WO2010009580A1 - Method and device for channel characteristics test and communication in mimo system - Google Patents

Method and device for channel characteristics test and communication in mimo system Download PDF

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Publication number
WO2010009580A1
WO2010009580A1 PCT/CN2008/001371 CN2008001371W WO2010009580A1 WO 2010009580 A1 WO2010009580 A1 WO 2010009580A1 CN 2008001371 W CN2008001371 W CN 2008001371W WO 2010009580 A1 WO2010009580 A1 WO 2010009580A1
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WIPO (PCT)
Prior art keywords
pilot
channel
mobile terminal
signal
receiver
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PCT/CN2008/001371
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French (fr)
Chinese (zh)
Inventor
童辉
金珊
沈钢
陈继明
Original Assignee
上海贝尔阿尔卡特股份有限公司
阿尔卡特朗讯
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Application filed by 上海贝尔阿尔卡特股份有限公司, 阿尔卡特朗讯 filed Critical 上海贝尔阿尔卡特股份有限公司
Priority to PCT/CN2008/001371 priority Critical patent/WO2010009580A1/en
Priority to CN200880130023.7A priority patent/CN102067477B/en
Publication of WO2010009580A1 publication Critical patent/WO2010009580A1/en

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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems

Definitions

  • the present invention relates to multiple input multiple output (MIMO) systems, and more particularly to methods and apparatus for channel characteristic testing and communication in MIMO systems. Background technique
  • Pilots are a very important aspect of system design in many mature or evolving communication standards.
  • a good pilot design will enable accurate estimation of channel parameters and thus improve system throughput and/or bit error performance.
  • the pilot also consumes radio access resources, such as frequency subcarriers and time slots. In other words, the pilot also causes system overhead.
  • pilot overhead can be significant.
  • system throughput will also increase.
  • pilot overhead in the total time-frequency resources of the system also increases, so when the transmitting and receiving antennas exceed At a certain number, there may even be cases where the system throughput does not rise and fall.
  • pilot overhead can be a bottleneck in MIMO system throughput.
  • the signal is transmitted, the dimension is N T x N s ; y is the received signal, the dimension is N R N s ; H is the channel transmission matrix, the dimension is N R x N T ; N is white noise, the dimension is confirmed The degree is N R x N s .
  • N R , N T , and N s represent the number of receiving antennas, the number of transmitting antennas, and the transmission (reception) signal time domain (symbol) length, respectively, and the time length of satisfying N s signals is smaller than the channel coherence time.
  • U R and ⁇ are complex ⁇ matrices of two dimensions N R x N R and N T x N T respectively;
  • H" d represents a complex Gaussian matrix of elements with independent identically distributed ( iid ) ;
  • denotes a mask matrix in which all elements are non-negative real numbers;
  • H,, and M have dimensions of N R x N T ;
  • ® represents the matrix Hadamard product, (representing Hermitian transpose) ( Hermitian transpose )
  • Hermitian transpose Hermitian transpose
  • MMSE conditional mutual information
  • CMI conditional mutual information
  • the "transmitting direction" corresponding to a column of ⁇ here means: When transmitting a signal, the column data of ⁇ is applied as a weighting factor to the beam direction formed by each transmitting antenna.
  • the index numbers of positive elements correspond to the index numbers of the maximum values of / 3 ⁇ 4 and medium, respectively.
  • H v H lid ® , where the subscript v denotes a virtual domain.
  • power is assigned to the most important direction.
  • Each column of H v corresponds to one direction of transmission, and based on the optimization criteria, all power will be assigned to the direction of emission corresponding to the maximum of ⁇ .
  • the above formula is generally referred to as a water injection algorithm, in which Pi corresponds to the power assigned to the i-th direction, that is, the direction corresponding to the i-th eigenvector of the channel covariance matrix, P t . tal signal corresponding to the total power, ⁇ ⁇ corresponding to the i-th eigenvalue of the channel covariance matrix, and (z) + represents whichever is greater between 0 and z.
  • MISO system can be used as a special case of MIMO system.
  • the MISO system has frequency domain flat fading, time domain block fading, and spatial characteristic correlation.
  • X uses the structure of the optimal pilot sequence composed of two pilot signals pl and p2
  • Document 1 gives the relationship between conditional mutual information and channel covariance matrix:
  • X) log(l + SNR - P ⁇ ) + log(l + SNR ⁇ P ⁇ ) , where P 2 represents the first and second transmission directions (corresponding to channel covariance)
  • the power of the eigenvectors of the matrix, ⁇ 1 and ⁇ 2 represent the corresponding eigenvalues.
  • the optimum values for Pi and P 2 can be determined by the water injection algorithm described above. ⁇ Obviously, if P 2 is very small, the contribution of the second pilot signal to the channel test accuracy is much smaller than the first pilot symbol, so that the time-frequency resources occupied by the second pilot signal can be used for transmission. data.
  • the system suffers performance loss due to the decrease in channel characteristic test accuracy.
  • the system will Performance gains due to reduced overhead.
  • the above performance gains can be expressed as an increase in system throughput, which is difficult to represent with an analytical expression corresponding to data throughput.
  • the loss of channel characteristic test accuracy can be expressed as 1. ⁇ (1 + 5 ⁇ ? . ⁇ 2 ⁇ 2 ).
  • the loss of data throughput corresponding to performance loss can be simply defined as log(l + SNR - P 2 2 ) 0 and the performance gain due to reduced overhead can be defined as £[l. g det(l + ⁇ )]/4, where the numerator represents each state The channel capacity is passed, and the denominator 4 indicates that the channel coherence time is 4 symbols in length (this value is possible). From the above definition, it can be seen that performance loss and performance gain are both a function of SNR and channel covariance matrix.
  • the simulation conditions are set as follows:
  • the system uses the MISO system of 2 ⁇ 1 above; the channel capacity of each state uses 1000 loops; the channel correlation matrix is [1, p ; p,1 ]/2, where p is the channel correlation coefficient, which is 0.7, 0.8, and 0.9 respectively; the transmit power allocation of the pilot signals in both directions is determined by the aforementioned water injection algorithm;
  • the performance loss and performance gains resulting from the replacement of the pilot signal with the data signal are compared, and the replacement is performed if the performance benefit is greater than the performance penalty, and the replacement is not performed if the performance benefit is less than the performance penalty.
  • the simulation results are shown in Figure , where the horizontal axis is the signal-to-noise ratio (SNR), the unit is decibel (dB), and the vertical axis is the improved spectral efficiency in bps/Hz.
  • SNR signal-to-noise ratio
  • dB decibel
  • the vertical axis is the improved spectral efficiency in bps/Hz.
  • the present invention proposes a technical scheme for channel characteristic testing and communication in a MIMO system.
  • a method for communicating with a receiver in a transmitter of a MIMO system comprising the steps of: a. acquiring a plurality of transmit antennas and locations in the transmitter Determining channel statistical characteristics of a plurality of transmission channels between one or more receiving antennas in the receiver; b. determining a plurality of transmission directions according to the channel statistical characteristics, and determining that the same pilot sequence respectively corresponds to the plurality of transmission directions The transmit power of the plurality of pilot signals and the order of the sequences; wherein the method further includes: I. the time-frequency resources corresponding to the pilot signals in the plurality of transmit directions in the same pilot sequence and the The receiver is notified of the transmit power and the order of the sequences.
  • a method for communicating with a transmitter in a receiver of a MIMO system comprising: A. obtaining the transmission from a received signal from the transmitter The time-frequency resource and the transmit power corresponding to the plurality of pilot signals in the same pilot sequence of the machine and the order of the sequences in the pilot sequence; The time-frequency resource receives the pilot signal; C. determining channel state information according to the received pilot signal and the sequence, the channel state information is used to indicate between the transmitter and the receiver The characteristics of multiple transport channels.
  • a transmitting end processing apparatus for communicating with a receiver in a transmitter of a MIMO system, the transmitting end processing apparatus comprising: channel statistical characteristic obtaining means for acquiring a channel statistic characteristic of a plurality of transmission channels between a plurality of transmit antennas in the transmitter and one or more receive antennas in the receiver; pilot distribution means, configured to determine a plurality of transmission directions according to the statistical characteristics of the channel, And determining a transmit power and an arrangement structure of the plurality of pilot signals corresponding to the multiple transmit directions in the same pilot sequence, where the method further includes: a pilot-related information notification device, configured to respectively correspond to the same pilot sequence The time-frequency resource corresponding to the pilot signal in the plurality of transmission directions and the transmission power and the arrangement structure are notified to the receiver.
  • a receiving end processing apparatus for communicating with a transmitter in a receiver of a MIMO system, the receiving end processing apparatus comprising: pilot related information acquiring means for And acquiring a time-frequency resource and a transmission power corresponding to the plurality of pilot signals in the same pilot sequence of the transmitter and an arrangement order in the pilot sequence, and receiving a signal from the transmitter; And the channel state information determining apparatus is configured to: according to the received pilot signal and the acquired transmit power corresponding to the pilot signal, and the pilot Channel order information is used to determine channel state information, the channel state information being used to indicate characteristics of a plurality of transmission channels between the transmitter and the receiver.
  • the accuracy of the channel characteristic test in the MIMO system can be optimized, thereby improving the system performance.
  • pilot signals that contribute very little to the channel characteristic test can also be replaced with data signals, thereby further increasing system throughput.
  • FIG. 1 is a flow chart of a method for communicating with a receiver in a transmitter of a MIMO system, in accordance with an embodiment of the present invention
  • FIG. 2 is a flow chart of a method for communicating with a transmitter in a receiver of a MIMO system, in accordance with an embodiment of the present invention
  • FIG. 3 is a block diagram of a transmitting end processing device for communicating with a receiver in a transmitter of a MIMO system in accordance with an embodiment of the present invention
  • FIG. 4 is a structural diagram of a receiving end processing apparatus for communicating with a transmitter in a receiver of a MIMO system according to an embodiment of the present invention
  • FIG. 5 is a schematic diagram showing the arrangement of a plurality of pilot signals in a pilot sequence according to the present invention
  • FIG. 6 is a diagram showing power allocation of pilot signals corresponding to different transmission directions under different SNR conditions according to an embodiment of the present invention.
  • Figure 7 is a schematic diagram of simulation effects in accordance with an embodiment of the present invention. wherein the same or similar reference numerals denote the same or similar step features or devices (modules). detailed description
  • MIMO system employs multiple ( ⁇ ⁇ ) transmit antennas and multiple (N R) receive antennas for data transmission.
  • v [tau] transmit antennas typically located in a single transmitter associated therewith and, similarly, N R receive antennas are typically located in a single receiver and associated therewith.
  • the MIMO system can also be effectively formed for a multiple access communication system having a base station that concurrently communicates with a plurality of mobile terminals, in which case the base station is equipped with multiple antennas, and each mobile terminal can also Equipped with one or more antennas.
  • channel state information for indicating link conditions can be determined (typically at the receiver) and provided to the transmitter.
  • CSI can be classified as "complete CSI” or "partial CSI".
  • the full CSI needs to include dimensions as value gains.
  • the partial CSI may include, for example but without limitation, a signal to noise ratio (SNR) of the transmission channel.
  • SNR signal to noise ratio
  • a base station, a relay station and a mobile terminal in a MIMO system can be used as a transmitter or a receiver, and a transmitter and a receiver as both communication bases can correspond to a base station and a mobile terminal, or can correspond to a base station and a relay station, Or it may correspond to a mobile terminal and a relay station, or may also correspond to a relay station and a relay station.
  • a transmitter and a receiver corresponding to a base station and a mobile terminal as an example.
  • FIG. 1 is a flow diagram of a method for communicating with a receiver in a transmitter of a MIMO system, in accordance with an embodiment of the present invention.
  • FIG. 2 is a flow diagram of a method for communicating with a transmitter in a receiver of a MIMO system, in accordance with an embodiment of the present invention.
  • the first aspect and the second aspect of the present invention are described as follows, where the transmitter corresponds to the base station and the receiver corresponds to the mobile terminal.
  • the base station will acquire the channel statistical characteristics of a plurality of transport channels between it and the mobile terminal (receiver).
  • the base station referred to herein is equipped with a plurality of antennas, and the mobile terminal is equipped with one or more antennas.
  • a specific implementation manner in which a base station acquires channel statistics characteristics of multiple transport channels between the base station and the mobile terminal includes:
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal feeds the CSI to the base station, and the base station stores the time.
  • the CSI within it determines the channel statistics characteristics accordingly.
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal stores the CSI within a certain time and according to the The channel statistics feature is determined, and the mobile terminal feeds back the channel statistics characteristics to the base station.
  • CSI channel state information
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal feeds back the received pilot signal or the related parameter of the data signal (for example, the received signal strength) to the base station, and the base station determines the CSI according to the received feedback parameter.
  • the base station is stored within a certain period of time
  • the CSI determines the channel statistics characteristics accordingly.
  • a channel characteristic test is performed between a base station and a mobile terminal by using a pilot signal.
  • the mobile terminal needs CSI for receiving demodulation of the data signal, so it is suitable for the mobile terminal to determine the CSI, so the above embodiments 1), 2) can be adopted.
  • the change in channel statistical characteristics is much slower than the change in CSI. Therefore, if the channel statistical characteristics are determined by the mobile terminal and fed back to the base station, it will be possible to save a large amount of channel resources for feedback information.
  • the base station In other words, in the technical solution of the present invention, the base station
  • the above embodiment 2 will preferably be employed to obtain CSI. It should be understood by those skilled in the art that the CSI referred to in the present invention refers to instantaneous CSI, and preferably, the CSI in the present invention should be a complete CSI.
  • step S102 the base station determines a plurality of transmission directions according to channel statistical characteristics, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence.
  • VCR virtual channel representation
  • the intuitive physical interpretation is "beam scanning", ie: at the first symbol of the signal, the transmitter distributes part of the power of the signal to correspond to The "transmitting direction" of the first column of the signal; in the second symbol of the signal, the transmitter distributes a portion of the remaining power of the signal to the "transmitting direction” corresponding to the second column of 7 7 ; other symbols in the signal , similar operation is repeated until the transmitter "scan" through the (/ 7. the columns spanned the entire space.
  • the base station when it acquires the channel statistical characteristics between it and the mobile terminal, it can determine the ⁇ , ⁇ and correspondingly according to the channel statistical characteristics. 4
  • the optimal pilot structure used to optimize the channel characteristic test accuracy is a pilot sequence.
  • the (symbol) length of the frequency sequence is equal to the number of transmit antennas ( ⁇ ⁇ ), and the transmit directions of the pilot signals (symbols) in the pilot sequence correspond to the respective columns of ⁇ .
  • the base station may determine multiple transmission directions according to channel statistical characteristics, more specifically according to ⁇ , and determine transmission power and arrangement of multiple pilot signals corresponding to multiple transmission directions in the same pilot sequence. order.
  • the base station may preferably allocate the transmission power of the plurality of pilot signals corresponding to the plurality of transmission directions in the same pilot sequence in the following manner:
  • the base station For an independent fading channel, the base station equally distributes power for a plurality of pilot signals respectively corresponding to a plurality of transmission directions.
  • the base station allocates all pilot powers to one pilot signal in the pilot sequence.
  • the order of the pilot signals in the pilot sequence can be determined in the following manner. Order
  • sequence numbers of the pilot signals allocated to all pilot powers in the pilot sequence correspond to the index order of the maximum values in /3 ⁇ 4 and ⁇ , respectively.
  • the base station In the case of multiple input single output (MISO), that is, when the base station is equipped with multiple antennas and the mobile terminal is only equipped with one antenna, the base station corresponds to multiple transmission directions in the same pilot sequence respectively. The allocation of the transmission power of the plurality of pilot signals corresponds to the next
  • Pi corresponds to the transmission power, P t , assigned to the pilot signal corresponding to the i-th direction.
  • Tal corresponds to the total power of the pilot signal, corresponding to the ith eigenvalue of the channel covariance matrix, and (z)+ represents a larger value between 2 and 0.
  • the power allocation modes of the pilot signals used in the above three cases are all optimal modes, and some simplified suboptimal methods can be adopted in the actual system.
  • OFDM orthogonal frequency division multiplexing
  • the four pilot signals may correspond to different subcarriers of the same time slot, may also correspond to the same subcarrier of different time slots, and may also correspond to different subcarriers of different time slots, as long as the four pilot signals correspond to
  • the time-frequency resources have similar transmission characteristics.
  • a radio channel corresponding to a time-frequency block for transmitting data can satisfy the characteristics of frequency domain flat fading and time domain block fading, and thus each time-frequency point in the time-frequency block has similar transmission characteristics.
  • the allocation of each pilot signal in the pilot sequence in the present invention has no special requirement for the design of the pilot pattern, that is, the allocation of each pilot signal in a pilot sequence in the present invention can be A variety of existing pilot pattern designs are combined.
  • step S105 the base station notifies the mobile terminal of the time-frequency resources, the transmit power, and the order of the corresponding pilot signals corresponding to the plurality of transmit directions in the same pilot sequence.
  • one pilot sequence corresponds to four pilot signals pl, p2, p3, and p4, and the time-frequency resources corresponding to the pilot signals are determined.
  • the base station After transmitting power and the order of the sequences in the pilot sequence, the base station will inform the mobile terminal of the relevant information.
  • the above information about the pilot signals can be represented by corresponding code segments.
  • the time-frequency resources corresponding to pl, p2, p3, and p4 are respectively indicated by four time-frequency resource code segments; the power level is digitally quantized, and the four transmit power code segments respectively indicate pl, p2, p3, and p4.
  • the order of the pl, p2, p3, and p4 in the pilot sequence is indicated by the four sequence code segments.
  • the four code segments can be 00, 01 respectively. , 10, 11.
  • step S201 the mobile terminal will acquire the received signal from the base station.
  • the mobile terminal can identify the time-frequency resource code segment and the transmit power corresponding to each of pl p2, p3, and p4 from the received signal.
  • the code segment and the sequence code segment are arranged to obtain the time-frequency resources, the transmission power, and the order of the sequences in the pilot sequence, respectively, corresponding to pl, p2>p3, and p4.
  • step S202 the mobile terminal will receive the pilot signal at the time-frequency resource. Specifically, the mobile terminal considers the signals received on the respective time-frequency resources corresponding to pl, p2, p3, and p4 as the received pilot signals pl, p2, p3, and p4.
  • the mobile terminal will determine the CSI based on the received pilot signal and the acquired. Specifically, the mobile terminal combines the received pilot sequence according to the sequence of the received pilot signals and the received pilot signals pl, p2, p3, and p4, and according to the received pilot sequence.
  • the CSI is determined by the respective transmit powers corresponding to pl, p2, p3, and p4, and the CSI is used to indicate characteristics of multiple transport channels between the base station and the mobile terminal.
  • the mobile terminal will determine channel statistical characteristics based on the current CSI and a plurality of CSIs within a predetermined time period.
  • a certain frame period is usually defined.
  • the mobile terminal can calculate CSI in each frame period and perform statistical average on CSI in a predetermined time to determine channel statistics.
  • the channel statistical characteristics described herein refer to channel statistical characteristics in the latest period of time, and the CSI used to determine the statistical characteristics of the channel should be the CSI in the latest period of time.
