WO2006119546A1 - Pulmonary capnodynamic method for continuous non-invasive measurement of cardiac output - Google Patents

Pulmonary capnodynamic method for continuous non-invasive measurement of cardiac output Download PDF

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WO2006119546A1
WO2006119546A1 PCT/AU2006/000593 AU2006000593W WO2006119546A1 WO 2006119546 A1 WO2006119546 A1 WO 2006119546A1 AU 2006000593 W AU2006000593 W AU 2006000593W WO 2006119546 A1 WO2006119546 A1 WO 2006119546A1
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gas
subject
breath
blood flow
alveolar
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PCT/AU2006/000593
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Philip John Peyton
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Philip John Peyton
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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/02Detecting, measuring or recording pulse, heart rate, blood pressure or blood flow; Combined pulse/heart-rate/blood pressure determination; Evaluating a cardiovascular condition not otherwise provided for, e.g. using combinations of techniques provided for in this group with electrocardiography or electroauscultation; Heart catheters for measuring blood pressure
    • A61B5/0205Simultaneously evaluating both cardiovascular conditions and different types of body conditions, e.g. heart and respiratory condition
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/02Detecting, measuring or recording pulse, heart rate, blood pressure or blood flow; Combined pulse/heart-rate/blood pressure determination; Evaluating a cardiovascular condition not otherwise provided for, e.g. using combinations of techniques provided for in this group with electrocardiography or electroauscultation; Heart catheters for measuring blood pressure
    • A61B5/026Measuring blood flow
    • A61B5/029Measuring or recording blood output from the heart, e.g. minute volume
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/08Detecting, measuring or recording devices for evaluating the respiratory organs
    • A61B5/083Measuring rate of metabolism by using breath test, e.g. measuring rate of oxygen consumption
    • A61B5/0836Measuring rate of CO2 production
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/08Detecting, measuring or recording devices for evaluating the respiratory organs
    • A61B5/087Measuring breath flow

Definitions

  • the present invention relates to the measurement of cardiac output, in particular to a method and system for monitoring cardiac output of a subject, and a method and system for measuring effective pulmonary capillary blood flow (or non-shunt pulmonary blood flow), Qc , and total pulmonary blood flow (or cardiac output), Qt .
  • the invention allows the measurement of these parameters in a non-invasive manner, and to be measured breath by breath in a substantially continuous manner.
  • Cardiac output is the rate at which blood is pumped by the heart to the body. Along with the blood pressure, it fundamentally reflects the degree of cardiovascular stability and the adequacy of perfusion of vital organs. Knowledge of the cardiac output will not itself provide a diagnosis of a patient's condition, but can provide information useful in making a diagnosis. Monitoring cardiac output is most important where cardiovascular instability is threatened, such as during major surgery and in critically ill patients. In these situations "moment to moment" or continuous monitoring is most desirable, since sudden fluctuations and rapid deterioration can occur, for instance, where sudden blood loss complicates an operation.
  • the present invention provides a method for monitoring cardiac output of a subject, the method including: determining an effective pulmonary capillary blood flow of said subject at a first time on the basis of an effective pulmonary capillary blood flow of said patient at an earlier time, pulmonary uptake or elimination of a breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and a solubility of said gas species in blood of said subject.
  • the method includes measuring said net rates of pulmonary uptake or elimination of said gas species G at respective breaths of said subject.
  • the method includes measuring said partial pressures substantially at the end- tidal point of respective breaths of said subject.
  • the method includes performing said step of determining at successive breaths of said subject to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow of said subject.
  • the method includes determining cardiac output of said subject at said first time by adding shunt blood flow of said subject to said effective pulmonary capillary blood flow.
  • the method includes determining said shunt blood flow of said subject.
  • said method includes measuring rates of change of alveolar partial pressures of said gas species, in lungs of said subject at each of said first time and said earlier time.
  • said step of determining includes determining (Qc k ) , the effective pulmonary capillary blood flow for a breath k, according to:
  • F 0 . and F 0 k are the net rates of pulmonary uptake or elimination of said gas species G at breaths i and k, respectively
  • Qc 1 is the effective pulmonary capillary blood flow for an earlier breath /
  • Cv 0 and Cv 0. are the mixed venous gas contents at breaths k and ft '
  • PE' Gk and PE' G are the alveolar (end-tidal) partial pressures of gas species G at breaths k and i
  • PB barometric pressure
  • Veffa is an effective lung volume of gas species G
  • S G is a partition coefficient for said gas species G in blood of said subject
  • dPE'oj/dt and dPEOk/dt are the rates of change of said partial pressures between successive breaths at the times of breaths i and k, respectively.
  • the method includes determining said effective pulmonary capillary blood flow of said patient at said earlier time on the basis of partial pressures of said gas species at respective breaths of said subject, rates of change of said partial pressures at said respective breaths, net uptakes or eliminations of said gas species in lungs of said subject at said respective breaths, a solubility of said gas species in blood of said subject, and an effective lung volume of said patient for said gas species; wherein an alveolar ventilation of said subject at an initial breath of said respective breaths is substantially different from an alveolar ventilation of said subject at a subsequent breath of said respective breaths.
  • alveolar ventilation of said subject is repeatedly alternated between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths.
  • the method includes determining said effective lung volume of said subject for said gas species on the basis of an effective pulmonary capillary blood flow of said patient, a solubility of said gas species in blood of said subject, rates of changes in alveolar partial pressures of said gas species in lungs of said patient at respective times, and net uptakes or eliminations of said gas species in lungs of said subject at respective times.
  • said rates of change and said net uptakes or eliminations are each determined at an initial time and a subsequent time, wherein alveolar ventilation of said subject at said initial time is substantially different from an alveolar ventilation of said subject at said subsequent step.
  • said effective lung volume is determined at one or more first breaths of a plurality of breaths at a changed level of alveolar ventilation.
  • the method includes repeatedly performing said step of determining said effective lung volume at a plurality of breaths of said subject.
  • said first level of alveolar ventilation constitutes a first half-cycle of a cyclic alternation of alveolar ventilation
  • said second level of alveolar ventilation constituting a second half-cycle of said cyclic alternation of alveolar ventilation
  • the method includes repeating steps (i) to (iii) to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow.
  • the method includes determining a cardiac output of said subject on the basis of said effective pulmonary capillary blood flow to provide breath-by-breath monitoring of said cardiac output of said subject.
  • the method may be executed by a computer system having means for receiving gas species and gas flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at said first time and said earlier time; and means for processing said gas species data to determine said effective pulmonary capillary blood flow of said subject at said first time.
  • the present invention also provides a system for monitoring cardiac output of a subject having components for executing the steps of any one of the above processes.
  • the present invention also provides a computer-readable storage medium having stored thereon program instructions for executing the steps of any one of the above processes.
  • the present invention also provides a system for monitoring cardiac output of a subject, including: means for receiving gas species and flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at a first time and an earlier time; and means for processing said gas species and flow data and solubility data representing a solubility of said gas species in blood of said subject to determine an effective pulmonary capillary blood flow of said subject at said first time; wherein said effective pulmonary capillary blood flow of said subject at said first time is determined on the basis of an effective pulmonary capillary blood flow of said patient at said earlier time, pulmonary uptake or elimination of said breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and said solubility of said gas species in blood of said subject.
  • the system includes means for cyclically alternating alveolar ventilation of said subject between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths.
  • the system may also include means for operating a valve to selectively introduce a serial deadspace for gas breathed by said subject.
  • the system may further include a gas analyser for analysing gas breathed by said subject; and a gas flow device for determining flow of said gas breathed by said subject.
  • said subject may be a human being.
  • said gas species includes CO 2 .
  • the present invention provides a method for measuring the effective pulmonary capillary blood flow in a subject including:
  • PB barometric pressure
  • Veffo effective lung volume of gas G
  • S G is the solubility of gas G in blood.
  • Qc ,- is determined as follows.
  • the method may include a calibration step, made when the method makes a determination, that the cardiac output and lung gas exchange is sufficiently stable.
  • the calibration step is performed by solving the following "calibration equation" to obtain effective non-shunt pulmonary blood flow (Qc). For any two breaths / and j made at different levels of alveolar ventilation,
  • breaths / and j are sufficiently close in time to one another that CV Q and Qc can be assumed to have not changed substantially.
  • the invention provides a method for measuring the effective pulmonary capillary blood flow in a subject including:
  • PB barometric atmospheric pressure
  • Veffa is the effective lung volume of gas
  • G is the effective lung volume of gas
  • Sg is the solubility coefficient in blood of G
  • the continuity equation can be modified to allow for differences in the mixed venous gas content between breaths / and k.
  • the changes in alveolar ventilation can be introduced at arbitrary or discrete intervals to permit determination of the calibration equation to obtain Qc where cardiac output and lung gas exchange is stable, Preferably these changes are induced in a continuous alternating cyclic manner, so that computation of the calibration equation to obtain Qc can be done at every opportunity where cardiac output and lung gas exchange is stable.
  • a cycle comprises from 6 to 20 breaths of the subject, typically 12 breaths; a half cycle being half of this number of breaths.
  • a cycle comprises from 6 to 20 breaths of the subject, typically 12 breaths; a half cycle being half of this number of breaths.
  • any period of alveolar ventilation at a particular level can be considered to constitute a "half cycle" if it is followed and/or proceeded by a period of alveolar ventilation at a different level.
  • any two adjacent periods of alveolar ventilation at different levels can constitute a full cycle.
  • the method induces alternating cyclic changes in alveolar ventilation by the modulation of an automatic ventilator to alternate tidal volumes, overall rate, the inspiratory to expiratory ratio or the duration of end-expiratory pause, or by alternating the volume of serial deadspace in the breathing system using an automated valve or similar device.
  • breaths / andy occur within a single cycle, with breath i occurring in the first half cycle and breathy occurring in the second half cycle.
  • breaths i andy occur at periods within the half cycle during which washin or washout of G in the lung is minimised, as this minimises error in the determination of Qc due to any inaccuracy in estimation of Veffij. This will not normally occur until at least two or three breaths following a change in alveolar ventilation. The number of breaths required for stabilisation will be greater when there is a larger change in the level of alveolar ventilation or lower cardiac output.
  • the method may also include the step of determining effective lung volume ( Veff G ) with each breath and using the determined value Veff G when solving the calibration equation.
  • Veffg is determined by solving the following equation, hereinafter referred to as the "capacitance equation":
  • Veffg is calculated from the capacitance equation on one or more breaths immediately following the calibration equation, using the same input variables and the value for Qc determined by the calibration equation.
  • the continuity equation is used with each subsequent expired breath k, whenever the calibration equation is not used to determine effective non-shunt pulmonary blood flow (Qc k ) in terms of Qc ,- as described above.
  • Qc effective or "non-shunt" pulmonary capillary blood flow
  • Qs cardiac output
  • the gas species G can be an inert gas species administered to the patient by inhalation or otherwise.
  • the gas species G can be a physiological respired gas species, preferably carbon dioxide (CO 2 ).
  • CO 2 carbon dioxide
  • embodiments of the invention are hereinafter described with reference to the use of CO 2 as the gas G.
  • other physiological gas species can also be used.
  • the value of S in blood for CO 2 ( S QQ ) is determined by differentiating standard equations relating the content of CO 2 in blood to its partial pressure, as described below.
  • the method includes the use of a data averaging or smoothing function to determine the Qc or Qt of the subject.
