WO2008083576A1 - Communication method, transmission method, reception method and device thereof - Google Patents

Communication method, transmission method, reception method and device thereof Download PDF

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Publication number
WO2008083576A1
WO2008083576A1 PCT/CN2007/071287 CN2007071287W WO2008083576A1 WO 2008083576 A1 WO2008083576 A1 WO 2008083576A1 CN 2007071287 W CN2007071287 W CN 2007071287W WO 2008083576 A1 WO2008083576 A1 WO 2008083576A1
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Prior art keywords
precoding matrix
codebook
optimal
optimal precoding
information
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PCT/CN2007/071287
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French (fr)
Chinese (zh)
Inventor
Jianguo Liu
Lvxi Yang
Lixia Xue
Bin Li
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Huawei Technologies Co., Ltd.
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Publication of WO2008083576A1 publication Critical patent/WO2008083576A1/en

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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/0413MIMO systems
    • H04B7/0417Feedback systems
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/06Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station
    • H04B7/0613Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission
    • H04B7/0615Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal
    • H04B7/0619Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the transmitting station using simultaneous transmission of weighted versions of same signal using feedback from receiving side
    • H04B7/0621Feedback content
    • H04B7/0634Antenna weights or vector/matrix coefficients
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/02Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H04L1/0618Space-time coding
    • H04L1/0637Properties of the code
    • H04L1/0668Orthogonal systems, e.g. using Alamouti codes

Definitions

  • the present invention relates to the field of wireless communications, and in particular, to a communication method, a transmitting method, a receiving method, a transmitting device, and a receiving device.
  • MIMO Multiple Input Multiple Output
  • 3G Third Generation
  • 4G 4G
  • Transmit diversity can improve system capacity and organically combine code modulation diversity technology.
  • orthogonal space-time coding is an open-loop transmit diversity technique in MIMO systems. Because it can effectively resist fading and has very low decoding complexity, it has gained widespread attention. One of the most practical space-time transmit diversity techniques. However, as an open-loop transmit diversity technique, its performance is degraded due to the lack of channel state information at low speeds.
  • the scheme maintains an identical precoding codebook (Codebook) at both the transmitting end and the receiving end, based on
  • the instantaneous channel state receiving end selects an optimal codeword matrix from the finite codebook set, and sends the codeword sequence number to the transmitting end, and the transmitting end uses the codeword matrix of the sequence number as the transmitting precoding matrix, and the orthogonal space time
  • the coded codeword matrix is multiplied and sent out.
  • the problem with closed-loop diversity techniques is poor performance at high speeds.
  • the feedback information itself cannot be guaranteed to be correctly transmitted to the transmitting end.
  • the channel change is too fast, so that the feedback information is invalidated, thereby degrading the high-speed performance.
  • Another problem with closed-loop diversity techniques is how to design a precoding codebook and how to choose the optimal codeword matrix from the codebook. There is no better method in the current publication.
  • Embodiments of the present invention provide a communication method, a transmission method, a reception method, and a device, so that a MIMO system can have satisfactory performance at both high speed and low speed.
  • An embodiment of the present invention discloses a communication method, in which a receiving end selects an optimal precoding matrix according to a current channel state, and feeds back information about the optimal precoding matrix to a transmitting end; the transmitting end performs information to be transmitted. Orthogonal space-time coding, and then multiplying by the optimal precoding matrix represented by the information fed back by the receiving end, and transmitting; the receiving end multiplies the received signal by the optimal precoding matrix used by the transmitting end. After the transposition is performed, the information to be transmitted by the transmitting end is obtained after performing orthogonal space-time decoding.
  • the embodiment of the present invention further discloses a receiving device, including: selecting a unit of an optimal precoding matrix according to a current channel state; and feeding back information of the optimal precoding matrix to a sender a unit that multiplies a signal received from the transmitting end by a unit of a common precoding matrix of the optimal precoding matrix used by the transmitting end; and a transmutation transpose of the optimal precoding matrix used by the transmitting end
  • the subsequent signal is subjected to orthogonal space-time decoding.
  • the embodiment of the present invention further discloses a transmitting device, including: obtaining, by a receiving end, a unit that represents optimal precoding matrix information; and performing orthogonal space time coding on the information that needs to be transmitted; The time-coded signal is multiplied by the unit transmitted after the optimal precoding matrix represented by the information fed back by the receiving end.
  • An embodiment of the present invention further discloses a receiving method, selecting an optimal precoding matrix according to a current channel state, and feeding back information of the optimal precoding matrix to a transmitting end; multiplying a signal received from the transmitting end Performing a common ⁇ transposition of the optimal precoding matrix used by the transmitting end; performing orthogonal space-time decoding on the conjugated transposed signal multiplied by the optimal precoding matrix used by the transmitting end to obtain the transmitting The information that needs to be transmitted at the end.
  • the embodiment of the present invention further discloses a sending method, which obtains information representing the optimal precoding matrix fed back by the receiving end, performs orthogonal space time coding on the information to be transmitted, and multiplies the signal encoded by the orthogonal space time.
  • the optimal precoding matrix represented by the information fed back by the receiving end is sent.
  • the embodiment of the present invention proposes a closed-loop orthogonal space-time coding scheme, that is, the receiving end selects a precoding matrix according to the current channel state and feeds relevant information back to the transmitting end, and the transmitting end multiplies the signal encoded by the orthogonal space-time multiplication by the receiving end.
  • the selected precoding matrix is sent after. Robust for channel fading conditions.
  • the MIMO system has Better transmission performance; At high speed, although the correctness of the feedback information cannot be guaranteed, because orthogonal space-time coding is used, the system maintains the open-loop orthogonal space-time coded transmit diversity gain, so the MIMO system remains at high speed. Have better performance.
  • FIG. 1 is a flow chart of a communication method based on a MIMO system according to a preferred embodiment of the present invention
  • FIG. 2 is a schematic diagram of a MIMO system model according to a preferred embodiment of the present invention
  • FIG. 3 is a case where the codebook length and the moving speed are different. Simulation results of embodiments of the present invention
  • FIG. 4 is a simulation result of an embodiment of the present invention in the case where the codebook lengths are different.
  • a communication method based on a MIMO system is shown in FIG.
  • the receiving end selects an optimal precoding matrix according to the current channel state.
  • the receiving end can estimate the current channel state according to the receiving condition of the signal.
  • the same codebook can be saved on both the receiving end and the transmitting end, and the precoding matrix is included, and the receiving end selects the precoding matrix that best matches the current channel state from the codebook as the optimal precoding matrix.
  • the optimal precoding matrix is a precoding matrix with a maximum of
  • the receiving end feeds back information representing the optimal precoding matrix to the transmitting end.
  • the information representing the precoding matrix is the sequence number of the precoding matrix in the codebook.
  • the present invention may also use the codebook without using the codebook, but adopt other methods to select the optimal precoding matrix and feed back related information, as long as the receiving end can uniquely determine the precoding matrix consistent with the transmitting end. For example, you can feed back all the information of the compressed optimal precoding matrix, or find it in the codebook first.
  • the codeword closest to the optimal precoding matrix, the sequence number of the codeword and the difference between the optimal precoding matrix and the codeword are fed back in a compressed form.
  • the transmitting end performs orthogonal space time coding on the information to be transmitted.
  • step 140 the transmitting end multiplies the signal encoded by the orthogonal space-time encoding by the precoding matrix represented by the information fed back by the receiving end, and then transmits.
  • the sending device saves the same codebook as the receiving end, and the transmitting end finds the corresponding precoding matrix in the codebook according to the sequence number fed back by the receiving end.
  • the receiving end multiplies the received signal by the common transposition of the precoding matrix used by the transmitting end.
  • the precoding matrix used by the transmitting end here is the optimal precoding matrix that the receiving end feeds back to the transmitting end in step 120.
