WO2012148530A1 - Renewable surfactants derived from sugar alcohols - Google Patents

Renewable surfactants derived from sugar alcohols Download PDF

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Publication number
WO2012148530A1
WO2012148530A1 PCT/US2012/026013 US2012026013W WO2012148530A1 WO 2012148530 A1 WO2012148530 A1 WO 2012148530A1 US 2012026013 W US2012026013 W US 2012026013W WO 2012148530 A1 WO2012148530 A1 WO 2012148530A1
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alkyl
cycloalkyl
aryl
alkenyl
carbon
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PCT/US2012/026013
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French (fr)
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Michael L. Tulchinsky
Sze-Sze Ng
Cynthia L. Rand
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Dow Global Technologies Llc
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Priority to CN201280020560.2A priority Critical patent/CN103502230A/en
Priority to JP2014508345A priority patent/JP5947375B2/en
Priority to US14/007,534 priority patent/US9650321B2/en
Priority to EP12708206.3A priority patent/EP2702049B1/en
Publication of WO2012148530A1 publication Critical patent/WO2012148530A1/en

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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C41/00Preparation of ethers; Preparation of compounds having groups, groups or groups
    • C07C41/01Preparation of ethers
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07CACYCLIC OR CARBOCYCLIC COMPOUNDS
    • C07C43/00Ethers; Compounds having groups, groups or groups
    • C07C43/02Ethers
    • C07C43/03Ethers having all ether-oxygen atoms bound to acyclic carbon atoms
    • C07C43/04Saturated ethers
    • C07C43/13Saturated ethers containing hydroxy or O-metal groups
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D307/00Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom
    • C07D307/02Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings
    • C07D307/04Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having no double bonds between ring members or between ring members and non-ring members
    • C07D307/10Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having no double bonds between ring members or between ring members and non-ring members with substituted hydrocarbon radicals attached to ring carbon atoms
    • C07D307/12Radicals substituted by oxygen atoms
    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D307/00Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom
    • C07D307/02Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings
    • C07D307/04Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having no double bonds between ring members or between ring members and non-ring members
    • C07D307/18Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having no double bonds between ring members or between ring members and non-ring members with hetero atoms or with carbon atoms having three bonds to hetero atoms with at the most one bond to halogen, e.g. ester or nitrile radicals, directly attached to ring carbon atoms
    • C07D307/20Oxygen atoms
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09KMATERIALS FOR MISCELLANEOUS APPLICATIONS, NOT PROVIDED FOR ELSEWHERE
    • C09K23/00Use of substances as emulsifying, wetting, dispersing, or foam-producing agents

Definitions

  • This invention relates to surfactant compounds. This invention also relates to processes for making surfactant compounds by reacting a polyol with a carbonyl compound and hydrogen.
  • renewable surfactants with renewable carbon indexes equal to one.
  • the renewable carbon index of a molecule is obtained by dividing the number of the molecule's carbons derived from renewable sources by the total number of carbons.
  • surfactants include certain classes of compounds, such as alkyl polyglucosides (APG).
  • APG surfactants are often used commercially; however, their cleaning performance generally does not match that of non-renewable anionic surfactants. Additionally, APG surfactants are susceptible to hydrolysis in acidic media.
  • renewable surfactants that are resistant to hydrolysis in a broad range of pH and with improved cleaning performances and for processes for making such renewable surfactants.
  • an illustrative embodiment provides a process for making polyol ethers. This process comprises melting a polyol and reacting the molten polyol, a carbonyl compound, and hydrogen in the presence of a hydrogenation catalyst to provide the polyol ether.
  • the resulting polyol ether can be represented by the formula I:
  • R 1 is (d-C 15 ) alkyl, (d-C 15 ) alkenyl, aryl- (d-C 15 ) alkyl, aryl- (d-C 15 ) alkenyl, (C 3 -C 15 ) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(Ci-C 6 ) alkyl, (C 3 -C 12 ) cycloalkyl-(C 3 -Ci 2 ) cycloalkyl, or
  • R 1 and R 2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R 1 and R 2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
  • R 2 is hydrogen, (C1-C15) alkyl, (C 2 -C 15 ) alkenyl, aryl- (C1-C15) alkyl, aryl- (C 2 -Ci 5 ) alkenyl, (C3-C15) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C 3 -Ci2) cycloalkyl, or R 1 and R 2 together with the carbon to which they are attached form a (C 3 -C 15 ) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R 1 and R 2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic
  • the (Ci- C15) alkyl can be mono-cyclic, bi-cyclic, or tri-cyclic.
  • the resulting polyol ether can be represented by the formula I:
  • R 1 is (C1-C 5) alkyl
  • R 2 is hydrogen
  • R 3 is
  • Figure 1 is a graph of surface tension versus concentration for Example 9.
  • Figure 2 is a graph of surface tension versus concentration for Example 10.
  • Figure 3 is a graph of surface tension versus concentration for Comparative Examples 2A and 2B.
  • Figure 4 is a graph of surface tension versus concentration for Comparative Examples 3A, 3B, and 3C and Example 9.
  • Figure 5 is a graph of grey values for Example 9, octyl glucoside, TERGITOLTM 15- S-7 and ECO SURFTM EH-6.
  • this invention provides a process for making polyol ethers.
  • the resulting polyol ethers may be sugar alcohol ethers, preferably with surfactant properties.
  • the process comprises: melting a polyol and reacting the molten polyol and a carbonyl compound with hydrogen in the presence of a hydrogenation catalyst to provide the polyol ether, as shown in the scheme below.
  • R is derived from the sugar alcohol.
  • Melting the polyol prior to the reaction provides advantages over the prior art, including improved yields and improved selectivity. For example, melting the polyol prior to the reaction accelerates the initial carbonyl compound transformation to cyclic acetals in the presence of sugar alcohols, which minimizes the reduction of the carbonyl compounds to the corresponding alcohols.
  • the carbonyl compound for use in the process can be represented by formula II:
  • R 4 and R 5 are independently hydrogen, (C1-C 5) alkyl, (C 2 -C 15 ) alkenyl, aryl- (C1-C15) alkyl, aryl- (C 2 -Ci 5 ) alkenyl, (C 3 -C 15 ) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(Ci-C 6 ) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or R 4 and R 5 together with the carbon to which they are attached form a (C3-C 5) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R 4 and R 5 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, an aromatic moiety, (Ci-Ce) alkyl
  • carbonyl compound may be:
  • R 4 and R 5 are carbon-carbon double bond, an aromatic moiety, aldehyde, and ketone. More preferred substituents on R 4 and R 5 are carbon-carbon double bond, an aldehyde, and ketone.
  • the carbonyl compound may be a linear, branched, or cyclic (C6-C 12 ) aldehyde, for example, hexanal, heptanal, cyclohexanecarbaldehyde, octanal, 2-ethylhexanal, 2- propylheptanal, nonanal, decanal, undecanal, dodecanal, and corresponding C6-C12 ketones along with their isomers and derivatives used as pure compounds or as mixtures.
  • Examples of corresponding (C6-C 12 ) ketones include 2-hexanone, 2-heptanone, cyclohexanone, 2- octanone, 3-methylheptan-4-one, 3-methylheptan-2-one, 5-methylheptan-3-one, 5- methylheptan-2-one, 2-nonanone, 2-decanone, 2-undecanone, and 2-dodecanone.
  • These carbonyl compounds may be substituted or unsubstituted, provided that any substituents do not interfere with the reductive etherification process.
  • the carbonyl compounds may contain a remote aromatic moiety or more than one carbonyl group. The aromatic moiety should be located away from the reaction center in order to not interfere with the reaction.
  • carbonyl compound with a remote aromatic moiety includes cinnamaldehyde.
  • the aldehydes and ketones may also contain a function that will be reduced under the reaction conditions, for example, a double bond.
  • the carbonyl compound may be derived from nature, such as, for example, heptanal obtained from castor oil, making the whole molecule entirely renewable.
  • Other examples of carbonyl compounds derived from nature include terpenes, such as geranial and citral.