  • one or more breathing systems for ventilating lungs of the subject ;
  • Ventilation adjustment means for rapidly adjusting alveolar ventilation between two or more levels
  • a rapid gas analyser and gas flow measuring device to allow measurement of alveolar (end- tidal) partial pressure and pulmonary uptake or elimination of a gas species G;
  • a data processor with inputs to receive data from the rapid gas analyser and gas flow measuring device, said processor being configured to determine Qc from gas species data received relating to a breath i taken at alveolar ventilation level / and a breath j taken at alveolar ventilation level/, levels / andy representing ventilation levels before and after an adjustment respectively, the determination being made according to the calibration equation:
  • PB barometric atmospheric pressure
  • Veffo is the effective lung volume of gas
  • G is the effective lung volume of gas
  • S G is a solubility coefficient in blood of G
  • processor is further configured to use the value of Q c determined from the calibration equation (Q c i ) and data received relating to a breath k, to determine the effective pulmonary capillary blood flow for breath k according to the continuity equation:
  • PB barometric pressure
  • Veffo effective lung volume of gas G
  • S G is the solubility of gas G in blood
  • said means may include one or more visual or audio display device(s).
  • the apparatus may have other components and the processor may have other functions to assist in the breath by breath measurement of effective pulmonary capillary blood flow or cardiac output.
  • the processor may also be configured to determine the effective lung volume of gas species G according to the capacitance equation described herein.
  • the apparatus may also have input means for inputting the haemoglobin content of the subject and the processor may also have an input for receiving data from a device for measuring arterial oxygen content, such as a pulse oximeter, and/or for measuring pH and/or arterial CO 2 partial pressure.
  • the apparatus or system preferably automatically displays and records relevant data in real time.
  • Figures 1 to 6 described below show typical measured input and determined output data for a subject where CO 2 is used as measurement gas G to continuously determine cardiac output Qt on a breath-by-breath basis in accordance with a preferred embodiment of the invention.
  • Figure 1 is a graph which depicts the measured expired tidal volume VE (in litres) with each breath of the measurement cycle, in accordance with a preferred embodiment of the invention in which cyclic variation in delivered tidal volume is used to produce cyclic changes in alveolar ventilation of the patient's lungs
  • Figure 2 is a graph which depicts the measured mean rate of elimination of CO 2 with each breath ( VE 00 in litres/min) over the same measurement cycle shown in Figure 1.
  • Figure 3 is a graph which depicts the measured end-expired (end-tidal) partial pressure of CO 2 (PE ( J Q in mmHg). over the same measurement cycle shown in Figure 1.
  • UPEQ 1 0 Figure 4 is a graph which depicts the determined rate of change of PE C ' O ( ), over
  • Figure 5 is a graph which depicts the determined cardiac output Qt (in litres/min) over the same measurement cycle shown in Figure 1, following adjustment of Qc for pulmonary shunt. The points at which the calibration and continuity equations are used are indicated.
  • Figure 6 depicts a capnography tracing (the expirogram for CO 2 ) over the same measurement cycle shown in Figure 1.
  • Figure 7 depicts a simulated measurement of cardiac output Qt over a 10 minute period in which a sudden drop in actual ("target") Qt takes place.
  • the graph shows that the continuity equation closely follows the target Qt .
  • the calibration equation does not accurately compute the cardiac output for the first 2 minutes following the change in Qt . This because the assumptions inherent in application of the calibration equation, that cardiac output is stable within a measurement cycle, do not hold true during the acute change in Qt .
  • Figure 8 is a schematic diagram of a system for monitoring cardiac output in accordance with one preferred embodiment of the present invention, wherein the system controls a ventilator to produce changes in alveolar ventilation.
  • Figure 9 is a graph of cardiac output data generated by the system, representing the cardiac output of an anaesthetised and ventilated sheep, together with simultaneous measurements made with an ultrasonic aortic or pulmonary artery flow probe in the sheep.
  • Figure 10 is a block diagram of a cardiac output monitor of the system.
  • Figure 11 is a flow diagram of a preferred embodiment of a method for monitoring cardiac output executed by the system.
  • Figure 12 is a schematic diagram of an alternative preferred embodiment of a system for monitoring cardiac output, in which the system controls the operation of a partial rebreathing valve and rebreathing loop to produce changes in alveolar ventilation by altering the volume of serial deadspace in the breathing circuit.
  • the capnodynamic method is the name that has been given to a new technique for automated and continuous determination of cardiac output (total pulmonary blood flow) on a breath-by-breath basis. It is non-invasive and is suitable for use in patients during anaesthesia or in critical care, who are intubated with either an endotracheal tube, endobronchial tube, or laryngeal mask airway or similar airway management device.
  • the method is based on the uptake or elimination of carbon dioxide (CO 2 ) and/or other gases by the lungs.
  • CO 2 carbon dioxide
  • the prefix capno used in this specification refers to use of measurement of CO 2 to determine cardiac output.
  • CO 2 is the preferred gas to measure since it is present under all physiological conditions.
  • other expired gases such as anaesthetic gases being administered to the patient, can be used instead, or at the same time. Consequently, the use of the prefix capno should not be understood as limiting the invention to the use of CO 2 .
  • the method is referred to as a method for monitoring cardiac output.
  • end-tidal partial pressure With every breath, the rate of elimination of CO 2 by the lungs, and consequently the partial pressure of CO 2 in gas expired from the lungs at the end of a breath, the end-expired partial pressure (referred to as end-tidal partial pressure), is measured in real time. These are the measured inputs used by the capnodynamic method.
  • the method can achieve quasi- continuous measurement of cardiac output by application, with each of a plurality of successive breaths, of the "continuity equation" described below. This measures change in cardiac output relative to a baseline measurement of cardiac output with its accompanying inputs.
  • the baseline cardiac output measurement may be obtained by a number of methods, but the preferred means is by application of the "calibration equation". This uses the same inputs as the continuity equation, but these are measured while the level of alveolar ventilation of the lungs is changed. This can be done one or more times, or continuously, repeatedly alternating between higher and lower levels of alveolar ventilation in a cyclic manner. Making a sudden change in alveolar ventilation also allows lung volume to be determined from the same measured inputs, using the "capacitance equation" described below.
  • capnodynamic method The underlying theory of the capnodynamic method is outlined below. The method has been developed with the assistance of theoretical computer modelling of lung gas exchange. An automated measurement system, which is suitable for use in patients, is also described below, together with the results of bench tests.
  • pulmonary capillary blood flow Qc is that part of the total pulmonary blood flow (cardiac output, Qt ) which engages in gas exchange with an inspired gas mixture in the lung.
  • Qc can be related to measured CO 2 elimination by the lungs V 00 by a variation of the Fick equation:
  • CC' CQ2 and Cv C o 2 are the fractional contents of CO 2 in pulmonary end-capillary and mixed venous blood, respectively. Since the pulmonary end-capillary blood and alveolar gas can be considered to be in equilibrium with one another, Cc 1 Co 2 can ⁇ e related to the content of CO 2 in the alveolar gas mixture if the solubility of CO 2 in blood is known, so that
  • PA COI is the alveolar partial pressure of CO 2 and PB is the atmospheric pressure corrected for the presence of water vapour at body temperature (47mmHg at 37 0 C).
  • S co is the blood-gas partition coefficient of CO 2 , a constant representing the solubility of CO 2 in blood under the conditions present in the patient at that time.
  • PE C ' O measured partial pressure of CO 2 in end-tidal gas
  • Equation (3) is not directly solvable, because CV QQ is a second unknown term.
  • CVQQ can only be directly measured by invasive mixed venous blood sampling via a pulmonary artery catheter. However, it can be estimated from changes in expired alveolar gas induced by certain unusual respiratory manoeuvres such as breath holding or rebreathing of expired gas (Defares 1958; Kim, Rahn and Farhi 1966; Russell et al 1990). Moreover, CV QQ can be eliminated from consideration under such conditions if two simultaneous equations of the form of (3) are generated, during which both Cv QQ and Qc are assumed to remain unchanged. This is known as the differential Fick approach (Capek and Roy 1988). If separate sets of measurements are made at times ti and t ⁇ under conditions that provide substantial changes in lung CO 2 elimination at these times, then it can be shown that
  • this equation allows Qc to be determined by changing the alveolar minute ventilation, which alters both V co and PE' QQ acutely.
  • This can be achieved a number of means.
  • the first method used in the past was to make a stepwise change in the respiratory rate (Gedeon et al 1980).
  • An alternative method, referred to as partial CO 2 rebreathing, is to introduce a change in the serial deadspace, while holding tidal volume constant, thereby effectively reducing the alveolar ventilation (Capek and Roy, 1988). This is the technique used by the NICO device (Novametrix, USA).
  • Tidal volume This volume of breath first passes through the length of the larger conducting airways of the lung, which do not contribute to gas exchange with the blood, and are collectively referred to as the “serial deadspace", with total volume VD.
  • a proportion of the inspired gas mixture is distributed to, and expired from, a separate alveolar gas compartment which is not in contact with the pulmonary blood, known as
  • V Q the volume of the gas G present in the lung
  • Veff G is the effective lung volume
  • PA G is the alveolar partial pressure of G.
  • Veff G is determined by the alveolar gas volume (VA) along with the volume of lung tissue (VL) and the solubility of the gas in lung tissue (SL 0 ), and therefore is different for gases of different solubilities.
  • a method for estimating Veff G is described below, or it can be determined from the capacitance equation (14) below.
  • V G Changes in V G can only occur due to changes in the rate of arrival of the gas G at the alveolar compartment in inspired gas and mixed venous blood and/or its removal in pulmonary end-capillary blood or expired alveolar gas.
  • rate of change of the dV G volume of G in the lung ( '-) is given by at
  • V G is the net rate by the patient of uptake of G from, or elimination of G to, an external breathing system ("gas exchange"), with each paired inspiration and expiration ("breath”).
  • a positive value for V G represents net uptake of G by the lung from the breathing system, and a negative value represents net elimination of G to the breathing system, with any given breath at time t.
  • Cv G is the fractional content of G in mixed venous blood.
  • S G is the blood gas partition coefficient of G (Ostwald coefficient, frequently designated by the symbol ⁇ ) which reflects the solubility of G in blood, and is known for most inert gases that can be administered to patients, including anaesthetic gases.
  • equation (8) the terms on the left hand side of equation (8) equal the mass balance of the gas G (net uptake or elimination) at the mouth, and represent uptake or elimination by the body of the gas G.
  • this the metabolic production rate of carbon dioxide by the body (V co t ody )-
  • Equation (8) contains three unknowns, Veff G Cv G and Qc .
  • the left hand terms are measurable non-invasively if, as stated above (in relation to CO 2 ), the end-tidal partial pressure ( PE 0 ) is used as a non-invasive approximation for PA 0 .
  • Veff G includes alveolar deadspace in the lung.
  • Equation (10) allows Qc to be determined as follows.
  • Successive measurements are taken of the relevant variables at two points in time, for example two separate breaths, before and after producing an acute change in V 0 and PE G ' .
  • Equation (12) is referred to herein as the calibration equation.
  • Veff G can be determined, if Qc is known, by transposing Equation (11) to solve for Veff G :
  • Equation (13) is referred to herein as the capacitance equation.
  • Veffa is best determined using measured data from the first breath of each half cycle immediately after determining Qc from Equation (12) (i.e., on breaths i+1 an ⁇ j+1), at which point dPE G /dt is greatest.
  • VeJf 0 is largely independent of Qc when applied at the appropriate time, for the reasons described below, so that the dominant term in the numerator of equation (13) is the first term, representing the measured gas exchange.
  • a mutual solution to equations (12) and (13) is obtained from an iterative method.
  • Qc at breath / ( Qc 1 ) can be determined as follows.
  • Equation (17) is referred to herein as the continuity equation.
  • Cv G can be estimated from equations (9) and (10) as:
  • Equations (17) and (18) are interdependent functions of each other, and can be solved iteratively.