  • the mobile terminal can determine the channel statistical characteristics by using a sliding time window, that is, the mobile terminal performs statistical average on the CSI in a sliding time window to determine a channel statistical characteristic, and the sliding time window should be appropriately selected. Not too big or too small.
  • the mobile terminal may update the channel statistics feature every time a new CSI is determined, that is, each frame, for example, the size of the sliding time window is selected as 100 frames.
  • the mobile terminal determines the current CSI, the mobile terminal according to the current CSI and the The first 99 CSIs stored (100 CSI total) are used to determine the channel statistics. or, The mobile terminal can also update the channel statistics feature in a longer period.
  • the sliding window size is selected as 50, and the mobile terminal can determine the channel statistical characteristics according to the CSI of the first frame to the 50th frame, and according to the 51st frame to the The CSI of 100 frames is used to determine the next channel statistics feature for update, and so on. Alternatively, the mobile terminal may update the channel statistics feature irregularly.
  • the mobile terminal also needs to inform the base station of the channel statistical characteristics for the base station to allocate power for the pilot signal. Specifically, if the mobile terminal uses a period (for example, a period of 50 frames) to update the channel statistical characteristics, the mobile terminal may notify the base station of the updated channel statistical characteristics after each update of the channel statistical feature; or may move The period and sliding time window of the terminal update channel statistical characteristic are selected to be different lengths. For example, the mobile terminal updates the channel statistical characteristic by 50 frames, and the size of the sliding time window for determining the channel statistical characteristic is selected as 100 frame periods.
  • a period for example, a period of 50 frames
  • the mobile terminal adopts a fixed-length sliding time window and updates the channel statistical characteristics every time a new CSI is determined (ie, every frame), because of the statistical average effect, the difference between the statistical characteristics of the adjacent two updated channels will be Very small; then, when the channel statistical feature of the nthth update is notified to the base station by the mobile terminal, the mobile terminal can compare the channel statistical characteristics of each update afterwards with the channel statistical characteristics of the nth update, if the difference between the two If less than a predetermined degree, the mobile terminal does not notify the base station of the updated channel statistical characteristics; until the difference between the channel statistical characteristic of the nth (n2 is greater than nl) update and the channel statistical characteristic of the nthth update exceeds a predetermined degree, The mobile terminal notifies the base station of the channel statistical characteristics of the nth update, and then the mobile terminal compares the channel statistical characteristics of each subsequent update with the channel statistical characteristics of the nth update, and the subsequent processing is similar to the foregoing, and is not described again. .
  • the base station after receiving the updated channel statistical characteristics, performs power allocation of the subsequent pilot signals according to the updated channel statistical characteristics.
  • the mobile terminal has not determined enough CSI to determine the channel statistical characteristics, and the set channel statistics feature that the base station can initialize is used for pilot signal power allocation, typically Ground, the initially set channel statistics feature can correspond to An independent fading channel, correspondingly, the base station initially allocates equal power for pl, p2, p3, p4.
  • the first aspect and the second aspect of the present invention are described above with reference to FIGS. 1 and 2. According to the above embodiment, the accuracy of the channel characteristic test between the base station and the mobile terminal is optimized, thereby being improved. System performance. .
  • a pilot signal having a large transmission power contributes a large amount to a channel characteristic test
  • a pilot signal having a small transmission power contributes less to a channel characteristic test.
  • using the time-frequency resources it occupies to retransmit the data will likely improve the overall performance of the system.
  • the base station will also perform other steps.
  • step S103 the base station estimates, according to the channel statistical characteristics and the transmit powers of the plurality of pilot signals respectively corresponding to the plurality of transmit directions in the same pilot sequence, one of the plurality of pilot signals having a smaller transmit power.
  • the respective transmit powers of the pilot signals pl, p2, p3, and p4 are respectively P, P 2 , P 3 , and P 4 , and there are P ⁇ P ⁇ P ⁇ P ⁇ according to a preferred embodiment
  • the base station It will first estimate the performance loss and performance benefit of replacing p4 with the data signal, then estimate the performance loss and performance benefit of replacing p4, p3 with the data signal, and then estimate to replace p4, p3, p2 with the data signal. The resulting performance loss and performance gains are then estimated by replacing p4, p3, p2, pi with performance loss and performance gains from the data signal.
  • the estimates here can be based on empirical formulas derived from statistical data.
  • the base station can estimate the performance loss and performance benefit caused by replacing p4 and p3 with the data signal, and can also estimate only the performance loss and performance benefit caused by replacing p4 with the data signal.
  • step S104 if it is estimated that the performance gain caused by replacing the one or more pilot signals with the smaller transmit power into the data signal is higher than the performance loss, the base station transmits the one or more of the transmit powers to be smaller.
  • the pilot signals are replaced with data signals.
  • the base station further needs to notify the mobile terminal of the time-frequency resource and/or the transmit power corresponding to the data signal for replacing the one or more pilot signals with the smaller transmit power.
  • the mobile terminal will determine the CSI based on the received pilot signals and their corresponding transmit powers and the order in which they are arranged in the pilot sequence. For example, if the base station transmits the pilot signals pl, p2 and replaces the pilot signals p3, p4 with data, the mobile terminal will according to the received pl, p2 and its corresponding P, P 2 and its in the pilot sequence. Sort the order to determine the CSI. Preferably, the mobile terminal may set the received power of the pilot signals p3, p4 to 0, and then set the two null signals whose received powers corresponding to pl, p2 and p3, p4 are set to 0 according to the pilot sequence.
  • the arrangement order in the combination is combined into the received pilot sequence, and then the mobile terminal can determine the CSI according to the received pilot sequence and the transmission powers P, P 2 , P 3 , P 4 corresponding to the respective signals therein.
  • the time-frequency resources occupied by the pilot signals p3 and p4 are used to retransmit the data, the accuracy of the system channel characteristic test is very limited, and the system throughput is improved, thereby improving the overall performance of the system.
  • the base station, the relay station and the mobile terminal in the MIMO system can be used as the transmitter or the receiver.
  • the transmitter and receiver as both communicating parties may correspond to the mobile terminal and the base station, or may correspond to the base station and the relay station, or may correspond to the mobile terminal and the relay station, or may also correspond to the relay station and the relay station.
  • the transmitting end processing means 301 includes a channel statistical characteristic obtaining means 3011, a pilot allocating means 3012, a first estimating means 3013, a data replacing means 3014, and a pilot related information notifying means 3015.
  • the transmitting end processing device 301 may include some or all of the above devices, and may also include other devices.
  • 4 is a receiver processing apparatus for communicating with a transmitter in a receiver of a MIMO system in accordance with an embodiment of the present invention. As shown in FIG.
  • the receiving end processing means 401 includes a pilot related information acquiring means 4011, a signal receiving means 4012, a channel state information determining means 4013, a channel statistical characteristic determining means 4014, and a channel statistical characteristic notifying means 4015.
  • the receiving end processing device 401 may include some or all of the above devices, and may also include other devices.
  • base stations, relay stations, and mobile terminals in a MIMO system can function as a transmitter or receiver. Without loss of generality, the following description will be made taking the case where the transmitter corresponds to the base station and the receiver corresponds to the mobile terminal.
  • the transmitting end processing device 301 is located in the base station, and the receiving end processing device 401 is located in the mobile terminal.
  • the base station will acquire the channel statistical characteristics of a plurality of transport channels between it and the receiver by its statistical information acquiring means 3011.
  • the base station referred to herein is equipped with a plurality of antennas, and the mobile terminal is equipped with one or more antennas.
  • a specific implementation manner in which a base station acquires channel statistics characteristics of multiple transport channels between the base station and the mobile terminal includes:
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal feeds the CSI to the base station, and the base station stores the time.
  • the CSI within it determines the channel statistics characteristics accordingly.
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal stores the CSI within a certain time and according to the The channel statistics feature is determined, and the mobile terminal feeds back the channel statistics characteristics to the base station.
  • CSI channel state information
  • the base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal feeds back the received pilot signal or the related parameter of the data signal (for example, the received signal strength) to the base station, and the base station determines the CSI according to the received feedback parameter.
  • the base station stores CSI within a certain time and determines channel statistical characteristics accordingly.
  • the base station will preferably adopt the above embodiment 2) to acquire channel statistical characteristics.
  • the CSI referred to in the present invention refers to instantaneous CSI, and preferably, the CSI in the present invention should be a complete CSI.
  • the base station After the channel statistics feature is acquired by the statistical information acquiring device 3011, the base station will determine a plurality of transmission directions by the pilot allocating device 3012 according to the channel statistical characteristics, and determine a plurality of guides corresponding to the plurality of transmitting directions in the same pilot sequence. The transmit power of the frequency signal and the order of the sequences.
  • VCR virtual channel representation
  • the base station when the base station acquires the channel statistical characteristics between it and the mobile terminal, it can determine the ⁇ , ⁇ , and ⁇ correspondingly according to the channel statistical characteristics.
  • the optimal pilot structure used to optimize the channel characteristic test accuracy is a pilot sequence
  • the pilot sequence symbol The length is equal to the number of transmit antennas ( ⁇ ⁇ )
  • the transmit directions of the pilot signals (symbols) in the pilot sequence correspond to the columns of t/, respectively.
  • the base station according to the statistical properties of the channel, and more particularly according ⁇ ⁇ , determining a plurality of transmit directions, a plurality of guide and determine the transmit power of the same pilot sequences respectively corresponding to a plurality of pilot signal radiation direction and Order.
  • the pilot allocation means 3012 may preferably allocate the transmission powers of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence in the following manner:
  • the pilot allocating means 3012 equally distributes power for a plurality of pilot signals respectively corresponding to a plurality of transmission directions.
  • the pilot allocating means 3012 allocates all pilot powers to one pilot signal in the pilot sequence, the pilot signal being in the pilot sequence
  • the arrangement number of 71 can be determined in the following manner. make
  • the order of the pilot signals allocated to all pilot powers in the pilot sequence respectively correspond to the index order of the maximum values in / 3 ⁇ 4 and ⁇
  • the pilot allocation device 3012 corresponds to the same pilot sequence respectively.
  • the allocation of the transmission power of a plurality of pilot signals in the transmission direction corresponds to the following equation:
  • Pi corresponds to the transmission power, P t , assigned to the pilot signal corresponding to the i-th direction.
  • Tal corresponds to the total power of the pilot signal, human; corresponds to the ith eigenvalue of the channel covariance matrix, and (z)+ represents a larger value between z and 0.
  • the power allocation modes of the pilot signals used in the above three cases are all optimal, and some simplified suboptimal methods can be adopted in the actual system.
  • the base station is equipped with two antennas and the mobile terminal is equipped with one antenna
  • the MISO system has frequency domain flat fading, time domain block fading, and spatial characteristic correlation.
  • the preferred pilot sequence in the MISO system should be a 2-signal (symbol) pilot sequence, and the two pilot signals are labeled pi, p2, respectively, and their respective transmit powers are P, P 2 , respectively.
  • the two pilot signals may correspond to different subcarriers of the same time slot, may also correspond to the same subcarrier of different time slots, and may also correspond to different subcarriers of different time slots, as long as the two pilot signals correspond to
  • the time-frequency resources have similar transmission characteristics.
  • a radio channel corresponding to a time-frequency block for transmitting data can satisfy the characteristics of frequency domain flat fading and time domain block fading, and thus each time-frequency point in the time-frequency block has similar transmission characteristics.
  • the pilot in the present invention The allocation of each pilot signal in the sequence has no special requirement for the design of the pilot pattern, that is, the allocation of each pilot signal in one pilot sequence in the present invention can be combined with existing pilots. The pattern design scheme is combined.
  • pilot allocation device 3012 will employ the water injection algorithm described above to assign its respective corresponding transmit power P, P 2 to pilot signals pl, p2.
  • the first eigenvalue of the channel covariance matrix of the MISO system is ⁇
  • the second eigenvalue is ⁇ 2 , both of which are non-negative real numbers, and the person is greater than ⁇ 2 .
  • 6 is a schematic diagram of pilot signal power allocation corresponding to different transmission directions under different signal to noise ratio conditions, in accordance with an embodiment of the present invention. As shown in FIG. 6, for a certain channel correlation matrix, the power allocated in different transmission directions varies with the signal to noise ratio. In the case of a high signal-to-noise ratio, the power distributed in all directions of transmission is almost equal.
  • the base station After the pilot allocation device 3012 determines a plurality of transmission directions, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence, the base station is notified by its pilot related information.
  • the device 3015 notifies the mobile terminal of the time-frequency resources, the transmission power, and the arrangement order corresponding to the pilot signals in the plurality of transmission directions in the same pilot sequence. Still taking the above 2 ⁇ 1 MISO system as an example, one pilot sequence corresponds to two pilot signals pl, p2, and the time-frequency resources, the transmit power, and the pilot sequence corresponding to each pilot signal are determined. After the arrangement order in the middle, the pilot related information notifying means 3015 will notify the mobile terminal of the related information.
  • the above information about the pilot signals can be represented by corresponding code segments.
  • the time-frequency resources corresponding to pl and p2 are respectively indicated by two time-frequency resource code segments; the power level is digitally quantized, and the two transmit power code segments respectively indicate the transmit power P 2 corresponding to pl and p2;
  • the two sequential code segments respectively indicate the order in which the pl and p2 are arranged in the pilot sequence.
  • the two sequence code segments can take values of 00 and 01, respectively.
  • the pilot related information acquiring unit 4011 in the mobile terminal acquires time-frequency resources and transmit power corresponding to the plurality of pilot signals in the same pilot sequence of the base station, and the pilot sequence in the received signal from the base station. The order in which they are arranged. Specifically, taking the pilot sequence including the pilot signals pl and p2 as an example, the mobile terminal may identify a time-frequency resource code segment, a transmit power code segment, and an arrangement sequence code segment corresponding to each of pl and p2 from the received signal. Therefore, the time-frequency resources, the transmission power, and the order of arrangement in the pilot sequence corresponding to each of pl and p2 are known.
  • the mobile terminal will then receive the pilot signal at its time-frequency resource by its signal receiving device 4012. Specifically, the signal receiving device 4012 regards the signals received on the respective time-frequency resources corresponding to pi and p2 as the received pilot signals pl, p2.
  • the mobile terminal After the signal receiving device 4012 receives the pilot signal from the time-frequency resource, the mobile terminal will determine, by its channel state information determining device 4013, the transmit power corresponding to the received pilot signal and the acquired pilot signal. And the order of arrangement in the pilot sequence to determine CSI. Specifically, the channel state information determining means 4013 combines the received pilot sequences according to the arrangement order corresponding to the received pilot signals and the received pilot signals pl, p2, and according to the received pilot sequences. The CSI is determined by a respective transmit power corresponding to pl, p2, where the CSI is used to indicate characteristics of a plurality of transport channels between the base station and the mobile terminal.
  • the mobile terminal will determine the channel statistical characteristics by its channel statistical characteristic determining means 4014 based on the current CSI and a plurality of CSIs in the previous predetermined time.
  • a certain frame period is usually defined.
  • the mobile terminal can calculate CSI in each frame period and perform statistical average on CSI in a predetermined time to determine channel statistics.
  • the channel statistical characteristics described herein refer to channel statistical characteristics in the latest period of time, and the CSI used to determine the statistical characteristics of the channel should be the CSI in the latest period of time.
  • the mobile terminal can determine the channel statistical characteristics by means of a sliding time window, that is, the mobile terminal performs a statistical average on the CSI within a sliding time window to determine Channel statistical characteristics, the sliding time window should be properly selected, not too large or too small.
  • the mobile terminal may update the channel statistics feature every time a new CSI is determined, that is, each frame, for example, the size of the sliding time window is selected as 100 frames.
  • the mobile terminal determines the current CSI
  • the mobile terminal according to the current CSI and the The first 99 CSIs stored (100 CSI total) are used to determine the channel statistics.
  • the mobile terminal may also update the channel statistics feature in a longer period.
  • the sliding window size is selected as 50, and the mobile terminal may determine the channel statistics according to the CSI of the first frame to the 50th frame, and according to the 51st frame.
  • the CSI to the 100th frame is used to determine the next channel statistic for updating, and so on.
  • the mobile terminal may update the channel statistics feature irregularly.
  • the mobile terminal also needs to inform the base station of its channel statistical characteristics by its channel statistical characteristic notifying means 4015 for the base station to allocate power for the pilot signal. Specifically, if the mobile terminal uses a period (for example, a period of 50 frames) to update the channel statistical characteristics, the mobile terminal may notify the base station of the updated channel statistical characteristics after each update of the channel statistical feature; or may move The period and sliding time window of the terminal update channel statistical characteristic are selected to be different lengths. For example, the mobile terminal updates the channel statistical characteristic by 50 frames, and the size of the sliding time window for determining the channel statistical characteristic is selected as 100 frame periods.
  • a period for example, a period of 50 frames
  • the mobile terminal adopts a fixed-length sliding time window and updates the channel statistical characteristics every time a new CSI is determined, because of the statistical average effect, the difference between the statistical characteristics of the adjacent two updated channels will be Very small; then, when the channel statistical feature of the nthth update is notified to the base station by the mobile terminal, the mobile terminal can compare the channel statistical characteristics of each update afterwards with the channel statistical characteristics of the nth update, if the difference between the two If less than a predetermined degree, the mobile terminal does not notify the base station of the updated channel statistical characteristics; until the difference between the channel statistical characteristic of the nth (n2 is greater than nl) update and the channel statistical characteristic of the nthth update exceeds a predetermined degree, The mobile terminal notifies the base station of the channel statistical characteristics of the nth update, and then the mobile terminal compares the channel statistical characteristics of each subsequent update with the channel statistical characteristics of the nth update, and the subsequent processing is similar to the foregoing, and is not described again.
  • the base station after receiving the updated channel statistical characteristics by the channel statistical characteristic receiving device 3011, the base station performs power allocation of the subsequent pilot signals according to the updated channel statistical characteristics.
  • the mobile terminal has not determined enough CSI for determining the channel statistical characteristics, and the base station can use the set channel statistical characteristic initialized by its channel statistical characteristic obtaining means 3011 for Pilot signal power allocation is performed.
  • the initially set channel statistic characteristics may correspond to an independent fading channel, and accordingly, pilot allocation device 3012 initially allocates equal power for pl, p2.
  • the third aspect and the fourth aspect of the present invention are described above with reference to FIG. 3 and FIG. 4. According to the above embodiment, the accuracy of the channel characteristic test between the base station and the mobile terminal is optimized, thereby being improved. System performance.
  • pilot signal having a large transmission power contributes a large amount to a channel characteristic test
  • a pilot signal having a small transmission power contributes less to a channel characteristic test.
  • using the time-frequency resources it occupies to retransmit the data will likely improve the overall performance of the system.
  • the transmitting end processing means 301 of the base station further comprises a first estimating means 3013 and a data replacing means 3014.
  • the base station After the pilot allocation device 3012 determines a plurality of transmission directions according to channel statistical characteristics, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence, the base station will be estimated by the first The device 3013 estimates one or more pilots that have a smaller transmit power in the multiple pilot signals according to channel statistical characteristics and transmit powers of multiple pilot signals in the same pilot sequence respectively corresponding to multiple transmit directions. The performance loss and performance benefits of replacing the signal with a data signal. Specifically, taking the pilot sequence including the pilot signals pl and p2 as an example, the respective transmit powers of the pilot signals pl and p2 are respectively P, P 2 and P, > P 2 .
