WO2008098206A1 - Dynamic stabilization device - Google Patents

Dynamic stabilization device Download PDF

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Publication number
WO2008098206A1
WO2008098206A1 PCT/US2008/053482 US2008053482W WO2008098206A1 WO 2008098206 A1 WO2008098206 A1 WO 2008098206A1 US 2008053482 W US2008053482 W US 2008053482W WO 2008098206 A1 WO2008098206 A1 WO 2008098206A1
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WO
WIPO (PCT)
Prior art keywords
elongated member
device
housing
end
member
Prior art date
Application number
PCT/US2008/053482
Other languages
French (fr)
Inventor
Antonio E. Castellvi
Scott A. Webb
Craig Corrance
John Kapitan
Gert Nijenbanning
Original Assignee
Altiva Corporation
Transcendental Spine, Llc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority to US88916907P priority Critical
Priority to US60/889,169 priority
Application filed by Altiva Corporation, Transcendental Spine, Llc filed Critical Altiva Corporation
Publication of WO2008098206A1 publication Critical patent/WO2008098206A1/en

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7002Longitudinal elements, e.g. rods
    • A61B17/7019Longitudinal elements having flexible parts, or parts connected together, such that after implantation the elements can move relative to each other
    • A61B17/7023Longitudinal elements having flexible parts, or parts connected together, such that after implantation the elements can move relative to each other with a pivot joint
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7002Longitudinal elements, e.g. rods
    • A61B17/7004Longitudinal elements, e.g. rods with a cross-section which varies along its length
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7002Longitudinal elements, e.g. rods
    • A61B17/7019Longitudinal elements having flexible parts, or parts connected together, such that after implantation the elements can move relative to each other
    • A61B17/7025Longitudinal elements having flexible parts, or parts connected together, such that after implantation the elements can move relative to each other with a sliding joint
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7041Screws or hooks combined with longitudinal elements which do not contact vertebrae with single longitudinal rod offset laterally from single row of screws or hooks

Abstract

A surgical implant device (100) for controlling the movement between a first bone or tissue portion and a second bone or tissue portion includes a first elongated member (102) connectable for movement with the first bone or tissue, portion and a second elongated member (108) connectable for movement with the first bone or tissue portion. The first elongated member and the second elongated member are connected by a flexible joint (210) configured to allow the first elongated member to pivot, move axially, and/or rotate relative to the second elongated member. At least one resilient member (240) is associated with the flexible joint to resist relative movement of the first elongated member relative to the second elongated member.

Description

Attorney Docket No.: 30373/04084

DYNAMIC STABILIZATION DEVICE

Related Applications

[0001] This application claims the benefit of United States Provisional Patent Application serial no. 60/889,169 filed February 9, 2007, for DYNAMIC STABILIZATION DEVICE, the entire disclosure of which is fully incorporated herein by reference.

Background

[0002] A device or system may be implanted into a patient to control movement between two bones or tissue portions. For example, bone implants and systems are used for, among other purposes, control and stabilization of the posterior lumbar spine. In the case of spinal degeneration, for example, of a disc or a vertebra, the spine may be unstable, and undesired motion may be possible. In such a case, it is known to use a bone implant or system to stabilize the spine while still allowing some controlled motion.

[0003] Typical spinal systems include pedicle screws that attach to adjacent vertebrae; rigid or semi-rigid rods or plates that extend between the screws of adjacent vertebrae; and connectors for connecting the rods or plates with the screws. Some systems are designed not to allow for any relative movement between vertebrae. Other systems allow for some relative movement between vertebrae, such as via pivotal connectors and/or flexible rods or plates, in an attempt to allow some controlled movement of the spine while still stabilizing the spine.

Summary

[0004] The present application is directed to an implantable, dynamic stabilization device. In one embodiment, the device includes a first member that is movably attached to a second member such that the first member may pivot, move axially, and/or rotate relative to the second 30373/04084

member. The device may be used, for example, to extend between two bones in order to provide stabilization and motion preservation.

[0005] In one embodiment, the connection or joint between the first and second members are linked by a flexible joint. The joint may include one or more resilient or biasing element(s) to bias or dampen force when one member moves relative to the other. In another embodiment, the device includes a first elongated member having an end concentrically disposed in and retained within a housing portion that is attached to a second elongated member. A plurality of elastomeric elements are also disposed within the housing to provide resistance to relative movement between the elongated members.

[0006] In another embodiment, a flexible dynamic rod device is provided in which the stiffness of the rod and movement of the rod is customizable. In one embodiment, a plurality of resilient or biasing elements are associated with the connection or joint between a first and a second rod member. The number and stiffness of the resilient or biasing elements may be changed in order to customize the stiffness and the range of movement of the dynamic rod device.

[0007] The present application is also directed to a method of use for the device.

[0008] Further aspects and concepts will become apparent to those skilled in the art after considering the following description and appended claims in conjunction with the accompanying drawings.

Brief Description of the Drawings [0009] In the accompanying drawings, which are incorporated in and constitute a part of the specification, embodiments of the invention are illustrated, which, together with a general description given above, and the detailed description given below, serve to exemplify embodiments of the invention: [0010] Figure 1 is graph depicting the motion curves of an intact normal spine and an abnormal or degenerative spine outfitted with various types of rod/connector spinal stabilization systems; [0011] Figure IB is a schematic representation of a first embodiment of a dynamic stabilization device as disclosed in the application; [0012] Figure 2 is a perspective view of a second embodiment of a dynamic stabilization device as disclosed in the application, illustrated connected to a pair of bone screws; [0013] Figure 3 is a perspective view of the embodiment of Figure 2;

{00218838 DOC;1 } 2 30373/04084

[0014] Figure 4 is an exploded view of the embodiment of Figure 3;

[0015] Figure 5 is a perspective view of an embodiment of a first elongated member of the embodiment of Figure 3; [0016] Figure 6 is a perspective view of an embodiment of a second elongated member of the embodiment of Figure 3; [0017] Figure 7 A is a perspective view of an embodiment of a housing portion of the embodiment of Figure 3 illustrating a first end of the housing portion; [0018] Figure 7B is a perspective view of the housing of Figure 7A illustrating a second end of the housing portion; [0019] Figure 8 is a cross section of the housing assembled to the first elongated member of the embodiment of Figure 3; and

[0020] Figure 9 is a side cross-section view of the embodiment of Figure 3; [0021] Figure 10 is a side view of the embodiment of Figure 3 illustrating axial movement of the first elongated member relative to the second elongated member; [0022] Figure 11 is a side view of the embodiment of Figure 3 illustrating pivotal movement of the first elongated member relative to the second elongated member; [0023] Figure 12 is a front view of the embodiment of Figure 3 illustrating various directions of pivotal movement of the first elongated member; [0024] Figure 13 is a side view of the embodiment of Figure 3 illustrating movement of the first elongated member during flexion and extension; [0025] Figure 14 is a perspective view of a third embodiment of a dynamic stabilization device as disclosed in the application;