  • the solution gives values for Qc k and Cv G , which represent the point of balance in the interdependent relationship between pulmonary blood flow and mixed venous gas content.
  • VeJf 0 can initially be estimated using one of the alternatives described below. This allows estimation of Qc using the calibration equation (12). VeJf 0 can subsequently be determined using the capacitance equation.
  • equations (11) to (18) ignore the presence of a difference between PA 0 and PE 0 , which arises from the presence of alveolar deadspace.
  • equation (4) and previously described differential Fick methods (Gedeon et al 1980, Capek and Roy, 1988), the capnodynamic method described herein shares the advantage that this difference largely cancels out in the denominator, since
  • V 0 is the difference in the volume of G inspired ( Vi 0 ) and that expired ( VE 0 ) with each breath, so that
  • V 0 VI 0 - VE 0 (19)
  • Vi 0 and VE 0 can be measured in a number of ways.
  • the ideal approach allows immediate measurement with each breath.
  • Total gas flow rate is measured using a pneumotachograph, or other device for the measurement of gas flow within a hollow tube (such as a differential pressure transducer, hot wire anemometer, turbine anemometer or other device).
  • Gas concentration is measured by sidestream sampling or inline measurement by a rapid gas analyser.
  • Suitable gas analysers include infrared absorption devices, photoacoustic devices, mass spectrometers, paramagnetic devices, Raman scatter analysers or other devices.
  • the volume of the gas G inspired and expired with each breath is obtained by multiplying flow by concentration point by point in time, and integrating the resultant waveform with respect to time. Accuracy is improved by compensating for transport delay (with sidestream sampling) and response time of the gas analyser. For example, if inspiration takes place between times tj and t 2 , and expiration between t ⁇ and t 3
  • Vl 1 and V ⁇ t are the measured total gas flow rates at time t during inspiration and expiration respectively.
  • P Q is the measured partial pressure of G at the point of gas sampling at time t.
  • Total gas flow measurement can be determined by measuring the concentration of a marker gas M fed into the gas stream at a known flow rate. This is usually an insoluble gas such as nitrogen, argon or sulphur hexafluoride, which is not taken up by the lungs. For example, the expiratory total gas flow rate at time t can be measured from
  • VE ⁇ is the known flow rate of the marker gas M
  • PEM t its measured partial pressure at time t.
  • the inspiratory total gas flow rate can be determined from a similar equation.
  • VE 1 can be determined by:
  • PEM 1 is the mean partial pressure of M in mixed expired gas.
  • This provides a mean expired flow measurement which may be more stable and accurate than the dynamic tidal flows determined by equations of the form of equation (20) to (22), because rapid signal sampling and more complex data processing can be dispensed with. However this can be expected to dampen the response of the gas exchange measurement to the breath by breath changes in gas exchange preferred for the capnodynamic method.
  • a potentially useful approximation for the volume of expired CO 2 with each breath can be obtained from the delivered tidal volume, adjusted for deadspace, and multiplied by the measured fractional concentration of alveolar CO 2 .
  • S G is known for most inert gases that can be administered to patients, including anaesthetic gases.
  • S 0 is a constant but may be modified by patient temperature; however S 0 can be adjusted for this. Values for S 0 for commonly available inert gases suitable for use in patients are set out in Tables 1 and 2 below.
  • PE Q ' can be measured at the end of each expired breath from a standard expirograph tracing for G.
  • a typical expirograph for CO 2 is shown in Figure 6.
  • the value of PE 0 is taken from a defined point on the plateau of the expirograph waveform, reflecting the end- expired (end-tidal) partial pressure of G. For CO 2 , this lies at or near the top of the curve for each breath.
  • Veff G is determined by the alveolar gas volume (VA) along with the volume of lung tissue ( VL ) and the solubility of the gas in lung tissue ( SL 0 ). It will therefore be different for gases of different solubilities. Determination of Veffa by the capacitance equation has been described above.
  • VT tidal volume
  • This flow of blood which engages in gas exchange with the inspired alveolar gas, is the "non-shunt” or "effective pulmonary capillary blood flow” Qc .
  • mixed venous blood that bypasses the alveolar gas compartment (“shunt” Qs ) will mix with this pulmonary end-capillary blood to form arterial blood, which travels to the body tissues as the cardiac output (Qt).
  • a gas species G enters the compartment in inspired gas and mixed venous blood and is removed from it in pulmonary end-capillary blood or expired alveolar gas.
  • VeJf 0 the effective volume of distribution of a gas in the lung, is determined by VA , VL and the solubility of the gas in lung tissue ( SL 0 ). These parameters can be estimated from body height, weight, sex and other patient demographic data and the known solubility of the gas in lung tissue.
  • the solubility coefficient of CO 2 in lung tissue has been measured to be approximately 2.7 (Sackner, Khalil and DuBois 1964).
  • the solubility coefficients of various other gases in lung tissue are listed in Tables 1 and 2 below. Where not specifically available, the blood/gas partition coefficient for the gas (S 0 ) provides a useful approximation of its lung tissue partition coefficient ( SL G ).
  • Veff G is modified by the presence of shunt, which can be significant in anaesthetised or critically ill patients.
  • Those areas of lung that contain shunted blood do not contribute to gas exchange, and therefore do not contribute to the effective volume of distribution of gas, such as CO 2 , which diffuses from blood into the alveolar gas compartment.
  • VL the volume of lung tissue
  • BSA body surface area
  • VA 0.825 5.18- /ft+ 0.11- - ⁇ r -23 -6.24 (A3) 3.34 ⁇ Ht
  • M is a modifier for the patient's sex: M is 3.34 for males and 2.86 for females.
  • the scaling factor 0.825 represents the decrease in lung volume that occurs in all patients when anaesthetised (Nunn 1993).
  • Equation (A3) provides a value for the patient's resting lung volume, but can be augmented further by an adjustment for the tidal volume (Vf).
  • VA is the time weighted mean of the value obtained from equation (A3) and that value can be augmented by VT, as follows:
  • VA VA + VT - (I- ⁇ ) (A4)
  • VA is the inspiratory to expiratory ratio of each breath, typically 1 :2 or 0.33.
  • VA is further modified by an adjustment (AVA) representing the proportion of alveolar gas volume contained in shunting areas of the lung.
  • AVA adjustment
  • the distribution of VL is assumed to parallel that of blood volume. Overall VL is roughly 5/6 of the blood volume, so that from Brudin:
  • Veff G VA - AVA + VL ⁇ SL 0 (A6)
  • Veffco 2 VA - A VA + VL .
  • the concentration of gas in the alveolar deadspace is always the same as in the inspired gas mixture, and does not alter in response the changes in alveolar ventilation or gas exchange.
  • PE G already reflects the volume weighted partial pressures of G from both alveolar and alveolar deadspace compartments, Veff G is not further reduced in proportion to the alveolar deadspace volume.
  • a standard method of measurement of Veff G is by insoluble inert gas dilution ("washin"). This is used in established methods for measurement of Qc by inert soluble gas uptake, such as acetylene or nitrous oxide rebreathing techniques (Cander and Forster 1959, Petrini et al 1978, Hook et al 1982, Gabrielsen et al 2002).
  • An insoluble gas which is not absorbed significantly by the blood, is administered simultaneously with the soluble gas.
  • the measured change in concentration of the insoluble gas reflects the dilution of the inspired gas mixture throughout the effective lung volume, enabling the determination of VA.
  • Estimation of VL is also required and this is done by other methods, such as extrapolation of soluble gas concentration change to time zero for the manoeuvre, to indicate uptake by lung tissues, which is assumed to be rapid compared with uptake by the blood.
  • Such techniques can be applied to estimation of Veff G , either as an initial "once off or as an intermittent manoeuvre, as part of a continuous cardiac output measurement system, such as the system described herein.
  • Pulmonary shunt (Qs I Qt) can be determined according to the traditional shunt equation. This determines Qs as a proportion of total pulmonary blood flow Qt , i.e., the shunt
  • Cc 1 ⁇ 2 , Ca Q2 and Cv 02 are O 2 fractional contents in "ideal" pulmonary end capillary blood, systemic arterial blood and mixed venous blood, respectively.
  • Cv 0 can be measured invasively from mixed venous blood sampling from a pulmonary artery catheter, which may be equipped with a photometric probe to measure mixed venous O 2 saturation Sv 0 .
  • Sv 0 or Cv 0 can be simply assumed or estimated.
  • the shunt fraction can be determined as follows (Peyton et al 2004):
  • V 0 ⁇ is the measured O 2 uptake by the lungs.
  • Cc'o and CQ Q can be determined or measured using minimally invasive methods.
  • Cd ' Q can be determined from "ideal" alveolar O 2 partial pressure ( PA Q2 ), obtained from the alveolar air equation:
  • PA ⁇ 2 Pl o 2 - ⁇ j ⁇ (AlO)
  • P ⁇ 02 can also be obtained from other equations, such as the modification of the alveolar air equation of Filley, Macintosh and Wright (Nunn 1993) which allows for the volume effects of uptake of other gases (such as nitrous oxide) during anaesthesia.
  • Cc 1 Q 2 is determined from P ⁇ 02 using one of a number of methods, such as that of Kelman
  • Ca Q can be estimated continuously and non-invasively from Sp 0 obtained from pulse oximetry, using the same equation:
  • a system for determining cardiac output as described herein can advantageously incorporate a pulse oximeter, with oximetry probe attached to the patient, and/or indwelling arterial oximetry or blood gas probe and processor, alongside a gas analyser, allowing continuous estimation of shunt fraction as described above. Greater accuracy may be obtained from arterial blood gas sampling to directly measure Cag 2 and/or Pa 02 .
  • V 0 can be measured directly by a similar method to that described above for V G using equations (19) to (23), but is most simply approximated from the measured mean VE 00 divided by an assumed value for the respiratory quotient (typically 0.8).
  • Total pulmonary blood flow Qt (cardiac output) is the sum of Qc and Qs .
  • Continuous measurement of Qt as described above allows continuous estimation of mixed venous O 2 saturation Sv 0 , a useful marker of tissue perfusion and the adequacy of O 2 delivery to the tissues. This is done by transposing the Fick equation for O 2 :
  • Sp 0 J 2 obtained from pulse oximetry, allows Sa 0 to be non-invasively measured for this purpose.
  • CO 2 is the preferred gas to measure, since it is present under all physiological conditions, and administration of the gas to the patient is not required. For this reason, the method is referred to as the "capnodynamic" method (the prefix capno refers to CO 2 ) in the described embodiment, although other expired gases can be used instead, or as well.
  • Inert gases have the advantage that they obey Henry's law i.e., that the relationship of partial pressure to content in solution in the blood is linear: that is, they have a linear dissociation curve, and the partition coefficient S for these gases is constant.
  • This is not the case for CO 2 which has an alinear dissociation curve in blood which is influenced by a number of physiological factors, including the patient's haemoglobin, temperature, oxygenation and acid-base status.
  • S co is in fact the slope of the tangent to the solubility curve for CO 2 at the operative point, and obtainable by a number of different methods. The preferred method is described below.
  • S COl quantitates the relationship between partial pressure of CO 2 in alveolar gas and the content of CO 2 in end-capillary blood. This relationship is the dissociation curve of CO 2 , and is affected by a number of physiological variables. These include the acid base status of the blood, reflected by the pH, Base excess and the plasma bicarbonate concentration (HCO 3 " ), as well as the blood temperature (T), haemoglobin (Hb) concentration. In addition, the carriage of CO 2 on haemoglobin has an interdependent relationship to the degree of oxygenation of the haemoglobin as measured by the arterial haemoglobin O 2 saturation (SpO 2 ).
