WO2014072796A1 - Methods and apparatus for wireless transmission - Google Patents

Methods and apparatus for wireless transmission Download PDF

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Publication number
WO2014072796A1
WO2014072796A1 PCT/IB2013/002478 IB2013002478W WO2014072796A1 WO 2014072796 A1 WO2014072796 A1 WO 2014072796A1 IB 2013002478 W IB2013002478 W IB 2013002478W WO 2014072796 A1 WO2014072796 A1 WO 2014072796A1
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WO
WIPO (PCT)
Prior art keywords
precoder
horizontal
vertical
csi
matrix indicator
Prior art date
Application number
PCT/IB2013/002478
Other languages
French (fr)
Inventor
Tommi Tapani Koivisto
Karol Schober
Mihai Horatiu Enescu
Kari HAMALAINEN
Original Assignee
Broadcom Corporation
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Publication date
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Publication of WO2014072796A1 publication Critical patent/WO2014072796A1/en

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/022Site diversity; Macro-diversity
    • H04B7/024Co-operative use of antennas of several sites, e.g. in co-ordinated multipoint or co-operative multiple-input multiple-output [MIMO] systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0456Selection of precoding matrices or codebooks, e.g. using matrices antenna weighting
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0617Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal for beam forming
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621Feedback content
    • H04B7/0626Channel coefficients, e.g. channel state information [CSI]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621Feedback content
    • H04B7/0632Channel quality parameters, e.g. channel quality indicator [CQI]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0636Feedback format
    • H04B7/0639Using selective indices, e.g. of a codebook, e.g. pre-distortion matrix index [PMI] or for beam selection

Definitions

  • the present invention relates to methods and apparatus for wireless transmission.
  • the present invention relates generally to 3D beamforming in mobile network scenarios. More specifically, the present invention exemplarily relates to measures (including methods, apparatus and computer program products) for realising 3D beamforming in mobile network scenarios.
  • the present specification generally relates to beamforming technology in network deployments with respect to wireless transmission between network entities.
  • 3D beamforming A decision to realise the same in 3 rd Generation Partnership Project (3GPP) network deployments according to Rel-12 is pending.
  • the 3D transmission beamforming is enabled since multiple antennas placed at a base station (BS) as e.g. an evolved NodeB (eNB) are traditionally transmitting in horizontal domain, while by mechanical tilt the array can point to different azimuths. Similarly in vertical domain, having multiple arrays and different mechanical tilts, one can achieve a very basic form of vertical sectorisation.
  • BS base station
  • eNB evolved NodeB
  • AAA active antenna arrays
  • Each of the antennas is implemented for example as cross- polarised antennas slants.
  • the beamforming is then performed in the (traditional) horizontal domain as well as in the vertical domain.
  • a thus generated beam is narrower and causes less interference to the other users. It is noted that an increased flash-light interference effect may occur on 3D beamforming, i.e. the interference may be more strongly varying across subframes and physical resource block (PRB) pairs.
  • a narrower beam impacts positively also on the multi-user multiple-input multiple-output (MU-MIMO) scenario performance, as spatial separability is increased. In other words, when narrower beams are realised, a better spatial reuse factor can be obtained.
  • MU-MIMO multi-user multiple-input multiple-output
  • CSI- RS channel state information reference signal
  • a mobile station such as e.g. a user equipment (UE) may be configured with a plurality of such CSI-RS resources in order to coordinate transmission (and assist precoding operations) from multiple transmission points.
  • the UE may be configured to report feedback in the form of multiple CSI reports, each corresponding to one CSI-RS resource.
  • 3D beamforming by means of active antenna arrays is implemented by setting respective antenna weights for each of the antennas forming the grid of an AAA.
  • Tile UE derives a codeword separately for the horizontal and the vertical domain based on the channel measurements from the two configured CSI-RS resources.
  • the existing 2Tx, 4Tx and 8Tx 3 GPP codebooks (for two, four and eight transmit antennas) are used to select the preferred PMI for estimated channel corresponding to each configured CSI-RS resource. Basically this approach assumes that the vertical tilt has no impact on the horizontal precoding weight and hence the vertical and horizontal precoders can be chosen independently.
  • the distribution of preferred precoding angles is dependent on several factors like e.g. terrain as well as UE and eNB antenna height installation, and existing codebooks may therefore be improper.
  • the inventors simulated closed loop 8x2,16x2 and 32x2 cross- polarised multiple-input multiple-output (MEMO) systems with fixed azimuthal line- of-sight (LoS) angle and 3D codebooks.
  • MEMO cross- polarised multiple-input multiple-output
  • the first term corresponds to beamforming
  • the second term corresponds to coherent combination of polarisations
  • ® denotes the Kronecker matrix product
  • the inventors simulated 10 3 realisations of single-carrier channel for each
  • the base station e.g. eNB
  • the UE selects a codeword from the codebook and reports the selected codeword to the eNB, where the codeword represents the best precoder (antenna weights) that would result in optimum performance from the UE's perspective.
  • the codeword represents the best precoder (antenna weights) that would result in optimum performance from the UE's perspective.
  • generation of new 3D beamforming codebooks requires inconvenient codebook standardisation processes and results in lack of backward compatibility with Rel-1 1 mobile devices.
  • the published patent application EP2416603A1 suggests assigning semi-static predefined/different tilt patterns to various subframes or frequency bands, carrier frequencies, etc. Based on feedback from a mobile station, the base station chooses which of those resources are assigned/scheduled to this mobile station.
  • This scheme allows 3D beamforming, but implies scheduling restrictions, because the UE can be scheduled with preferred tilt only in the subframes configured with that tilt according to a semi-static predetermined pattern.
  • a method comprising configuring at least one channel state information reference signal CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for three-dimensional 3D beamforming based on said at least one matrix indicator.
  • a method comprising receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
  • an apparatus for use on a network side of a cellular system comprising a processing system arranged to cause the apparatus to perform configuring at least one CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for 3D beamforming based on said at least one matrix indicator.
  • an apparatus for use on a terminal side of a cellular system comprising a processing system arranged to cause the apparatus to perform receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
  • the processing systems described above may comprise at least one processor, and at least one memory including computer program code, the at least one processor, with the at least one memory and the computer program code, being arranged to cause the apparatus to perform as described above.
  • a computer program comprising computer-executable computer program code which, when the program is run on a computer (e.g. a computer of an apparatus according to any one of the aforementioned apparatus- related exemplary aspects of the present invention), is configured to cause the computer to carry out the method according to any one of the aforementioned method- related exemplary aspects of the present invention.
  • a computer e.g. a computer of an apparatus according to any one of the aforementioned apparatus- related exemplary aspects of the present invention
  • Such computer program may be stored on or in a computer program product which may comprise (or be embodied as) a (tangible) computer-readable (storage) medium or the like on which the computer-executable computer program code is stored, and/or the program may be directly loadable into an internal memory of the computer or a processor thereof.
  • Examples of some of the above aspects enable an efficient and accurate determination of overall (horizontal and vertical) precoders, increased robustness of transmissions, decreased interference with other transmissions, and backward compatibility with Rel-1 1 mobile devices, to thereby solve at least part of the problems and drawbacks identified in relation to the prior aft.
  • 3D beamforming in mobile network scenarios More specifically, by way of some embodiments of the present invention, there are provided measures and mechanisms for realising 3D beamforming in mobile network scenarios.
  • Figure 2 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention
  • Figure 3 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention.
  • Figure 4 shows a schematic block diagram illustrating exemplary apparatus according to some embodiments of the present invention.
  • multiple CSI-RS resources per mobile station are reused for 3D beamforming and a final 3D precoder is formed.
  • Figure 2 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention.
  • a procedure comprises an operation of configuring (S21) at least one CSI-RS resource, and an operation of transmitting (S22) at least one CSI-RS using said at least one CSI-RS resource, an operation of receiving (S23) at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and an operation of determining (S24) a final precoder for 3D beamforming based on said at least one matrix indicator.
  • P CSI-RS resources are configured and the preferable one is selected based on a CQI feedback obtained from a UE per configured CSI-RS resource (i.e. associated with a respective CSI-RS resource), namely, a final precoder is determined based on received matrix indicator and/or channel quality indicator and/or associated CSI-RS resource.
  • a CQI feedback obtained from a UE per configured CSI-RS resource i.e. associated with a respective CSI-RS resource
  • a final precoder is determined based on received matrix indicator and/or channel quality indicator and/or associated CSI-RS resource.
  • the above can be implemented in several ways, as described below.
  • CSI-RS specific '. tilt several CSI-RS configurations with different tilts (i.e. elevation angles) are configured.