[0026] Figure 15 is an exploded view of the of the embodiment of Figure 14; [0027] Figure 16 is a perspective view of an embodiment of a first elongated member of the embodiment of Figure 14;

[0028] Figure 17 is a cross-section view of the first elongated member of Figure 16; [0029] Figure 18 is a perspective view of an embodiment of a second elongated member of the embodiment of Figure 14; [0030] Figure 19 is a perspective view of an embodiment of a collar of the embodiment of

Figure 14; [0031] Figure 20 is a side cross-section view of the embodiment of Figure 14;

{00218838 DOC;1 } 3 30373/04084

[0032] Figure 21 is a perspective view of a fourth embodiment of a dynamic stabilization device as disclosed in the application;

[0033] Figure 22 is an exploded view of the of the embodiment of Figure 21; [0034] Figure 23 is a perspective view of an embodiment of a first elongated member of the embodiment of Figure 21 ; [0035] Figure 24 is a perspective view of an embodiment of a second elongated member of the embodiment of Figure 21 ; [0036] Figure 25 A is a perspective view of an embodiment of a housing portion of the embodiment of Figure 21 illustrating a first end of the housing portion; [0037] Figure 25B is a perspective view of the housing of Figure 25 A illustrating a second end of the housing portion; [0038] Figure 26 is a cross section of the housing assembled to the first elongated member of the embodiment of Figure 21; and

[0039] Figure 27 is a partial side cross-section view of the embodiment of Figure 21; and [0040] Figure 28 is a partial side cross-section view a fifth embodiment of a dynamic stabilization device as disclosed in the application.

Detailed Description

[0041] The present application discloses an implantable, dynamic device used for controlling motion. Although the embodiments illustrate the use of the dynamic device in a spinal stabilization and motion preservation system, the device may be used to control the relative motion of a variety of structures and is not limited to spinal applications. For example, the device may be used to control the relative motion between bones and/or tissues in the body, such as the pelvis and the femur. While the embodiments illustrated and described herein are presented in the context of a segmented rod shaped implant device having a first cylindrical rod movably attached to a second cylindrical rod by a flexible joint that includes a housing and four elastomeric rings, those skilled in the art will readily appreciate that the present invention may be used and configured in other ways. For example, the first and second cylindrical rods may be configured in any suitable manner to connect between two bones or tissue portions. Thus, elongated members having configured other than cylindrical or rod-shaped may be used. For example, the cross-sectional configuration may be any suitable geometric shape. In addition,

{0Q218838 DOC;! } 4 30373/04084

the movement of the first rod member relative to the second rod member may be axial, pivotal, and/or rotational and in one or more planes. Furthermore, the number and configuration of the resilient member(s) may vary and the composition need not be elastomeric. Any suitable resilient or biasing member(s) may be used at the connection between the first and second rod members. For example, more or less than four rings may be used, conventional springs or other biasing elements may be used, or the cavity or portions thereof may be filled with an energy absorbing material, such as for example a polymeric material.

[0042] The embodiments of the invention illustrate the use of the device in a spinal stabilization and motion preservation system that restricts certain types of motion in an otherwise abnormal or degenerative spine while allowing other types of motion so that the spinal segment is stabilized but not fused. Quantity of motion refers to the range of motion of the spine while quality of motion refers to the characteristics of a rotating vertebra, such as kinematics.

[0043] For example, the graph shown in Fig. 1 depicts the motion curves of an intact normal spine and an abnormal or degenerative spine outfitted with either a rigid or dynamic spinal stabilization system. Fig. 1 illustrates that the use of a dynamic spinal stabilization system, for example a dynamic rod and dynamic connector such as the embodiments of the invention illustrated and described herein, allows for a more normal range of motion than the use of a conventional rigid spinal stabilization system.

[0044] The y-axis of the graph shown in Fig. 1 represents the displacement (degree of flexion/extension bending) and the x-axis represents the moment (Nm) acting on the vertebral junction. Positive moment values represent flexion (bending forward) while negative moment values represent extension (bending backward). Thus, the moment acting on the vertebral junction increases as a person bends forward (flexion) from a neutral position and decreases as the person returns to the neutral position. Similarly, the moment acting on the vertebral junction increases as a person bends backward (extension) from a neutral position and decreases as the person returns to the neutral position. The total range of motion may be calculated from the total displacement between the top and bottom of the motion curve.

[0045] As shown in the graph of Fig. 1, the range of motion of an abnormal or degenerative spine outfitted with a dynamic spinal stabilization system allows for almost as much flexion range of motion as a normal intact spine. Further, an abnormal or degenerative spine outfitted with a dynamic spinal stabilization system allows for an overall greater range of motion than an

{QO218838.DOC;! } 5 30373/04084

abnormal or degenerative spine outfitted with a rigid spinal stabilization system. As such, the use of a dynamic spinal stabilizations system, for example a dynamic rod and dynamic connector such as the embodiments of the invention illustrated and described herein, allows for a more normal quantity and quality of motion than the use of a conventional rigid spinal stabilization system.

[0046] While various aspects and concepts of the invention are described and illustrated herein as embodied in combination in the embodiments, these various aspects and concepts may be realized in many alternative embodiments, either individually or in various combinations and sub-combinations thereof. Unless expressly excluded herein all such combinations and sub- combinations are intended to be within the scope of the present invention. Still further, while various alternative embodiments as to the various aspects and features of the invention, such as alternative materials, structures, configurations, methods, devices, and so on may be described herein, such descriptions are not intended to be a complete or exhaustive list of available alternative embodiments, whether presently known or identified herein as conventional or standard or later developed. Those skilled in the art may readily adopt one or more of the aspects, concepts or features of the invention into additional embodiments within the scope of the present invention even if such embodiments are not expressly disclosed herein. Additionally, even though some features, concepts or aspects of the invention may be described herein as being a preferred arrangement or method, such description is not intended to suggest that such feature is required or necessary unless expressly so stated. Still further, or representative values and ranges may be included to assist in understanding the present invention however, such values and ranges are not to be construed in a limiting sense and are intended to be critical values or ranges only if so expressly stated.

[0047] It should be noted that for the purposes of this application, the terms attach (attached), connect (connected), and link (linked) are not limited to direct attachment, connection, or uniting but also include indirect attachment, connection, or linking with intermediate parts, components, or assemblies being located between the two parts being attached, connected, or linked to one another. In addition, the terms attach (attached), connect (connected), and link (linked) may include two parts integrally formed or unitarily constructed.