  • the independent input variables are as follows:
  • PA QQ2 PA QQ2 partial pressure
  • Pdco 2 can be measured by arterial blood gas sampling, and this can be performed as an initial "once off measurement (since the degree of alveolar deadspace tends to remain fairly constant in an anaesthetised patient), which effectively "calibrates" the method for that patient.
  • This can be repeated intermittently with further sampling, or performed on a continuous basis using continuous arterial blood gas analysis via an indwelling arterial probe specifically designed for the purpose.
  • Such devices and probes for continuous arterial blood gas analysis are currently available and can be integrated into a cardiac output measurement system based on the capnodynamic method described herein.
  • Qc can be determined from uptake of one or more inert anaesthetic gases G and simultaneously determined from the elimination of CO 2 . It is also possible to use oxygen (O 2 ) as the measurement gas G because O 2 uptake (V 0 ) can be measured as described above in a similar manner to any other inspired gas.
  • O 2 oxygen
  • V 0 O 2 uptake
  • the use of O 2 presents greater difficulties for the determination of Qc by these equations due to the possibility of significant variations in the value of S for O 2 under different physiological conditions. This arises from the fact that O 2 carriage in the blood is almost entirely via its attachment to haemoglobin, and also from the highly alinear shape of the O 2 -haemoglobin dissociation curve.
  • a system for monitoring cardiac output includes a rapid gas analyser 804 (Datex Capnomac Ultima, Datex-Ohmeda, Finland), a gas flow transducer 806 (Validyne Corp, USA), a Fleisch pneumotachograph 808 (Hans Rudolf Corp, USA) (or other gas flow measurement device), including side stream gas concentration sampling port for the gas analyser 804, and a cardiac output monitor 810.
  • the system is also interconnected with a typical anaesthesia delivery system, including an anaesthesia machine 812, a ventilator 802 (Bear AV, 500, USA), and breathing circuit 813, connected to a common mouthpiece or other gas pathway of the breathing circuit, which is attached to a patient in order to provide gas to lungs 814 of the patient, and to receive exhaled gas from those lungs 814.
  • a typical anaesthesia delivery system including an anaesthesia machine 812, a ventilator 802 (Bear AV, 500, USA), and breathing circuit 813, connected to a common mouthpiece or other gas pathway of the breathing circuit, which is attached to a patient in order to provide gas to lungs 814 of the patient, and to receive exhaled gas from those lungs 814.
  • the cardiac output monitor 810 executes a method for monitoring cardiac output that determines at least Qc ; the effective pulmonary capillary blood flow of the patient, and preferably also the total cardiac output of the patient, on a quasi-continuous, breath-by- breath basis.
  • the cardiac output monitor 810 is a standard computer system such as an Apple 7200 personal computer manufactured by Apple Corporation, and the cardiac output monitoring method is implemented in software.
  • the computer 810 includes at least one processor 1002, random access memory 1004, at least one input/output interface 1006 for interfacing with the ventilator 802, the gas analyser 804, and the flow transducer 806, a keyboard 1008, a pointing device such as a mouse 1010, and a display 1011.
  • the cardiac output monitor 810 also includes the Labview 4.01 software development application 1012, available from National Instruments, USA, and the cardiac output monitoring method is implemented as one or more software modules developed using the Labview software application 1012, being the cardiac output modules 1014 stored on non-volatile (e.g., hard disk) storage 1016 associated with the computer system 810.
  • the various components of the cardiac output monitoring system can be distributed over a variety of locations and in various combinations, and that at least part of the cardiac output monitoring method could alternatively be implemented by one or more dedicated hardware components such as application-specific integrated circuits (ASICs).
  • ASICs application-specific integrated circuits
  • a system for monitoring cardiac output includes a length or loop of deadspace tubing opened to or closed from the breathing circuit by a partial rebreathing valve 1202 whose operation is controlled by the cardiac output monitor 810, via a valve controller 1204. Additionally, the gas analyser 804, gas flow transducer 806, and cardiac output monitor 810 are provided in a single housing or chassis 1206 to provide an integral, stand-alone cardiac output monitoring system that can be attached to any standard anaesthesia delivery system.
  • components 804, 806, and 810 are notionally the same as those in the previous embodiment shown in Figure 8, it will be apparent that when those components are combined within a single chassis 1208, it may alternatively be preferable to select alternative versions of these components to make the integrated stand-alone system more compact and to improve its ergonomics.
  • the pneumotachograph/gas sampling line 808 is positioned between the patient's lungs 814 and the partial rebreathing valve 1202, and consequently Equation (19) should be used to determine the uptake or elimination of CO 2 because the patient will rebreath a substantial amount of exhaled CO 2 with each inspired breath.
  • Equation (19) should be used to determine the uptake or elimination of CO 2 because the patient will rebreath a substantial amount of exhaled CO 2 with each inspired breath.
  • the partial rebreathing valve 1202 is alternatively located between the patient's lungs 814 and the pneumotachograph/gas sampling line 808, the simpler Equation (24) can be used because the amount of rebreathed CO 2 will be substantially reduced in this arrangement.
  • the cardiac monitor 810 receives gas analysis data from the rapid gas analyser 804, and gas flow data from the flow transducer 806.
  • the cardiac monitor 810 also generates and outputs ventilator control data to control the ventilator 802 and thereby the alveolar ventilation of the patient's lungs 814.
  • the ventilator could be independently configured to adjust the alveolar ventilation in a predetermined manner, and to provide an output signal to the cardiac monitor 810 to indicate these changes.
  • the cardiac output monitoring method begins at step 1102 by beginning the cyclic alternation of alveolar ventilation, and the periodic measurement of the partial pressure and volume of the gas species G of interest.
  • Total flow rates are measured by the flow transducer 806, which generates gas flow data and sends that data to the cardiac monitor 810.
  • the gas breathed by the patient is analysed by the rapid gas analyser 804, which generates gas analysis data, and sends that data to the cardiac monitor 810 for processing.
  • the gas flow data and the gas analysis data are generated and sent to the cardiac monitor 810 in real-time on a breath by breath basis.
  • the cardiac output monitor processes the gas analysis data to determine the partial pressure of the gas species G of interest (typically CO 2 ), and compares the partial pressure data for the current half cycle of ventilation with the previous half cycle.
  • a test is performed to determine whether the pattern of cyclic change in partial pressure appears to be stable, which would indicate that the effective pulmonary capillary blood flow is also stable. If this is the case, then at the last breath of the current half-cycle, Qc is determined using the calibration equation at step 1108. Since the current half-cycle is now complete, at step 1110, the next half-cycle is commenced by changing the level of alveolar ventilation. At the first breath of the new half-cycle, the effective lung volume of gas species G is determined using the capacitance equation at step 1112. As described above, the determination of Veffn ⁇ s performed at this point to produce the most accurate value.
  • the system determines the effective pulmonary capillary blood flow of the patient on a quasi-continuous, breath-by-breath basis.
  • the system also determines the shunt blood flow as described above, and adds the two values together to obtain updated values for the total cardiac output of the patient. These values are continually updated and displayed on the system monitor 1011 to allow medical or nursing staff to non-invasively monitor the patient's cardiac output during surgery, critical care, and other related procedures.
  • V G and PE 0 are produced by inducing sudden changes in the level of alveolar ventilation of the lungs on a continuous basis. This can be achieved in a number of ways. In patients who are undergoing controlled ventilation by an automated ventilator, such as patients under anaesthesia or in intensive care, a stepwise change can be made in the tidal volume, as shown in Figure 1. Alternative approaches are to alternate respiratory rate (either by alternating overall rate, I:E (inspiratory to expiratory) ratio or the duration of end-expiratory pause, or similar mechanism). These methods will generally require automated control of an electronic ventilator, as shown in the embodiment of Figure 8.
  • the alternative embodiment of the cardiac output monitoring system shown in Figure 12 produces changes in the level of the alveolar ventilation by intermittently introducing a volume of serial deadspace into the breathing system, by opening and closing a partial rebreathing valve 1202 attached to a length or loop of deadspace tubing. By altering VD, the level of alveolar ventilation is altered in the opposite direction. This method can be used in patients who are not undergoing controlled ventilation, but are breathing spontaneously.
  • V 0 and PE 0 by means other than altering alveolar ventilation, e.g., by intermittently adding a gas species G (CO 2 or other gas) to the inspired gas mixture to alter its inspired concentration, in which case equations of the form of (11) to (18) will apply instead.
  • G gas species
  • the cyclic alternation of alveolar minute ventilation between higher and lower levels is repeated on an ongoing basis for as long as cardiac output monitoring is required. This permits ongoing recalibration using the calibration equation as frequently as possible, provided that cardiac output and lung gas exchange are sufficiently stable (see timing considerations, below).
  • the higher and lower levels of alveolar ventilation are each considered to constitute a half cycle of the cyclic ventilation.
  • a stepwise change can be made in the alveolar ventilation level and maintained at that level for 6 breaths (half cycle), and then return to the previous level and maintained at that level for a further 6 breaths.
  • the total cycle length is therefore 12 breaths, but this can be varied to more or less.
  • each half cycle is limited by the magnitude of the change in CV Q induced by each change.
  • a persistent change in CV Q will produce progressively increasing errors in the values determined by both the calibration and continuity equations.
  • brief changes are expected to cause smaller fluctuations in Cv Q , but if too brief (fewer than 3 breaths or so), are likely to degrade the accuracy of the calibration equation.
  • the change in the alveolar ventilation is typically of the order of 50% or so (e.g., cyclic changes in tidal volume, or in the volume of serial deadspace in the breathing system, of 20OmL or so, or changes in respiratory rate of 5 breaths/min) although smaller or larger relative changes can be used.
  • the larger the change the greater the acute change in the variables measured to determine cardiac output ( V G and PE G ).
  • Improved accuracy and precision of the determined cardiac output are expected from this, although practical limitations apply to the size of the tidal volumes or breath to breath intervals that can be used safely in a patient.
  • the mean value of alveolar ventilation (midway between high and low levels) is preferably such that the overall minute ventilation remains at the desired level for the patient.
  • the rate of change of P Ej 3 can be estimated from the measured change of PE G ' over a series of 3 breaths whose duration is measured by a timer.
  • the pattern of change over the 3 breaths can be analysed using an appropriate least squares analysis technique, and assuming that the change follows an exponential washin/washout pattern, to obtain the
  • Figures 1 to 5 show typical data for the time course of changes in CO 2 elimination by the lungs for one measurement cycle.
  • the data was generated from a computer model of tidal gas exchange which incorporates realistic physiological distributions of ventilation and blood flow in the lung, giving typical values for pulmonary shunt and deadspace. Values for independent input variables were nominated which were typical for a ventilated patient.
  • the resting alveolar lung volume VA was 2.0 L
  • lung tissue volume VL was 0.6 L.
  • Sackner Sackner et al, 1964
  • the solubility coefficient of CO 2 in lung tissue ( SL CQ2 ) was taken to be 2.7. Tidal volume alternated between 400 and 600 mL/min at a rate of 10 breaths/min.
  • Cardiac output was 5.0 L/min.
  • Mean CO 2 production by the body was approximately 140 mL/min.
  • Shunt Qs was approximately 10% of the cardiac output. To represent realistic levels of measurement imprecision for measured parameters, a random noise function with specified standard deviation was superimposed on the output data.
  • Figure 1 shows the measured expired tidal volume VE with each breath.
  • the first 6 breaths of the half cycle (numbered 1 to 6) are at 400 mL tidal volume.
  • the next 6 breaths are at 600 mL, completing one measurement cycle.
  • Figure 2 shows the corresponding VE 00 values
  • Figure 3 the corresponding PE C ' O values
  • dPE C ' 0 the corresponding values.
  • dt the corresponding values
  • a first condition is that PE 0 for each breath remains stable within set limits (typically 0.5 mmHg for CO 2 ) for a given number of breaths or duration of time (typically over 10-12 breaths or approximately 1 minute).