  • two CSI-RS configurations are required, one for the horizontal and one for the vertical dimension.
  • one CSI-RS resource is configured and slants of antennas of an antenna array are mapped to vertical and horizontal
  • each of said at least one CSI-RS resources is associated with a different predetermined elevation angle, and exemplary additional operations are given, which are inherently independent from each other as such.
  • an exemplary method according to some embodiments of the present invention may comprise an operation of generating a vertical precoder for each of said at least one CSI-RS resources based on said respectively associated predetermined elevation angle. Further, each of said at least one CSI-RS is transmitted using said respective vertical precoder.
  • Each vertical array is virtualised by w v GM and forms a single horizontal CSI-RS port.
  • said precoder codebook is a horizontal precoder codebook, and exemplary additional operations and exemplary details of the determining operation are given, which are inherently independent from each other as such.
  • an exemplary method according to exemplary embodiments of the present invention may comprise an operation of selecting a CSI-RS associated with a highest channel quality identifier.
  • Such exemplary determining operation according to exemplary embodiments of the present invention may comprise an operation of selecting a horizontal precoder from said horizontal precoder codebook according to said matrix indicator associated with said selected CSI-RS, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder of said selected CSI-RS.
  • an exemplary method may comprise an operation of allocating a predetermined number of said at least one CSI-RS resource to a recipient, e.g. a UE. Consequently, only P CSI-RS (from the possible R resources) resources are configured to each UE.
  • said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI- RS resource allocated to a recipient, i.e. a UE, and said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS. That is, the required two CSI-RS configurations, one for horizontal and one for vertical dimension, are configured to a certain UE as a horizontal and a vertical CSI-RS resource, and the reference signals are transmitted as a horizontal CSI-RS and a vertical CSI-RS.
  • said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from a horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from a vertical precoder codebook
  • said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and exemplary details of the determining operation are given, which are inherently independent from each other as such.
  • Such exemplary determining operation may comprise an operation of selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator, an operation of selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder.
  • the precoders per horizontal and per vertical dimension are selected based on received matrix indices.
  • an exemplary method may comprise an operation of estimating an average elevation angle based on received feedback, and an operation of determining a vertical beam based on said vertical precoder and an average elevation angle.
  • the horizontal codebook may be modified based on said average elevation angle. That is, the horizontal precoder may be obtained from modified horizontal codebook that has been modified by said vertical beam. That is, the vertical beam 1 w w J is estimated from v by estimating average tilt ⁇ .
  • the elevation angle (tilt) can be estimated by CSI feedback received for the CSI-RS resources configured for the vertical ports.
  • said selected horizontal precoder is defined by vW
  • said selected vertical precoder is defined by vM
  • said vertical beam is determined usin the formula w vv with being said average
  • one single CSI-RS is transmitted, said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from said horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from said vertical precoder codebook, said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and exemplary additional operations and exemplary details of the determining operation are given, which are inherently independent from each other as such.
  • an exemplary method may comprise an operation of transmitting a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array.
  • An exemplary detennining operation may comprise an operation of selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator, an operation of selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder.
  • Bitmaps denote which antenna ports belong to which codebook.
  • An example according to the active antenna array as shown in Figure 1 with a total of eight transmission ports is shown in the table below, pointing out the bitmaps for antenna port (T l to Tx8) to codebook (CB 1 and CB2) allocation.
  • the row corresponding to CB1 indicates that the vertical PMI is estimated from CB1 on vertical ports Txl, Tx3, Tx5, Tx7 and the row corresponding to CB2 indicates that the horizontal PMI is estimated on horizontal ports Txl, Tx2, Tx5 and Tx6.
  • Two precoding matrix indices for vertical and horizontal precoding and only a single channel quality feedback/indicator are fed back to the transmitter.
  • Figure 3 is a schematic diagram of an example of a procedure according to some embodiments of the present invention.
  • a procedure comprises an operation of receiving (S31) at least one CSI-RS using at least one CSI-RS resource, an operation of selecting (S32) at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, an operation of determining (S33) at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and an operation of transmitting (S34) at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
  • said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource
  • said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
  • An exemplary selecting operation may comprise an operation of choosing a horizontal precoder from a horizontal precoder codebook, and an operation of choosing a vertical precoder from a vertical precoder codebook.
  • the at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder
  • the at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
  • an exemplary method may comprise an operation of obtaining a horizontal radio channel from said receiving of said horizontal CSI-RS, an operation of obtaining a vertical radio channel from said receiving of said vertical CSI-RS, and an operation of interpolating a full channel based on said horizontal channel and said vertical channel.
  • the single channel quality indicator is estimated based on said full channel. That is, there are N vertical ports and M horizontal ports in an antenna array of a transmitter. The full radio channel is N x M. In order to get good CQI, this N x M channel is to be constructed. Hence some form of interpolation is needed. Accordingly, in other words, a full channel is obtained by interpolating the channel obtained on the horizontal CSI-RS ports with the channel obtained on the vertical CSI-RS ports, and the single channel quality indicator is estimated on the obtained full channel.
  • a 3D PMI is constructed by applying the Kronecker product on the horizontal and vertical PMIs. Based on the 3D PMI, missing ports are interpolated. A single CQI is computed based on the 3D precoder and complete (interpolated) set of ports. Subsequently, two PMIs (horizontal and vertical PMI) and one single CQI are fed back.
  • an exemplary method may comprise an operation of receiving a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array.
  • An exemplary selecting operation may comprise an operation of choosing a horizontal precoder from said horizontal precoder codebook, and an operation of choosing a vertical precoder from said vertical precoder codebook.
  • said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder
  • said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
  • the horizontal precoder codebook may be modified based on said vertical precoder.
  • LTE Long Term Evolution
  • Rel-1 1 already supports configuring the UE with multiple CSI processes corresponding to up to three different CSI-RS resources.
  • the eNB can transmit more than three CSI-RSs, but each UE is only able to measure and report feedback for three CSI-RSs.
  • Each of the up to three CSI-RS resources is precoded with a specific vertical precoder and associated with one of the CSI processes.
  • the UE provides CQI/PMI/rank indicator (RI) feedback for each of the CSI processes, hence enabling the eNB to select the best CSI-RS resource and thus the best vertical precoder to be used for enhanced physical downlink control channel (ePDCCH)/physical downlink shared channel (PDSCH) transmission to the UE.
  • ePDCCH enhanced physical downlink control channel
  • PDSCH physical downlink shared channel
  • Such functional blocks are implementation-independent, i.e. may be implemented by means of any kind of hardware or software, respectively.
  • the arrows and lines interconnecting individual blocks are meant to illustrate an operational coupling therebetween, which may be a physical and/or logical coupling, which on the one hand is implementation-independent (e.g. wired or wireless) and on the other hand may also comprise an arbitrary number of intermediary functional entities not shown.
  • FIG. 4 shows a schematic block diagram illustrating exemplary apparatus according to some embodiments of the present invention.
  • the thus described apparatus 40 and 50 are suitable for use in practising some embodiments of the present invention, as described herein.
  • the thus described apparatus 40 may represent a (part of a) network entity, such as a base station or access node or any network-based controller, e.g. an eNB, operable in at least one of a LTE and a LTE-A cellular system, and may be configured to perform a procedure and/or functionality as described in conjunction with Figure 2.
  • a network entity such as a base station or access node or any network-based controller, e.g. an eNB, operable in at least one of a LTE and a LTE-A cellular system, and may be configured to perform a procedure and/or functionality as described in conjunction with Figure 2.
  • the thus described apparatus 50 may represent a (part of a) device or terminal such as a mobile station MS or user equipment UE or a modem (which may be installed as part of a MS or UE, but may be also a separate module, which can be attached to various devices), is operable in at least one of a LTE and a LTE-A cellular system, and may be configured to perform a procedure and/or functionality as described in conjunction with Figure 3.
  • a mobile station MS or user equipment UE or a modem which may be installed as part of a MS or UE, but may be also a separate module, which can be attached to various devices
  • the apparatus 40 comprises a processor 41, a memory 42 and an interface 43, which are connected by a bus 44 or the like.
  • the apparatus 50 comprises a processor 51, a memory 52 and an interface 53, which are connected by a bus 54 or the like, and the apparatus 40, 50 may be connected via a link 45.
  • the processor 41/51 and/or the interface 43/53 may also include a modem or the like to facilitate communication over a (hardwire or wireless) link, respectively.
  • the interface 43/53 may include a suitable transceiver coupled to one or more antennas or communication means for (hardwire or wireless) communications with the linked or connected device(s), respectively.
