WO2008110747A1 - Phthalocvanines and their use in ink-jet printing - Google Patents

Phthalocvanines and their use in ink-jet printing Download PDF

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Publication number
WO2008110747A1
WO2008110747A1 PCT/GB2008/000743 GB2008000743W WO2008110747A1 WO 2008110747 A1 WO2008110747 A1 WO 2008110747A1 GB 2008000743 W GB2008000743 W GB 2008000743W WO 2008110747 A1 WO2008110747 A1 WO 2008110747A1
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Prior art keywords
optionally substituted
alkyl
formula
group
salts
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PCT/GB2008/000743
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French (fr)
Inventor
Neil James Thompson
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Fujifilm Imaging Colorants Limited
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Priority to GB0914159A priority Critical patent/GB2459596A/en
Publication of WO2008110747A1 publication Critical patent/WO2008110747A1/en

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    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09BORGANIC DYES OR CLOSELY-RELATED COMPOUNDS FOR PRODUCING DYES, e.g. PIGMENTS; MORDANTS; LAKES
    • C09B47/00Porphines; Azaporphines
    • C09B47/04Phthalocyanines abbreviation: Pc
    • C09B47/06Preparation from carboxylic acids or derivatives thereof, e.g. anhydrides, amides, mononitriles, phthalimide, o-cyanobenzamide
    • C09B47/067Preparation from carboxylic acids or derivatives thereof, e.g. anhydrides, amides, mononitriles, phthalimide, o-cyanobenzamide from phthalodinitriles naphthalenedinitriles, aromatic dinitriles prepared in situ, hydrogenated phthalodinitrile
    • C09B47/0673Preparation from carboxylic acids or derivatives thereof, e.g. anhydrides, amides, mononitriles, phthalimide, o-cyanobenzamide from phthalodinitriles naphthalenedinitriles, aromatic dinitriles prepared in situ, hydrogenated phthalodinitrile having alkyl radicals linked directly to the Pc skeleton; having carbocyclic groups linked directly to the skeleton
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09BORGANIC DYES OR CLOSELY-RELATED COMPOUNDS FOR PRODUCING DYES, e.g. PIGMENTS; MORDANTS; LAKES
    • C09B47/00Porphines; Azaporphines
    • C09B47/04Phthalocyanines abbreviation: Pc
    • C09B47/08Preparation from other phthalocyanine compounds, e.g. cobaltphthalocyanineamine complex
    • C09B47/24Obtaining compounds having —COOH or —SO3H radicals, or derivatives thereof, directly bound to the phthalocyanine radical
    • C09B47/26Amide radicals
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D11/00Inks
    • C09D11/30Inkjet printing inks
    • C09D11/32Inkjet printing inks characterised by colouring agents
    • C09D11/328Inkjet printing inks characterised by colouring agents characterised by dyes

Definitions

  • This invention relates to compounds, compositions and inks, to printing processes, to printed substrates and to ink-jet printer cartridges.
  • Ink-jet printing is a non-impact printing technique in which droplets of ink are ejected through a fine nozzle onto a substrate without bringing the nozzle into contact with the substrate.
  • the set of inks used in this technique typically comprise yellow, magenta, cyan and black inks.
  • ink-jet printers have many advantages over other forms of printing and image development there are still technical challenges to be addressed. For example, there are the contradictory requirements of providing ink colorants that are soluble in the ink medium and yet display excellent wet-fastness (i.e. prints do not run or smudge when printed). The inks also need to dry quickly to avoid sheets sticking together after they have been printed, but they should not form a crust over the tiny nozzle used in the printer. Storage stability is also important to avoid particle formation that could block the tiny nozzles used in the printer especially since consumers can keep an ink-jet ink cartridge for several months.
  • the resultant images should not display bronzing or fade rapidly on exposure to light or common oxidising gases such as ozone. It is also important that the shade and chroma of the colorant are exactly right so that an image may be optimally reproduced.
  • Most cyan colorants used in ink-jet printing are based on phthalocyanines and problems of fading and shade change on exposure to light and contact with ozone seem to be particularly acute with dyes of this class.
  • the present invention provides a mixture of compounds of Formula (1) and salts thereof:
  • M is 2H, Si, a metal, an oxymetal group, a hydroxymetal group or a halometal group;
  • Pc represents an phthalocyanine nucleus of formula
  • R 1 is H or optionally substituted Ci -4 alkyl
  • R 2 is H or optionally substituted C h alky!
  • R 3 is H or optionally substituted hydrocarbyl
  • R 4 is optionally substituted hydrocarbyl
  • R 3 and R 4 together with the nitrogen atom to which they are attached represent an optionally substituted aliphatic or aromatic ring system; each R 5 is independently H or optionally substituted Ci_ 4 alkyl, provided that at least one R 5 is optionally substituted Ci -4 alkyl; x is 0 to 4; y is 0 to 4; z is greater than 0 to 4; the sum of x+y+z is in the range of from 2 to 4; and the substituents, represented by x, y and z, are attached only to a ⁇ -position on the phthalocyanine ring and the substituents represented by y and z are different.
  • M is preferably 2Li, 2Na, 2K, Mg, Ca, Ba, Al, Si, Sn, Pb, Rh, Sc, Ti, V, Cr, Mn, Fe, Co, Ni, Cu, Zn, AIX, GaX, InX or SiX 2 , where in X is OH or Cl, more preferably Sc, Ti, Va, Cr, Mn, Fe, Co, Zn, Ni and Cu, especially Cu or Ni and more especially Cu.
  • At least one of R 1 and R 2 is optionally substituted Ci- 4 alkyl carrying at least one water solubilising substituent preferably selected from the group consisting of: -OH, -SO 3 H, -CO 2 H and -PO 3 H 2 .
  • one of R 1 and R 2 is not optionally substituted C 1-4 alkyl carrying at least one water solubilising substituent then it is H or optionally substituted C 1-4 alkyl, preferably H or methyl, especially H.
  • R 1 and R 2 independently are H or methyl and more preferably R 1 and R 2 are both H.
  • R 1 and R 2 are optionally substituted C 1- 4 alkyl with a phenyl substituent carrying 1 or 2, particularly 2, water solubilising groups, especially water solubilising groups selected from the group consisting of -SO 3 H, -CO 2 H and -PO 3 H 2 and more especially -SO 3 H and -CO 2 H.
  • one of R 1 and R 2 is not optionally substituted Ci -4 alkyl with a phenyl substituent carrying 1 or 2 water solubilising groups then it is H or optionally substituted Ci -4 alkyl, preferably H or methyl and especially H.
  • R 1 is H or optionally substituted Ci -4 alkyl
  • R 2 is C-i-salkyl substituted with 2 or more water solubilising groups, especially water solubilising groups selected from the group consisting of -OH, -SO 3 H, -CO 2 H, and -PO 3 H 2 .
  • R 2 is C 1-8 alkyl substituted with 2 or more, preferably 4 or more, -OH groups and optionally other substituents, especially substituents selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 .
  • R 3 is H, optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
  • R 3 is H or optionally substituted C-
  • R 3 is H; C-i ⁇ alkyl carrying 1 or 2, particularly
  • water solubilising groups selected from the group consisting of -SO 3 H, -CO 2 H and -PO 3 H 2 ;
  • R 4 is optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
  • R 4 is optionally substituted C-i-salkyl especially Ci -8 alkyl substituted with 1 or more substituents selected from; water solubilising groups selected from the group consisting of -SO 3 H, -CO 2 H and -PO 3 H 2 , optionally substituted heteroaryl or optionally substituted phenyl.
  • R 4 is Ci -4 alkyl carrying 1 or 2, particularly 2, water solubilising groups selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 ; C-i -4 alkyl carrying an optionally substituted heteroaryl (where preferably the heteroaryl group or substituent thereof carries at least one water solubilising group selected from the group consisting of -SO 3 H, -CO 2 H and -PO 3 H 2 ); or C 1 .
  • R 4 is optionally substituted Ci -4 alkyl carrying an optionally substituted triazinyl (where preferably the triazinyl group or substituent thereof carries at least one water solubilising group selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 ).
  • the optionally substituted triazinyl substituent on R 4 when it is optionally substituted Ci_ 4 alkyl is a group of Formula (2)
  • Formula (2) wherein: X is selected from the group consisting of -OR 6 , -SR 6 , -NR 6 R 7 ;
  • Y is selected from the group consisting of -OR 8 , -SR 8 , -NR 8 R 9 ;
  • R 6 , R 7 , R 8 and R 9 are independently H, optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl provided that at least one of the groups represented by R 6 , R 7 , R 8 and R 9 carries at least one substituent selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 .