  • the polyol for uses in the process can be re resented by formula III:
  • the polyol may be a sugar alcohol such as sorbitol, iditol, dulcitol, mannitol, xylitol, ribitol, or arabitol and their isomers used as pure compounds or mixtures.
  • sorbitol iditol
  • dulcitol mannitol
  • xylitol mannitol
  • ribitol ribitol
  • arabitol arabitol and their isomers used as pure compounds or mixtures.
  • mixtures of polyols with different numbers of carbons e.g., C5 and Ce
  • the polyol may be a shorter chain sugar alcohol such as erythritol, threitol, or 1,2,3,4-butanetetrol, used as pure compounds or mixtures.
  • the resulting compound is typically an open-chain polyol ether.
  • Representative polyol ethers include the products produced by the following combinations of carbonyl compound (A) and polyol (B):
  • the polyol ethers display surfactant properties.
  • the appropriate carbonyl compound and polyol will be selected to provide sufficient water solubility.
  • polyol ethers with large alkyl groups, such as C16-C18 are practically insoluble in water and not suitable as oil-in-water surfactants.
  • the molar ratio of polyol to carbonyl compound in the process is typically greater than 5: 1, thus providing a large excess of the polyol. Using a large molar excess of polyol provides advantages such as improved yields and product selectivity.
  • the molar ratio of polyol to carbonyl compound is at least 6: 1, or at least 7: 1. Even more preferably it is at least 8: 1 or at least 9: 1. There is no particular upper limit on the amount of excess polyol that is used, especially since the polyol can be recycled and reused. In some embodiments, it is preferred that the polyol to carbonyl compound molar ratio not exceed 100: 1, more preferably not exceed 50: 1.
  • the molten polyol and carbonyl compound are reacted with hydrogen in the presence of a hydrogenation catalyst.
  • a non-reactive solvent may be used.
  • additional solvent is not needed and generally is not preferred.
  • Suitable hydrogenation catalysts may be Pd/C, with or without an additional metal as a second component. If an additional metal is used, it may be La or other lanthanides, Pd, Pt, Rh, or Ru.
  • the catalyst pH as a five weight percent slurry with water may be acidic.
  • the catalyst supports may be acidic and may comprise mesoporous carbon. A fixed bed or pellet catalyst may be used when the process is continuous.
  • the catalyst loading for five weight percent Pd/C may be between about 0.01 and 30 weight percent, more preferably between about 0.1 and 20 weight percent, and even more preferably between about 5 and 10 weight percent relative to the carbonyl compound, depending on the structure of the components.
  • the reaction may be carried out at temperature of between about 30 and 300 degrees Celsius, more preferably between about 100 and 250 degrees Celsius, and even more preferably between about 150 and 220 degrees Celsius.
  • the reaction pressure may be between about 0 and 2.07xl0 7 Pa (0 and 3000 psi), more preferably between about 6.89xl0 5 and 1.38xl0 7 Pa (100 and 2000 psi), and even more preferably between about 1.38xl0 6 and 8.27xl0 6 Pa (200 and 1200 psi).
  • the reaction may be run from between a few minutes to about 24 hours, with 10 to 24 hours being preferred.
  • the product(s) may be isolated from the reaction mixture by techniques well known to those skilled in the art, such as solvent extraction, distillation, and/or chromatography. For products that phase separate, decantation may be used.
  • Preferred polyol ethers prepared according to the process of the invention are of formula I:
  • R 1 is (d-C 15 ) alkyl, (d-C 15 ) alkenyl, aryl- (d-C 15 ) alkyl, aryl- (d-C 15 ) alkenyl, (C 3 -C 15 ) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(Ci-C 6 ) alkyl, (C 3 -C 12 ) cycloalkyl-(C 3 -Ci 2 ) cycloalkyl, or
  • R 1 and R 2 together with the carbon to which they are attached form a (C 3 -C 15 ) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R 1 and R 2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
  • R 2 is hydrogen, (d-C 15 ) alkyl, (C 2 -C 15 ) alkenyl, aryl- (d-C 15 ) alkyl, aryl- (d-C 15 ) alkenyl, (C3-C15) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C 3 -Ci2) cycloalkyl, or R 1 and R 2 together with the carbon to which they are attached form a (C 3 -C 15 ) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R 1 and R 2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (d-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether
  • the (d- C15) alkyl can be mono-cyclic, bi-cyclic, or tri-cyclic.
  • the cycloalkyl is cyclopropyl, cyclobutyl, cyclopentyl, cyclopentenyl, cyclohexyl, cyclohexenyl, cycloheptyl, and cyclooctyl.
  • R 1 is (d-ds) alkyl, (C 3 -C 15 ) cycloalkyl, (C 3 -C 12 ) cycloalkyl-(d-d) alkyl, R 2 is hydrogen, and R 3 is
  • R 2 is hydrogen
  • R 3 is
  • R is (d-do) alkyl, and more preferably, R is (d-d) alkyl.
  • the polyol ether is of formula I:
  • R 1 is (C1-C15) alkyl
  • R 2 is hydrogen
  • R 3 is
  • Preferred polyol ethers provide efficient hard surface cleaning comparable to that of known surfactants, such as TERGITOLTM 15-S-7 surfactant, a secondary alcohol ethoxylate.
  • surface tension in water of the compound may be less than about 0.03 N/m (30 dynes/cm) and the critical micelle concentration in water may be about 2500 parts per million.
  • the grey scale value in a scrub test may be greater than 60.
  • Alkyl as used in this specification, whether alone or as part of another group (e.g., in dialkylamino), encompasses straight and branched chain aliphatic groups having the indicated number of carbon atoms. If no number is indicated, alkyl preferably has 1-15 carbon atoms, more preferably 1-10 carbon atoms, and even more preferably 5-7 carbon atoms. Preferred alkyl groups include, without limitation, methyl, ethyl, propyl, isopropyl, butyl, isobutyl, sec -butyl, tert-butyl, pentyl, hexyl, heptyl, octyl, nonyl, decyl, and undecyl.
  • alkenyl as used in this specification means an unsaturated straight or branched chain aliphatic group having the indicated number of carbon atoms and containing one or more carbon-carbon double bonds. If no carbon number is indicated, the group preferably contains 2-15 carbon atoms, more preferably 2-10 carbon atoms, and further preferably 5-7 carbon atoms.
  • Preferred alkenyl groups include, without limitation, ethenyl, propenyl, butenyl, pentenyl, and hexenyl.
  • cycloalkyl as employed herein included saturated and partially unsaturated cyclic hydrocarbon groups having 3 to 15 carbons.
  • Cycloalkyl includes fused multi-cyclic systems, e.g., bicyclic and tricyclic systems such as octahydroindenyl, decahydronaphthalenyl, adamantanyl, and norbornanyl.
  • Preferred cycloalkyl groups include, without limitation, cyclopropyl, cyclobutyl, cyclopentyl, cyclopentenyl, cyclohexyl, cyclohexenyl, cycloheptyl, and cyclooctyl.
  • aryl as a C6-Cn aromatic moiety comprising one to three aromatic rings.
  • the aryl group is a C6-C10 aryl group.
  • Preferred aryl groups include, without limitation, phenyl, naphthyl, anthracenyl, and fluorenyl. More preferred is phenyl.
  • Arylalkyl or “aralkyl” refers to an aryl group attached to the parent molecular moiety through an alkyl group, as defined above.
  • Starting materials can be obtained from commercial sources or prepared by well-established literature methods known to those of ordinary skill in the art.
  • the reactions may be performed in a solvent appropriate to the reagents and materials employed and suitable for the transformations being effected.
  • one of the starting materials may serve as a solvent either at ambient or elevated temperature.
  • Alkyl ethers of sugar alcohols are prepared using a modified version of reductive etherification disclosed in the earlier application: M. L. Tulchinsky, J. R. Briggs, C. L. Rand, "Polyol Ethers and Process for Making Them,” WO 2010027663 published 2010-03-1 1. Comparative Example 1 below demonstrates that the attempted use of the previous reductive etherification protocol from WO 2010027663 leads to unsatisfactory results. In the modified reductive etherification process of the examples below, the sugar alcohol is melted prior to the reaction.