  • the first estimating means 3013 will first estimate the performance loss and performance benefit brought by replacing p2 with the data signal, and then estimate the performance loss and performance benefit brought by replacing p2, pi with the data signal, here Estimates can be based on empirical data Style.
  • replacing a pilot signal with a large transmit power into a data signal will inevitably result in a decrease in the overall performance of the system. Therefore, only one of the transmit power or the ratio of the transmit power to the total power of the pilot signal may be less than a predetermined value or The plurality of pilot signals are subjected to the above estimation, and the predetermined value can be reasonably set according to empirical data to avoid an increase in the amount of system operation caused by excessive unnecessary estimation.
  • the base station transmits the transmit power by its data replacing means 3014.
  • the smaller one or more pilot signals are replaced with data signals. Specifically, if the first estimating means 3013 estimates that the performance benefit of replacing p2 with the data signal is higher than the performance loss, the data replacing means 3014 replaces p2 with the data signal.
  • the base station further needs to notify the mobile terminal by the pilot related information notifying means 3015 to replace the time-frequency resource and/or the transmission power corresponding to the data signal of the one or more pilot signals whose transmission power is small.
  • the pilot related information notifying means 3015 in the base station also needs to notify the mobile terminal of the time-frequency resource and/or the transmission power corresponding to the data signal of the replacement p2.
  • the channel state information determining means 4013 in the mobile terminal will replace the pilot signal p2 with data according to the reception determination CSL, for example, the base station transmits the pilot signal pi. Then, the pilot related information acquiring means 4011 in the mobile terminal acquires the time-frequency resource and the transmission power P corresponding to pi, and the order of arrangement of pi in the pilot sequence, and the signal receiving device 4012 in the mobile terminal will receive the received signal according to the received signal. The pi and its corresponding P, and their order of arrangement in the pilot sequence, determine the CSI.
  • the channel state information determining means 4013 may set the received power of the pilot signal p2 to 0, and then set the received power corresponding to p2 to a null signal of 0 and the received pi according to the order of the pilot sequences.
  • the received pilot sequence is synthesized, and then the CSI is determined according to the received pilot sequence and the transmission powers P, P 2 corresponding to the respective signals therein.
  • the time-frequency resources occupied by the pilot signal p2 are used to retransmit the data, and the accuracy of the system channel special ' ⁇ vi3 ⁇ 4' j is very limited, and the system throughput is improved, so that the overall performance of the system can be improved. improve.
  • the above various devices can be implemented by using various software, hardware, and a combination of software and hardware, and various devices can be separated and merged according to the similarity or correlation of respective functions. Or a combination.

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Abstract

The invention provides a method for channel characteristics test and communication in MIMO system. A transmitter allocates transmitting power of pilot signals corresponding to different transmitting directions based on channel statistical characteristics between transmitting antennas and receiving antennas, and a receiver determines channel state information according to the pilot signals, such that the precision of the channel characteristics test is optimized and the system performance is improved. Also a part of pilot signals which contribute little to the channel characteristics test can be replaced with data signals, such that the system throughput can yet be increased.

Description

MIMO系统中用于信道特性测试  Channel characteristics test in MIMO systems
和通信的方法和装置 技术领域  And communication method and device
本发明涉及多输入多输出 (MIMO ) 系统, 尤其涉及 MIMO系统 中用于信道特性测试和通信的方法和装置。 背景技术  The present invention relates to multiple input multiple output (MIMO) systems, and more particularly to methods and apparatus for channel characteristic testing and communication in MIMO systems. Background technique
在许多成熟的或发展中的通信标准中, 导频 (pilot ) 都是系统设 计中非常重要的一个方面。 一个好的导频设计将使得精确的估计信道 参数成为可能, 并因此可以改进系统吞吐量和 /或误码性能。 然而, 导 频也要消耗无线接入资源, 例如频率子载波和时隙, 换言之, 导频也 会造成系统开销。  Pilots are a very important aspect of system design in many mature or evolving communication standards. A good pilot design will enable accurate estimation of channel parameters and thus improve system throughput and/or bit error performance. However, the pilot also consumes radio access resources, such as frequency subcarriers and time slots. In other words, the pilot also causes system overhead.
在 MIMO系统中, 导频造成的开销可能非常显著。 理论上, 随着 发射、 接收天线数量的增加, 系统吞吐量也将上升。 然而在实际系统 中, 随着发射、 接收天线数量的增加, 需要估计的信道系数也随之增 加, 导频开销在系统总时频资源中的比例也随之上升, 因而当发射、 接收天线超过一定数量时, 甚至可能出现系统吞吐量不升反降的情 况。 很明显, 导频开销可能成为 MIMO系统吞吐量的瓶颈。  In MIMO systems, the overhead caused by pilots can be significant. In theory, as the number of transmit and receive antennas increases, system throughput will also increase. However, in practical systems, as the number of transmitting and receiving antennas increases, the estimated channel coefficients also increase, and the proportion of pilot overhead in the total time-frequency resources of the system also increases, so when the transmitting and receiving antennas exceed At a certain number, there may even be cases where the system throughput does not rise and fall. Clearly, pilot overhead can be a bottleneck in MIMO system throughput.
为了这个目的和其他目的,需要一种技术用于在 MIMO系统中提 高系统吞吐量。 发明内容  For this and other purposes, a technique is needed to increase system throughput in a MIMO system. Summary of the invention
对于一个频域平坦衰落、 时域块衰落 (temporally block fading )、 空间相关 ( spatially correlated ) 的 MIMO系统, 输入输出之间的关系 可以表示为  For a frequency domain flat fading, temporal block fading, spatially correlated MIMO system, the relationship between input and output can be expressed as
Y = HX + N  Y = HX + N
其中, 表示发射信号, 维度为 NT x Ns; y表示接收信号, 维度为 NR Ns; H表示信道传输矩阵, 维度为 NR x NT; N表示白噪声, 维 确认本 度为 NR x Ns。 这里的 NR、 NT、 Ns分别表示接收天线数量、 发射天线 数量、 发射 (接收)信号时域(符号) 长度, 并且满足 Ns个信号的 时间长度小于信道相干时间 ( coherence time )。 Wherein, the signal is transmitted, the dimension is N T x N s ; y is the received signal, the dimension is N R N s ; H is the channel transmission matrix, the dimension is N R x N T ; N is white noise, the dimension is confirmed The degree is N R x N s . Here, N R , N T , and N s represent the number of receiving antennas, the number of transmitting antennas, and the transmission (reception) signal time domain (symbol) length, respectively, and the time length of satisfying N s signals is smaller than the channel coherence time.
在文献 "用于相关 MIMO 信道最优化测试的发射信号设计 ( Transmit Signal Design for Optimal Estimation of Correlated MIMO Channels ), IEEE Transactions on Signal Processing, vol.52 , No.2 , February 2004" 中, 相关 MIMO信道条件下最优化信道测试的发射信 号的形式得到研究, 该文献在下文中简称为文献 1。 在文献 1 中, 所 采用 的相关信道模型 为虚拟信道表示法 ( virtual channel representation , VCR ), 其对应于  In the "Transmit Signal Design for Optimal Estimation of Correlated MIMO Channels, IEEE Transactions on Signal Processing, vol. 52, No. 2, February 2004", the relevant MIMO channel The form of the transmitted signal for optimizing the channel test under conditions is studied, which is hereinafter referred to as Document 1. In Document 1, the relevant channel model used is a virtual channel representation (VCR), which corresponds to
H = UR" {Hlld ® M)UT H = U R " {H lld ® M)U T
其中, UR、 ^是两个维度分别为 NR x NR、 NT x NT的复数酉矩阵; H"d 表示一个具有独立同分布 ( independent identically distributed , iid )的 元素的复数高斯矩阵; Λ 表示一个所有元素均为非负实数的掩模矩 阵; H,, 和 M的维度均为 NR x NT ; 其中 ®表示矩阵哈达玛乘积 ( Hadamard product ),( 表示厄密特转置( Hermitian transpose )。 VCR 信道模型的具体内 容可见于文献 "解构多 天线衰落信道 ( Deconstructing Multiantenna Fading Channels ), IEEE Transactions onWhere U R and ^ are complex 酉 matrices of two dimensions N R x N R and N T x N T respectively; H" d represents a complex Gaussian matrix of elements with independent identically distributed ( iid ) ; Λ denotes a mask matrix in which all elements are non-negative real numbers; H,, and M have dimensions of N R x N T ; where ® represents the matrix Hadamard product, (representing Hermitian transpose) ( Hermitian transpose ) The specific content of the VCR channel model can be found in the literature "Deconstructing Multiantenna Fading Channels", IEEE Transactions on
Signal Processing, vol.50 , No.10 , October 2002" , 该文献在下文中简 称为文献 2。 Signal Processing, vol. 50, No. 10, October 2002", which is hereinafter referred to as Document 2.
根据文献 1的研究结果, 在发射端已知^、 ^和 的情况下, 如 果用于信道测试的发射信号总功率受到限制, 则采用最小均方差 According to the results of the literature 1, in the case where ^, ^ and are known at the transmitting end, if the total power of the transmitted signal used for channel testing is limited, the minimum mean square error is used.
( MMSE ) 和最大条件互信息 ( conditional mutual information , CMI ) 这两种标准所得到的最优化信道测试精度的发射信号 ^具有相似的 形式, 如下式所示 (MMSE) and conditional mutual information (CMI) are two types of standards that obtain the optimized channel test accuracy of the transmitted signal ^ in a similar form, as shown in the following equation
X = U"D ',  X = U"D ',
其中, 是一个所有元素为非负实数的对角矩阵。 Where is a diagonal matrix in which all elements are non-negative real numbers.
关于上述发射信号 的最优化信道测试精度的信号形式, 其直观 的物理解释是 "波束扫描 (beam scanning )" , 即: 在信号 的第一个 符号, 发射机将信号 的部分功率分配到对应于^的第一列的 "发射 方向"; 在信号 的第二个符号,发射机将信号 的剩余功率中的一部 分分配到对应于 ^的第二列的 "发射方向"; 在信号; if的其他符号, 重复类似的操作, 直至发射机"扫描"过 的各列所跨越的整个空间。 根据文献 2的内容, ^的各列对应于信道协方差矩阵的本征向量。 信 道协方差矩阵归一化之后得到信道相关矩阵, 有时为了运算方便, 将 采用相关矩阵。 本领域技术人员应能理解, 信道协方差矩阵和信道相 关矩阵在本质上是一样的。这里^的某列所对应的 "发射方向"是指: 在发射信号时,将^的该列数据作为加权因子作用于各发射天线所形 成的波束方向。 The intuitive physical interpretation of the signal form of the above-mentioned transmitted signal for optimizing channel test accuracy is "beam scanning", ie: the first in the signal Symbol, the transmitter distributes part of the power of the signal to the "transmitting direction" corresponding to the first column of ^; in the second symbol of the signal, the transmitter assigns a portion of the remaining power of the signal to the second corresponding to ^ The "emission direction" of the column; in the signal; other symbols of if, repeat similar operations until the entire space spanned by the columns "translated" by the transmitter. According to the content of Document 2, each column of ^ corresponds to the eigenvector of the channel covariance matrix. The channel covariance matrix is normalized to obtain the channel correlation matrix. Sometimes, for the convenience of operation, the correlation matrix will be used. Those skilled in the art will appreciate that the channel covariance matrix and the channel correlation matrix are essentially the same. The "transmitting direction" corresponding to a column of ^ here means: When transmitting a signal, the column data of ^ is applied as a weighting factor to the beam direction formed by each transmitting antenna.
文献 1给出了几种特定情况下上述对角矩阵 D的结果:  Document 1 gives the results of the above diagonal matrix D in several specific cases:
1 )对于独立衰落信道, 总是一个单位矩阵。 这意味着所有的发 射方向具有同样的重要性, 需要平均分配功率。  1) For an independent fading channel, there is always an identity matrix. This means that all directions of transmission are of equal importance and require an even distribution of power.
2 )在渐进地低信噪比( SNR )情况下, 中仅有一个元素为正值, 其余均为 0。 Z)中的唯一正值元素 ^据以下规则确定。 令  2) In the case of progressively low signal-to-noise ratio (SNR), only one element is positive and the rest are zero. The only positive element in Z) is determined according to the following rules. Order
w,, n ■■■ m、Nr w,, n ■■■ m, Nr
m21 m22 · · · m2N m 21 m 22 · · · m 2N
M = . .  M = .
― 、 mNR l mNRNT _ ― , m N R l m N R N T _
且有 m = m-, ∑ i )22 )2 … ∑(w" )2And there are m = m-, ∑ i ) 22 ) 2 ... ∑( w " ) 2 .
Figure imgf000005_0001
Figure imgf000005_0001
在最大条件互信息和最小均方差两种标准下, 正值元素的索引编号分别 对应于/ ¾和 中最大值的索引编号。 Under the two conditions of maximum condition mutual information and minimum mean square error, the index numbers of positive elements correspond to the index numbers of the maximum values of / 3⁄4 and medium, respectively.
令 Hv = Hlid ® , 其中下标 v表示虚域 ( virtual domain )。 在低信 噪比情况下, 功率将被分配给最为重要的方向。 Hv的每一列对应于一 个发射方向, 基于最优化准则, 所有的功率将被分配给对应于 或^ 的最大值的发射方向。 Let H v = H lid ® , where the subscript v denotes a virtual domain. At low SNR, power is assigned to the most important direction. Each column of H v corresponds to one direction of transmission, and based on the optimization criteria, all power will be assigned to the direction of emission corresponding to the maximum of ^.
3 ) 在多路输入单路输出 (MISO ) 情况下, 对应于各发射方向的 信号的功率分配对应于下式:  3) In the case of multiple input single output (MISO), the power distribution of the signal corresponding to each direction of transmission corresponds to the following equation:
' Ντ · SNR = ' Ν τ · SNR =
p ' p '
Figure imgf000005_0002
上式通常被称为注水算法, 其中, Pi对应于分配给第 i个方向, 即信道协方差矩阵的第 i个本征向量所对应的方向, 的功率, Pttal对 应于信号 的总功率, λ ί对应于信道协方差矩阵的第 i个本征值, 而 (z)+表示在 z和 0之间取较大值。
Figure imgf000005_0002
The above formula is generally referred to as a water injection algorithm, in which Pi corresponds to the power assigned to the i-th direction, that is, the direction corresponding to the i-th eigenvector of the channel covariance matrix, P t . tal signal corresponding to the total power, λ ί corresponding to the i-th eigenvalue of the channel covariance matrix, and (z) + represents whichever is greater between 0 and z.
文献 1 中的上述结论是在窄带 MIMO系统中得出的,但如果宽带 MIMO系统满足频域平坦衰落、 时域块衰落、 空间特性相关的条件, 上述结论同样可以推广到宽带 MIMO 系统, 例如采用正交频分复用 ( OFDM )技术的 MIMO系统。  The above conclusions in Document 1 are obtained in a narrowband MIMO system, but if the wideband MIMO system satisfies the conditions of frequency domain flat fading, time domain block fading, and spatial characteristics, the above conclusions can also be extended to wideband MIMO systems, for example, MIMO system with orthogonal frequency division multiplexing (OFDM) technology.
以一个 2 χ 1 的 MISO系统为例 (MISO系统可以作为 MIMO系 统的特例), 该 MISO 系统频域平坦衰落、 时域块衰落、 空间特性相 关, 其输入输出之间的关系可以表示为 Y = ^X + N。 当 X采用两个导频 信号 pl、 p2所组成的最优导频序列的结构, 文献 1给出了条件互信 息与信道协方差矩阵之间的关系:  Take a 2 χ 1 MISO system as an example (MISO system can be used as a special case of MIMO system). The MISO system has frequency domain flat fading, time domain block fading, and spatial characteristic correlation. The relationship between input and output can be expressed as Y = ^X + N. When X uses the structure of the optimal pilot sequence composed of two pilot signals pl and p2, Document 1 gives the relationship between conditional mutual information and channel covariance matrix:
I(h; Y | X) = log(l + SNR - P^ ) + log(l + SNR■ P^) , 其中, 其中 P2表示分配到第一、 第二发射方向 (对应于信道协 方差矩阵的本征向量) 的功率, λ 1和 λ 2表示相应的本征值。 Pi和 P2的最佳值可以由前面所描述的注水算法来确定。 艮明显, 如果 P2 非常小, 则第二个导频信号对信道测试精确度的贡献远小于第一个导 频符号, 因而可以将第二个导频信号所占用的时频资源用来传数据。 I(h; Y | X) = log(l + SNR - P^ ) + log(l + SNR■ P^) , where P 2 represents the first and second transmission directions (corresponding to channel covariance) The power of the eigenvectors of the matrix, λ 1 and λ 2 represent the corresponding eigenvalues. The optimum values for Pi and P 2 can be determined by the water injection algorithm described above.艮 Obviously, if P 2 is very small, the contribution of the second pilot signal to the channel test accuracy is much smaller than the first pilot symbol, so that the time-frequency resources occupied by the second pilot signal can be used for transmission. data.
如果在第二个导频信号所对应的时频资源上不发送导频信号而 改为发送数据信号, 一方面, 系统会因为信道特性测试精确度的下降 受到性能损失, 另一方面, 系统会因为开销的减少而得到性能收益。 一般来说, 上述性能收益可以表示为系统吞吐量的增加, 而上述性能 损失却很难用一个对应于数据吞吐量的解析表达式来表示。  If the pilot signal is not transmitted on the time-frequency resource corresponding to the second pilot signal and the data signal is transmitted, on the one hand, the system suffers performance loss due to the decrease in channel characteristic test accuracy. On the other hand, the system will Performance gains due to reduced overhead. In general, the above performance gains can be expressed as an increase in system throughput, which is difficult to represent with an analytical expression corresponding to data throughput.
在上述 2 x 1 的 MISO 系统中, 信道特性测试精度的损失可以表 示为 1。§(1 + 5Μ? . ^ 2Α2)。 考虑到性能损失对应的数据吞吐量的损失应该单 调地随着信道特性测试精度损失的增大而增大, 可以简单的将性能损 失对应的数据吞吐量的损失定义为 log(l + SNR - P2 2 ) 0 而由于开销减少带 来的性能收益可以定义为 £[l。g det(l + ^^^)]/4, 其中分子表示各态历 经的信道容量, 而分母 4表示信道相干时间为 4个符号的长度(该取 值是可能的)。 根据上述定义, 可以看到, 性能损失和性能收益均为 SNR和信道协方差矩阵的函数。 In the above 2 x 1 MISO system, the loss of channel characteristic test accuracy can be expressed as 1. § (1 + 5Μ? . ^ 2 Α 2 ). Considering that the loss of data throughput corresponding to performance loss should monotonously increase with the loss of channel characteristic test accuracy, the loss of data throughput corresponding to performance loss can be simply defined as log(l + SNR - P 2 2 ) 0 and the performance gain due to reduced overhead can be defined as £[l. g det(l + ^^^)]/4, where the numerator represents each state The channel capacity is passed, and the denominator 4 indicates that the channel coherence time is 4 symbols in length (this value is possible). From the above definition, it can be seen that performance loss and performance gain are both a function of SNR and channel covariance matrix.