  • the interface 43/53 is generally configured to communicate with at least one other apparatus, i.e. the interface thereof.
  • the memory 42/52 may store respective programs assumed to include program instructions or computer program code that, when executed by the respective processor, enables the respective electronic device or apparatus to operate in accordance with some embodiments of the present invention.
  • the respective devices/apparatus (and/or parts thereof) may represent means for performing respective operations and/or exhibiting respective functionalities, and/or the respective devices (and/or parts thereof) may have functions for performing respective operations and/or exhibiting respective functionalities.
  • processor or some other means
  • the processor is configured to perform some function
  • this is to be construed to be equivalent to a description stating that at least one processor, potentially in cooperation with computer program code stored in the memory of the respective apparatus, is configured to cause the apparatus to perform at least the thus mentioned function.
  • function is to be construed to be equivalently implementable by specifically configured means for performing the respective function (i.e. the expression "processor configured to [cause the apparatus to] perform xxx-ing” is construed to be equivalent to an expression such as "means for xxx-ing").
  • an apparatus representing the network entity 40 comprises at least one processor 41, at least one memory 42 including computer program code, and at least one interface 43 configured for communication with at least another apparatus.
  • the processor i.e. the at least one processor 41, with the at least one memory 42 and the computer program code
  • the processor is configured to perform configuring at least one CSI-RS resource, to perform transmitting at least one CSI-RS using said at least one CSI-RS resource, to perform receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and to perform determining a final precoder for 3D beamforming based on said at least one matrix indicator.
  • the apparatus 40 may thus comprise respective means for configuring, means for transmitting, means for receiving, and means for determining.
  • the apparatus 40 may comprise one or more of respective means for generating, means for selecting, and means for allocating.
  • an apparatus representing the terminal 50 comprises at least one processor 51, at least one memory 52 including computer program code, and at least one interface 53 configured for communication with at least another apparatus.
  • the processor i.e.
  • the at least one processor 51 with the at least one memory 52 and the computer program code) is configured to perform receiving at least one CSI-RS using at least one CSI-RS resource, to perform selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, to perform determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and to perform transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
  • the apparatus 50 may thus comprise respective means for receiving, means for selecting, means for determining and means for transmitting.
  • the apparatus 50 may comprise one or more of respective means for choosing, means for obtaining, and means for interpolating.
  • respective means for choosing, means for obtaining, and means for interpolating For further details regarding the operability/functionality of the individual apparatus, reference is made to the above description in connection with any one of Figures 2 and 3, respectively.
  • a system may comprise any conceivable combination of the thus depicted devices/apparatus and other network elements, which are configured to cooperate with any one of them.
  • P a certain number P of
  • CSI-RS resources are configured, which allow the mobile station to be scheduled in the arbitrary resource with the mobile station's preferred tilt.
  • the base station does not need to signal to mobile station which tilt has been used in the transmitted subframe and the whole process is thus transparent to the UE.
  • the CSI-RS specific tilt method is backward compatible to Rel-11 legacy UEs, and hence provides 3D beamforming support also for Release 1 1 UEs.
  • the eNB is allowed to accommodate its transmission to the surrounding environment.
  • reliable CQI for full array 3D beamforming is provided, and the codebook does not need to be re-considered, e.g. taking the distribution of elevation angle into account.
  • the feedback (i.e. CQI) reported per CSI-RS resource is the correct CQI that can be used for data transmission, while according to prior art methods two CQIs are reported which have to be combined/scaled, such that the final CQI estimate is only a guess, especially in non-correlated scenarios.
  • the CQI estimation is simpler and more accurate in the scheme according to some embodiments of the present invention.
  • any method step is suitable to be implemented as software or by hardware without changing the idea of the embodiments and its modification in terms of the functionality implemented;
  • any module(s) thereof e.g. devices carrying out the functions of the apparatus according to the embodiments as described above
  • MOS Metal Oxide Semiconductor
  • CMOS Complementary MOS
  • BiMOS Bipolar MOS
  • BiCMOS Bipolar CMOS
  • ECL emitter Coupled Logic
  • TTL Transistor-Transistor Logic
  • ASIC Application Specific IC
  • FPGA Field-programmable Gate Arrays
  • CPLD Complex Programmable Logic Device
  • DSP Digital Signal Processor
  • - devices, units or means e.g. the above-defined network entity or network register, or any one of their respective units/means
  • an apparatus like the user equipment and the network entity/network register may be represented by a semiconductor chip, a chipset, or a (hardware) module comprising such chip or chipset.
  • a functionality of an apparatus or module instead of being hardware implemented, be implemented as software in a (software) module such as a computer program or a computer program product comprising executable software code portions for execution/being run on a processor;
  • a device may be regarded as an apparatus or as an assembly of more than one apparatus, whether functionally in cooperation with each other or functionally independently of each other but in a same device housing, for example.
  • respective functional blocks or elements according to above-described aspects can be implemented by any known means, either in hardware and/or software, respectively, if it is only adapted to perform the described functions of the respective parts.
  • the mentioned method steps can be realised in individual functional blocks or by individual devices, or one or more of the method steps can be realised in a single functional block or by a single device.
  • any method step is suitable to be implemented as software or by hardware without changing the idea of the present invention.
  • Devices and means can be implemented as individual devices, but this does not exclude that they are implemented in a distributed fashion throughout the system, as long as the functionality of the device is preserved. Such and similar principles are to be considered as known to a skilled person.
  • Software in the sense of the present description comprises software code as such comprising code means or portions or a computer program or a computer program product for performing the respective functions, as well as software (or a computer program or a computer program product) embodied on a tangible medium such as a computer-readable (storage) medium having stored thereon a respective data structure or code means/portions or embodied in a signal or in a chip, potentially during processing thereof.
  • the present invention also covers any conceivable combination of method steps and operations described above, and any conceivable combination of nodes, apparatus, modules or elements described above, as long as the above-described concepts of methodology and structural arrangement are applicable.
  • Such measures exemplarily comprise configuring at least one CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for 3D beamforming based on said at least one matrix indicator.

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Abstract

There are provided measures for 3D beamforming in mobile network scenarios. Such measures exemplarily comprise configuring at least one CSI-RS resource (S21), transmitting at least one CSI-RS using said at least one CSI-RS resource (S22), receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS (S23), and determining a final precoder for 3D beamforming based on said at least one matrix indicator (S24).

Description

METHODS AND APPARATUS FOR WIRELESS TRANSMISSION
Technical Field
The present invention relates to methods and apparatus for wireless transmission. The present invention relates generally to 3D beamforming in mobile network scenarios. More specifically, the present invention exemplarily relates to measures (including methods, apparatus and computer program products) for realising 3D beamforming in mobile network scenarios.
Background
The following abbreviations which may be found in the specification and/or the drawing figures are defined as follows:
3 GPP 3rd Generation Partnership Project
AAA active antenna array
BS base station
CoMP coordinated multipoint transmission and reception
CSI channel state information
CSI-RS channel state information reference signal
CQI channel quality indicator
eNB evolved NodeB
ePDCCH enhanced physical downlink control channel
FDD frequency division duplex
LoS line-of-sight
LTE Long Term Evolution
LTE-A Long Term Evolution Advanced
MIMO multiple-input multiple-output
MU-MIMO multi-user multiple-input multiple-output
PDSCH physical downlink shared channel
PMI precoder matrix indicator
PRB physical resource block
RI rank indicator SVD singular-value decomposition
Tx transmit
UE user equipment
UMaLoS urban macro line of sight
The present specification generally relates to beamforming technology in network deployments with respect to wireless transmission between network entities.
Mobile data transmission and data services are constantly making progress. With the increasing penetration of such services, a need for increased bandwidth and robustness for conveying the data is emerging.
A technique considering such demands is 3D beamforming. A decision to realise the same in 3rd Generation Partnership Project (3GPP) network deployments according to Rel-12 is pending. The 3D transmission beamforming is enabled since multiple antennas placed at a base station (BS) as e.g. an evolved NodeB (eNB) are traditionally transmitting in horizontal domain, while by mechanical tilt the array can point to different azimuths. Similarly in vertical domain, having multiple arrays and different mechanical tilts, one can achieve a very basic form of vertical sectorisation.
An enhanced 3D beamforming is a technology brought by active antenna arrays (AAA) forming a grid (e.g. an N=2 times M=2 orthogonal grid as depicted in Figure 1) of antennas. Each of the antennas is implemented for example as cross- polarised antennas slants. The beamforming is then performed in the (traditional) horizontal domain as well as in the vertical domain.