[0048] It should also be noted that for the purposes of this application, the term implant (implantable, implanted, etc.) or surgical implant device is not limited to those devices

{00218838 DOC;1 } 6 30373/04084

implanted into a tissue or bone and completely covered by the skin, but also includes devices implanted into a tissue or bone and projecting through the skin.

[0049] Figure IB illustrates a first embodiment of the implantable dynamic stabilization device 100. The device 100 includes a first elongated member 102 having a first end portion 104 and a second end portion 106 and a second elongated member 108 having a first end portion 110 and a second end portion 112. The second end portion 106 of the first elongated member 102 is positioned adjacent or proximate the position of the first end portion 110 of the second elongated member 108, such that the first elongated member and the second elongated member are generally aligned along an axis 113. The first end portion 104 of the first member 102 and the second end portion 1 12 of the second elongated member 108 are adapted to connect to other components 114 of motion stabilization and preservation system. Pedicle screws or some other osseous or tissue anchoring device is a non-limiting example of a component 114 to which the first and second members 102, 108 may connect to.

[0050] A housing portion 115 is associated with the first end portion 110 of the second elongated member 108. For example, the housing portion 115 may be a separate component attached to the first end portion 110 or may be formed integrally with the first end portion. The second end portion 106 of the first elongated member 102 is disposed within the housing portion 115 and is retained within the housing portion by a retaining portion 116, which may be any suitable retaining means that also permits the first elongated member 102 to be movable relative to the second elongated member 108. For example, the first elongated member 102 may move axially (shown by arrows A), pivotally (shown by arrows B), and rotationally about the axis 113 (shown by arrows C) relative to the second elongated member 108. One or more resilient members 118 may also be disposed within the housing portion 115 and oriented to provide an increasing resistance to relative axial and pivotal movement between the first and second elongated members 102, 108. For example, if a force is applied to move the first the first elongated member 102 axially away from or toward the second elongated member 108, and/or pivot away from the axis 113, the one or more resilient members 118 will resist the movement. The farther the first elongated member moves from an initial neutral or unloaded position, the more resistance the resilient members provide, hi addition, once the force is removed or sufficiently reduced, the resilient members will bias the first elongated member back to the neutral or unloaded position.

{00218838.DOC;! } 7 30373/04084

[0051] The resilient members 118 may also be positioned within the housing portion 1 15 in a manner that prevents the first elongated member 102 from contacting the inner surface of the housing when the first elongated member moves relative to the second elongated member 108.

[0052] Thus, the housing portion 115, the retaining means 116, and the resilient members 118 cooperate to form a flexible joint or coupling between the first elongated member 102 and the second elongated member 108 that allows for quality of motion between the members.

[0053] The resilient members 118 and/or other structure associated with the flexible coupling, may also provide limits to the amount of movement allowed between the first and second members 102, 108. For example, a stop surface or bump stops (not shown) may be included on the device that impede further relative movement of one member relative to the other member. The stop surface or bump stops may include a resilient material that provides resistance to pivotal movement of the first elongated member that increases the farther the first elongated member pivots relative to the second elongated member. The stop surface or bump stop may eventually provide a hard stop that prevents the first elongated member from pivoting beyond a certain amount.

[0054] Figure 243 illustrate a second embodiment of an implantable, dynamic stabilization device 210. Referring to Figure 2, the dynamic stabilization device 210 is installed between a pair of components 212, 214 of a stabilization and motion preservation system. The device 210 may be installed between a variety of system components. Any system components in which controlled motion between the components is desirable may be used. In the depicted embodiment, the components 212, 214 are bone anchoring elements realized as pedicle screws. The dynamic device 210 connects to each of the pedicle screws 212, 214. The dynamic device 210 may attach to the pedicle screws in any suitable manner. In the depicted embodiment, each of the screws 212, 214 includes a boss portion 216, 218 having a through bore 220, 222. The device 210 is inserted through each of the through bores 220, 222 and secured in place by any suitable means, such as for example by set-screws or pins. The connection between the device 210 and each of the screws 212, 214 may be fixed or may be flexible. For example, pivotal connections between a support rod and bone screws in stabilization and motion preservation systems are known. The device 210 may be used with known or newly developed pivotal or flexible connections.

{00218838 DOC;1 } 30373/04084

[0055] Referring to Figures 3 and 4, the depicted embodiment of the device 210 includes a first elongated member 230 movably attached to a second elongated member 232. The first and second members 230, 232 may be configured in a variety of ways. Any members capable of being movably attached to each other while also being attached to other system components to provide controlled movement between the components may be used. In the depicted embodiment, the first elongated member 230 is realized as a first rigid rod and the second elongated member 232 is realized as a second rigid rod attached to the first rigid rod by a housing 234. The device 210 also includes one or more stop surfaces or bump stops 238 and one or more resilient members 240 (see Figure 4). In the depicted embodiment, the one or more bump stops 238 and the one or more resilient members 240 are realized as generally annular or doughnut-shaped components, but other shapes and other configurations are possible.

[0056] Referring to Figure 5, the second elongated member 232 includes an elongated, generally cylindrical body 242. The body 242 has a first end portion 244 and a second end portion 246. The second end portion 246 is adapted to connect or attach to another system component, such as for example a pedicle screw. The first end portion 244 is adapted to connect to the housing 234. The first end portion 244 includes an end face 250 and a flange 252 that extends radially from the second elongated member 232. The flange 252 includes male threads 254 disposed on an outer edge. The male threads 254 are configured to threadably mate with the housing 234 (see Figure 8). The second elongated member 232 and the housing 234, however, may be configured to attach by any suitable means.

[0057] Referring to Figure 6, the first elongated member 230 includes an elongated, generally cylindrical body 272. The body 272 has a first end portion 274 and a second end portion 276. The first end portion 274 is adapted to connect or attach to another system component, such as for example a pedicle screw.

[0058] The second end portion 276 is adapted to be received within the housing 234. The second end portion 276 includes an end face 280 and a flange 282 that extends radially from the first elongated member 230. In the depicted embodiment, a plurality of circumferential grooves 284 are disposed adjacent to the flange 282. The grooves 284 are adapted to receive the resilient members 240. In the illustrated embodiment, two grooves 284 are located on either side of the flange 282, each groove being adapted to receive one resilient member 240.

{Q0218838 DOC;! } 9 30373/04084

In other embodiments, however, the number, configuration, and position of the grooves may vary. For example, the first elongated member 230 may not include any grooves or may include more or less than two grooves on each side of the flange 282. Furthermore, the number of grooves on one side of the flange 282 may differ from the number of grooves on the other side and/or more than one resilient member may be received by a single groove.