基于上述关于性能损失和性能收益的定义, 设定仿真条件如下: 系统采用在上述 2 χ 1的 MISO系统; 各态历经的信道容量使用 1000 个循环 (loop ); 信道相关矩阵为 [1, p; p,1 ]/2, 其中 p为信道相关系 数, 分别取值为 0.7、 0.8、 0.9; 两个方向上的导频信号的发射功率分 配采用前述注水算法来确定; 将发射功率较小的导频信号替换成数据 信号所带来的性能损失和性能收益进行比较, 如果性能收益大于性能 损失则进行所述替换, 如果性能收益小于性能损失则不进行所述替 换。 仿真结果如图 Ί 所示, 其中横轴为信噪比 (SNR )、 单位为分贝 ( dB ),纵轴为提高的频谱效率、单位为 bps/Hz。仿真结果显示, MIMO 系统中, 在一定条件下, 将对信道特性测试贡献较小的导频信号替换 成数据信号可以提高系统总体性能。  Based on the above definitions of performance loss and performance benefit, the simulation conditions are set as follows: The system uses the MISO system of 2 χ 1 above; the channel capacity of each state uses 1000 loops; the channel correlation matrix is [1, p ; p,1 ]/2, where p is the channel correlation coefficient, which is 0.7, 0.8, and 0.9 respectively; the transmit power allocation of the pilot signals in both directions is determined by the aforementioned water injection algorithm; The performance loss and performance gains resulting from the replacement of the pilot signal with the data signal are compared, and the replacement is performed if the performance benefit is greater than the performance penalty, and the replacement is not performed if the performance benefit is less than the performance penalty. The simulation results are shown in Figure ,, where the horizontal axis is the signal-to-noise ratio (SNR), the unit is decibel (dB), and the vertical axis is the improved spectral efficiency in bps/Hz. The simulation results show that in the MIMO system, under certain conditions, replacing the pilot signal with less contribution to the channel characteristic test into the data signal can improve the overall performance of the system.
为了改进 MIMO系统中信道特性测试的精度, 提高 MIMO系统 的吞吐量, 本发明提出了在 MIMO 系统中用于信道特性测试和通信 的技术方案。  In order to improve the accuracy of channel characteristic testing in a MIMO system and improve the throughput of a MIMO system, the present invention proposes a technical scheme for channel characteristic testing and communication in a MIMO system.
根据本发明的第一方面,提供了一种在 MIMO系统的发射机中用 于与接收机进行通信的方法, 所述方法包括以下步骤: a. 获取所述 发射机中多个发射天线和所述接收机中一个或多个接收天线之间多 个传输信道的信道统计特性; b. 根据所述信道统计特性确定多个发 射方向, 并确定同一导频序列中分别对应于多个发射方向的多个导频 信号的发射功率以及排列顺序; 其中, 该方法还包括: I. 将所述同 一导频序列中分别对应于多个发射方向上的导频信号所对应的时频 资源和所述发射功率和所述排列顺序通知所述接收机。  According to a first aspect of the present invention, there is provided a method for communicating with a receiver in a transmitter of a MIMO system, the method comprising the steps of: a. acquiring a plurality of transmit antennas and locations in the transmitter Determining channel statistical characteristics of a plurality of transmission channels between one or more receiving antennas in the receiver; b. determining a plurality of transmission directions according to the channel statistical characteristics, and determining that the same pilot sequence respectively corresponds to the plurality of transmission directions The transmit power of the plurality of pilot signals and the order of the sequences; wherein the method further includes: I. the time-frequency resources corresponding to the pilot signals in the plurality of transmit directions in the same pilot sequence and the The receiver is notified of the transmit power and the order of the sequences.
根据本发明的第二方面,提供了一种在 MIMO系统的接收机中用 于与发射机进行通信的方法, 所述方法包括: A. 由来自所述发射机 的接收信号中获取所述发射机的同一导频序列中的多个导频信号所 对应的时频资源和发射功率以及在所述导频序列中的排列顺序; B.在 所述时频资源接收所述导频信号; C. 根据所接收到的导频信号和所 序来确定信道状态信息, 所述信道状态信息用于指示所述发射机和所 述接收机之间多个传输信道的特性。 According to a second aspect of the present invention, there is provided a method for communicating with a transmitter in a receiver of a MIMO system, the method comprising: A. obtaining the transmission from a received signal from the transmitter The time-frequency resource and the transmit power corresponding to the plurality of pilot signals in the same pilot sequence of the machine and the order of the sequences in the pilot sequence; The time-frequency resource receives the pilot signal; C. determining channel state information according to the received pilot signal and the sequence, the channel state information is used to indicate between the transmitter and the receiver The characteristics of multiple transport channels.
根据本发明的第三方面,提供了一种在 MIMO系统的发射机中用 于与接收机进行通信的发射端处理装置, 所述发射端处理装置包括: 信道统计特性获取装置, 用于获取所述发射机中多个发射天线和所述 接收机中一个或多个接收天线之间多个传输信道的信道统计特性; 导 频分配装置, 用于根据所述信道统计特性确定多个发射方向, 并确定 同一导频序列中分别对应于多个发射方向的多个导频信号的发射功 率以及排列结构; 其中还包括: 导频相关信息通知装置, 用于将所述 同一导频序列中分别对应于多个发射方向上的导频信号所对应的时 频资源和所述发射功率和所述排列结构通知所述接收机。  According to a third aspect of the present invention, there is provided a transmitting end processing apparatus for communicating with a receiver in a transmitter of a MIMO system, the transmitting end processing apparatus comprising: channel statistical characteristic obtaining means for acquiring a channel statistic characteristic of a plurality of transmission channels between a plurality of transmit antennas in the transmitter and one or more receive antennas in the receiver; pilot distribution means, configured to determine a plurality of transmission directions according to the statistical characteristics of the channel, And determining a transmit power and an arrangement structure of the plurality of pilot signals corresponding to the multiple transmit directions in the same pilot sequence, where the method further includes: a pilot-related information notification device, configured to respectively correspond to the same pilot sequence The time-frequency resource corresponding to the pilot signal in the plurality of transmission directions and the transmission power and the arrangement structure are notified to the receiver.
根据本发明的第四方面,提供了一种在 MIMO系统的接收机中用 于与发射机进行通信的接收端处理装置, 所述接收端处理装置包括: 导频相关信息获取装置, 用于由来自所述发射机的接收信号中获取所 述发射机的同一导频序列中的多个导频信号所对应的时频资源和发 射功率以及在所述导频序列中的排列顺序; 信号接收装置, 用于在所 述时频资源接收所述导频信号; 信道状态信息确定装置, 用于根据所 接收到的导频信号和所获取的导频信号所对应的发射功率以及在所 述导频序列中的排列顺序来确定信道状态信息, 所述信道状态信息用 于指示所述发射机和所述接收机之间多个传输信道的特性。  According to a fourth aspect of the present invention, there is provided a receiving end processing apparatus for communicating with a transmitter in a receiver of a MIMO system, the receiving end processing apparatus comprising: pilot related information acquiring means for And acquiring a time-frequency resource and a transmission power corresponding to the plurality of pilot signals in the same pilot sequence of the transmitter and an arrangement order in the pilot sequence, and receiving a signal from the transmitter; And the channel state information determining apparatus is configured to: according to the received pilot signal and the acquired transmit power corresponding to the pilot signal, and the pilot Channel order information is used to determine channel state information, the channel state information being used to indicate characteristics of a plurality of transmission channels between the transmitter and the receiver.
根据本发明的技术方案,可以优化 MIMO系统中的信道特性测试 的精度, 从而改善了系统性能。 根据本发明的某些优选实施例, 还可 以将部分对信道特性测试贡献非常小的导频信号替换成数据信号, 从 而可以进一步提高系统吞吐量。 附图说明  According to the technical solution of the present invention, the accuracy of the channel characteristic test in the MIMO system can be optimized, thereby improving the system performance. In accordance with certain preferred embodiments of the present invention, pilot signals that contribute very little to the channel characteristic test can also be replaced with data signals, thereby further increasing system throughput. DRAWINGS
通过阅读以下参照附图对非限制性实施例所作的详细描述, 本发 明的其它特征、 目的和优点将会变得更明显。 A detailed description of a non-limiting embodiment, with reference to the accompanying drawings, Other features, objectives and advantages of Ming will become more apparent.
图 1为根据本发明的一个具体实施例的在 MIMO系统的发射机中 用于与接收机进行通信的方法流程图;  1 is a flow chart of a method for communicating with a receiver in a transmitter of a MIMO system, in accordance with an embodiment of the present invention;
图 2为根据本发明的一个具体实施例的在 MIMO系统的接收机中 用于与发射机进行通信的方法流程图;  2 is a flow chart of a method for communicating with a transmitter in a receiver of a MIMO system, in accordance with an embodiment of the present invention;
图 3为根据本发明的一个具体实施例的在 MIMO系统的发射机中 用于与接收机进行通信的发射端处理装置的结构图;  3 is a block diagram of a transmitting end processing device for communicating with a receiver in a transmitter of a MIMO system in accordance with an embodiment of the present invention;
图 4为根据本发明的一个具体实施例的在 MIMO系统的接收机中 用于与发射机进行通信的接收端处理装置的结构图;  4 is a structural diagram of a receiving end processing apparatus for communicating with a transmitter in a receiver of a MIMO system according to an embodiment of the present invention;
图 5为根据本发明的导频序列中的多个导频信号的排列示意图; 图 6为根据本发明的一个具体实施例在不同信噪比条件下对应于 不同发射方向的导频信号功率分配的示意图;  5 is a schematic diagram showing the arrangement of a plurality of pilot signals in a pilot sequence according to the present invention; FIG. 6 is a diagram showing power allocation of pilot signals corresponding to different transmission directions under different SNR conditions according to an embodiment of the present invention. Schematic diagram
图 7为根据本发明的一个具体实施例的仿真效果示意图; 其中, 相同或相似的附图标记表示相同或相似的步骤特征或装置 (模块)。 具体实施方式  Figure 7 is a schematic diagram of simulation effects in accordance with an embodiment of the present invention; wherein the same or similar reference numerals denote the same or similar step features or devices (modules). detailed description
MIMO 系统采用多个 ( Ντ个)发射天线和多个 ( NR个)接收天 线进行数据传输。 在一个普通的 MIMO 系统中, Ντ个发射天线典型 地位于单个发射机中并与之相关联, 类似地, NR个接收天线典型地位 于单个接收机中并与之相关联。 MIMO系统还可以被有效地形成用于 具有基站的多址接入通信系统, 该基站并发的与多个移动终端进行通 信, 在此情况下, 基站配备有多个天线, 每个移动终端也可配备有一 个或多个天线。 MIMO system employs multiple τ) transmit antennas and multiple (N R) receive antennas for data transmission. In one conventional MIMO system, v [tau] transmit antennas typically located in a single transmitter associated therewith and, similarly, N R receive antennas are typically located in a single receiver and associated therewith. The MIMO system can also be effectively formed for a multiple access communication system having a base station that concurrently communicates with a plurality of mobile terminals, in which case the base station is equipped with multiple antennas, and each mobile terminal can also Equipped with one or more antennas.
为了更完全地利用信道传输的容量, 可以确定 (通常在接收机) 用于指示链路条件的信道状态信息(CSI ), 并将其提供给发射机。 CSI 可以被分类为 "完整 CSI" 或 "部分 CSI"。 完整 CSI需要包括维度为 值增益。部分 CSI可以包括,例如但不限于,传输信道的信噪比( SNR )。 本发明的其中一个目的就在于提高 MIMO 系统中发射机和接收 机之间信道特性测试的精确度。 本领域技术人员应能理解, MIMO系 统中基站、 中继站和移动终端均可作为发射机或接收机, 作为通信双 方的发射机和接收机可以对应基站和移动终端、 或者可以对应于基站 和中继站、 或者可以对应于移动终端和中继站、 或者还可以对应于中 继站和中继站。 不失一般性地, 下文中均以发射机和接收机对应于基 站和移动终端为例进行描述。 To more fully utilize the capacity of the channel transmission, channel state information (CSI) for indicating link conditions can be determined (typically at the receiver) and provided to the transmitter. CSI can be classified as "complete CSI" or "partial CSI". The full CSI needs to include dimensions as value gains. The partial CSI may include, for example but without limitation, a signal to noise ratio (SNR) of the transmission channel. One of the objects of the present invention is to improve the accuracy of channel characteristic testing between a transmitter and a receiver in a MIMO system. Those skilled in the art should understand that a base station, a relay station and a mobile terminal in a MIMO system can be used as a transmitter or a receiver, and a transmitter and a receiver as both communication bases can correspond to a base station and a mobile terminal, or can correspond to a base station and a relay station, Or it may correspond to a mobile terminal and a relay station, or may also correspond to a relay station and a relay station. Without loss of generality, the following description will be made by taking a transmitter and a receiver corresponding to a base station and a mobile terminal as an example.
图 1为根据本发明的一个具体实施例的在 MIMO系统的发射机中 用于与接收机进行通信的方法流程图。  1 is a flow diagram of a method for communicating with a receiver in a transmitter of a MIMO system, in accordance with an embodiment of the present invention.
图 2为根据本发明的一个具体实施例的在 MIMO系统的接收机中 用于与发射机进行通信的方法流程图。  2 is a flow diagram of a method for communicating with a transmitter in a receiver of a MIMO system, in accordance with an embodiment of the present invention.
结合图 1、 图 2, 以发射机对应于基站而接收机对应于移动终端 为例对本发明的第一方面和第二方面说明如下:  Referring to FIG. 1 and FIG. 2, the first aspect and the second aspect of the present invention are described as follows, where the transmitter corresponds to the base station and the receiver corresponds to the mobile terminal.
在基站 (发射机) 一侧:  On the base station (transmitter) side:
首先, 在步骤 S101 中, 基站(发射机)将获取其与移动终端(接 收机)之间的多个传输信道的信道统计特性。 这里所说的基站配备有 多个天线, 移动终端配备有一个或多个天线。 基站获取其与移动终端 之间的多个传输信道的信道统计特性的具体实施方式包括:  First, in step S101, the base station (transmitter) will acquire the channel statistical characteristics of a plurality of transport channels between it and the mobile terminal (receiver). The base station referred to herein is equipped with a plurality of antennas, and the mobile terminal is equipped with one or more antennas. A specific implementation manner in which a base station acquires channel statistics characteristics of multiple transport channels between the base station and the mobile terminal includes:
1 ) 基站发送导频信号或数据信号给移动终端, 移动终端根据接 收到的导频信号或数据信号来确定(下行)信道状态信息(CSI ), 移 动终端将 CSI反馈给基站,基站存储一定时间之内的 CSI并据此确定 信道统计特性。  1) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal feeds the CSI to the base station, and the base station stores the time. The CSI within it determines the channel statistics characteristics accordingly.
2 ) 基站发送导频信号或数据信号给移动终端, 移动终端根据接 收到的导频信号或数据信号来确定(下行)信道状态信息(CSI ), 移 动终端存储一定时间之内的 CSI并据此确定信道统计特性,移动终端 将信道统计特性反馈给基站。  2) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal stores the CSI within a certain time and according to the The channel statistics feature is determined, and the mobile terminal feeds back the channel statistics characteristics to the base station.
3 ) 基站发送导频信号或数据信号给移动终端, 移动终端将接收 到的导频信号或数据信号的相关参数(例如接收信号强度)反馈给基 站, 基站根据接收到的反馈参数来确定 CSI, 基站存储一定时间之内 的 CSI并据此确定信道统计特性。 3) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal feeds back the received pilot signal or the related parameter of the data signal (for example, the received signal strength) to the base station, and the base station determines the CSI according to the received feedback parameter. The base station is stored within a certain period of time The CSI determines the channel statistics characteristics accordingly.
在本发明中, 基站和移动终端之间通过导频信号来进行信道特性 测试。 一般地, 移动终端需要 CSI用于接收数据信号的解调, 因此由 移动终端来确定 CSI较为合适, 因此上述实施方式 1 )、 2 ) 均可以采 纳。 一般地, 信道统计特性的变化比 CSI的变化要緩慢得多, 因此, 如果由移动终端来确定信道统计特性并反馈给基站将有可能节省大 量用于反馈信息的信道资源。 换言之, 在本发明的技术方案中, 基站 In the present invention, a channel characteristic test is performed between a base station and a mobile terminal by using a pilot signal. Generally, the mobile terminal needs CSI for receiving demodulation of the data signal, so it is suitable for the mobile terminal to determine the CSI, so the above embodiments 1), 2) can be adopted. In general, the change in channel statistical characteristics is much slower than the change in CSI. Therefore, if the channel statistical characteristics are determined by the mobile terminal and fed back to the base station, it will be possible to save a large amount of channel resources for feedback information. In other words, in the technical solution of the present invention, the base station
(发射机) 将优选地采用上述实施方案 2 ) 来获取 CSI。 本领域技术 人员应能理解, 本发明中所说的 CSI均是指瞬时 CSI, 且优选地, 本 发明中的 CSI应是完整 CSI。 (Transmitter) The above embodiment 2) will preferably be employed to obtain CSI. It should be understood by those skilled in the art that the CSI referred to in the present invention refers to instantaneous CSI, and preferably, the CSI in the present invention should be a complete CSI.
在步骤 S102 中, 基站将根据信道统计特性确定多个发射方向, 并确定同一导频序列中分别对应于多个发射方向的多个导频信号的 发射功率以及排列顺序。  In step S102, the base station determines a plurality of transmission directions according to channel statistical characteristics, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence.
参考文献 1的内容, MIMO系统中输入输出之间的关系可以表示 ^J Y 根据虚拟信道表示法 (VCR ), 其中的信道传输矩阵可 以表示为 H = (H D ® M)UT .根据文献 1的研究结果,在发射端已知^、 ί/和 M的情况下,采用最小均方差和最大条件互信息这两种标准所得 到的最优化信道测试精度的发射信号 具有相似的形式, 如下式所示 X = UT H D 其中, 是一个所有元素为非负实数的对角矩阵。 关于上述 发射信号 的最优化信道测试精度的信号形式, 其直观的物理解释是 "波束扫描 (beam scanning )" , 即: 在信号 的第一个符号, 发射机 将信号 的部分功率分配到对应于 ^的第一列的 "发射方向 "; 在信 号 的第二个符号, 发射机将信号 的剩余功率中的一部分分配到对 应于77的第二列的 "发射方向"; 在信号 的其他符号, 重复类似的 操作, 直至发射机 "扫描" 过 (/7.的各列所跨越的整个空间。 According to the content of Reference 1, the relationship between input and output in a MIMO system can represent ^JY according to a virtual channel representation (VCR), wherein the channel transmission matrix can be expressed as H = (H D ® M) U T . According to Document 1 The results of the study, in the case where the transmitter knows ^, ί/ and M, the transmitted signal with the optimized channel test accuracy obtained by the two criteria of minimum mean square error and maximum condition mutual information has a similar form, as follows X = U T H D where is a diagonal matrix of all elements being non-negative real numbers. Regarding the signal form of the above-mentioned transmitted signal for optimizing channel test accuracy, the intuitive physical interpretation is "beam scanning", ie: at the first symbol of the signal, the transmitter distributes part of the power of the signal to correspond to The "transmitting direction" of the first column of the signal; in the second symbol of the signal, the transmitter distributes a portion of the remaining power of the signal to the "transmitting direction" corresponding to the second column of 7 7 ; other symbols in the signal , similar operation is repeated until the transmitter "scan" through the (/ 7. the columns spanned the entire space.
