WO2007070306A2 - Miniature integrated multisectral/multipolarization digital camera - Google Patents

Miniature integrated multisectral/multipolarization digital camera Download PDF

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Publication number
WO2007070306A2
WO2007070306A2 PCT/US2006/046535 US2006046535W WO2007070306A2 WO 2007070306 A2 WO2007070306 A2 WO 2007070306A2 US 2006046535 W US2006046535 W US 2006046535W WO 2007070306 A2 WO2007070306 A2 WO 2007070306A2
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Prior art keywords
polarization
image
multispectral
imaging
scene
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PCT/US2006/046535
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French (fr)
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WO2007070306A3 (en
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John Mclean
Gary Redford
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Arete Associates
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Publication of WO2007070306A2 publication Critical patent/WO2007070306A2/en
Publication of WO2007070306A3 publication Critical patent/WO2007070306A3/en
Priority to US12/157,008 priority Critical patent/US20090021598A1/en

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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/28Investigating the spectrum
    • G01J3/30Measuring the intensity of spectral lines directly on the spectrum itself
    • G01J3/36Investigating two or more bands of a spectrum by separate detectors
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/02Details
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/02Details
    • G01J3/0205Optical elements not provided otherwise, e.g. optical manifolds, diffusers, windows
    • G01J3/0224Optical elements not provided otherwise, e.g. optical manifolds, diffusers, windows using polarising or depolarising elements
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/02Details
    • G01J3/0256Compact construction
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/28Investigating the spectrum
    • G01J3/2823Imaging spectrometer
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J3/00Spectrometry; Spectrophotometry; Monochromators; Measuring colours
    • G01J3/28Investigating the spectrum
    • G01J3/447Polarisation spectrometry
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J4/00Measuring polarisation of light

Definitions

  • the invention is in the field of detecting and identifying objects against extremely complicated backgrounds, i . e. in complex environments. This function may alternatively be described as "discrimination" of objects and backgrounds.
  • the field of the invention thus potentially spans applications in the medical , commercial , ecological and military imaging areas .
  • the invention particularly addresses techniques of multispectral imaging and multipolarization imaging, and ideally at wavelengths from the ultraviolet to the infrared.
  • Imaging systems Object detection and identification in complex environments requires exploitation of multiple discriminants, to fully distinguish between objects of interest and surrounding clutter.
  • multispectral, hyperspectral , and polarization imaging have each shown some capability for object discrimination .
  • Polarization provides , in particular , a powerful discriminant between natural and manmad ⁇ surfaces 1 .
  • an unpolarized view (Fig. IB) fails to accentuate artificially created features that appear extremely bright in a polarized view (Fig. IA) .
  • Such features of course include bodies of water, but also many broad-leafed plants [Fig. 19] .
  • Other foliage such as for instance trees with waxy but fine needles, generally have randomly oriented polarizations for adjacent elements — and so return only a very weak polarization signature.
  • Multispec- tral and multipolarization data provide complementary measurements of visual attributes of a scene, but when acquired separately these data are not inherent-ly correlated — either in space or in time.
  • Timing differences are attributable to imperfect time sampling by, for example, spinning filter wheels.
  • Spinning filters are familiar in this field.
  • Imaging sensor Commercially available devices of interest in addressing these problems (but not heretofore associated with them) are single-chip multispectral imaging arrays operating in the visible and infrared bands .
  • arrays that are now commercially available for the visible- or near-visible range, one such device is a single- chip, direct-imaging color sensor 2 , model "Foveon iX3" from Foveon Inc. of Santa Clara, California. The firm was founded in 1997 by Dr. Carver Mead, a pioneer in solid-state electronics and VLSX design, and professor emeritus at the California Institute of Technology.
  • X3 image sensors have three photosensitive layers but in the X3 these are digital materials, so that images are captured as pixels at the out- set.
  • the layers of sensor pixels 61c, 61b, 61a (Figs. 9A, 9B) are embedded in silicon to take advantage of the fact that red light 48c, green light 48b and blue light 48a penetrate silicon 61 to different depths.
  • Such earlier conventional chips are usually formed according to a so-called "Bayer filter” principle, in which the green-sensitive pixels 71b (Fig. 1OA, 1OB, 10D) are in a checkerboard pattern and thus occupy half the total area of the composite sensor array.
  • the remaining half of the area is shared, usually equally, by the blue- and red-sensitive pixels 71a, 71c respectively (Figs. 1OC, 10E) .
  • This distribution of sensitivity emulates very roughly the sensitivities of the human eye in the respective spectral regions of the primary colors.
  • Analogous pixel layouts are also known for multiple wavelength bands running out to the far infrared. Association of such pixel configuration with polarization sensing, however, has not previously been suggested. It is also known to use active monochromatic illumination and, from that excitation, to collect returns that are either multipolarization or multispectral . It has not been suggested to collect both.
  • the Foveon X3 image sensor yields extremely high dynamic range (12 bits) and wide spectral bandwidth (350 to 1110 nm) — well beyond both ends of the visible range. It is now marketed in an integrated camera system (Fig. 8), complete with USB 2.0 interface 3 . TABLE 1 , Fov ⁇ on® X3 direct imaging sensor characteristics
  • This sensor thus provides multispectral imaging without any of the spatial registration and aliasing problems encountered in more-familiar multiCCD and Bayer-type color cameras . It has never before been associated with polarization imaging as such or with the above-detailed prob- lems presented by separate spectral and polarization imaging. Specifications of the X3 chip appear in Table 1 , above .
  • the table mentions "binning”, which is a clocking system that combines charge collected by plural adjacent CCD pixels. It provides a tradeoff of resolution to reduce photon noise and thereby improve the sig- nal-to-noisa ratio — while also advantageously raising the frame rate.
  • the Foveon-style array is sensitive from the ultraviolet into the near infrared.
  • Single-chip multispectral imaging arrays are also available farther into the infrared, and dual-band focal-plane arrays are currently available across the mid- and long-wave bands. 4
  • OVP Optic Valley Photonics
  • Polarization arrays Two kinds of devices have been successfully used to provide polarization discrimination for a panchromatic imaging sensor. One of these is an achromatic spectrally neutral beamsplitter, combined with multiple imaging arrays .
  • micropolarizer array or so-called "polarization mask” coupled to a single imaging array.
  • polarization mask coupled to a single imaging array.
  • a spectrally neutral prism forms four image planes, each then coupled to its own imaging array 42a, 42b, 43c (and a fourth array, not shown Figs. 2 and 3) .
  • These prisms are commonly used in multichip color cameras, but also are successfully used in panchromatic polarization imaging 5 — with a differently oriented polarization filter 43a, 43b, 43c (and a fourth filter, not shown) at each of the four imaging arrays .
  • a prismatic beamsplitter approach can be replaced by techniques us- ing e. ⁇ . a dichroic splitter. Information on such dichroic units is currently seen on the Worldwide Web at http ; //www.cvilaser . com/Common/PDFs/ . particularly in this file there: "DichroicBeamsplitters_Discussion .pdf" .
  • Each output stage 44a, 44b, 44c, 44d (Fig. 3) of the splitter prism also has an associated micropositioner 41a, 41b, 4c (and a fourth positio- ner, not shown, for a fourth wavelength band — Fig. 2) .
  • the system also includes image relay optics 45, a zoom lens 46, and a bandpass input filter 47 for the entering radiation 48.
  • the radiation 48' entering the compound prism 44a-b-c-d is split to form four output beams 49a-b-c-d, conventionally passed through color filters 42, as noted above, to form red 49a, green 49b, blue 49c and infrared 49d beams.
  • the beams are passed through polarization filters instead, to form beams of differently oriented polarization.
  • Polarization-mask fabrication Two techniques in turn are now used to make polarization masks: a one-layer, wire-grid array (process layer, Figs. 5 and 6B) , and a multilayer thin-film method (Fig. 6C) . Wire-grid arrays have been successfully fabricated to 9 ⁇ m pixel pitch in arrays more than 1000 pixels square 6 .
  • linear polarizers are oriented at 0, 45, 90, and 135 degrees — as at 51, 52, 54 and 53 respectively (Fig. 4) .
  • This existing wire-grid polarizer uses 70 nm wires 56 (Fig. 5) at 140 nm spacing. Radi- ation 48" passes through the wires and a substrate 57 to a detector 58.
  • the spacing of the wires 56 should be quite small relative to the optical wavelength. Accordingly, while this existing design provides outstanding polarization contrast in the middle of the visible band (very roughly 600 nm) , polarization contrast is expected to degrade at shorter visible wavelengths — where the spacing becomes as much as 35% of the wavelength.
  • micropolarizer devices for the visible spectrum have been successfully fabricated using polarizing thin films in a multilayer configuration, and such arrays have bean successfully bonded to CMOS arrays 7 (Fig. 6C) .
  • the demonstrated device was based on a 13.8 x 14.4 ⁇ m pixel pitch and formed as a 352 x 288 pixel array.
  • polarization masks have been constructed to a pixel pitch as fina as 5 ⁇ m.
  • equivalent or complementary polarization definition can be accomplished by various combinations of linear and circular polarizers, neutral filters and so on.
  • the polarizer- mosaic representations (Figs. 4, 6, 11, 12 and 15), shall accordingly be understood to alternatively represent such other conventional polarization elements.
  • Microlens array Y ⁇ t another known technology that has not previously been associated with multipolarization imaging is the use of micro- lenses to correct poor CCD illumination geometry.
  • the ratio of the photo- sensitive area of a detector pixel to the total pixel area e. q. square
  • the fill factor is less than unity for many imaging arrays .
  • each sensor is fitted with a corresponding lens 81a, 81b, 81c — all the lenses being formed in one piece as an array, fixed across the entire surface of the imaging array.
  • the lenses are most typically integrated with the rest of the assembly, on the silicon substrate 85, to enhance radiometric efficiency of the multispectral imaging sensors .
  • Differencing display A prior-art technique not previously associated with multispectral imaging is polarization-difference display. The goal here is to exploit as much as possible the capability of images made by polarized light to discriminate between manmade and natural objects .
  • Polariz ⁇ d-light images differ conspicuously not only from unpolariz ⁇ d-light images but even more notably from each other. That is, source illuminations whose polarizations are crossed or aligned relative to inherently polarizing axes of object surfaces, can produce optical extinction or full transmission, respectively. If the axes of the illumination and the object surfaces do not happen to be optimally crossed or aligned, however, such visually striking clues may not appear. Difference display sometimes helps to overcome this limitation . For example, two images of a single, common scene can be recorded in horizontally (Fig. 14A) and vertically (Fig. 14B) polarized light respectively. Viewing each of these images alone, or even inspecting them side by side, may not suffice to pick out e.
  • the difference image and the overlaid reference copy are preferably in contrasting colors, to minimize confusion of the positional-reference information with the difference signatures. Since prior-art usage of polarization-difference display has been for monochromatic (or panchromatic) imaging only, the colors used are simply any convenient so-called "false colors" chosen arbitrarily by the designers or the operator.
  • the polarization-difference signatures 101 may be caused to appear in. dark red and the position-reference information in a light blue . If the reference is made light enough to avoid obscuring the difference signatures, then unfortunately it can be diffi- cult to clearly see locations in the reference overlay.
  • Dr. Yemelyanov' s cueing mechanisms may entirely obscure a small feature.
  • the feature 101 may be somewhat visible behind and around the cueing symbols, but with not enough image area to meaningfully exhibit crucial aspects of the cues (e . ⁇ . coherent motion of multiple dots , or other directional representations) .
  • More relevant to the present invention are Y ⁇ melyanov' s innovations in temporal modulation of image elements — rendered in terms of polarization differences or sums, or both.
  • the color in these particular examples is not natural scene color, and would interfere with viewing of natural-color scenes — at least to the extent that such coloring is applied to unpolarized (or so-called "po- larization sum") image areas. Therefore this specific technique is not appropriate for use with full natural multispectral, multipolarization data; however, certain of Yemelyanov's other cue techniques may serve well . In addition he introduces the idea of radiometric balancing of images taken with differently polarized light, particularly histogram balancing .
  • Yemelyanov refers to some of his dynamic displays as motion pictures or movies. It will be understood, however, that the movement shown in these displays is not natural movement of scene elements. Rather, all the movement seen is variation, of image detail due only to the graphical "cues" injected into the data for the specific purpose of visualizing polarization relationships .
  • the present invention introduces just such refinement.
  • the invention has several independent aspects or facets , which are advantageously used in conjunction together, although they are capable of practice independently.
  • the invention is apparatus for multispectral and multipolarization imaging.
  • the apparatus includes some means for recording at least one multispectral image of a scene.
  • These means comprise at least one array of sensors. Each array records one multispectral image of the scene, respectively.
  • first means For purposes of generality and breadth in discussing the invention, these means will be called simply the "first means” • Also included in the apparatus are some means for substantially simultaneously establishing polarization state at corresponding points of the at least one array. These means, again for generality and breadth, will be called simply the "second means”.
  • the apparatus also includes an image-splitting device for replicating the multisp ⁇ ctral image at plural image planes respectively. It also includes some means for selecting a different polarization state for each image plane respectively; and includes plural sensor arrays at the plural image planes respectively. ⁇ ach array records image data for substantially one polarization state. If the foregoing basic preference is observed, then a further sub- preference is that the plural imaging arrays be substantially in register with each other. It is also preferable that the polarization-recording means be substantially in register with the imaging arrays .
  • first means record the image as substantially a single array of pixels.
  • second means determine and record polarization state at substantially every pixel of the multispectral image.
  • the first means comprise a single, multispectral sensor array
  • the second means comprise a polarizer mosaic overlaying the sensor array.
  • the mosaic preferably the mosaic:
  • is formed as a wire-grid array, or ⁇ is formed of polarizing thin films ; and also
  • is formed of multiple unit cells, each cell being two pixels by two pixels , wherein :
  • the two-by-two unit cells include linear polarizers
  • linear polarizers are oriented at zero, forty-five, ninety and one hundred thirty-five degrees respectively;
  • the polarizer mosaic includes a combination of linear polarizers and neutral-density filters , or
  • the polarizer mosaic includes a combination of linear and circular polarizers, and neutral-density filters; or ⁇ is formed of multiple unit cells, each unit cell being three pixels , and
  • each three-pixel unit cell comprises linear polarizers, or ⁇ each, three-pixel unit cell comprises a combination of linear polarizers and neutral-density filters, or
  • each three-pixel unit cell comprises a combination of linear and circular polarizers, and neutral-density filters, and " is bonded to the sensor array, or
  • includes microlenses incorporated to enhance fill factor or reduce aliasing, or both, and
  • further includes spectral filters incorporated to optimize spectral response .
  • spectral filters incorporated to optimize spectral response .
  • the apparatus preferably further includes some display means for successively presenting the multispectral image with different polarization-state information included. Thereby image portions having polarization states different from one another appear to flicker.
  • the apparatus preferably further includes some means for trading-off resolution against frame rate, for acquisition of multiple sequential image data sets corresponding to a motion picture. Also preferably included here are some means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of the acquisition process.