[0059] Figures 7A and 7B illustrate the housing 234. The housing 234 may be configured in a variety of ways. Any structure capable of connecting the second elongated member 232 and receiving a portion of the first elongated member to form a flexible joint may be used. In the depicted embodiment, the housing 234 has a generally cylindrical body 290 that forms a through bore 292. The body 290 has a first end portion 294 and a second end portion 296. The first end 294 includes female threads 298 for threadably mating with the male threads 254 on the second elongated member 232. In other embodiments, however, the housing 234 and the second elongated member 232 may attach by any suitable means. The second end portion 296 includes an inwardly radially extending shoulder 299 having a circumferential groove 300 (see Figure 8). The shoulder 299 forms an opening 302 at the second end portion 296 (see Figure 8). The opening 302 may be circular or any other suitable shape.

[0060] Referring to Figures 8-9, when assembled, the second elongated member 232 and the inner surface 235 of the housing 234 form a cavity 304 (Figure 8). The second end portion 276 of the first elongated member 230 is disposed within the cavity 304 such that the body 272 of the first elongated member 230 extends from the cavity 304, via the opening 302, generally along an axis 306. hi a neutral, unloaded, or free state, the first elongated member 230 and the second elongated member 232 are generally aligned along the axis 306, as shown in Figure 9.

[0061] The four annular, resilient members 240 are disposed within the cavity 304. hi the depicted embodiment, the resilient members 240 may be formed from or include a variety of resilient materials that are suitable for mammalian implantation, such as for example, but not limited to, polyethylene or polyurethane.

[0062] The resilient members 240 have an outer diameter that is slightly smaller than the diameter of the inner surface 235. The inner diameter of the resilient members 240 is slightly smaller that than the diameter of the first member 230 such that the resilient members are stretched in order for the member's inner diameter to fit onto the first member. In other embodiments, however, the inner diameter of the resilient members 240 may be the same as or

{00218838 DOC;1 } 10 30373/04084

slightly larger that the diameter of the first member 230. As depicted, two resilient members 240 are positioned within grooves 284 between the flange 282 and the end face 280 of the first elongated member 230 and two resilient members 240 are positioned within grooves 284 between the flange 282 and the inward extending shoulder 299 of the housing 234. The flange 282 has a diameter that is smaller than the diameter of the inner surface 235 but larger than the inner diameter of the resilient members 240, such that the flange separates the resilient members within the cavity 304. Furthermore, the diameter of the flange 282 is also larger than the diameter of the opening 302 formed by the shoulder 299. Thus, the shoulder 299 acts as a retaining portion to retain the second end portion 276 of the first elongated member 230 within the cavity 304 between the end face 250 of the second elongated member 232 and the shoulder 299.

[0063] Referring to Figure 9, the generally annular bump stop 238 is adapted to be received within the groove 300 of the shoulder 299. The bump stop 238 may be held within the groove 300 by any suitable means, such as but not limited to, interference or friction fit, adhesives, or the resiliency of the bump stop itself. The bump stop 238 provides a specific travel limit for pivotal movement of the first elongated member 230 relative to the second elongated member 232. The bump stop 238 may be configured in a variety of ways. Any structure capable of limiting the motion of the first elongated member 230 relative to the second elongated member 232 may be used. For example, though the bump stop 238 is depicted as a single, continuous annular component, the bump stop 238 may be non-continuous (e.g. have a gap) or may be configured as multiple pieces. Furthermore, the bump stop 238 may be foπned from any suitable material. Thus, the bump stop 238 may be formed from a hard material, such as stainless steel, for example, or may be formed with at least a portion designed to dampen or cushion movement while providing a limit to travel. For example, the bump stop 238 may be formed from or include a resilient material such as an elastomer or some other dampening material such as silicon. The bump stop 238 provides resistance to pivotal movement of the first elongated member 230 that increases the farther the first elongated member pivots relative to the second elongated member 232. Thus, the bump stop 238 may provide a nonlinear response.

[0064] Referring to Figures 10 and 12, the first elongated member 230 is movably attached to the second elongated member 232. Movement of the first elongated member 230 relative to

{00218838 DOCl } 1 1 30373/04084

the second elongated member 232 may be controlled and constrained by one or more of: the cavity 304, the shoulder 299 of the housing 234, the size and shape of the opening 302, the configuration of the bump stop 238, and the resilient members 240. Furthermore, the resilient members 240 are positioned within the housing in a manner that prevents the first elongated member 230 from directly contacting the inner surface of the housing 234 as the first elongated member moves relative to the second elongated member 232.

[0065] As illustrated in Figure 10, the first elongated member 230 is movable axially relative to the second elongated member 232. In a free, neutral, or unloaded state, as shown by solid lines, the first elongated member 230 is in a first position X. If an axially compressive force is applied between the first and second elongated members 230, 232, the first elongated member moves axially toward the second elongated member toward a second position Y. This axial compression results in compression of the resilient members 240 disposed between the flange 282 and the end face 250 (Figure 9). When compressing, the resilient members 240 resist the movement by imparting a bias force against the flange 282. The more the resilient members 240 are compressed, the greater the bias force. In addition, once the compression force is removed or sufficiently decreased, the compressed resilient members 240 return to their natural, free state shape; thus imparting a return force onto the flange 282.

[0066] If an axially distracting force is applied between the first elongated member 230 and second elongated member 232, the first elongated member moves axially away from the second elongated member toward a third position Z. This axial distraction results in compression of the resilient members 240 disposed between the flange 282 and a shoulder 299. When compressing, the resilient members 240 resist the movement by imparting a bias force against the flange 282. The more the resilient members 240 are compressed, the greater the bias force. In addition, once the distraction force is removed or sufficiently decreased, the compressed resilient members 240 will return to their free state shape; thus imparting a return force onto the flange 282.

[0067] The amount of compression and distraction of the device 210 may be customized by changing the number, configuration, and/or material of the resilient members. For example, the device 210 may allow for several millimeters of distraction. However, this amount may be modified by changing the type of, configuration of, or number of resilient members 240

{00218838.DOC;! } 12 30373/04084

between the flange 282 and the shoulder 299. In this way, the amount of distraction allowed may be different or the same as the amount of compression allowed.

[0068] As illustrated in Figure 11, the first elongated member 230 may also pivot relative to the second elongated member 232. The direction and amount of pivotal movement may depend on one or more of: the size and shape of the opening 302, the size, shape, and material of the bump stop 238, and the number, configuration, and material of the resilient members 240. For example, if the opening 302 is elliptical, the first elongated member 230 will have a greater range of pivotal movement along the major axis of the elliptical bore than along the minor axis of the elliptical bore. As shown in Figure 12, however, a circular shape of the opening 302 allows the first elongated member 230 to pivot relative to the second elongated member 232 in all directions. Thus, the first elongated member 230 is capable of pivoting relative to the second elongated member 232 about a plurality of pivot axes. For example, pivot axis 291 illustrated the axis that the first elongated member 230 pivots about when the first elongated member moves in a direction illustrated by arrows B while pivot axis 293 illustrated the axis that the first elongated member pivots about when the first elongated member moves in a direction illustrated by arrows A.