  • Solid D-sorbitol 0.04554 kg (45.54 g) (0.25 mol) and 0.00031 kg (0.31 g) of 5% Pd/C catalyst are charged into a 0.00015 m 3 (150 mL) Parr reactor containing an imbedded metal filter. The reactor is purged with hydrogen three times and then heated to about 110 degrees Celsius with careful stirring to melt D-sorbitol. Then, distilled heptanal (0.00457 kg (4.57 g) (0.04 mol)) is quickly added by syringe.
  • the mixture After introducing hydrogen at an initial pressure of about 3.45xl0 6 Pa (500 psi), the mixture is quickly heated to 200 degrees Celsius and the hydrogen pressure is set at about 6.89xl0 6 Pa (1000 psi).
  • the reactor After 20 hours, the reactor is cooled, then methanol is added (0.00005 m 3 (50 mL) x 2) at a temperature of about 50 degrees Celsius and the solution is filtered through the reactor filter. Then methanol is evaporated, the residue is dissolved in water (0.00008 m 3 (80 mL)) and extracted with diethyl ether (0.00005 m 3 (50 mL) x 8).
  • Example 2 The procedure in Example 1 is repeated using an equivalent molar amount of hexanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde.
  • X H (ppm, ⁇ , CDC1 3 ): 0.91 t (3H, CH 3 -), 1.32 m (6H, -(CH 2 ) 3 -), 1.61 m (2H, ⁇ - ⁇ 2 -), 3.4-4.3 m (13 H, sorbitan moiety).
  • Example 2 The procedure in Example 1 is repeated using an equivalent molar amount of octanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde.
  • X H (ppm, ⁇ , CDC1 3 ): 0.90 t (3H, CH 3 -), 1.29 m (10H, -(CH 2 ) 5 -), 1.62 m (2H, ⁇ - ⁇ 2 -), 1.99 s broad (1H, OH), 2.58 s broad (1H, OH), 3.26 s broad (1H, OH), 3.5-4.4 m (10 H, sorbitan protons minus 3 OH).
  • 13 C NMR (ppm, ⁇ , CDC1 3 ): 14.43, 22.99, 26.40, 29.57, 29.74, 29.87, 32.14 (seven carbons of the octyl chain); 70.06,
  • X H (ppm, ⁇ , CDC1 3 ): 0.90 t (3H, CH 3 -), 1.31 m (8H, -(CH 2 ) 4 -), 1.61 m (2H, ⁇ - ⁇ 2 -), 3.5-4.3 m (13 H, sorbitan moiety).
  • Example 2 The procedure in Example 1 is repeated using an equivalent molar amount of xylitol in place of D-sorbitol, an equivalent molar amount of hexanal in place of heptanal, and 5 weight percent of the same catalyst relative to the aldehyde.
  • X H (ppm, ⁇ , CDC1 3 ): 0.90 1 (3H, CH 3 -), 1.31 m (6H, -(CH 2 ) 3 - ), 1.59 m (2H, ⁇ - ⁇ 2 -), 2.23 s broad (1H, OH), 2.92 s broad (OH), 3.5-4.3 m (9 H, hydrophile).
  • Example 2 The procedure in Example 1 is repeated using an equivalent molar amount of meso- erythritol in place of D-sorbitol.
  • 3 ⁇ 4 ppm, ⁇ , CDC1 3 ): 0.91 t (3H, CH 3 -), 1.32 m (8H, -(CH 2 ) 4 -), 1.61 m (2H, ⁇ - ⁇ 2 -), 2.84 t broad (OH), 3.08 d broad (OH), 3.20 d broad (OH), 3.51 t (2H, CH 2 0), 3.62 m and 3.80 m (6H, erythritol moiety).
  • 13 C NMR ppm, ⁇ , CDC1 3 ): 14.41, 22.94, 26.37, 29.44, 29.90, 32.11 (alky erythritol moiety).
  • Example 2 The procedure in Example 1 is repeated using an equivalent molar amount of meso- erythritol in place of D-sorbitol, an equivalent molar amount of hexanal in place of heptanal, and 5 weight percent of the same catalyst relative to the aldehyde.
  • Example 2 The procedure in Example 2 is repeated using an equivalent molar amount of 2- ethylhexanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde.
  • X H (ppm, ⁇ , CDC1 3 ): 0.91 t (6H, two CH 3 groups), 1.32 m (8H, four CH 2 groups), 1.61 m (1H, CH), 2.9- 4.3 m (13 H, sorbitan moiety).
  • Example 9 The procedure in Example 3 is repeated, but both D-sorbitol and octanal are charged in the reactor together along with the catalyst.
  • CMC critical micelle concentration
  • surface tension of 2-(2-heptyloxy-l- hydroxyethyl)-tetrahydrofuran-3,4-diol are evaluated.
  • the sample is diluted to a 1% aqueous solution in a 0.000001 m 3 (1 mL) vial.
  • a total of 12 dilutions starting at 1 weight percent are prepared.
  • the concentration of each dilution is recorded in the table below.
  • Surface tension of all twelve diluted samples is measured using a Kibron Delta-8 multichannel
  • the Kibron microtensiometer measures surface tension by maximum pull force / du Nouy method.
  • the eight channel wire probes are cleaned internally in the instrument by heating.
  • the sample volume for each analysis is 5.0 xlO 8 m 3 (50 uL).
  • the results are shown in Table 2 below.
  • the instrument is calibrated using Nanopure water.
  • the surface tension of Example 9 at 1 weight percent concentration is 0.0274 N/m (27.4
  • CMC critical micelle concentration
  • surface tension 2-(2-octyloxy-l- hydroxyethyl)-tetrahydrofuran-3,4-diol are evaluated according to the procedure described in Example 9, except that the sample is diluted to a 0.2% aqueous solution in a 0.000001 m 3 (1 mL) vial. A total of 10 dilutions starting at 0.2 weight percent are prepared for the sample. The concentration of each dilution is shown in Table 3 below.
  • Example 10 at 0.2 weight percent concentration is 0.0275 N/m (27.6 dynes/cm).
  • the CMC is about 1000 ppm.
  • the effect of concentration of the sample on surface tension is shown in Figure 2.
  • CMC critical micelle concentration
  • C7 ethers of erythritol (C 4 sugar) and xylitol (C5 sugar) have high CMC values (> 10000 ppm and 5 >5000 ppm respectively), whereas the C7 ether of sorbitol (C6 sugar) has a CMC at about 2500 ppm, as shown in Table 4 below.
  • C7 ether of sorbitol (Example 9) can form micelles at a much lower concentration than those of erythritol and xylitol.
  • the effect of concentration of the samples on surface tension is shown in Figure 3.
  • CMC critical micelle concentration
  • Soil removal from a hard surface such as vinyl tiles can be facilitated by a surfactant.
  • a modified scrubbing test based on the Gardner scrub test (ASTM D-2486) is used to evaluate the hard surface cleaning efficiency of sugar ether surfactants. The level of cleaning is determined by the grey value of the scrubbed spot after the scrubbing. The larger the grey value, the whiter the scrubbed area and thus the better the cleaning efficiency.
  • Soil of the formula shown in Table 6 below is spread over a vinyl tile using a foam brush.
  • the tile is air-dried in a fume hood overnight.
  • the sample is added to the vinyl tile and the tile is placed on a shaker.
  • the vinyl tile is scrubbed with a scrubber when the shaker is turned on.
  • An image of the tile is recorded and the grey scale is analyzed. Four replicates for each sample are performed.
  • Example 9 has significantly improved cleaning efficiency (mean grey scale of 67) from a similar octyl glucoside (mean grey scale of 51).
  • Example 9 has comparable cleaning efficiency as TERGITOLTM 15-S-7 surfactant (mean grey scale of 80).