  • the invention is apparatus for acquisition and display of a mul- tisp ⁇ ctral , multipolarization motion picture.
  • the apparatus includes some means for acquisition and recording of successive multispectral, multipolarization image frames. For purposes of generality and breadth, as above, these means may be called the “acquisition and recording means", or simply the “acquisition means”.
  • acquisition and recording means For purposes of generality and breadth, as above, these means may be called the “acquisition and recording means", or simply the “acquisition means”.
  • Also included in the apparatus are some means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of an acquisition process . These means will be called the "controlling means”.
  • this main aspect of the invention adds a major advance in the field of polarization-based discrimination of objects from backgrounds: this aspect of the invention, in its fundamental form, encompasses the critical subsystem for display of the information. Moreover that display provides color motion pictures.
  • Color-movie display enlists the very sensitive human perception capability to detect small objects that are moving, even slightly, against a background. This capability is particularly powerful when the objects may also have color differences, even subtle ones, relative to the background. This human perceptual capability has not previously been exploited in polarization-based detection. Very importantly, however, this facet of the invention acquires data frames at rates adapted to the character of the scene, or of the process used for acquisition.
  • the acquisition speed does not proceed at rates adapted to per- ceptual characteristics of people who will eventually view the imago frames .
  • human viewers are not capable of assimilating such information as quickly, or as slowly, as is ideal for recording the data.
  • the apparatus further includes some means for playing back the recorded frames for human observation.
  • the playback means comprising means for controlling frame display rates in accordance with perceptual characteristics of human observers of the motion picture .
  • the playback means preferably further include some display means for successively presenting the successive image frames with different polarization- state information included. Thereby image portions having polarization states different from one another appear to flicker.
  • the invention is apparatus for multispectral and multipolarization imaging.
  • the apparatus includes some means (the "first means") for recording a multispectral image of a scene.
  • the apparatus also includes some means (the "second means") for establishing a polarization-state image of the same scene.
  • the first and second means are structurally related to cause the polarization image to be inherently in register with the multispectral image.
  • registration is a critical parameter for satisfactory discrimination of objects and backgrounds in a multispectral, multipolarization system; and, as suggested earlier, registration has been a limiting factor even in multipolarization, sinqle-apectral-band systems.
  • registration we teach how to provide fully adequate registration for multipo- larization, multispectral imaging.
  • the third major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits preferably the invention is practiced in conjunction with certain additional features or characteristics.
  • the first and second means further are functionally coordinated to render the inherently- in-register polarization and multispectral images substantially simultaneous .
  • first and second means share a common radiation-sensor array. Still another preference is that the first and second means respectively provide spectrally-selective and polarization- selective elements to modulate response of the shared common radiation- sensor array.
  • the invention is a digital camera for plural-wavelength-band imaging with polarization information included.
  • the camera includes an imaging sensor chip that is sensitive to optical radiation, for recording an image .
  • the chip has a sensitive layer, disposed substantially continuously across a field of view, for each of at least two wavelength bands, of the radiation, that substantially are mutually distinct. (This wording is selected to encompass wavelength bands that are mutually distinct in substance even though they may be slightly overlapping — as for example one wavelength band from 450 to 550 nm, and another from 530 to 630 nm.)
  • the sensitive layers are stacked in series, so that incoming radiation in at least one or more of the bands penetrates plural layers to reach a corresponding sensitive layer.
  • a polarization mosaic is overlaid on the stack of sensitive layers, also substantially continuously across the field of view.
  • an electronic shutter to actuate the sensitive layers, for exposure through the polarization mosaic for calibrated time periods . This exposure acquires information for the image in the distinct wavebands with polarization information included.
  • this facet of the invention represents a complete, functional, ready-to-go digital camera that records images in full color with polarization-state information included. As such it is a giant stop forward in object-discrimination imaging.
  • the apparatus further includes some display means for successively presenting the image with different polarization-state information included.
  • image portions that include polarization states different from one another ap- pear to flicker.
  • the apparatus further includes some means for trading-off resolution against frame rate, for acquiring multiple sequential image data sets corresponding to a motion picture.
  • the apparatus also includes some means for controlling frame acquisition rates of the acquisition means , in accordance with characteristics of the scene or of the acquisition process.
  • the at least two wavebands include at least three wavebands .
  • the invention is an image system. It includes some means for generating a temporal sequence of spatially registered multispectral , multi- polarization images. Theses means will be called the "generating means".
  • the generating means in turn include some means for temporally sam- pling at a sampling rate to form the sequence.
  • the foregoing may represent a description or definition of the fifth aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art. In particular, this facet of the invention goes beyond the relatively basic acquisition of an image, in multispectral and multipolarization image space, and addresses the daunting importance of image sequences . As noted earlier, these can be used to invoke the human perceptual sensitivity to visual stimuli that are changing; even apart from that benefit, however, image sequences introduce at least two other fundamental capabilities as well.
  • One of these is the capability to record assemblages of objects from several different viewpoints, inherently interrelated as explicitly seen within the image sequence itself. Another is the capability to record historical development, over time, of phenomena represented in the image sequence .
  • this fifth facet of the invention includes means that address the need to establish a temporal sampling rate, by which a sequence can be formulated.
  • This aspect of the invention thus establishes both the fundamental capabilities enabled by an image sequence, and the practical function of pacing the acquisition of such sequence.
  • the prior art fails to come at all close to these functionalities, in multispectral and multipolar!zation imaging.
  • the system further includes some means for modifying the sampling means to trade off spatial samples for temporal samples .
  • the sampling means vary the sampling rate.
  • the apparatus further include either some operator-controlled means for setting the modifying means to establish a desired sampling rate, or some automatic means for dynamically setting the modifying means to select spatial sampling automatically.
  • the automatic means include some means for dynamically setting the modifying means to select spatial sampling that optimizes temporal sampling rate.
  • the apparatus further include some means for displaying, to a human operator, different individual polarization bands , or combined spectral and polarization bands, or both, in alternation, to facilitate the operator's discerning of subtle differences in scene content.
  • a further subsubpreference is that the combined bands be arithmetic differences between two radiometrically balanced bands.
  • the invention is apparatus for multispectral and multipolarization imaging.
  • the apparatus includes some means for acquiring data representing at least one multispectral image of a scene.
  • the data acquired by these "acquiring means" include information that establishes polarization state at all or most points of the image.
  • the acquiring means include a single, common optical aperture for passage of all optical rays used in formulating the multispectral-image and polarization-state data. (It will be understood that the optical system may include more than one such aperture, in series, through which all the rays pass . )
  • this facet of the invention may represent a description or definition of the sixth aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art. In particular, by collecting all the optical information through a common aperture this sixth facet of the invention eliminates problems of distortion and alignment, and sidesteps difficulties with synchronicity, that have bedeviled the prior art.
  • Fig. 1 is a pair of photographic images of a land scene for comparison the A (left-hand) view being the polarized return and the B (right- hand) view unpolarized;
  • Fig. 2 is an elevational drawing (after Barter et al. 8 ) , rather schematic, of a known entrance-optics system for separating several different- image planes by means of a spectrally neutral beamsplitter prism and relatively aligning them for best registration;
  • Fig. 3 is an isometric or perspective view (id. ) of a four-channel prism used to produce the Fig. 2 separations;
  • Fig. 4 is a plan (after Sadjadi et al. 9 ) , very schematic, of a micropolarizer array or so-called "polarization mask", matched to pixels of a photodetector array;
  • Fig. 5 is an elevational cross-section (id. ) , highly schematic, showing a wire-grid polarizer that is one type of mask such as shown in Fig. 4, bonded to a common substrate with the matched photodetector assumed in Fig . 4 ;
  • Fig. 6 is a set of three views (after Millerd et al.") showing alternative fabrication technologies for mieropolariz ⁇ r arrays the A (left-hand) view being a plan of one unit of the Fig. 4 mask, but with a different assignment of polarization-direction positions; the B (center) view being an isometric of perspective view of a single-layer array; and the C (right-hand) view being a like view but for a multilayer array;
  • Fig. 7 is a pair of photomicrographs (after Gou et al. 11 ) of two- dimensional micropolariz ⁇ r arrays prepared from polarizing thin films — the array in the A (laft-hand) view having 5 ⁇ m pitch, and that in the B (right-hand) view being an integrated mi ⁇ ropolarizer/CMOS imaging array at 14 ⁇ m pitch ;
  • Fig. 8 is a photograph of the OVP Opus 1 camera ;
  • Fig. 9 is a group of five diagrams, somewhat schematic and some shown partially broken away, of the Foveon sensor-array chip together with its operating light-absorption principle;
  • Fig. 10 is a like group of diagrams of a more-traditional multispee- tral sensor-array chip and corresponding light-absorption principle
  • Fig. 11 is a system block diagram, highly schematic, of one preferred embodiment of a multispectral, multipolarization camera that includes a polarization mosaic aligned with a single multispectral imaging array;
  • Fig. 12 is a like diagram of another such embodiment that instead includes an image-splitter prism with multiple multispectral imaging arrays ,-
  • Fig. 13 is a cross-sectional diagram (after Silicon Imaging, currently seen at www.siliconimaging.com/R6B%20Bayer.htm), somewhat schematic, showing conventional integration of a three-unit cell of a microlens array into a Bayer CMOS sensor array;
  • Fig. 14 is a group of four images of a single common scene, representing in the upper-left M A" view a full-frame photo taken in horizontally polarized panchromatic (or monochromatic) light; in the upper-right “B” view a like photo in vertically polarized light; in the center-right “C” view a like photo but of only a selected region of interest ("ROI") ; and in the bottom "D” view a hybrid photo of the same ROI but generated from the difference between vertically and horizontally polarized light, displayed in red — but with an overlaid copy of the vertically or horizontally polarized version, displayed in a light blue for positional ref- erence only;
  • ROI region of interest
  • Fig. 15 is a partial block diagram representing a front-end portion of Fig. 11, but expanded to include several optical refinements — incorporated preferably as a single-piece composite assembly, together with the polarization mosaic, at the front end. of the optical system — namely a diffuser, microlens array, and auxiliary spectral filters;
  • Fig. 16 is a system diagram, highly schematic, showing scene-image acquisition at a frame rate suited to the dynamics of acquisition, but scene-image display at a frame rate suited to the processes of human visual capability;
  • Fig. 17 is a timing diagram showing opposed-polarization or sequential-polarization flicker display, extracted (according to the present invention) from a multispectral , multipolarization image
  • Fig. 18 is a group of five images of a single common scene, very roughly simulating the process of radiometric balancing in preparation for such flicker display: the "A" and “B" views at left and right center represent “raw”-data images taken in horizontally and vertically polarized light; the “C” view at top likewise simulates the difference (with very greatly increased contrast) between illumination levels in the "A” and “B” views , and hence represents the flicker display when the "A” and “B” views are displayed in alternation; the "D” view at lower right is a copy of the "B” image adjusted for overall radiometric balance with the "A” image; and the “E” view at bottom is the difference (with contrast increased exactly as in the C” view) between the "A” and “D” views and hence simulates the flicker display when the "A” and
  • Fig. 19 is a pair of still frames extracted from a video, after Yem- ⁇ lyanov", illustrating one form of periodic polarization-signature coun- terfading "flicker" display — the upper, "A” view being a frame selected at the beginning of a cycle, and the lower, "B” view being selected roughly at the center of the cycle (i . e. phase very roughly 180 degrees) .
  • Preferred embodiments of the invention integrate and optimize multispectral- and multipolarization-array systems into a single compact dig- ital camera that is uniquely effective in detecting and identifying objects in complex environments. This new system essentially eliminates the previously described impediments to consistently superior object discrimination .
  • the unit is also low in weight, low in power consumption, and very reliable. Furthermore it is particularly convenient in use, as it is ready for connection, to an ordinary computer through a conventional USB 2.0 interface . Unlike the separate — but bulky and somewhat heavy — systems introduced earlier, the present invention occupies less than eight cubic inches and weighs less than one pound. More importantly, the multispec- tral/multipolarization (MS/MP) camera inherently yields data substantially free of registration error, and thereby delivers significantly enhanced surveillance capabilities for small UAVs as well as the several other applications mentioned earlier.
  • MS/MP multispec- tral/multipolarization
  • the ideal solution provided by the present invention, is a single camera that can simultaneously provide images that are both multisp ⁇ ctral and multipolari- zation , from a single chip in a single exposure .
  • all spectral and polarization image planes are inherently registered; hence there is no registration error.
  • Preferred embodiments of the invention use the previously described Fov ⁇ on X3 single-chip direct imaging sensor 12 (Fig. 9) .
  • This CMOS device provides high resolution (10 megapixels: 2268 x 1512 x 3 bands) , large dynamic range (12 bits) , and wide spectral bandwidth (350 to 1110 nm) , and is now available in an integrated camera system 13 (Fig. 8, Table 2), complete with OSB 2.0 interface.
  • This multispectral camera system completely eliminates the spatial registration and aliasing problems encountered with more-familiar multiCCD and Bayer-type color cameras .
  • Preferred embodiments of the invention expand the spectral-imaging capability of the Foveon X3 chip and OVP Opus 1 camera to incorporate polarization-state sensing as well. From a user/operator perspective, the integration of this additional capability is essentially seamless . That is to say, operation of the hybrid device at the point of capturing an image involves — once the several imaging parameters have bean set for an exposure — simply actuating one electronic "shutter" control.
  • Preferred embodiments primarily encompass two alternative techniques, both mentioned in an earlier section of this document, for acquiring polarization-diversity information.
  • One of these uses an achromatic polarization beamsplitter and multiple imaging arrays; the other uses a micropolarizer array (polarization mask) coupled to a single imaging ar- ray.
  • the polarizing-beamsplitt ⁇ r approach uses a spectrally neutral splitter prism to separate an incoming image into multiple image planes, each of which is then coupled to a corresponding separate imaging array (Fig. 3) .
  • These splitter prisms common in multichip color cameras, have been successfully used for panchromatic polarization imaging 114 .
  • di ⁇ hroic splitters can be substituted for a prismatic one. Some mitigation of the cost, weight and inconvenience of the prismatic splitter may be achieved in this way.
  • This single-chip approach (a polarizer array with a single mul- tispectral imager) is more capable and robust, particularly for applications that require very precise spatial registration of the multiple spec- tral/polarization images in a small and compact configuration.
  • integration of the polarizer array to the existing Foveon chip is relatively straightforward, and as noted earlier the OVP Opus I camera provides a convenient USB-2.0 interface .
  • Polarization masks for multip ⁇ larization imaging have been success- fully demonstrated in the infrared 15 , and recent advances in fabrication technology have extended the capability to manufacture micropolarizer arrays for the visible regime 16 .
  • a basic component is a custom-built two- dimensional array of micropolarizers (Figs . 4 and 6B) that is precisely registered and bonded to an underlying imaging array.