[0069] When the first elongated member 230 pivots relative to the second elongated member 232, the bump stop 238 act to limit the amount of pivotal movement of the first elongated member by interfering with the movement. In addition, some of the resilient members 240 within the housing 234 may also be compressed as a result of pivotal movement of the first elongated member 230. The bump stop 238 and resilient members 240 may not only limit the pivotal movement of the first elongated member 230, but also provide a softening or transition region where movement is restricted. For example, the bump stop 238 and resilient members 240 may provide a hard stop at three to five degrees from the axis 306, but gradually increase the stiffness of the connection or joint leading up to the hard stop.

[0070] In one embodiment, the device 210 may allow for three to five degrees of pivotal movement. If a different amount of movement is desired, different spring elements or bump stop 238 (size, shape, material, etc.) or a different sized or shaped opening 302 may be used. The first elongated member 230 may also rotate relative to the second elongated member 232. The first elongated member 230 may rotate within the housing 234 and about the axis 306. In

{00218838 DOC;1 ) 13 30373/04084

certain embodiments, the resilient members 240 may provide frictional resistance to the rotation.

[0071] Referring to Figures 9 and 13, the first elongated member 230 may both pivot and distract or compress relative to the second elongated member 232. When used in an implantable spinal stabilization system in which the device 210 is attached at either end to bone anchoring members, which are attached to vertebrae, the device may be configured to provide controlled flexion and extension of the spine, along with limited lateral bending and rotation. For example, as shown in Figure 13, when the spine is flexed, the first elongated member 230 will pivot and distract relative to the second elongated member 232. Accordingly, when the spine is extended, the first elongated member 230 will pivot and compress relative to the second elongated member 232. The combined pivotal movement and axial movement is consistent with the relative movement between vertebra; thus, the device may effectively provide controlled movement in the spinal stabilization system.

[0072] As previously indicated, the resilient members 240 provide an increasing resistance to movement the more the first elongated member 230 pivots or moves axially relative to the second elongated member 232. This resistance is created by compressing the resilient members 240. Thus, the more the resilient members 240 are compressed, the more the members resists further compression. In some instances, especially when both pivotal and axial movement occur, the amount of compressive force and the direction of the compression forces acting on the resilient members 240 varies between the resilient members as well as across a single resilient member.

[0073] To illustrate, the four comers within the housing 234 are identified in Figure 9 as A, B, C, and D. In the neutral position, as shown in Figure 9, the resilient members 240 may be compressed to some degree, thus, movement of the first elongated member 230 relative to the second elongated member 232 increases or decreases the compressive stress on the resilient members 240 or portions thereof. When the first elongated member 230 pivots and distracts relative to the second elongated member (i.e. the position labeled in Figure 13 as "flexion"),

„ the portions of the resilient members 240 in each comer experience different compressive forces. For example, the portions of the resilient members 240 in comer A are further compressed both axially by the flange 282 moving toward the radially extending shoulder 299 and radially by the grooves 284 as the first elongated member 230 pivots toward the comer A.

{0Q218838 DOC;! } 14 30373/04084

Conversely, the portions of the resilient members 240 in corner B are less compressed both axially and radially as the flange moves axially away from the corner B and the first elongated member pivots away from the corner B. In a similar manner, the portions of the resilient members 240 in corner C are more compressed radially and less compressed axially and the portions of the resilient members 240 in corner D are more compressed axially and less compressed radially.

[0074] In the depicted embodiment, movement of the of the first elongated member 230 relative to the second elongated member 232 generally results in compression of the resilient members without axially movement of the resilient members. Thus, the resistance to movement is generally achieved by physical, cross-sectional deformation of the resilient members 240 without axial displacement of the resilient members. Further, compression of the resilient members 240 may occur both axially and radially with different portions of the resilient members 240 experiences different compressive forces, both in magnitude and direction.

[0075] Referring to Figures 14 and 15, the depicted embodiment of the device 410 includes a first elongated member 430 movably attached to a second elongated member 432. The first and second members 430, 432 may be configured in a variety of ways. Any members capable of being movably connected to each other while also being connected for movement with other system components to provide controlled movement between the components may be used. In the depicted embodiment, the first elongated member 430 is realized as a first rigid rod and the second elongated member 432 is realized as a second rigid rod attached to the first member by a collar 434. The first and second members 430, 432 are depicted as solid rods, however, the members could be formed as tubes or other suitable configurations. The device 410 also includes a retaining device 436, such as a C-clip for example, for securing the collar 434 to the second member 432, one or more bump stops 438, and one or more resilient members 440. In the embodiment of Figure 15, the resilient members 440 are depicted as generally annular or doughnut-shaped but other shapes and configurations are possible.

[0076] Referring to Figures 16 and 17, the second elongated member 432 includes a first generally cylindrical end portion forming a housing 442 with a first terminal end 443 and a second generally cylindrical end portion 444 having a second terminal end 445. The housing 442 in the depicted embodiment is formed integrally with the second member 432. In other embodiments, however, the housing 442 may be formed as a separate component that attaches

{00218838 DOC;1 } 15 30373/04084

to the second member 432. The diameter of the second generally cylindrical end portion 444 is smaller than the diameter of the housing 442. The second end portion 444 is adapted to connect to another system component, such as for example a pedicle screw, while the housing 442 is adapted to connect to the first elongated member 430. The housing 442 forms an opening 446 circumscribed by a Hp 448. The opening 446 opens to a cavity 450 (Figure 17) having generally cylindrical side walls 452 and an end wall 454. The side walls 452 have generally parallel inner and outer side surfaces 456, 458. The housing 442 also includes a circumferential groove 460 along the inner side surface 456 proximate the opening 446.

[0077] Referring to Figure 18, the first elongated member 430 includes a first generally cylindrical end portion 462 having a first terminal end 464 and a second generally cylindrical end portion 466 having a second terminal end 468. The first end portion 462 is adapted to comiect to a component of a spinal stabilization system 414, such as a pedicle screw for example, while the second end portion 466 is adapted to be received within the cavity 450 for connecting to the second elongated member 432. The second end portion 466 includes a radially extending flange 470 proximate the second terminal end 468.

[0078] Referring to Figures 15 and 19, the collar 434 includes a first generally cylindrical end 472 and a second generally cylindrical end 474 having a diameter smaller than the diameter of the first generally cylindrical end 472. The second end 474 is connected to the first end 472 by a radially extending shoulder 476 and the second end 474 includes a circumferential groove 478. The collar 434 includes a through bore 480 (Figure 19). In the depicted embodiment, the through bore 480 is generally oval or elliptical shaped, though other shapes and configurations are possible.