  • D-sorbitol is heated at ambient pressure to form sorbitan.
  • Methods for the preparation of sorbitan from D-sorbitol can be found in the literature. See, e.g., U.S. Patent No. 6,441, 196; Alain Duclos et al, A simple conversion of poiyois into anhydroalditols, Synthesis 1087-90 (2004); Sol Soltzberg et al., Hexitol anhydrides. Synthesis and structure of arlitan, the 1,4-monoanhydride of sorbitol, J. of the Am. Chemistry Society 919-21 (1946). The procedures in Examples 1-3 are repeated using sorbitan in place of D-sorbitol.
  • Sorbitan and 5% Pd/C catalyst are charged into a Parr reactor containing an imbedded metal filter.
  • the reactor is purged with hydrogen three times and then heated to about 110 degrees Celsius.
  • distilled heptanal is quickly added by syringe.
  • the mixture is quickly heated to 200 degrees Celsius and the hydrogen pressure is set at about 6.89xl0 6 Pa (1000 psi).
  • the reactor is cooled, then methanol is added (0.00005 m 3 (50 mL) x 2) at a temperature of about 50 degrees Celsius and the solution is filtered through the reactor filter.
  • Example 14 The procedure in Example 1 is repeated using a dialdehyde in place of heptanal. This dialdehyde is prepared as described in J. K. Staples at al. J. Chem. Ecol. 2009, 35 (12), 1448- 1460. The sorbitol/dialdehyde molar ratio is greater than 10: 1 (sorbitol/one aldehyde group is greater than 5: 1).
  • Example 1 The procedure in Example 1 is repeated using an aldehyde ester in place of heptanal.
  • the aldehyde ester may be prepared, for example, according to C. H. McKeever, G. H. Agnew, US 2,533,276 to Rohm & Haas.
  • the sorbite 1/aldehyde ester molar ratio is greater than 10: 1.

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Abstract

Polyol ether compounds and processes for their preparation. A representative process comprises melting a polyol, and reacting the molten polyol, a carbonyl compound, and hydrogen in the presence of a hydrogenation catalyst to provide the polyol ether. The polyol ether has surfactant properties.

Description

RENEWABLE SURFACTANTS DERIVED FROM SUGAR ALCOHOLS
CROSS REFERENCE TO RELATED APPLICATION
This application claims priority to U.S. Provisional Patent Application No.
61/479,275 filed on April 26, 2011, which is incorporated herein by reference in its entirety.
FIELD
This invention relates to surfactant compounds. This invention also relates to processes for making surfactant compounds by reacting a polyol with a carbonyl compound and hydrogen.
BACKGROUND
Many detergent compositions require 100% renewable surfactants with renewable carbon indexes equal to one. The renewable carbon index of a molecule is obtained by dividing the number of the molecule's carbons derived from renewable sources by the total number of carbons. Examples of such surfactants include certain classes of compounds, such as alkyl polyglucosides (APG). APG surfactants are often used commercially; however, their cleaning performance generally does not match that of non-renewable anionic surfactants. Additionally, APG surfactants are susceptible to hydrolysis in acidic media.
A need exists, therefore, for renewable surfactants that are resistant to hydrolysis in a broad range of pH and with improved cleaning performances and for processes for making such renewable surfactants.
BRIEF SUMMARY
In one aspect, an illustrative embodiment provides a process for making polyol ethers. This process comprises melting a polyol and reacting the molten polyol, a carbonyl compound, and hydrogen in the presence of a hydrogenation catalyst to provide the polyol ether. The resulting polyol ether can be represented by the formula I:
Figure imgf000002_0001
I
in which R1 is (d-C15) alkyl, (d-C15) alkenyl, aryl- (d-C15) alkyl, aryl- (d-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or
Figure imgf000003_0001
or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
R2 is hydrogen, (C1-C15) alkyl, (C2-C15) alkenyl, aryl- (C1-C15) alkyl, aryl- (C2-Ci5) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C3-Ci2) cycloalkyl, or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, and
R3 is
Figure imgf000003_0002
and wherein m is independently 0-8 and wherein n is independently 0 or 1. The (Ci- C15) alkyl can be mono-cyclic, bi-cyclic, or tri-cyclic.
In other aspects, the resulting polyol ether can be represented by the formula I:
Figure imgf000003_0003
I
in which R1 is (C1-C 5) alkyl, R2 is hydrogen, R3 is
Figure imgf000004_0001
and m is 0.
In another aspect, compounds of formula I are provided.
BRIEF DESCRIPTION OF THE DRAWINGS
Figure 1 is a graph of surface tension versus concentration for Example 9.
Figure 2 is a graph of surface tension versus concentration for Example 10.
Figure 3 is a graph of surface tension versus concentration for Comparative Examples 2A and 2B.
Figure 4 is a graph of surface tension versus concentration for Comparative Examples 3A, 3B, and 3C and Example 9.
Figure 5 is a graph of grey values for Example 9, octyl glucoside, TERGITOL™ 15- S-7 and ECO SURF™ EH-6.
DETAILED DESCRIPTION
In one aspect, this invention provides a process for making polyol ethers. The resulting polyol ethers may be sugar alcohol ethers, preferably with surfactant properties. The process comprises: melting a polyol and reacting the molten polyol and a carbonyl compound with hydrogen in the presence of a hydrogenation catalyst to provide the polyol ether, as shown in the scheme below.
Figure imgf000004_0002
gar alcohol ether(s)
+ isomer(s)
In the scheme above, R is derived from the sugar alcohol. Melting the polyol prior to the reaction provides advantages over the prior art, including improved yields and improved selectivity. For example, melting the polyol prior to the reaction accelerates the initial carbonyl compound transformation to cyclic acetals in the presence of sugar alcohols, which minimizes the reduction of the carbonyl compounds to the corresponding alcohols.
The carbonyl compound for use in the process can be represented by formula II:
Figure imgf000005_0001
II
wherein R4 and R5 are independently hydrogen, (C1-C 5) alkyl, (C2-C15) alkenyl, aryl- (C1-C15) alkyl, aryl- (C2-Ci5) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or R4 and R5 together with the carbon to which they are attached form a (C3-C 5) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R4 and R5 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, an aromatic moiety, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, provided that both R4 and R5 are not hydrogen.
In the alternative, the carbonyl compound may be:
Figure imgf000005_0002
Preferred substituents on R4 and R5 are carbon-carbon double bond, an aromatic moiety, aldehyde, and ketone. More preferred substituents on R4 and R5 are carbon-carbon double bond, an aldehyde, and ketone.
Preferred compounds include those wherein R4 is (C1-C10) alkyl and R5 is hydrogen and even more preferably, wherein R4 is (C5-C7) alkyl and R5 is hydrogen. In an illustrative embodiment, the carbonyl compound may be a linear, branched, or cyclic (C6-C12) aldehyde, for example, hexanal, heptanal, cyclohexanecarbaldehyde, octanal, 2-ethylhexanal, 2- propylheptanal, nonanal, decanal, undecanal, dodecanal, and corresponding C6-C12 ketones along with their isomers and derivatives used as pure compounds or as mixtures. Examples of corresponding (C6-C12) ketones include 2-hexanone, 2-heptanone, cyclohexanone, 2- octanone, 3-methylheptan-4-one, 3-methylheptan-2-one, 5-methylheptan-3-one, 5- methylheptan-2-one, 2-nonanone, 2-decanone, 2-undecanone, and 2-dodecanone. These carbonyl compounds may be substituted or unsubstituted, provided that any substituents do not interfere with the reductive etherification process. In some embodiments, the carbonyl compounds may contain a remote aromatic moiety or more than one carbonyl group. The aromatic moiety should be located away from the reaction center in order to not interfere with the reaction. An example of a carbonyl compound with a remote aromatic moiety includes cinnamaldehyde. In further embodiments, the aldehydes and ketones may also contain a function that will be reduced under the reaction conditions, for example, a double bond. The carbonyl compound may be derived from nature, such as, for example, heptanal obtained from castor oil, making the whole molecule entirely renewable. Other examples of carbonyl compounds derived from nature include terpenes, such as geranial and citral.