Since a three dimensionally formed beam can be controlled in the horizontal as well as in the vertical domain, a thus generated beam is narrower and causes less interference to the other users. It is noted that an increased flash-light interference effect may occur on 3D beamforming, i.e. the interference may be more strongly varying across subframes and physical resource block (PRB) pairs. A narrower beam impacts positively also on the multi-user multiple-input multiple-output (MU-MIMO) scenario performance, as spatial separability is increased. In other words, when narrower beams are realised, a better spatial reuse factor can be obtained.
In 3GPP Rel-10 work items, a channel state information reference signal (CSI- RS) resource has been introduced in order to allow estimation of channel for up to 8 transmit (Tx) antenna ports. In particular, by means of the CSI-RS, channel state feedback for up to eight transmit antenna ports can be obtained to assist the BS in precoding operations.
In 3 GPP Rel-1 1 work items, it has been agreed that a mobile station such as e.g. a user equipment (UE) may be configured with a plurality of such CSI-RS resources in order to coordinate transmission (and assist precoding operations) from multiple transmission points. In particular, the UE may be configured to report feedback in the form of multiple CSI reports, each corresponding to one CSI-RS resource. 3D beamforming by means of active antenna arrays is implemented by setting respective antenna weights for each of the antennas forming the grid of an AAA.
In order to select antenna weights for forming the 3D (horizontal- vertical) beams towards the UE, some information is required at the base station about the radio channel.
While beamforming in the vertical domain can be performed by estimating the uplink angle of arrival at the transmitter (i.e. the base station), in the horizontal domain the usage of codebooks has been shown to be more robust, especially in frequency division duplex (FDD) transmission systems. Following this principle, new 3D codebooks could be designed, in which case the UE would be required to select a precoding codeword (representing the antenna weights) from such a new codebook. Such a codebook would contain codewords representing the relevant 3D beamforming antenna weight combinations rather than horizontal domain antenna weight combinations.
It is to be noted that the standardisation effort to design a new codebook in 3 GPP is high. Further, the increased size of such a 3D/codebook would imply an increase in complexity of selection of the codeword (precoder matrix indicator (PMI)) at the UE side. In addition, also the feedback size presumably increases.
A further proposed solution, estimation of a PMI in horizontal and vertical domain separately, is discussed in the following. Published patent application CN 102412885 A and other proposals disclose a pair of CSI-RS resources that are configured such that one CSI-RS resource is. configured for estimating the horizontal beam for the horizontal antenna array, and one CSI-RS resource is configured for estimating the vertical beam for vertical antenna array.
Tile UE derives a codeword separately for the horizontal and the vertical domain based on the channel measurements from the two configured CSI-RS resources. A final precoder W is then obtained as = ""¾· ® wVi where is the estimated precoder in horizontal and »'v is the estimated precoder in vertical domain, and ® denotes the known " ronecker matrix product". The existing 2Tx, 4Tx and 8Tx 3 GPP codebooks (for two, four and eight transmit antennas) are used to select the preferred PMI for estimated channel corresponding to each configured CSI-RS resource. Basically this approach assumes that the vertical tilt has no impact on the horizontal precoding weight and hence the vertical and horizontal precoders can be chosen independently. In practice however, as also shown below, the distribution of preferred precoding angles is dependent on several factors like e.g. terrain as well as UE and eNB antenna height installation, and existing codebooks may therefore be improper. Furthermore, the correct superposition of horizontal and vertical beamforming phase offsets obeys the equation Δ = sinfficos j>) + sin(<p f where & is an azimuth angle and Φ is an elevation angle.
This equation shows that optimal horizontal precoder is dependent on the vertical tilt as well as on the horizontal tilt, which has not been taken into account when designing horizontal codebooks by the prior art techniques, where horizontal and vertical precoders are estimated independently and final phase offset is then determined as ώ = sinffl + sin(< ) .
As stated above, to show the dependency of optimal horizontal precoder on the vertical tilt angle Φ , the inventors simulated closed loop 8x2,16x2 and 32x2 cross- polarised multiple-input multiple-output (MEMO) systems with fixed azimuthal line- of-sight (LoS) angle and 3D codebooks.
For example, the N=2 x M=2 codebooks (according to a 2x2 antenna array) read
Figure imgf000007_0001
incorporating elevation in azimuthal direction (codebook CI), and
Figure imgf000007_0002
ignoring elevation in azimuthal direction (codebook C2).
In both codebooks, the first term corresponds to beamforming, the second term corresponds to coherent combination of polarisations, and ® denotes the Kronecker matrix product.
The inventors simulated 103 realisations of single-carrier channel for each
71 realisation of elevation LoS angle Φ and fixed azimuth LoS angle 4 , and computed the average received power PR% . The results and relative losses are provided in the following table for M=2 vertical and N=2 horizontal x-pol (cross polarised) pairs, showing the impact of elevation on azimuthal codebook design with N=2 horizontal cross polarised slants. In this table, UMaLoS denotes an urban macro line of sight model or radio channel typically having low angular spread of propagation due to a strong line of sight component, i.e. due to no or only few obstacles in the direct line between the transmitter and the recipient. It is derivable from this table that the dependency of the optimal horizontal precoder on the vertical tilt is noticeable starting from approximately 30 degree tilt, i.e. elevation angle. With height of the BS antenna of 21m and the UE antenna of 1.5m, 30° (degree) and higher tilts correspond to distances between the BS and the mobile station smaller than 34m.
Figure imgf000008_0001
*the average singular-value decomposition (SVD) precoding power
The case with M=2 vertical and N=4 horizontal x-pol pairs is displayed with the following table, showing the impact of elevation on azimuthal codebook design with N=4 horizontal cross polarised slants. In this case the impact of elevation on horizontal precoder is noticeable already from 17.2° of tilt.
Figure imgf000009_0001
*the average SVD precoding power is 12.85
The case with M=2 vertical and N=8 horizontal x-pol pairs is displayed with the following table, showing the impact of elevation on azimuthal codebook design with N=8 horizontal cross polarised slants. In this case the impact of elevation on horizontal precoder is noticeable already from 11.5° of tilt (elevation angle).
Figure imgf000009_0002
*the average SVD precoding power is 32.30
The above simulations show that the beamforming vectors standardised in current 3GPP codebooks are not optimal anymore if vertical tilt is high enough. As a consequence, the beamforming vectors, forming a precoding codebook, shall be modified and shall depend on the vertical tilt angle .
Besides the above described proposal to determine an overall precoder by combining estimated horizontal and vertical precoders, which are estimated independently from each other from a respectively dedicated CSI-RS, further precoder construction possibilities are proposed, which are briefly discussed in the following. It is possible to utilise uplink signals for estimating the angle of arrival. In this case, the base station (e.g. eNB) can determine the antenna weight of horizontally and vertically displaced antenna component directly based on the elevation and azimuth angle of arrival as ^ = sin(j?)cosGW + sin(<£> .
Further, it is proposed to design new codebooks that cover the whole 3D radio channel. In this case, the UE selects a codeword from the codebook and reports the selected codeword to the eNB, where the codeword represents the best precoder (antenna weights) that would result in optimum performance from the UE's perspective. However, generation of new 3D beamforming codebooks requires inconvenient codebook standardisation processes and results in lack of backward compatibility with Rel-1 1 mobile devices.
In addition, the published patent application EP2416603A1 suggests assigning semi-static predefined/different tilt patterns to various subframes or frequency bands, carrier frequencies, etc. Based on feedback from a mobile station, the base station chooses which of those resources are assigned/scheduled to this mobile station. This scheme allows 3D beamforming, but implies scheduling restrictions, because the UE can be scheduled with preferred tilt only in the subframes configured with that tilt according to a semi-static predetermined pattern.
Summary
According to a first aspect of the present invention, there is provided a method comprising configuring at least one channel state information reference signal CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for three-dimensional 3D beamforming based on said at least one matrix indicator. According to a second aspect of the present invention, there is provided a method comprising receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator. According to a third aspect of the present invention, there is provided an apparatus for use on a network side of a cellular system, the apparatus comprising a processing system arranged to cause the apparatus to perform configuring at least one CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for 3D beamforming based on said at least one matrix indicator. According to a fourth aspect of the present invention, there is provided an apparatus for use on a terminal side of a cellular system, the apparatus comprising a processing system arranged to cause the apparatus to perform receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator. The processing systems described above may comprise at least one processor, and at least one memory including computer program code, the at least one processor, with the at least one memory and the computer program code, being arranged to cause the apparatus to perform as described above.
