), for the assumptions noted, the analysis does not guarantee that the precise predicted anterior corneal shapes are realizable. For example, some 8th order polynomial shapes with a certain degree of steepness are not realizable. Biomechanics limit the combinations of coefficients that can be obtained. Figure 3 provides a comparison between the theoretical design targeting an add power of 2 Diopters and a maximum near image quality at 3 mm pupil (see Table 1), and the clinically derived "base" shape. The base profile shown in Figure 3 was derived from the implantation of 2.0 mm diameter inlays whose central thickness varied between about 32-36 microns. The figure demonstrates agreement between the two shapes, illustrating that the theoretical shape and the base profile are substantially the same. This comparison illustrates that the selection and use of the 2.0 mm diameter design provides a base shape that falls within the theoretically ideal shape. This type of comparison, which is made only after empirical data is obtained, allows a determination to be made about a preferred inlay design that will achieve the desired base shape, or scaled version thereof. Additionally, the 2.0 mm diameter design base profile provides an hctr value in the same 7 - 8 micron range of the ideal shape.
[0037] Figure 1 provides the mean height profile for 31 subjects with the 2 mm design. And, again, the 2 mm clinical height profiles are within the theoretical ideal range in Table 1.
[0038] As shown in Figure 3 the "hctr" value (the elevation change at its central height) is close to the center of the range of 5-10 microns, which covers the ideal hctr value for most ideal anterior corneal shapes, as shown in Table 1. Thus this range provides for good near vision while maintaining good distance vision for a variety of different preferred refractive adds and pupil size combinations. As there is some level of biological variation from patient to patient, being close to the center of this region, on average, is likely to be effective for a broad range of patients. The base profile shown in Figure 3 was derived from the implantation of inlays whose central thickness varied between about 32-36 microns. For a 7 micron hctr value and a 35 micron inlay central thickness, for example, the inlay central thickness is five times the hctr.
Understanding the relationship between a selected inlay thickness and the actual hctr value helps predict how the cornea will actually respond to the presence of the inlay. For example, if the desired hctr value is between about 5 and about 10 microns, the inlay to be implanted could be selected to have a central thickness that is about 5 times the desired hctr value but may be varied if other values of hctr are preferred.
[0039] The disclosure herein generally provides for methods of treating presbyopia by creating a central near vision zone while maintaining a peripheral distance vision zone (both within the pupil). There is a tradeoff between near and distance visual acuity. More near visual acuity generally results in less distance visual acuity, and likewise more distance visual acuity results in less near visual acuity. Depending on the patient and the specific type of vision correction, there may be instances where it is desirable to achieve more near vision acuity while sacrificing some distance vision. Similarly, in some instances it may be desirable to retain as much distance vision as possible, and thus limit the amount of reshaping that occurs to the anterior corneal surface. While the disclosure herein focuses on vision correction procedures that provide for both good near vision and good distance vision for a variety of different preferred refractive adds and pupil size combinations, it may be desirable to perform vision correction procedures that provide for either more near, and thus less distance, or more distance, and thus less near. Thus the disclosure herein describes methods of tailoring a vision correction to a particular patient, or to a group of patients, as opposed to using a single inlay for all vision correction procedures to treat presbyopia. By way of example, inlays with a diameter larger than 2.0 mm, such as between about 2.75 mm to about 3.25mm (e.g., 2,8 mm, 2.9 mm, 3.0 mm, 3.1 mm, 3.2 mm), can be implanted in the cornea to provide more near visual acuity and less distance visual acuity than an inlay with a diameter of about 2.0 mm. The reason is that, generally, as the diameter of the inlay that is implanted increases in size, more of the anterior corneal surface changes shape, and thus more near visual acuity is provided while reducing the amount of distance visual acuity. Similarly, if more distance vision is desired, the inlay for implantation can be designed to be thinner in the central region. In general a thinner central height will act to reduce the shape change, thus reducing the near vision and maintaining more distance vision. The inlay can thus be selected based on the desired vision correction.
[0040] In some embodiments there could be a plurality of different inlays to be chosen from based on the individual needs of the patient. Alternatively, a patient-specific inlay could be designed and implanted.
[0041] For example, hctr values in the 2-5 micron range (i.e., less than the exemplary 5-10 micron range above) will, however, also provide vision correction. In these methods some near vision will still be provided to the patient, with less compromise to the distance vision than hctr values in the 5-10 micron range.
[0042] This 2 mm design response demonstrates good visual acuity. Figure 4 presents the distance, intermediate and near visual acuity for 75 subjects in a clinical study. The distance, intermediate and near visual acuities achieve about 20/25 or better at 6 months.