The polyol for uses in the process can be re resented by formula III:
Figure imgf000006_0001
III
wherein p is 2, 3 or 4.
In an illustrative embodiment, the polyol may be a sugar alcohol such as sorbitol, iditol, dulcitol, mannitol, xylitol, ribitol, or arabitol and their isomers used as pure compounds or mixtures. For example, mixtures of polyols with different numbers of carbons (e.g., C5 and Ce) may be used, such as a mixture of sorbitol and xylitol. In another illustrative embodiment, the polyol may be a shorter chain sugar alcohol such as erythritol, threitol, or 1,2,3,4-butanetetrol, used as pure compounds or mixtures. When shorter chain sugar alcohols are used, the resulting compound is typically an open-chain polyol ether.
Representative carbonyl compounds and polyols for use in the process are shown in columns A and B of Table 1 below. Simple variations in carbon number or in the presence of double bonds that can undergo reduction are also generally incorporated into these teachings.
Table 1. Carbonyl compounds and polyols for use in the reductive etherification process
A (Carbonyl Compound) B (Polyol)
Hexanal
Figure imgf000006_0002
Sorbitol Heptanal
Figure imgf000007_0001
X litol
Octanal
Figure imgf000007_0002
-erythritol
Figure imgf000007_0003
Cyclohexanecarbaldehyde
Nonanal
Figure imgf000007_0004
Figure imgf000008_0001
9-formyloctadecanoic
Representative polyol ethers include the products produced by the following combinations of carbonyl compound (A) and polyol (B):
Al + B1
A2 + B1 A3 + B1
Al + B2
A2 + B2
A3 + B2
Al + B3
A2 + B3
A3 + B3
A4 + B1
Al + (mixture of Bl and B2)
A2 + (mixture of Bl and B2)
A3 + (mixture of Bl and B2)
A4 + (mixture of Bl and B2)
A10 + B 1
Al l + B 1
In certain aspects, the polyol ethers display surfactant properties. To provide good surfactant properties, the appropriate carbonyl compound and polyol will be selected to provide sufficient water solubility. For example, polyol ethers with large alkyl groups, such as C16-C18, are practically insoluble in water and not suitable as oil-in-water surfactants.
The molar ratio of polyol to carbonyl compound in the process is typically greater than 5: 1, thus providing a large excess of the polyol. Using a large molar excess of polyol provides advantages such as improved yields and product selectivity. In a preferred embodiment, the molar ratio of polyol to carbonyl compound is at least 6: 1, or at least 7: 1. Even more preferably it is at least 8: 1 or at least 9: 1. There is no particular upper limit on the amount of excess polyol that is used, especially since the polyol can be recycled and reused. In some embodiments, it is preferred that the polyol to carbonyl compound molar ratio not exceed 100: 1, more preferably not exceed 50: 1.
In typical embodiments, the molten polyol and carbonyl compound are reacted with hydrogen in the presence of a hydrogenation catalyst. A non-reactive solvent may be used. However, since the excess molten sugar alcohol itself functions as a solvent, additional solvent is not needed and generally is not preferred.
Suitable hydrogenation catalysts may be Pd/C, with or without an additional metal as a second component. If an additional metal is used, it may be La or other lanthanides, Pd, Pt, Rh, or Ru. The catalyst pH as a five weight percent slurry with water may be acidic. The catalyst supports may be acidic and may comprise mesoporous carbon. A fixed bed or pellet catalyst may be used when the process is continuous. The catalyst loading for five weight percent Pd/C may be between about 0.01 and 30 weight percent, more preferably between about 0.1 and 20 weight percent, and even more preferably between about 5 and 10 weight percent relative to the carbonyl compound, depending on the structure of the components.
The reaction may be carried out at temperature of between about 30 and 300 degrees Celsius, more preferably between about 100 and 250 degrees Celsius, and even more preferably between about 150 and 220 degrees Celsius. The reaction pressure may be between about 0 and 2.07xl07 Pa (0 and 3000 psi), more preferably between about 6.89xl05 and 1.38xl07 Pa (100 and 2000 psi), and even more preferably between about 1.38xl06 and 8.27xl06 Pa (200 and 1200 psi).
The reaction may be run from between a few minutes to about 24 hours, with 10 to 24 hours being preferred. The product(s) may be isolated from the reaction mixture by techniques well known to those skilled in the art, such as solvent extraction, distillation, and/or chromatography. For products that phase separate, decantation may be used.
Preferred polyol ethers prepared according to the process of the invention are of formula I:
Figure imgf000010_0001
I
in which R1 is (d-C15) alkyl, (d-C15) alkenyl, aryl- (d-C15) alkyl, aryl- (d-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or
Figure imgf000010_0002
or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
R2 is hydrogen, (d-C15) alkyl, (C2-C15) alkenyl, aryl- (d-C15) alkyl, aryl- (d-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C3-Ci2) cycloalkyl, or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (d-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, and
R3 is
Figure imgf000011_0001
and wherein m is independently 0-8 and wherein n is independently 0 or 1. The (d- C15) alkyl can be mono-cyclic, bi-cyclic, or tri-cyclic. Preferably, the cycloalkyl is cyclopropyl, cyclobutyl, cyclopentyl, cyclopentenyl, cyclohexyl, cyclohexenyl, cycloheptyl, and cyclooctyl.
In illustrative embodiments, R1 is (d-ds) alkyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(d-d) alkyl, R2 is hydrogen, and R3 is
In other illustrative embo l, R2 is hydrogen, R3 is
Figure imgf000011_0002
and m is 0.
Preferably, R is (d-do) alkyl, and more preferably, R is (d-d) alkyl.
In yet other illustrative embodiments, the polyol ether is of formula I:
Figure imgf000012_0001
I
in which R1 is (C1-C15) alkyl, R2 is hydrogen, R3 is
Figure imgf000012_0002
Figure imgf000012_0003
Figure imgf000012_0004
Figure imgf000013_0001
- 12 -
Figure imgf000014_0001
Preferred polyol ethers provide efficient hard surface cleaning comparable to that of known surfactants, such as TERGITOL™ 15-S-7 surfactant, a secondary alcohol ethoxylate. For example, surface tension in water of the compound may be less than about 0.03 N/m (30 dynes/cm) and the critical micelle concentration in water may be about 2500 parts per million. Furthermore, the grey scale value in a scrub test may be greater than 60.
"Alkyl," as used in this specification, whether alone or as part of another group (e.g., in dialkylamino), encompasses straight and branched chain aliphatic groups having the indicated number of carbon atoms. If no number is indicated, alkyl preferably has 1-15 carbon atoms, more preferably 1-10 carbon atoms, and even more preferably 5-7 carbon atoms. Preferred alkyl groups include, without limitation, methyl, ethyl, propyl, isopropyl, butyl, isobutyl, sec -butyl, tert-butyl, pentyl, hexyl, heptyl, octyl, nonyl, decyl, and undecyl.
The term "alkenyl" as used in this specification means an unsaturated straight or branched chain aliphatic group having the indicated number of carbon atoms and containing one or more carbon-carbon double bonds. If no carbon number is indicated, the group preferably contains 2-15 carbon atoms, more preferably 2-10 carbon atoms, and further preferably 5-7 carbon atoms. Preferred alkenyl groups include, without limitation, ethenyl, propenyl, butenyl, pentenyl, and hexenyl.
The term "cycloalkyl" as employed herein included saturated and partially unsaturated cyclic hydrocarbon groups having 3 to 15 carbons. "Cycloalkyl" includes fused multi-cyclic systems, e.g., bicyclic and tricyclic systems such as octahydroindenyl, decahydronaphthalenyl, adamantanyl, and norbornanyl. Preferred cycloalkyl groups include, without limitation, cyclopropyl, cyclobutyl, cyclopentyl, cyclopentenyl, cyclohexyl, cyclohexenyl, cycloheptyl, and cyclooctyl.