There is also provided a computer program comprising computer-executable computer program code which, when the program is run on a computer (e.g. a computer of an apparatus according to any one of the aforementioned apparatus- related exemplary aspects of the present invention), is configured to cause the computer to carry out the method according to any one of the aforementioned method- related exemplary aspects of the present invention.
Such computer program may be stored on or in a computer program product which may comprise (or be embodied as) a (tangible) computer-readable (storage) medium or the like on which the computer-executable computer program code is stored, and/or the program may be directly loadable into an internal memory of the computer or a processor thereof.
Examples of some of the above aspects enable an efficient and accurate determination of overall (horizontal and vertical) precoders, increased robustness of transmissions, decreased interference with other transmissions, and backward compatibility with Rel-1 1 mobile devices, to thereby solve at least part of the problems and drawbacks identified in relation to the prior aft.
By way of some examples of embodiments of the present invention, there is provided 3D beamforming in mobile network scenarios. More specifically, by way of some embodiments of the present invention, there are provided measures and mechanisms for realising 3D beamforming in mobile network scenarios.
Thus, improvement is achieved by methods, apparatus and computer program enabling/realising 3D beamforming in mobile network scenarios. Further features and advantages of the invention will become apparent from the following description of preferred embodiments of the invention, given by way of example only, which is made with reference to the accompanying drawings. Brief Description of the Drawings
Figure 1 shows a schematic block diagram illustrating an active antenna array forming a grid of N=2 times M=2 orthogonally disposed antennas implemented as cross-polarised antenna slants; Figure 2 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention;
Figure 3 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention; and
Figure 4 shows a schematic block diagram illustrating exemplary apparatus according to some embodiments of the present invention.
Detailed Description
The present invention is described herein with reference to particular non- limiting examples and to what are presently considered to be conceivable embodiments of the present invention. A person skilled in the art will appreciate that the invention is by no means limited to these examples, and may be more broadly applied.
It is to be noted that the following description of the present invention and its embodiments mainly refers to specifications being used as non-limiting examples for certain exemplary network configurations and deployments. Namely, the present invention and examples of its embodiments are mainly described in relation to 3 GPP specifications being used as non-limiting examples for certain exemplary network configurations and deployments. As such, the description of some embodiments given herein specifically refers to terminology which is directly related thereto. Such terminology is only used in the context of the presented non-limiting examples, and does not limit the invention in any way. Rather, any other communication or communication related system deployment, etc. may also be utilised as long as it is compliant with the features described herein.
Hereinafter, various embodiments and implementations of the present invention and its aspects or embodiments are described using several variants and/or alternatives. It is generally noted that, according to certain needs and constraints, all of the described variants and/or alternatives may be provided alone or in any conceivable combination (also including combinations of individual features of the various variants and/or alternatives).
According to some embodiments of the present invention, in general terms, there are provided measures and mechanisms for (enabling/realising) 3D beamforming in mobile network scenarios.
According to some embodiments of the present invention, multiple CSI-RS resources per mobile station are reused for 3D beamforming and a final 3D precoder is formed.
Figure 2 shows a schematic diagram of an example of a procedure according to some embodiments of the present invention.
As shown in Figure 2, a procedure according to some embodiments of the present invention comprises an operation of configuring (S21) at least one CSI-RS resource, and an operation of transmitting (S22) at least one CSI-RS using said at least one CSI-RS resource, an operation of receiving (S23) at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and an operation of determining (S24) a final precoder for 3D beamforming based on said at least one matrix indicator.
In other words, in order to overcome the above issues, P CSI-RS resources are configured and the preferable one is selected based on a CQI feedback obtained from a UE per configured CSI-RS resource (i.e. associated with a respective CSI-RS resource), namely, a final precoder is determined based on received matrix indicator and/or channel quality indicator and/or associated CSI-RS resource. According to some embodiments of the present invention, the above can be implemented in several ways, as described below. In the case of a "CSI-RS specific '. tilt", several CSI-RS configurations with different tilts (i.e. elevation angles) are configured. In the case of "CSI-RS per dimension", two CSI-RS configurations are required, one for the horizontal and one for the vertical dimension. In the case of a u transmitted bitmap, one CSI-RS resource is configured and slants of antennas of an antenna array are mapped to vertical and horizontal codebooks, wherein this mapping is indicated though two bitmaps.
According to a variation of the procedure shown in Figure 2, each of said at least one CSI-RS resources is associated with a different predetermined elevation angle, and exemplary additional operations are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to some embodiments of the present invention may comprise an operation of generating a vertical precoder for each of said at least one CSI-RS resources based on said respectively associated predetermined elevation angle. Further, each of said at least one CSI-RS is transmitted using said respective vertical precoder. h other words, R CSI-RS resources are configured with different tilts, i.e. with specific baseband tilts Φ = ΐ ι «Ι, and the vertical precoding vector »'yC£>) is λ
formed. For simplicity 2 is assumed to be a distance between neighbouring x-pol pairs. The horizontal CSI-RS are configured. Each vertical array is virtualised by wvGM and forms a single horizontal CSI-RS port.
According to a variation of the procedure shown in Figure 2, said precoder codebook is a horizontal precoder codebook, and exemplary additional operations and exemplary details of the determining operation are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to exemplary embodiments of the present invention may comprise an operation of selecting a CSI-RS associated with a highest channel quality identifier. Such exemplary determining operation according to exemplary embodiments of the present invention may comprise an operation of selecting a horizontal precoder from said horizontal precoder codebook according to said matrix indicator associated with said selected CSI-RS, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder of said selected CSI-RS.
That is, the horizontal precoder is selected in traditional way, the CSI process with highest CQI is selected with corresponding tilt Φ and a horizontal precoder wk = p¾ w2 ~ v¾ Highest CQI process is optimal from the UE's view. However, from the network-side view a higher tilt may be more beneficial, if the CQI difference between these two processes is small enough. Accordingly, a selection of the horizontal precoder based on a combination of the CQI feedback and the respective tilt is also possible.
Two precoding matrix indices for vertical and horizontal precoding and only a single channel quality feedback/indicator are fed back to the transmitter.
According to a further variation, exemplary additional operations are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to some embodiments of the present invention may comprise an operation of allocating a predetermined number of said at least one CSI-RS resource to a recipient, e.g. a UE. Consequently, only P CSI-RS (from the possible R resources) resources are configured to each UE. In other words, as a further enhancement, the eNB could transmit R>=P CSI-RS resources and select a subset of P CSI-RS resources for each UE (e.g. according to rough angle of arrival estimation based on uplink signals).
According to some further embodiments of the present invention, each of said vertical precoders is generated using the formula M , with w ΙΦ) being said vertical precoder and Φ = ΙΦι being said predetermined elevation angle, said horizontal precoder is defined by w** = iwi ¾ wN-t W T selected from said horizontal beamforming codebook modified according to the tilt = ΙΦί — Φκΐ (predetermined elevation angle) used with CSI-RS resource, and said final precoder (for data transmission) is determined using the formula W = vee&v* ® wv), with W being said final precoder and ® denoting a Kronecker product, i.e. based on the vertical and horizontal precoders. According to a further variation of the procedure shown in Figure 2, said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI- RS resource allocated to a recipient, i.e. a UE, and said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS. That is, the required two CSI-RS configurations, one for horizontal and one for vertical dimension, are configured to a certain UE as a horizontal and a vertical CSI-RS resource, and the reference signals are transmitted as a horizontal CSI-RS and a vertical CSI-RS.
According to a variation, said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from a horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from a vertical precoder codebook, and said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and exemplary details of the determining operation are given, which are inherently independent from each other as such. Such exemplary determining operation according to exemplary embodiments of the present invention may comprise an operation of selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator, an operation of selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder.
That is, the precoders per horizontal and per vertical dimension are selected based on received matrix indices.
According to a further variation, an exemplary method according to some embodiments of the present invention may comprise an operation of estimating an average elevation angle based on received feedback, and an operation of determining a vertical beam based on said vertical precoder and an average elevation angle. According to some embodiments of the present invention, the horizontal codebook may be modified based on said average elevation angle. That is, the horizontal precoder may be obtained from modified horizontal codebook that has been modified by said vertical beam. That is, the vertical beam 1 w w J is estimated from v by estimating average tilt Φ . The elevation angle (tilt) can be estimated by CSI feedback received for the CSI-RS resources configured for the vertical ports. According to some further embodiments of the present invention, said selected horizontal precoder is defined by vW , said selected vertical precoder is defined by vM , said vertical beam is determined usin the formula wvv with being said average
Figure imgf000019_0001
elevation angle. Horizontal beamforming codebook is then modified such that modified beamforming codewords are c = mi ( ) o ct , where c,. is the original beamforming vector i modified by vector
Figure imgf000019_0002
dependent on an average tilt angle
Φ , and ° denoting the Hadamard product. Final precoder is determined using the formula W = vec wh ® wv)} wim W being said final precoder and ® denoting a Kronecker product, i.e. based on the vertical and horizontal precoders.