  • Preferred groups represented by X and Y include -OH, -NHCH 3 , -N(CH 3 ) 2 , -NHC 2 H 4 SO 3 H 2 , -N(CH 3 )C 2 H 4 SO 3 H 2 , -NC 3 H 6 SO 3 H, -NHdisulfophenyl, - NHsulfophenyl, -NHcarboxyphenyl or -NHdicarboxyphenyl, -NHsulfonaphthyl, - NHdisulfonaphthyl, -NHtrisulfonaphthyl, -NHcarboxyonaphthyl,
  • the optionally substituted triazinyl substituent on R 4 when it is optionally substituted Ci -4 alkyl comprises a group of Formula (3)
  • R 10 is H or optionally substituted C ⁇ alkyl;
  • R 11 is H or optionally substituted Ci -4 alkyl;
  • R 12 is H or optionally substituted Ci -4 alkyl;
  • R 13 is optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl carrying at least one substituent selected from the group consisting Of -SO 3 H, -CO2H and -PO 3 H2.
  • R 10 is H or unsubstituted Ci -4 alkyl, more preferably R 10 is H or methyl especially H.
  • R 11 is H or unsubstituted Ci -4 alkyl, more preferably R 11 is H or methyl especially H.
  • R 12 is H or unsubstituted Ci -4 alkyl, more preferably R 12 is H or methyl especially H.
  • R 10 , R 11 and R 12 are all independently either H or methyl, more preferably R 10 , R 11 and R 12 are all H.
  • R 13 is optionally substituted aryl carrying at least one substituent selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 . More preferably R 13 is an aryl group (particularly a phenyl group) carrying 1 to 3, especially 2, - SO 3 H groups. In one preferred embodiment all the R 5 groups are independently optionally substituted C-ualkyl, more preferably all the R 5 groups are independently unsubstituted Ci -4 alkyl, especially methyl.
  • each constituent ring of the phthalocyanine one R 5 group is H and the other is optionally substituted C-i ⁇ alkyl, preferably unsubstituted Ci_ 4 alkyl and especially methyl.
  • x is 0.1 to 3, more preferably 0.2 to 2.0.
  • y is 0.1 to 3, more preferably 0.2 to 2.0.
  • z is 0.1 to 3.5, more preferably 0.5 to 3, especially 0.8 to 3.0 and more especially 1.0 to 3. In one preferred embodiment x is greater than 1.
  • y is less than 1 and preferably less than 0.5.
  • z is less than 1 and preferably less than 0.3. In a fourth preferred embodiment z is greater than 3 and more preferably greater than 3.5.
  • x and y are both 0 while z is 2 to 4, more preferably 3 to 4 and especially 4.
  • the sum of (x+y+z) is preferably 3 to 4, more preferably the sum of (x+y+z) is 4.
  • One particularly preferred mixture of compounds of Formula (1) is of Formula (4) and salts thereof
  • Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula
  • each R 5 is independently H or methyl, provided that at least one R 5 is methyl;
  • R 14 is H or optionally substituted C h alky!;
  • R 15 , R 16 , R 17 , R 17 , R 18 , R 19 and R 21 are each independently H or methyl;
  • R 20 is aryl carrying 1 to 3 substituents selected from the group consisting of -SO 3 H, -CO 2 H and -PO 3 H 2 and other optional substituents;
  • L is optionally substituted C- ⁇ alkylene;
  • x, y, and z are each independently greater than 0 and less than 4 x+y+z is in the range of 3 to 4; and the substituents represented by x, y and z are attached to the phthalocyanine nucleus by a ⁇ -position.
  • R 14 is H, methyl, optionally substituted C 1-4 alkyl carrying at least one water solubilising substituent preferably selected from the group consisting of:
  • R 20 is optionally substituted aryl carrying 1 or 2 substituents selected from the group consisting of -SO 3 H, - CO 2 H, and -PO 3 H 2 .
  • R 15 , R 16 , R 17 , R 18 , R 19 and R 21 are all H.
  • L is unsubstituted C- ⁇ alkylene, especially -C 2 H 4 -.
  • a second particularly preferred mixture of compounds of Formula (1 ) is of Formula (5) and salts thereof:
  • Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula
  • each R 5 is independently H or methyl, provided that at least one R 5 is methyl;
  • R 21 is H or optionally substituted Ci -4 alkyl
  • R 22 is optionally substituted Ci -4 alkyl carrying a water solubilising group selected from the group consisting Of -SO 3 H, -CO 2 H and -PO 3 H 2 ; and z is in the range of greater than zero to 4.
  • Preferred optional substituents which may be present on any one of L, R 1 , R 2 , R 3 , R 4 , R 5 , R 6 , R 7 , R 8 , R 9 , R 10 , R 11 , R 12 , R 13 , R 14 , R 20 , R 21 and R 22 are independently selected from: optionally substituted alkoxy (preferably Ci -4 -alkoxy), optionally substituted aryl (preferably phenyl), optionally substituted aryloxy (preferably phenoxy), optionally substituted heterocyclyl, polyalkylene oxide (preferably polyethylene oxide or polypropylene oxide), phosphato, nitro, cyano, halo, ureido, hydroxy, ester, -NR a R b , -COR a , -CONR a R b , -NHCOR 3 , carboxyester, sulfone, and -SO 2 NR a R b , wherein R a and R
  • R 1 , R 2 , R 3 , R 4 , R 5 , R 6 , R 7 , R 8 , R 9 , R 10 , R 11 , R 12 , R 13 , R 14 , R 20 , R 21 and R 22 comprise a cyclic group they may also carry an optionally substituted alkyl (especially Ci -4 -alkyl) substituent.
  • Optional substituents for any of the substituents described for L, R 1 , R 2 , R 3 , R 4 , R 5 , R 6 , R 7 , R 8 , R 9 , R 10 , R 11 , R 12 , R 13 , R 14 , R 20 , R 21 and R 22 may be selected from the same list of substituents.
  • the compounds of Formula (1) are also preferably free from fibre reactive groups.
  • the term fibre reactive group is well known in the art and is described for example in EP 0356014 A1.
  • Fibre reactive groups are capable, under suitable conditions, of reacting with the hydroxy! groups present in cellulosic fibres or with the amino groups present in natural fibres to form a covalent linkage between the fibre and the dye.
  • As examples of fibre reactive groups excluded from the compounds of Formula (1) there may be mentioned aliphatic sulfonyl groups which contain a sulfate ester group in beta-position to the sulfur atom, e.g.
  • beta-sulfato- ethylsulfonyl groups alpha, beta-unsaturated acyl radicals of aliphatic carboxylic acids, for example acrylic acid, alpha-chloro-acrylic acid, alpha-bromoacrylic acid, propiolic acid, maleic acid and mono- and dichloro maleic; also the acyl radicals of acids which contain a substituent which reacts with cellulose in the presence of an alkali, e.g.
  • halogenated aliphatic acid such as chloroacetic acid, beta-chloro and beta-bromopropionic acids and alpha, beta-dichloro- and dibromopropionic acids or radicals of vinylsulfonyl- or beta-chloroethylsulfonyl- or beta-sulfatoethyl-sulfonyl-endo- methylene cyclohexane carboxylic acids.
  • cellulose reactive groups are tetrafluorocyclobutyl carbonyl, trifluoro- cyclobutenyl carbonyl, tetrafluorocyclobutylethenyl carbonyl, trifluoro- cyclobutenylethenyl carbonyl; activated halogenated 1 ,3-dicyanobenzene radicals; and heterocyclic radicals which contain 1 , 2 or 3 nitrogen atoms in the heterocyclic ring and at least one cellulose reactive substituent on a carbon atom of the ring, for example a triazinyl halide.
  • Acid or basic groups on the compounds of Formula (1), particularly acid groups, are preferably in the form of a salt.
  • all Formulae shown herein include the compounds in salt form.
  • Preferred salts are alkali metal salts, especially lithium, sodium and potassium, ammonium and substituted ammonium salts (including quaternary amines such as ((CHs) 4 N + ) and mixtures thereof. Especially preferred are salts with sodium, lithium, ammonia and volatile amines, more especially sodium salts.
  • Compounds of Formula (1 ) may be converted into a salt using known techniques.
  • the compounds of Formula (1 ) may exist as isomers and in tautomeric forms other than those shown in this specification. These isomers and tautomers are included within the scope of the present invention.
  • the mixtures of compounds of Formula (1) may be prepared by any method known in the art, and particularly by any method which comprises cyclisation of appropriate ⁇ -alkylated- or ⁇ -dialkylated- ; phthalic acid, phthalonitrile, iminoisoindoline, phthalic anhydride, phthalimide or phthalamide in the presence of a suitable nitrogen source (if required), a metal salt, such as CuCb, (if required) and a base such as 1 ,8-diazabicyclo[5.4.0]undec-7-ene (DBU).
  • a suitable nitrogen source if required
  • a metal salt such as CuCb
  • DBU 1 ,8-diazabicyclo[5.4.0]undec-7-ene
  • the ⁇ -alkylated -phthalocyanine so formed may then be chlorosulfonated in the unsubstituted ⁇ -position by reacting with, for example, chlorosulfonic acid and optionally a chlorinating agent (e.g. POCI 3 , PCI 5 or thionyl chloride).
  • a chlorinating agent e.g. POCI 3 , PCI 5 or thionyl chloride
  • the sulfonyl chloride groups so formed are reacted with compounds of formula HNR 1 R 2 and HNR 3 R 4 wherein R 1 , R 2 , R 3 and R 4 are as hereinbefore defined.