  • step 160 the receiving end performs orthogonal space-time decoding.
  • steps 110, 120 and steps 150, 160 may be triggered by the same signal. After receiving the signal, the receiving end decodes the signal through steps 150 and 160, and on the other hand, feedbacks to the transmitting end through steps 110 and 120, and the feedback information is used by the transmitting end for subsequent information transmission.
  • a system model of the above flow is illustrated by taking a base station transmitting information to a mobile station as an example.
  • the base station is configured with a root transmit antenna
  • the UE is configured with an N antenna. It is assumed that there are abundant scatterers around the transmitting antenna and the receiving antenna, and the channel coefficient m (the response from the second transmitting antenna to the channel between the "root receiving antennas") obeys the Gaussian distribution CN(o, i). The quasi-static is maintained for r time slot intervals.
  • the user's equivalent baseband received signal model in the r time slots can be expressed as:
  • y is the received signal matrix of N r x T dimension, the total power of the transmitting antenna of the user, NN, the channel matrix H of the dimension is composed of complex Gaussian random variables, which is a Gaussian white noise matrix of N f xr dimension, whose elements are independent
  • 7 ⁇ is the precoding matrix of the dimension;
  • the precoding matrix F in equation (1) can be designed and obtained by appropriate optimization criteria, but when the system adopts the Frequency Division Duplex (FDD) mode.
  • FDD Frequency Division Duplex
  • the user needs to feed back all the CSI to the base station.
  • the codebook is often used for precoding design.
  • the error-containing codeword matrix received by the user of the MIMO wireless communication system based on orthogonal space-time coding is that the channel matrix is H, and the precoding matrix is the transmitted codeword matrix (:, under the condition of orthogonal space time)
  • the conditional error probability upper bound of the maximum likelihood estimation sequence codeword of the coding system can be expressed as:
  • the codebook is often used to design the precoding matrix.
  • the optimal precoding matrix F selects, from the given codebook ⁇ , the codeword satisfying the condition (3) as its precoding matrix, and feeds back the sequence number of the selected codeword in the codebook to the base station, and the base station
  • Initializing a codebook can be called an old codebook, and this codebook is composed of 16 codewords. Randomly generate 10000 sample sample code words, each sample sample code word and 16 code words respectively calculate the distance to obtain the code word corresponding to the minimum distance, then the code sample word and the minimum distance correspond to the code word is divided into one class This can be classified into 16 categories, which is the method of cluster analysis.
  • the optimal precoding matrix based on orthogonal space-time coding is composed of the right eigenvector corresponding to the first M singular values of the channel matrix, so it is specific to Channel conditions, such as correlation channel, Rice channel, etc., can perform Monte-Carlo simulation on the channel, and optimally pre-code the channel pair to generate N, xM-dimensional states go through matrix ⁇ /, and then cluster analysis to generate codebook .
  • the method generates a codebook that is more in line with the actual precoding statistical properties and can be used in an adaptive codebook design.
  • the codebook design can be used for any antenna configuration and arbitrary codebook lengths. Several simulation results are exemplified below.
  • the simulation experiment of an embodiment of the present invention considers a multi-user chirp system using orthogonal space-time coding with limited feedback precoding. It is assumed that the base station is configured with four antennas, one antenna is configured for each user, the base station transmits two data streams to each user, and the Alamouti code of two transmit antennas is used for the transmitted symbols.
  • Figure 3 shows the proposed closed-loop orthogonal space-time coding scheme, the IEEE802.20 Rate-One scheme of the antenna configured by the base station, and the system error symbol rate of the open-loop Alamouti coding scheme in the case where the codebook length and the moving speed are different.
  • the performance varies with the total power transmitted by the base station antenna. It can be seen that the symbol error rate of the embodiment of the present invention is lower than that of IEEE802.20 at the same codebook size and moving rate.
  • QPSK Quadrature Keying
  • the receiving device and the transmitting device in the comparative embodiment of the present invention will be described below.
  • the receiving device contains:
  • the receiving device stores the same codebook as the transmitting end, where the codebook includes at least one precoding matrix; the receiving device selects a precoding matrix that best matches the current channel state from the codebook as the optimal precoding matrix;
  • the information of the matrix is the sequence number of the precoding matrix in the codebook.
  • the sending device contains:
  • the orthogonally space-time encoded signal is multiplied by the pre-coding matrix represented by the information fed back by the receiving end.
  • the sending device stores the same codebook as the receiving end, and the codebook includes at least one precoding matrix
  • the information representing the precoding matrix fed back by the receiving end is the sequence number of the precoding matrix in the codebook.
  • the various units mentioned in the embodiments of the present invention are logical concepts, physically implemented in different devices, or implemented in the same device. These units may have various names, but the effects of the present invention can be achieved as long as they have the above functions, and are within the protection scope of the present invention.
  • the channel fading condition is robust (Robust), and at low speed, the MIMO system has better transmission performance because closed-loop feedback is used; At high speeds, MIMO systems still have better performance because of the use of orthogonal space-time coding.
  • the performance of the MIMO system is relatively balanced, and the system performance does not fluctuate greatly due to the change of the moving speed of the terminal.
  • the same codebook is set at the transmitting end and the receiving end, and the receiving end selects the optimal precoding matrix from the codebook, and only feeds back the sequence number of the optimal precoding matrix in the codebook to the transmitting end, thereby reducing the feedback. Resource consumption on.
  • the optimal precoding matrix selected by the receiving end is a precoding matrix with a maximum of
  • the optimized search method for codebook generation proposed by the embodiment of the present invention can maximize the minimum distance of the codewords in the codebook in the Grassmanian space, so that the codebooks are distributed in a given space. .

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Abstract

A communication method, transmission method, reception method and device thereof. A receiving end selects an optimum pre-coding matrix according to current channel state, and feeds back information delegating the optimum pre-coding matrix to a sending end; the sending end performs orthogonal space-time coding for the information needing to be transmitted, and sends it after multiplying by the optimum pre-coding matrix delegated by the information which is fed back by the receiving end; the receiving end multiplies the received signal by the conjugate transposition of the pre-coding matrix used by the sending end, and then obtains the information needing to be transmitted by the sending end after performing orthogonal space-time decoding.

Description

通信方法、 发送方法、 接收方法及设备  Communication method, transmission method, reception method and device
本申请要求于 2006 年 12 月 31 日提交中国专利局、 申请号为 200610063878.5 , 发明名称为"基于多输入多输出系统的通信方法及设备" 的中国专利申请的优先权, 其全部内容通过引用结合在本申请中。  This application claims priority to Chinese Patent Application No. 200610063878.5, entitled "Communication Method and Equipment Based on Multiple Input Multiple Output System", filed on December 31, 2006, the entire contents of which are incorporated by reference. In this application.
技术领域 Technical field
本发明涉及无线通信领域,特别涉及一种通信方法、发送方法、接收方法、 发送设备以及接收设备。  The present invention relates to the field of wireless communications, and in particular, to a communication method, a transmitting method, a receiving method, a transmitting device, and a receiving device.
背景技术 Background technique
多输入多输出 ( Multiple Input Multiple Output, 简称" MIMO" )技术是在 第三代移动通信 ( The Third Generation, 简称" 3G" )和未来移动通信系统中实 现高数据速率、 高系统容量、 高传输质量的重要途径。 目前空时发送分集技术 已经成为后 3G ( Beyond 3G, 简称" B3G" ) /4G的关键技术之一,发送分集可 以提高系统容量,并将编码调制分集技术有机地结合起来。  Multiple Input Multiple Output (MIMO) technology achieves high data rates, high system capacity, and high transmission in the third generation of mobile communications (The Third Generation, referred to as "3G") and future mobile communication systems. An important way of quality. At present, space-time transmit diversity technology has become one of the key technologies of 3G (Beyond 3G, referred to as "B3G") / 4G. Transmit diversity can improve system capacity and organically combine code modulation diversity technology.