  • the polarizer array inherently can be made generally planar — unlike the multiple separate image planes from the polarization beamsplitter (Fig. 3) discussed above — and hence is particularly amenable to coupling with a single, composite multiplane detector such as the X3.
  • each pixel of the underlying array thus measures a single linear polarization state in each of three spectral bands .
  • the group of sensor pixels, or "sup ⁇ rpixel" underlying each 2x2 unit cell measures each of the four linear polarization states at each of three spectral bands .
  • the invention contemplates further trial-and-error refinements to mitigate the previously mentioned degradation of polarization contrast at short visible wavelengths .
  • One such improvement in particular appears to lie in reported successful fabrication of wire grid arrays 56 (Fig. 5) 0 with spacing as close as 100 run 10 , bonded to an intermediary substrate 57 and sensor array 58.
  • the alternative micropolarizer devices for the visible spectrum have been successfully fabricated using polarizing thin films 51' to 54' (Fig. 6C) in a multilayer configuration, and such arrays have been successfully 5 bonded to CMOS arrays 19 55' .
  • the original device was based on a 13.8 ⁇ m x 14.4 ⁇ m pixel pitch and formed as a 352 x 288 pixel array.
  • polarization masks made of multilayer thin film were constructed to a pixel pitch as fine as 5 ⁇ m. Adaptation of this demonstrated fabrication technology to a 9.12 ⁇ m pitch, 2268 x 1512 array is 0 also straightforward since the spacing is typically established by simply drawing or enlarging a photolithography mask to the desired dimensions . Integration of the polarization mask (whether wire grid or multilayer) with the Foveon X3 chip is likewise straightforward.
  • Performance of the integrated multispectral-multipolarization camera 0 of our invention follows that of the Foveon/OVP Opus I camera (Table 2) . While the Foveon direct-imaging sensor and readout technology supports a 4 Hz frame rate, bandwidth limitations of the USB 2.0 standard restrict readout to a range between 1 and 2 Hz . Our invention contemplates data compression to exploit the full 4 Hz image rate via the USB interface; al- 5 ternatively, with a higher-bandwidth interface this technology can provide higher frame rate directly.
  • the Opus I camera uses a standard C-mount, and is fully compatible with standard 35 mm commercial 0 off-the-shelf ("COTS") lenses. Adapters are available for other lens formats .
  • the standard USB 2.0 data interface has true plug-and-play capability with standard PCs.
  • power is supplied through a separate power adapter (6 Vdc at 5 W) ; however, our invention contemplates managing the camera power for provision directly through the USB interface.
  • Overall weight of the MS/MP camera with lens, using the standard Opus X case, is between one and two pounds, depending on lens aperture and focal length .
  • the board set can be reconfigured by conventional design techniques to a different form factor.
  • the bare camera board set weighs only 0.15 pound.
  • Our invention contemplates , through lightening of the case and input optics, a complete MS/MP camera weighing less than one pound, with a total volume of 8 in. 3 or less. This camera will enable an extremely robust MS/MP surveillance capability for a broad class of microDAVs and other valuable applications mentioned earlier.
  • Multispectral/multipolarization imaging provides significantly enhanced discrimination capability to detect objects of interest in heavy clutter — and thus effectiveness in medical, ecological, industrial and military applications. Its low cost and high performance enable widespread use .
  • a later pivotal step, after verifying performance to the intended specifications, is development of algorithms to exploit the multidimensional data, and perform data acquisition in particular airborne data collections using the integrated camera, assuming that such applications are of particular interest. That step should thereby demonstrate the ca- pability to perform robust target detection and identification from an airborne platform.
  • the integrated camera and discrimination algorithms should then be available for immediate transition to production-engineering of, for example, UAV integration.
  • the present invention minimizes the need for extremely intensive postprocessing, it is also essential to look, forward toward development of ground-station systems (hardware and software) to perform such advanced interpretive postprocessing as may nevertheless be desirable. For maximum utility, such calculations should be done in as nearly real-time as possible.
  • This invention is believed to be particularly valuable in the scientific-imaging marketplace.
  • the integrated multispectral-multipolari- zation camera has several attributes that overcome deficiencias in alternative approaches :
  • a single exposure ensures precise temporal simultaneity of data, avoiding temporal aliasing due e. ⁇ . to spinning filter-wheel approaches .
  • S Polarization purity between channels is exceptionally critical .
  • band-to-band spatial registration must be a small fraction of a pixel, preferably much lass than 0.1 pixel, and in any event much smaller than the spatial scale of significant changes in the spe ⁇ - O tral/polarization content as the platform moves over the scene.
  • images of a dynamic scene i . e. moving ocean waves, leaves moving in wind, etc.
  • images of a dynamic scene i . e. moving ocean waves, leaves moving in wind, etc.
  • phase mask dynamic interferometer Such alignment is preferably accomplished by interf ⁇ rometric tech- 5 niques , as described by J. Millerd et al . in "Pixelat ⁇ d phase-mask dynamic interferometer” (SPIE 2004) .
  • alignment between the phase mask and camera is optimized by using th ⁇ camera in a Twyman-Green interferometer.
  • the polarization mask is adjusted to maximize the fringe contrast of 0 the resulting int ⁇ rferogram. Spatial alignment of tha polarization mosaic to the underlying image array has been demonstrated to much less than 0.1 pixel using this technique.
  • polarization data using the polarization-mosaic approach may suffer from spatial aliasing .
  • a diffuser 92 may be included so that the incoming radiation is blurred across each two-by- two-pixel polarization superpixel .
  • Such a diffuser may be integrated with the polarization mosaic, microlens array etc. to form an integrated, monolithic filter array.
  • the spectral characteristics of the imaging arrays are often determined by the physical properties of the materials, and the thicknesses of the various material layers. This information too is of course available as part of the published specifications of each imaging device.
  • Optimizing spectral response at the device level is typically very expensive and time consuming.
  • the effective response of the imaging array may be modified, however, by inte- grating one or several spectral filters 91 in front of the array.
  • Such filters may be integrated into the monolithic assemblies mentioned just above, to further enhance the multispe ⁇ tral/polarization imag- ing.
  • the order of these several elements is subject to some variation.
  • temporal sampling 94 is required to fully exploit the advantages of multispectral-multipolarization imaging.
  • the temporal sampling should be at least twice the highest frequency component of interest in apparent motion of the scene (Nycjuist criterion) .
  • the spatial sampling should be twice as fine as the smallest spatial feature in the image.
  • one may need more spatial pixels at relatively coarse temporal sampling (relatively static scenes) or conversely, rapid temporal sampling at coarse spa- tial resolution (highly dynamic scenes) .
  • An imaging system that can optimally trade off spatial and temporal sampling will find the widest utility across the broadest range of applications.
  • Our invention advantageously promotes thi3 goal.
  • the tradeoff between spatial and temporal sampling can be ac ⁇ om- pushed in a number of ways. These include manual setting, automatic but static setting, and dynamic setting of the sampling parameters.
  • the acquisition process 94 has some computing capability for preliminary setting of the tradeoff, and thereby selection of the acquisition frame rate, to facilitate best results in the later stages 96-100.
  • the acquired image information 96 passes to a processing module 97 that may be located with the acquisition platform 93 or the display apparatus 99, or located distributively with both — or may be elsewhere entirely — and the processed data 98 proceed to the display system.
  • the electronics at any of these locations 93, 97, 99 may be designed to "bin" pixels (sum the charge from adjacent pixels) , sparsely sample the pixels across the image plane, and/or interrogate pixels from only a small area of the image plane ("region of interest", ROI) .
  • the acquisition frame rate 94 is related to the dynamics of the acquisition process, whereas the display frame rate 100 should be decoupled from the acquisition rate and instead conditioned on the human perceptual processes.
  • the display frame rate 100 should be decoupled from the acquisition rate and instead conditioned on the human perceptual processes.
  • a frame cache is likely to be a frame cache.
  • Such methods allow for dynamic optimization of the spatial/temporal sampling for the widest variety of MS/MP applications. These methods too are within the sweep of the present invention.
  • the information content of the MS/MP data is optimally displayed using computer-based signal processing algorithms to automatically enhance those signature attributes characteristic of objects of interest, while simultaneously suppressing background clutter.
  • Such techniques are known for multispectral data 21 and according to this invention are extensible to multipolarization data.
  • polarization-difference display a known in the prior art has several limitations. These include the desirability of a false-color separation between the difference signatures and a positional overlay, and the incompatibility of such false-color technique with multispectral imaging if the image region -which is so-treated is large.
  • image data from alternate spectral or polarization bands, or both — or combinations of selected such bands — may be displayed in alternation (Fig. 17A) , at a modest frame rate (a fraction of a hertz to a few hertz) to provide the observer with, visual cues to the subtle differences in spectral and/or polarization content.
  • a modest frame rate a fraction of a hertz to a few hertz
  • a variant alternation method is to collect polarization data for more than two states, and pr ⁇ prooess the image data automatically to determine the best crossed polarization states for flicker display.
  • the selected states may be either the best of the states actually used in data acquisition, or intermediate states with interpolation applied to generate Light levels not actually measured. Within limits this technique can be applied independently for each scene element that has any detectable flicker component.
  • a most highly preferred embodiment instead displays a a ⁇ - quenc ⁇ of light levels for four polarization states (Fig. 17B) .
  • the polarization-difference flicker signature is most pronounced, in amplitude, if polarizing axes in the scene happen to be aligned with polarization states used in acquiring the image.
  • the high-amplitude phase is associated with one frame out of the four frames that make up an entire cycla of the display sequence.
  • a low- amplitude phase occurs in on ⁇ other frame of the four, at an opposite point in the cycle.
  • the flicker signature is least pronounced, in amplitude, for polarizing axes in the scene that happen to be at forty-five degrees to polar- ization states used in acquiring the image . In compensation , however , this lower-amplitude flicker signature tends to be protracted .
  • the high light level (though it is not very high) covers two quadrants (two frames of four) of the overall flicker waveform rather than only one. Hence the visual perception of the return is not as low as might be expected from considering the amplitude alone.
  • the polarization signature 105 may appear quite clearly, it may be rendered very inconspicuous by such strong flickering of a com- plicated-looking scene-wide artifact due to poor radiometric balance.
  • the method may fail to effectively discriminate objects from background.
  • the preliminary normalization process can be performed automatically, or semiautomatically, by preprogramming which first enables a human operator to very quickly select the entire image frames for averaging and balancing, or select matching bounding boxes 107, 108, or select matching target points 109, 110, that are not expected to be inherently polarized. The program then follows-up on the operator's selections by making the above-described adjustments in level.
  • the system includes an imaging lens 1 (Fig. 11) and the polarization mosaic 2. (As will be explained
  • the mosaic 2 may represent a sandwich of the mosaic with several other optical-processing layers that perform respective corrections .
  • Foveon multisp ⁇ c- tral imaging array 3 is also included in this preferred embodiment.
  • IMU inertial measurement unit
  • GPS global positioning system
  • This system generates image data 8 , IMO data 9 , GPS data 10 and a time tag 11.
  • a data-acquisition-and- control subsystem 12 Provided for handling these data is a data-acquisition-and- control subsystem 12 that simultaneously records image, camera location
  • GPS global positioning system
  • IMU camera pointing
  • time time.
  • the system also controls several conventional camera functions such as exposure time .
  • This acquisition-and-control subsystem in turn feeds both a data- recording subsystem 13, which records all the above-mentioned raw data, and a real-time processing subsystem 14.
  • a real time display 15 is optionally included in a real time display 16.
  • the preferred embodiment includes a radio-frequency link 16 to relay data for processing at remote locations .
  • a transmitter antenna 17, receiver antenna 18, and real-time display 19 for a remote operator e. q. in UAV applications.
  • the corresponding system includes — as before — an imaging lens 20 (Pig. 12) .
  • the second component in the optical train is an image-splitter prism 21, 44a-d (Figs. 2 and 3).
  • This embodiment also includes four linear or circular polarizers 22. These are oriented in alternate configurations so that each multispectral imaging array receives a different polarization aspect (i . e . the successive arrays receive alternate linear or circular polarization states) .
  • the four polarizers respectively feed these imaging arrays .
  • this embodiment also includes an inertial measurement unit 24 to measure camera-axis attitude, a GPS 25 to measure camera location, and a timebase 26 to trigger the four cameras — and to synchronize image data, IMCJ data, and GPS data.
  • an inertial measurement unit 24 to measure camera-axis attitude
  • GPS 25 to measure camera location
  • a timebase 26 to trigger the four cameras — and to synchronize image data, IMCJ data, and GPS data.
  • four camera triggers 27 are required.
  • image data 28 —• collected at four places — and IMU data 29, GPS data 30, and a time tag 31.
  • a data-acquisition-and-control subsystem 32 simultaneously records image, camera location (GPS) , camera pointing (IMU) , and time; this subsystem also controls camera functions such as exposure time. In this case, trigger time and exposure time for each camera may be controlled independently, to facilitate normalization of the alternate polarization states, if desired, and to optimize temporal correlation.
  • a data-recording subsystem 33 to record all raw data (images, time, position, pointing), and a real-time processing subsystem 34.
  • this particular embodiment also includes a local real-time display 35.
  • a radio frequency link 36 to relay data via a trans- mitt ⁇ r antenna 37 and receiver antenna 38 — as well as a real-time display for a remote operator.

Abstract

Invention aspect #1 records one or more multispectral (MS) images using at least one sensor array, each array getting one respective image and simultaneously polarization state at the array points. Aspect #2 gets and displays a MS, multipolarization (MP) movie, at MS/MP frame rates that suit a scene or the acquisition. Aspect #3 gets an MS image, and a polarization-state image, so that the two are inherently in register. Aspect #4 is a digital camera for plural -waveband imaging, including polarization data; a chip has an optically sensitive layer continuously spanning a field of view - for each of at least two substantially distinct bands. Layers are stacked: some radiation penetrates plural layers to a corra- sponding sensitive layer. A polarization mosaic over the stack defines a superpixel array to differentiate polarization state; an electronic shutter actuates the layers. Aspect #5 makes a time sequence of registered MS/MP images. Aspect #6 gets data for one or more MS images, including polarization state at most image points, via a single, common aperture.

Description

MINIATURE ItTTKGRATED MULTISPECTRAL/MULTIPOLARIZATION DIGITAI. CAMERA
This document claims priority of ϋ. S. provisional patent application 60/749,125, filed December 9, 2005.
RELATED DOCOMENTS:
Related, documents include International Publication WO 01/81949 of Anthony D. Glβcklθr, Ph. D. and Arete Associates (of Sherman Oaks, Tucson and Arlington) — and other literature and patents, some of which are cited therein, of Arete Associates on passive and active imaging. Also related are U. S. 6,304,330 and 6,552,808 of James E. Millerd and Neal J. Brock. Still other related documents are listed at the end of the "DETAILED DESCRIPTION" section of this document. All are wholly incorporated by reference into this document.
FIELD QF THE INVENTION:
The invention is in the field of detecting and identifying objects against extremely complicated backgrounds, i . e. in complex environments. This function may alternatively be described as "discrimination" of objects and backgrounds.