  • This reaction is preferably performed in water at a pH above 7. Typically the reaction is performed at a temperature of 30 to 70°C and is usually complete in less than 24 hours.
  • the compounds of formula HNR 1 R 2 and HNR 3 R 4 may be used as a mixture or added sequentially.
  • HNR 1 R 2 and HNR 3 R 4 are commercially available, for example for ammonia or taurine, others may be made easily by a skilled person using methods which are well known in the art.
  • the ratio of sulfo to different sulfonamide substituents may be varied by varying the nature and amount of chlorinating agent used, the relative amounts of compounds of formula HNR 1 R 2 and HNR 3 R 4 used and the reaction conditions in both reactions.
  • the compounds of Formula (1) have attractive, strong shades and are valuable colorants for use in the preparation of ink-jet printing inks. They benefit from a good balance of solubility, storage stability and fastness to water, ozone and light. In particular they display excellent wet fastness and ozone fastness.
  • composition comprising a mixture of compounds of Formula (1) and salts thereof as described in the first aspect of the invention and a liquid medium.
  • compositions according to the second aspect of the invention comprise:
  • the number of parts of component (a) is preferably from 0.1 to 20, more preferably from 0.5 to 15, and especially from 1 to 5 parts.
  • the number of parts of component (b) is preferably from 80 to 99.9, more preferably from 85 to 99.5 and especially from 95 to 99 parts.
  • component (a) is completely dissolved in component (b).
  • component (a) has a solubility in component (b) at 20 0 C of at least 10%. This allows the preparation of liquid dye concentrates that may be used to prepare more dilute inks and reduces the chance of the dye precipitating if evaporation of the liquid medium occurs during storage.
  • the inks may be incorporated in an ink-jet printer as a high concentration ink, a low concentration ink or both a high concentration and a low concentration ink. In the latter case this can lead to improvements in the resolution and quality of printed images.
  • the present invention also provides a composition
  • component (a) is present in an amount of 2.5 to 7 parts, more preferably 2.5 to 5 parts (a high concentration ink) or component (a) is present in an amount of 0.5 to 2.4 parts, more preferably 0.5 to 1.5 parts (a low concentration ink).
  • Preferred liquid media include water, a mixture of water and organic solvent and organic solvent free from water.
  • the liquid medium comprises a mixture of water and organic solvent or organic solvent free from water.
  • the weight ratio of water to organic solvent is preferably from 99:1 to 1 :99, more preferably from 99:1 to 50:50 and especially from 95:5 to 80:20.
  • the organic solvent present in the mixture of water and organic solvent is a water-miscible organic solvent or a mixture of such solvents.
  • Preferred water-miscible organic solvents include C-i- ⁇ -alkanols, preferably methanol, ethanol, n-propanol, isopropanol, n-butanol, sec-butanol, tert-butanol, n- pentanol, cyclopentanol and cyclohexanol; linear amides, preferably dimethylformamide or dimethylacetamide; ketones and ketone-alcohols, preferably acetone, methyl ether ketone, cyclohexanone and diacetone alcohol; water-miscible ethers, preferably tetrahydrofuran and dioxane; diols, preferably diols having from 2 to 12 carbon atoms, for example pentane-1 ,5-diol,
  • the liquid medium comprises water and 2 or more, especially from 2 to 8, water-miscible organic solvents.
  • Especially preferred water-miscible organic solvents are cyclic amides, especially 2-pyrrolidone, N-methyl-pyrrolidone and N-ethyl-pyrrolidone; diols, especially 1 ,5-pentane diol, ethylene glycol, thiodiglycol, diethylene glycol and triethylene glycol; and mono-C- ⁇ -4 -alkyl and Ci -4 -alkyl ethers of diols, more preferably mono- Ci- 4 -alkyl ethers of diols having 2 to 12 carbon atoms, especially 2-methoxy- 2-ethoxy-2-ethoxyethanol.
  • liquid media comprising a mixture of water and one or more organic solvents are described in US 4,963,189, US 4,703,113, US 4,626,284 and EP-A-425,150.
  • the solvent preferably has a boiling point of from 30° to 200°C, more preferably of from 40° to 150°C, especially from 50 to 125°C.
  • the organic solvent may be water-immiscible, water-miscible or a mixture of such solvents.
  • Preferred water-miscible organic solvents are any of the hereinbefore- described water-miscible organic solvents and mixtures thereof.
  • Preferred water- immiscible solvents include, for example, aliphatic hydrocarbons; esters, preferably ethyl acetate; chlorinated hydrocarbons, preferably CH 2 Cl 2 ; and ethers, preferably diethyl ether; and mixtures thereof.
  • the liquid medium comprises a water-immiscible organic solvent
  • a polar solvent is included because this enhances solubility of the mixture of phthalocyanine dyes in the liquid medium.
  • polar solvents include Ci -4 -alcohols.
  • the liquid medium is organic solvent free from water it comprises a ketone (especially methyl ethyl ketone) and/or an alcohol (especially a C- ⁇ - 4 -alkanol, more especially ethanol or propanol).
  • the organic solvent free from water may be a single organic solvent or a mixture of two or more organic solvents. It is preferred that when the liquid medium is organic solvent free from water it is a mixture of 2 to 5 different organic solvents. This allows a liquid medium to be selected that gives good control over the drying characteristics and storage stability of the ink.
  • Liquid media comprising organic solvent free from water are particularly useful where fast drying times are required and particularly when printing onto hydrophobic and non-absorbent substrates, for example plastics, metal and glass.
  • the liquid media may of course contain additional components conventionally used in ink-jet printing inks, for example viscosity and surface tension modifiers, corrosion inhibitors, biocides, kogation reducing additives and surfactants which may be ionic or non-ionic.
  • colorants may be added to the ink to modify the shade and performance properties.
  • colorants include C.I. Direct Yellow 86, 132, 142 and 173; C.I. Direct Blue 307; C.I. Food Black 2; C.I. Direct Black 168 and 195; and C.I. Acid Yellow 23.
  • the composition according to the invention is ink suitable for use in an ink-jet printer.
  • Ink suitable for use in an ink-jet printer is ink which is able to repeatedly fire through an ink-jet printing head without causing blockage of the fine nozzles. To do this the ink must be particle free, stable (i.e. not precipitate on storage), free from corrosive elements (e.g. chloride) and have a viscosity which allows for good droplet formation at the print head.
  • Ink suitable for use in an ink-jet printer preferably has a viscosity of less than 20 cP, more preferably less than 10 cP, especially less than 5 cP, at 25°C. Ink suitable for use in an ink-jet printer preferably contains less than
  • ink suitable for use in an ink-jet printer has been filtered through a filter having a mean pore size below 10 ⁇ m, more preferably below 3 ⁇ m, especially below 2 ⁇ m, more especially below 1 ⁇ m. This filtration removes particulate matter that could otherwise block the fine nozzles found in many ink-jet printers.
  • ink suitable for use in an ink-jet printer contains less than
  • a third aspect of the invention provides a process for forming an image on a substrate comprising applying a composition, preferably ink suitable for use in an ink-jet printer, according to the second aspect of the invention, thereto by means of an ink-jet printer.
  • the ink-jet printer preferably applies the ink to the substrate in the form of droplets that are ejected through a small orifice onto the substrate.
  • Preferred ink-jet printers are piezoelectric ink-jet printers and thermal ink-jet printers.
  • thermal ink- jet printers programmed pulses of heat are applied to the ink in a reservoir by means of a resistor adjacent to the orifice, thereby causing the ink to be ejected from the orifice in the form of small droplets directed towards the substrate during relative movement between the substrate and the orifice.
  • piezoelectric ink-jet printers the oscillation of a small crystal causes ejection of the ink from the orifice.
  • the ink can be ejected by an electromechanical actuator connected to a moveable paddle or plunger, for example as described in International Patent Application WO00/48938 and International Patent Application WO00/55089.
  • the substrate is preferably paper, plastic, a textile, metal or glass, more preferably paper, an overhead projector slide or a textile material, especially paper.
  • a fourth aspect of the present invention provides a material preferably paper, plastic, a textile, metal or glass, more preferably paper, an overhead projector slide or a textile material, especially paper more especially plain, coated or treated papers printed with a mixture of compounds as described in the first aspect of the invention, a composition according to the second aspect of the invention or by means of a process according to the third aspect of the invention.
  • the printed material of the fourth aspect of the invention is a print on a photographic quality paper printed using a process according to the third aspect of the invention.
  • a fifth aspect of the present invention provides an ink-jet printer cartridge comprising a chamber and a composition, preferably ink suitable for use in an ink- jet printer, wherein the composition is in the chamber and the composition is as defined and preferred in the second aspect of the present invention.
  • the cartridge may contain a high concentration ink and a low concentration ink, as described in the second aspect of the invention, in different chambers.
  • the dimethyl phthalonitrile intermediate was prepared as described by N. B. McKeown, I. Chambrier and M. J. Cook, J. Chem. Soc, Perkin Trans. 1, 1990, 1169-1177.