为了提高 MIMO系统的性能, 目前有两种技术方案。  In order to improve the performance of MIMO systems, there are currently two technical solutions.
一种方案使用了正交空时编码, 正交空时编码作为 MIMO系统中的一种 开环发射分集技术, 因其能够有效对抗衰落并具有极低的解码复杂度,获得了 广泛关注,是目前最为实用的空时发送分集技术之一。 不过作为一种开环发射 分集技术, 在低速情况下因缺少信道状态信息使得其性能变差。  One scheme uses orthogonal space-time coding, and orthogonal space-time coding is an open-loop transmit diversity technique in MIMO systems. Because it can effectively resist fading and has very low decoding complexity, it has gained widespread attention. One of the most practical space-time transmit diversity techniques. However, as an open-loop transmit diversity technique, its performance is degraded due to the lack of channel state information at low speeds.
另一种方案使用了闭环分集技术。在频分双工( Frequency Division Duplex, 简称" FDD" )模式下, 如果所有用户反馈瞬时信道状态信息 (Channel State Information, 简称" CSI" )给基站, 在用户数较多时这种机制开销太大, 在无 线通信中也不太现实。 正交空时编码系统常采用线性预编码来获取反馈增益。 在实际的点对点 MIMO系统预编码设计时, 为了减少反馈信息量, 经常采用 码本方式。基于正交空时编码系统的码本设计方案, 以较少的反馈信息量获得 了较大的阵列增益, 该方案在发送端和接收端都维护一个相同的预编码码本 (Codebook),基于瞬时信道状态接收端从有限码本集中选取最优的一个码字矩 阵, 并将该码字序号发送给发送端,发送端将此序号的码字矩阵作为发射预编 码矩阵, 与正交空时编码的码字矩阵相乘后发送出去。 Another solution uses closed-loop diversity techniques. In the Frequency Division Duplex (FDD) mode, if all users feed back the Channel State Information (CSI) to the base station, this mechanism is too expensive when the number of users is large. It is also not realistic in wireless communication. Orthogonal space-time coding systems often use linear precoding to obtain feedback gain. In the actual point-to-point MIMO system precoding design, in order to reduce the amount of feedback information, the codebook method is often used. Based on the codebook design scheme of the orthogonal space-time coding system, a larger array gain is obtained with less feedback information. The scheme maintains an identical precoding codebook (Codebook) at both the transmitting end and the receiving end, based on The instantaneous channel state receiving end selects an optimal codeword matrix from the finite codebook set, and sends the codeword sequence number to the transmitting end, and the transmitting end uses the codeword matrix of the sequence number as the transmitting precoding matrix, and the orthogonal space time The coded codeword matrix is multiplied and sent out.
闭环分集技术的问题在于在高速情况性能较差。一方面反馈信息本身无法 保证被正确地传到发送端, 另一方面信道变化太快易使反馈的信息失效,从而 使得高速性能下降。  The problem with closed-loop diversity techniques is poor performance at high speeds. On the one hand, the feedback information itself cannot be guaranteed to be correctly transmitted to the transmitting end. On the other hand, the channel change is too fast, so that the feedback information is invalidated, thereby degrading the high-speed performance.
闭环分集技术的另一个问题在于如何设计预编码码本和如何从码本中选 择最优的码字矩阵, 在目前的公开文献中, 没有较好的方法。  Another problem with closed-loop diversity techniques is how to design a precoding codebook and how to choose the optimal codeword matrix from the codebook. There is no better method in the current publication.
发明内容 Summary of the invention
本发明实施方式提供一种通信方法、发送方法、接收方法及设备, 使得在 高速和低速情况下 MIMO系统都可以有较令人满意的性能。  Embodiments of the present invention provide a communication method, a transmission method, a reception method, and a device, so that a MIMO system can have satisfactory performance at both high speed and low speed.
本发明实施方式公开了一种通信方法,接收端根据当前信道状态选择最优 预编码矩阵,将代表所述最优预编码矩阵的信息反馈给发送端; 所述发送端对 需要传输的信息进行正交空时编码,再乘以所述接收端反馈的信息所代表的最 优预编码矩阵后发送;所述接收端将收到的信号乘以所述发送端所用的最优预 编码矩阵的共扼转置, 再进行正交空时解码后得到所述发送端需要传输的信 息。  An embodiment of the present invention discloses a communication method, in which a receiving end selects an optimal precoding matrix according to a current channel state, and feeds back information about the optimal precoding matrix to a transmitting end; the transmitting end performs information to be transmitted. Orthogonal space-time coding, and then multiplying by the optimal precoding matrix represented by the information fed back by the receiving end, and transmitting; the receiving end multiplies the received signal by the optimal precoding matrix used by the transmitting end. After the transposition is performed, the information to be transmitted by the transmitting end is obtained after performing orthogonal space-time decoding.
本发明实施方式还公开了一种接收设备, 包含: 根据当前信道状态选择最 优预编码矩阵的单元; 将代表所述最优预编码矩阵的信息反馈给发送端的单 元;将从所述发送端收到的信号乘以所述发送端所用最优预编码矩阵的共扼转 置的单元;对乘以所述发送端所用最优预编码矩阵的共扼转置后的信号进行正 交空时解码的单元。 本发明实施方式还公开了一种发送设备, 包含: 获得接收端反馈的代表最 优预编码矩阵信息的单元; 对需要传输的信息进行正交空时编码的单元; 将经 所述正交空时编码的信号乘以所述接收端反馈的信息所代表的最优预编码矩 阵后发送的单元。 本发明实施方式还公开了一种接收方法,根据当前信道状态选择最优预编 码矩阵; 将代表所述最优预编码矩阵的信息反馈给发送端; 将从所述发送端收 到的信号乘以所述发送端所用的最优预编码矩阵的共扼转置;对所述乘以发送 端所用最优预编码矩阵的共扼转置后的信号进行正交空时解码,得到所述发送 端需要传输的信息。 The embodiment of the present invention further discloses a receiving device, including: selecting a unit of an optimal precoding matrix according to a current channel state; and feeding back information of the optimal precoding matrix to a sender a unit that multiplies a signal received from the transmitting end by a unit of a common precoding matrix of the optimal precoding matrix used by the transmitting end; and a transmutation transpose of the optimal precoding matrix used by the transmitting end The subsequent signal is subjected to orthogonal space-time decoding. The embodiment of the present invention further discloses a transmitting device, including: obtaining, by a receiving end, a unit that represents optimal precoding matrix information; and performing orthogonal space time coding on the information that needs to be transmitted; The time-coded signal is multiplied by the unit transmitted after the optimal precoding matrix represented by the information fed back by the receiving end. An embodiment of the present invention further discloses a receiving method, selecting an optimal precoding matrix according to a current channel state, and feeding back information of the optimal precoding matrix to a transmitting end; multiplying a signal received from the transmitting end Performing a common 扼 transposition of the optimal precoding matrix used by the transmitting end; performing orthogonal space-time decoding on the conjugated transposed signal multiplied by the optimal precoding matrix used by the transmitting end to obtain the transmitting The information that needs to be transmitted at the end.