具体地, 在本发明中, 当基站获取了其与移动终端之间的信道统 计特性, 其可以 居信道统计特性来相应地确定^、 ^和 。 4艮据文 献 1的研究结果, 在某些标准 (最小均方差或最大条件互信息) 下, 用于最优化信道特性测试精度的最优导频结构是一个导频序列, 该导 频序列的 (符号)长度与发射天线的数量(Ντ )相等, 而该导频序列 中的各导频信号(符号)的发射方向分别对应于 ^的各列。 在本发明 中, 基站可以根据信道统计特性, 更具体地根据^ , 来确定多个发射 方向, 并确定同一导频序列中分别对应于多个发射方向的多个导频信 号的发射功率以及排列顺序。 Specifically, in the present invention, when the base station acquires the channel statistical characteristics between it and the mobile terminal, it can determine the ^, ^ and correspondingly according to the channel statistical characteristics. 4 According to the research results of Document 1, under some standards (minimum mean square error or maximum condition mutual information), the optimal pilot structure used to optimize the channel characteristic test accuracy is a pilot sequence. The (symbol) length of the frequency sequence is equal to the number of transmit antennas (Ν τ ), and the transmit directions of the pilot signals (symbols) in the pilot sequence correspond to the respective columns of ^. In the present invention, the base station may determine multiple transmission directions according to channel statistical characteristics, more specifically according to ^, and determine transmission power and arrangement of multiple pilot signals corresponding to multiple transmission directions in the same pilot sequence. order.
具体地, 本发明中, 基站对同一导频序列中分别对应于多个发射 方向的多个导频信号的发射功率可以优选地采用以下方式分配:  Specifically, in the present invention, the base station may preferably allocate the transmission power of the plurality of pilot signals corresponding to the plurality of transmission directions in the same pilot sequence in the following manner:
1 ) 对于独立衰落信道, 基站为分别对应于多个发射方向的多个 导频信号平均分配功率。  1) For an independent fading channel, the base station equally distributes power for a plurality of pilot signals respectively corresponding to a plurality of transmission directions.
2 ) 低信噪比 (SNR ) 情况下, 基站将所有导频功率全部分配给 导频序列中的一个导频信号, 该导频信号在导频序列中的排列序数可 以采用以下方式确定。 令  2) In the case of low signal-to-noise ratio (SNR), the base station allocates all pilot powers to one pilot signal in the pilot sequence. The order of the pilot signals in the pilot sequence can be determined in the following manner. Order
m m. m  m m. m
m m m  m m m
M  M
m 且有 m = m-, = ∑ i )22 ) ∑(mnNT )2
Figure imgf000012_0001
m and have m = m-, = ∑ i ) 22 ) ∑(m nNT ) 2
Figure imgf000012_0001
在最大条件互信息和最小均方差两种标准下, 分配到全部导频功率的导 频信号在导频序列中的排列序数分别对应于/ ¾和 ^中最大值的索引序 Under the two conditions of maximum condition mutual information and minimum mean square error, the sequence numbers of the pilot signals allocated to all pilot powers in the pilot sequence correspond to the index order of the maximum values in /3⁄4 and ^, respectively.
3 )在多路输入单路输出 (MISO ) 情况下, 即基站配备有多个天 线而移动终端仅配备有 1个天线的情况下, 基站对同一导频序列中分 别对应于多个发射方向的多个导频信号的发射功率的分配对应于下
Figure imgf000012_0002
3) In the case of multiple input single output (MISO), that is, when the base station is equipped with multiple antennas and the mobile terminal is only equipped with one antenna, the base station corresponds to multiple transmission directions in the same pilot sequence respectively. The allocation of the transmission power of the plurality of pilot signals corresponds to the next
Figure imgf000012_0002
上式通常被称为注水算法, 其中, Pi对应于分配给对应于第 i个方向 的导频信号的发射功率, Pttal对应于导频信号的总功率, 对应于信 道协方差矩阵的第 i个本征值, 而(z)+表示在 2和 0之间取较大值。 The above formula is generally referred to as a water injection algorithm, in which Pi corresponds to the transmission power, P t , assigned to the pilot signal corresponding to the i-th direction. Tal corresponds to the total power of the pilot signal, corresponding to the ith eigenvalue of the channel covariance matrix, and (z)+ represents a larger value between 2 and 0.
上述三种情况下所采用的各导频信号的功率分配方式均为最优 方式, 实际系统中可以采用一些简化的次优方式。 参考图 5 , 以一个采用正交频分复用 (OFDM )技术的 4 x 2 的 MIMO系统为例,即基站配备有 4个天线而移动终端配备有 2个天线, 优选的导频序列应该是一个 4信号(符号)的导频序列, 这 4个导频 信号分别标记为 pl、 p2、 p3、 p4, 其各自对应的发射功率分别为 P,、 P2、 P3、 P4。 这 4个导频信号既可以对应于同一时隙的不同子载波, 也可以对应于不同时隙的同一子载波, 还可以对应于不同时隙的不同 子载波, 只要这 4个导频信号对应的时频资源 (时频点)具有相似的 传输特性即可。 一般地, 一个用于传输数据的时频块所对应的无线信 道可以满足频域平坦衰落、 时域块衰落的特性, 因而该时频块中的各 时频点具有相似的传输特性。 换言之, 本发明中导频序列中各导频信 号的分配对于导频图案 ( pilot pattern ) 的设计没有特殊的要求, 也即 本发明中对一个导频序列中的各导频信号的分配可以与现有的各种 导频图案设计方案相结合。 The power allocation modes of the pilot signals used in the above three cases are all optimal modes, and some simplified suboptimal methods can be adopted in the actual system. Referring to FIG. 5, taking a 4×2 MIMO system using orthogonal frequency division multiplexing (OFDM) technology as an example, that is, the base station is equipped with 4 antennas and the mobile terminal is equipped with 2 antennas, and the preferred pilot sequence should be A pilot sequence of 4 signals (symbols), which are respectively labeled as pl, p2, p3, p4, and their respective transmit powers are P, P 2 , P 3 , P 4 , respectively . The four pilot signals may correspond to different subcarriers of the same time slot, may also correspond to the same subcarrier of different time slots, and may also correspond to different subcarriers of different time slots, as long as the four pilot signals correspond to The time-frequency resources (time-frequency points) have similar transmission characteristics. Generally, a radio channel corresponding to a time-frequency block for transmitting data can satisfy the characteristics of frequency domain flat fading and time domain block fading, and thus each time-frequency point in the time-frequency block has similar transmission characteristics. In other words, the allocation of each pilot signal in the pilot sequence in the present invention has no special requirement for the design of the pilot pattern, that is, the allocation of each pilot signal in a pilot sequence in the present invention can be A variety of existing pilot pattern designs are combined.
在步骤 S 105 中, 基站将同一导频序列中分别对应于多个发射方 向上的导频信号所对应的时频资源、发射功率和排列顺序通知移动终 端。 仍以一个采用 OFD1V 支术的 4 x 2的 MIMO系统为例, 一个导频 序列对应于 4个导频信号 pl、 p2、 p3、 p4, 在确定了各导频信号所对 应的时频资源、 发射功率以及在该导频序列中的排列顺序后, 基站将 把这些有关的信息通知给移动终端。 具体地, 在数字通信系统中, 上 述这些有关导频信号的信息都可以用相应的代码段来表示。 例如, 由 4个时频资源代码段分别指示 pl、 p2、 p3、 p4所对应的时频资源; 对 功率级别进行数字量化, 由 4个发射功率代码段分别指示 pl、 p2、 p3、 p4所对应的发射功率; 由 4个排列顺序代码段分别指示 pl、 p2、 p3、 p4所对应的在导频序列中的排列顺序, 典型地, 4个排列顺序代码段 可以分别取值为 00、 01、 10、 11。 本领域技术人员应能理解, 上述这 些有关于导频信号的信息可以经由一个消息通知给移动终端, 也可以 经由多个消息通知给移动终端。  In step S105, the base station notifies the mobile terminal of the time-frequency resources, the transmit power, and the order of the corresponding pilot signals corresponding to the plurality of transmit directions in the same pilot sequence. Still taking a 4×2 MIMO system using OFD1V as an example, one pilot sequence corresponds to four pilot signals pl, p2, p3, and p4, and the time-frequency resources corresponding to the pilot signals are determined. After transmitting power and the order of the sequences in the pilot sequence, the base station will inform the mobile terminal of the relevant information. Specifically, in the digital communication system, the above information about the pilot signals can be represented by corresponding code segments. For example, the time-frequency resources corresponding to pl, p2, p3, and p4 are respectively indicated by four time-frequency resource code segments; the power level is digitally quantized, and the four transmit power code segments respectively indicate pl, p2, p3, and p4. Corresponding transmit power; the order of the pl, p2, p3, and p4 in the pilot sequence is indicated by the four sequence code segments. Typically, the four code segments can be 00, 01 respectively. , 10, 11. Those skilled in the art should understand that the above information about the pilot signal may be notified to the mobile terminal via a message, or may be notified to the mobile terminal via multiple messages.
在移动终端 (接收机) 一侧:  On the mobile terminal (receiver) side:
在步骤 S201 中, 移动终端将由来自基站的接收信号中获取所述 基站的同一导频序列中的多个导频信号所对应的时频资源和发射功 率以及在所述导频序列中的排列顺序。 具体地, 以上述包括导频信号 pl、 p2、 p3、 p4的导频序列为例, 移动终端可以从接收信号中识别出 pl p2、 p3、 p4所各自对应的时频资源代码段、 发射功率代码段和排 列顺序代码段, 从而获知 pl、 p2> p3、 p4所各自对应的时频资源、 发射功率和在导频序列中的排列顺序。 In step S201, the mobile terminal will acquire the received signal from the base station. Time-frequency resources and transmit power corresponding to a plurality of pilot signals in the same pilot sequence of the base station and an order of arrangement in the pilot sequence. Specifically, taking the pilot sequence including the pilot signals pl, p2, p3, and p4 as an example, the mobile terminal can identify the time-frequency resource code segment and the transmit power corresponding to each of pl p2, p3, and p4 from the received signal. The code segment and the sequence code segment are arranged to obtain the time-frequency resources, the transmission power, and the order of the sequences in the pilot sequence, respectively, corresponding to pl, p2>p3, and p4.
在步骤 S202中, 移动终端将在所述时频资源接收所述导频信号。 具体地, 移动终端将在 pl、 p2、 p3、 p4所各自对应的时频资源上接 收到的信号当作接收到的导频信号 pl、 p2、 p3、 p4。  In step S202, the mobile terminal will receive the pilot signal at the time-frequency resource. Specifically, the mobile terminal considers the signals received on the respective time-frequency resources corresponding to pl, p2, p3, and p4 as the received pilot signals pl, p2, p3, and p4.
在步骤 S203 中, 移动终端将根据所接收到的导频信号和所获取 确定 CSI。 具体地, 移动终端根据接收到的导频信号所对应的排列顺 序和所接收到的导频信号 pl、 p2、 p3、 p4来组合成接收到的导频序 列, 并根据接收到的导频序列和其中 pl、 p2、 p3、 p4所各自对应的 发射功率来确定 CSI, 该 CSI用于指示所述基站和所述移动终端之间 多个传输信道的特性。  In step S203, the mobile terminal will determine the CSI based on the received pilot signal and the acquired. Specifically, the mobile terminal combines the received pilot sequence according to the sequence of the received pilot signals and the received pilot signals pl, p2, p3, and p4, and according to the received pilot sequence. The CSI is determined by the respective transmit powers corresponding to pl, p2, p3, and p4, and the CSI is used to indicate characteristics of multiple transport channels between the base station and the mobile terminal.
根据本发明的一个优选实施方式, 移动终端将根据当前 C S I与之 前预定时间内的多个 CSI来确定信道统计特性。现在的各种通信标准 中, 通常都定义了一定的帧周期, 典型地, 移动终端可以以每一帧为 周期来计算 CSI, 并根据一预定时间内的 CSI进行统计平均来确定信 道统计特性。 本领域技术人员应能理解, 这里所述的信道统计特性是 指最近一段时间内的信道统计特性,用于确定信道统计特性的 CSI应 该是最近一段时间内的 CSI。 典型地, 移动终端可以采用一种滑动时 间窗口的方式来确定信道统计特性, 即, 移动终端对一个滑动时间窗 口内的 CSI进行统计平均以确定信道统计特性,该滑动时间窗口应合 适地选取, 不宜过大或过小。 具体地, 移动终端可以每确定一个新的 CSI时 (即每帧) 更新信道统计特性, 例如, 滑动时间窗口的大小选 为 100帧, 当移动终端确定当前 CSI时, 移动终端根据当前 CSI和所 存储的之前 99个 CSI (共 100个 CSI ) 来确定信道统计特性。 或者, 移动终端也可以以较长周期来更新信道统计特性, 例如, 滑动窗口大 小选为 50, 移动终端可以根据第 1帧至第 50帧的 CSI来确定一次信 道统计特性, 并根据第 51帧至第 100帧的 CSI来确定下一次的信道 统计特性用于更新, 以下依此类推。 又或者, 移动终端可以不定期地 更新信道统计特性。 本领域技术人员应能根据上述描述想到更多其他 用于确定信道统计特性的具体方式, 在此不再赘述。 According to a preferred embodiment of the present invention, the mobile terminal will determine channel statistical characteristics based on the current CSI and a plurality of CSIs within a predetermined time period. In various communication standards, a certain frame period is usually defined. Typically, the mobile terminal can calculate CSI in each frame period and perform statistical average on CSI in a predetermined time to determine channel statistics. It should be understood by those skilled in the art that the channel statistical characteristics described herein refer to channel statistical characteristics in the latest period of time, and the CSI used to determine the statistical characteristics of the channel should be the CSI in the latest period of time. Typically, the mobile terminal can determine the channel statistical characteristics by using a sliding time window, that is, the mobile terminal performs statistical average on the CSI in a sliding time window to determine a channel statistical characteristic, and the sliding time window should be appropriately selected. Not too big or too small. Specifically, the mobile terminal may update the channel statistics feature every time a new CSI is determined, that is, each frame, for example, the size of the sliding time window is selected as 100 frames. When the mobile terminal determines the current CSI, the mobile terminal according to the current CSI and the The first 99 CSIs stored (100 CSI total) are used to determine the channel statistics. or, The mobile terminal can also update the channel statistics feature in a longer period. For example, the sliding window size is selected as 50, and the mobile terminal can determine the channel statistical characteristics according to the CSI of the first frame to the 50th frame, and according to the 51st frame to the The CSI of 100 frames is used to determine the next channel statistics feature for update, and so on. Alternatively, the mobile terminal may update the channel statistics feature irregularly. Those skilled in the art should be able to think of other specific ways for determining the statistical characteristics of the channel according to the above description, and details are not described herein again.
根据上述优选实施方式, 移动终端还需要将所述信道统计特性通 知给基站以用于基站为导频信号分配功率。 具体地, 如果移动终端采 用周期 (例如以 50个帧为周期) 更新信道统计特性的方式, 则每次 更新信道统计特性后, 移动终端可以将更新的信道统计特性通知给基 站; 或者可以将移动终端更新信道统计特性的周期和滑动时间窗口选 取为不同长度, 例如移动终端以 50个帧为周期更新信道统计特性, 而用于确定信道统计特性的滑动时间窗口的大小选为 100个帧周期。 如果移动终端采用定长滑动时间窗口、 每确定一个新的 CSI时(即每 帧) 即更新信道统计特性的方式, 因为统计平均的作用, 相邻两次更 新的信道统计特性之间的差异将非常微小; 则当第 nl 次更新的信道 统计特性被移动终端通知给基站后, 移动终端可以将此后每次更新的 信道统计特性与第 nl 次更新的信道统计特性进行比较, 如果两者的 差异小于预定程度则移动终端不将更新的信道统计特性通知基站; 直 到其中第 n2次 (n2大于 nl ) 更新的信道统计特性与第 nl次更新的 信道统计特性之间的差异超过了预定程度, 则移动终端将第 n2次更 新的信道统计特性通知给基站, 然后移动终端将其后每次更新的信道 统计特性与第 n2次更新的信道统计特性进行比较, 之后的处理与前 面类似, 不再赘述。  According to the above preferred embodiment, the mobile terminal also needs to inform the base station of the channel statistical characteristics for the base station to allocate power for the pilot signal. Specifically, if the mobile terminal uses a period (for example, a period of 50 frames) to update the channel statistical characteristics, the mobile terminal may notify the base station of the updated channel statistical characteristics after each update of the channel statistical feature; or may move The period and sliding time window of the terminal update channel statistical characteristic are selected to be different lengths. For example, the mobile terminal updates the channel statistical characteristic by 50 frames, and the size of the sliding time window for determining the channel statistical characteristic is selected as 100 frame periods. If the mobile terminal adopts a fixed-length sliding time window and updates the channel statistical characteristics every time a new CSI is determined (ie, every frame), because of the statistical average effect, the difference between the statistical characteristics of the adjacent two updated channels will be Very small; then, when the channel statistical feature of the nthth update is notified to the base station by the mobile terminal, the mobile terminal can compare the channel statistical characteristics of each update afterwards with the channel statistical characteristics of the nth update, if the difference between the two If less than a predetermined degree, the mobile terminal does not notify the base station of the updated channel statistical characteristics; until the difference between the channel statistical characteristic of the nth (n2 is greater than nl) update and the channel statistical characteristic of the nthth update exceeds a predetermined degree, The mobile terminal notifies the base station of the channel statistical characteristics of the nth update, and then the mobile terminal compares the channel statistical characteristics of each subsequent update with the channel statistical characteristics of the nth update, and the subsequent processing is similar to the foregoing, and is not described again. .
相应地, 基站在接收到更新的信道统计特性后, 将根据更新的信 道统计特性来进行其后的导频信号的功率分配。 特别地, 在基站和移 动终端开始通信连接的初始阶段,移动终端还未确定足够多的 CSI用 于确定信道统计特性, 则基站可以初始化的设置信道统计特性用于进 行导频信号功率分配, 典型地, 初始设置的信道统计特性可以对应于 一个独立衰落信道, 则相应地, 基站初始化地为 pl、 p2、 p3、 p4分 配相等的功率。 Correspondingly, after receiving the updated channel statistical characteristics, the base station performs power allocation of the subsequent pilot signals according to the updated channel statistical characteristics. In particular, in the initial stage when the base station and the mobile terminal start the communication connection, the mobile terminal has not determined enough CSI to determine the channel statistical characteristics, and the set channel statistics feature that the base station can initialize is used for pilot signal power allocation, typically Ground, the initially set channel statistics feature can correspond to An independent fading channel, correspondingly, the base station initially allocates equal power for pl, p2, p3, p4.
上面结合图 1、 图 2描述了本发明的第一方面和第二方面的多个 实施例, 根据上述实施例, 基站和移动终端之间的信道特性测试的精 确度将得到优化, 从而得以改善系统性能。 .  The first aspect and the second aspect of the present invention are described above with reference to FIGS. 1 and 2. According to the above embodiment, the accuracy of the channel characteristic test between the base station and the mobile terminal is optimized, thereby being improved. System performance. .