  • Copper ⁇ -octamethyl phthalocyanine was prepared from the dimethyl phthalonitrile intermediate prepared in stage 1 as described in; D. W ⁇ hrle, G. Schnurpfeil, G. Knothe, Dyes and Pigments 1992, 18, 91-102.
  • Phosphorus oxychloride (9.3 g) was added drop-wise over 15 min to stirred chlorosulphonic acid (54 ml) at room temperature. The mixture was stirred for 10 min and copper ⁇ -octamethyl phthalocyanine (13.5 g) from stage 2 was added portion-wise to the reaction mixture over 20 min. The reaction mixture was stirred and heated at 15O 0 C for 6 h and allowed to cool down to room temperature overnight. The reaction mixture was then added drop-wise with care to a stirred mixture of ice/water (500 ml) and the temperature was maintained below 1O 0 C in an ice bath. The mixture was stirred for 15 min and the solid was filtered off, washed with water (300 ml) and dried at the pump.
  • Stages 1 to 3 were carried out as described in Example 1.
  • the pH of the reaction mixture was kept at 9.5 with 2M NaOH and the mixture was stirred overnight and allowed to warm up to room temperature.
  • the reaction mixture was then heated at 6O 0 C for 1 h and then allowed to cool down to room temperature.
  • the solution was filtered and dried overnight at 5O 0 C.
  • the solid was dissolved in water (150 ml) and the product was salted out with lithium chloride (15% w/w). The solid was filtered off, dissolved in water (200 ml) and the resultant solution was dialysed and then dried overnight in an oven at 5O 0 C.
  • the comparative dye was C.I. Direct Blue 199 obtained as Pro-jet R TM Cyan
  • C.I. Direct Blue 199 is the most widely used cyan ink-jet dye.
  • Ink was prepared from the dye of Examples 1 and 2 and the Comparative
  • Dye by dissolving 3.5 g of the dye in 96.5 ml of a liquid medium consisting of 7 parts 2-pyrrolidone; 7 parts diethylene glycol; 7 parts ethylene glycol; 1 part Surfynol R TM 465; 0.2 parts Tris buffer and the balance deionised water and adjusting the pH to between pH 8 to 8.5 with sodium hydroxide.
  • Surfynol R TM 465 is a surfactant from Air Products.
  • Ink prepared as described above, was filtered through a 0.45 micron nylon filter and then incorporated into an empty print cartridge using a syringe. These inks were the printed on to the following media at 50% depth percent:
  • Ozone fastness was assessed by the percentage change in the optical density of the print, where a lower figure indicates higher fastness, and the degree of fade.
  • the degree of fade is expressed as ⁇ E and a lower figure indicates higher light fastness.
  • Clearly dyes according to the present invention display an enhanced ozone fastness compared to the market leading cyan dye.
  • the inks described in Tables A and B may be prepared using the Compound described in Example 1 as a dye. Numbers quoted refer to the number of parts of the relevant ingredient and all parts are by weight.
  • the inks may be applied to paper or specialist ink-jet media by an ink-jet printer.

Abstract

A mixture of com ounds of Formula (1) and salts thereof: wherein: M is 2H, Si, a metal, an oxymetal group, a hydroxymetal group or a halometal group; Pc represents an phthalocyanine nucleus of formula (1a); R1 is H or optionally substituted C1-4alkyl; R2 is H or optionally substituted C1-8alkyl; R3 is H or optionally substituted hydrocarbyl; and R4 is optionally substituted hydrocarbyl; or R3 and R4 together with the nitrogen atom to which they are attached represent an optionally substituted aliphatic or aromatic ring system; each R5 is independently H or optionally substituted C1-4alkyl, provided that at least one R5 is optionally substituted C1-4alkyl; x is 0 to 4; y is 0 to 4; z is greater than 0 to 4; the sum of x+y+z is in the range of from 2 to 4; and the substituents, represented by x, y and z, are attached only to a β-position on the phthalocyanine ring and the substituents represented by y and z are different. Also compositions, inks, printing processes, printed materials and ink-jet cartridges.

Description

Phthalocvanines And Their Use In Ink-Jet Printing
This invention relates to compounds, compositions and inks, to printing processes, to printed substrates and to ink-jet printer cartridges.
Ink-jet printing is a non-impact printing technique in which droplets of ink are ejected through a fine nozzle onto a substrate without bringing the nozzle into contact with the substrate. The set of inks used in this technique typically comprise yellow, magenta, cyan and black inks.
With the advent of high-resolution digital cameras it is becoming increasingly common for consumers to print off photographs using an ink-jet printer.
While ink-jet printers have many advantages over other forms of printing and image development there are still technical challenges to be addressed. For example, there are the contradictory requirements of providing ink colorants that are soluble in the ink medium and yet display excellent wet-fastness (i.e. prints do not run or smudge when printed). The inks also need to dry quickly to avoid sheets sticking together after they have been printed, but they should not form a crust over the tiny nozzle used in the printer. Storage stability is also important to avoid particle formation that could block the tiny nozzles used in the printer especially since consumers can keep an ink-jet ink cartridge for several months. Furthermore, and especially important with photographic quality reproductions, the resultant images should not display bronzing or fade rapidly on exposure to light or common oxidising gases such as ozone. It is also important that the shade and chroma of the colorant are exactly right so that an image may be optimally reproduced. Most cyan colorants used in ink-jet printing are based on phthalocyanines and problems of fading and shade change on exposure to light and contact with ozone seem to be particularly acute with dyes of this class.
Thus developing new colorants for ink-jet printing presents a unique challenge in balancing all these conflicting and demanding properties. The present invention provides a mixture of compounds of Formula (1) and salts thereof:
Figure imgf000002_0001
Formula (1) wherein:
M is 2H, Si, a metal, an oxymetal group, a hydroxymetal group or a halometal group;
Pc represents an phthalocyanine nucleus of formula;
Figure imgf000003_0001
R1 is H or optionally substituted Ci-4alkyl;
R2 is H or optionally substituted Chalky!;
R3 is H or optionally substituted hydrocarbyl; and
R4 is optionally substituted hydrocarbyl; or
R3 and R4 together with the nitrogen atom to which they are attached represent an optionally substituted aliphatic or aromatic ring system; each R5 is independently H or optionally substituted Ci_4alkyl, provided that at least one R5 is optionally substituted Ci-4alkyl; x is 0 to 4; y is 0 to 4; z is greater than 0 to 4; the sum of x+y+z is in the range of from 2 to 4; and the substituents, represented by x, y and z, are attached only to a β-position on the phthalocyanine ring and the substituents represented by y and z are different.
M is preferably 2Li, 2Na, 2K, Mg, Ca, Ba, Al, Si, Sn, Pb, Rh, Sc, Ti, V, Cr, Mn, Fe, Co, Ni, Cu, Zn, AIX, GaX, InX or SiX2, where in X is OH or Cl, more preferably Sc, Ti, Va, Cr, Mn, Fe, Co, Zn, Ni and Cu, especially Cu or Ni and more especially Cu.
In a first embodiment at least one of R1 and R2 is optionally substituted Ci- 4alkyl carrying at least one water solubilising substituent preferably selected from the group consisting of: -OH, -SO3H, -CO2H and -PO3H2. In the first embodiment if one of R1 and R2 is not optionally substituted C1-4alkyl carrying at least one water solubilising substituent then it is H or optionally substituted C1-4alkyl, preferably H or methyl, especially H. In a second embodiment R1 and R2 independently are H or methyl and more preferably R1 and R2 are both H.
In a third embodiment at least one of R1 and R2 is optionally substituted C1- 4alkyl with a phenyl substituent carrying 1 or 2, particularly 2, water solubilising groups, especially water solubilising groups selected from the group consisting of -SO3H, -CO2H and -PO3H2 and more especially -SO3H and -CO2H. In the third embodiment if one of R1 and R2 is not optionally substituted Ci-4alkyl with a phenyl substituent carrying 1 or 2 water solubilising groups then it is H or optionally substituted Ci-4alkyl, preferably H or methyl and especially H. In a fourth preferred embodiment R1 is H or optionally substituted Ci-4alkyl
(preferably H or methyl and especially H) and R2 is C-i-salkyl substituted with 2 or more water solubilising groups, especially water solubilising groups selected from the group consisting of -OH, -SO3H, -CO2H, and -PO3H2. In the fourth preferred embodiment it is especially preferred that R2 is C1-8alkyl substituted with 2 or more, preferably 4 or more, -OH groups and optionally other substituents, especially substituents selected from the group consisting Of -SO3H, -CO2H and -PO3H2.
Preferably R3 is H, optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
More preferably R3 is H or optionally substituted C-|.8alkyl especially Ci- salkyl substituted with 1 or more substituents selected from; water solubilising groups, optionally substituted heteroaryl or optionally substituted phenyl.