  • the second condition is that, where cyclic alteration in alveolar ventilation is carried out in a continuing fashion, which will produce cyclic fluctuations in PE 0 , as illustrated in Figure 3, the pattern of change in measured PE Q ' within each half cycle is similar to that of the preceding half cycle. This is determined by comparing the shape of the curve PE 0 versus breath (see Figure 3) for each half cycle.
  • the curve for the current half cycle can be inverted and normalised at its first breath to match that from the preceding half cycle.
  • the curve for the current half cycle can be compared to the corresponding half cycle of the previous cycle. Stability in other indirect indicators of in cardiac output, such as blood pressure and V 0 measurement, can also be evaluated as well.
  • the calibration equation is used, to determine Qc . Where cyclic alteration in alveolar ventilation is carried out in a continuing fashion, this is done at the end of the current half cycle. Where ventilation has been stable, a cycle of alteration in alveolar ventilation is initiated first. For the calibration equation, breath i is at the end of the previous half cycle, and breath j at the end of the current half cycle. To improve the dP ⁇ ' reliability (precision) of the measurement, PE 0 , V G and — can be averaged over the
  • the capacitance equation (equation (13) for inspired gas G, or equation (26) for CO 2 ): The capacitance equation is used to determine Veff G at the start of each half cycle, on the breath immediately following of the last breath of the previous half cycle that was used to determine Qc from the calibration equation, assuming that Qc has not significantly changed between these successive breaths.
  • breath i+1 is the first breath of the previous half cycle
  • breath 7+ 7 the first breath of the current half dP ⁇ ' cycle, since washin or washout of G is fastest and therefore — [ s greatest at this point, dt as shown in Figure 4.
  • VeJf 0 is relatively insensitive to Qc at this point, since the difference between P ⁇ G at breaths /+/ and 7+ 7 tends to be relatively small, and the dominant term in the numerator of equation (12) is the term containing the measured V co .
  • VeJf 0 is a relatively stable physiological variable, a moving average of individual determinations of VeJf 0 can be made to improve its accuracy and precision.
  • the continuity equation (equation (17) for inspired gas G, or equation (27) for CO 2): For each breath k within the current half cycle, the continuity equation is used to determine Qc for that breath (Qc k ). Qc k is determined from the measured parameters for breath k and from Qc 1 and the measured parameters for breath i. Breath / can be any recent breath corresponding to when Qc was determined. Although the previous value of Qc is described herein as being determined by use of the calibration equation, it will be apparent that the value of Qc 1 could alternatively be determined using any method.
  • a moving average of Qc k can be used. Firstly, Qc k is averaged with the value from the identical point of the previous half cycle. Secondly, the last 3-6 such values are averaged. This process has the effect of delaying the responsiveness of the system to real-time changes in cardiac output, but provides substantially more stable results. Technical improvements in measurement of input parameters which reduce random measurement imprecision may allow shorter averaging or none at all, thereby improving the real-time responsiveness of the system.
  • Qt cardiac output
  • Qt cardiac output
  • Qs pulmonary shunt blood flow
  • Shunt blood flow is by definition that proportion of total pulmonary blood flow which does not engage in gas exchange with alveolar gas and so is not measured by techniques based upon lung gas exchange measurement.
  • lung shunt flow can be estimated by any one of a number of methods.
  • Total pulmonary blood flow Qt (cardiac output) is the sum of Qc and Qs .
  • FIG. 5 shows the determined cardiac output Qt for the measurement period. The breaths at which the calibration equation was evaluated are indicated (the end of each half cycle). The continuity equation was evaluated at all other breaths.
  • Figure 6 shows the simulated patient's capnography tracing over the measurement period. This is the expirogram for CO 2 partial pressure ( P cc , 2 ) measured at the level of the endotracheal tube in a ventilated patient. It shows the fluctuation in P co in real-time within each breath and from breath to breath and is a standard monitoring method for anaesthetised patients. It can be seen that the fluctuations in the end-tidal point ( PE C ' Q2 ) caused by the alternating tidal volume are only apparent upon close inspection. Any disturbance to the patient's normal cardio-respiratory function induced by the ventilatory manoeuvre will be negligible.
  • the calibration equation was evaluated at the end of each half cycle and the resulting values are shown ("calibration eq").
  • the continuity equation was evaluated with each breath. Both the raw Qt determined from the continuity equation (“continuity eq”) and with 6 breath averaging (“continuity eq averaged”) are shown.

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Abstract

This invention relates to a method and system for monitoring cardiac output of a subject. Described are a method and system for measuring effective pulmonary capillary blood flow (or non-shunt pulmonary blood flow) and total pulmonary blood flow (or cardiac output) on a continuous, breath-by-breath basis. Effective pulmonary capillary blood flow for a given breath is used to determine effective pulmonary capillary blood flow for a subsequent breath.

Description

PULMONARY CAPNOD YNAMIC METHOD FOR CONTINUOUS NONINVASIVE MEASUREMENT OF CARDIAC OUTPUT
Field The present invention relates to the measurement of cardiac output, in particular to a method and system for monitoring cardiac output of a subject, and a method and system for measuring effective pulmonary capillary blood flow (or non-shunt pulmonary blood flow), Qc , and total pulmonary blood flow (or cardiac output), Qt . The invention allows the measurement of these parameters in a non-invasive manner, and to be measured breath by breath in a substantially continuous manner.
Background
Cardiac output (total pulmonary blood flow) is the rate at which blood is pumped by the heart to the body. Along with the blood pressure, it fundamentally reflects the degree of cardiovascular stability and the adequacy of perfusion of vital organs. Knowledge of the cardiac output will not itself provide a diagnosis of a patient's condition, but can provide information useful in making a diagnosis. Monitoring cardiac output is most important where cardiovascular instability is threatened, such as during major surgery and in critically ill patients. In these situations "moment to moment" or continuous monitoring is most desirable, since sudden fluctuations and rapid deterioration can occur, for instance, where sudden blood loss complicates an operation.
In contrast to cardiac output monitoring, real time monitoring of arterial blood pressure is readily performed via an indwelling peripheral arterial line. Because of its availability, minimally invasive nature and relative safety, continuous blood pressure monitoring via an arterial line has become almost routine during major surgery. In contrast, continuous monitoring of cardiac output is still not performed routinely during anaesthesia and critical care in the absence of a safe, non-invasive and accurate method.
The established techniques for measurement of cardiac output, such as pulmonary thermodilution via a pulmonary artery catheter, are invasive and associated with occasional but serious complications, such as pulmonary artery rupture, or are time consuming and heavily operator dependent, as in the case of Doppler echocardiography. Improvements in this field are taking place, such as the development of pulse contour techniques, transpulmonary thermodilution and improved thoracic bioimpedance devices, but these all have limitations, such as poor accuracy under clinical conditions, the need for repeated calibration, invasive central or peripheral cannulation, or are simply unsuitable for patients during surgery and critical care who are intubated or ventilated.
Techniques based on pulmonary gas exchange measurement are among the oldest methods used for cardiac output measurement, and are attractive because of their potentially noninvasive nature. Recent refinements have produced systems or devices based on inert gas uptake (Innocor, Innovision, Denmark), partial CO2 rebreathing (NICO, Novametrix, USA) and differential lung ventilation via a double lumen endobronchial tube (the throughflow method). (Gabrielsen et al 2002, Capek and Roy 1988, Robinson et al 2003). However, none of these alternatives allows truly continuous and non-invasive cardiac output monitoring. It follows that it would be useful to provide at least a useful alternative, or advantageous method and system for monitoring cardiac output of a subject, and in particular a non-invasive, continuous (breath by breath) measurement method and system suitable for routine use in patients undergoing general anaesthesia or in intensive care.
Summary
It has now been found that effective pulmonary capillary blood flow ( Qc ) measured or otherwise determined for a given breath "i" (Qci ) can be used to determine Qc of a subsequent breath "k" (Qck). This permits continuous, ongoing, breath-by-breath monitoring of Qc , and of acute changes in Qc . This represents a substantial departure from the prior art methods based upon pulmonary gas exchange measurement listed above, which make discrete measurements of δc at spaced points in time, based on the assumption that Qc remains stable during each measurement. Accordingly, in one aspect the present invention provides a method for monitoring cardiac output of a subject, the method including: determining an effective pulmonary capillary blood flow of said subject at a first time on the basis of an effective pulmonary capillary blood flow of said patient at an earlier time, pulmonary uptake or elimination of a breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and a solubility of said gas species in blood of said subject.
Preferably, the method includes measuring said net rates of pulmonary uptake or elimination of said gas species G at respective breaths of said subject.
Preferably, the method includes measuring said partial pressures substantially at the end- tidal point of respective breaths of said subject.
Preferably, the method includes performing said step of determining at successive breaths of said subject to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow of said subject.
Preferably, the method includes determining cardiac output of said subject at said first time by adding shunt blood flow of said subject to said effective pulmonary capillary blood flow.
Preferably, the method includes determining said shunt blood flow of said subject.
Preferably, said method includes measuring rates of change of alveolar partial pressures of said gas species, in lungs of said subject at each of said first time and said earlier time. Preferably, said step of determining includes determining (Qc k) , the effective pulmonary capillary blood flow for a breath k, according to:
Figure imgf000005_0001
where F0. and F0 k are the net rates of pulmonary uptake or elimination of said gas species G at breaths i and k, respectively Qc1 is the effective pulmonary capillary blood flow for an earlier breath /, Cv0 and Cv0. are the mixed venous gas contents at breaths k and ft '
/, PE' Gk and PE' G) are the alveolar (end-tidal) partial pressures of gas species G at breaths k and i, PB is barometric pressure, Veffa is an effective lung volume of gas species G, SG is a partition coefficient for said gas species G in blood of said subject, and dPE'oj/dt and dPEOk/dt are the rates of change of said partial pressures between successive breaths at the times of breaths i and k, respectively.
Preferably, the method includes determining said effective pulmonary capillary blood flow of said patient at said earlier time on the basis of partial pressures of said gas species at respective breaths of said subject, rates of change of said partial pressures at said respective breaths, net uptakes or eliminations of said gas species in lungs of said subject at said respective breaths, a solubility of said gas species in blood of said subject, and an effective lung volume of said patient for said gas species; wherein an alveolar ventilation of said subject at an initial breath of said respective breaths is substantially different from an alveolar ventilation of said subject at a subsequent breath of said respective breaths.
Preferably, alveolar ventilation of said subject is repeatedly alternated between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths. Preferably, the method includes determining said effective lung volume of said subject for said gas species on the basis of an effective pulmonary capillary blood flow of said patient, a solubility of said gas species in blood of said subject, rates of changes in alveolar partial pressures of said gas species in lungs of said patient at respective times, and net uptakes or eliminations of said gas species in lungs of said subject at respective times.
Preferably, said rates of change and said net uptakes or eliminations are each determined at an initial time and a subsequent time, wherein alveolar ventilation of said subject at said initial time is substantially different from an alveolar ventilation of said subject at said subsequent step.
Preferably, said effective lung volume is determined at one or more first breaths of a plurality of breaths at a changed level of alveolar ventilation.
Preferably, the method includes repeatedly performing said step of determining said effective lung volume at a plurality of breaths of said subject.
Preferably, said first level of alveolar ventilation constitutes a first half-cycle of a cyclic alternation of alveolar ventilation, said second level of alveolar ventilation constituting a second half-cycle of said cyclic alternation of alveolar ventilation; and the method further includes:
(i) performing, for one or more last breaths of said first half-cycle of alveolar ventilation, said step of determining said effective pulmonary capillary blood flow of said patient at said earlier time to determine a first effective pulmonary capillary blood flow;
(ii) performing said step of determining said effective lung volume of said subject for one or more first breaths of one of said half-cycles of alveolar ventilation; and (iii) performing, at each remaining breath of said second half-cycles, said step of determining said effective pulmonary capillary blood flow on the basis of said first effective pulmonary capillary blood flow.