According to a further variation of the procedure shown in Figure 2, one single CSI-RS is transmitted, said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from said horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from said vertical precoder codebook, said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and exemplary additional operations and exemplary details of the determining operation are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to some embodiments of the present invention may comprise an operation of transmitting a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array. An exemplary detennining operation according to exemplary embodiments of the present invention may comprise an operation of selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator, an operation of selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and an operation of generating said final precoder based on said horizontal precoder and said vertical precoder. According to such variation, only a single CSI-RS is allocated, and two bitmaps are signalled to a user. Bitmaps denote which antenna ports belong to which codebook. An example according to the active antenna array as shown in Figure 1 with a total of eight transmission ports is shown in the table below, pointing out the bitmaps for antenna port (T l to Tx8) to codebook (CB 1 and CB2) allocation. In this example, the row corresponding to CB1 indicates that the vertical PMI is estimated from CB1 on vertical ports Txl, Tx3, Tx5, Tx7 and the row corresponding to CB2 indicates that the horizontal PMI is estimated on horizontal ports Txl, Tx2, Tx5 and Tx6. Two precoding matrix indices for vertical and horizontal precoding and only a single channel quality feedback/indicator are fed back to the transmitter.
Figure imgf000020_0001
According to a further variation, the horizontal precoder codebook may be modified based on said vertical precoder. Figure 3 is a schematic diagram of an example of a procedure according to some embodiments of the present invention.
As shown in Figure 3, a procedure according to some embodiments of the present invention comprises an operation of receiving (S31) at least one CSI-RS using at least one CSI-RS resource, an operation of selecting (S32) at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, an operation of determining (S33) at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and an operation of transmitting (S34) at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
According to a variation of the procedure shown in Figure 3, said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource, and said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
According to a further variation, exemplary details of the selecting operation are given, which are inherently independent from each other as such. An exemplary selecting operation according to exemplary embodiments of the present invention may comprise an operation of choosing a horizontal precoder from a horizontal precoder codebook, and an operation of choosing a vertical precoder from a vertical precoder codebook. Further, the at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and the at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
According to a still further variation, exemplary additional operations are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to exemplary embodiments of the present invention may comprise an operation of obtaining a horizontal radio channel from said receiving of said horizontal CSI-RS, an operation of obtaining a vertical radio channel from said receiving of said vertical CSI-RS, and an operation of interpolating a full channel based on said horizontal channel and said vertical channel. Further, the single channel quality indicator is estimated based on said full channel. That is, there are N vertical ports and M horizontal ports in an antenna array of a transmitter. The full radio channel is N x M. In order to get good CQI, this N x M channel is to be constructed. Hence some form of interpolation is needed. Accordingly, in other words, a full channel is obtained by interpolating the channel obtained on the horizontal CSI-RS ports with the channel obtained on the vertical CSI-RS ports, and the single channel quality indicator is estimated on the obtained full channel.
Consequently, after receiving the at least one CSI-RS, based on measurements on the receiving horizontal and vertical PMI are selected. A 3D PMI is constructed by applying the Kronecker product on the horizontal and vertical PMIs. Based on the 3D PMI, missing ports are interpolated. A single CQI is computed based on the 3D precoder and complete (interpolated) set of ports. Subsequently, two PMIs (horizontal and vertical PMI) and one single CQI are fed back.
According to a variation of the procedure shown in Figure 3, one single CSI-RS is transmitted, and exemplary additional operations and exemplary details of the selecting operation are given, which are inherently independent from each other as such. According to such variation, an exemplary method according to some embodiments of the present invention may comprise an operation of receiving a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array. An exemplary selecting operation according to exemplary embodiments of the present invention may comprise an operation of choosing a horizontal precoder from said horizontal precoder codebook, and an operation of choosing a vertical precoder from said vertical precoder codebook. Further, said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator. According to a further variation, the horizontal precoder codebook may be modified based on said vertical precoder. It is noted that Long Term Evolution (LTE) Rel-1 1 already supports configuring the UE with multiple CSI processes corresponding to up to three different CSI-RS resources. Further, the eNB can transmit more than three CSI-RSs, but each UE is only able to measure and report feedback for three CSI-RSs. The original intention of introducing such configuration of the UE with multiple CSI processes corresponding to up to three different CSI-RS resources into the specifications in Rel-1 1 was coordinated multipoint transmission and reception (CoMP). However, according to some embodiments of the present invention, those different CSI-RS resources are utilised to provide 3D beamforming support.
Each of the up to three CSI-RS resources is precoded with a specific vertical precoder and associated with one of the CSI processes. The UE provides CQI/PMI/rank indicator (RI) feedback for each of the CSI processes, hence enabling the eNB to select the best CSI-RS resource and thus the best vertical precoder to be used for enhanced physical downlink control channel (ePDCCH)/physical downlink shared channel (PDSCH) transmission to the UE.
Generally, the above-described procedures and functions may be implemented by respective functional elements, processors, or the like, as described below.
While in the foregoing some embodiments of the present invention are described mainly with reference to methods, procedures and functions, some corresponding embodiments of the present invention also cover respective apparatus, network nodes and systems, including both software, algorithms, and/or hardware thereof. Some respective embodiments of the present invention are described below referring to Figure 4, while for the sake of brevity reference is made to the detailed description with regard to Figures 1 to 3. In Figure 4 below, which is noted to represent a simplified block diagram, the solid line blocks are basically configured to perform respective operations as described above. The entirety of solid line blocks are basically configured to perform the methods and operations as described above, respectively. With respect to Figure 4, it is to be noted that the individual blocks are meant to illustrate respective functional blocks implementing a respective function, process or procedure, respectively. Such functional blocks are implementation-independent, i.e. may be implemented by means of any kind of hardware or software, respectively. The arrows and lines interconnecting individual blocks are meant to illustrate an operational coupling therebetween, which may be a physical and/or logical coupling, which on the one hand is implementation-independent (e.g. wired or wireless) and on the other hand may also comprise an arbitrary number of intermediary functional entities not shown.
Further, in Figure 4, only those functional blocks are illustrated that relate to any one of the above-described methods, procedures and functions. A skilled person will acknowledge the presence of any other conventional functional blocks required for an operation of respective structural arrangements, such as e.g. a power supply, a central processing unit, respective memories or the like. Among others, memories are provided for storing programs or program instructions for controlling the individual functional entities to operate as described herein.
Figure 4 shows a schematic block diagram illustrating exemplary apparatus according to some embodiments of the present invention. In view of the above, the thus described apparatus 40 and 50 are suitable for use in practising some embodiments of the present invention, as described herein. The thus described apparatus 40 may represent a (part of a) network entity, such as a base station or access node or any network-based controller, e.g. an eNB, operable in at least one of a LTE and a LTE-A cellular system, and may be configured to perform a procedure and/or functionality as described in conjunction with Figure 2. The thus described apparatus 50 may represent a (part of a) device or terminal such as a mobile station MS or user equipment UE or a modem (which may be installed as part of a MS or UE, but may be also a separate module, which can be attached to various devices), is operable in at least one of a LTE and a LTE-A cellular system, and may be configured to perform a procedure and/or functionality as described in conjunction with Figure 3.
As indicated in Figure 4, according to some embodiments of the present invention, the apparatus 40 comprises a processor 41, a memory 42 and an interface 43, which are connected by a bus 44 or the like. Further, according to some embodiments of the present invention, the apparatus 50 comprises a processor 51, a memory 52 and an interface 53, which are connected by a bus 54 or the like, and the apparatus 40, 50 may be connected via a link 45. The processor 41/51 and/or the interface 43/53 may also include a modem or the like to facilitate communication over a (hardwire or wireless) link, respectively. The interface 43/53 may include a suitable transceiver coupled to one or more antennas or communication means for (hardwire or wireless) communications with the linked or connected device(s), respectively. The interface 43/53 is generally configured to communicate with at least one other apparatus, i.e. the interface thereof.
The memory 42/52 may store respective programs assumed to include program instructions or computer program code that, when executed by the respective processor, enables the respective electronic device or apparatus to operate in accordance with some embodiments of the present invention. In general terms, the respective devices/apparatus (and/or parts thereof) may represent means for performing respective operations and/or exhibiting respective functionalities, and/or the respective devices (and/or parts thereof) may have functions for performing respective operations and/or exhibiting respective functionalities.