本发明实施方式还公开了一种发送方法,获得接收端反馈的代表最优预编 码矩阵的信息; 对需要传输的信息进行正交空时编码; 将经所述正交空时编码 的信号乘以所述接收端反馈的信息所代表的最优预编码矩阵后发送。 本发明实施方式提出了闭环正交空时编码方案, 即,接收端根据当前信道 状态选择预编码矩阵并将相关信息反馈到发送端,发送端将经正交空时编码的 信号乘以接收端所选的预编码矩阵后发送。对信道衰落条件具有鲁棒( Robust ) 性, 在低速时, 因为使用了闭环的 CSI反馈, 以较少的反馈信息量, 在获得发 射分集增益的同时, 提高了系统阵列增益, 所以 MIMO系统有较好的传输性 能; 在高速时, 尽管反馈信息的正确性无法保证, 因为使用了正交空时编码, 使系统保持了开环正交空时编码发射分集增益, 所以在高速时 MIMO系统依 然有较好的性能。 附图说明 The embodiment of the present invention further discloses a sending method, which obtains information representing the optimal precoding matrix fed back by the receiving end, performs orthogonal space time coding on the information to be transmitted, and multiplies the signal encoded by the orthogonal space time. The optimal precoding matrix represented by the information fed back by the receiving end is sent. The embodiment of the present invention proposes a closed-loop orthogonal space-time coding scheme, that is, the receiving end selects a precoding matrix according to the current channel state and feeds relevant information back to the transmitting end, and the transmitting end multiplies the signal encoded by the orthogonal space-time multiplication by the receiving end. The selected precoding matrix is sent after. Robust for channel fading conditions. At low speeds, because of the closed-loop CSI feedback, the gain of the system diversity is improved while the transmit diversity gain is obtained with less feedback information. Therefore, the MIMO system has Better transmission performance; At high speed, although the correctness of the feedback information cannot be guaranteed, because orthogonal space-time coding is used, the system maintains the open-loop orthogonal space-time coded transmit diversity gain, so the MIMO system remains at high speed. Have better performance. DRAWINGS
图 1是根据本发明较佳实施方式的基于 MIMO系统的通信方法流程图; 图 2是根据本发明较佳实施方式的一个 MIMO系统模型示意图; 图 3是码本长度和移动速度不同的情况下本发明实施方式的仿真结果; 图 4是码本长度不同的情况下本发明实施方式的仿真结果。  1 is a flow chart of a communication method based on a MIMO system according to a preferred embodiment of the present invention; FIG. 2 is a schematic diagram of a MIMO system model according to a preferred embodiment of the present invention; FIG. 3 is a case where the codebook length and the moving speed are different. Simulation results of embodiments of the present invention; FIG. 4 is a simulation result of an embodiment of the present invention in the case where the codebook lengths are different.
具体实施方式 detailed description
为使本发明的目的、技术方案和优点更加清楚, 下面将结合附图对本发明 作进一步地详细描述。 本发明的较佳实施方式中,基于 MIMO系统的通信方法流程如图 1所示。 在步骤 110中 ,接收端根据当前信道状态选择最优预编码矩阵。接收端在 收到信号时, 可以根据信号的接收情况估计当前的信道状态。  In order to make the objects, technical solutions and advantages of the present invention more apparent, the present invention will be further described in detail with reference to the accompanying drawings. In a preferred embodiment of the present invention, a communication method based on a MIMO system is shown in FIG. In step 110, the receiving end selects an optimal precoding matrix according to the current channel state. When receiving the signal, the receiving end can estimate the current channel state according to the receiving condition of the signal.
可以在接收端和发送端都保存相同的码本,其中包含多个预编码矩阵,接 收端从码本中选择最匹配当前信道状态的预编码矩阵作为最优预编码矩阵。  The same codebook can be saved on both the receiving end and the transmitting end, and the precoding matrix is included, and the receiving end selects the precoding matrix that best matches the current channel state from the codebook as the optimal precoding matrix.
最优预编码矩阵是码本中使 |H 最大的预编码矩阵, 其中 H为信道矩阵, F为所述码本中的预编码矩阵, | | 代表 2范数。 最优预编码矩阵的具体选择 方法和码本的生成方法将在后文中详细描述。  The optimal precoding matrix is a precoding matrix with a maximum of |H in the codebook, where H is a channel matrix, F is a precoding matrix in the codebook, and | | represents a 2 norm. The specific selection method of the optimal precoding matrix and the method of generating the codebook will be described in detail later.
此后进入步骤 120, 接收端将代表最优预编码矩阵的信息反馈给发送端。 本实施方式中,代表预编码矩阵的信息是该预编码矩阵在码本中的序号。通过 使用码本, 可以大大减少需要反馈的信息量。  Thereafter, proceeding to step 120, the receiving end feeds back information representing the optimal precoding matrix to the transmitting end. In this embodiment, the information representing the precoding matrix is the sequence number of the precoding matrix in the codebook. By using a codebook, the amount of information that needs to be fed back can be greatly reduced.
当然本发明也可以不使用码本,而是采用其它方式选择最优预编码矩阵并 反馈相关信息, 只要接收端可以唯一地确定与发送端一致的预编码矩阵即可。 例如,可以反馈经压缩的最优预编码矩阵的全部信息,或者先在码本中找到与 最优预编码矩阵最接近的码字,将该码字的序号和最优预编码矩阵与该码字的 差值以压缩形式反馈。 Of course, the present invention may also use the codebook without using the codebook, but adopt other methods to select the optimal precoding matrix and feed back related information, as long as the receiving end can uniquely determine the precoding matrix consistent with the transmitting end. For example, you can feed back all the information of the compressed optimal precoding matrix, or find it in the codebook first. The codeword closest to the optimal precoding matrix, the sequence number of the codeword and the difference between the optimal precoding matrix and the codeword are fed back in a compressed form.
此后进入步骤 130, 发送端对需要传输的信息进行正交空时编码。  Thereafter, proceeding to step 130, the transmitting end performs orthogonal space time coding on the information to be transmitted.
此后进入步骤 140, 发送端将经正交空时编码的信号乘以接收端反馈的信 息所代表的预编码矩阵后发送。发送设备保存有与接收端相同的码本,发送端 根据接收端反馈的序号, 在码本中找到相应的预编码矩阵。  Thereafter, the process proceeds to step 140, where the transmitting end multiplies the signal encoded by the orthogonal space-time encoding by the precoding matrix represented by the information fed back by the receiving end, and then transmits. The sending device saves the same codebook as the receiving end, and the transmitting end finds the corresponding precoding matrix in the codebook according to the sequence number fed back by the receiving end.
此后进入步骤 150, 接收端将收到的信号乘以发送端所用预编码矩阵的共 扼转置。这里所称的发送端所用预编码矩阵就是步骤 120中接收端向发送端反 馈那个最优预编码矩阵。  Thereafter, proceeding to step 150, the receiving end multiplies the received signal by the common transposition of the precoding matrix used by the transmitting end. The precoding matrix used by the transmitting end here is the optimal precoding matrix that the receiving end feeds back to the transmitting end in step 120.
此后进入步骤 160, 接收端进行进行正交空时解码。  Thereafter, the process proceeds to step 160 where the receiving end performs orthogonal space-time decoding.
需要说明的是, 步骤 110、 120与步骤 150、 160可以是由同一个信号触发 的。 接收端收到信号后, 一方面通过步骤 150和 160解出这个信号, 另一方面 通过步骤 110和 120向发送端反馈,反馈的信息被发送端用于之后的信息发送。  It should be noted that steps 110, 120 and steps 150, 160 may be triggered by the same signal. After receiving the signal, the receiving end decodes the signal through steps 150 and 160, and on the other hand, feedbacks to the transmitting end through steps 110 and 120, and the feedback information is used by the transmitting end for subsequent information transmission.
在图 2中, 以基站向移动台发送信息为例, 图示了上述流程的一个系统模 型。  In Fig. 2, a system model of the above flow is illustrated by taking a base station transmitting information to a mobile station as an example.