It is particularly preferred that R3 is H; C-i^alkyl carrying 1 or 2, particularly
2, water solubilising groups selected from the group consisting of -SO3H, -CO2H and -PO3H2; Ci-4alkyl carrying an optionally substituted heteroaryl (where preferably the heteroaryl group or substituent thereof carries at least one water solubilising group selected from the group consisting of -SO3H, -CO2H and -
PO3H2); or C1-4alkyl carrying an optionally substituted aryl group (where preferably the aryl group or substituent thereof carries at least one water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2). Preferably R4 is optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
More preferably R4 is optionally substituted C-i-salkyl especially Ci-8alkyl substituted with 1 or more substituents selected from; water solubilising groups selected from the group consisting of -SO3H, -CO2H and -PO3H2, optionally substituted heteroaryl or optionally substituted phenyl.
It is particularly preferred that R4 is Ci-4alkyl carrying 1 or 2, particularly 2, water solubilising groups selected from the group consisting Of -SO3H, -CO2H and -PO3H2; C-i-4alkyl carrying an optionally substituted heteroaryl (where preferably the heteroaryl group or substituent thereof carries at least one water solubilising group selected from the group consisting of -SO3H, -CO2H and -PO3H2); or C1. 4alkyl carrying an optionally substituted phenyl group (where preferably the phenyl group or substituent thereof carries at least one water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2). It is especially preferred that R4 is optionally substituted Ci-4alkyl carrying an optionally substituted triazinyl (where preferably the triazinyl group or substituent thereof carries at least one water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2).
Preferably the optionally substituted triazinyl substituent on R4 when it is optionally substituted Ci_4alkyl is a group of Formula (2)
Figure imgf000005_0001
Formula (2) wherein: X is selected from the group consisting of -OR6, -SR6, -NR6R7;
Y is selected from the group consisting of -OR8, -SR8, -NR8R9; R6, R7, R8 and R9 are independently H, optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl provided that at least one of the groups represented by R6, R7, R8 and R9 carries at least one substituent selected from the group consisting Of -SO3H, -CO2H and -PO3H2.
Preferred groups represented by X and Y include -OH, -NHCH3, -N(CH3)2, -NHC2H4SO3H2, -N(CH3)C2H4SO3H2, -NC3H6SO3H, -NHdisulfophenyl, - NHsulfophenyl, -NHcarboxyphenyl or -NHdicarboxyphenyl, -NHsulfonaphthyl, - NHdisulfonaphthyl, -NHtrisulfonaphthyl, -NHcarboxyonaphthyl,
NHdicarboxyonaphthyl, NHtricarboxyonaphthyl-NHsulfoheterocyclyl,
NHdisulfoheterocyclyl or -NHtrisulfoheterocyclyl.
More preferably the optionally substituted triazinyl substituent on R4 when it is optionally substituted Ci-4alkyl comprises a group of Formula (3)
Figure imgf000005_0002
Formula (3) wherein:
R10 is H or optionally substituted C^alkyl; R11 is H or optionally substituted Ci-4alkyl; R12 is H or optionally substituted Ci-4alkyl; R13 is optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl carrying at least one substituent selected from the group consisting Of -SO3H, -CO2H and -PO3H2. Preferably R10 is H or unsubstituted Ci-4alkyl, more preferably R10 is H or methyl especially H. Preferably R11 is H or unsubstituted Ci-4alkyl, more preferably R11 is H or methyl especially H.
Preferably R12 is H or unsubstituted Ci-4alkyl, more preferably R12 is H or methyl especially H.
In a preferred embodiment R10, R11 and R12 are all independently either H or methyl, more preferably R10, R11 and R12 are all H.
Preferably R13 is optionally substituted aryl carrying at least one substituent selected from the group consisting Of -SO3H, -CO2H and -PO3H2. More preferably R13 is an aryl group (particularly a phenyl group) carrying 1 to 3, especially 2, - SO3H groups. In one preferred embodiment all the R5 groups are independently optionally substituted C-ualkyl, more preferably all the R5 groups are independently unsubstituted Ci-4alkyl, especially methyl.
In a second preferred embodiment in each constituent ring of the phthalocyanine one R5 group is H and the other is optionally substituted C-i^alkyl, preferably unsubstituted Ci_4alkyl and especially methyl. Preferably x is 0.1 to 3, more preferably 0.2 to 2.0. Preferably y is 0.1 to 3, more preferably 0.2 to 2.0.
Preferably z is 0.1 to 3.5, more preferably 0.5 to 3, especially 0.8 to 3.0 and more especially 1.0 to 3. In one preferred embodiment x is greater than 1.
In another preferred embodiment y is less than 1 and preferably less than 0.5.
In a third preferred embodiment z is less than 1 and preferably less than 0.3. In a fourth preferred embodiment z is greater than 3 and more preferably greater than 3.5.
In a fifth preferred embodiment x and y are both 0 while z is 2 to 4, more preferably 3 to 4 and especially 4. The sum of (x+y+z) is preferably 3 to 4, more preferably the sum of (x+y+z) is 4.
One particularly preferred mixture of compounds of Formula (1) is of Formula (4) and salts thereof
Figure imgf000007_0001
Formula (4) wherein:
Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula;
Figure imgf000007_0002
each R5 is independently H or methyl, provided that at least one R5 is methyl;
R14 is H or optionally substituted Chalky!; R15, R16, R17, R17, R18, R19 and R21 are each independently H or methyl;
R20 is aryl carrying 1 to 3 substituents selected from the group consisting of -SO3H, -CO2H and -PO3H2 and other optional substituents; L is optionally substituted C-^alkylene; x, y, and z are each independently greater than 0 and less than 4 x+y+z is in the range of 3 to 4; and the substituents represented by x, y and z are attached to the phthalocyanine nucleus by a β-position.
Preferably R14 is H, methyl, optionally substituted C1-4alkyl carrying at least one water solubilising substituent preferably selected from the group consisting of:
-SO3H, -OH, -CO2H and -PO3H2, C-ι-4alkyl with a phenyl substituent carrying 1 or 2, particularly 2, water solubilising groups, especially water solubilising groups selected from: -SO3H, -CO2H and -PO3H2 and more especially -SO3H, -CO2H; or Ci-8alkyl substituted with 2 or more, preferably 4 or more, -OH groups and optionally other substituents, especially substituents selected from the group consisting of -SO3H, -CO2H, and -PO3H2. Preferably R20 is optionally substituted aryl carrying 1 or 2 substituents selected from the group consisting of -SO3H, - CO2H, and -PO3H2.
In one preferred embodiment R15, R16, R17, R18, R19 and R21 are all H.
Preferably L is unsubstituted C-^alkylene, especially -C2H4-.
A second particularly preferred mixture of compounds of Formula (1 ) is of Formula (5) and salts thereof:
CuPc(alkyl)— (SO2NR21 R22)z
Formula (5) wherein:
Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula;
Figure imgf000008_0001
each R5 is independently H or methyl, provided that at least one R5 is methyl;
R21 is H or optionally substituted Ci-4alkyl;
R22 is optionally substituted Ci-4alkyl carrying a water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2; and z is in the range of greater than zero to 4.
Preferred optional substituents which may be present on any one of L, R1, R2, R3, R4, R5, R6, R7, R8, R9, R10, R11, R12, R13, R14, R20, R21 and R22 are independently selected from: optionally substituted alkoxy (preferably Ci-4-alkoxy), optionally substituted aryl (preferably phenyl), optionally substituted aryloxy (preferably phenoxy), optionally substituted heterocyclyl, polyalkylene oxide (preferably polyethylene oxide or polypropylene oxide), phosphato, nitro, cyano, halo, ureido, hydroxy, ester, -NRaRb, -CORa, -CONRaRb, -NHCOR3, carboxyester, sulfone, and -SO2NRaRb, wherein Ra and Rb are each independently H or optionally substituted alkyl (especially Ci-4-alkyl). When L, R1, R2, R3, R4, R5, R6, R7, R8, R9, R10, R11, R12, R13, R14, R20, R21 and R22 comprise a cyclic group they may also carry an optionally substituted alkyl (especially Ci-4-alkyl) substituent. Optional substituents for any of the substituents described for L, R1, R2, R3, R4, R5, R6, R7, R8, R9, R10, R11, R12, R13, R14, R20, R21 and R22 may be selected from the same list of substituents.
The compounds of Formula (1) are also preferably free from fibre reactive groups. The term fibre reactive group is well known in the art and is described for example in EP 0356014 A1. Fibre reactive groups are capable, under suitable conditions, of reacting with the hydroxy! groups present in cellulosic fibres or with the amino groups present in natural fibres to form a covalent linkage between the fibre and the dye. As examples of fibre reactive groups excluded from the compounds of Formula (1) there may be mentioned aliphatic sulfonyl groups which contain a sulfate ester group in beta-position to the sulfur atom, e.g. beta-sulfato- ethylsulfonyl groups, alpha, beta-unsaturated acyl radicals of aliphatic carboxylic acids, for example acrylic acid, alpha-chloro-acrylic acid, alpha-bromoacrylic acid, propiolic acid, maleic acid and mono- and dichloro maleic; also the acyl radicals of acids which contain a substituent which reacts with cellulose in the presence of an alkali, e.g. the radical of a halogenated aliphatic acid such as chloroacetic acid, beta-chloro and beta-bromopropionic acids and alpha, beta-dichloro- and dibromopropionic acids or radicals of vinylsulfonyl- or beta-chloroethylsulfonyl- or beta-sulfatoethyl-sulfonyl-endo- methylene cyclohexane carboxylic acids. Other examples of cellulose reactive groups are tetrafluorocyclobutyl carbonyl, trifluoro- cyclobutenyl carbonyl, tetrafluorocyclobutylethenyl carbonyl, trifluoro- cyclobutenylethenyl carbonyl; activated halogenated 1 ,3-dicyanobenzene radicals; and heterocyclic radicals which contain 1 , 2 or 3 nitrogen atoms in the heterocyclic ring and at least one cellulose reactive substituent on a carbon atom of the ring, for example a triazinyl halide.