[0079] Referring to Figure 20, when assembled, the second end 466 of the first elongated member 430 is received within the cavity 450 of the housing 442 of the second elongated member 432 along an axis 482. Four annular resilient members 440 are disposed within the cavity 450. In the embodiment, the resilient members 440 may be formed from or include a variety of materials that are suitable for mammalian implantation, such as for example, but not limited to, polyethylene or polyurethane.

[0080] The resilient members 440 have an outer diameter that is slightly smaller than the inner diameter of the cavity 450. The inner diameter of the resilient members 440 is slightly smaller that than the diameter of the first member 430 such that the resilient members are stretched in

{Q0218838.DOC;! } 16 30373/04084

order for the member's inner diameter to fit onto the first member. In other embodiments, however, the inner diameter of the resilient members 440 may be the same as or slightly larger that the diameter of the first member 430. As depicted, two resilient members 440 are positioned between the flange 470 and the cavity end wall 454 and two resilient members 440 are positioned between the flange 470 and the collar 434. The flange 470 has a diameter that is smaller than the diameter of the cavity 450 and larger than the inner diameter of the resilient members 440 such that the flange separates the members within the cavity 450.

[0081] The first elongated member 430 is received through the through bore 480 in the collar 434, such that the collar is positioned between the flange 470 and the first terminal end 464. The flange 470 has an outer diameter that is too large to fit through the bore 480, thus the collar functions as a retaining device or portion that retains the second end 468 of the first elongated member 430 within the cavity 450.

[0082] The collar 434 attaches to the second elongated member 432 to retain the second end portion 466 of the first elongated member 430 and the resilient members 440 within the cavity 450. The second end of the collar 434 may have a diameter that is smaller than the inner diameter of the cavity 450 proximate the Hp 448. When installed, the second end 474 of the collar 434 is received within the cavity 450 such that the shoulder 476 on the collar abuts the lip 448. hi this position, the circumferential groove 478 on the collar 434 and the circumferential groove 460 on the side wall 452 of the housing 442 of the second elongated member 432 are radially aligned. A retaining means 436, realized as a C-clip for example, may be disposed within both of the grooves 460, 478 to retain the collar 434 in position. The collar 434, however, may be retained in position by any suitable means. Thus, the second end 474 of the collar 434 may act as a stop to retain the second end 466 of the first elongated member 430 and the resilient members 440 within the cavity 450.

[0083] Referring to Figures 15 and 20, one or more bump stops 438 may be installed on the inner surface of the bore 480. For example, in the depicted embodiment, a pair of crescent- shaped bump stops 438 are installed in the bore 480. However, a single bump stop, more than two bump stops, or no bump stops may be used. In addition, other configurations for the bump stops are possible. Any structure capable of providing a hard limit to relative motion between the elongated members 430, 432 may be used. In the depicted embodiment, at least a portion of the bump stops 438 are made from a viscoelastomeric material, thus they provide an

{QQ218838 DOC;! } 17 30373/04084

increasing resistance to relative motion over a given range until the relative motion reaches a limit at which point the bump stops provide a hard stop.

[0084] In operation, the device 400 functions in generally the same manner as described in relation to the embodiment of Figures 2-14. Thus, the device 400 allows for the first elongated member 430 to move axially, pivotally, and rotationally relative to the second elongated member 432. Movement of the first elongated member 430 may be constrained by one or more of: the cavity side wall 452, the second end portion 474 of the collar 434, the size and shape of the collar bore 480, one or more bump stops 438, and the resilient members 440. Furthermore, the resilient members 440 are positioned within the housing in a manner that prevents the first elongated member 430 from directly contacting the side wall 452 of the or the end wall 454 as the first elongated member moves relative to the second elongated member 432.

[0085] When a force is applied to the first or second elongated member 430, 432, the members may move axially, pivotally, rotationally, or all three, relative to each other away from the neutral position. As a result, one or more of the resilient members 440 will be compressed between the flange 470 and the second end 474 of the collar 434 (distraction) and/or between the flange and the end wall 454 and resist the relative movement. The farther the elongated members 430, 432 compress, distract, or pivot from the neutral position, the more resistance the resilient members 440 provide. The configuration of the device 400, such as for example, the size of the cavity 450, the size of the flange 470, the number, size, and material of the resilient members 440, the shape and size of the bore 480, and size, shape, and material of the bump stops 438, will limit the amount of axially and pivotal movement that may occur between the first and second elongated members 430, 432. When the force being applied is removed or sufficiently reduced, the resilient members 440 will bias the elongated members 430, 432 back to the neutral position.

[0086] Figures 21-27 illustrate a fourth embodiment of a dynamic stabilization device 610. Referring to Figures 21 and 22, the depicted embodiment of the device 610 includes a first elongated member 630 movably attached to a second elongated member 632. The first and second members 630, 632 may be configured in a variety of ways. Any members capable of being movably attached to each other while also being attached to other system components to provide controlled movement between the components may be used. In the depicted

{0Q218838.DOC;! } 18 30373/04084

embodiment, the first elongated member 630 is realized as a first rigid rod and the second elongated member 632 is realized as a second rigid rod attached to the first rod by a housing portion 634. The device 610 also includes one or more bump stops 638 and one or more resilient members 640 (see Figure 22). In the depicted embodiment, the one or more bump stops 638 and the one or more resilient members 640 are realized as generally annular or doughnut-shaped components, but other shapes and other configurations are possible.

[0087] Referring to Figure 23, the second elongated member 632 includes an elongated, generally cylindrical body 642 that is slightly curved or angled. The body 642 has a first end portion 644 and a second end portion 646. The second end portion 646 is adapted to connect or attach to another system component, such as for example a pedicle screw. The first end portion 644 is adapted to connect to the housing 634. The first end portion 644 includes an end face 650 and a flange 652 that extends radially from the second elongated member 632. The flange 652 includes male threads 654 disposed on an outer edge. The male threads 654 are configured to threadably mate with the housing 634 (see Figure 26). The second elongated member 632 and the housing 634, however, may be configured to attach by any suitable means.

[0088] Referring to Figure 24, the first elongated member 630 includes an elongated, generally cylindrical body 672 that is slightly curved or angled. The body 672 has a first end portion 674 and a second end portion 676. The first end portion 674 is adapted to connect or attach to another system component, such as for example a pedicle screw.