When in the subsequent description it is stated that the processor (or some other means) is configured to perform some function, this is to be construed to be equivalent to a description stating that at least one processor, potentially in cooperation with computer program code stored in the memory of the respective apparatus, is configured to cause the apparatus to perform at least the thus mentioned function. Also, such function is to be construed to be equivalently implementable by specifically configured means for performing the respective function (i.e. the expression "processor configured to [cause the apparatus to] perform xxx-ing" is construed to be equivalent to an expression such as "means for xxx-ing").
According to some embodiments of the present invention, an apparatus representing the network entity 40 comprises at least one processor 41, at least one memory 42 including computer program code, and at least one interface 43 configured for communication with at least another apparatus. The processor (i.e. the at least one processor 41, with the at least one memory 42 and the computer program code) is configured to perform configuring at least one CSI-RS resource, to perform transmitting at least one CSI-RS using said at least one CSI-RS resource, to perform receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and to perform determining a final precoder for 3D beamforming based on said at least one matrix indicator.
In its most basic form, stated in other words, the apparatus 40 may thus comprise respective means for configuring, means for transmitting, means for receiving, and means for determining. As outlined above, the apparatus 40 may comprise one or more of respective means for generating, means for selecting, and means for allocating. According to some embodiments of the present invention, an apparatus representing the terminal 50 comprises at least one processor 51, at least one memory 52 including computer program code, and at least one interface 53 configured for communication with at least another apparatus. The processor (i.e. the at least one processor 51, with the at least one memory 52 and the computer program code) is configured to perform receiving at least one CSI-RS using at least one CSI-RS resource, to perform selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, to perform determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and to perform transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
In its most basic form, stated in other words, the apparatus 50 may thus comprise respective means for receiving, means for selecting, means for determining and means for transmitting.
As outlined above, the apparatus 50 may comprise one or more of respective means for choosing, means for obtaining, and means for interpolating. For further details regarding the operability/functionality of the individual apparatus, reference is made to the above description in connection with any one of Figures 2 and 3, respectively.
According to exemplary embodiments of the present invention, a system may comprise any conceivable combination of the thus depicted devices/apparatus and other network elements, which are configured to cooperate with any one of them. As explained above, while there are publications suggesting configuring fixed tilts to resources according to a predetermined pattern and scheduling the mobile stations to the resources that are suitable for the respective mobile station based on feedback obtained from the respective mobile station, according to some embodiments of the present invention P (a certain number P of) CSI-RS resources are configured, which allow the mobile station to be scheduled in the arbitrary resource with the mobile station's preferred tilt. Accordingly, according to some embodiments of the present invention, the base station does not need to signal to mobile station which tilt has been used in the transmitted subframe and the whole process is thus transparent to the UE.
Further, the CSI-RS specific tilt method according to some embodiments of the present invention is backward compatible to Rel-11 legacy UEs, and hence provides 3D beamforming support also for Release 1 1 UEs. Also, according to some embodiments of the present invention, the eNB is allowed to accommodate its transmission to the surrounding environment. Moreover, according to exemplary embodiments of the present invention, reliable CQI for full array 3D beamforming is provided, and the codebook does not need to be re-considered, e.g. taking the distribution of elevation angle into account.
According to some embodiments of the present invention, the feedback (i.e. CQI) reported per CSI-RS resource is the correct CQI that can be used for data transmission, while according to prior art methods two CQIs are reported which have to be combined/scaled, such that the final CQI estimate is only a guess, especially in non-correlated scenarios. Hence, the CQI estimation is simpler and more accurate in the scheme according to some embodiments of the present invention.
For the purpose of the present invention as described herein above, it should be noted that - method steps likely to be implemented as software code portions and being run using a processor at a network server or network entity (as examples of devices, apparatus and/or modules thereof, or as examples of entities including apparatus and/or modules therefore), are software code independent and can be specified using any known or future developed programming language as long as the functionality defined by the method steps is preserved;
- generally, any method step is suitable to be implemented as software or by hardware without changing the idea of the embodiments and its modification in terms of the functionality implemented;
- method steps and/or devices, units or means likely to be implemented as hardware components at the above-defined apparatus, or any module(s) thereof, (e.g. devices carrying out the functions of the apparatus according to the embodiments as described above) are hardware independent and can be implemented using any known or future developed hardware technology or any hybrids of these, such as MOS (Metal Oxide Semiconductor), CMOS (Complementary MOS), BiMOS (Bipolar MOS), BiCMOS (Bipolar CMOS), ECL (Emitter Coupled Logic), TTL (Transistor-Transistor Logic), etc., using for example ASIC (Application Specific IC (Integrated Circuit)) components, FPGA (Field-programmable Gate Arrays) components,' CPLD (Complex Programmable Logic Device) components or DSP (Digital Signal Processor) components;
- devices, units or means (e.g. the above-defined network entity or network register, or any one of their respective units/means) can be implemented as individual devices, units or means, but this does not exclude that they are implemented in a distributed fashion throughout the system, as long as the functionality of the device, unit or means is preserved;
- an apparatus like the user equipment and the network entity/network register may be represented by a semiconductor chip, a chipset, or a (hardware) module comprising such chip or chipset. This, however, does not exclude the possibility that a functionality of an apparatus or module, instead of being hardware implemented, be implemented as software in a (software) module such as a computer program or a computer program product comprising executable software code portions for execution/being run on a processor;
- a device may be regarded as an apparatus or as an assembly of more than one apparatus, whether functionally in cooperation with each other or functionally independently of each other but in a same device housing, for example.
In general, it is to be noted that respective functional blocks or elements according to above-described aspects can be implemented by any known means, either in hardware and/or software, respectively, if it is only adapted to perform the described functions of the respective parts. The mentioned method steps can be realised in individual functional blocks or by individual devices, or one or more of the method steps can be realised in a single functional block or by a single device.
Generally, any method step is suitable to be implemented as software or by hardware without changing the idea of the present invention. Devices and means can be implemented as individual devices, but this does not exclude that they are implemented in a distributed fashion throughout the system, as long as the functionality of the device is preserved. Such and similar principles are to be considered as known to a skilled person.
Software in the sense of the present description comprises software code as such comprising code means or portions or a computer program or a computer program product for performing the respective functions, as well as software (or a computer program or a computer program product) embodied on a tangible medium such as a computer-readable (storage) medium having stored thereon a respective data structure or code means/portions or embodied in a signal or in a chip, potentially during processing thereof.
The present invention also covers any conceivable combination of method steps and operations described above, and any conceivable combination of nodes, apparatus, modules or elements described above, as long as the above-described concepts of methodology and structural arrangement are applicable.
In view of the above, there are provided measures for 3D beamforming in mobile network scenarios. Such measures exemplarily comprise configuring at least one CSI-RS resource, transmitting at least one CSI-RS using said at least one CSI-RS resource, receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and determining a final precoder for 3D beamforming based on said at least one matrix indicator.
The above embodiments are to be understood as illustrative examples of the invention. Further embodiments of the invention are envisaged. It is to be understood that any feature described in relation to any one embodiment may be used alone, or in combination with other features described, and may also be used in combination with one or more features of any other of the embodiments, or any combination of any other of the embodiments. Furthermore, equivalents and modifications not described above may also be employed without departing from the scope of the invention, which is defined in the accompanying claims.

Claims

Claims
1. A method comprising :
configuring at least one channel state information reference signal CSI-RS resource,
transmitting at least one CSI-RS using said at least one CSI-RS resource,
receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and
determining a final precoder for three-dimensional 3D beamforming based on said at least one matrix indicator.
2. A method according to claim 1, wherein :
each of said at least one CSI-RS resources is associated with a different predetermined elevation angle, the method comprising :
generating a vertical precoder for each of said at least one CSI-RS resources based on said respectively associated predetermined elevation angle, wherein
each of said at least one CSI-RS is transmitted using said respective vertical precoder.
3. A method according to claim 2, comprising :
selecting a CSI-RS associated with a highest channel quality identifier, wherein
said precoder codebook is a horizontal precoder codebook, and in relation to said determining, the method comprises :
selecting a horizontal precoder from said horizontal precoder codebook according to said matrix indicator associated with said selected
CSI-RS, and
generating said final precoder based on said horizontal precoder and said vertical precoder of said selected CSI-RS.
4. A method according to claim 2 or claim 3, comprising : allocating a predetermined number of said at least one CSI-RS resource to a recipient.