The field of the invention thus potentially spans applications in the medical , commercial , ecological and military imaging areas . The invention particularly addresses techniques of multispectral imaging and multipolarization imaging, and ideally at wavelengths from the ultraviolet to the infrared.
BACKGROUND :
Imaging systems — Object detection and identification in complex environments requires exploitation of multiple discriminants, to fully distinguish between objects of interest and surrounding clutter. For passive surveillance, multispectral, hyperspectral , and polarization imaging have each shown some capability for object discrimination . Polarization provides , in particular , a powerful discriminant between natural and manmadθ surfaces1. Thus an unpolarized view (Fig. IB) fails to accentuate artificially created features that appear extremely bright in a polarized view (Fig. IA) . (Some natural features too interact distinctively with polarized light, particularly features that reflect with a significant specular component e. q. due to liquid or waxy content. Such features of course include bodies of water, but also many broad-leafed plants [Fig. 19] . Other foliage, such as for instance trees with waxy but fine needles, generally have randomly oriented polarizations for adjacent elements — and so return only a very weak polarization signature.)
Simple estimates, however, indicate that use of either spectral or polarization technique alone suffers a very distinctly limited discrimination capability. For instance a recent article on the polarization prop- erties of scarab beetles shows that the polarization properties are wavelength dependent.
Thus, neither measurement of spectral properties nor of polarization properties alone can completely characterize the optical signature. "Polarization properties o£ Scarabaeidae" , Dennis Goldstein, 45 Applied Op- tics No. 30 (October 20, 2006) .
Part, but only part, of the reason for this limitation resides in the unfortunately large sizes and weights of currently known independent spectral and polarization packages. Such bulks and weights must be aggregated to obtain both of these capabilities together, in coordination. Typically the modern observational packages occupy more than 65 in.3 and add payload of five or six pounds, each. As these units are not designed to fit together, the effective aggregate volume may typically come to over 80 in.3.
In the military context, these requirements alone are relatively onerous for small unstaffed (i ■ e. , so-called '"unmanned") aerial vehicles (OAVs) such as Dragon Eye and Silver Fox — and the result is to deny unit commanders an organic, real-time reconnaissance and surveillance capability. Similarly limited are existing UAV-based passive mine-detection systems such as those known by the acronyms COBRA, and ASTAMIDS. In the commercial/medical context, analogously, the development of spectral and polarization equipment separately has kept overall costs for the two capabilities somewhat in excess of $50,000. As a consequence these devices, paired, are not generally to be found in medical diagnostics — even though they have been demonstrated as an effective diagnostic tool for early detection of skin cancer (melanoma) . Likewise these devices are not significantly exploited for industrial process control (finish inspection and corrosion control) , or land-use management (agriculture, forestry, and mineral exploration) . Much more severe, however, than the above-discussed system volume, weight and cost burdens are key technical limitations that actually obstruct both high resolution and high signal-to-noise in overall discrimination of objects of interest against complicated backgrounds . Multispec- tral and multipolarization data provide complementary measurements of visual attributes of a scene, but when acquired separately these data are not inherent-ly correlated — either in space or in time.
To the contrary they are subject to severe mismatches. These are due to the involvement of multiple cameras, multiple image planes, and multiple exposures each with their own required exposure times — for different wavelengths and different polarization states.
Realization of the ultimate discrimination capability provided by these multidimensional imaging systems is dependent upon precise spatial and. temporal registration of the several spectral and polarization data sets. Simple estimates for key environments (particularly ocean-submerged objects) suggest that the penalty paid in attempts to integrate such disparate data sets, after initial acquisition by physically separate systems , probably amounts to a discrimination loss of 25 to 35 dB or more .
In purest principle, under ideal circumstances such registration defects can be removed during postprocessing. As a matter of actual practice, however, the ideally required subpixβl registration is both computationally expensive and difficult.
Sometimes adequate registration is simply intractable, as in the case of sequential exposures from a moving vehicle. In this case, small differences in the exposure times for the different spectral bands can yield corresponding data subsets with incompatible camera positions and orientations .
Such timing differences in turn are attributable to imperfect time sampling by, for example, spinning filter wheels. Spinning filters are familiar in this field.
Even though this problem arises most proximately from such imperfect time samplers , there is a more fundamental cause . It is that (as suggested above) the data subsets are acquired separately, and by sensing modules that are not inherently correlated. Residual errors of registration thus persist, and yield the above- noted very significant degradations in expected processing gain. Efforts to overcome these compromised fundamental performance parameters in turn lead to increased system complexity — with attendant size, weight, power, and reliability problems.
Imaging sensor — Commercially available devices of interest in addressing these problems (but not heretofore associated with them) are single-chip multispectral imaging arrays operating in the visible and infrared bands . As an example of arrays that are now commercially available for the visible- or near-visible range, one such device is a single- chip, direct-imaging color sensor2, model "Foveon iX3" from Foveon Inc. of Santa Clara, California. The firm was founded in 1997 by Dr. Carver Mead, a pioneer in solid-state electronics and VLSX design, and professor emeritus at the California Institute of Technology.
As with the layers of chemical emulsion used in color film, Foveon
X3 image sensors have three photosensitive layers but in the X3 these are digital materials, so that images are captured as pixels at the out- set. The layers of sensor pixels 61c, 61b, 61a (Figs. 9A, 9B) are embedded in silicon to take advantage of the fact that red light 48c, green light 48b and blue light 48a penetrate silicon 61 to different depths.
Thus full color is separated in a natural way, and recorded digitally at each point in an image. Since the sensor set 61a, 61b and 61c (Figs. 9C, 9D, 9E) for each color range is uninterrupted by sensor pixels for other colors, this CMOS device provides high resolution (10 megapixels: 2268 x 1512 x 3 bands).
Earlier conventional imaging chips give up a resolution factor that is, on average, between two and three because the three sensor sets 71c (Figs. 1OA, 10B) , 71b and 71a are distributed laterally to form a single, common, shared sensor layer above a base 75. Each of the three sensor sets 71σ, 71b, 71a (Fig. 1OC, 10D, 10E) is necessarily restricted to occupy only a portion of the common sensor layer.
More specifically, such earlier conventional chips are usually formed according to a so-called "Bayer filter" principle, in which the green-sensitive pixels 71b (Fig. 1OA, 1OB, 10D) are in a checkerboard pattern and thus occupy half the total area of the composite sensor array.
The remaining half of the area is shared, usually equally, by the blue- and red-sensitive pixels 71a, 71c respectively (Figs. 1OC, 10E) . This distribution of sensitivity emulates very roughly the sensitivities of the human eye in the respective spectral regions of the primary colors.
Analogous pixel layouts are also known for multiple wavelength bands running out to the far infrared. Association of such pixel configuration with polarization sensing, however, has not previously been suggested. It is also known to use active monochromatic illumination and, from that excitation, to collect returns that are either multipolarization or multispectral . It has not been suggested to collect both.
The Foveon X3 image sensor yields extremely high dynamic range (12 bits) and wide spectral bandwidth (350 to 1110 nm) — well beyond both ends of the visible range. It is now marketed in an integrated camera system (Fig. 8), complete with USB 2.0 interface3. TABLE 1 , Fovβon® X3 direct imaging sensor characteristics
Figure imgf000006_0001
This sensor thus provides multispectral imaging without any of the spatial registration and aliasing problems encountered in more-familiar multiCCD and Bayer-type color cameras . It has never before been associated with polarization imaging as such or with the above-detailed prob- lems presented by separate spectral and polarization imaging. Specifications of the X3 chip appear in Table 1 , above .
The table mentions "binning", which is a clocking system that combines charge collected by plural adjacent CCD pixels. It provides a tradeoff of resolution to reduce photon noise and thereby improve the sig- nal-to-noisa ratio — while also advantageously raising the frame rate.
The Foveon-style array is sensitive from the ultraviolet into the near infrared. Single-chip multispectral imaging arrays are also available farther into the infrared, and dual-band focal-plane arrays are currently available across the mid- and long-wave bands.4
Camera package — A related commercially available device, never before associated with polarization imaging as such — or with the problems of separate spectral and polarization imaging discussed above — is a product of Optic Valley Photonics (OVP) of Tucson, Arizona. OVP' s Opus I item is a digital color camera based on the Foveon X3 chip and including a USB 2.0 interface. Opus I specifications appear in Table 2, below. TABI-E 2 , Opus I® camera characteristics
Figure imgf000007_0001
Polarization arrays — Two kinds of devices have been successfully used to provide polarization discrimination for a panchromatic imaging sensor. One of these is an achromatic spectrally neutral beamsplitter, combined with multiple imaging arrays .
The other is a micropolarizer array, or so-called "polarization mask", coupled to a single imaging array. Neither of these devices has ever before been associated with multispectral imaging as such — or with the above-detailed problems of separate spectral and polarization imaging.
In the beamsplitter approach a spectrally neutral prism forms four image planes, each then coupled to its own imaging array 42a, 42b, 43c (and a fourth array, not shown Figs. 2 and 3) . These prisms are commonly used in multichip color cameras, but also are successfully used in panchromatic polarization imaging5 — with a differently oriented polarization filter 43a, 43b, 43c (and a fourth filter, not shown) at each of the four imaging arrays .
A prismatic beamsplitter approach can be replaced by techniques us- ing e. σ. a dichroic splitter. Information on such dichroic units is currently seen on the Worldwide Web at http ; //www.cvilaser . com/Common/PDFs/ . particularly in this file there: "DichroicBeamsplitters_Discussion .pdf" .
Each output stage 44a, 44b, 44c, 44d (Fig. 3) of the splitter prism also has an associated micropositioner 41a, 41b, 4c (and a fourth positio- ner, not shown, for a fourth wavelength band — Fig. 2) . The system also includes image relay optics 45, a zoom lens 46, and a bandpass input filter 47 for the entering radiation 48.
Following the optics 45, in multispectral applications the radiation 48' entering the compound prism 44a-b-c-d is split to form four output beams 49a-b-c-d, conventionally passed through color filters 42, as noted above, to form red 49a, green 49b, blue 49c and infrared 49d beams. In known multipolarization systems the beams are passed through polarization filters instead, to form beams of differently oriented polarization.
While certainly feasible, the polarization-array architecture under discussion appears to be relatively complex, expensive, and heavy. In addition, pixel registration (discussed above) for multichip systems has proven to be very difficult..
Only 0.5-pixel registration has been demonstrated to-date, and this would represent significant compromise of postprocessing gain. The pola- rization-mask approach appears superior, and will be detailed below.
Polarization-mask fabrication Two techniques in turn are now used to make polarization masks: a one-layer, wire-grid array (process layer, Figs. 5 and 6B) , and a multilayer thin-film method (Fig. 6C) . Wire-grid arrays have been successfully fabricated to 9 μm pixel pitch in arrays more than 1000 pixels square6.
Here the linear polarizers are oriented at 0, 45, 90, and 135 degrees — as at 51, 52, 54 and 53 respectively (Fig. 4) . This existing wire-grid polarizer uses 70 nm wires 56 (Fig. 5) at 140 nm spacing. Radi- ation 48" passes through the wires and a substrate 57 to a detector 58.
For best polarization contrast, the spacing of the wires 56 should be quite small relative to the optical wavelength. Accordingly, while this existing design provides outstanding polarization contrast in the middle of the visible band (very roughly 600 nm) , polarization contrast is expected to degrade at shorter visible wavelengths — where the spacing becomes as much as 35% of the wavelength.
Alternatively, micropolarizer devices for the visible spectrum have been successfully fabricated using polarizing thin films in a multilayer configuration, and such arrays have bean successfully bonded to CMOS arrays7 (Fig. 6C) . The demonstrated device was based on a 13.8 x 14.4 μm pixel pitch and formed as a 352 x 288 pixel array. In addition, polarization masks have been constructed to a pixel pitch as fina as 5 μm. As is well understood in this field, equivalent or complementary polarization definition can be accomplished by various combinations of linear and circular polarizers, neutral filters and so on. The polarizer- mosaic representations (Figs. 4, 6, 11, 12 and 15), shall accordingly be understood to alternatively represent such other conventional polarization elements.
Microlens array — Y©t another known technology that has not previously been associated with multipolarization imaging is the use of micro- lenses to correct poor CCD illumination geometry. The ratio of the photo- sensitive area of a detector pixel to the total pixel area (e. q. square) is called the "fill factor", and is less than unity for many imaging arrays .
In such cases, photons which fall upon a nonsensing portion (e. a . corner) of the pixel are not detected, resulting in an area-proportional loss of radiometric sensitivity. In some known multispectral imaging systems of the Bayer type, such a loss is overcome by including a microlens array in front of the imaging array: an individual lenslet, ideally one in front of each pixel , focuses ox at least concentrates the incoming radiation into the sensitive area of the pixel . This is known for Bayer sensor layouts, where light of e. a . blue 71a, green 71b and red 71c (Fig. 13) is selectively admitted by corresponding filters 82, but blocked spatially by an opaque metal layer 83.
So that the blocked outboard rays can reach the underlying photodi- odes 84, each sensor is fitted with a corresponding lens 81a, 81b, 81c — all the lenses being formed in one piece as an array, fixed across the entire surface of the imaging array. The lenses are most typically integrated with the rest of the assembly, on the silicon substrate 85, to enhance radiometric efficiency of the multispectral imaging sensors .
Differencing display — A prior-art technique not previously associated with multispectral imaging is polarization-difference display. The goal here is to exploit as much as possible the capability of images made by polarized light to discriminate between manmade and natural objects .
Polarizβd-light images, however, differ conspicuously not only from unpolarizβd-light images but even more notably from each other. That is, source illuminations whose polarizations are crossed or aligned relative to inherently polarizing axes of object surfaces, can produce optical extinction or full transmission, respectively. If the axes of the illumination and the object surfaces do not happen to be optimally crossed or aligned, however, such visually striking clues may not appear. Difference display sometimes helps to overcome this limitation . For example, two images of a single, common scene can be recorded in horizontally (Fig. 14A) and vertically (Fig. 14B) polarized light respectively. Viewing each of these images alone, or even inspecting them side by side, may not suffice to pick out e. q. machinery concealed under foliage . Enlargement of the ROI {Fig. 14C) is likewise inadequate. If the difference between the light levels in the two polarized-light images is displayed, however, sometimes very obvious signatures appear — signaling the presence of artificial surfaces .
In fact when this kind of display is used, one remaining awkwardness is simply lack of positional reference. That is, although the signatures are very clearly defined it is not intrinsically clear where they are with respect to the original scene .
This problem can be mitigated by superposing a copy of that original scene, for reference, onto the displayed difference image. The difference image and the overlaid reference copy are preferably in contrasting colors, to minimize confusion of the positional-reference information with the difference signatures. Since prior-art usage of polarization-difference display has been for monochromatic (or panchromatic) imaging only, the colors used are simply any convenient so-called "false colors" chosen arbitrarily by the designers or the operator.