考虑采用正交空时编码的 MIMO系统下行链路, 基站配置了 根发射天 线, 用户端配置了 N,根天线。 假设在发射天线和接收天线周围存在丰富的散 射体,且信道系数 m (为从第^根发射天线到第"根接收天线之间信道的响应) 服从高斯分布 CN(o,i)。 假设信道在 r个时隙间隔内保持准静态。 因此在这 r个 时隙内用户的等效基带接收信号模型可以表示为:
Figure imgf000007_0001
其中 y为 Nr x T维的接收信号矩阵, 为用户发射天线总功率, N N,维 的信道矩阵 H由复的高斯随机变量组成, 为 Nf xr维的高斯白噪声矩阵, 其 元素为独立同分布的 (0,1)分布随机变量, 7^为 维的预编码矩阵; (:为 用户的发送符号经正交空时编码后的 ΜχΓ维发送码字矩阵, 由星座图 S中 g个 相互独立的调制符号 = , ...... 组成,每符号服从功率约束^ sV ] = l, 并有
Considering the downlink of the MIMO system using orthogonal space-time coding, the base station is configured with a root transmit antenna, and the UE is configured with an N antenna. It is assumed that there are abundant scatterers around the transmitting antenna and the receiving antenna, and the channel coefficient m (the response from the second transmitting antenna to the channel between the "root receiving antennas") obeys the Gaussian distribution CN(o, i). The quasi-static is maintained for r time slot intervals. Therefore, the user's equivalent baseband received signal model in the r time slots can be expressed as:
Figure imgf000007_0001
Where y is the received signal matrix of N r x T dimension, the total power of the transmitting antenna of the user, NN, the channel matrix H of the dimension is composed of complex Gaussian random variables, which is a Gaussian white noise matrix of N f xr dimension, whose elements are independent The same distribution of (0,1) distributed random variables, 7^ is the precoding matrix of the dimension; (: is the transmission code symbol matrix of the user's transmitted symbols after orthogonal space-time coding, g from the constellation S Independent modulation symbols = , ... composition, each symbol obeys the power constraint ^ sV ] = l, and
C CH = IM , 其中 为期望运算符, 为共轭转置操作。 M为数据流
Figure imgf000008_0001
CC H = I M , where is the expected operator, which is a conjugate transpose operation. M is the data stream
Figure imgf000008_0001
的个数。 The number.
在基站已经知用户信道状态信息的条件下 ,式 (1)中预编码矩阵 F可通过适 当优化准则来设计获得 ,但是当系统采用频分双工( Frequency Division Duplex , 简称" FDD" )模式时,用户需要反馈全部 CSI给基站, 当系统用户数比较大时, 这种机制开销太大, 并且在无线通信系统中,基站获取所有用户全部 CSI也不 太现实。 针对上述情况, 为了减少反馈信息量, 在对实际的点对点 MIMO系 统, 经常采用码本进行预编码设计。  Under the condition that the base station already knows the user channel state information, the precoding matrix F in equation (1) can be designed and obtained by appropriate optimization criteria, but when the system adopts the Frequency Division Duplex (FDD) mode. The user needs to feed back all the CSI to the base station. When the number of system users is relatively large, the mechanism is too expensive, and in the wireless communication system, it is not realistic for the base station to acquire all the CSIs of all users. In view of the above situation, in order to reduce the amount of feedback information, in the actual point-to-point MIMO system, the codebook is often used for precoding design.
下面详细地说明如何选择最优预编码码字。  How to select the optimal precoding codeword is explained in detail below.
假设基于正交空时编码的 MIMO无线通信系统用户接收的 ΜχΓ维的含错 码字矩阵为 在信道矩阵为 H , 预编码矩阵为 发送的码字矩阵为(:的条 件下, 正交空时编码系统最大似然估计序列码字的条件错误概率上界可表示 为: It is assumed that the error-containing codeword matrix received by the user of the MIMO wireless communication system based on orthogonal space-time coding is that the channel matrix is H, and the precoding matrix is the transmitted codeword matrix (:, under the condition of orthogonal space time) The conditional error probability upper bound of the maximum likelihood estimation sequence codeword of the coding system can be expressed as:
Figure imgf000008_0002
Figure imgf000008_0002
其中, | |£代表 2 范数, y为与数据流大小 M、 每用户接收天线的平均信 噪比 以及星座图 S有关的函数, 在一次发送过程中 呆持不变, 因此正交空 时编码的码字的条件错误概率与发射分集增益Hif有关, 码字的条件错误概 率随着 Hi¾的增加成指数下降。 在一次发送过程中, 为使码字的条件错误概 率最小, 应设计编码矩阵 F使Hi¾最大, 因此最优预编码矩阵由以下约束确 定: Where | | represents 2 norm, y is a function related to the data stream size M, the average signal-to-noise ratio of the receiving antenna per user, and the constellation S, which remains unchanged during a transmission, so orthogonal space The conditional error probability of the coded codeword is related to the transmit diversity gain Hif, and the conditional error probability of the codeword decreases exponentially with the increase of Hi3⁄4. In order to minimize the conditional error probability of the codeword in one transmission process, the coding matrix F should be designed to maximize Hi3⁄4, so the optimal precoding matrix is determined by the following constraints:
/(H) = argmaX|Hi¾ (3) /(H) = argm aX |Hi3⁄4 (3)
F  F
在基站已知用户信道状态信息的条件下,假设 H = U VH ,Ϋ Γ的前 Μ列, 则矩阵最优预编码矩阵为 Fopt =V.在实际系统中常采用码本来设计预编码矩矩 阵, 最优预编码矩阵 F将从给定码本 Ω中选择使满足条件 (3) 的码字作为其 预编码矩阵, 并将选择的码字在码本中的序号反馈给基站,基站将此序号的码 字矩阵作为发射预编码矩阵, 与正交空时编码的码字矩阵相乘后发送出去,其 中 Τ^Ω Α,…… , ^满足 ^ ^=^, 为码本长度。 Under the condition that the base station knows the user channel state information, assuming H = UV H , the front queue of Ϋ ,, the matrix optimal precoding matrix is F opt = V. In practical systems, the codebook is often used to design the precoding matrix. The optimal precoding matrix F selects, from the given codebook Ω, the codeword satisfying the condition (3) as its precoding matrix, and feeds back the sequence number of the selected codeword in the codebook to the base station, and the base station The codeword matrix of the sequence number is transmitted as a transmit precoding matrix, multiplied by the code matrix of the orthogonal space-time coded, and Τ^Ω Α, ..., ^ satisfies ^^=^, which is the codebook length.
下面举例说明如何构建正交空时编码的预编码码本:  The following example shows how to construct a pre-coded codebook for orthogonal space-time coding:
定义码本空间 Ω元素 Ft, Fj间弦距离 d人 Fi'Fj)为: Define the codebook space Ω element F t , Fj chord distance d person Fi'Fj) is:
-FjFfl = tr(lM -F^ ) (4) 基于聚类分析的正交空时编码的预编码酉码本的设计方法如下: -F jF fl = t r(l M -F^ ) (4) The design method of precoding codebook based on orthogonal analysis of orthogonal space-time coding is as follows:
1) 设 = 0,给定初始化码本 i e{l,...,N} ,其中 Θ,=£> ( ',… ), φηί2为 0到 2;τ之间均匀分布的随机变量, FDFT为 Nr xM的离散傅立叶变 换 ( Discrete Fourier Transformation , 简称 "DFT" ) 矩阵。 定义 Ω^^,···,^} , 并 计 算 码 本 最 小 弦 距 离 min_d(A:)= min d(Ft,FX , .e ΩΛ 1) Let = 0, given the initialization codebook ie{l,...,N}, where Θ, =£> ( ',... ), φ ηί2 are 0 to 2; The random variable, F DFT is the Discrete Fourier Transformation ("DFT") matrix of N r xM. Define Ω^^,···,^}, and calculate the minimum chord distance of the codebook min_d(A:)= min d(F t , FX , .e Ω Λ
― !</'< j≤N J J ― !</'< j≤N JJ
2) 随机生成 ^个 维态各态历经列正交的酉矩阵 ί/, 为了使 ί/具有遍 历性应使 ^足够大。 2) Randomly generate ^ 维 各 各 各 正交 , , , , , , , , , , , The calendar should make ^ big enough.