Acid or basic groups on the compounds of Formula (1), particularly acid groups, are preferably in the form of a salt. Thus, all Formulae shown herein include the compounds in salt form.
Preferred salts are alkali metal salts, especially lithium, sodium and potassium, ammonium and substituted ammonium salts (including quaternary amines such as ((CHs)4N+) and mixtures thereof. Especially preferred are salts with sodium, lithium, ammonia and volatile amines, more especially sodium salts. Compounds of Formula (1 ) may be converted into a salt using known techniques. The compounds of Formula (1 ) may exist as isomers and in tautomeric forms other than those shown in this specification. These isomers and tautomers are included within the scope of the present invention.
The mixtures of compounds of Formula (1) may be prepared by any method known in the art, and particularly by any method which comprises cyclisation of appropriate α-alkylated- or α-dialkylated- ; phthalic acid, phthalonitrile, iminoisoindoline, phthalic anhydride, phthalimide or phthalamide in the presence of a suitable nitrogen source (if required), a metal salt, such as CuCb, (if required) and a base such as 1 ,8-diazabicyclo[5.4.0]undec-7-ene (DBU). The α-alkylated -phthalocyanine so formed may then be chlorosulfonated in the unsubstituted β-position by reacting with, for example, chlorosulfonic acid and optionally a chlorinating agent (e.g. POCI3, PCI5 or thionyl chloride). The sulfonyl chloride groups so formed are reacted with compounds of formula HNR1R2 and HNR3R4 wherein R1, R2, R3 and R4 are as hereinbefore defined. This reaction is preferably performed in water at a pH above 7. Typically the reaction is performed at a temperature of 30 to 70°C and is usually complete in less than 24 hours. The compounds of formula HNR1R2 and HNR3R4 may be used as a mixture or added sequentially.
Many of the compounds of formula HNR1R2 and HNR3R4 are commercially available, for example for ammonia or taurine, others may be made easily by a skilled person using methods which are well known in the art.
The ratio of sulfo to different sulfonamide substituents may be varied by varying the nature and amount of chlorinating agent used, the relative amounts of compounds of formula HNR1R2 and HNR3R4 used and the reaction conditions in both reactions.
A skilled person will appreciate that the product of these reactions will be a disperse mixture and so the values of x, y and z will represent an average of the groups present in the mixture.
The compounds of Formula (1) have attractive, strong shades and are valuable colorants for use in the preparation of ink-jet printing inks. They benefit from a good balance of solubility, storage stability and fastness to water, ozone and light. In particular they display excellent wet fastness and ozone fastness.
According to a second aspect of the present invention there is provided a composition comprising a mixture of compounds of Formula (1) and salts thereof as described in the first aspect of the invention and a liquid medium.
Preferred compositions according to the second aspect of the invention comprise:
(a) from 0.01 to 30 parts of a mixture of compounds of Formula (1 ) according to the first aspect of the invention; and (b) from 70 to 99.99 parts of a liquid medium; wherein all parts are by weight.
Preferably the number of parts of (a)+(b)=100.
The number of parts of component (a) is preferably from 0.1 to 20, more preferably from 0.5 to 15, and especially from 1 to 5 parts. The number of parts of component (b) is preferably from 80 to 99.9, more preferably from 85 to 99.5 and especially from 95 to 99 parts.
Preferably component (a) is completely dissolved in component (b).
Preferably component (a) has a solubility in component (b) at 200C of at least 10%. This allows the preparation of liquid dye concentrates that may be used to prepare more dilute inks and reduces the chance of the dye precipitating if evaporation of the liquid medium occurs during storage.
The inks may be incorporated in an ink-jet printer as a high concentration ink, a low concentration ink or both a high concentration and a low concentration ink. In the latter case this can lead to improvements in the resolution and quality of printed images. Thus the present invention also provides a composition
(preferably an ink) where component (a) is present in an amount of 2.5 to 7 parts, more preferably 2.5 to 5 parts (a high concentration ink) or component (a) is present in an amount of 0.5 to 2.4 parts, more preferably 0.5 to 1.5 parts (a low concentration ink).
Preferred liquid media include water, a mixture of water and organic solvent and organic solvent free from water. Preferably the liquid medium comprises a mixture of water and organic solvent or organic solvent free from water.
When the liquid medium (b) comprises a mixture of water and organic solvent, the weight ratio of water to organic solvent is preferably from 99:1 to 1 :99, more preferably from 99:1 to 50:50 and especially from 95:5 to 80:20.
It is preferred that the organic solvent present in the mixture of water and organic solvent is a water-miscible organic solvent or a mixture of such solvents. Preferred water-miscible organic solvents include C-i-β-alkanols, preferably methanol, ethanol, n-propanol, isopropanol, n-butanol, sec-butanol, tert-butanol, n- pentanol, cyclopentanol and cyclohexanol; linear amides, preferably dimethylformamide or dimethylacetamide; ketones and ketone-alcohols, preferably acetone, methyl ether ketone, cyclohexanone and diacetone alcohol; water-miscible ethers, preferably tetrahydrofuran and dioxane; diols, preferably diols having from 2 to 12 carbon atoms, for example pentane-1 ,5-diol, ethylene glycol, propylene glycol, butylene glycol, pentylene glycol, hexylene glycol and thiodiglycol and oligo- and poly-alkyleneglycols, preferably diethylene glycol, triethylene glycol, polyethylene glycol and polypropylene glycol; triols, preferably glycerol and 1 ,2,6-hexanetriol; mono-C^-alkyl ethers of diols, preferably mono-C1-4-alkyl ethers of diols having 2 to 12 carbon atoms, especially 2-methoxyethanol, 2-(2-methoxyethoxy)ethanol, 2-(2-ethoxyethoxy)-ethanol, 2-[2-(2-methoxyethoxy)ethoxy]ethanol, 2-[2-(2- ethoxyethoxy)-ethoxy]-ethanol and ethylene glycol monoally! ether; cyclic amides, preferably 2-pyrrolidone, N-methyl-2-pyrrolidone, N-ethyl-2-pyrrolidone, caprolactam and 1 ,3-dimethylimidazolidone; cyclic esters, preferably caprolactone; sulfoxides, preferably dimethyl sulfoxide; and sulfones. Preferably the liquid medium comprises water and 2 or more, especially from 2 to 8, water-miscible organic solvents.
Especially preferred water-miscible organic solvents are cyclic amides, especially 2-pyrrolidone, N-methyl-pyrrolidone and N-ethyl-pyrrolidone; diols, especially 1 ,5-pentane diol, ethylene glycol, thiodiglycol, diethylene glycol and triethylene glycol; and mono-C-ι-4-alkyl and Ci-4-alkyl ethers of diols, more preferably mono- Ci-4-alkyl ethers of diols having 2 to 12 carbon atoms, especially 2-methoxy- 2-ethoxy-2-ethoxyethanol.
Examples of further suitable liquid media comprising a mixture of water and one or more organic solvents are described in US 4,963,189, US 4,703,113, US 4,626,284 and EP-A-425,150.
When the liquid medium comprises organic solvent free from water, (i.e. less than 1 % water by weight) the solvent preferably has a boiling point of from 30° to 200°C, more preferably of from 40° to 150°C, especially from 50 to 125°C. The organic solvent may be water-immiscible, water-miscible or a mixture of such solvents. Preferred water-miscible organic solvents are any of the hereinbefore- described water-miscible organic solvents and mixtures thereof. Preferred water- immiscible solvents include, for example, aliphatic hydrocarbons; esters, preferably ethyl acetate; chlorinated hydrocarbons, preferably CH2Cl2; and ethers, preferably diethyl ether; and mixtures thereof.
When the liquid medium comprises a water-immiscible organic solvent, preferably a polar solvent is included because this enhances solubility of the mixture of phthalocyanine dyes in the liquid medium. Examples of polar solvents include Ci-4-alcohols. In view of the foregoing preferences it is especially preferred that where the liquid medium is organic solvent free from water it comprises a ketone (especially methyl ethyl ketone) and/or an alcohol (especially a C-ι-4-alkanol, more especially ethanol or propanol).