Thus for example the polarization-difference signatures 101 (Fig. 14D) may be caused to appear in. dark red and the position-reference information in a light blue . If the reference is made light enough to avoid obscuring the difference signatures, then unfortunately it can be diffi- cult to clearly see locations in the reference overlay.
Moreover, there is a more basic limitation. As mentioned above, the difference signatures are very obvious only sometimes . The extent to which they stand out well depends on the relationship between the orientations of (a) the polarizing surfaces in the scene and (b) the two crossed polarization states that are used in recording the images . This relationship is somewhat controllable, but at the cost of additional time to determine the ideal (maximum contrast) orientations for the scene.
In general, ideal orientations for different objects in the same scene are at least slightly different, so that no single best solution exists for the entire scene. Finally, the false color required for clear discrimination of positional overlay from difference signatures militates against use of this difference technique in multispectral imaging. Other known display techniques — At least one research group22 reports canvassing of a number of other, far more sophisticated techniques that exploit dynamic display characteristics, and corresponding dynamic capabilities of human vision, to render polarization-difference signatures conspicuous and to suggest roughly some quantitative characteristics of those signatures. This reported work, of Konstantin Yemelyanov et al .. makes use of multipolarization and multispβctral data, acquired in some unspecified way or ways; it does not teach any described technique for acquiring such data . Several of the innovative techniques described appear to be unsuited to the problem discussed above (Fig. 14) , because the signature cueing mechanics require relatively broad display-screen areas . Unfortunately, a particular object or surface 101 of interest may be quite small.
In some cases Dr. Yemelyanov' s cueing mechanisms (e . σ.. so-called "coherent dots") may entirely obscure a small feature. In other cases the feature 101 may be somewhat visible behind and around the cueing symbols, but with not enough image area to meaningfully exhibit crucial aspects of the cues (e . α. coherent motion of multiple dots , or other directional representations) . More relevant to the present invention are Yβmelyanov' s innovations in temporal modulation of image elements — rendered in terms of polarization differences or sums, or both. Some of these techniques involve opposed modulation of the polarization difference and sum signals, in which one such signal fades into the other, and then back, at mentioned frequen- cies between 1 and 15 Hz.
The paper was accompanied by videos showing these counterfades , with false color designating polarization signatures, over an entire cycle of this flicker-like display method. Still frames extracted from such videos at the beginning of the cycle (phase zero, Fig. 19A) and about halfway through (phase roughly 180 degrees, Fig. 19B) show the general methodology.
The color in these particular examples is not natural scene color, and would interfere with viewing of natural-color scenes — at least to the extent that such coloring is applied to unpolarized (or so-called "po- larization sum") image areas. Therefore this specific technique is not appropriate for use with full natural multispectral, multipolarization data; however, certain of Yemelyanov's other cue techniques may serve well . In addition he introduces the idea of radiometric balancing of images taken with differently polarized light, particularly histogram balancing .
Yemelyanov refers to some of his dynamic displays as motion pictures or movies. It will be understood, however, that the movement shown in these displays is not natural movement of scene elements. Rather, all the movement seen is variation, of image detail due only to the graphical "cues" injected into the data for the specific purpose of visualizing polarization relationships .
Yemelyanov does not suggest that multispβctral , multipolarization data can be acquired in synchronism and spatial register. He does not advocate any data-acquisition method at all .
Conclusion — Thus in medical, commercial, ecological and military imaging alike, separate paths of development for multispectral and mul- tipolarization technologies have actually obstructed optimization of overall object-discrimination capabilities. Furthermore some superlative optical innovations have never been brought to bear on the highest forms of the problem of detecting and identifying objects in complex environments. Accordingly the prior art has continued to impede achievement of uniformly excellent object discrimination. Thus important aspects of the technology used in the field of the invention remain amenable to useful refinement .
SUMMARY OF THE DISCLOSURE:
The present invention introduces just such refinement. In preferred embodiments the invention has several independent aspects or facets , which are advantageously used in conjunction together, although they are capable of practice independently.
In preferred embodiments of its first major independent facet or aspect, the invention is apparatus for multispectral and multipolarization imaging. The apparatus includes some means for recording at least one multispectral image of a scene.
These means comprise at least one array of sensors. Each array records one multispectral image of the scene, respectively. For purposes of generality and breadth in discussing the invention, these means will be called simply the "first means" • Also included in the apparatus are some means for substantially simultaneously establishing polarization state at corresponding points of the at least one array. These means, again for generality and breadth, will be called simply the "second means".
The foregoing may represent a description or definition of the first aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art. In particular, this first facet of the invention brings together for the first time the previously separate developments in multispectral and multipolarization detection . The result is to very greatly enhance the core capability of discriminating objects and backgrounds .
Although the first major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits preferably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably the apparatus also includes an image-splitting device for replicating the multispβctral image at plural image planes respectively. It also includes some means for selecting a different polarization state for each image plane respectively; and includes plural sensor arrays at the plural image planes respectively. Ξach array records image data for substantially one polarization state. If the foregoing basic preference is observed, then a further sub- preference is that the plural imaging arrays be substantially in register with each other. It is also preferable that the polarization-recording means be substantially in register with the imaging arrays .
An alternative basic preference is that the first means record the image as substantially a single array of pixels. In addition, the second means determine and record polarization state at substantially every pixel of the multispectral image.
If this alternative basic preference is observed, then the following subpreferences come into play, some nested as indicated below. Preferably the first means comprise a single, multispectral sensor array, and the second means comprise a polarizer mosaic overlaying the sensor array. Subordinate to this mosaic form of the invention, preferably the mosaic:
■ is formed as a wire-grid array, or ■ is formed of polarizing thin films ; and also
■ is formed of multiple unit cells, each cell being two pixels by two pixels , wherein :
■ the two-by-two unit cells include linear polarizers, and
• the linear polarizers are oriented at zero, forty-five, ninety and one hundred thirty-five degrees respectively; or
■ the polarizer mosaic includes a combination of linear polarizers and neutral-density filters , or
■ the polarizer mosaic includes a combination of linear and circular polarizers, and neutral-density filters; or ■ is formed of multiple unit cells, each unit cell being three pixels , and
■ each three-pixel unit cell comprises linear polarizers, or ■ each, three-pixel unit cell comprises a combination of linear polarizers and neutral-density filters, or
■ each three-pixel unit cell comprises a combination of linear and circular polarizers, and neutral-density filters, and " is bonded to the sensor array, or
■ includes microlenses incorporated to enhance fill factor or reduce aliasing, or both, and
■ further includes spectral filters incorporated to optimize spectral response . Two additional basic preferences are below.
The apparatus preferably further includes some display means for successively presenting the multispectral image with different polarization-state information included. Thereby image portions having polarization states different from one another appear to flicker. The apparatus preferably further includes some means for trading-off resolution against frame rate, for acquisition of multiple sequential image data sets corresponding to a motion picture. Also preferably included here are some means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of the acquisition process.
Xn preferred embodiments of its second major independent facet or aspect, the invention is apparatus for acquisition and display of a mul- tispβctral , multipolarization motion picture. The apparatus includes some means for acquisition and recording of successive multispectral, multipolarization image frames. For purposes of generality and breadth, as above, these means may be called the "acquisition and recording means", or simply the "acquisition means". Also included in the apparatus are some means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of an acquisition process . These means will be called the "controlling means".
The foregoing may represent a description or definition of the sec- ond aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art .
In particular, this main aspect of the invention adds a major advance in the field of polarization-based discrimination of objects from backgrounds: this aspect of the invention, in its fundamental form, encompasses the critical subsystem for display of the information. Moreover that display provides color motion pictures. Xt
Color-movie display enlists the very sensitive human perception capability to detect small objects that are moving, even slightly, against a background. This capability is particularly powerful when the objects may also have color differences, even subtle ones, relative to the background. This human perceptual capability has not previously been exploited in polarization-based detection. Very importantly, however, this facet of the invention acquires data frames at rates adapted to the character of the scene, or of the process used for acquisition.
Thus the acquisition speed does not proceed at rates adapted to per- ceptual characteristics of people who will eventually view the imago frames . In general human viewers are not capable of assimilating such information as quickly, or as slowly, as is ideal for recording the data.
Although the second major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits preferably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably the apparatus further includes some means for playing back the recorded frames for human observation. The playback means comprising means for controlling frame display rates in accordance with perceptual characteristics of human observers of the motion picture .
If this basic preference is observed, then as a subpreference the playback means preferably further include some display means for successively presenting the successive image frames with different polarization- state information included. Thereby image portions having polarization states different from one another appear to flicker.
In preferred embodiments of its third major independent facet or aspect, the invention is apparatus for multispectral and multipolarization imaging. The apparatus includes some means (the "first means") for recording a multispectral image of a scene.
The apparatus also includes some means (the "second means") for establishing a polarization-state image of the same scene. The first and second means are structurally related to cause the polarization image to be inherently in register with the multispectral image.
The foregoing may represent a description or definition of the third aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art.
In particular, registration is a critical parameter for satisfactory discrimination of objects and backgrounds in a multispectral, multipolarization system; and, as suggested earlier, registration has been a limiting factor even in multipolarization, sinqle-apectral-band systems. In this document we teach how to provide fully adequate registration for multipo- larization, multispectral imaging.
Although the third major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits preferably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably the first and second means further are functionally coordinated to render the inherently- in-register polarization and multispectral images substantially simultaneous .
Another preference is that the first and second means share a common radiation-sensor array. Still another preference is that the first and second means respectively provide spectrally-selective and polarization- selective elements to modulate response of the shared common radiation- sensor array.
In preferred embodiments of its fourth major independent facet or aspect, the invention is a digital camera for plural-wavelength-band imaging with polarization information included. The camera includes an imaging sensor chip that is sensitive to optical radiation, for recording an image .
The chip has a sensitive layer, disposed substantially continuously across a field of view, for each of at least two wavelength bands, of the radiation, that substantially are mutually distinct. (This wording is selected to encompass wavelength bands that are mutually distinct in substance even though they may be slightly overlapping — as for example one wavelength band from 450 to 550 nm, and another from 530 to 630 nm.) The sensitive layers are stacked in series, so that incoming radiation in at least one or more of the bands penetrates plural layers to reach a corresponding sensitive layer.
A polarization mosaic is overlaid on the stack of sensitive layers, also substantially continuously across the field of view. The mosaic dθ- fines an array of superpixels that impose polarization-state differentiation on the sensitive layers .
Also included is an electronic shutter to actuate the sensitive layers, for exposure through the polarization mosaic for calibrated time periods . This exposure acquires information for the image in the distinct wavebands with polarization information included.
The foregoing may represent a description or definition of the fourth aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art.
In particular, this facet of the invention represents a complete, functional, ready-to-go digital camera that records images in full color with polarization-state information included. As such it is a giant stop forward in object-discrimination imaging.
Although the fourth major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits pref- erably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably the apparatus further includes some display means for successively presenting the image with different polarization-state information included. Thereby image portions that include polarization states different from one another ap- pear to flicker.
Another basic preference is that the apparatus further includes some means for trading-off resolution against frame rate, for acquiring multiple sequential image data sets corresponding to a motion picture. The apparatus also includes some means for controlling frame acquisition rates of the acquisition means , in accordance with characteristics of the scene or of the acquisition process. As a subpreference , the at least two wavebands include at least three wavebands .
In preferred embodiments of its fifth major independent facet or aspect, the invention is an image system. It includes some means for generating a temporal sequence of spatially registered multispectral , multi- polarization images. Theses means will be called the "generating means". The generating means in turn include some means for temporally sam- pling at a sampling rate to form the sequence. The foregoing may represent a description or definition of the fifth aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art. In particular, this facet of the invention goes beyond the relatively basic acquisition of an image, in multispectral and multipolarization image space, and addresses the monumental importance of image sequences . As noted earlier, these can be used to invoke the human perceptual sensitivity to visual stimuli that are changing; even apart from that benefit, however, image sequences introduce at least two other fundamental capabilities as well.
One of these is the capability to record assemblages of objects from several different viewpoints, inherently interrelated as explicitly seen within the image sequence itself. Another is the capability to record historical development, over time, of phenomena represented in the image sequence .
Given these three functions peculiar to image sequences, it is espe- cially important that this fifth facet of the invention includes means that address the need to establish a temporal sampling rate, by which a sequence can be formulated. This aspect of the invention thus establishes both the fundamental capabilities enabled by an image sequence, and the practical function of pacing the acquisition of such sequence. The prior art fails to come at all close to these functionalities, in multispectral and multipolar!zation imaging.
Although the fifth major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits pref- erably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably the system further includes some means for modifying the sampling means to trade off spatial samples for temporal samples . In this way the sampling means vary the sampling rate. If this basic preference is observed then two alternative subprefer- encβs arise namely, that the apparatus further include either some operator-controlled means for setting the modifying means to establish a desired sampling rate, or some automatic means for dynamically setting the modifying means to select spatial sampling automatically. In this latter case, a subsubpreference is that the automatic means include some means for dynamically setting the modifying means to select spatial sampling that optimizes temporal sampling rate.
Reverting to the above-mentioned basic preference for tradeoff of spatial for temporal sampling, another subpreference is that the apparatus further include some means for displaying, to a human operator, different individual polarization bands , or combined spectral and polarization bands, or both, in alternation, to facilitate the operator's discerning of subtle differences in scene content. In this case a further subsubpreference is that the combined bands be arithmetic differences between two radiometrically balanced bands.
In preferred embodiments of its sixth major independent facet or aspect, the invention is apparatus for multispectral and multipolarization imaging. The apparatus includes some means for acquiring data representing at least one multispectral image of a scene. The data acquired by these "acquiring means" include information that establishes polarization state at all or most points of the image. The acquiring means include a single, common optical aperture for passage of all optical rays used in formulating the multispectral-image and polarization-state data. (It will be understood that the optical system may include more than one such aperture, in series, through which all the rays pass . )
The foregoing may represent a description or definition of the sixth aspect or facet of the invention in its broadest or most general form. Even as couched in these broad terms, however, it can be seen that this facet of the invention importantly advances the art. In particular, by collecting all the optical information through a common aperture this sixth facet of the invention eliminates problems of distortion and alignment, and sidesteps difficulties with synchronicity, that have bedeviled the prior art.
Although the sixth major aspect of the invention thus significantly advances the art, nevertheless to optimize enjoyment of its benefits preferably the invention is practiced in conjunction with certain additional features or characteristics. In particular, preferably this sixth facet of the invention is practiced in conjunction with its other five main aspects as set forth above .