本领域技术人员应能理解, 一般地, 发射功率较大的导频信号对 于信道特性测试的贡献也比较大, 发射功率较小的导频信号对于信道 特性测试的贡献也比较小。对于那些对信道特性测试贡献非常小的导 频信号, 将其占用的时频资源用于改传数据将可能提高系统的总体性 能。 根据上述实施例的一个优选变化例, 在步骤 S102之后, 基站还 将执行其他步骤。  It should be understood by those skilled in the art that, in general, a pilot signal having a large transmission power contributes a large amount to a channel characteristic test, and a pilot signal having a small transmission power contributes less to a channel characteristic test. For pilot signals that contribute very little to the channel characteristics test, using the time-frequency resources it occupies to retransmit the data will likely improve the overall performance of the system. According to a preferred variant of the above embodiment, after step S102, the base station will also perform other steps.
在步骤 S103 中, 基站将根据信道统计特性与同一导频序列中分 别对应于多个发射方向的多个导频信号的发射功率来估计将所述多 个导频信号中发射功率较小的一个或多个导频信号替换成数据信号 所带来的性能损失和性能收益。 具体地, 导频信号 pl、 p2、 p3、 p4 各自对应的发射功率分别为 P,、 P2、 P3、 P4, 且有 P^P^P^P^ 根据 一种优选实施方式, 基站将首先估计将 p4替换成数据信号带来的性 能损失和性能收益, 然后估计将 p4、 p3替换成数据信号带来的性能 损失和性能收益, 再然后估计将 p4、 p3、 p2替换成数据信号带来的 性能损失和性能收益, 再然后估计将 p4、 p3、 p2、 pi 替换成数据信 号带来的性能损失和性能收益, 这里的估计可以采用根据统计数据得 到的经验公式。 一般地, 将发射功率较大的导频信号替换成数据信号 必将导致系统总体性能的下降, 因此, 可以仅对发射功率或者发射功 率对导频信号总功率的比值小于一个预定值的一个或多个导频信号 进行上述估计, 该预定值可以根据经验数据合理设定, 以避免过多不 必要的估计造成的系统运算量的增大。 例如, P3和 P4均小于预定值, 则基站可以估计将 p4、 p3替换成数据信号带来的性能损失和性能收 益, 也可以仅估计 p4替换成数据信号带来的性能损失和性能收益, 也可以仅估计 p3替换成数据信号带来的性能损失和性能收益。 在步骤 S104 中, 如果估计出所述发射功率较小的一个或多个导 频信号替换成数据信号所带来的性能收益高于性能损失, 则基站将所 述发射功率较小的一个或多个导频信号替换成数据信号。 In step S103, the base station estimates, according to the channel statistical characteristics and the transmit powers of the plurality of pilot signals respectively corresponding to the plurality of transmit directions in the same pilot sequence, one of the plurality of pilot signals having a smaller transmit power. The performance loss and performance gain caused by the replacement of multiple pilot signals with data signals. Specifically, the respective transmit powers of the pilot signals pl, p2, p3, and p4 are respectively P, P 2 , P 3 , and P 4 , and there are P^P^P^P^ according to a preferred embodiment, the base station It will first estimate the performance loss and performance benefit of replacing p4 with the data signal, then estimate the performance loss and performance benefit of replacing p4, p3 with the data signal, and then estimate to replace p4, p3, p2 with the data signal. The resulting performance loss and performance gains are then estimated by replacing p4, p3, p2, pi with performance loss and performance gains from the data signal. The estimates here can be based on empirical formulas derived from statistical data. In general, replacing a pilot signal with a large transmit power into a data signal will inevitably result in a decrease in the overall performance of the system. Therefore, only one of the transmit power or the ratio of the transmit power to the total power of the pilot signal may be less than a predetermined value or The plurality of pilot signals are subjected to the above estimation, and the predetermined value can be reasonably set according to empirical data to avoid an increase in the amount of system operation caused by excessive unnecessary estimation. For example, if both P 3 and P 4 are smaller than a predetermined value, the base station can estimate the performance loss and performance benefit caused by replacing p4 and p3 with the data signal, and can also estimate only the performance loss and performance benefit caused by replacing p4 with the data signal. It is also possible to estimate only the performance loss and performance benefit of replacing p3 with data signals. In step S104, if it is estimated that the performance gain caused by replacing the one or more pilot signals with the smaller transmit power into the data signal is higher than the performance loss, the base station transmits the one or more of the transmit powers to be smaller. The pilot signals are replaced with data signals.
相应地, 在步骤 S105 中, 基站还需要将用于替换所述发射功率 较小的一个或多个导频信号的数据信号所对应的时频资源和 /或发射 功率通知移动终端。  Correspondingly, in step S105, the base station further needs to notify the mobile terminal of the time-frequency resource and/or the transmit power corresponding to the data signal for replacing the one or more pilot signals with the smaller transmit power.
相应地, 移动终端将根据接收到的导频信号和其对应的发射功率 以及在导频序列中的排列顺序来确定 CSI。 例如, 基站发射导频信号 pl、 p2而将导频信号 p3、 p4替换成数据, 则移动终端将根据接收到 的 pl、 p2和其对应的 P,、 P2以及其在导频序列中的排列顺序来确定 CSI。 优选地, 移动终端可以将导频信号 p3、 p4的接收功率设置为 0, 然后将接收到的 pl、 p2和 p3、 p4所对应的接收功率设置为 0的两个 空信号按照在导频序列中的排列顺序组合成接收到的导频序列, 然后 移动终端可以根据该接收到的导频序列和其中各信号对应的发射功 率 P,、 P2、 P3、 P4来确定 CSI。 经过上述处理, 导频信号 p3、 p4所占 用的时频资源被用于改传数据, 系统信道特性测试的精确度下降非常 有限, 而系统吞吐量得以提升, 从而使得系统总体性能得以提高。 Accordingly, the mobile terminal will determine the CSI based on the received pilot signals and their corresponding transmit powers and the order in which they are arranged in the pilot sequence. For example, if the base station transmits the pilot signals pl, p2 and replaces the pilot signals p3, p4 with data, the mobile terminal will according to the received pl, p2 and its corresponding P, P 2 and its in the pilot sequence. Sort the order to determine the CSI. Preferably, the mobile terminal may set the received power of the pilot signals p3, p4 to 0, and then set the two null signals whose received powers corresponding to pl, p2 and p3, p4 are set to 0 according to the pilot sequence. The arrangement order in the combination is combined into the received pilot sequence, and then the mobile terminal can determine the CSI according to the received pilot sequence and the transmission powers P, P 2 , P 3 , P 4 corresponding to the respective signals therein. After the above processing, the time-frequency resources occupied by the pilot signals p3 and p4 are used to retransmit the data, the accuracy of the system channel characteristic test is very limited, and the system throughput is improved, thereby improving the overall performance of the system.
本领域技术人员应能理解, 上面的描述中虽然仅以发射机对应于 基站而接收机对应于移动终端为例, 但 MIMO 系统中的基站、 中继 站和移动终端均可以作为发射机或接收机。 作为通信双方的发射机和 接收机可以对应于移动终端和基站、 或者可以对应于基站和中继站、 或者可以对应于移动终端和中继站、 或者还可以对应于中继站和中继 站。  It should be understood by those skilled in the art that although the above description only refers to the case where the transmitter corresponds to the base station and the receiver corresponds to the mobile terminal, the base station, the relay station and the mobile terminal in the MIMO system can be used as the transmitter or the receiver. The transmitter and receiver as both communicating parties may correspond to the mobile terminal and the base station, or may correspond to the base station and the relay station, or may correspond to the mobile terminal and the relay station, or may also correspond to the relay station and the relay station.
图 3为根据本发明的一个具体实施例的在 MIMO系统的发射机中 用于与接收机进行通信的发射端处理装置。 如图 3所示, 发射端处理 装置 301 包括信道统计特性获取装置 3011、 导频分配装置 3012、 第 一估计装置 3013、数据替换装置 3014和导频相关信息通知装置 3015。 根据本发明的不同实施例, 发射端处理装置 301可以包括上述装置中 的部分或全部, 且还可能包括其他装置。 图 4为根据本发明的一个具体实施例的在 MIMO系统的接收机中 用于与发射机进行通信的接收端处理装置。 如图 4所示, 接收端处理 装置 401 包括导频相关信息获取装置 4011、 信号接收装置 4012、 信 道状态信息确定装置 4013、 信道统计特性确定装置 4014和信道统计 特性通知装置 4015。 根据本发明的不同实施例, 接收端处理装置 401 可以包括上述装置中的部分或全部, 且还可能包括其他装置。 3 is a transmitter processing apparatus for communicating with a receiver in a transmitter of a MIMO system in accordance with an embodiment of the present invention. As shown in FIG. 3, the transmitting end processing means 301 includes a channel statistical characteristic obtaining means 3011, a pilot allocating means 3012, a first estimating means 3013, a data replacing means 3014, and a pilot related information notifying means 3015. According to various embodiments of the present invention, the transmitting end processing device 301 may include some or all of the above devices, and may also include other devices. 4 is a receiver processing apparatus for communicating with a transmitter in a receiver of a MIMO system in accordance with an embodiment of the present invention. As shown in FIG. 4, the receiving end processing means 401 includes a pilot related information acquiring means 4011, a signal receiving means 4012, a channel state information determining means 4013, a channel statistical characteristic determining means 4014, and a channel statistical characteristic notifying means 4015. According to various embodiments of the present invention, the receiving end processing device 401 may include some or all of the above devices, and may also include other devices.
以下将结合图 3、图 4对本发明的第三方面和第四方面加以说明。 本领域技术人员应能理解, MIMO系统中基站、 中继站和移动终端均 可作为发射机或接收机。 不失一般性地, 以下将以发射机对应于基站 而接收机对应于移动终端为例来进行说明, 则发射端处理装置 301位 于基站之中, 而接收端处理装置 401位于移动终端之中。  The third and fourth aspects of the present invention will be described below with reference to Figs. 3 and 4. Those skilled in the art will appreciate that base stations, relay stations, and mobile terminals in a MIMO system can function as a transmitter or receiver. Without loss of generality, the following description will be made taking the case where the transmitter corresponds to the base station and the receiver corresponds to the mobile terminal. The transmitting end processing device 301 is located in the base station, and the receiving end processing device 401 is located in the mobile terminal.
在基站一侧:  On the side of the base station:
首先, 基站将由其统计信息获取装置 3011 来获取其与接收机之 间的多个传输信道的信道统计特性。 这里所说的基站配备有多个天 线, 移动终端配备有一个或多个天线。 基站获取其与移动终端之间的 多个传输信道的信道统计特性的具体实施方式包括:  First, the base station will acquire the channel statistical characteristics of a plurality of transport channels between it and the receiver by its statistical information acquiring means 3011. The base station referred to herein is equipped with a plurality of antennas, and the mobile terminal is equipped with one or more antennas. A specific implementation manner in which a base station acquires channel statistics characteristics of multiple transport channels between the base station and the mobile terminal includes:
1 ) 基站发送导频信号或数据信号给移动终端, 移动终端根据接 收到的导频信号或数据信号来确定(下行)信道状态信息(CSI ), 移 动终端将 CSI反馈给基站,基站存储一定时间之内的 CSI并据此确定 信道统计特性。  1) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal feeds the CSI to the base station, and the base station stores the time. The CSI within it determines the channel statistics characteristics accordingly.
2 ) 基站发送导频信号或数据信号给移动终端, 移动终端根据接 收到的导频信号或数据信号来确定(下行)信道状态信息(CSI ), 移 动终端存储一定时间之内的 CSI并据此确定信道统计特性,移动终端 将信道统计特性反馈给基站。  2) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal determines (downlink) channel state information (CSI) according to the received pilot signal or data signal, and the mobile terminal stores the CSI within a certain time and according to the The channel statistics feature is determined, and the mobile terminal feeds back the channel statistics characteristics to the base station.
3 ) 基站发送导频信号或数据信号给移动终端, 移动终端将接收 到的导频信号或数据信号的相关参数(例如接收信号强度)反馈给基 站, 基站根据接收到的反馈参数来确定 CSI, 基站存储一定时间之内 的 CSI并据此确定信道统计特性。  3) The base station sends a pilot signal or a data signal to the mobile terminal, and the mobile terminal feeds back the received pilot signal or the related parameter of the data signal (for example, the received signal strength) to the base station, and the base station determines the CSI according to the received feedback parameter. The base station stores CSI within a certain time and determines channel statistical characteristics accordingly.
参考前面关于本发明第一方面和第二方面的描述, 本发明中, 基 站和移动终端之间通过导频信号来进行信道特性测试。 一般地, 信道 统计特性的变化比 CSI的变化要緩慢得多, 因此, 如果由移动终端来 确定信道统计特性并反馈给基站将有可能节省大量用于反馈信息的 信道资源。 换言之, 在本发明的技术方案中, 基站将优选地采用上述 实施方案 2 ) 来获取信道统计特性。 本领域技术人员应能理解, 本发 明中所说的 CSI均是指瞬时 CSI, 且优选地, 本发明中的 CSI应是完 整 CSI。 Referring to the foregoing description of the first aspect and the second aspect of the invention, in the present invention, A channel characteristic test is performed between the station and the mobile terminal by using a pilot signal. In general, the change in channel statistical characteristics is much slower than the change in CSI. Therefore, if the channel statistical characteristics are determined by the mobile terminal and fed back to the base station, it will be possible to save a large amount of channel resources for feedback information. In other words, in the technical solution of the present invention, the base station will preferably adopt the above embodiment 2) to acquire channel statistical characteristics. It should be understood by those skilled in the art that the CSI referred to in the present invention refers to instantaneous CSI, and preferably, the CSI in the present invention should be a complete CSI.
在由统计信息获取装置 3011 获取了信道统计特性之后, 基站将 由其导频分配装置 3012根据信道统计特性确定多个发射方向, 并确 定同一导频序列中分别对应于多个发射方向的多个导频信号的发射 功率以及排列顺序。  After the channel statistics feature is acquired by the statistical information acquiring device 3011, the base station will determine a plurality of transmission directions by the pilot allocating device 3012 according to the channel statistical characteristics, and determine a plurality of guides corresponding to the plurality of transmitting directions in the same pilot sequence. The transmit power of the frequency signal and the order of the sequences.
参考文献 1的内容, MIMO系统中输入输出之间的关系可以表示 ^J Y = HX + N ', 根据虚拟信道表示法 (VCR ), 其中的信道传输矩阵可 以表示为 Η = ί^ Η ® Μ)υτ。 具体地, 在本发明中, 当基站获取了其与 移动终端之间的信道统计特性, 其可以 居信道统计特性来相应地确 定^、 ^和 Μ。 根据文献 1的研究结果, 在某些标准(最小均方差或 最大条件互信息)下, 用于最优化信道特性测试精度的最优导频结构 是一个导频序列, 该导频序列的(符号 )长度与发射天线的数量(Ντ ) 相等, 而该导频序列中的各导频信号(符号)的发射方向分别对应于 t/的各列。 在本发明中, 基站可以根据信道统计特性, 更具体地根据 υτ , 来确定多个发射方向, 并确定同一导频序列中分别对应于多个发 射方向的多个导频信号的发射功率以及排列顺序。 In the content of reference 1, the relationship between input and output in a MIMO system can represent ^JY = HX + N ', according to a virtual channel representation (VCR), where the channel transfer matrix can be expressed as Η = ί^ Η ® Μ) υ τ . Specifically, in the present invention, when the base station acquires the channel statistical characteristics between it and the mobile terminal, it can determine the ^, ^, and 相应 correspondingly according to the channel statistical characteristics. According to the research results of Document 1, under certain criteria (minimum mean square error or maximum condition mutual information), the optimal pilot structure used to optimize the channel characteristic test accuracy is a pilot sequence, the pilot sequence (symbol The length is equal to the number of transmit antennas (Ν τ ), and the transmit directions of the pilot signals (symbols) in the pilot sequence correspond to the columns of t/, respectively. In the present invention, the base station according to the statistical properties of the channel, and more particularly according υ τ, determining a plurality of transmit directions, a plurality of guide and determine the transmit power of the same pilot sequences respectively corresponding to a plurality of pilot signal radiation direction and Order.
具体地, 本发明中, 导频分配装置 3012对同一导频序列中分别 对应于多个发射方向的多个导频信号的发射功率可以优选地采用以 下方式分配:  Specifically, in the present invention, the pilot allocation means 3012 may preferably allocate the transmission powers of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence in the following manner:
1 )对于独立衰落信道, 导频分配装置 3012为分别对应于多个发 射方向的多个导频信号平均分配功率。  1) For the independent fading channel, the pilot allocating means 3012 equally distributes power for a plurality of pilot signals respectively corresponding to a plurality of transmission directions.
2 )低信噪比 (SNR ) 情况下, 导频分配装置 3012将所有导频功 率全部分配给导频序列中的一个导频信号, 该导频信号在导频序列中 71 的排列序数可以采用以下方式确定。 令 2) In the case of low signal to noise ratio (SNR), the pilot allocating means 3012 allocates all pilot powers to one pilot signal in the pilot sequence, the pilot signal being in the pilot sequence The arrangement number of 71 can be determined in the following manner. make
且有 mAnd have m
Figure imgf000020_0001
Figure imgf000020_0001
在最大条件互信息和最小均方差两种标准下, 分配到全部导频功率的导 频信号在导频序列中的排列序数分别对应于/ ¾和^中最大值的索引序 Under the two conditions of maximum condition mutual information and minimum mean square error, the order of the pilot signals allocated to all pilot powers in the pilot sequence respectively correspond to the index order of the maximum values in / 3⁄4 and ^
3 )在多路输入单路输出 (MISO ) 情况下, 即基站配备有多个天 线而移动终端仅配备有 1个天线的情况下, 导频分配装置 3012对同 一导频序列中分别对应于多个发射方向的多个导频信号的发射功率 的分配对应于下式:3) In the case of multiple input single output (MISO), that is, when the base station is equipped with multiple antennas and the mobile terminal is only equipped with one antenna, the pilot allocation device 3012 corresponds to the same pilot sequence respectively. The allocation of the transmission power of a plurality of pilot signals in the transmission direction corresponds to the following equation:
Figure imgf000020_0002
Figure imgf000020_0002
上式通常被称为注水算法, 其中, Pi对应于分配给对应于第 i个方向 的导频信号的发射功率, Pttal对应于导频信号的总功率, 人;对应于信 道协方差矩阵的第 i个本征值, 而(z)+表示在 z和 0之间取较大值。 The above formula is generally referred to as a water injection algorithm, in which Pi corresponds to the transmission power, P t , assigned to the pilot signal corresponding to the i-th direction. Tal corresponds to the total power of the pilot signal, human; corresponds to the ith eigenvalue of the channel covariance matrix, and (z)+ represents a larger value between z and 0.
上述三种情况下所采用的各导频信号的功率分配方式均为最优 方式, 实际系统中可以采用一些简化的次优方式。  The power allocation modes of the pilot signals used in the above three cases are all optimal, and some simplified suboptimal methods can be adopted in the actual system.