3) i§ik = k + 采用聚类分析方法把 ί/分成 N类, 使 ., = 1,...,^都成各类 中的一个成员:  3) i§ik = k + Use the cluster analysis method to divide ί/ into N classes, so that ., = 1,..., ^ are all members of each class:
Rt = {U,Ft)< dc (U,Fj), j≠ i,Fj,Fi e Ω"}R t = {U, F t )< d c (U,Fj), j≠ i,F j ,F i e Ω"}
Figure imgf000010_0001
, = 1,···, N (5) 这里简单举例介绍一下聚类分析的含义:
Figure imgf000010_0001
, = 1,···, N (5) Here is a brief example of the meaning of cluster analysis:
初始化一个码本,可称为旧码本,此码本由 16个码字构成。随机产生 10000 个样品样本码字, 每个样品样本码字分别和 16个码字计算距离, 得到最小距 离对应的码字, 那么这个样品样本码字就和最小距离对应得码字分为一类,这 样就可以归为 16类, 这就是聚类分析的方法。  Initializing a codebook can be called an old codebook, and this codebook is composed of 16 codewords. Randomly generate 10000 sample sample code words, each sample sample code word and 16 code words respectively calculate the distance to obtain the code word corresponding to the minimum distance, then the code sample word and the minimum distance correspond to the code word is divided into one class This can be classified into 16 categories, which is the method of cluster analysis.
4) 对每个类求最优码字矩阵:  4) Find the optimal codeword matrix for each class:
1 1 1 1
pt = arg min― dc U„,F = arg max tr FH ,i = l,---,N (6) pt = arg min - d c U„, F = arg max tr F H ,i = l,---,N (6)
U„eR  U„eR
5) 定义 =丄 X VnVn H , 对 进行特征值分解 =P i ff,因此最优码字矩 阵 应为特征矢量 的前 M个最大特征对应的特征矢量,定义 Ωορ' ={F1 opt,--,F°!"} , 并 计 算 码 本 aopt 的 最 小 弦 距 离 e Ω ,其中, N,为类 中的成员总数,
Figure imgf000010_0002
5) Definition = 丄XV n V n H , eigenvalue decomposition = P i ff , so the optimal codeword matrix should be the eigenvector corresponding to the first M largest features of the eigenvector, define Ω ορ ' ={F 1 Opt , -- ,,! "} , and calculate the minimum chord distance e Ω of the codebook a opt , where N is the total number of members in the class,
Figure imgf000010_0002
i=l,2,...N  i=l,2,...N
6) 如果 min— d(t)≥min— d^- 1)则 =Ω。ρί, 否则 ί^=Ω"。 继续回到步骤 (2), 直到 max e 经过多次迭代后不再增加为止。6) If min - d(t) ≥ min - d^ - 1) then = Ω. Ρί , otherwise ί^=Ω". Continue back to step (2) until max e does not increase after multiple iterations.
Figure imgf000010_0003
Figure imgf000010_0003
从上面的说明可以看出,基于聚类分析的码本空间最小距离可通过迭代方 式达到最大,使码本在给定的空间内各态历经分布。基于正交空时编码的最优 预编码矩阵为信道矩阵前 M个奇异值对应的右特征矢量组成,因此针对特定的 信道条件, 比如相关信道、 Rice信道等, 可以通过对信道进行 Monte-Carlo仿 真, 并对信道对进行最优预编码生成 N, xM维态各态历经矩阵 ί/, 再聚类分析 生成码本。 该方法生成码本更符合实际的预编码的统计属性,可用于自适应码 本设计。 It can be seen from the above description that the minimum distance of the codebook space based on cluster analysis can be maximized by iterative method, so that the codebooks are distributed in a given space. The optimal precoding matrix based on orthogonal space-time coding is composed of the right eigenvector corresponding to the first M singular values of the channel matrix, so it is specific to Channel conditions, such as correlation channel, Rice channel, etc., can perform Monte-Carlo simulation on the channel, and optimally pre-code the channel pair to generate N, xM-dimensional states go through matrix ί/, and then cluster analysis to generate codebook . The method generates a codebook that is more in line with the actual precoding statistical properties and can be used in an adaptive codebook design.
该码本设计方可用于任意的天线配置和任意的码本长度,下面例举几个仿 真结果。  The codebook design can be used for any antenna configuration and arbitrary codebook lengths. Several simulation results are exemplified below.
本发明实施方式的仿真试验考虑一个采用有限反馈预编码的正交空时编 码的多用户 ΜΙΜΟ系统。 假设基站配置了 4根天线, 每用户各自配置了 1根 天线, 基站向每个用户发送 2数据流, 并对发送符号采用 2根发射天线的 Alamouti编码。  The simulation experiment of an embodiment of the present invention considers a multi-user chirp system using orthogonal space-time coding with limited feedback precoding. It is assumed that the base station is configured with four antennas, one antenna is configured for each user, the base station transmits two data streams to each user, and the Alamouti code of two transmit antennas is used for the transmitted symbols.
图 3给出了码本长度和移动速度不同的情况下,所提出的闭环正交空时编 码方案、基站配置的 天线的 IEEE802.20 Rate-One方案以及开环 Alamouti编 码方案的系统误符号率性能随基站天线发射总功率变化曲线。可以看出在相同 的码本大小和移动速率下, 本发明实施方式的符号错误率均低于 IEEE802.20 中的方案。  Figure 3 shows the proposed closed-loop orthogonal space-time coding scheme, the IEEE802.20 Rate-One scheme of the antenna configured by the base station, and the system error symbol rate of the open-loop Alamouti coding scheme in the case where the codebook length and the moving speed are different. The performance varies with the total power transmitted by the base station antenna. It can be seen that the symbol error rate of the embodiment of the present invention is lower than that of IEEE802.20 at the same codebook size and moving rate.
图 4 给出了速率为 3km/h、 码本长度不同的情况下,所提出的码本与 IEEE802.20 中码本( Codebook index = 2 ) 的系统误符号率性能随基站天线发射 总功率变化曲线。 可以看出, 在相同的码本大小下, 本发明实施方式的符号错 误率均低于 IEEE802.20中的方案。  Figure 4 shows the system error rate performance of the proposed codebook and IEEE802.20 codebook (Codebook index = 2) with the total power of the base station antenna when the rate is 3km/h and the codebook length is different. curve. It can be seen that the symbol error rate of the embodiment of the present invention is lower than that of IEEE802.20 under the same codebook size.
图 3、 图 4 的仿真结果均使用了正交转换相键 ( Quadrature Phasesshift The simulation results in Figure 3 and Figure 4 use the orthogonal transform phase key ( Quadrature Phasesshift
Keying, 简称" QPSK" )。 Keying, referred to as "QPSK").
下面说明本发明较实施方式中的接收设备和发送设备。 接收设备包含: The receiving device and the transmitting device in the comparative embodiment of the present invention will be described below. The receiving device contains:
根据当前信道状态选择最优预编码矩阵的单元;  Selecting a unit of an optimal precoding matrix according to a current channel state;
将代表该预编码矩阵的信息反馈给发送端的单元;  Feeding information representing the precoding matrix to the unit at the transmitting end;
将收到的信号乘以发送端所用预编码矩阵的共扼转置的单元;  Multiplying the received signal by the conjugated transposed unit of the precoding matrix used by the transmitting end;
对乘以预编码矩阵的共扼转置后的信号进行正交空时解码的单元。  A unit that performs orthogonal space-time decoding on a signal that is multiplied by the pre-transformed matrix.