The foregoing features and benefits of the invention will be more fully appreciated from the following detailed description of preferred embodiments with reference to the appended drawings, of which:
BRIEF DESCRIPTION OF THE DRAWINGS:
Fig. 1 is a pair of photographic images of a land scene for comparison the A (left-hand) view being the polarized return and the B (right- hand) view unpolarized;
Fig. 2 is an elevational drawing (after Barter et al.8) , rather schematic, of a known entrance-optics system for separating several different- image planes by means of a spectrally neutral beamsplitter prism and relatively aligning them for best registration;
Fig. 3 is an isometric or perspective view (id. ) of a four-channel prism used to produce the Fig. 2 separations;
Fig. 4 is a plan (after Sadjadi et al.9) , very schematic, of a micropolarizer array or so-called "polarization mask", matched to pixels of a photodetector array;
Fig. 5 is an elevational cross-section (id. ) , highly schematic, showing a wire-grid polarizer that is one type of mask such as shown in Fig. 4, bonded to a common substrate with the matched photodetector assumed in Fig . 4 ;
Fig. 6 is a set of three views (after Millerd et al.") showing alternative fabrication technologies for mieropolarizβr arrays the A (left-hand) view being a plan of one unit of the Fig. 4 mask, but with a different assignment of polarization-direction positions; the B (center) view being an isometric of perspective view of a single-layer array; and the C (right-hand) view being a like view but for a multilayer array;
Fig. 7 is a pair of photomicrographs (after Gou et al.11) of two- dimensional micropolarizβr arrays prepared from polarizing thin films — the array in the A (laft-hand) view having 5 μm pitch, and that in the B (right-hand) view being an integrated miαropolarizer/CMOS imaging array at 14 μm pitch ;
Fig. 8 is a photograph of the OVP Opus 1 camera ; Fig. 9 is a group of five diagrams, somewhat schematic and some shown partially broken away, of the Foveon sensor-array chip together with its operating light-absorption principle;
Fig. 10 is a like group of diagrams of a more-traditional multispee- tral sensor-array chip and corresponding light-absorption principle; Fig. 11 is a system block diagram, highly schematic, of one preferred embodiment of a multispectral, multipolarization camera that includes a polarization mosaic aligned with a single multispectral imaging array;
Fig. 12 is a like diagram of another such embodiment that instead includes an image-splitter prism with multiple multispectral imaging arrays ,-
Fig. 13 is a cross-sectional diagram (after Silicon Imaging, currently seen at www.siliconimaging.com/R6B%20Bayer.htm), somewhat schematic, showing conventional integration of a three-unit cell of a microlens array into a Bayer CMOS sensor array;
Fig. 14 is a group of four images of a single common scene, representing in the upper-left MA" view a full-frame photo taken in horizontally polarized panchromatic (or monochromatic) light; in the upper-right "B" view a like photo in vertically polarized light; in the center-right "C" view a like photo but of only a selected region of interest ("ROI") ; and in the bottom "D" view a hybrid photo of the same ROI but generated from the difference between vertically and horizontally polarized light, displayed in red — but with an overlaid copy of the vertically or horizontally polarized version, displayed in a light blue for positional ref- erence only;
Fig. 15 is a partial block diagram representing a front-end portion of Fig. 11, but expanded to include several optical refinements — incorporated preferably as a single-piece composite assembly, together with the polarization mosaic, at the front end. of the optical system — namely a diffuser, microlens array, and auxiliary spectral filters;
Fig. 16 is a system diagram, highly schematic, showing scene-image acquisition at a frame rate suited to the dynamics of acquisition, but scene-image display at a frame rate suited to the processes of human visual capability;
Fig. 17 is a timing diagram showing opposed-polarization or sequential-polarization flicker display, extracted (according to the present invention) from a multispectral , multipolarization image; Fig. 18 is a group of five images of a single common scene, very roughly simulating the process of radiometric balancing in preparation for such flicker display: the "A" and "B" views at left and right center represent "raw"-data images taken in horizontally and vertically polarized light; the "C" view at top likewise simulates the difference (with very greatly increased contrast) between illumination levels in the "A" and "B" views , and hence represents the flicker display when the "A" and "B" views are displayed in alternation; the "D" view at lower right is a copy of the "B" image adjusted for overall radiometric balance with the "A" image; and the "E" view at bottom is the difference (with contrast increased exactly as in the C" view) between the "A" and "D" views and hence simulates the flicker display when the "A" and "C" views are displayed in alternation; and
Fig. 19 is a pair of still frames extracted from a video, after Yem- θlyanov", illustrating one form of periodic polarization-signature coun- terfading "flicker" display — the upper, "A" view being a frame selected at the beginning of a cycle, and the lower, "B" view being selected roughly at the center of the cycle (i . e. phase very roughly 180 degrees) .
DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS
Preferred embodiments of the invention integrate and optimize multispectral- and multipolarization-array systems into a single compact dig- ital camera that is uniquely effective in detecting and identifying objects in complex environments. This new system essentially eliminates the previously described impediments to consistently superior object discrimination .
The unit is also low in weight, low in power consumption, and very reliable. Furthermore it is particularly convenient in use, as it is ready for connection, to an ordinary computer through a conventional USB 2.0 interface . Unlike the separate — but bulky and somewhat heavy — systems introduced earlier, the present invention occupies less than eight cubic inches and weighs less than one pound. More importantly, the multispec- tral/multipolarization (MS/MP) camera inherently yields data substantially free of registration error, and thereby delivers significantly enhanced surveillance capabilities for small UAVs as well as the several other applications mentioned earlier.
For military personnel in the field, this is exactly the kind of advanced real-time, optimum-quality surveillance and reconnaissance capability that has been severely lacking in all prior apparatus . The integrated MS/MP camera is equally suitable for insertion into existing UAV- based passive mine—detection systems; and entirely revolutionizes the commercial applications discussed above.
At a price under $20,000, this self-contained device is within the budget of medical-diagnostic, industrial-process , industrial process control, and land-use organizations. A comparison of various multispectral , multipolarization imaging approaches appears listed in Table 3, below. As
TABLE 3, comparison of the invention and prior art I^H darker shading = firm obstacle to tabulated approach & application lighter shading = moderate obstacle to tabulated approach & applic' n no shading = no obstacle to tabulated approach and application
Figure imgf000022_0001
the table makes clear, a single-chip MS/MP camera overcomes deficiencies in previous approaches and paves -the way for exploitation of MS/MP imaging — not only tactically from a small UAV but also in civilian applications of potentially far greater- societal value .
Realization of the discrimination capability provided by these multidimensional imaging systems is dependent upon precise spatial and temporal registration of the different spectral/polarization bands. The ideal solution, provided by the present invention, is a single camera that can simultaneously provide images that are both multispβctral and multipolari- zation , from a single chip in a single exposure . As this last-mentioned condition implies, all spectral and polarization image planes are inherently registered; hence there is no registration error.
Preferred embodiments of the invention use the previously described Fovβon X3 single-chip direct imaging sensor12 (Fig. 9) . This CMOS device provides high resolution (10 megapixels: 2268 x 1512 x 3 bands) , large dynamic range (12 bits) , and wide spectral bandwidth (350 to 1110 nm) , and is now available in an integrated camera system13 (Fig. 8, Table 2), complete with OSB 2.0 interface. This multispectral camera system completely eliminates the spatial registration and aliasing problems encountered with more-familiar multiCCD and Bayer-type color cameras .
Preferred embodiments of the invention expand the spectral-imaging capability of the Foveon X3 chip and OVP Opus 1 camera to incorporate polarization-state sensing as well. From a user/operator perspective, the integration of this additional capability is essentially seamless . That is to say, operation of the hybrid device at the point of capturing an image involves — once the several imaging parameters have bean set for an exposure — simply actuating one electronic "shutter" control.
Preferred embodiments primarily encompass two alternative techniques, both mentioned in an earlier section of this document, for acquiring polarization-diversity information. One of these uses an achromatic polarization beamsplitter and multiple imaging arrays; the other uses a micropolarizer array (polarization mask) coupled to a single imaging ar- ray.
Both have been successfully used in the past to provide polarization discrimination for panchromatic imaging sensors. Neither, however, has ever been previously integrated with multispectral sensors as provided by preferred embodiments of the present invention . The polarizing-beamsplittβr approach uses a spectrally neutral splitter prism to separate an incoming image into multiple image planes, each of which is then coupled to a corresponding separate imaging array (Fig. 3) . These splitter prisms, common in multichip color cameras, have been successfully used for panchromatic polarization imaging114.
As noted earlier a system of, for example, diσhroic splitters can be substituted for a prismatic one. Some mitigation of the cost, weight and inconvenience of the prismatic splitter may be achieved in this way.
By directing each of the separate image planes to a corresponding separate Foveon X3 image sensor for detection and processing, our invention straightforwardly achieves multispectral/multipolarization imaging. Although this form of the invention is operable, we prefer the alternative (polarization mask) architecture, which is considerably less complex, expensive, heavy, and awkward — particularly as to registration.
This single-chip approach (a polarizer array with a single mul- tispectral imager) is more capable and robust, particularly for applications that require very precise spatial registration of the multiple spec- tral/polarization images in a small and compact configuration. integration of the polarizer array to the existing Foveon chip is relatively straightforward, and as noted earlier the OVP Opus I camera provides a convenient USB-2.0 interface .
Polarization masks for multipσlarization imaging have been success- fully demonstrated in the infrared15, and recent advances in fabrication technology have extended the capability to manufacture micropolarizer arrays for the visible regime16. A basic component is a custom-built two- dimensional array of micropolarizers (Figs . 4 and 6B) that is precisely registered and bonded to an underlying imaging array. Advantageously the polarizer array inherently can be made generally planar — unlike the multiple separate image planes from the polarization beamsplitter (Fig. 3) discussed above — and hence is particularly amenable to coupling with a single, composite multiplane detector such as the X3. A two-by-two "unit cell" of linear polarizers 51, 52, 53, 54, (Figs. 4 and 6B) with polarization directions respectively at 0 " , 45', 90' and 135', is stepped both column-wise and row-wise across the entire imaging array. Each pixel of the underlying array thus measures a single linear polarization state in each of three spectral bands . In this way the group of sensor pixels, or "supβrpixel", underlying each 2x2 unit cell measures each of the four linear polarization states at each of three spectral bands .
The "Background" section of this document outlines the two tech- niques currently used to fabricate suitable polarization masks . They are a wire-grid-array process (single layer, Figs. 4, 5 and 6B), and a multilayer thin film approach (Figs. 6C, 7A and 7B) . As there noted, wire-grid arrays have been successfully fabricated to 9 μm pixel pitch, in array sizes exceeding 1000 x 1000 pixels17. Adapting these fabrication processes to the 9.12 μm pixel pitch and 2268 x 1152 pixel format of the Fovβon X3 chip — although not done heretofore is
S straightforward .
The invention contemplates further trial-and-error refinements to mitigate the previously mentioned degradation of polarization contrast at short visible wavelengths . One such improvement in particular appears to lie in reported successful fabrication of wire grid arrays 56 (Fig. 5) 0 with spacing as close as 100 run10, bonded to an intermediary substrate 57 and sensor array 58.
The alternative micropolarizer devices for the visible spectrum have been successfully fabricated using polarizing thin films 51' to 54' (Fig. 6C) in a multilayer configuration, and such arrays have been successfully 5 bonded to CMOS arrays19 55' . The original device was based on a 13.8 μm x 14.4 μm pixel pitch and formed as a 352 x 288 pixel array.
In addition, polarization masks made of multilayer thin film were constructed to a pixel pitch as fine as 5 μm. Adaptation of this demonstrated fabrication technology to a 9.12 μm pitch, 2268 x 1512 array is 0 also straightforward since the spacing is typically established by simply drawing or enlarging a photolithography mask to the desired dimensions . Integration of the polarization mask (whether wire grid or multilayer) with the Foveon X3 chip is likewise straightforward.
As to the latter, preferred embodiments of our invention follow pro- 5 cess and alignment techniques developed by 4D Technologies for that firm' s interferometer product lines see U. S. 6,304,330 or its divisional
6,552,808, hereby wholly incorporated herein. Those techniques are readily applied to the larger Foveon array .
Performance of the integrated multispectral-multipolarization camera 0 of our invention follows that of the Foveon/OVP Opus I camera (Table 2) . While the Foveon direct-imaging sensor and readout technology supports a 4 Hz frame rate, bandwidth limitations of the USB 2.0 standard restrict readout to a range between 1 and 2 Hz . Our invention contemplates data compression to exploit the full 4 Hz image rate via the USB interface; al- 5 ternatively, with a higher-bandwidth interface this technology can provide higher frame rate directly.
Application to UAV-based surveillance — The Opus I camera uses a standard C-mount, and is fully compatible with standard 35 mm commercial 0 off-the-shelf ("COTS") lenses. Adapters are available for other lens formats . The standard USB 2.0 data interface has true plug-and-play capability with standard PCs. In the commercial Opus I camera, power is supplied through a separate power adapter (6 Vdc at 5 W) ; however, our invention contemplates managing the camera power for provision directly through the USB interface. Overall weight of the MS/MP camera with lens, using the standard Opus X case, is between one and two pounds, depending on lens aperture and focal length .
For custom, integration, the board set can be reconfigured by conventional design techniques to a different form factor. The bare camera board set weighs only 0.15 pound.
Our invention contemplates , through lightening of the case and input optics, a complete MS/MP camera weighing less than one pound, with a total volume of 8 in.3 or less. This camera will enable an extremely robust MS/MP surveillance capability for a broad class of microDAVs and other valuable applications mentioned earlier.
Our high-resolution integrated MS/MP digital camera, according to preferred embodiments of the invention, yields a wholly new observation capability. Multispectral/multipolarization imaging provides significantly enhanced discrimination capability to detect objects of interest in heavy clutter — and thus effectiveness in medical, ecological, industrial and military applications. Its low cost and high performance enable widespread use .
Development suggestions — For successful practice of this inven- tion, a key initial step is careful design and characterization of a polarization mosaic (analogous to e. ex . Pig. 4) suitable for direct integration with the existing Foveon X3 chip and OVP Opus I camera with USB interface. Study of critical process issues, quantitative estimates of MS/MP camera performance, and laying out a path for camera fabrication and integration will avoid delay.
At this point it is advisable to optimize design of the polarization selection approach — as among wire-grid array (Fig. 5) , multilayer array (Fig. 6C) , and neutral-splitter prism (Pig. 3) including characterization of spectral performance (polarization contrast versus wavelength) of existing 9 μm pitch wire grid arrays . Also included should be design and modeling of performance for a 9.12 μm pitch multilayer polarization array (Fig. 6C) — and then complete system design and performance modeling of the integrated MS/MP camera , based on optimal polarization alternatives . A later pivotal step, after verifying performance to the intended specifications, is development of algorithms to exploit the multidimensional data, and perform data acquisition in particular airborne data collections using the integrated camera, assuming that such applications are of particular interest. That step should thereby demonstrate the ca- pability to perform robust target detection and identification from an airborne platform. The integrated camera and discrimination algorithms should then be available for immediate transition to production-engineering of, for example, UAV integration. In this regard, even though the present invention minimizes the need for extremely intensive postprocessing, it is also essential to look, forward toward development of ground-station systems (hardware and software) to perform such advanced interpretive postprocessing as may nevertheless be desirable. For maximum utility, such calculations should be done in as nearly real-time as possible.