具体地, 以一个采用 OFDM技术的 2 χ 1的 MISO系统为例, 即 基站配备有 2个天线而移动终端配备有 1个天线, 该 MISO系统频域 平坦衰落、 时域块衰落、 空间特性相关, 其输入输出之间的关系可以 表示为 γ = /ίχ + Ν。该 MISO系统中优选的导频序列应该是一个 2信号 (符号)的导频序列, 这 2个导频信号分别标记为 pi、 p2, 其各自对 应的发射功率分别为 P,、 P2。 这两个导频信号既可以对应于同一时隙 的不同子载波, 也可以对应于不同时隙的同一子载波, 还可以对应于 不同时隙的不同子载波, 只要这两个导频信号对应的时频资源(时频 点)具有相似的传输特性即可。 一般地, 一个用于传输数据的时频块 所对应的无线信道可以满足频域平坦衰落、 时域块衰落的特性, 因而 该时频块中的各时频点具有相似的传输特性。 换言之, 本发明中导频 序列中各导频信号的分配对于导频图案 ( pilot pattern ) 的设计没有特 殊的要求, 也即本发明中对一个导频序列中的各导频信号的分配可以 与现有的各种导频图案设计方案相结合。 Specifically, taking a 2 χ 1 MISO system using OFDM technology as an example, that is, the base station is equipped with two antennas and the mobile terminal is equipped with one antenna, and the MISO system has frequency domain flat fading, time domain block fading, and spatial characteristic correlation. The relationship between its input and output can be expressed as γ = /ίχ + Ν. The preferred pilot sequence in the MISO system should be a 2-signal (symbol) pilot sequence, and the two pilot signals are labeled pi, p2, respectively, and their respective transmit powers are P, P 2 , respectively. The two pilot signals may correspond to different subcarriers of the same time slot, may also correspond to the same subcarrier of different time slots, and may also correspond to different subcarriers of different time slots, as long as the two pilot signals correspond to The time-frequency resources (time-frequency points) have similar transmission characteristics. Generally, a radio channel corresponding to a time-frequency block for transmitting data can satisfy the characteristics of frequency domain flat fading and time domain block fading, and thus each time-frequency point in the time-frequency block has similar transmission characteristics. In other words, the pilot in the present invention The allocation of each pilot signal in the sequence has no special requirement for the design of the pilot pattern, that is, the allocation of each pilot signal in one pilot sequence in the present invention can be combined with existing pilots. The pattern design scheme is combined.
根据前面描述的内容, 导频分配装置 3012将采用上述注水算法 来为导频信号 pl、 p2分配其各自对应的发射功率 P,、 P2。 该 MISO 系统的信道协方差矩阵的第一个本征值为 λ , , 第二个本征值为 λ 2, 两者均为非负实数, 且人,大于 λ 2。 图 6为根据本发明的一个具体实 施例在不同信噪比条件下对应于不同发射方向的导频信号功率分配 的示意图。 如图 6所示, 对于一个确定的信道相关矩阵, 不同发射方 向上分配的功率随着信噪比而变化。 在信噪比很高的情况下, 所有发 射方向上分配的功率几乎是均等的。 在信噪比很低的情况下, 所有功 率均分配到 "最强" 的那个发射方向上, 即所有导频信号功率分配给 p i , 而 p2对应的 P2为 0。 在信噪比一般的情况下, 较强的波束分配 到较高的功率, 而较弱的波束分配到很少的功率, 亦即 大于 P2Based on the foregoing description, pilot allocation device 3012 will employ the water injection algorithm described above to assign its respective corresponding transmit power P, P 2 to pilot signals pl, p2. The first eigenvalue of the channel covariance matrix of the MISO system is λ, and the second eigenvalue is λ 2 , both of which are non-negative real numbers, and the person is greater than λ 2 . 6 is a schematic diagram of pilot signal power allocation corresponding to different transmission directions under different signal to noise ratio conditions, in accordance with an embodiment of the present invention. As shown in FIG. 6, for a certain channel correlation matrix, the power allocated in different transmission directions varies with the signal to noise ratio. In the case of a high signal-to-noise ratio, the power distributed in all directions of transmission is almost equal. In the case of very low SNR, all the power is assigned to the "strongest" in the emission direction, i.e., all the power is allocated to pilot signals pi, p2 and P 2 corresponding to 0. In the case of a general signal-to-noise ratio, a stronger beam is allocated to higher power, while a weaker beam is allocated to less power, that is, greater than P 2 .
在导频分配装置 3012确定了多个发射方向, 并确定了同一导频 序列中分别对应于多个发射方向的多个导频信号的发射功率以及排 列顺序之后, 基站由其导频相关信息通知装置 3015将同一导频序列 中分别对应于多个发射方向上的导频信号所对应的时频资源、发射功 率和排列顺序通知移动终端。 仍以上述的 2 χ 1 的 MISO系统为例, 一个导频序列对应于 2个导频信号 p l、 p2, 在确定了各导频信号所对 应的时频资源、 发射功率以及在该导频序列中的排列顺序后, 导频相 关信息通知装置 3015将把这些有关的信息通知给移动终端。 具体地, 在数字通信系统中, 上述这些有关导频信号的信息都可以用相应的代 码段来表示。 例如, 由 2个时频资源代码段分别指示 pl、 p2所对应 的时频资源; 对功率级别进行数字量化, 由 2个发射功率代码段分别 指示 p l、 p2所对应的发射功率 P2; 由 2个排列顺序代码段分别 指示 p l、 p2所对应的在导频序列中的排列顺序, 典型地, 2个排列顺 序代码段可以分别取值为 00、 01。 本领域技术人员应能理解, 上述这 些有关于导频信号的信息可以经由一个消息通知给移动终端, 也可以 经由多个消息通知给移动终端。 After the pilot allocation device 3012 determines a plurality of transmission directions, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence, the base station is notified by its pilot related information. The device 3015 notifies the mobile terminal of the time-frequency resources, the transmission power, and the arrangement order corresponding to the pilot signals in the plurality of transmission directions in the same pilot sequence. Still taking the above 2 χ 1 MISO system as an example, one pilot sequence corresponds to two pilot signals pl, p2, and the time-frequency resources, the transmit power, and the pilot sequence corresponding to each pilot signal are determined. After the arrangement order in the middle, the pilot related information notifying means 3015 will notify the mobile terminal of the related information. Specifically, in the digital communication system, the above information about the pilot signals can be represented by corresponding code segments. For example, the time-frequency resources corresponding to pl and p2 are respectively indicated by two time-frequency resource code segments; the power level is digitally quantized, and the two transmit power code segments respectively indicate the transmit power P 2 corresponding to pl and p2; The two sequential code segments respectively indicate the order in which the pl and p2 are arranged in the pilot sequence. Typically, the two sequence code segments can take values of 00 and 01, respectively. Those skilled in the art should understand that the above information about the pilot signal may be notified to the mobile terminal via a message, or The mobile terminal is notified via a plurality of messages.
在移动终端一侧:  On the mobile terminal side:
移动终端中的导频相关信息获取装置 4011 将由来自基站的接收 信号中获取所述基站的同一导频序列中的多个导频信号所对应的时 频资源和发射功率以及在所述导频序列中的排列顺序。 具体地, 以上 述包括导频信号 pl、 p2导频序列为例, 移动终端可以从接收信号中 识别出 pl、 p2所各自对应的时频资源代码段、 发射功率代码段和排 列顺序代码段, 从而获知 pl、 p2所各自对应的时频资源、 发射功率 和在导频序列中的排列顺序。  The pilot related information acquiring unit 4011 in the mobile terminal acquires time-frequency resources and transmit power corresponding to the plurality of pilot signals in the same pilot sequence of the base station, and the pilot sequence in the received signal from the base station. The order in which they are arranged. Specifically, taking the pilot sequence including the pilot signals pl and p2 as an example, the mobile terminal may identify a time-frequency resource code segment, a transmit power code segment, and an arrangement sequence code segment corresponding to each of pl and p2 from the received signal. Therefore, the time-frequency resources, the transmission power, and the order of arrangement in the pilot sequence corresponding to each of pl and p2 are known.
然后, 移动终端将由其信号接收装置 4012在所述时频资源接收 所述导频信号。 具体地, 信号接收装置 4012将在 pi、 p2所各自对应 的时频资源上接收到的信号当作接收到的导频信号 pl、 p2。  The mobile terminal will then receive the pilot signal at its time-frequency resource by its signal receiving device 4012. Specifically, the signal receiving device 4012 regards the signals received on the respective time-frequency resources corresponding to pi and p2 as the received pilot signals pl, p2.
在信号接收装置 4012在所述时频资源接收所述导频信号之后,, 移动终端将由其信道状态信息确定装置 4013根据所接收到的导频信 号和所获取的导频信号所对应的发射功率以及在所述导频序列中的 排列顺序来确定 CSI。 具体地, 信道状态信息确定装置 4013根据接 收到的导频信号所对应的排列顺序和所接收到的导频信号 pl、 p2来 组合成接收到的导频序列, 并根据接收到的导频序列和其中 pl、 p2 所各自对应的发射功率来确定 CSI, 该 CSI用于指示所述基站和所述 移动终端之间多个传输信道的特性。  After the signal receiving device 4012 receives the pilot signal from the time-frequency resource, the mobile terminal will determine, by its channel state information determining device 4013, the transmit power corresponding to the received pilot signal and the acquired pilot signal. And the order of arrangement in the pilot sequence to determine CSI. Specifically, the channel state information determining means 4013 combines the received pilot sequences according to the arrangement order corresponding to the received pilot signals and the received pilot signals pl, p2, and according to the received pilot sequences. The CSI is determined by a respective transmit power corresponding to pl, p2, where the CSI is used to indicate characteristics of a plurality of transport channels between the base station and the mobile terminal.
根据本发明的一个优选实施方式, 移动终端将由其信道统计特性 确定装置 4014根据当前 CSI与之前预定时间内的多个 CSI来确定信 道统计特性。 现在的各种通信标准中, 通常都定义了一定的帧周期, 典型地, 移动终端可以以每一帧为周期来计算 CSI, 并根据一预定时 间内的 CSI进行统计平均来确定信道统计特性。本领域技术人员应能 理解, 这里所述的信道统计特性是指最近一段时间内的信道统计特 性, 用于确定信道统计特性的 CSI应该是最近一段时间内的 CSI。 典 型地, 移动终端可以采用一种滑动时间窗口的方式来确定信道统计特 性, 即, 移动终端对一个滑动时间窗口内的 CSI进^"统计平均以确定 信道统计特性, 该滑动时间窗口应合适地选取, 不宜过大或过小。 具 体地, 移动终端可以每确定一个新的 CSI时(即每帧)更新信道统计 特性, 例如, 滑动时间窗口的大小选为 100帧, 当移动终端确定当前 CSI时, 移动终端根据当前 CSI和所存储的之前 99个 CSI (共 100个 CSI ) 来确定信道统计特性。 或者, 移动终端也可以以较长周期来更 新信道统计特性, 例如, 滑动窗口大小选为 50, 移动终端可以根据第 1帧至第 50桢的 CSI来确定一次信道统计特性, 并根据第 51帧至第 100帧的 CSI来确定下一次的信道统计特性用于更新,以下依此类推。 又或者, 移动终端可以不定期地更新信道统计特性。 本领域技术人员 应能根据上述描述想到更多其他用于确定信道统计特性的具体方式, 在此不再赘述。 According to a preferred embodiment of the present invention, the mobile terminal will determine the channel statistical characteristics by its channel statistical characteristic determining means 4014 based on the current CSI and a plurality of CSIs in the previous predetermined time. In various communication standards, a certain frame period is usually defined. Typically, the mobile terminal can calculate CSI in each frame period and perform statistical average on CSI in a predetermined time to determine channel statistics. Those skilled in the art should understand that the channel statistical characteristics described herein refer to channel statistical characteristics in the latest period of time, and the CSI used to determine the statistical characteristics of the channel should be the CSI in the latest period of time. Typically, the mobile terminal can determine the channel statistical characteristics by means of a sliding time window, that is, the mobile terminal performs a statistical average on the CSI within a sliding time window to determine Channel statistical characteristics, the sliding time window should be properly selected, not too large or too small. Specifically, the mobile terminal may update the channel statistics feature every time a new CSI is determined, that is, each frame, for example, the size of the sliding time window is selected as 100 frames. When the mobile terminal determines the current CSI, the mobile terminal according to the current CSI and the The first 99 CSIs stored (100 CSI total) are used to determine the channel statistics. Alternatively, the mobile terminal may also update the channel statistics feature in a longer period. For example, the sliding window size is selected as 50, and the mobile terminal may determine the channel statistics according to the CSI of the first frame to the 50th frame, and according to the 51st frame. The CSI to the 100th frame is used to determine the next channel statistic for updating, and so on. Alternatively, the mobile terminal may update the channel statistics feature irregularly. Those skilled in the art should be able to think of other specific ways for determining the statistical characteristics of the channel according to the above description, and details are not described herein again.
根据上述优选实施方式, 移动终端还需要由其信道统计特性通知 装置 4015将所述信道统计特性通知给基站以用于基站为导频信号分 配功率。 具体地, 如果移动终端采用周期 (例如以 50个帧为周期) 更新信道统计特性的方式, 则每次更新信道统计特性后, 移动终端可 以将更新的信道统计特性通知给基站; 或者可以将移动终端更新信道 统计特性的周期和滑动时间窗口选取为不同长度,例如移动终端以 50 个帧为周期更新信道统计特性, 而用于确定信道统计特性的滑动时间 窗口的大小选为 100个帧周期。如果移动终端采用定长滑动时间窗口、 每确定一个新的 CSI时(即每桢)即更新信道统计特性的方式, 因为 统计平均的作用, 相邻两次更新的信道统计特性之间的差异将非常微 小; 则当第 nl 次更新的信道统计特性被移动终端通知给基站后, 移 动终端可以将此后每次更新的信道统计特性与第 nl 次更新的信道统 计特性进行比较, 如果两者的差异小于预定程度则移动终端不将更新 的信道统计特性通知基站; 直到其中第 n2次( n2大于 nl )更新的信 道统计特性与第 nl 次更新的信道统计特性之间的差异超过了预定程 度, 则移动终端将第 n2次更新的信道统计特性通知给基站, 然后移 动终端将其后每次更新的信道统计特性与第 n2次更新的信道统计特 性进行比较, 之后的处理与前面类似, 不再赘述。 1 相应地, 基站由其信道统计特性接收装置 3011 接收到更新的信 道统计特性后, 将根据更新的信道统计特性来进行其后的导频信号的 功率分配。 特别地, 在基站和移动终端开始通信连接的初始阶段, 移 动终端还未确定足够多的 CSI用于确定信道统计特性, 则基站可以由 其信道统计特性获取装置 3011 初始化的设置信道统计特性用于进行 导频信号功率分配, 典型地, 初始设置的信道统计特性可以对应于一 个独立衰落信道, 则相应地, 导频分配装置 3012初始化地为 pl、 p2 分配相等的功率。 According to the above preferred embodiment, the mobile terminal also needs to inform the base station of its channel statistical characteristics by its channel statistical characteristic notifying means 4015 for the base station to allocate power for the pilot signal. Specifically, if the mobile terminal uses a period (for example, a period of 50 frames) to update the channel statistical characteristics, the mobile terminal may notify the base station of the updated channel statistical characteristics after each update of the channel statistical feature; or may move The period and sliding time window of the terminal update channel statistical characteristic are selected to be different lengths. For example, the mobile terminal updates the channel statistical characteristic by 50 frames, and the size of the sliding time window for determining the channel statistical characteristic is selected as 100 frame periods. If the mobile terminal adopts a fixed-length sliding time window and updates the channel statistical characteristics every time a new CSI is determined, because of the statistical average effect, the difference between the statistical characteristics of the adjacent two updated channels will be Very small; then, when the channel statistical feature of the nthth update is notified to the base station by the mobile terminal, the mobile terminal can compare the channel statistical characteristics of each update afterwards with the channel statistical characteristics of the nth update, if the difference between the two If less than a predetermined degree, the mobile terminal does not notify the base station of the updated channel statistical characteristics; until the difference between the channel statistical characteristic of the nth (n2 is greater than nl) update and the channel statistical characteristic of the nthth update exceeds a predetermined degree, The mobile terminal notifies the base station of the channel statistical characteristics of the nth update, and then the mobile terminal compares the channel statistical characteristics of each subsequent update with the channel statistical characteristics of the nth update, and the subsequent processing is similar to the foregoing, and is not described again. . 1 Correspondingly, after receiving the updated channel statistical characteristics by the channel statistical characteristic receiving device 3011, the base station performs power allocation of the subsequent pilot signals according to the updated channel statistical characteristics. In particular, in the initial stage when the base station and the mobile terminal start the communication connection, the mobile terminal has not determined enough CSI for determining the channel statistical characteristics, and the base station can use the set channel statistical characteristic initialized by its channel statistical characteristic obtaining means 3011 for Pilot signal power allocation is performed. Typically, the initially set channel statistic characteristics may correspond to an independent fading channel, and accordingly, pilot allocation device 3012 initially allocates equal power for pl, p2.
上面结合图 3、 图 4描述了本发明的第三方面和第四方面的多个 实施例, 根据上述实施例, 基站和移动终端之间的信道特性测试的精 确度将得到优化, 从而得以改善系统性能。  The third aspect and the fourth aspect of the present invention are described above with reference to FIG. 3 and FIG. 4. According to the above embodiment, the accuracy of the channel characteristic test between the base station and the mobile terminal is optimized, thereby being improved. System performance.
本领域技术人员应能理解, 一般地, 发射功率较大的导频信号对 于信道特性测试的贡献也比较大, 发射功率较小的导频信号对于信道 特性测试的贡献也比较小。对于那些对信道特性测试贡献非常小的导 频信号, 将其占用的时频资源用于改传数据将可能提高系统的总体性 能。  It should be understood by those skilled in the art that, in general, a pilot signal having a large transmission power contributes a large amount to a channel characteristic test, and a pilot signal having a small transmission power contributes less to a channel characteristic test. For pilot signals that contribute very little to the channel characteristics test, using the time-frequency resources it occupies to retransmit the data will likely improve the overall performance of the system.
根据上述实施例的一个优选变化例, 基站的发射端处理装置 301 还包括第一估计装置 3013和数据替换装置 3014。  According to a preferred variant of the above embodiment, the transmitting end processing means 301 of the base station further comprises a first estimating means 3013 and a data replacing means 3014.