An "aryl" group as a C6-Cn aromatic moiety comprising one to three aromatic rings. Preferably, the aryl group is a C6-C10 aryl group. Preferred aryl groups include, without limitation, phenyl, naphthyl, anthracenyl, and fluorenyl. More preferred is phenyl. "Arylalkyl" or "aralkyl" refers to an aryl group attached to the parent molecular moiety through an alkyl group, as defined above.
The following examples are illustrative of the invention, but are not intended to limit its scope. Those having skill in the art will recognize that the starting materials and reaction conditions may be varied, the sequence of the reactions altered, and additional steps employed to produce compounds encompassed by the present disclosure, as demonstrated by the following examples. Many general references providing commonly known chemical synthetic schemes and conditions useful for synthesizing the disclosed compounds are available (see, e.g., Smith and March, March's Advanced Organic Chemistry: Reactions, Mechanisms, and Structure, Fifth Edition, Wiley-Interscience, 2001 ; or Vogel, A Textbook of Practical Organic Chemistry, Including Qualitative Organic Analysis, Fourth Edition, New York: Longman, 1978).
Starting materials can be obtained from commercial sources or prepared by well- established literature methods known to those of ordinary skill in the art. The reactions may be performed in a solvent appropriate to the reagents and materials employed and suitable for the transformations being effected. Alternatively, one of the starting materials may serve as a solvent either at ambient or elevated temperature.
EXAMPLES
Alkyl ethers of sugar alcohols are prepared using a modified version of reductive etherification disclosed in the earlier application: M. L. Tulchinsky, J. R. Briggs, C. L. Rand, "Polyol Ethers and Process for Making Them," WO 2010027663 published 2010-03-1 1. Comparative Example 1 below demonstrates that the attempted use of the previous reductive etherification protocol from WO 2010027663 leads to unsatisfactory results. In the modified reductive etherification process of the examples below, the sugar alcohol is melted prior to the reaction.
The scheme below illustrates the scope of synthetic examples for the reductive etherification of C6-Cs aldehydes with C4-C6 sugar alcohols.
Figure imgf000016_0001
Example 1
Synthesis of 2-(2-heptyloxy- 1 -hvdroxyethyl)-tetrahvdrofuran-3 ,4-diol
Solid D-sorbitol 0.04554 kg (45.54 g) (0.25 mol) and 0.00031 kg (0.31 g) of 5% Pd/C catalyst are charged into a 0.00015 m3 (150 mL) Parr reactor containing an imbedded metal filter. The reactor is purged with hydrogen three times and then heated to about 110 degrees Celsius with careful stirring to melt D-sorbitol. Then, distilled heptanal (0.00457 kg (4.57 g) (0.04 mol)) is quickly added by syringe. After introducing hydrogen at an initial pressure of about 3.45xl06 Pa (500 psi), the mixture is quickly heated to 200 degrees Celsius and the hydrogen pressure is set at about 6.89xl06 Pa (1000 psi). After 20 hours, the reactor is cooled, then methanol is added (0.00005 m3 (50 mL) x 2) at a temperature of about 50 degrees Celsius and the solution is filtered through the reactor filter. Then methanol is evaporated, the residue is dissolved in water (0.00008 m3 (80 mL)) and extracted with diethyl ether (0.00005 m3 (50 mL) x 8). The combined ether extracts are dried with sodium sulfate and the solvent is evaporated to give the crude product (0.00951 kg (9.51 g)), which is purified by flash chromatography on silica gel using hexane-ethyl acetate 2:1. The structure is elucidated by MS (M++l=263) and NMR spectra. XH (ppm, δ, CDC13): 0.90 t (3H, CH3-), 1.31 m (8H, - (CH2)4), 1.61 m (2H, -CH2-), 3.5-4.3 m (13 H, sorbitan moiety). 13C NMR (ppm, δ, CDC13): 14.41, 22.94, 26.32, 29.46, 29.84, 32.13 (six carbons of the heptyl chain); 69.68, 72.18, 72.43, 73.86, 77.71, 78.01, 80.24 (sorbitan moiety). OH OH
Example 2
Synthesis of 2-(2-hexyloxy- 1 -hvdroxyethyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 1 is repeated using an equivalent molar amount of hexanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde. The structure is elucidated by MS (M++l=249) and NMR spectra. XH (ppm, δ, CDC13): 0.91 t (3H, CH3-), 1.32 m (6H, -(CH2)3-), 1.61 m (2H, β-ΟΉ2-), 3.4-4.3 m (13 H, sorbitan moiety). 13C NMR (ppm, δ, CDC13): 14.37, 22.93, 26.02, 29.79, 31.98 (five carbons of the hexyl chain); 69.72, 72.1 moiety).
Figure imgf000017_0001
Example 3
Synthesis of 2-(2-octyloxy- 1 -hydroxyethyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 1 is repeated using an equivalent molar amount of octanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde. The product is identified by MS (M++l=277) and NMR spectra. XH (ppm, δ, CDC13): 0.90 t (3H, CH3-), 1.29 m (10H, -(CH2)5-), 1.62 m (2H, β-ΟΉ2-), 1.99 s broad (1H, OH), 2.58 s broad (1H, OH), 3.26 s broad (1H, OH), 3.5-4.4 m (10 H, sorbitan protons minus 3 OH). 13C NMR (ppm, δ, CDC13): 14.43, 22.99, 26.40, 29.57, 29.74, 29.87, 32.14 (seven carbons of the octyl chain); 70.06,
Figure imgf000017_0002
Example 4
Synthesis of 2-(heptyloxymetyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 1 is repeated using an equivalent molar amount of xylitol in place of D-sorbitol. The product is identified by MS (M++l=233) and NMR spectra. XH (ppm, δ, CDC13): 0.90 t (3H, CH3-), 1.31 m (8H, -(CH2)4-), 1.61 m (2H, β-ΟΉ2-), 3.5-4.3 m (13 H, sorbitan moiety). 13C NMR (ppm, δ, CDC13): 14.37, 22.91, 26.26, 29.38, 29.81, 32.05 (alkyl chain); 70.03, 72.63, 73.68, 78.06, 78.63, 79.09 (anhydro-xylitol moiety).
Figure imgf000018_0001
Example 5
Synthesis of 2-(hexyloxymetyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 1 is repeated using an equivalent molar amount of xylitol in place of D-sorbitol, an equivalent molar amount of hexanal in place of heptanal, and 5 weight percent of the same catalyst relative to the aldehyde. The product is identified by MS (M++l=219) and NMR spectra. XH (ppm, δ, CDC13): 0.90 1 (3H, CH3-), 1.31 m (6H, -(CH2)3- ), 1.59 m (2H, β-ΟΉ2-), 2.23 s broad (1H, OH), 2.92 s broad (OH), 3.5-4.3 m (9 H, hydrophile). 13C NMR (ppm, δ, CDC13): 14.33, 22.87, 25.99, 29.78, 31.90 (five carbons of the hexyl chain); 70.13, 72.70, 73.77, 78.20, 78.50, 59.36 (anhydro-xylitol moiety).
Figure imgf000018_0002
Example 6
Synthesis of 2-(heptyloxy)butane- 1 ,2,3 -triol
The procedure in Example 1 is repeated using an equivalent molar amount of meso- erythritol in place of D-sorbitol. The product is identified by MS (M++ 1=221) and NMR spectra. ¾ (ppm, δ, CDC13): 0.91 t (3H, CH3-), 1.32 m (8H, -(CH2)4-), 1.61 m (2H, β-ΟΗ2-), 2.84 t broad (OH), 3.08 d broad (OH), 3.20 d broad (OH), 3.51 t (2H, CH20), 3.62 m and 3.80 m (6H, erythritol moiety). 13C NMR (ppm, δ, CDC13): 14.41, 22.94, 26.37, 29.44, 29.90, 32.11 (alky erythritol moiety).