This invention is believed to be particularly valuable in the scientific-imaging marketplace. We estimate the market for these high-end scientific-grade camera systems with integrated multipolarization capability to be on the order of one hundred to three hundred per year. The wider commercial market, including the medical-monitoring and other applications mentioned earlier, is expected to develop as new applications emerge from these enabling technologies.
Additional refinements — The integrated multispectral-multipolari- zation camera has several attributes that overcome deficiencias in alternative approaches :
1. Use of a single aperture avoids distortion and alignment problems suffered by multiple aperture approaches .
2. A single exposure ensures precise temporal simultaneity of data, avoiding temporal aliasing due e. σ. to spinning filter-wheel approaches .
3. Precise spatial registration of image bands and polarization states avoids spatial aliasing of images from multiple-camera approaches, and multiple exposures from a moving or vibrating platform. 4. An extremely compact and rugged design suits the system to harsh environments such as high-acceleration, high-vibration reconnaissance vehicles, shuttle and other spacβflight applications — and also many industrial and clinical uses with minimal constraint on operator procedures . Many scenes can have very large dynamic range between alternate spectral bands or polarization states, or both. Exploitation of the MS/MP attributes of the scene is compromised if there is spatial aliasing, temporal aliasing, and/or "bleed through" of one polarization state to another. Our MS/MP approach overcomes these deficiencies of alternate ap- preaches by using a single aperture, single exposure, and precise spatial registration .
Spatial registration is critical in optimal exploitation of MS/MP data , and each spectral and/or polarization image has to be precisely reg- istered to each of the other bands. In- this context, the requirement for precise registration is driven by the information content in each of the spectral bands, and the degradation in image content should the data be spatially or temporally aliased.
S Polarization purity between channels (i . e . , extinction ratio) is exceptionally critical . For images taken from a moving aircraft or vibrating vehicle, band-to-band spatial registration must be a small fraction of a pixel, preferably much lass than 0.1 pixel, and in any event much smaller than the spatial scale of significant changes in the speα- O tral/polarization content as the platform moves over the scene.
Similarly, images of a dynamic scene (i . e. moving ocean waves, leaves moving in wind, etc.) suffer from temporal aliasing if -the scene changes between exposures. Xn this case, images need to be temporally simultaneous, preferably to 1 msec and less. 5 These requirements for spatial and temporal registration are difficult if not impossible with conventional approaches, yet readily overcome with the present invention. Such spatial and temporal registration is readily accomplished in either of our two MS/MP implementations.
REFINEMENTS, USING A POLARIZATION MOSAIC — For the polarization-mosaic ap- 0 . proach, temporal simultaneity is inherent in the use of a single chip with a single exposure for all spectral and polarization images . High-fidelity polarization images (large extinction ratio) require precise alignment between the polarization mosaic and the image array.
Such alignment is preferably accomplished by interfβrometric tech- 5 niques , as described by J. Millerd et al . in "Pixelatβd phase-mask dynamic interferometer" (SPIE 2004) . In this technique, alignment between the phase mask and camera is optimized by using thθ camera in a Twyman-Green interferometer.
The polarization mask is adjusted to maximize the fringe contrast of 0 the resulting intβrferogram. Spatial alignment of tha polarization mosaic to the underlying image array has been demonstrated to much less than 0.1 pixel using this technique.
REFINEMENTS, USING SEPARATED IMAGING — For the approaches using an image- splitter prism and/or multiple-imaga-array, temporal simultaneity is aα- 5 complished by triggering the image capture from a common time base. Spatial registration of the multiple image arrays may also be accomplished using interferonstrie techniques, which are far superior to the imagβ-dif- ferβncing techniques used by alternate approaches (Barter et al . ) .
REFINEMENTS, USING INTEGRATED FABRICATION — Yet a third approach of assur- 0 ing spatial registration and temporal simultaneity is to use advanced microlithography fabrication technologies to incorporate the microgrid polarization mosaic 2 (Figs. 11 and 15) onto the image array. The inte- grafc±on of polarization discrimination is thus accomplished as part of the fabrication process for the imager.
REFINEMENTS, USING LENSLET ΛRRΛΪS TO CORRECT PILL FACTOR — As noted in the "BACKGROUND" section of this document, it is known to correct light-block- ing internal geometry ("fill factor") of Bayer-type displays through integration of a miαrolβns array 81a-t>-e (Fig . 13) . According to preferred embodiments of the present invention, an analogous condition in foveal sensor arrays such as the Foveon X3 can be addressed by use of an analogous microlens array 81, typically integrated with the rest of the aasetα- bly (Fig. 15) , to enhance radiometric efficiency of the multispβctral, multipolarization imaging sensors of the present invention .
REFINEMENTS, USING DIFFOSERS TO CORRECT POLARIZATION-MOSAIC ALIASING — In certain situations where polarization properties vary on spatial scales close to the spatial Nyquist parameter of the imaging array, polarization data using the polarization-mosaic approach may suffer from spatial aliasing . (Such aliasing appears to be less severe for the approach using a polarization beam splitter, which may be the preferred embodiment in geometries having aggravated aliasing.) To mitigate such aliasing, a diffuser 92 may be included so that the incoming radiation is blurred across each two-by- two-pixel polarization superpixel .
This provision ensures that within each superpixel all four polarization elements receive radiation from substantially the same position in object space. Such a diffuser, too, may be integrated with the polarization mosaic, microlens array etc. to form an integrated, monolithic filter array.
REFINEMENTS, USING COLOR FILTERS TO OPTIMIZE SPECTRAL RESPONSE BΪ SCENE The optimal spectral bands for object detection and discrimination are often scene dependent. Techniques have been, developed to define the optimal spectral bands depending on the characteristics of the objects of interest and the background scene. These techniques are now publicly available to workers of ordinary skill in this field.20
Conversely, the spectral characteristics of the imaging arrays are often determined by the physical properties of the materials, and the thicknesses of the various material layers. This information too is of course available as part of the published specifications of each imaging device.
Optimizing spectral response at the device level (i. β, , in the imaging array itself) is typically very expensive and time consuming. The effective response of the imaging array may be modified, however, by inte- grating one or several spectral filters 91 in front of the array. Such filters, in turn, may be integrated into the monolithic assemblies mentioned just above, to further enhance the multispeσtral/polarization imag- ing. As will be understood, the order of these several elements is subject to some variation.
REFINEMENTS, USING MOTION PICTURES JVND POIARIZBTION-STATE FLICKER — For imaging from a rapidly moving platform 93 (Fig. 16) that may execute complex movβ- ments about a scene 96 of interest, and/ot imaging of a dynamic scene
(moving objects) , rapid temporal sampling 94 is required to fully exploit the advantages of multispectral-multipolarization imaging. For optimal performance, the temporal sampling should be at least twice the highest frequency component of interest in apparent motion of the scene (Nycjuist criterion) .
Similarly, the spatial sampling should be twice as fine as the smallest spatial feature in the image. Depending on the application, one may need more spatial pixels at relatively coarse temporal sampling (relatively static scenes) , or conversely, rapid temporal sampling at coarse spa- tial resolution (highly dynamic scenes) .
An imaging system that can optimally trade off spatial and temporal sampling will find the widest utility across the broadest range of applications. Our invention advantageously promotes thi3 goal.
The tradeoff between spatial and temporal sampling can be acαom- pushed in a number of ways. These include manual setting, automatic but static setting, and dynamic setting of the sampling parameters.
Ideally the acquisition process 94 has some computing capability for preliminary setting of the tradeoff, and thereby selection of the acquisition frame rate, to facilitate best results in the later stages 96-100. In any event the acquired image information 96 passes to a processing module 97 that may be located with the acquisition platform 93 or the display apparatus 99, or located distributively with both — or may be elsewhere entirely — and the processed data 98 proceed to the display system.
The electronics at any of these locations 93, 97, 99 may be designed to "bin" pixels (sum the charge from adjacent pixels) , sparsely sample the pixels across the image plane, and/or interrogate pixels from only a small area of the image plane ("region of interest", ROI) .
Techniques that can allocate pixel density dynamically to regions with th-e highest spatial frequency content ("foveal vision") record tha maximum scene content with the minimum number of spatial — i. e . hardware — pixels . Each of these techniques reduces the effective number of spatial pixels, and allows an increased temporal sampling rate.
Ideally all or most of such dynamic-allocation apparatus is on-board the acquisition platform 93. Generally the acquisition frame rate 94 is related to the dynamics of the acquisition process, whereas the display frame rate 100 should be decoupled from the acquisition rate and instead conditioned on the human perceptual processes. Among other necessary equipment, to effectuate this scheme, is likely to be a frame cache. Such methods allow for dynamic optimization of the spatial/temporal sampling for the widest variety of MS/MP applications. These methods too are within the sweep of the present invention.
The information content of the MS/MP data is optimally displayed using computer-based signal processing algorithms to automatically enhance those signature attributes characteristic of objects of interest, while simultaneously suppressing background clutter. Such techniques are known for multispectral data21 and according to this invention are extensible to multipolarization data.
As mentioned earlier, polarization-difference display aa known in the prior art has several limitations. These include the desirability of a false-color separation between the difference signatures and a positional overlay, and the incompatibility of such false-color technique with multispectral imaging if the image region -which is so-treated is large.
They also include the uncontrollable relationship between polariz- ing-surface orientations in the scene and polarization states used to generate an image. Although difference display can nevertheless be used in some embodiments of the present invention , more highly preferred embodi- merits instead rely upon a flicker system as described below.
To exploit the cognitive power of human perception, image data from alternate spectral or polarization bands, or both — or combinations of selected such bands — may be displayed in alternation (Fig. 17A) , at a modest frame rate (a fraction of a hertz to a few hertz) to provide the observer with, visual cues to the subtle differences in spectral and/or polarization content. Such "flicker" imaging can provide a powerful way to identify objects of interest in a high clutter environment.
Simple alternation of, e. q. « vertically and horizontally polarized frames (Fig. 17A) is distinctly preferable to difference display, as the alternation technique minimizes the need for false color. Such rendering should not be necessary outside the polarization-difference ("PD") regions, and typically for discrimination of partly concealed objects in otherwise-natural scenes these PD areas are small.
This technique thereby minimizes the intrusion of such artificial mechanisms into the natural color of a multispβetral scene. Nonetheless such vertical/horizontal alternation can be troublesome for the reasons mentioned earlier in conjunction with difference display — namely, the generally unknown relationship between polarization parameters in the scene and polarization states used to capture the image. Some of the previously mentioned display techniques of Yemelyanov serve well for the visualization needs of the present invention. This is particularly true of his flicker methods, and particularly if constrained to PD regions . A variant alternation method, also within the scope of the present invention, is to collect polarization data for more than two states, and prβprooess the image data automatically to determine the best crossed polarization states for flicker display. The selected states may be either the best of the states actually used in data acquisition, or intermediate states with interpolation applied to generate Light levels not actually measured. Within limits this technique can be applied independently for each scene element that has any detectable flicker component.
A most highly preferred embodiment, however, instead displays a aβ- quencθ of light levels for four polarization states (Fig. 17B) . In this method the polarization-difference flicker signature is most pronounced, in amplitude, if polarizing axes in the scene happen to be aligned with polarization states used in acquiring the image.
The high-amplitude phase is associated with one frame out of the four frames that make up an entire cycla of the display sequence. A low- amplitude phase occurs in on© other frame of the four, at an opposite point in the cycle.
The flicker signature is least pronounced, in amplitude, for polarizing axes in the scene that happen to be at forty-five degrees to polar- ization states used in acquiring the image . In compensation , however , this lower-amplitude flicker signature tends to be protracted .
That is, the high light level (though it is not very high) covers two quadrants (two frames of four) of the overall flicker waveform rather than only one. Hence the visual perception of the return is not as low as might be expected from considering the amplitude alone.
Analogous tradeoffs of amplitude and duration occur for all other angles (of scene polarization axes to one of the illumination axes) — i. e. , angles intermediate between zero and forty-five degrees. Consequently this embodiment of the invention yields a very noticeable and sat- isfactory flicker signature, regardless of polarization orientations.
This is true even though the flicker signature is perceptibly different for different orientations . In fact a very skilled operator can read, so to speak, the visible behavior (amplitude and temporal quality) of the flicker signature to discern likely orientations of manmade surfa- ces in the scene .
In many such adaptations of our invention it is particularly advantageous to preprocess the data so as to provide good radiometric balance as between the native exposures (Figs. 18A, 18B) taken at the various diverse polarization states. This precaution avoids distracting or confua- ing the observer with underlying exposure variations that might be taken as polarization-state modulations.
The basic idea behind this technique is this : most natural ambient scene features, such as foliage (except for broad-leafed, waxy plants) and dry soil, do not appear significantly polarized — and therefore should appear roughly the same when viewed by differently polarized return. In such an observational mode any significant difference (Fig. 18C) between the raw-data returns (Figs . 18A and 18B) , for most natural features , is therefore most likely an artifact of the observational process . In a flicker display related to such difference data (Fig. 18C simulation) , the entire scene appears to flicker very strongly .
Even though the polarization signature 105 may appear quite clearly, it may be rendered very inconspicuous by such strong flickering of a com- plicated-looking scene-wide artifact due to poor radiometric balance.
Since that artifact nearly swamps out the flickering polarization signature 105, in perceptual terms, the method may fail to effectively discriminate objects from background.
The overall apparent level for one or more of the polarization states (Figs. 18A, 18B) can therefore be respectively raised or lowered
(e. Q . from Fig. 18B to Fig. 18D) , or both, to force the appearance of the natural features to be substantially the same for all of the polarization states. (This step may be called balancing, or normalization, or equalization . ) The previously introduced work of Yemβlyanov at al. includes such balancing, indeed a particularly cautious form of it — histogram balancing — that equalizes the background tonal-band by tonal-band, and thus tends to minimize occurrence of ghost artifacts in some tonal ranges .
Any scene features 106 (Fig. 18E) that really are significantly polarized will continue to exhibit light-level differences and therefore a clear flicker amplitude, and these should stand out very prominently against the normalized natural background. In this very rough illustrated simulation of flicker display, the alternation of the two backgrounds generates no visible flicker at all , since the two backgrounds have been rendered substantially identical. Simulated as a difference frame, the background flicker here appears black — or white when inverted (Fig. 18E) . It should be borne in mind that the scene images to be alternated are not monochrome as in this very rough simulation but rather are full color; yet the polarization signature shows up clearly in the flicker display. The preliminary normalization process can be performed automatically, or semiautomatically, by preprogramming which first enables a human operator to very quickly select the entire image frames for averaging and balancing, or select matching bounding boxes 107, 108, or select matching target points 109, 110, that are not expected to be inherently polarized. The program then follows-up on the operator's selections by making the above-described adjustments in level.