Preferably, the method includes repeating steps (i) to (iii) to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow.
Preferably, the method includes determining a cardiac output of said subject on the basis of said effective pulmonary capillary blood flow to provide breath-by-breath monitoring of said cardiac output of said subject.
Advantageously, the method may be executed by a computer system having means for receiving gas species and gas flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at said first time and said earlier time; and means for processing said gas species data to determine said effective pulmonary capillary blood flow of said subject at said first time.
The present invention also provides a system for monitoring cardiac output of a subject having components for executing the steps of any one of the above processes.
The present invention also provides a computer-readable storage medium having stored thereon program instructions for executing the steps of any one of the above processes.
The present invention also provides a system for monitoring cardiac output of a subject, including: means for receiving gas species and flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at a first time and an earlier time; and means for processing said gas species and flow data and solubility data representing a solubility of said gas species in blood of said subject to determine an effective pulmonary capillary blood flow of said subject at said first time; wherein said effective pulmonary capillary blood flow of said subject at said first time is determined on the basis of an effective pulmonary capillary blood flow of said patient at said earlier time, pulmonary uptake or elimination of said breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and said solubility of said gas species in blood of said subject.
Preferably, the system includes means for cyclically alternating alveolar ventilation of said subject between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths.
Advantageously, the system may also include means for operating a valve to selectively introduce a serial deadspace for gas breathed by said subject.
Advantageously, the system may further include a gas analyser for analysing gas breathed by said subject; and a gas flow device for determining flow of said gas breathed by said subject.
Advantageously, said subject may be a human being.
Preferably, said gas species includes CO2.
In another aspect, the present invention provides a method for measuring the effective pulmonary capillary blood flow in a subject including:
providing the subject with alveolar ventilation by ventilation of the lungs of the subject;
determining the effective pulmonary capillary blood flow, (Qc), the pulmonary uptake or elimination of a gas species G, (VG ) , and the alveolar (end-tidal) partial pressure of gas G (PE'o) for a breath "/"; determining the pulmonary uptake or elimination of gas species G, the alveolar partial pressure of gas G for a subsequent breath "k"; and
determining the effective pulmonary blood flow for breath k (Qc k) according to "continuity equation"
Figure imgf000009_0001
where PB is barometric pressure, Veffo is effective lung volume of gas G, and SG is the solubility of gas G in blood.
This continuity equation assumes that the mixed venous gas content (Cv0) at breath k has not changed significantly from that at breath / such that Cv0 = Cv0. . To allow for fluctuations in Cv0 , the continuity equation can be modified as follows:
Figure imgf000009_0002
where
Figure imgf000009_0003
and
Figure imgf000010_0001
This modification assumes instead that the subject's body tissue absorption or metabolic production of G, VGbodyl , is not significantly changed between breaths "/" and "&".
Preferably, Qc ,- is determined as follows.
The method may include a calibration step, made when the method makes a determination, that the cardiac output and lung gas exchange is sufficiently stable. Preferably, the calibration step is performed by solving the following "calibration equation" to obtain effective non-shunt pulmonary blood flow (Qc). For any two breaths / and j made at different levels of alveolar ventilation,
dPε
PB-VG, -VG]-VeffG - '' G, dPE\ GJ dt dt
Qc =
Figure imgf000010_0002
]
Preferably, breaths / and j are sufficiently close in time to one another that CVQ and Qc can be assumed to have not changed substantially.
Accordingly, in a further aspect the invention provides a method for measuring the effective pulmonary capillary blood flow in a subject including:
providing constant alveolar ventilation to the subject for a plurality of breaths; determining the pulmonary uptake or elimination of a gas species G ( ^a ), and the alveolar
(end-tidal) partial pressure of gas G (P E' G ) at a breath "z" during said period of constant alveolar ventilation;
inducing a change in the alveolar ventilation of the subject and providing constant alveolar ventilation to the subject for a plurality of breaths at the changed level of alveolar ventilation;
determining the pulmonary uptake or elimination of gas G and, the alveolar partial pressure of gas G, at a subsequent breath "j"
calculating the effective pulmonary blood flow Qc by solving the calibration equation
dPε< dPE< Gj
PB \V, G, Voλ-VeffG dt dt Qc = vhv^'J
where PB is barometric atmospheric pressure, Veffa is the effective lung volume of gas, G, and Sg is the solubility coefficient in blood of G;
determining the pulmonary uptake or elimination of gas species G and the alveolar partial pressure of gas G for a subsequent breath "k"; and
determining the effective pulmonary blood flow for breath k (Qc ^) according to a continuity equation
Figure imgf000012_0001
where Qc j = Qc .
As before, the continuity equation can be modified to allow for differences in the mixed venous gas content between breaths / and k.
The changes in alveolar ventilation can be introduced at arbitrary or discrete intervals to permit determination of the calibration equation to obtain Qc where cardiac output and lung gas exchange is stable, Preferably these changes are induced in a continuous alternating cyclic manner, so that computation of the calibration equation to obtain Qc can be done at every opportunity where cardiac output and lung gas exchange is stable.
It will be convenient to further describe the invention with reference to such continuous alternating/cyclic alveolar ventilation of the subject, with each period of alveolar ventilation at a particular level constituting a half cycle. Preferably a cycle comprises from 6 to 20 breaths of the subject, typically 12 breaths; a half cycle being half of this number of breaths. However all that is required is that periods of alveolar ventilation at one level are followed by periods of alveolar ventilation at a different level, and for the purposes of measurement of pulmonary blood flow, any period of alveolar ventilation at a particular level can be considered to constitute a "half cycle" if it is followed and/or proceeded by a period of alveolar ventilation at a different level. Similarly, any two adjacent periods of alveolar ventilation at different levels can constitute a full cycle.
Preferably the method induces alternating cyclic changes in alveolar ventilation by the modulation of an automatic ventilator to alternate tidal volumes, overall rate, the inspiratory to expiratory ratio or the duration of end-expiratory pause, or by alternating the volume of serial deadspace in the breathing system using an automated valve or similar device.
Preferably, breaths / andy occur within a single cycle, with breath i occurring in the first half cycle and breathy occurring in the second half cycle. Preferably, breaths i andy occur at periods within the half cycle during which washin or washout of G in the lung is minimised, as this minimises error in the determination of Qc due to any inaccuracy in estimation of Veffij. This will not normally occur until at least two or three breaths following a change in alveolar ventilation. The number of breaths required for stabilisation will be greater when there is a larger change in the level of alveolar ventilation or lower cardiac output.
To alleviate this source of error, the method may also include the step of determining effective lung volume ( VeffG) with each breath and using the determined value VeffG when solving the calibration equation. Preferably Veffg is determined by solving the following equation, hereinafter referred to as the "capacitance equation":
Figure imgf000013_0001
Preferably Veffg is calculated from the capacitance equation on one or more breaths immediately following the calibration equation, using the same input variables and the value for Qc determined by the calibration equation.
Preferably, the continuity equation is used with each subsequent expired breath k, whenever the calibration equation is not used to determine effective non-shunt pulmonary blood flow (Qc k) in terms of Qc ,- as described above. Preferably, once Qc (effective or "non-shunt" pulmonary capillary blood flow) has been determined for any given breath Jc, shunt pulmonary blood flow (Qs ) is determined as described below, and then cardiac output (Qt ) for that breath is determined, being the sum of Qc and Qs .
The gas species G can be an inert gas species administered to the patient by inhalation or otherwise. Alternatively, the gas species G can be a physiological respired gas species, preferably carbon dioxide (CO2). For convenience, embodiments of the invention are hereinafter described with reference to the use of CO2 as the gas G. However it is to be understood that other physiological gas species can also be used. Preferably, the value of S in blood for CO2 ( SQQ ) is determined by differentiating standard equations relating the content of CO2 in blood to its partial pressure, as described below.
Preferably, the method includes the use of a data averaging or smoothing function to determine the Qc or Qt of the subject.
In another aspect of the invention, there is provided apparatus and a system for performing the method of the invention.
Accordingly the invention provides apparatus for measuring effective pulmonary capillary blood flow in a subject comprising:
one or more breathing systems for ventilating lungs of the subject;
ventilation adjustment means for rapidly adjusting alveolar ventilation between two or more levels;
a rapid gas analyser and gas flow measuring device to allow measurement of alveolar (end- tidal) partial pressure and pulmonary uptake or elimination of a gas species G; a data processor with inputs to receive data from the rapid gas analyser and gas flow measuring device, said processor being configured to determine Qc from gas species data received relating to a breath i taken at alveolar ventilation level / and a breath j taken at alveolar ventilation level/, levels / andy representing ventilation levels before and after an adjustment respectively, the determination being made according to the calibration equation:
Figure imgf000015_0001
where PB is barometric atmospheric pressure, Veffo is the effective lung volume of gas, G, and SG is a solubility coefficient in blood of G;
and wherein the processor is further configured to use the value of Qc determined from the calibration equation (Qci ) and data received relating to a breath k, to determine the effective pulmonary capillary blood flow for breath k according to the continuity equation:
Figure imgf000015_0002
where PB is barometric pressure, Veffo is effective lung volume of gas G, and SG is the solubility of gas G in blood; and
means for communicating to an operator of the system at least an indication of at least one of effective pulmonary capillary blood flow and cardiac output for breath k. Advantageously, said means may include one or more visual or audio display device(s).
The apparatus may have other components and the processor may have other functions to assist in the breath by breath measurement of effective pulmonary capillary blood flow or cardiac output. For example, the processor may also be configured to determine the effective lung volume of gas species G according to the capacitance equation described herein. The apparatus may also have input means for inputting the haemoglobin content of the subject and the processor may also have an input for receiving data from a device for measuring arterial oxygen content, such as a pulse oximeter, and/or for measuring pH and/or arterial CO2 partial pressure. These would be of assistance in allowing the processor to determine the shunt fraction of pulmonary blood flow using standard methods, thereby allowing the processor to determine the cardiac output of the subject, and to improve the accuracy of determination of Qc and to allow concurrent monitoring of the patient's metabolic acid-base status and lung function.
The apparatus or system preferably automatically displays and records relevant data in real time.
Brief Description of the Drawings
Preferred embodiments of the invention are hereinafter described, by way of example only, with reference to the accompanying drawings, in which:
Figures 1 to 6 described below show typical measured input and determined output data for a subject where CO2 is used as measurement gas G to continuously determine cardiac output Qt on a breath-by-breath basis in accordance with a preferred embodiment of the invention.
Figure 1 is a graph which depicts the measured expired tidal volume VE (in litres) with each breath of the measurement cycle, in accordance with a preferred embodiment of the invention in which cyclic variation in delivered tidal volume is used to produce cyclic changes in alveolar ventilation of the patient's lungs
Figure 2 is a graph which depicts the measured mean rate of elimination of CO2 with each breath ( VE00 in litres/min) over the same measurement cycle shown in Figure 1. Figure 3 is a graph which depicts the measured end-expired (end-tidal) partial pressure of CO2 (PE(JQ in mmHg). over the same measurement cycle shown in Figure 1.
UPEQ1 0 Figure 4 is a graph which depicts the determined rate of change of PEC' O ( ), over
the same measurement cycle shown in Figure 1 , on which is indicated the points at which effective lung volume for CO2 ( Veffcθ2 ) can be determined using the capacitance equation if Qc is stable.