Figure imgf000018_0003
Example 7
Synthes is of 2 -(hexyloxymetyl)butane- 1 ,2,3 -triol
The procedure in Example 1 is repeated using an equivalent molar amount of meso- erythritol in place of D-sorbitol, an equivalent molar amount of hexanal in place of heptanal, and 5 weight percent of the same catalyst relative to the aldehyde. The product is identified by MS (M++l=207) and NMR spectra. ¾ (ppm, δ, CDC13): 0.91 t (3H, CH3-), 1.32 m (6H, - (CH2)3-), 1.60 m (2H, β-ΟΗ2-), 2.47 s broad (1H, OH), 3.1 s broad (1H, OH), 3.38 s broad (1H, OH), 3.50 t (2H, CH20), 3.61 m and 3.76 m (6 H, erythritol moiety). 13C NMR (ppm, δ, CDC13): 14.35, 22.91, 26.05, 29.83, 31.96 (five carbons of the hexyl chain); 63.80, 71.27, 72.17, 72.20, 73.09 (erythritol moiety).
Figure imgf000019_0001
Example 8
Synthesis of 2-(2-ethylhexyloxy- 1 -hydroxyethyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 2 is repeated using an equivalent molar amount of 2- ethylhexanal in place of heptanal and 5 weight percent of the same catalyst relative to the aldehyde. The structure was elucidated by MS (M++l=277) and NMR spectra. XH (ppm, δ, CDC13): 0.91 t (6H, two CH3 groups), 1.32 m (8H, four CH2 groups), 1.61 m (1H, CH), 2.9- 4.3 m (13 H, sorbitan moiety). 13C NMR (ppm, δ, CDC13): 11.38, 14.42, 23.38, 24.18, 29.40, 30.82, 39.86 (seven carbons of the 2-ethylhexyl chain); 70.04, 72.50, 73.89, 74.87, 77.78, 78.48, 80.36 (sorbitan moiety).
Figure imgf000019_0002
Comparative Example 1
Attempted synthesis of 2-(2-octyloxy- 1 -hydroxyethyl)-tetrahvdrofuran-3 ,4-diol
The procedure in Example 3 is repeated, but both D-sorbitol and octanal are charged in the reactor together along with the catalyst. The crude product contains about 67 GC area percent of dioctyl ether (M++l=243 in GC/MS) and contains only about 6 GC area percent of the desired product. Example 9
Surface tension and critical micelle concentration of 2-(2-heptyloxy-l-hvdroxyethyl)- tetrahvdrofuran-3 ,4-diol
5 The critical micelle concentration (CMC) and the surface tension of 2-(2-heptyloxy-l- hydroxyethyl)-tetrahydrofuran-3,4-diol are evaluated. The sample is diluted to a 1% aqueous solution in a 0.000001 m3 (1 mL) vial. A total of 12 dilutions starting at 1 weight percent are prepared. The concentration of each dilution is recorded in the table below. Surface tension of all twelve diluted samples is measured using a Kibron Delta-8 multichannel
10 microtensiometer. The Kibron microtensiometer measures surface tension by maximum pull force / du Nouy method. The eight channel wire probes are cleaned internally in the instrument by heating. The sample volume for each analysis is 5.0 xlO8 m3 (50 uL). The results are shown in Table 2 below. The instrument is calibrated using Nanopure water. The surface tension of Example 9 at 1 weight percent concentration is 0.0274 N/m (27.4
15 dynes/cm). The CMC is about 2500 ppm. The effect of concentration of the sample on surface tension is shown in Figure 1.
Table 2. Kibron Delta-8 Microtensiometer Data for Example 9 (2-(2-heptyloxy-l-
Figure imgf000020_0001
20
Example 10
Surface tension and critical micelle concentration of 2-(2-octyloxy-l-hvdroxyethyl - tetrahydrofuran-3 ,4-diol
25 The critical micelle concentration (CMC) and the surface tension of 2-(2-octyloxy-l- hydroxyethyl)-tetrahydrofuran-3,4-diol are evaluated according to the procedure described in Example 9, except that the sample is diluted to a 0.2% aqueous solution in a 0.000001 m3 (1 mL) vial. A total of 10 dilutions starting at 0.2 weight percent are prepared for the sample. The concentration of each dilution is shown in Table 3 below. The surface tension of
30 Example 10 at 0.2 weight percent concentration is 0.0275 N/m (27.6 dynes/cm). The CMC is about 1000 ppm. The effect of concentration of the sample on surface tension is shown in Figure 2.
Table 3. Kibron Delta-8 Microtensiometer Data for Example 9 (2-(2-octyloxy-l- 5 hydroxy ethyl)-tetrahydrofuran-3 ,4-diol)
Figure imgf000021_0003
Comparative Example 2
Surface tension and critical micelle concentration of C^ethers with C and C^ sugar alcohols 0 (C4 erythritol and C^ xylitol) to compare with Example 9 CC7 ether with C sorbitol)
The critical micelle concentration (CMC) and the surface tension of C7 ethers with C4 and C5 sugar alcohols are evaluated according to the procedure described in Example 9. C7 ethers of erythritol (C4 sugar) and xylitol (C5 sugar) have high CMC values (> 10000 ppm and 5 >5000 ppm respectively), whereas the C7 ether of sorbitol (C6 sugar) has a CMC at about 2500 ppm, as shown in Table 4 below. Hence, C7 ether of sorbitol (Example 9) can form micelles at a much lower concentration than those of erythritol and xylitol. The effect of concentration of the samples on surface tension is shown in Figure 3.
Figure imgf000021_0001
comparative example 2A comparative example 2B
0 C7 ether from heptanal and erythritol C7 ether from heptanal and xylitol
Figure imgf000021_0002
Example 9
C7 ether from heptanal and sorbitol Table 4. Surface tension and CMC of C7 ethers
Figure imgf000022_0003
Comparative Example 3
Surface tension and critical micelle concentration of Ce ethers with Cd-Ce sugar alcohols (Cd erythritol, C^ xylitol, and C^ sorbitol) to compare with Example 9 (C7 ether with sorbitol)
The critical micelle concentration (CMC) and the surface tension of Ce ethers with C4-C6 sugar alcohols are evaluated according to the procedure described in Example 9. Ce ethers of erythritol (C4 sugar), xylitol (C5 sugar), and sorbitol (C6 sugar) have high CMC values (> 10000 ppm), whereas the C7 ether of sorbitol (C6 sugar) has a CMC at about 2500 ppm, as shown in Table 5 below. Hence, C7 ether of sorbitol (Example 9) can form micelles at a much lower concentration than those of Ce ethers. The effect of concentration of the samples on surface tension is shown in Figure 4.
Figure imgf000022_0001
comparative example 3A comparative example 3B
C6 ether from hexanal and erythritol C6 ether from hexanal and xylitol
Figure imgf000022_0002
Comparative Example 3C Example 9
C6 ether from hexanal and sorbitol C7 ether from heptanal and sorbitol
Table 5. Surface tension and CMC of Ce ethers
Figure imgf000022_0004
Example 1 1
Hard surface cleaning performance on vinyl tile
Soil removal from a hard surface such as vinyl tiles can be facilitated by a surfactant. A modified scrubbing test based on the Gardner scrub test (ASTM D-2486) is used to evaluate the hard surface cleaning efficiency of sugar ether surfactants. The level of cleaning is determined by the grey value of the scrubbed spot after the scrubbing. The larger the grey value, the whiter the scrubbed area and thus the better the cleaning efficiency.
Soil of the formula shown in Table 6 below is spread over a vinyl tile using a foam brush. The tile is air-dried in a fume hood overnight. The sample is added to the vinyl tile and the tile is placed on a shaker. The vinyl tile is scrubbed with a scrubber when the shaker is turned on. An image of the tile is recorded and the grey scale is analyzed. Four replicates for each sample are performed.
Table 6. Hard Surface Cleaning Soil Recipe
Figure imgf000023_0002
It is demonstrated by the grey scale analysis, as shown in Figure 5, that Example 9 has significantly improved cleaning efficiency (mean grey scale of 67) from a similar octyl glucoside (mean grey scale of 51). Example 9 has comparable cleaning efficiency as TERGITOL™ 15-S-7 surfactant (mean grey scale of 80).