The organic solvent free from water may be a single organic solvent or a mixture of two or more organic solvents. It is preferred that when the liquid medium is organic solvent free from water it is a mixture of 2 to 5 different organic solvents. This allows a liquid medium to be selected that gives good control over the drying characteristics and storage stability of the ink. Liquid media comprising organic solvent free from water are particularly useful where fast drying times are required and particularly when printing onto hydrophobic and non-absorbent substrates, for example plastics, metal and glass. The liquid media may of course contain additional components conventionally used in ink-jet printing inks, for example viscosity and surface tension modifiers, corrosion inhibitors, biocides, kogation reducing additives and surfactants which may be ionic or non-ionic.
Although not usually necessary, further colorants may be added to the ink to modify the shade and performance properties. Examples of such colorants include C.I. Direct Yellow 86, 132, 142 and 173; C.I. Direct Blue 307; C.I. Food Black 2; C.I. Direct Black 168 and 195; and C.I. Acid Yellow 23.
It is preferred that the composition according to the invention is ink suitable for use in an ink-jet printer. Ink suitable for use in an ink-jet printer is ink which is able to repeatedly fire through an ink-jet printing head without causing blockage of the fine nozzles. To do this the ink must be particle free, stable (i.e. not precipitate on storage), free from corrosive elements (e.g. chloride) and have a viscosity which allows for good droplet formation at the print head.
Ink suitable for use in an ink-jet printer preferably has a viscosity of less than 20 cP, more preferably less than 10 cP, especially less than 5 cP, at 25°C. Ink suitable for use in an ink-jet printer preferably contains less than
500ppm, more preferably less than 250ppm, especially less than 100ppm, more especially less than 10ppm in total of divalent and trivalent metal ions (other than any divalent and trivalent metal ions bound to a colorant of Formula (1) or any other colorant or additive incorporated in the ink). Preferably ink suitable for use in an ink-jet printer has been filtered through a filter having a mean pore size below 10μm, more preferably below 3μm, especially below 2μm, more especially below 1μm. This filtration removes particulate matter that could otherwise block the fine nozzles found in many ink-jet printers. Preferably ink suitable for use in an ink-jet printer contains less than
500ppm, more preferably less than 250ppm, especially less than lOOppm, more especially less than 10ppm in total of halide ions.
A third aspect of the invention provides a process for forming an image on a substrate comprising applying a composition, preferably ink suitable for use in an ink-jet printer, according to the second aspect of the invention, thereto by means of an ink-jet printer.
The ink-jet printer preferably applies the ink to the substrate in the form of droplets that are ejected through a small orifice onto the substrate. Preferred ink-jet printers are piezoelectric ink-jet printers and thermal ink-jet printers. In thermal ink- jet printers, programmed pulses of heat are applied to the ink in a reservoir by means of a resistor adjacent to the orifice, thereby causing the ink to be ejected from the orifice in the form of small droplets directed towards the substrate during relative movement between the substrate and the orifice. In piezoelectric ink-jet printers the oscillation of a small crystal causes ejection of the ink from the orifice. Alternately the ink can be ejected by an electromechanical actuator connected to a moveable paddle or plunger, for example as described in International Patent Application WO00/48938 and International Patent Application WO00/55089.
The substrate is preferably paper, plastic, a textile, metal or glass, more preferably paper, an overhead projector slide or a textile material, especially paper.
Preferred papers are plain or treated papers which may have an acid, alkaline or neutral character. Glossy papers are especially preferred. Photographic quality papers are especially preferred. A fourth aspect of the present invention provides a material preferably paper, plastic, a textile, metal or glass, more preferably paper, an overhead projector slide or a textile material, especially paper more especially plain, coated or treated papers printed with a mixture of compounds as described in the first aspect of the invention, a composition according to the second aspect of the invention or by means of a process according to the third aspect of the invention.
It is especially preferred that the printed material of the fourth aspect of the invention is a print on a photographic quality paper printed using a process according to the third aspect of the invention.
A fifth aspect of the present invention provides an ink-jet printer cartridge comprising a chamber and a composition, preferably ink suitable for use in an ink- jet printer, wherein the composition is in the chamber and the composition is as defined and preferred in the second aspect of the present invention. The cartridge may contain a high concentration ink and a low concentration ink, as described in the second aspect of the invention, in different chambers.
Example 1 Preparation of
CuPc-α-(CH3)8-β-(Sθ2NHCH2CH23H)4 Stage 1
Preparation of dimethyl phthalonitrile
The dimethyl phthalonitrile intermediate was prepared as described by N. B. McKeown, I. Chambrier and M. J. Cook, J. Chem. Soc, Perkin Trans. 1, 1990, 1169-1177.
LiN(SiMe3).,
Figure imgf000015_0001
Figure imgf000015_0002
Stage 2
Preparation of copper α-octamethyl phthalocyanine Copper α-octamethyl phthalocyanine was prepared from the dimethyl phthalonitrile intermediate prepared in stage 1 as described in; D. Wδhrle, G. Schnurpfeil, G. Knothe, Dyes and Pigments 1992, 18, 91-102.
Stage 3 Preparation of
CuPc-α-(CH3)8-β-(SO2CI)4
Phosphorus oxychloride (9.3 g) was added drop-wise over 15 min to stirred chlorosulphonic acid (54 ml) at room temperature. The mixture was stirred for 10 min and copper α-octamethyl phthalocyanine (13.5 g) from stage 2 was added portion-wise to the reaction mixture over 20 min. The reaction mixture was stirred and heated at 15O0C for 6 h and allowed to cool down to room temperature overnight. The reaction mixture was then added drop-wise with care to a stirred mixture of ice/water (500 ml) and the temperature was maintained below 1O0C in an ice bath. The mixture was stirred for 15 min and the solid was filtered off, washed with water (300 ml) and dried at the pump.
Stage 4 Preparation of the title compound
Half of the sulfonyl chloride prepared in stage 3 suspended in water (200 ml) was added to a cooled (<10°C), stirred solution of taurine (6.25 g) in water (200 ml) at pH 9.5 (2M NaOH). The pH of the reaction was maintained at 9.5 with 2M NaOH and the reaction mixture was stirred overnight and allowed to warm up to room temperature. The reaction mixture was then heated at 6O0C for 1 h and allowed to cool to room temperature. The solution was then filtered and the volume reduced to 130 ml. The resultant product was salted out with lithium chloride (20% w/v), filtered off and washed with 30% aqueous lithium chloride (50 ml). The solid was then dissolved in water (150 ml) and the solution was dialysed and then dried overnight in an oven at 5O0C.
Example 2
CuPc-α-(CH3)8-β-(SO2NHCH2CH23H)2(SO2NH2)1(SO3H)1
Stages 1 to 3 were carried out as described in Example 1. Half of the sulfonyl chloride prepared in stage 3, suspended in water, was added to a cooled (<10°C), stirred solution of taurine (2.75 g) and ammonium chloride (1.38 g) in water (200 ml) at pH 9.5 (adjusted with 2M NaOH). The pH of the reaction mixture was kept at 9.5 with 2M NaOH and the mixture was stirred overnight and allowed to warm up to room temperature. The reaction mixture was then heated at 6O0C for 1 h and then allowed to cool down to room temperature. The solution was filtered and dried overnight at 5O0C. The solid was dissolved in water (150 ml) and the product was salted out with lithium chloride (15% w/w). The solid was filtered off, dissolved in water (200 ml) and the resultant solution was dialysed and then dried overnight in an oven at 5O0C.
Comparative Dye
The comparative dye was C.I. Direct Blue 199 obtained as Pro-jetR™ Cyan
1 from Fujifilm Imaging Colorants Ltd, as supplied this is a compound of Formula:
Figure imgf000016_0001
C.I. Direct Blue 199 is the most widely used cyan ink-jet dye.
Example 3
Ink Preparation
Ink was prepared from the dye of Examples 1 and 2 and the Comparative
Dye by dissolving 3.5 g of the dye in 96.5 ml of a liquid medium consisting of 7 parts 2-pyrrolidone; 7 parts diethylene glycol; 7 parts ethylene glycol; 1 part SurfynolR™ 465; 0.2 parts Tris buffer and the balance deionised water and adjusting the pH to between pH 8 to 8.5 with sodium hydroxide. SurfynolR™ 465 is a surfactant from Air Products. Example 4 Ink-iet Printing
Ink, prepared as described above, was filtered through a 0.45 micron nylon filter and then incorporated into an empty print cartridge using a syringe. These inks were the printed on to the following media at 50% depth percent:
Canon Premium PR101 Photo Paper (PR101);and
Epson Ultra Premium Glossy Photo Paper (SEC PM)
Print Evaluation
Prints formed by ink-jet printing, were tested for ozone fastness by exposure to 5ppm ozone at 250C, 50% relative humidity, for 24hrs in a Hampden 903 Ozone cabinet. Fastness of the printed ink to ozone was judged by the difference in the optical density before and after exposure to ozone. Optical density measurements were performed using a Gretag spectrolino spectrophotometer set to the following parameters :
Measuring Geometry 0°/45° Spectral Range 380 - 730nm Spectral Interval 10nm llluminant D65
Observer 2° (CIE 1931) Density Ansi A External Filler None
Ozone fastness was assessed by the percentage change in the optical density of the print, where a lower figure indicates higher fastness, and the degree of fade. The degree of fade is expressed as ΔE and a lower figure indicates higher light fastness. ΔE is defined as the overall change in the CIE colour coordinates L, a, b of the print and is expressed by the equation ΔE = (Δl_2 + Δ a2 + Δb2 )0-5. Ozone Fastness
Figure imgf000018_0001
Clearly dyes according to the present invention display an enhanced ozone fastness compared to the market leading cyan dye.