Figure 5 is a graph which depicts the determined cardiac output Qt (in litres/min) over the same measurement cycle shown in Figure 1, following adjustment of Qc for pulmonary shunt. The points at which the calibration and continuity equations are used are indicated. Figure 6 depicts a capnography tracing (the expirogram for CO2) over the same measurement cycle shown in Figure 1.
Figure 7 depicts a simulated measurement of cardiac output Qt over a 10 minute period in which a sudden drop in actual ("target") Qt takes place. The graph shows that the continuity equation closely follows the target Qt . In contrast, as expected, the calibration equation does not accurately compute the cardiac output for the first 2 minutes following the change in Qt . This because the assumptions inherent in application of the calibration equation, that cardiac output is stable within a measurement cycle, do not hold true during the acute change in Qt .
Figure 8 is a schematic diagram of a system for monitoring cardiac output in accordance with one preferred embodiment of the present invention, wherein the system controls a ventilator to produce changes in alveolar ventilation.
Figure 9 is a graph of cardiac output data generated by the system, representing the cardiac output of an anaesthetised and ventilated sheep, together with simultaneous measurements made with an ultrasonic aortic or pulmonary artery flow probe in the sheep. Figure 10 is a block diagram of a cardiac output monitor of the system. Figure 11 is a flow diagram of a preferred embodiment of a method for monitoring cardiac output executed by the system.
Figure 12 is a schematic diagram of an alternative preferred embodiment of a system for monitoring cardiac output, in which the system controls the operation of a partial rebreathing valve and rebreathing loop to produce changes in alveolar ventilation by altering the volume of serial deadspace in the breathing circuit.
Detailed Description of the Preferred Embodiments
The capnodynamic method is the name that has been given to a new technique for automated and continuous determination of cardiac output (total pulmonary blood flow) on a breath-by-breath basis. It is non-invasive and is suitable for use in patients during anaesthesia or in critical care, who are intubated with either an endotracheal tube, endobronchial tube, or laryngeal mask airway or similar airway management device.
The method is based on the uptake or elimination of carbon dioxide (CO2) and/or other gases by the lungs. The prefix capno used in this specification refers to use of measurement of CO2 to determine cardiac output. CO2 is the preferred gas to measure since it is present under all physiological conditions. However, other expired gases, such as anaesthetic gases being administered to the patient, can be used instead, or at the same time. Consequently, the use of the prefix capno should not be understood as limiting the invention to the use of CO2. More generally, the method is referred to as a method for monitoring cardiac output.
With every breath, the rate of elimination of CO2 by the lungs, and consequently the partial pressure of CO2 in gas expired from the lungs at the end of a breath, the end-expired partial pressure (referred to as end-tidal partial pressure), is measured in real time. These are the measured inputs used by the capnodynamic method. The method can achieve quasi- continuous measurement of cardiac output by application, with each of a plurality of successive breaths, of the "continuity equation" described below. This measures change in cardiac output relative to a baseline measurement of cardiac output with its accompanying inputs.
The baseline cardiac output measurement may be obtained by a number of methods, but the preferred means is by application of the "calibration equation". This uses the same inputs as the continuity equation, but these are measured while the level of alveolar ventilation of the lungs is changed. This can be done one or more times, or continuously, repeatedly alternating between higher and lower levels of alveolar ventilation in a cyclic manner. Making a sudden change in alveolar ventilation also allows lung volume to be determined from the same measured inputs, using the "capacitance equation" described below.
The underlying theory of the capnodynamic method is outlined below. The method has been developed with the assistance of theoretical computer modelling of lung gas exchange. An automated measurement system, which is suitable for use in patients, is also described below, together with the results of bench tests.
Background and Existing Techniques for Pulmonary Blood Flow Measurement using CO2 Elimination by the Lungs Non-shunt ("effective") pulmonary capillary blood flow Qc is that part of the total pulmonary blood flow (cardiac output, Qt ) which engages in gas exchange with an inspired gas mixture in the lung. Qc can be related to measured CO2 elimination by the lungs V00 by a variation of the Fick equation:
Figure imgf000019_0001
where CC'CQ2 and CvCo2 are the fractional contents of CO2 in pulmonary end-capillary and mixed venous blood, respectively. Since the pulmonary end-capillary blood and alveolar gas can be considered to be in equilibrium with one another, Cc1Co2 can ^e related to the content of CO2 in the alveolar gas mixture if the solubility of CO2 in blood is known, so that
Figure imgf000020_0001
where PACOI is the alveolar partial pressure of CO2 and PB is the atmospheric pressure corrected for the presence of water vapour at body temperature (47mmHg at 370C). Sco is the blood-gas partition coefficient of CO2, a constant representing the solubility of CO2 in blood under the conditions present in the patient at that time.
To permit non-invasive measurement, measured partial pressure of CO2 in end-tidal gas ( PEC' O ) is used as an approximation of PACO :
Figure imgf000020_0002
Equation (3) is not directly solvable, because CVQQ is a second unknown term. CVQQ can only be directly measured by invasive mixed venous blood sampling via a pulmonary artery catheter. However, it can be estimated from changes in expired alveolar gas induced by certain unusual respiratory manoeuvres such as breath holding or rebreathing of expired gas (Defares 1958; Kim, Rahn and Farhi 1966; Russell et al 1990). Moreover, CVQQ can be eliminated from consideration under such conditions if two simultaneous equations of the form of (3) are generated, during which both Cv QQ and Qc are assumed to remain unchanged. This is known as the differential Fick approach (Capek and Roy 1988). If separate sets of measurements are made at times ti and t under conditions that provide substantial changes in lung CO2 elimination at these times, then it can be shown that
Qc = V∞*x Vco>'2 (4)
-J^ " \PE'co2n -pE'co2t2 )
In particular, this equation allows Qc to be determined by changing the alveolar minute ventilation, which alters both Vco and PE' QQ acutely. This can be achieved a number of means. The first method used in the past was to make a stepwise change in the respiratory rate (Gedeon et al 1980). An alternative method, referred to as partial CO2 rebreathing, is to introduce a change in the serial deadspace, while holding tidal volume constant, thereby effectively reducing the alveolar ventilation (Capek and Roy, 1988). This is the technique used by the NICO device (Novametrix, USA).
The acute change in Vco and PEC' O rapidly levels out as washin or washout of CO2 from alveolar gas and lung tissue stores briefly approaches a new steady state level (Gedeon et al 1980, Capek and Roy, 1988). However, the change in alveolar ventilation begins to alter the content of CO2 in the mixed venous blood, CVQQ , which has been assumed constant in order to derive equation (4). This becomes evident from measured alveolar CO2 partial pressure after one body recirculation time, typically within a minute or so (Gedeon et al 1980). Consequently, the measurements for equation (4) are made prior to this point to avoid inaccuracy.
An important limitation of methods based on equations of the basic form of equation (4) is that they assume steady state gas exchange and stable Qc . Consequently, non-steady state gas exchange would invalidate such methods. For example, a change in CVQQ between the two measurements due to the change in alveolar ventilation would invalidate the method and it would be necessary to wait some minutes before repeating the measurement to allow Cv QQ to achieve a steady state level again, otherwise the accuracy of equation
(4) would be impaired. This limitation precludes the use of existing methods, for frequent (breath to breath) determination of pulmonary blood flow. For this reason it has not been previously possible to provide quasi-continuous (breath to breath) monitoring of pulmonary blood flow.
The Capnodynamic Method
The following description applies to any gas species "G" present in the alveolar gas mixture. To explain the concepts, a simplified model of the lung is used, wherein the lung is considered to be a single compartment consisting of alveolar gas and lung tissue and pulmonary capillary blood in equilibrium with one another.
With each tidal breath, gas enters the compartment during inspiration and leaves during expiration, a process known as "alveolar ventilation". The volume of each breath is the
"tidal volume" (Vf). This volume of breath first passes through the length of the larger conducting airways of the lung, which do not contribute to gas exchange with the blood, and are collectively referred to as the "serial deadspace", with total volume VD. A proportion of the inspired gas mixture is distributed to, and expired from, a separate alveolar gas compartment which is not in contact with the pulmonary blood, known as
"alveolar deadspace", with volume VDA.
Mixed venous blood from the body tissues arrives at the lung compartment and, after achieving equilibrium with the alveolar gas mixture in the pulmonary capillaries, leaves as pulmonary end-capillary blood. This flow of blood, which engages in gas exchange with the inspired alveolar gas, is the "non-shunt" or "effective pulmonary capillary blood flow" Qc . In addition, mixed venous blood which bypasses the alveolar compartment ("shunt" Qs ) will mix with this pulmonary end-capillary blood to form arterial blood, which travels to the body tissues as the cardiac output (Qt ). A gas species G enters the lung compartment in inspired gas and mixed venous blood, and is removed from it in pulmonary end-capillary blood and expired alveolar gas.
At any time t, the volume of the gas G present in the lung ( VQ ) is given by
Figure imgf000023_0001
where VeffG is the effective lung volume, and PAG is the alveolar partial pressure of G.
VeffG is determined by the alveolar gas volume (VA) along with the volume of lung tissue (VL) and the solubility of the gas in lung tissue (SL0 ), and therefore is different for gases of different solubilities. A method for estimating VeffG is described below, or it can be determined from the capacitance equation (14) below.
Changes in VG can only occur due to changes in the rate of arrival of the gas G at the alveolar compartment in inspired gas and mixed venous blood and/or its removal in pulmonary end-capillary blood or expired alveolar gas. Thus the rate of change of the dVG volume of G in the lung ( '-) is given by at
jt _ PA
= Qc - CvG + V - Qc - SG - G1
(6) dt PB
where VG is the net rate by the patient of uptake of G from, or elimination of G to, an external breathing system ("gas exchange"), with each paired inspiration and expiration ("breath"). A positive value for VG represents net uptake of G by the lung from the breathing system, and a negative value represents net elimination of G to the breathing system, with any given breath at time t. Cv G is the fractional content of G in mixed venous blood. SG is the blood gas partition coefficient of G (Ostwald coefficient, frequently designated by the symbol λ) which reflects the solubility of G in blood, and is known for most inert gases that can be administered to patients, including anaesthetic gases.
Since, from (5)
dVGt = dPAG{ VeffG dt dt PB
then substituting in (6) and transposing gives:
dPAo, VeffG PAΓ
- - VV00 == QQcc -- CCvv00 -- QQcc .- SS60 --^- (8) dt PB PB
During periods of stability, the terms on the left hand side of equation (8) equal the mass balance of the gas G (net uptake or elimination) at the mouth, and represent uptake or elimination by the body of the gas G. For CO2, this equals the metabolic production rate of carbon dioxide by the body (Vco tody)-
Equation (8) contains three unknowns, VeffG CvG and Qc . The left hand terms are measurable non-invasively if, as stated above (in relation to CO2), the end-tidal partial pressure ( PE0 ) is used as a non-invasive approximation for PA0 . In this case VeffG includes alveolar deadspace in the lung. Thus:
dt PB G Gbody G ^ G PB
Transposing to solve for the unknown mixed venous term gives
Figure imgf000025_0001
The calibration equation
Equation (10) allows Qc to be determined as follows.
Successive measurements are taken of the relevant variables at two points in time, for example two separate breaths, before and after producing an acute change in V0 and PEG' .
This is done by inducing a sudden change in the level of alveolar ventilation of the lungs, where Cv Q and Qc are assumed to have not changed. It is then possible to determine Qc from two simultaneous equations of the form of equation (10). The determination is simplified with little loss of accuracy if VeJf0 is assumed to be constant throughout the measurement period.
Specifically, for two breaths i and/ which are sufficiently close in time to one another that CVQ and Qc are assumed to have not changed,
Figure imgf000025_0002
Therefore
Figure imgf000026_0001
SG . [PE< -Pε< Gj]
(12)
Equation (12) is referred to herein as the calibration equation.