接收设备中保存有与发送端相同的码本,该码本中包含至少一个预编码矩 阵;接收设备从码本中选择最匹配当前信道状态的预编码矩阵作为最优预编码 矩阵; 代表预编码矩阵的信息是该预编码矩阵在码本中的序号。  The receiving device stores the same codebook as the transmitting end, where the codebook includes at least one precoding matrix; the receiving device selects a precoding matrix that best matches the current channel state from the codebook as the optimal precoding matrix; The information of the matrix is the sequence number of the precoding matrix in the codebook.
发送设备包含:  The sending device contains:
从接收端获得反馈信息的单元;  a unit that obtains feedback information from the receiving end;
对需要传输的信息进行正交空时编码的单元;  A unit for orthogonal space time coding of information to be transmitted;
将经正交空时编码的信号乘以接收端反馈的信息所代表的预编码矩阵后 发送的单元。  The orthogonally space-time encoded signal is multiplied by the pre-coding matrix represented by the information fed back by the receiving end.
所述发送设备保存有与所述接收端相同的码本,该码本中包含至少一个预 编码矩阵;  The sending device stores the same codebook as the receiving end, and the codebook includes at least one precoding matrix;
接收端反馈的代表预编码矩阵的信息是该预编码矩阵在码本中的序号。 需要说明的是, 本发明的实施方式中所说的各种单元都是逻辑概念, 物理 上可以在不同装置中实现,也可以在同一装置中实现。这些单元可以有各种各 样的名称,但只要具有上述功能就可以实现本发明的效果, 就属于本发明的保 护范围。  The information representing the precoding matrix fed back by the receiving end is the sequence number of the precoding matrix in the codebook. It should be noted that the various units mentioned in the embodiments of the present invention are logical concepts, physically implemented in different devices, or implemented in the same device. These units may have various names, but the effects of the present invention can be achieved as long as they have the above functions, and are within the protection scope of the present invention.
综上所述,在本发明的各实施方式中,对信道衰落条件具有鲁棒(Robust ) 性, 在低速时, 因为使用了闭环反馈, 所以 MIMO系统有较好的传输性能; 在高速时, 因为使用了正交空时编码, 所以 MIMO系统依然有较好的性能。 总体来说, 使用本发明的技术方案后, MIMO系统的性能比较均衡, 不会因为 终端移动速度的变化使系统性能发生较大的波动。 In summary, in various embodiments of the present invention, the channel fading condition is robust (Robust), and at low speed, the MIMO system has better transmission performance because closed-loop feedback is used; At high speeds, MIMO systems still have better performance because of the use of orthogonal space-time coding. In general, after using the technical solution of the present invention, the performance of the MIMO system is relatively balanced, and the system performance does not fluctuate greatly due to the change of the moving speed of the terminal.
其次, 在发送端和接收端设置相同的码本,接收端从码本中选择最优预编 码矩阵,仅向发送端反馈该最优预编码矩阵在码本中的序号,从而减少了在反 馈上的资源消耗。  Secondly, the same codebook is set at the transmitting end and the receiving end, and the receiving end selects the optimal precoding matrix from the codebook, and only feeds back the sequence number of the optimal precoding matrix in the codebook to the transmitting end, thereby reducing the feedback. Resource consumption on.
接收端所选的最优预编码矩阵是码本中使 |H 最大的预编码矩阵, 其中 H为信道矩阵, F为码本中的预编码矩阵, | 代表 2范数。 从而解决了目前 公开文献中没有较好的预编码矩阵选择方法的问题。  The optimal precoding matrix selected by the receiving end is a precoding matrix with a maximum of |H in the codebook, where H is the channel matrix, F is the precoding matrix in the codebook, and | represents the 2 norm. Thereby solving the problem that there is no better precoding matrix selection method in the current publication.
本发明的实施方式提出的用于码本生成的优化搜索方法,可以使得到的码 本中的码字在 Grassmanian空间中的最小距离最大化, 使码本在给定的空间内 各态历经分布。  The optimized search method for codebook generation proposed by the embodiment of the present invention can maximize the minimum distance of the codewords in the codebook in the Grassmanian space, so that the codebooks are distributed in a given space. .
虽然通过参照本发明的某些优选实施例, 已经对本发明进行了图示和描 述,但本领域的普通技术人员应该明白,可以在形式上和细节上对其作各种改 变, 而不偏离本发明的精神和范围。  Although the invention has been illustrated and described with reference to the preferred embodiments of the present invention, it will be understood The spirit and scope of the invention.

Claims

权 利 要 求 Rights request
1. 一种通信方法, 其特征在于, 包含以下步骤:  A communication method, comprising the steps of:
接收端根据当前信道状态选择最优预编码矩阵 ,将代表所述最优预编码矩 阵的信息反馈给发送端;  The receiving end selects an optimal precoding matrix according to the current channel state, and feeds back information representing the optimal precoding matrix to the transmitting end;
所述发送端对需要传输的信息进行正交空时编码,再乘以所述接收端反馈 的信息所代表的最优预编码矩阵后发送;  The transmitting end performs orthogonal space time coding on the information to be transmitted, and then multiplies the optimal precoding matrix represented by the information fed back by the receiving end, and then sends the information;
所述接收端将收到的信号乘以所述发送端所用的最优预编码矩阵的共扼 转置 , 再进行正交空时解码后得到所述发送端需要传输的信息。  The receiving end multiplies the received signal by the common transposition of the optimal precoding matrix used by the transmitting end, and performs orthogonal space-time decoding to obtain information that needs to be transmitted by the transmitting end.
2. 根据权利要求 1所述的通信方法, 其特征在于, 在所述接收端和发送 端都保存相同的码本, 其中包含至少一个预编码矩阵;  The communication method according to claim 1, wherein the same codebook is stored at both the receiving end and the transmitting end, and at least one precoding matrix is included;
所述接收端根据当前信道状态选择最优预编码矩阵包括:所述接收端从所 述码本中选择最匹配当前信道状态的预编码矩阵作为最优预编码矩阵;  The selecting, by the receiving end, the optimal precoding matrix according to the current channel state, includes: the receiving end selecting, from the codebook, a precoding matrix that best matches a current channel state as an optimal precoding matrix;
所述代表最优预编码矩阵的信息是:所述最优预编码矩阵在所述码本中的 序号。  The information representing the optimal precoding matrix is a sequence number of the optimal precoding matrix in the codebook.
3. 根据权利要求 2所述的通信方法, 其特征在于, 所述最优预编码矩阵 是所述码本中使 |H ¾最大的预编码矩阵, 其中 H为信道矩阵, F为所述码本 中的预编码矩阵, I 代表 2范数。  The communication method according to claim 2, wherein the optimal precoding matrix is a precoding matrix that maximizes |H 3⁄4 in the codebook, where H is a channel matrix, and F is the code In the precoding matrix of this, I represents 2 norm.
4. 根据权利要求 2所述的通信方法, 其特征在于, 通过以下步骤得到所 述码本:  4. The communication method according to claim 2, wherein the codebook is obtained by the following steps:
优化搜索找到 N个 N, xM维各态历经列正交的酉矩阵 U作为所述码本的码 字, 所述优化搜索的目标函数是这些码字在 Grassmanian空间中最小距离, 使 该目标函数值最大的 N个 U即所述码本的码字; 其中 N,是接收天线个数, M 为数据流个数, N为码本长度。 The optimized search finds N N, xM-dimensional states that are orthogonal to the unitary matrix U as the codeword of the codebook, and the objective function of the optimized search is the minimum distance of the codewords in the Grassmanian space, so that the objective function The maximum number of N Us is the codeword of the codebook; where N is the number of receiving antennas, M For the number of data streams, N is the codebook length.