Further Inks
The inks described in Tables A and B may be prepared using the Compound described in Example 1 as a dye. Numbers quoted refer to the number of parts of the relevant ingredient and all parts are by weight. The inks may be applied to paper or specialist ink-jet media by an ink-jet printer.
The following abbreviations are used in Tables A and B:
PG = propylene glycol
DEG = diethylene glycol NMP = N-methyl pyrrolidone
DMK = dimethylketone
IPA = isopropanol
MEOH = methanol
2P = 2-pyrrolidone MIBK = methylisobutyl ketone
P12 = propane-1 ,2-diol
BDL = butane-2,3-diol
CET= cetyl ammonium bromide
PHO = Na2HPO4 and TBT = tertiary butanol
TDG = thiodiglycol
Figure imgf000019_0001
TABLE B
CD
Figure imgf000020_0001

Claims

Claims
1. A mixture of compounds of Formula (1 ) and salts thereof:
Formula (1) wherein:
M is 2H, Si, a metal, an oxymetal group, a hydroxymetal group or a halometal group;
Pc represents an phthalocyanine nucleus of formula;
Figure imgf000021_0002
R1 is H or optionally substituted Ci-4alkyl;
R2 is H or optionally substituted C-|.8alkyl;
R3 is H or optionally substituted hydrocarbyl; and
R4 is optionally substituted hydrocarbyl; or
R3 and R4 together with the nitrogen atom to which they are attached represent an optionally substituted aliphatic or aromatic ring system; each R5 is independently H or optionally substituted Ci-4alkyl, provided that at least one R5 is optionally substituted C-i-4alkyl; x is 0 to 4; y is 0 to 4; z is greater than 0 to 4; the sum of x+y+z is in the range of from 2 to 4; and the substituents, represented by x, y and z, are attached only to a β-position on the phthalocyanine ring and the substituents represented by y and z are different.
2. A mixture of compounds of Formula (1) and salts thereof as claimed in claim 1 wherein M is Ni or Cu.
3. A mixture of compounds of Formula (1 ) and salts thereof as claimed in either claim 1 or claim 2 wherein at least one of R1 and R2 is optionally substituted
C1-4alkyl carrying at least one water solubilising substituent selected from the group consisting of: -OH, -SO3H, -CO2H and -PO3H2.
4. A mixture of compounds of Formula (1 ) and salts thereof as claimed in either claim 1 or claim 2 wherein R1 and R2 independently are H or methyl.
5. A mixture of compounds of Formula (1) and salts thereof as claimed in either claim 1 or claim 2 wherein at least one of R1 and R2 is optionally substituted C-|,4alkyl with a phenyl substituent carrying 1 or 2 water solubilising groups selected from the group consisting of -SO3H, -CO2H and -PO3H.
6. A mixture of compounds of Formula (1) and salts thereof as claimed in either claim 1 or claim 2 wherein R2 is Ci-8alkyl substituted with 2 or more water solubilising groups selected from the group consisting of -OH, -SO3H, -CO2H, and -PO3H2.
7. A mixture of compounds of Formula (1 ) and salts thereof as claimed in any one of claims 1 to 6 wherein R3 is H, optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
8. A mixture of compounds of Formula (1) and salts thereof as claimed in claim 7 wherein R3 is H or optionally substituted Ci-8alkyl.
9. A mixture of compounds of Formula (1) and salts thereof as claimed in claim 7 or claim 8 wherein R3 is H; Ci-4alkyl carrying 1 or 2 water solubilising groups selected from the group consisting Of -SO3H, -CO2H and -PO3H2; Ci-4alkyl carrying an optionally substituted heteroaryl group; or
Figure imgf000022_0001
carrying an optionally substituted aryl group.
10. A mixture of compounds of Formula (1 ) and salts thereof as claimed in any one of claims 1 to 9 wherein R4 is optionally substituted alkyl, optionally substituted heterocyclyl or optionally substituted aryl.
11. A mixture of compounds of Formula (1 ) and salts thereof as claimed in claim 10 wherein R4 is optionally substituted C1-8alkyl substituted with 1 or more substituents selected from the group consisting of -SO3H, -CO2H and -PO3H2; optionally substituted heteroaryl; or optionally substituted phenyl.
12. A mixture of compounds of Formula (1) and salts thereof as claimed in either claim 10 or claim 11 wherein R4 is C-i-4alkyl carrying 1 or 2 water solubilising groups selected from the group consisting Of -SO3H, -CO2H and -PO3H2; Ci-4alkyl carrying an optionally substituted heteroaryl where the heteroaryl group or substituent thereof carries at least one water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2; or Ci-4alkyl carrying an optionally substituted phenyl group where the phenyl group or substituent thereof carries at least one water solubilising group selected from the group consisting of -SO3H, - CO2H and -PO3H2.
13. A mixture of compounds of Formula (1 ) and salts thereof as claimed in any one of claims 10 to 12 wherein R4 is optionally substituted Ci-4alkyl carrying an optionally substituted triazinyl.
14. A mixture of compounds of Formula (1) and salts thereof as claimed in claim 13 wherein the optionally substituted triazinyl substituent on R4 when it is optionally substituted Ci-4alkyl is a group of Formula (2).
Figure imgf000023_0001
Formula (2) wherein:
X is selected from the group consisting of -OR6, -SR6, -NR6R7;
Y is selected from the group consisting of -OR8, -SR8, -NR8R9;
R6, R7, R8 and R9 are independently H, optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl provided that at least one of the groups represented by R6, R7, R8 and R9 carries at least one substituent selected from the group consisting Of -SO3H, -CO2H and -PO3H2.
15. A mixture of compounds of Formula (1 ) and salts thereof as claimed in either claim 13 or claim 14 wherein the optionally substituted triazinyl substituent on R4 when it is optionally substituted C1-4alkyl comprises a group of Formula (3)
Figure imgf000024_0001
Formula (3) wherein:
R10 is H or optionally substituted C1-4alkyl;
R11 is H or optionally substituted Ci-4alkyl; R12 is H or optionally substituted Ci-4alkyl;
R13 is optionally substituted alkyl, optionally substituted aryl or optionally substituted heterocyclyl carrying at least one substituent selected from the group consisting Of -SO3H, -CO2H and -PO3H2.
16. A mixture of compounds of Formula (1) and salts thereof as claimed in any one of the preceding claims wherein all the R5 groups are methyl.
17. A mixture of compounds of Formula (1 ) and salts thereof as claimed in any one of the preceding claims wherein the sum of (x+y+z) is 3 to 4.
18. A mixture of compounds of Formula (1 ) and salts thereof as claimed in claim 1 of Formula (4) and salts thereof
Figure imgf000024_0002
Formula (4) wherein:
Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula;
Figure imgf000025_0001
each R5 is independently H, Cl or methyl, provided that at least one R5 is Cl or methyl; R14 is H or optionally substituted C1-8alkyl;
R15, R16, R17, R17, R18, R19 and R21 are each independently H or methyl;
R20 is aryl carrying 1 to 3 substituents selected from the group consisting of -SO3H, -CO2H and -PO3H2 and other optional substituents;
L is optionally substituted C1-4alkylene; x, y, and z are each independently greater than 0 and less than 4 x+y+z is in the range of 3 to 4; and the substituents represented by x, y and z are attached to the phthalocyanine nucleus by a β-position.
19. A mixture of compounds of Formula (1 ) and salts thereof as claimed in claim 1 of Formula (5) and salts thereof:
CuPc(alkyl)— (SO2NR21R22)z Formula (5) wherein:
Pc(alkyl) represents an alkyl phthalocyanine nucleus of formula;
Figure imgf000026_0001
each R5 is independently H or methyl, provided that at least one R5 is methyl; R21 is H or optionally substituted C-i-4alkyl;
R21 is optionally substituted C-i-4alkyl carrying a water solubilising group selected from the group consisting Of -SO3H, -CO2H and -PO3H2; and z is greater than zero to 4.
20. A composition comprising a mixture of compounds of Formula (1 ) and salts thereof as described in any one of claims 1 to 19 and a liquid medium.
21. A composition according to claim 20 which is ink suitable for use in an ink- jet printer.
22. A process for forming an image on a substrate comprising applying a ink suitable for use in an ink-jet printer, as described in claim 21 , thereto by means of an ink-jet printer.
23. A material printed by means of a process according to claim 22.
24. An ink-jet printer cartridge comprising a chamber and ink suitable for use in an ink-jet printer as described in claim 22, wherein the ink is in the chamber.
PCT/GB2008/000743 2007-03-15 2008-03-05 Phthalocvanines and their use in ink-jet printing WO2008110747A1 (en)

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