[0089] The second end portion 676 is adapted to be received within the housing 634. The second end portion 676 includes an end face 680 and a flange 682 that extends radially from the first elongated member 630. In the depicted embodiment, a plurality of circumferential grooves 684 are disposed adjacent to the flange 682. The grooves 684 are adapted to receive the resilient members 640. In the illustrated embodiment, two grooves 684 are located on either side of the flange 682, each groove being adapted to receive one resilient member 640. In other embodiments, however, the number, configuration, and position of the grooves may vary. For example, the first elongated member 630 may not include any grooves or may include more or less than two grooves on each side of the flange 682. Furthermore, the number of grooves on one side of the flange 682 may differ from the number of grooves on the other side and/or more than one resilient member may be received by a single groove.

{00218838 DOC;1 } 19 30373/04084

[0090] Figures 25A and 25B illustrate the housing portion 634. The housing portion 634 may be configured in a variety of ways. Any structure capable of connecting the second elongated member 632 and receiving a portion of the first elongated member to form a flexible joint may be used. In the depicted embodiment, the housing portion 634 has a generally cylindrical body 690 that forms a through bore 692. The body 690 has a first end portion 694 and a second end portion 696. The first end portion 694 includes female threads 698 for threadably mating with the male threads 654 on the second elongated member 632. In other embodiments, however, the housing portion 634 and the second elongated member 632 may attach by any suitable means. The second end portion 696 includes an inwardly radially extending shoulder 699 having a circumferential groove 700 (see Figure 26). The shoulder 699 forms an opening 702 at the second end portion 696 (see Figure 26). The opening 702 may be circular or any other suitable shape.

[0091] Referring to Figures 26-27, when assembled, the end face 650 of the second elongated member 632 and the housing portion 634 form a cavity 704 (Figure 26). The second end portion 676 of the first elongated member 630 is disposed within the cavity 704 such that the body 672 of the first elongated member 630 extends from the cavity 704, via the opening 702.

[0092] The four annular, resilient members 640 are disposed within the cavity 704. In the depicted embodiment, the resilient members 640 may be formed from or include a variety of resilient materials that are suitable for mammalian implantation, such as for example, but not limited to, polyethylene or polyurethane.

[0093] The resilient members 640 have an outer diameter that is slightly smaller than the diameter of the inner surface 635. The inner diameter of the resilient members 640 is slightly smaller that than the diameter of the first member 630 such that the resilient members are stretched in order for the member's inner diameter to fit onto the first member. In other embodiments, however, the inner diameter of the resilient members 640 may be the same as or slightly larger that the diameter of the first member 630. As depicted, two resilient members 640 are positioned within grooves 684 between the flange 682 and the end face 680 of the first elongated member 630 and two resilient members 640 are positioned within grooves 684 between the flange 682 and the inward extending shoulder 699 of the housing portion 634. The flange 682 has a diameter that is smaller than the diameter of the inner surface 635 but larger than the inner diameter of the resilient members 640, such that the flange separates the

{00218838 DOC;1 } 20 30373/04084

resilient members within the cavity 704. Furthermore, the diameter of the flange 682 is also larger than the diameter of the opening 702 formed by the shoulder 699. Thus, the shoulder 699 acts as a retaining portion to retain the second end portion 676 of the first elongated member 630 within the cavity 704 between the end face 650 of the second elongated member 632 and the shoulder.

[0094] Referring to Figure 27, the generally annular bump stop 638 is adapted to be received within the groove 700 of the shoulder 699. The bump stop 638 provides a specific travel limit for pivotal movement of the first elongated member 630 relative to the second elongated member 632. The bump stop 638 may be configured in a variety of ways. Any structure capable of limiting the motion of the first elongated member 630 relative to the second elongated member 632 may be used. For example, though the bump stop 638 is depicted as a single, continuous annular component, the bump stop 638 may be non-continuous (e.g. have a gap) or may be configured as multiple pieces. Furthermore, the bump stop 638 may be formed from any suitable material. Thus, the bump stop 638 may be formed from a hard material, such as stainless steel, for example, or may be formed with at least a portion designed to dampen or cushion movement while providing a limit to travel. For example, the bump stop 638 may be formed from or include a resilient material such as an elastomer or other dampening material such as silicon. The resilient bump stop 638 provides resistance to pivotal movement of the first elongated member 630 that increases the farther the first elongated member pivots relative to the second elongated member 632. Thus, the bump stop 638 may provide a nonlinear response.

[0095] In operation, the device 610 functions in generally the same manner as described in relation to the embodiment of Figures 2-13. Thus, the device 610 allows for the first elongated member 630 to move axially, pivotally, and rotationally relative to the second elongated member 632. Movement of the first elongated member 630 relative to the second elongated member 632 may be controlled and constrained by one or more of: the cavity 704, the shoulder 699 of the housing 634, the size and shape of the opening 702, the configuration of the bump stop 638, and the resilient members 640. Furthermore, the resilient members 640 are positioned within the housing in a manner that prevents the first elongated member 630 from directly contacting the inner surface of the housing 634 as the first elongated member moves relative to the second elongated member 632.

{0Q218838.DOC;! } 21 30373/04084

[0096] When a force is applied to the first or second elongated member 630, 632, the members may move axially, pivotally, or both, relative to each other away from the neutral position. As a result, one or more of the resilient members 640 will be compressed between the flange 682 and the shoulder 699 (distraction) and/or between the flange and the end face 650 and resist the relative movement. The farther the elongated members 630, 632 compress, distract, or pivot from the neutral position, the more resistance the resilient members 640 provide. The configuration of the device 610, such as for example, the size of the cavity 704, the size of the flange 682, the number, size, and material of the resilient members 640, the size of the opening 702, and size, shape, and material of the bump stop 638, will limit the amount of axially and pivotal movement that may occur between the first and second elongated members 630, 632. When the force being applied is removed or sufficiently reduced, the resilient members 640 will bias the elongated members 630, 632 back to the neutral position.

[0097] The angle or curvature of the first elongated member 630 and the second elongated member 632 may be adapted as desired for a given application. For a surgical implant device for use in a spinal motion preservation system, the curvature or angle of the members may be configured to follow the curvature of the spine. In the depicted embodiment, curvature of the first elongated member 630 and the second elongated member 632 is along a constant radius.

[0098] Figure 28 illustrates a fifth embodiment of a dynamic stabilization device 810. The device 810 illustrated in Figure 28 is similar to the device 410 illustrated in Figure 20 except that the device includes a pair of flexible joints. Having a device with multiple flexible joints may provide increased range of motion of the device, both pivotally and axially, as compared to a device with a single flexible joint.

[0099] The device 810 includes a first elongated member 830a movably attached to a second elongated member 832 and a third elongated member 830b movably attached to the second elongated member. The first, second, and third members 830a, 832, 830b may be configured in a variety of ways. Any members capable of being movably attached to each other while also being attached to other system components to provide controlled movement between the components may be used. In addition, the device 810 may have more than two flexible joints and three members.