Figure imgf000023_0001
D-Sorbitol Sorbitan
In an alternative example, D-sorbitol is heated at ambient pressure to form sorbitan. Methods for the preparation of sorbitan from D-sorbitol can be found in the literature. See, e.g., U.S. Patent No. 6,441, 196; Alain Duclos et al, A simple conversion of poiyois into anhydroalditols, Synthesis 1087-90 (2004); Sol Soltzberg et al., Hexitol anhydrides. Synthesis and structure of arlitan, the 1,4-monoanhydride of sorbitol, J. of the Am. Chemistry Society 919-21 (1946). The procedures in Examples 1-3 are repeated using sorbitan in place of D-sorbitol.
Sorbitan and 5% Pd/C catalyst are charged into a Parr reactor containing an imbedded metal filter. The reactor is purged with hydrogen three times and then heated to about 110 degrees Celsius. Then distilled heptanal is quickly added by syringe. After introducing hydrogen at an initial pressure of about 3.45xl06 Pa (500 psi), the mixture is quickly heated to 200 degrees Celsius and the hydrogen pressure is set at about 6.89xl06 Pa (1000 psi). After 20 hours, the reactor is cooled, then methanol is added (0.00005 m3 (50 mL) x 2) at a temperature of about 50 degrees Celsius and the solution is filtered through the reactor filter. Then methanol is evaporated, the residue is dissolved in water (0.00008 m3 (80 mL)) and extracted with diethyl ether (0.00005 m3 (50 mL) x 8). The combined ether extracts are dried with sodium sulfate and the solvent is evaporated to give the crude product, which is purified by flash chromatography on silica gel using hexane-ethyl acetate 2: 1.
Example 13
Preparation of a derivative with two sorbitan moieties
Figure imgf000024_0001
D-Sorbitol
Figure imgf000024_0002
The procedure in Example 1 is repeated using a dialdehyde in place of heptanal. This dialdehyde is prepared as described in J. K. Staples at al. J. Chem. Ecol. 2009, 35 (12), 1448- 1460. The sorbitol/dialdehyde molar ratio is greater than 10: 1 (sorbitol/one aldehyde group is greater than 5: 1). Example 14
Preparation of a derivative with one sorbitan and one ester group
Figure imgf000025_0001
The procedure in Example 1 is repeated using an aldehyde ester in place of heptanal. The aldehyde ester may be prepared, for example, according to C. H. McKeever, G. H. Agnew, US 2,533,276 to Rohm & Haas. The sorbite 1/aldehyde ester molar ratio is greater than 10: 1.
While the invention has been described above according to its preferred embodiments, it can be modified within the spirit and scope of this disclosure. This application is therefore intended to cover any variations, uses, or adaptations of the invention using the general principles disclosed herein. Further, the application is intended to cover such departures from the present disclosure as come within the known or customary practice in the art to which this invention pertains and which fall within the limits of the following claims.

Claims

CLAIMS WHAT IS CLAIMED IS:
1. A process comprising:
melting a polyol; and
reacting the molten polyol, a carbonyl compound and hydrogen in presence of a hydrogenation catalyst.
2. A process according to claim 1 , wherein a polyol ether is produced.
3. A process according to claim 1 or claim 2, wherein carbonyl compound is formula II:
Figure imgf000026_0001
wherein R4 and R5 are independently hydrogen, (C1-C15) alkyl, (C2-C15) alkenyl, aryl- (C1-C15) alkyl, aryl- (C2-Ci5) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or R4 and R5 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R4 and R5 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, an aromatic moiety, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, provided that both R4 and R5 are not hydrogen.
4. A process according to any one of claims 1 -3, wherein the carbonyl compound is selected from the group consisting of: hexanal, heptanal, cyclohexanecarbaldehyde, octanal, 2-ethylhexanal, 2-propylheptanal, nonanal, decanal, undecanal, dodecanal, 2- hexanone, 2-heptanone, cyclohexanone, 2-octanone, 2-ethylhexanone, 2-nonanone, 2- decanone, 2-undecanone, 2-dodecanone, (Z)-2-(tetradeca-5, 13-dien- l-yl)malonaldehyde, and 9-formyloctadecanoic acid.
5. A process according to any one of claims 1 -4, wherein the polyol is a sugar alcohol.
6. A process according to any one of claims 1-4, wherein the polyol is of formula III:
Figure imgf000027_0001
III
wherein p is 2, 3 or 4.
7. A process according to any one of claims 1-6, wherein the polyol is selected from the group consisting of: sorbitol, iditol, dulcitol, mannitol, xylitol, ribitol, arabitol, erythritol, threitol, and their isomers.
8. A process according to any one of claims 1-6, wherein the polyol is selected from the group consisting of: erythritol, threitol, and 1,2,3,4-butanetetrol.
9. A process according to any one of claims 2-7, wherein the polyol ether is of the formula I:
Figure imgf000027_0002
Figure imgf000027_0003
I
wherein R1 is (d-C15) alkyl, (C2-C15) alkenyl, aryl- (d-C15) alkyl, aryl- (d-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or
Figure imgf000027_0004
or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (d-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
R2 is hydrogen, (d-C15) alkyl, (C2-C15) alkenyl, aryl- (d-C15) alkyl, aryl- (d-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C3-Ci2) cycloalkyl, or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1, 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (d-d) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, and
R3 is
Figure imgf000028_0001
and wherein m is independently 0-8 and wherein n is independently 0 or 1.
10. A process according to claim 9, wherein R1 is (d-ds) alkyl, (C3-C15) ycloalkyl, (C3-C12) cycloalkyl-(d-d) alkyl, R2 is hydrogen, (d-C15) alkyl, (C3-C15) ycloalkyl, or (C3-C12) cycloalkyl- -d) alkyl, and R3 is
Figure imgf000028_0002
11. A process according to claim 9 or claim 10, wherein R is (d-ds) alkyl, R is hydrogen, R3 is
Figure imgf000028_0003
and m is 0.
12. A process according to any one of claims 2-6 and 8, wherein the polyol ether is of the formula I:
Figure imgf000029_0001
I
wherein R1 is (C1-C15) alkyl, R2 is hydrogen, R3 is
Figure imgf000029_0002
and m is 0.
13. A compound according to the following formula:
Figure imgf000029_0003
I
wherein R1 is (d-ds) alkyl, (C2-C15) alkenyl, aryl- (C1-C15) alkyl, aryl- (C2-Ci5) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, (C3-C12) cycloalkyl-(C3-Ci2) cycloalkyl, or
Figure imgf000029_0004
or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol,
R2 is hydrogen, (C1-C15) alkyl, (C2-C15) alkenyl, aryl- (C1-C15) alkyl, aryl- (C2-C15) alkenyl, (C3-C15) cycloalkyl, (C3-C12) cycloalkyl-(Ci-C6) alkyl, or cycloalkyl-(C3-Ci2) cycloalkyl, or R1 and R2 together with the carbon to which they are attached form a (C3-C15) cycloalkyl ring, and wherein the alkyl, alkenyl, aryl, and cycloalkyl groups of R1 and R2 are optionally substituted with 1 , 2, or 3 groups independently selected from -OH, halogen, dialkylamino, carbon-carbon double bond, (Ci-Ce) alkyl, aldehyde, ketone, carboxylic acid, ester, ether, alkynyl, dialkylamide, anhydride, carbonate, epoxide, lactone, lactam, thioether, thiol, and phenol, and
R3 is
Figure imgf000030_0001
and wherein m is independently 0-8 and wherein n is independently 0 or 1.
14. A compound according to claim 13, wherein R1 is (Ci-Cio) alkyl, R2 is hydrogen, R3 is
Figure imgf000030_0002
and m is 0.
15. A compound according to claim 13 or claim 14, wherein R1 is (C5-C7) alkyl, R2 is hydrogen, and R3 is
Figure imgf000030_0003
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