在导频分配装置 3012根据信道统计特性确定多个发射方向, 并 确定同一导频序列中分别对应于多个发射方向的多个导频信号的发 射功率以及排列顺序之后, 基站将由其第一估计装置 3013根据信道 统计特性与同一导频序列中分别对应于多个发射方向的多个导频信 号的发射功率来估计将所述多个导频信号中发射功率较小的一个或 多个导频信号替换成数据信号所带来的性能损失和性能收益。 具体 地, 仍以上述包括导频信号 pl、 p2的导频序列为例, 导频信号 pl、 p2各自对应的发射功率分别为 P,、 P2, 且有 P,〉P2。 根据一种优选实 施方式, 第一估计装置 3013将首先估计将 p2替换成数据信号带来的 性能损失和性能收益, 然后估计将 p2、 pi 替换成数据信号带来的性 能损失和性能收益, 这里的估计可以采用根据统计数据得到的经验公 式。 一般地, 将发射功率较大的导频信号替换成数据信号必将导致系 统总体性能的下降, 因此, 可以仅对发射功率或者发射功率对导频信 号总功率的比值小于一个预定值的一个或多个导频信号进行上述估 计, 该预定值可以根据经验数据合理设定, 以避免过多不必要的估计 造成的系统运算量的增大。 After the pilot allocation device 3012 determines a plurality of transmission directions according to channel statistical characteristics, and determines transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence, the base station will be estimated by the first The device 3013 estimates one or more pilots that have a smaller transmit power in the multiple pilot signals according to channel statistical characteristics and transmit powers of multiple pilot signals in the same pilot sequence respectively corresponding to multiple transmit directions. The performance loss and performance benefits of replacing the signal with a data signal. Specifically, taking the pilot sequence including the pilot signals pl and p2 as an example, the respective transmit powers of the pilot signals pl and p2 are respectively P, P 2 and P, > P 2 . According to a preferred embodiment, the first estimating means 3013 will first estimate the performance loss and performance benefit brought by replacing p2 with the data signal, and then estimate the performance loss and performance benefit brought by replacing p2, pi with the data signal, here Estimates can be based on empirical data Style. In general, replacing a pilot signal with a large transmit power into a data signal will inevitably result in a decrease in the overall performance of the system. Therefore, only one of the transmit power or the ratio of the transmit power to the total power of the pilot signal may be less than a predetermined value or The plurality of pilot signals are subjected to the above estimation, and the predetermined value can be reasonably set according to empirical data to avoid an increase in the amount of system operation caused by excessive unnecessary estimation.
如果第一估计装置 3013 估计出所述发射功率较小的一个或多个 导频信号替换成数据信号所带来的性能收益高于性能损失, 则基站由 其数据替换装置 3014将所述发射功率较小的一个或多个导频信号替 换成数据信号。 具体地, 如果第一估计装置 3013估计出将 p2替换成 数据信号带来的性能收益高于性能损失, 则数据替换装置 3014将 p2 替换成数据信号。  If the first estimating means 3013 estimates that the performance benefit of replacing the one or more pilot signals with the smaller transmit power into the data signal is higher than the performance loss, the base station transmits the transmit power by its data replacing means 3014. The smaller one or more pilot signals are replaced with data signals. Specifically, if the first estimating means 3013 estimates that the performance benefit of replacing p2 with the data signal is higher than the performance loss, the data replacing means 3014 replaces p2 with the data signal.
相应地, 基站还需要由导频相关信息通知装置 3015 将用于替换 所述发射功率较小的一个或多个导频信号的数据信号所对应的时频 资源和 /或发射功率通知移动终端。具体地,基站中的导频相关信息通 知装置 3015还需要将替换 p2的数据信号所对应的时频资源和 /或发射 功率通知移动终端。  Correspondingly, the base station further needs to notify the mobile terminal by the pilot related information notifying means 3015 to replace the time-frequency resource and/or the transmission power corresponding to the data signal of the one or more pilot signals whose transmission power is small. Specifically, the pilot related information notifying means 3015 in the base station also needs to notify the mobile terminal of the time-frequency resource and/or the transmission power corresponding to the data signal of the replacement p2.
相应地, 移动终端中的信道状态信息确定装置 4013 将根据接收 确定 CSL例如,基站发射导频信号 pi而将导频信号 p2替换成数据。 则移动终端中的导频相关信息获取装置 4011将获取 pi对应的时频资 源和发射功率 P,以及 pi在导频序列中的排列顺序, 而移动终端中的 信号接收装置 4012将根据接收到的 pi和其对应的 P,以及其在导频序 列中的排列顺序来确定 CSI。 优选地, 信道状态信息确定装置 4013 可以将导频信号 p2的接收功率设置为 0, 然后将 p2所对应的接收功 率设置为 0的空信号和接收到的 pi按照在导频序列中的排列顺序组 合成接收到的导频序列, 然后根据该接收到的导频序列和其中各信号 对应的发射功率 P,、 P2来确定 CSI。 经过上述处理, 导频信号 p2所 占用的时频资源被用于改传数据, 系统信道特' \ vi¾ ' j试的精确度下降非 常有限, 而系统吞吐量得以提升, 从而使得系统总体性能得以提高。 本领域技术人员应能理解, 上述各种装置均可以采用各种软件、 硬件以及软硬件结合的方式加以实现, 各种装置之间还可以根据各自 功能的相似性或相关性加以分拆、 合并或组合。 Accordingly, the channel state information determining means 4013 in the mobile terminal will replace the pilot signal p2 with data according to the reception determination CSL, for example, the base station transmits the pilot signal pi. Then, the pilot related information acquiring means 4011 in the mobile terminal acquires the time-frequency resource and the transmission power P corresponding to pi, and the order of arrangement of pi in the pilot sequence, and the signal receiving device 4012 in the mobile terminal will receive the received signal according to the received signal. The pi and its corresponding P, and their order of arrangement in the pilot sequence, determine the CSI. Preferably, the channel state information determining means 4013 may set the received power of the pilot signal p2 to 0, and then set the received power corresponding to p2 to a null signal of 0 and the received pi according to the order of the pilot sequences. The received pilot sequence is synthesized, and then the CSI is determined according to the received pilot sequence and the transmission powers P, P 2 corresponding to the respective signals therein. After the above processing, the time-frequency resources occupied by the pilot signal p2 are used to retransmit the data, and the accuracy of the system channel special '\vi3⁄4' j is very limited, and the system throughput is improved, so that the overall performance of the system can be improved. improve. Those skilled in the art should understand that the above various devices can be implemented by using various software, hardware, and a combination of software and hardware, and various devices can be separated and merged according to the similarity or correlation of respective functions. Or a combination.
以上对本发明的非限定性实施例进行了描述, 但是本发明并不局 限于特定的系统、 设备和具体协议, 本领域内技术人员可以在所附权 利要求的范围内做出各种变形或修改。  The non-limiting embodiments of the present invention have been described above, but the present invention is not limited to the specific systems, equipment, and specific protocols. Those skilled in the art can make various modifications or changes within the scope of the appended claims. .

Claims

权 利 要 求 书 Claim
1.一种在 MIM0系统的发射机中用于与接收机进行通信的方法, 所述方法包括以下步骤: A method for communicating with a receiver in a transmitter of a MIM0 system, the method comprising the steps of:
a. 获取所述发射机中多个发射天线和所述接收机中一个或多个 接收天线之间多个传输信道的信道统计特性;  a. acquiring channel statistical characteristics of a plurality of transmission channels between the plurality of transmit antennas in the transmitter and one or more of the receive antennas;
b. 根据所述信道统计特性确定多个发射方向, 并确定同一导频 序列中分别对应于多个发射方向的多个导频信号的发射功率以及排 列顺序;  b. determining a plurality of transmission directions according to the channel statistical characteristics, and determining transmission powers and arrangement orders of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence;
其中, 该方法还包括:  The method further includes:
1.将所述同一导频序列中分别对应于多个发射方向上的导频信号 所对应的时频资源和所述发射功率和所述排列顺序通知所述接收机。  1. Notifying the receiver of the time-frequency resources corresponding to the pilot signals in the plurality of transmission directions and the transmission power and the arrangement order in the same pilot sequence.
2. 根据权利要求 1 所述的方法, 其特征在于, 所述步骤 b之后 还包括步骤:  2. The method according to claim 1, wherein the step b further comprises the following steps:
c 根据所述信道统计特性与所述同一导频序列中分别对应于多 个发射方向的多个导频信号的发射功率来估计将所述多个导频信号 中发射功率较小的一个或多个导频信号替换成数据信号所带来的性 能损失和性能收益;  And estimating, according to the channel statistical characteristic and the transmit power of the plurality of pilot signals respectively corresponding to the multiple transmit directions in the same pilot sequence, one or more of the transmit powers of the plurality of pilot signals being smaller Replacement of pilot signals with performance loss and performance gains caused by data signals;
d. 如果所述发射功率较小的一个或多个导频信号替换成数据信 号所带来的性能收益高于性能损失, 则将所述发射功率较小的一个或 多个导频信号替换成数据信号;  d. if the performance benefit of replacing the one or more pilot signals with a smaller transmit power into the data signal is higher than the performance loss, replacing the one or more pilot signals with the smaller transmit power with Data signal
其中, 所述步骤 I还包括:  The step I further includes:
将替换所述发射功率较小的一个或多个导频信号的所述数据信 号所对应的时频资源和 /或发射功率通知所述接收机。  The receiver is notified of a time-frequency resource and/or a transmission power corresponding to the data signal of the one or more pilot signals having a smaller transmit power.
3. 根据权利要求 1 或 2所述的方法, 其特征在于, 所述步骤 a 还包括:  The method according to claim 1 or 2, wherein the step a further comprises:
al . 接收来自所述接收机的所述信道统计特性, 其中所述信道统 计特性是根据当前信道状态信息与之前预定时间内的多个信道状态 信息来确定的。 Receiving the channel statistical characteristic from the receiver, wherein the channel statistical characteristic is determined based on current channel state information and a plurality of channel state information in a predetermined time period.
4. 根据权利要求 1 至 3 中任一项所述的方法, 其特征在于, 所 述步骤 b还包括: The method according to any one of claims 1 to 3, wherein the step b further comprises:
bl . 根据所述信道统计特性, 采用注水算法确定所述同一导频序 列中分别对应于多个发射方向的多个导频信号的发射功率。  According to the channel statistical characteristic, a water injection algorithm is used to determine transmission powers of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence.
5. 根据权利要求 1 至 4 中任一项所述的方法, 其特征在于, 所 述步骤 a还包括:  The method according to any one of claims 1 to 4, wherein the step a further comprises:
- 初始化地设置所述信道统计特性。  - Initially set the channel statistics feature.
6. 根据权利要求 1 至 5 中任一项所述的方法, 其特征在于, 所 述发射机包括基站、 中继站或移动终端, 所述接收机包括移动终端、 中继站或基站。  The method according to any one of claims 1 to 5, characterized in that the transmitter comprises a base station, a relay station or a mobile terminal, and the receiver comprises a mobile terminal, a relay station or a base station.
7.—种在 MIMO系统的接收机中用于与发射机进行通信的方法, 所述方法包括: 序列中的多个导频信号所对应的时频资源和发射功率以及在所述导 频序列中的排列顺序;  7. A method for communicating with a transmitter in a receiver of a MIMO system, the method comprising: time-frequency resources and transmit power corresponding to a plurality of pilot signals in a sequence and at the pilot sequence Arrangement order
B. 在所述时频资源接收所述导频信号;  B. receiving, at the time-frequency resource, the pilot signal;
C. 根据所接收到的导频信号和所获取的导频信号所对应的发射 功率以及在所述导频序列中的排列顺序来确定信道状态信息, 所述信 道状态信息用于指示所述发射机和所述接收机之间多个传输信道的 特性。  C. determining channel state information according to the received pilot signal and the transmit power corresponding to the acquired pilot signal and the order of arrangement in the pilot sequence, the channel state information being used to indicate the transmission Characteristics of multiple transport channels between the machine and the receiver.
8. 根据权利要求 7所述的方法, 其特征在于, 所述方法还包括 步骤:  8. The method according to claim 7, wherein the method further comprises the steps of:
i.根据当前信道状态信息与之前预定时间内的多个信道状态信息 来确定信道统计特性。  i. determining channel statistical characteristics based on current channel state information and a plurality of channel state information for a predetermined time.
9. 根据权利要求 7或 8所述的方法, 其特征在于, 所述方法还 包括步骤:  The method according to claim 7 or 8, wherein the method further comprises the steps of:
Γ. 将所述信道统计特性通知所述发射机。  通知. Notifying the transmitter of the channel statistical characteristics.
10. 根据权利要求 7至 9中任一项所述的方法, 其特征在于, 所 述发射机包括基站、 中继站或移动终端, 所述接收机包括移动终端、 中继站或基站。 The method according to any one of claims 7 to 9, wherein the transmitter comprises a base station, a relay station or a mobile terminal, and the receiver comprises a mobile terminal, Relay station or base station.
11.一种在 MIM0系统的发射机中用于与接收机进行通信的发射 端处理装置, 所述发射端处理装置包括:  11. A transmitting end processing device for communicating with a receiver in a transmitter of a MIM0 system, the transmitting end processing device comprising:
信道统计特性获取装置, 用于获取所述发射机中多个发射天线和 所述接收机中一个或多个接收天线之间多个传输信道的信道统计特 性;  Channel statistic feature obtaining means, configured to acquire channel statistic characteristics of a plurality of transmission channels between the plurality of transmitting antennas in the transmitter and one or more receiving antennas in the receiver;
导频分配装置, 用于根据所述信道统计特性确定多个发射方向, 并确定同一导频序列中分别对应于多个发射方向的多个导频信号的 发射功率以及排列结构;  a pilot allocation device, configured to determine a plurality of transmission directions according to the channel statistical characteristics, and determine transmit power and an arrangement structure of the plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence;
其中还包括:  It also includes:
导频相关信息通知装置, 用于将所述同一导频序列中分别对应于 多个发射方向上的导频信号所对应的时频资源和所述发射功率和所 述排列结构通知所述接收机。  a pilot-related information notification apparatus, configured to notify the receiver of a time-frequency resource corresponding to a pilot signal in a plurality of transmission directions and the transmission power and the arrangement structure in the same pilot sequence .
12. 根据权利要求 11 所述的发射端处理装置, 其特征在于, 所 述发射端处理装置还包括:  The transmitting end processing device according to claim 11, wherein the transmitting end processing device further comprises:
第一估计装置, 根据所述信道统计特性与所述同一导频序列中分 别对应于多个发射方向的多个导频信号的发射功率来估计将所述多 个导频信号中发射功率较小的一个或多个导频信号替换成数据信号 所带来的性能损失和性能收益;  The first estimating device estimates, according to the channel statistical characteristic and the transmit power of the plurality of pilot signals respectively corresponding to the multiple transmit directions in the same pilot sequence, that the transmit power in the plurality of pilot signals is small Replacement of one or more pilot signals with performance loss and performance gains caused by data signals;
数据替换装置, 用于如果所述发射功率较小的一个或多个导频信 号替换成数据信号所带来的性能收益高于性能损失, 则将所述发射功 率较小的一个或多个导频信号替换成数据信号;  a data replacement device, configured to: if the performance benefit of replacing the one or more pilot signals with a smaller transmit power into a data signal is higher than a performance loss, the one or more pilots having a smaller transmit power The frequency signal is replaced with a data signal;
其中, 所述导频相关信息通知装置还用于将替换所述发射功率较 小的一个或多个导频信号的所述数据信号所对应的时频资源和 /或发 射功率通知所述接收机。  The pilot related information notification apparatus is further configured to notify the receiver of a time-frequency resource and/or a transmission power corresponding to the data signal of the one or more pilot signals that are smaller than the transmit power. .
13. 根据权利要求 11或 12所述的发射端处理装置,其特征在于, 其中所述信道统计特性获取装置还用于:  The device for processing a transmitting end according to claim 11 or 12, wherein the channel statistical characteristic obtaining device is further configured to:
接收来自所述接收机的所述信道统计特性, 其中所述信道统计特 性是根据当前信道状态信息与之前预定时间内的多个信道状态信息 来确定的。 Receiving the channel statistical characteristic from the receiver, wherein the channel statistical characteristic is based on current channel state information and a plurality of channel state information in a predetermined time period To determine.
14. 根据权利要求 11至 13中任一项所述的发射端处理装置, 其 特征在于, 其中所述导频分配装置还用于:  The transmitting end processing device according to any one of claims 11 to 13, wherein the pilot distributing device is further configured to:
- 根据所述信道统计特性, 采用注水算法确定所述同一导频序列 中分别对应于多个发射方向的多个导频信号的发射功率。  And determining, according to the channel statistical characteristic, a transmit power of a plurality of pilot signals respectively corresponding to the plurality of transmission directions in the same pilot sequence by using a water injection algorithm.
15. 根据权利要求 11至 14中任一项所述的发射端处理装置, 其 特征在于, 其中所述信道统计特性获取装置还用于:  The transmitting end processing device according to any one of claims 11 to 14, wherein the channel statistical characteristic obtaining device is further configured to:
- 初始化地设置所述信道统计特性。  - Initially set the channel statistics feature.
16. 根据权利要求 11至 15中任一项所述的发射端处理装置, 其 特征在于, 所述发射机包括基站、 中继站或移动终端, 所述接收机包 括移动终端、 中继站或基站。  The transmitting end processing apparatus according to any one of claims 11 to 15, wherein the transmitter comprises a base station, a relay station or a mobile terminal, and the receiver comprises a mobile terminal, a relay station or a base station.
17.一种在 MIMO系统的接收机中用于与发射机进行通信的接收 端处理装置, 所述接收端处理装置包括:  17. A receiving end processing device for communicating with a transmitter in a receiver of a MIMO system, the receiving end processing device comprising:
导频相关信息获取装置, 用于由来自所述发射机的接收信号中获 取所述发射机的同一导频序列中的多个导频信号所对应的时频资源 和发射功率以及在所述导频序列中的排列顺序;  a pilot-related information acquiring apparatus, configured to acquire time-frequency resources and transmit power corresponding to a plurality of pilot signals in the same pilot sequence of the transmitter by a received signal from the transmitter, and in the guide The order of the sequences in the frequency sequence;
信号接收装置, 用于在所述时频资源接收所述导频信号; 信道状态信息确定装置, 用于根据所接收到的导频信号和所获取 确定信道状态信息, 所述信道状态信息用于指示所述发射机和所述接 收机之间多个传输信道的特性。  a signal receiving device, configured to receive the pilot signal at the time-frequency resource; and channel state information determining means, configured to use, according to the received pilot signal and the acquired determined channel state information, the channel state information is used A characteristic of a plurality of transmission channels between the transmitter and the receiver is indicated.
18. 根据权利要求 17 所述的接收端处理装置, 其特征在于, 所 述接收端处理装置还包括:  The receiving end processing device according to claim 17, wherein the receiving end processing device further comprises:
信道统计特性确定装置, 用于根据当前信道状态信息与之前预定 时间内的多个信道状态信息来确定信道统计特性。  The channel statistics characteristic determining means is configured to determine channel statistical characteristics based on the current channel state information and the plurality of channel state information in the previous predetermined time.
19.根据权利要求 17或 18所述的接收端处理装置,其特征在于, 所述接收端处理装置还包括:  The receiving end processing device according to claim 17 or 18, wherein the receiving end processing device further comprises:
信道统计特性通知装置, 用于将所述信道统计特性通知所述发射 机。 And a channel statistics characteristic notifying means, configured to notify the transmitter of the channel statistical characteristic.
20. 根据权利要求 17至 19中任一项所述的接收端处理装置, 其 特征在于, 所述发射机包括基站、 中继站或移动终端, 所述接收机包 括移动终端、 中继站或基站。 The receiving end processing apparatus according to any one of claims 17 to 19, wherein the transmitter comprises a base station, a relay station or a mobile terminal, and the receiver comprises a mobile terminal, a relay station or a base station.
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