[0043] Mean Biomechanical Corneal Response For Good Clinical Outcomes. Based on the observations above, it is apparent that a "base" anterior corneal height profile exists, representing the fundamental response of the cornea's stroma and epithelium to the inlay shape and volume. And the anterior height profile for each subject is a scaling in height and effect radius, from the base anterior corneal height profile. The individual subject response is a modification of the basic biomechanical response, due to more subtle changes between subjects. These changes include differences in the eye lid forces, differences in epithelial layer thicknesses, and possible differences in the structure of the stromal tissue, above the inlay.
[0044] A unique "base" profile exists with a set of coefficients (an), and individual subject profiles vary depending on two parameters: a scaling in the magnitude of the profile (5j) and a scaling in the radial direction (¾). The general form of the individual subject fit becomes: P;(r) = 5; [ 0 + (afar)2 + a4(a;r)4 + a6(a;r)6 + aSfar)8] where each subject is "i", and aO to a8 are the coefficients of the basic shape. Each subject's anterior corneal shape is given by a specific combination of 5j and a . A statistical recursive fit analysis yielded the parameters for the base shape and the individual subject scaling parameters for the two inlay designs.
[0045] Table 2 lists the individual subject scaling parameters (5j and (Xj), and the base profile fit parameters (an) for the 2.0 mm diameter inlay design. The root mean square difference between the individual subject fit and the original clinical data, as a percentage of the base shape's central height (ao) is also provided. The majority of values are less than about 3 %.
[0046] The base anterior height profile is shown in Figure 3 by the black solid line. [0047] In Figure 5, the base profile is the average response to the 2 mm inlay, using the 8th order polynomial to fit. This is shown with the solid line. The dashed line is the refractive power that is calculated from the Base Profile.
[0048] While the disclosure herein describes the methods of determining and creating desired shapes by implanting an inlay within the cornea, other techniques can be used to create these shapes. For example, a LASIK procedure can be carried out to achieve the shapes herein. An example would be in the case of presby LASIK, a surgical technique for presbyopic visual correction using Excimer LASER ablation. Alternatively, the shapes can be achieved using I TRACOR, which uses a femtosecond laser to treat presbyopia. Other corneal reshaping methods include corneal thermoplasty (CT) and alteration of the corneal shape by cross-linking.
[0049] As set forth herein, it is useful to identify a nominal and/or range of anterior surface changes that provide good distance, intermediate and near vision for corneal inlay designs that are described as modifying the anterior corneal surface shape as described in U.S. patent applications: 60/776,548, filed 2/24/2006; 1 1/554,544, filed 10/30/2006; 61/042,659, filed 4/4/2008; 61/155,433, filed 2/25/2009; 1 1/738,349, filed 4/20/2007; and 12/418,325, filed
4/3/2009. If the design is to be changed, knowledge of the desired anterior corneal surface and the range of anterior surfaces allows prediction of acceptable new inlay designs. The methods herein of determining a desired shape of an anterior corneal surface can be used for other approaches, and are not limited to determining shapes due to the implantation of an inlay. For example, the methods can be used in determining shapes based on LASIK procedures.
Additionally, the methods herein can be used for procedures that change the shape of the cornea following the removal of a lens-shaped portion of stromal tissue that may be cut by, for instance, a femtosecond laser. The shape of the lens can be modified to create a final corneal shape as described herein.
TABLE 1 : Examples of Ideal Anterior Corneal Surface Change Designs
Figure imgf000013_0001
Table 2: Individual Subject Scaling Factors and Base Fit Parameters
Figure imgf000014_0001

Claims

WHAT IS CLAIMED IS: 1. A method of performing a vision correction procedure, comprising
calculating an 8th order polynomial base shape for a central region of the patient's anterior corneal surface, wherein the base shape provides for near and distance vision within the pupil; and
selecting a corneal inlay for implantation within the cornea that will change the shape of the anterior cornea surface to the 8th order polynomial.
2. The method of claim 1 further comprising scaling the 8th order polynomial base shape to provide a desired amount of near and distance visual acuity for the patient, and wherein the selecting step comprises selecting an inlay for implantation that will change the shape of the anterior corneal surface to the scaled 8th order polynomial.
3. The method of claim 2 wherein scaling comprises changing the central height of the 8th order polynomial base shape.
4. The method of claim 2 wherein scaling comprises changing the radial dimension of the 8th order polynomial base shape.
5. The method of claim 2 wherein scaling the 8th order base shape enhances near visual acuity and reduces distance visual acuity.
6. The method of claim 2 wherein scaling the 8th order base shape enhances distance visual acuity and reduces near visual acuity.
7. The method of claim 1 wherein selecting the inlay for implantation comprises selecting an inlay with an anterior surface with a shape that is not an 8th order polynomial.
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