[00100] In the depicted embodiment, the first elongated member 830a is realized as a first rigid rod, the second elongated member 832 is realized as a second rigid rod attached to the

{00218838.DOC;! ) 22 30373/04084

first rod by a first housing portion 834a, and the third elongated member is 830b is realized as third rigid rod attached to the second rod by a second housing portion 834b. The device 810 also includes one or more bump stops 838a and one or more resilient members 840a associated with the first housing portion 834a and one or more bump stops 838b and one or more resilient members 840b associated with the first housing portion 834b. In the depicted embodiment, the one or more bump stops 838a, 838b and the one or more resilient members 840a, 840b may be realized as generally annular or doughnut- shaped components similar to the bump stops 438 and resilient member 440 illustrated in Figure 15. Other shapes and other configurations, however, are possible.

[00101] In the depicted embodiment, the configuration and operation of the connection between the first and second members 830a and 832 is substantially similar to the connection between the third and second members 83Ob and 832. Furthermore, the configuration and operation of both connections illustrated in Figure 28 are substantially similar to the connection between the first member 430 and the second member 432 in the embodiment of Figures 14-20 (discussed above). Therefore, the disclosure of the configuration and operation of the embodiment of Figures 14-20 sufficiently describe the configuration and operation of the embodiment of Figure 28.

[00102] Modification and alterations will occur to others upon a reading and understanding of this specification. It is intended to include all such modifications and alterations insofar as they come within the scope of the appended claims or the equivalents thereof.

{00218838 DOC;1 } 23

Claims

30373/04084Claims
1. A surgical implant device for use in a motion preservation system, comprising: a first elongated member having a first end and a second end; a second elongated member having a first end and a second end, wherein the second end of the first elongated member is adjacent the first end of the second elongated member; a housing having a first end and a second end, the first end of the housing being connected to the first end of the second elongated member, the second end of the housing defining an opening, wherein the second end of the first elongated member is disposed within the housing such that the first elongated member is axially movable and pivotally movable relative to the second elongated member; at least one resilient member disposed in the housing, wherein the at least one resilient member resists relative movement of the first elongated member relative to the second elongated member; and a stop surface adjacent the opening that limits the relative pivotal movement of the first elongated member relative to the second elongated member.
2. The device of claim 1 wherein the first elongated member further comprises a flange disposed within the housing.
3. The device of claim 2 further comprising an end face, wherein at least one resilient member is positioned between the flange and the end face, and wherein the flange compresses the at least one resilient member against the end face when the first elongated member is moved relative to the second elongated member.
4. The device of claim 2 further comprising an end face and a shoulder, wherein two resilient member are positioned between the flange and the end face, and two resilient member are positioned between the flange and the shoulder.
5. The device of claim 1 further comprising a resilient bump stop positioned adjacent the opening, wherein the resilient bump stop provides resistance to pivotal movement of the first elongated member that increases the farther the first elongated member pivots relative to the second elongated member.
6. The device of claim 1 wherein the housing further comprises an inner surface and wherein the at least one resilient members prevent the first elongated member from directly
{0Q218838.DOC;! } 24 30373/04084
contacting the inner surface as the first elongated member moves relative to the second elongated member.
7. The device of claim 1 wherein the at least one resilient member is an elastomer ring.
8. The device of claim 1 wherein at least one of the elongated members is adapted to attach to an osseous anchoring device.
9. The device of claim 1 wherein the housing is integrally formed with the second elongated member.
10. The device of claim 1 wherein the housing is threadably attached to the second elongated member.
11. The device of claim 1 wherein first elongated member is rotatable relative to the second elongated member.
12. The device of claim 1 further comprising a retaining portion associated with the second elongated member to retain the first end of the first elongated member within the housing.
13. The device of claim 1 wherein the first elongated member is adapted to connect to a pedicle screw anchored in a first vertebra and the second elongated member is adapted to attach to a pedicle screw anchored in a second vertebra.
14. The device of claim 1 wherein the body of at least one of the first elongated member or the second elongated member is curved or angled.
15. The device of claim 1 further comprising a collar attached to the housing, the collar having a noncircular opening through which the first elongated member extends.
16. A surgical implant device for controlling the movement between a first bone or tissue portion and a second bone or tissue portion, the device comprising: a first elongated member connectable for movement with the first bone or tissue portion; a second elongated member connectable for movement with the first bone or tissue portion; a housing connected to the second elongated member, the housing having an inner surface, wherein an end of the first elongated member is disposed within the housing and wherein the first elongated member is axially movable and pivotally movable relative to the second elongated member; and at least one resilient member positioned within the housing between the end of the first elongated member and the inner surface of the housing, the at least one resilient member
{00218838.DOC;! } 25 30373/04084
preventing the first elongated member from contacting the inner surface of the housing when the first elongated member moves relative to the second elongated member, and wherein the at least one resilient member resists relative movement of the first elongated member relative to the second elongated member.
17. The device of claim 16 wherein the first elongated member further comprises a flange disposed within the housing.
18. The device of claim 17 further comprising an end face and a shoulder, wherein two resilient member are positioned between the flange and the end face, and two resilient member are positioned between the flange and the shoulder.
19. The device of claim 16 wherein the at least one resilient member is elastomer ring.
20. The device of claim 16 further comprising a resilient bump stop positioned adjacent the opening, wherein the resilient bump stop provides resistance to pivotal movement of the first elongated member that increases the farther the first elongated member pivots relative to the second elongated member.
21. The device of claim 16 wherein the body of at least one of the first elongated member or the second elongated member is curved or angled.
22. The device of claim 16 wherein the first elongated member is adapted to connect to a pedicle screw anchored in a first vertebra and the second elongated member is adapted to attach to a pedicle screw anchored in a second vertebra.
23. A surgical implant device for use in a motion stabilization system, comprising: a first elongated member having a first end and a second end; a second elongated member having a first end and a second end; a housing attached to the first end of the second elongated member, wherein the second end of the first elongated member is received within the housing, at least one resilient member disposed in the housing, wherein the at least one resilient member resists relative movement of the first elongated member relative to the second elongated member; and a means for limiting pivotal movement of the first elongated member relative to the second elongated member.
{0Q218838 DOC; 1 } 26 30373/04084
24. The device of claim 23 wherein the housing defines an opening though which the first elongated member extends and wherein the means for limiting pivotal movement circumscribes the opening.
25. The device of claim 23 wherein the at least one resilient member is an elastomer ring.
{00218838 DOC;1 } 27
PCT/US2008/053482 2007-02-09 2008-02-08 Dynamic stabilization device WO2008098206A1 (en)

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US60/889,169 2007-02-09

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