In most scenes, unpolarized natural features (or natural features whose polarization return is so mixed as to appear very weakly polarized) • in fact occupy the great bulk of tha image area; hence alternatively an initial default selection (e. a. , entire frame) , of an area for use in balancing, can ba made without operator input. An operator, however, can then check the scene — either before or after the equalizing of the IΘV- 5 θls and the viewing of the flicker display — to weed out occasional evidently inappropriate details of the selection .
Data obtained through use of our invention (especially but not necessarily if acquired by binning or ROI techniques, mentioned above) can
10 then in turn be displayed in a way that takes advantage of the ability of human visual perception to integrate images received in rapid succession. (The successive images discussed here are apart from the flicker display discussed above.)
Ideally such successive views are acquired at or near the convβn-
15 tional frame rates for commercial motion pictures and video, or preferably are instead later processed to be at those rates, so that the succession of images later can be displayed using wholly conventional motion-picture or television display equipment.
In most cases it is ideal to acquire the data at a rate 94 (Fig. 16)
20 dependent upon temporal variations (or variability) in the scene, but then to process the data for display at a rate 100 appropriate for human visual response. For example acquisition may have to be very rapid if the camera is operating on a rapidly moving aerial platform, and the ideal display rate for best cognitive appreciation then corresponds, in effect, to a
25 slow-motion playback.
Xn other situations exactly the opposite temporal relationships may be preferable. One example is- the kind of stop-action photography, with much more rapid playback, used to display very slow natural processes . It will be understood that moving-picture playback is compatible
30 with flicker display, and it is only necessary to decide what flicker rate (usually about one-tenth of the video frame rate) is preferred for conspicuous visibility of the polarization-signature flicker within the moving-picture scene.
35. Major systems — Some additional specifics appear here for two principal systems that are preferred embodiments of the invention. First, for the more highly preferred camera system including a polarization mosaic with a single multispectral imaging array, the system includes an imaging lens 1 (Fig. 11) and the polarization mosaic 2. (As will be explained
40 shortly, the mosaic 2 may represent a sandwich of the mosaic with several other optical-processing layers that perform respective corrections . )
Also included in this preferred embodiment is the Foveon multispβc- tral imaging array 3. We prefer to provide an inertial measurement unit ("IMU") 4 for measuring the camera optical-axis (or "boresight") attitude, as well as a global positioning system ("GPS") 5 for establishing the camera location .
In the most highly preferred embodiment we also include a timebase module 6 for triggering the camera, and for synchronizing image data, IMU data, and GPS data. More specifically, the timetoase unit operates the camera trigger 7.
This system generates image data 8 , IMO data 9 , GPS data 10 and a time tag 11. Provided for handling these data is a data-acquisition-and- control subsystem 12 that simultaneously records image, camera location
(GPS) , camera pointing (IMU) , and time. The system also controls several conventional camera functions such as exposure time .
This acquisition-and-control subsystem in turn feeds both a data- recording subsystem 13, which records all the above-mentioned raw data, and a real-time processing subsystem 14. Optional, for use in a staffed aircraft or other facility, is a real time display 15.
On the other hand, where processing at a remote location is desired the preferred embodiment includes a radio-frequency link 16 to relay data for processing at remote locations . Associated with this form of the in- vention are a transmitter antenna 17, receiver antenna 18, and real-time display 19 for a remote operator (e. q. in UAV applications) .
For our next-most-highly preferred embodiment, using an image-splitter prism with multiple multispθctral imaging arrays, the corresponding system includes — as before — an imaging lens 20 (Pig. 12) . Here, however, the second component in the optical train is an image-splitter prism 21, 44a-d (Figs. 2 and 3).
This embodiment also includes four linear or circular polarizers 22. These are oriented in alternate configurations so that each multispectral imaging array receives a different polarization aspect (i . e . the successive arrays receive alternate linear or circular polarization states) .
Correspondingly provided are four multispeetral imaging arrays 23. The four polarizers respectively feed these imaging arrays .
As in the single-image-array system discussed above, this embodiment also includes an inertial measurement unit 24 to measure camera-axis attitude, a GPS 25 to measure camera location, and a timebase 26 to trigger the four cameras — and to synchronize image data, IMCJ data, and GPS data. In this case, four camera triggers 27 are required.
Resulting from operation of these components are image data 28 —• collected at four places — and IMU data 29, GPS data 30, and a time tag 31. As above, a data-acquisition-and-control subsystem 32 simultaneously records image, camera location (GPS) , camera pointing (IMU) , and time; this subsystem also controls camera functions such as exposure time. In this case, trigger time and exposure time for each camera may be controlled independently, to facilitate normalization of the alternate polarization states, if desired, and to optimize temporal correlation. Also included are a data-recording subsystem 33, to record all raw data (images, time, position, pointing), and a real-time processing subsystem 34.
For a staffed system, this particular embodiment also includes a local real-time display 35. Again optionally for remote processing our invention provides a radio frequency link 36, to relay data via a trans- mittθr antenna 37 and receiver antenna 38 — as well as a real-time display for a remote operator.
NOTES :
1. C. S. L. Chun and F. A. Sadjadi, "Polarimetrie imaging system for automatic target detection, and recognition , " presented at the Military Sensing Symposia Specialty Group of Passive Sensors, March 22, 2000
2. http://www.foveon.com
3. http: //www . opticvallβyphotonics .com
4. E. P. G. Smith Qt al ■ , "HgCdTe Focal Plane Arrays for Dual-Color Mid- and Long-Wavelength Infrared Detection," Journal of Electronic Mate- rials 33, No. 6 (2004) .
5. J. D. Barter, H. R. Thompson, C. L. Richardson, "Visible-Regime Polarimβtric Imager: A Fully Polarimetric, Rβal-Tiiαe Imaging System", Applied Optics 42 No. 9 {March 2003)
6. J. Millerd et al. , "Pixβlated phase-mask dynamic interferometer", SPIE 2004
7. J. Gou et al .. ^Fabrication of thin-film micropolarizβr arrays for visible imaging polarimetry" , Applied Optics 39 No. 10 (2000)
8. J. D. Barter et al . , n. 5 supra
9. F. Sadjadi and C. Chun, "Remote sensing using passive infrared Stokes parameters", Opt. Encf. 43 No. 10 (2004)
10. J. Millerd et al. , n. 6 supra
11. J. Gou et al. , n. 7 supra
12. http://www.foveon.com
13. http: //www .opticvalleyphσtoniσs .com 14. J. D. Barter et al. , n. 5 supra
15. Nordin et al . , "Micropolarizer array for infrared imaging polarimetry", J. Opt. Soc. Am A 16 No. 5 (1999)
16. J. Gou et al . , n. 7 supra 17. J. Millerd at al . , n. 6 supra
18. M. Colburn et al. , "Step and flash imprint lithography for sub-100 nm patterning" , Proc SPIE
19. J. Gou et al .. n. 4 supra 20. Julia M. Laurenzano, "A Comparative Analysis of Spectral Band Selection Techniques" , MS thesis, Rochester Institute of Technology (1998) . 21. I. S. Reed and X. Yu, "Adaptive Multiple-band CFAR Detection of an Optical Pattern with Unknown Spectral Distribution", IEEE Transactions on acoustics, speech, and aiσnal processing 38, No. 10 (October 1990) . 22. K. M. Yemelyanov et al . , "Bio-inspired display of polarization information using selected visual cues," Proceedings of SPIE 5158 (Polarization Science and Remote Sensing (Bellingham WA, 2003)
It will be understood that the foregoing disclosure is intended to be merely exemplary, and not to limit the scope of the invention — which is to be determined by reference to the appended claims.

Claims

WE CIAIM:
1. Apparatus for multispectral and multipolarization imaging; said apparatus comprising: first means for- recording at least on© multispectral image of a scene; said means comprising at least one array of sensors , wherein each array records one multispactral image of the scene, respectively; and second means for substantially simultaneously establishing polarization state at corresponding points of the at least one array.
2. The apparatus of claim 1, comprising: an image-splitting device for replicating the multispectral image at plural image planes respectively; means for selecting a different polarization state for each image plane respectively; and plural sensor arrays at the plural image planes respectively, each array recording image data for substantially one polarization state.
3. The apparatus of claim 2, wherein: the plural imaging arrays are substantially in register with each other ; and the polarization-recording means are substantially in register with the imaging arrays .
4. The apparatus of claim 1, wherein: the first means record the image as substantially a single array of pixels; and the second means determine and record polarization state at substan- tially every pixel of the multispectral image.
5. The apparatus of claim 4, wherein: the first means comprise a single, multispectral sensor array; and the second means comprise a polarizer mosaic overlaying the sensor array.
6. The apparatus of claim 5 , wherein : the polarizer mosaic is formed as a wire-grid array.
7. The apparatus of claim 5, wherein : the -polarizer mosaic is formed of polarizing thin films.
8. The apparatus of claim 5 , wherein : the polarizer mosaic is formed of multiple unit cells, each cell being two pixels by two pixels.
9. The apparatus of claim 8 , wherein : the two-by-two unit cells comprise linear polarizers .
10. The apparatus of claim 9, wherein: the linear polarizers are oriented at zero, forty-five, ninety and one hundred thirty-five degrees respectively.
11. The apparatus of claim 5, wherein: the polarizer mosaic comprises a combination of linear polarizers and neutral-density filters .
12. The apparatus of claim 5, wherein: tha polarizer mosaic comprises a combination of linear and circular polarizers, and neutral-density filters.
13. The apparatus of claim 5, wherein: the polarizer mosaic is formed of multiple unit cells, each unit cell being three pixels .
14. The apparatus of claim 13, wherein: each three-pixel unit cell comprises linear polarizers .
15. The apparatus of claim 13, wherein: each three-pixel unit cell comprises a combination of linear polarizers and neutral-density filters.
16. The apparatus of claim 13, wherein: each thrβe-pixal unit cell comprises a combination of linear and circular polarizers, and neutral-density filters.
17. The apparatus of claim 5 , wherein: the polarizer mosaic is bonded to the sensor array.
18. The apparatus of claim 5, wherein: the polarization mosaic is lithographically integrated into the chip, in fabrication.
19. The apparatus of claim 5, wherein: the polarizer mosaic comprises microlenses incorporated to enhance fill factor or reduce aliasing, or both.
20. The apparatus of claim 19, wherein: the polarizer mosaic further comprises spectral filters incorporated to optimize spectral response .
21. The apparatus of claim 1, further comprising: display means for successively presenting the multispβctral image with different polarization-state information included; whereby image portions having polarization states different from one another appear to flicker. \
22. The apparatus of claim 1, further comprising: means for trading-off resolution against frame rate, for acquisition of multiple sequential image data sets corresponding to a motion picture; and means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of the acquisition process .
23. Apparatus for acquisition and display of a multispectral, multipαla- rization motion picture; said apparatus comprising: means for acquisition and recording of successive multispectral , multipolarization image frames;
S means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of an acquisition process .
24. The apparatus of claim 23, further comprising: means for playing back the recorded frames for human observation; said playback means comprising means for controlling frame display rates in accordance with perceptual characteristics of human observers of 5 the motion picture .
25. The apparatus of claim 23, wherein the playback means further comprise: display means for successively presenting the successive image frames with different polarization-state information included;
5 whereby image portions having polarization states different from one another appear to flicker.
26. Apparatus for multispectral and multipolarization imaging; said apparatus comprising: first means for recording a multispectral image of a scene; and second means for establishing a polarization-state image of the same 5 scene; wherein the first and second means are structurally related to cause the polarization image to be inherently in register with the multispectral image .
27. Tha apparatus of claim 26, wherein: the first and second means further are functionally coordinated to render the inherently-in-register polarization and multispectral images substantially simultaneous.
28. The apparatus of claim 26, wherein: the first and second means share a common radiation-sensor array.
29. The apparatus of claim 26, wherein: the first and second means respectively provide spectrally-selective and polarization-selective elements to modulate response of the shared common radiation-sensor array.
30. A digital camera for plural-wavelength-band imaging with polarization information included; said camera comprising: an imaging sensor chip that is sensitive to optical radiation, for recording an image; said chip having a sensitive layer, disposed substantially continuously across a field of view, for each of at least two wavelength bands, of the radiation, that substantially are mutually distinct; said sensitive layers being stacked in series, so that incoming radiation in at least one or more of the at least two bands penetrates plural layers to reach a corresponding sensitive layer; a polarization mosaic overlaid on the stack of sensitive layers, also substantially continuously across the field of view; said mosaic defining an array of suparpixβls that impose polarization-state differentiation on the sensitive layers; and an electronic shutter to actuate the sensitive layers for exposure through the polarization mosaic for calibrated time periods, to acquire information for the image in said distinct wavebands with polarization information included.
31. The apparatus of claim 30 , further comprising : display means for successively presenting the image with different polarization-state information included; whereby image portions that include polarization states different from one another appear to flicker.
32. The apparatus of claim 30, further comprising: means for trading-off resolution against frame rate, for acquisition of multiple sequential image data sets corresponding to a motion picture; and means for controlling frame acquisition rates of the acquisition means, in accordance with characteristics of the scene or of the acquisition process .
33. The apparatus of claim 32, wherein: the at least two wavebands comprise at least three wavebands .
34. An image system comprising: means for generating a temporal sequence of spatially registered multispectral, multipolarization images ; wherein the generating means comprise means for temporally sampling at a sampling rate to form said sequence.
35. The system of claim 34, further comprising: means for modifying the sampling means to trade off spatial samples for temporal samples ; whereby the sampling means vary the sampling rate.
36. The apparatus of claim 35, further comprising: operator-controlled means for setting the modifying means to establish a desired sampling rate.
37. The apparatus of claim 35, further comprising: automatic means for dynamically setting the modifying means to select spatial sampling automatically.
38. The apparatus of claim 37, wherein: the automatic means comprise means for dynamically setting the modifying means to select spatial sampling that optimizes temporal sampling rate.
39. The apparatus of claim 34, further comprising: means for displaying, to a human operator, different individual polarization bands, or combined spectral and polarization bands, or both, in alternation, to facilitate the operator's discerning of subtle differences in scene content.
40. The apparatus of claim 39, wherein: the combined bands are arithmetic differences between two radioiaet- rically balanced bands .
41. The apparatus of claim 34, particularly for use in imaging at least one object; and wherein: the generating means comprise means for defining the temporal sequence as viewing such at least one object from multiple viewpoints.
42. The apparatus of claim 34, particularly for use in imaging a scene; and wherein: the generating means comprise means for defining the temporal sequence as viewing historical development of such scene.
43. The apparatus of claim 34,, particularly for use in imaging a scene; and wherein: the generating means comprise means for defining the temporal sequence as viewing historical development of such, scene from multiple viewpoints.
44. Apparatus for multispectral and multipolarization imaging; said apparatus comprising: means for acquiring data representing at least one multispectral image of a scene, including information that establishes polarization state at all or most points of the image; said acquiring means comprising a single optical aperture for passage of all optical rays used in formulating the multispectral-image and polarization-state data.
PCT/US2006/046535 2005-12-09 2006-12-06 Miniature integrated multisectral/multipolarization digital camera WO2007070306A2 (en)

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