5. A method according to any of claims 2 to 4, wherein :
each of said vertical precoders is generated using the formula
νν*(φ) = -L[l β^η(ψ) — ejt(M-± Bin ^ gjMitsin Λ£Λ jr
M ,
with w*O ) being said vertical precoder and Φ = [ ι "" ΛΙ being said predetermined elevation angle,
said horizontal precoder is defined by w¾ = [wi H¾ — wN_ wNjT f and
said final precoder is determined using the formula W = ¾¾e(w* ® wv)t with w being said final precoder and ® denoting a Kronecker product.
6. A method according to claim 1, wherein:
said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource allocated to a recipient, and
said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
7. A method according to claim 6, wherein:
said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from a horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from a vertical precoder codebook,
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and
in relation to said determining, the method comprises:
selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator,
selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and
generating said final precoder based on said horizontal precoder and said vertical precoder.
8. A method according to claim 1, wherein :
one single CSI-RS is transmitted, the method comprising :
transmitting a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array, and
said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from said horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from said vertical precoder codebook,
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and
in relation to said determining, the method comprises:
selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator,
selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and
generating said final precoder based on said horizontal precoder and said vertical precoder.
9. A method according to any of claims 3, 7 and 8, wherein :
said horizontal precoder codebook is modified based on said vertical precoder.
10. A method comprising :
receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state, and
transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
11. A method according to claim 10, wherein:
said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource, and
said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
12. A method according to claim 10 or claim 11, wherein:
in relation to said selecting, the method comprises:
choosing a horizontal precoder from a horizontal precoder codebook, choosing a vertical precoder from a vertical precoder codebook, wherein said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
13. A method according to claim 12, comprising:
obtaining a horizontal radio channel from said receiving of said horizontal CSI-RS,
obtaining a vertical radio channel from said receiving of said vertical CSI-RS,
interpolating a full channel based on said horizontal channel and said vertical channel, wherein
said single channel quality indicator is estimated based on said full channel.
14. A method according to claim 12 or claim 13, wherein:
one single CSI-RS is received, the method comprising:
receiving a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array, and
in relation to said selecting, the method comprises:
choosing a horizontal precoder from said horizontal precoder codebook, choosing a vertical precoder from said vertical precoder codebook, wherein
said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
15. A method according to claim 14,
wherein said horizontal precoder codebook is modified based on said vertical precoder.
16. Apparatus for use on a network side of a cellular system, the apparatus comprising:
a processing system arranged to cause the apparatus to perform: configuring at least one CSI-RS resource,
transmitting at least one CSI-RS using said at least one CSI-RS resource,
receiving at least one matrix indicator indicative of a precoder selected from a precoder codebook and at least one channel quality indicator indicative of a radio channel state, each respectively associated with said at least one CSI-RS, and
determining a final precoder for 3D beamforming based on said at least one matrix indicator.
17. Apparatus according to claim 16, wherein:
each of said at least one CSI-RS resources is associated with a different predetermined elevation angle, the processing system being arranged to cause the apparatus to perform:
generating a vertical precoder for each of said at least one CSI-RS resources based on said respectively associated predetermined elevation angle, wherein
each of said at least one CSI-RS is transmitted using said respective vertical precoder.
18. Apparatus according to claim 17, the processing system being arranged to cause the apparatus to perform :
selecting a CSI-RS associated with a highest channel quality identifier, wherein
said precoder codebook is a horizontal precoder codebook, and in relation to said determining, the processing system being arranged to cause the apparatus to perform :
selecting a horizontal precoder from said horizontal precoder codebook according to said matrix indicator associated with said selected CSI-RS, and
generating said final precoder based on said horizontal precoder and said vertical precoder of said selected CSI-RS.
19. Apparatus according to claim 17 or claim 18, the processing system being arranged to cause the apparatus to perform :
allocating a predetermined number of said at least one CSI-RS resource to a recipient.
20. Apparatus according to any of claims 17 to 19, wherein :
each of said vertical precoders is generated using the formula
W*-'(0) = -L[l gi"si n(< ) ... eHM-l i"(0) gjMnsin^ JT
V ,
with wvi<f% being said vertical precoder and Φ = ΙΦ — «£RI being said predetermined elevation angle,
said horizontal precoder is defined by = ΙΜΊ w= WN-I ∞ΝΫ T and
said final precoder is determined using the formula w = veciw* ® wv}f with w being said final precoder and ® denoting a Kronecker product.
21. Apparatus according to claim 16, wherein :
said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource allocated to a recipient, and
said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
22. Apparatus according to claim 21, wherein:
said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from a horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from a vertical precoder codebook,
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and
in relation to said determining, the processing system being arranged to cause the apparatus to perform :
selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator,
selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and
generating said final precoder based on said horizontal precoder and said vertical precoder.
23. Apparatus according to claim 16, wherein:
one single CSI-RS is transmitted, the processing system being arranged to cause the apparatus to perform :
transmitting a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array, and
said at least one matrix indicator is a horizontal matrix indicator indicative of a horizontal precoder selected from said horizontal precoder codebook and a vertical matrix indicator indicative of a vertical precoder selected from said vertical precoder codebook,
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator, and
in relation to said determining, the processing system being arranged to cause the apparatus to perform:
selecting said horizontal precoder from said horizontal precoder codebook according to said horizontal matrix indicator, selecting said vertical precoder from said vertical precoder codebook according to said vertical matrix indicator, and
generating said final precoder based on said horizontal precoder and said vertical precoder.
24. Apparatus according to any of claims 18, 22 and 23, wherein :
said horizontal precoder codebook is modified based on said vertical precoder.
25. Apparatus according to any of claims 16 to 24, wherein :
the apparatus is operable as or at a base station, evolved NodeB, or access node of a cellular system, and/or
the apparatus is operable in at least one of a Long Term Evolution
LTE and a Long Term Evolution Advanced LTE-A cellular system.
26. Apparatus for use on a terminal side of a cellular system, the apparatus comprising :
a processing system arranged to cause the apparatus to perform : receiving at least one CSI-RS using at least one CSI-RS resource, selecting at least one precoder from a precoder codebook associated with said at least one CSI-RS based on measurements on said receiving, determining at least one channel quality indicator associated with said at least one CSI-RS based on measurements on said receiving indicative of a radio channel state,
transmitting at least one matrix indicator according to said at least one precoder and said at least one channel quality indicator.
27. Apparatus according to claim 26, wherein :
said at least one CSI-RS resource comprises a horizontal CSI-RS resource and a vertical CSI-RS resource, and
said at least one CSI-RS comprises a horizontal CSI-RS and a vertical CSI-RS.
Apparatus according to claim 26 or claim 27, wherein in relation to said selecting, the processing system being arranged to cause the apparatus to perform :
choosing a horizontal precoder from a horizontal precoder codebook, choosing a vertical precoder from a vertical precoder codebook, wherein said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
29. Apparatus according to claim 28, the processing system being arranged to cause the apparatus to perform :
obtaining a horizontal radio channel from said receiving of said horizontal CSI-RS,
obtaining a vertical radio channel from said receiving of said vertical CSI-RS,
interpolating a full channel based on said horizontal channel and said vertical channel, wherein
said single channel quality indicator is estimated based on said full channel.
30. Apparatus according to claim 26 or claim 27, wherein :
one single CSI-RS is received, the processing system being arranged to cause the apparatus to perform :
receiving a first bitmap and a second bitmap, each associating a horizontal precoder codebook and a vertical precoder codebook with respective at least two antenna ports of an antenna array, and
in relation to said selecting, the processing system being arranged to cause the apparatus to perform :
choosing a horizontal precoder from said horizontal precoder codebook,
choosing a vertical precoder from said vertical precoder codebook, wherein said at least one matrix indicator is a horizontal matrix indicator according to said horizontal precoder and a vertical matrix indicator according to said vertical precoder, and
said at least one channel quality indicator is a single channel quality indicator indicative of a radio channel state determined utilising said horizontal matrix indicator and said vertical matrix indicator.
31. Apparatus according to claim 30,
wherein said horizontal precoder codebook is modified based vertical precoder.
32. Apparatus according to any of claims 26 to 31, wherein :
the apparatus is operable as or at a terminal, user equipment, mobile station or modem, and/or
the apparatus is operable in at least one of a LTE and a LTE-A cellular system.
33. A computer program comprising computer-executable computer program code which, when the program is run on a computer, is configured to, cause the computer to carry out the method according to any of claims 1 to 9 or claims 10 to 15.
PCT/IB2013/002478 2012-11-09 2013-11-08 Methods and apparatus for wireless transmission WO2014072796A1 (en)

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Cited By (5)

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