5. 根据权利要求 4所述的通信方法, 其特征在于, 通过以下步骤实现所 述优化搜索:  5. The communication method according to claim 4, wherein the optimized search is implemented by the following steps:
生成初始码本;  Generate an initial codebook;
生成 ^个11;  Generate ^11;
将 个 U 分 为 N 类 , 每 个 类 中 成 员 Rt {U,Ft)< dc (U,Fj), j≠ i,Fj,Fi eDivide U into N categories, members R t {U,F t )< d c (U,Fj), j≠ i,F j ,F i e
Figure imgf000015_0001
Ω"}; 对每个类求最优码字矩阵 =argmin丄 V dc(Un,F ),i = l,---,N 以每个类的最优码字矩阵构成候选码本 Ω。ρί , 并计算该候选码本的最小弦 巨离 e ilopt
Figure imgf000015_0001
Ω"}; Find the optimal codeword matrix for each class = argmin 丄 V d c (U n , F ), i = l, ---, N to form the candidate codebook with the optimal codeword matrix of each class Ω. ρί , and calculate the minimum chord of the candidate codebook from e il opt ;
Figure imgf000015_0002
Figure imgf000015_0002
如果候选码本的最小弦距离大于或等于当前码本的最小弦距离 ,则将候选 码本 Ω。ρί作为新的当前码本 Ω; If the minimum chord distance of the candidate codebook is greater than or equal to the minimum chord distance of the current codebook, the candidate codebook Ω will be used. Ίί as the new current codebook Ω;
重复以上各步骤,直到所述候选码本的最小弦距离小于或等于当前码本的 最小弦距离的连续次数达到预定门限;  Repeating the above steps until the minimum chord distance of the candidate codebook is less than or equal to the minimum number of consecutive chord distances of the current codebook reaches a predetermined threshold;
其中, 为正整数且 N>N, 表示两个矩阵的弦距离。  Where is a positive integer and N>N, representing the chord distance of the two matrices.
6. 根据权利要求 5 所述的通信方法, 其特征在于, 所述初始码本  6. The communication method according to claim 5, wherein the initial codebook
Ft k = QtFDFT , iG{l,-,N] , 其中 Θ,. ) ,F t k = Q t F DFT , iG{l,-,N] , where Θ,. ) ,
Figure imgf000015_0003
1, 为 0到 2;τ之间 均匀分布的随机变量, FDPT为 Nr xM的离散傅立叶变换 DFT矩阵。
Figure imgf000015_0003
1 , a random variable uniformly distributed between 0 and 2; τ, F DPT is a discrete Fourier transform DFT matrix of N r xM.
7. 一种接收设备, 其特征在于, 包含,  7. A receiving device, characterized in that
根据当前信道状态选择最优预编码矩阵的单元;  Selecting a unit of an optimal precoding matrix according to a current channel state;
将代表所述最优预编码矩阵的信息反馈给发送端的单元; 将从所述发送端收到的信号乘以所述发送端所用最优预编码矩阵的共扼 转置的单元; Feeding information representing the optimal precoding matrix to the unit at the transmitting end; Multiplying a signal received from the transmitting end by a unit of a common transposition of the optimal precoding matrix used by the transmitting end;
对乘以所述发送端所用最优预编码矩阵的共扼转置后的信号进行正交空 时解码的单元。  A unit for orthogonal space-time decoding of a signal obtained by multiplying the conjugated transposed signal of the optimal precoding matrix used by the transmitting end.
8. 根据权利要求 7所述的接收设备, 其特征在于, 所述接收设备中保存 有与所述发送端相同的码本, 该码本中包含至少一个预编码矩阵;  The receiving device according to claim 7, wherein the receiving device has the same codebook as the transmitting end, and the codebook includes at least one precoding matrix;
所述最优预编码矩阵是所述码本中最匹配当前信道状态的预编码矩阵;所 述代表最优预编码矩阵的信息是所述最优预编码矩阵在所述码本中的序号。  The optimal precoding matrix is a precoding matrix that best matches a current channel state in the codebook; the information representing the optimal precoding matrix is a sequence number of the optimal precoding matrix in the codebook.
9. 根据权利要求 8所述的接收设备, 其特征在于, 所述最优预编码矩阵 是所述码本中使 |H ¾最大的预编码矩阵, 其中 H为信道矩阵, F为所述码本 中的预编码矩阵, I 代表 2范数。  9. The receiving device according to claim 8, wherein the optimal precoding matrix is a precoding matrix that maximizes |H 3⁄4 in the codebook, where H is a channel matrix and F is the code In the precoding matrix of this, I represents 2 norm.
10.一种发送设备, 其特征在于, 包含, 10. A transmitting device, characterized in that
获得接收端反馈的代表最优预编码矩阵信息的单元;  Obtaining, by the receiving end, a unit representing the optimal precoding matrix information;
对需要传输的信息进行正交空时编码的单元;  A unit for orthogonal space time coding of information to be transmitted;
将经所述正交空时编码的信号乘以所述接收端反馈的信息所代表的最优 预编码矩阵后发送的单元。  The orthogonally space-time encoded signal is multiplied by the unit transmitted after the optimal precoding matrix represented by the information fed back by the receiving end.
11. 根据权利要求 10所述的发送设备, 其特征在于, 所述发送设备保存 有与所述接收端相同的码本, 该码本中包含至少一个预编码矩阵;  The transmitting device according to claim 10, wherein the transmitting device stores the same codebook as the receiving end, and the codebook includes at least one precoding matrix;
所述接收端反馈的代表最优预编码矩阵的信息是该预编码矩阵在所述码 本中的序号。  The information representative of the optimal precoding matrix fed back by the receiving end is the sequence number of the precoding matrix in the codebook.
12. 一种接收方法, 其特征在于:  12. A receiving method, characterized in that:
根据当前信道状态选择最优预编码矩阵; 将代表所述最优预编码矩阵的信息反馈给发送端; Selecting an optimal precoding matrix according to the current channel state; Feeding information representing the optimal precoding matrix to the transmitting end;
将从所述发送端收到的信号乘以所述发送端所用的最优预编码矩阵的共 扼转置;  Multiplying a signal received from the transmitting end by a common transposition of an optimal precoding matrix used by the transmitting end;
对所述乘以发送端所用最优预编码矩阵的共扼转置后的信号进行正交空 时解码, 得到所述发送端需要传输的信息。  Performing orthogonal space-time decoding on the signal after multiplication and transposition of the optimal precoding matrix used by the transmitting end to obtain information to be transmitted by the transmitting end.
13. 根据权利要求 12所述的接收方法, 其特征在于, 还包括: 保存与所 述发送端相同的码本, 其中包含至少一个预编码矩阵;  The receiving method according to claim 12, further comprising: storing the same codebook as the transmitting end, where at least one precoding matrix is included;
所述最优预编码矩阵是所述码本中使 |HF| 最大的预编码矩阵, 其中 H为 信道矩阵, ^为所述码本中的预编码矩阵, ll l 代表 2范数。  The optimal precoding matrix is a precoding matrix that maximizes |HF| in the codebook, where H is a channel matrix, ^ is a precoding matrix in the codebook, and ll l represents a 2 norm.
14.一种发送方法, 其特征在于:  14. A method of transmitting, characterized by:
获得接收端反馈的代表最优预编码矩阵的信息;  Obtaining information representative of the optimal precoding matrix fed back by the receiving end;
对需要传输的信息进行正交空时编码;  Perform orthogonal space time coding on the information that needs to be transmitted;
将经所述正交空时编码的信号乘以所述接收端反馈的信息所代表的最优 预编码矩阵后发送。  The orthogonally space-time encoded signal is multiplied by the optimal precoding matrix represented by the information fed back by the receiving end, and then transmitted.
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