The capacitance equation
A number of available methods allow the estimation of Veffa (as described below) in humans. In addition, VeffG can be determined, if Qc is known, by transposing Equation (11) to solve for VeffG :
VeffG (13)
Figure imgf000026_0002
Equation (13) is referred to herein as the capacitance equation. Veffa is best determined using measured data from the first breath of each half cycle immediately after determining Qc from Equation (12) (i.e., on breaths i+1 anάj+1), at which point dPEG/dt is greatest.
Note that VeJf0 is largely independent of Qc when applied at the appropriate time, for the reasons described below, so that the dominant term in the numerator of equation (13) is the first term, representing the measured gas exchange. A mutual solution to equations (12) and (13) is obtained from an iterative method. As described in Sainsbury et al, A reconciliation of continuous and tidal ventilation gas exchange models, Resp Physiol 1997; 108: 89-99, the lung volume can be additionally corrected for deadspace (VD), as follows: VeG = VeffG + -(VD + VT) using an assumed VD, typically 1/3 of the VT.
The fractional mixed venous gas content (Cv0 ) is then determined for breath ? (or/) from equation (10):
Cv as = S0
Figure imgf000027_0001
The continuity equations
Accurate determination of rapidly changing cardiac output with each breath is not possible using equation (12), where the assumption that Qc is constant is not correct. Furthermore, because a change in Qc will induce a change in Cv Q , Cv Q cannot be assumed to be constant either. However, it is possible to describe the relationship between both Qc and Cv Q and measured input parameters, using appropriate mass balance equations. Changes in Qc and Cv Q from breath to breath can then be determined iteratively.
If measured inputs for a previous breath / have been recorded, and Qc at breath / ( Qc1 ) has been previously determined, from the calibration equation (12) for example, Qc at a subsequent breath k ( Qck ) can be determined as follows.
From equation (10), for breath /:
Figure imgf000027_0002
and for breath k: PE' dPE' Veffa Vn.
Cv Gt = S0 + (16)
PB dt Qck - PB Qc k
Combining equations (15) and (16) and transposing to solve for Qc k in terms of Qc i gives:
Figure imgf000028_0001
Equation (17) is referred to herein as the continuity equation.
Assuming that uptake or elimination of the gas species G by body tissues is constant from breaths i to k, then CvG can be estimated from equations (9) and (10) as:
Figure imgf000028_0002
Equations (17) and (18) are interdependent functions of each other, and can be solved iteratively. The solution gives values for Qck and CvG, which represent the point of balance in the interdependent relationship between pulmonary blood flow and mixed venous gas content.
This system of equations allows for changes in Qc to be determined on a quasi-continuous breath by breath basis from a series of other terms, all of which can be readily measured non-invasively. VeJf0 can initially be estimated using one of the alternatives described below. This allows estimation of Qc using the calibration equation (12). VeJf0 can subsequently be determined using the capacitance equation.
It should be noted that equations (11) to (18) ignore the presence of a difference between PA0 and PE0 , which arises from the presence of alveolar deadspace. However, in common with equation (4), and previously described differential Fick methods (Gedeon et al 1980, Capek and Roy, 1988), the capnodynamic method described herein shares the advantage that this difference largely cancels out in the denominator, since
PE0, - PE0. * PA0. - PA0 .
Measurement of input parameters for equations (11) to (18)
For any given breath, V0 is the difference in the volume of G inspired ( Vi0 ) and that expired ( VE0 ) with each breath, so that
V0 = VI0 - VE0 (19)
Both Vi0 and VE0 can be measured in a number of ways. The ideal approach allows immediate measurement with each breath.
Total gas flow rate is measured using a pneumotachograph, or other device for the measurement of gas flow within a hollow tube (such as a differential pressure transducer, hot wire anemometer, turbine anemometer or other device). Gas concentration is measured by sidestream sampling or inline measurement by a rapid gas analyser. Suitable gas analysers include infrared absorption devices, photoacoustic devices, mass spectrometers, paramagnetic devices, Raman scatter analysers or other devices. The volume of the gas G inspired and expired with each breath is obtained by multiplying flow by concentration point by point in time, and integrating the resultant waveform with respect to time. Accuracy is improved by compensating for transport delay (with sidestream sampling) and response time of the gas analyser. For example, if inspiration takes place between times tj and t2, and expiration between t and t3
Figure imgf000030_0001
and
Figure imgf000030_0002
where Vl1 and Vβt are the measured total gas flow rates at time t during inspiration and expiration respectively. PQ is the measured partial pressure of G at the point of gas sampling at time t.
Total gas flow measurement can be determined by measuring the concentration of a marker gas M fed into the gas stream at a known flow rate. This is usually an insoluble gas such as nitrogen, argon or sulphur hexafluoride, which is not taken up by the lungs. For example, the expiratory total gas flow rate at time t can be measured from
VEI = ?≡L . PB (22)
PEM1 where VE ^ is the known flow rate of the marker gas M, and PEM t its measured partial pressure at time t. The inspiratory total gas flow rate can be determined from a similar equation.
Improved accuracy of measurement of total gas flow rates, and therefore of VG , can be obtained if flow and gas concentration are measured at other locations in the breathing system, where tidal variations in gas concentration have been removed by thorough mixing of expired gas prior to sampling (such as by presence of a length of mixing tubing, mixing box, mechanical baffles or agitator, such as a fan, in the breathing circuit). Thus VE1 can be determined by:
Figure imgf000031_0001
where PEM1 is the mean partial pressure of M in mixed expired gas. This provides a mean expired flow measurement which may be more stable and accurate than the dynamic tidal flows determined by equations of the form of equation (20) to (22), because rapid signal sampling and more complex data processing can be dispensed with. However this can be expected to dampen the response of the gas exchange measurement to the breath by breath changes in gas exchange preferred for the capnodynamic method. A potentially useful approximation for the volume of expired CO2 with each breath can be obtained from the delivered tidal volume, adjusted for deadspace, and multiplied by the measured fractional concentration of alveolar CO2.
Other methods of measurement of gas exchange that are less ideal but possible to employ include volume displacement methods in which the change in volume of a calibrated device such as concertina bag or spirometer is measured over a known time span to obtain net gas uptake from a circuit. These and other methods can be used for the measurement of gas exchange by the lungs. SG is known for most inert gases that can be administered to patients, including anaesthetic gases. S0 is a constant but may be modified by patient temperature; however S0 can be adjusted for this. Values for S0 for commonly available inert gases suitable for use in patients are set out in Tables 1 and 2 below.
PEQ' can be measured at the end of each expired breath from a standard expirograph tracing for G. A typical expirograph for CO2 is shown in Figure 6. The value of PE0 is taken from a defined point on the plateau of the expirograph waveform, reflecting the end- expired (end-tidal) partial pressure of G. For CO2, this lies at or near the top of the curve for each breath.
Determination of VeffQ
VeffG is determined by the alveolar gas volume (VA) along with the volume of lung tissue ( VL ) and the solubility of the gas in lung tissue ( SL0 ). It will therefore be different for gases of different solubilities. Determination of Veffa by the capacitance equation has been described above.
Alternative methods for the determination of VeffG are described below. These may be used, for instance, to initially estimate Veffo prior to its first determination by the capacitance equation.
(i) Determination of VeffG by estimation from published data
The method described below uses published data (McDonnell and Seal 1991, Brudin et al
1994). However a number of different methods are known and accepted for use to estimate lung volume and can be used with the capnodynamic method described herein. The method is derived from the simplified model of the lung referred to above, i.e., a single compartment consisting of alveolar gas and lung tissue and pulmonary capillary blood in equilibrium with one another. The volume of the alveolar gas is VA and the volume of lung tissue is VL. With each tidal breath, gas enters the compartment during inspiration, and leaves during expiration. The volume of each breath is the "tidal volume" (VT), Mixed venous blood from the body tissues arrives at the compartment, and after achieving equilibrium with the alveolar gas mixture in the pulmonary capillaries, leaves as pulmonary end-capillary blood. This flow of blood, which engages in gas exchange with the inspired alveolar gas, is the "non-shunt" or "effective pulmonary capillary blood flow" Qc . In addition, mixed venous blood that bypasses the alveolar gas compartment ("shunt" Qs ) will mix with this pulmonary end-capillary blood to form arterial blood, which travels to the body tissues as the cardiac output (Qt). A gas species G enters the compartment in inspired gas and mixed venous blood and is removed from it in pulmonary end-capillary blood or expired alveolar gas.
VeJf0 , the effective volume of distribution of a gas in the lung, is determined by VA , VL and the solubility of the gas in lung tissue ( SL0). These parameters can be estimated from body height, weight, sex and other patient demographic data and the known solubility of the gas in lung tissue.
SLCQ , the solubility coefficient of CO2 in lung tissue has been measured to be approximately 2.7 (Sackner, Khalil and DuBois 1964). The solubility coefficients of various other gases in lung tissue are listed in Tables 1 and 2 below. Where not specifically available, the blood/gas partition coefficient for the gas (S0) provides a useful approximation of its lung tissue partition coefficient ( SLG).
Table 1. Approximate values for S0 (blood gas partition coefficient) and SLG (lung tissue gas partition coefficient) for commonly available inert gases suitable for use in patients. Values given are at 370C.
Figure imgf000033_0001
Figure imgf000034_0001
Table 2. Approximate values for Sg (the blood gas partition coefficient) and SLG
(the lung tissue gas partition coefficient) for other inert gases which may be suitable for use in patients. Values given are at 370C.
Figure imgf000034_0002
However, for a gas which is eliminated by the lung, VeffG is modified by the presence of shunt, which can be significant in anaesthetised or critically ill patients. Those areas of lung that contain shunted blood do not contribute to gas exchange, and therefore do not contribute to the effective volume of distribution of gas, such as CO2, which diffuses from blood into the alveolar gas compartment.
VeffG can be estimated for adults as follows. VL, the volume of lung tissue, is typically 0.5 litres, and for simplicity can be assumed to be proportional to body surface area (BSA). However, once again, those areas of lung tissue contained in shunting regions of the lung will not contribute to effective lung volume. So that:
Figure imgf000035_0001
with
Wt - Ht
BSA = (A2) 36
where Wt is the body weight in kg, Ht is the height in metres, and the shunt fraction (Qs I Qt) can be determined as set out further below.
From the data of McDonnell and Seal (McDonnell and Seal 1991) for adults:
M
VA = 0.825 5.18- /ft+ 0.11- -^r -23 -6.24 (A3) 3.34 ^Ht
where M is a modifier for the patient's sex: M is 3.34 for males and 2.86 for females. The scaling factor 0.825 represents the decrease in lung volume that occurs in all patients when anaesthetised (Nunn 1993).
Equation (A3) provides a value for the patient's resting lung volume, but can be augmented further by an adjustment for the tidal volume (Vf). VA is the time weighted mean of the value obtained from equation (A3) and that value can be augmented by VT, as follows:
VA = VA + VT - (I-Έ) (A4)
where LE is the inspiratory to expiratory ratio of each breath, typically 1 :2 or 0.33. VA is further modified by an adjustment (AVA) representing the proportion of alveolar gas volume contained in shunting areas of the lung. This will generally be a small proportion, but can be estimated from the data of Brudin (Brudin et al 1994) which relates the distribution of gas volume to blood volume in the lung. For the sake of simplicity, the distribution of VL is assumed to parallel that of blood volume. Overall VL is roughly 5/6 of the blood volume, so that from Brudin:
AVA - 0.05 - AVA] (A5)
Figure imgf000036_0001
This equation is evaluated iteratively to solve for AVA given the value for VL and shunt fraction, which can be determined as described further below. Finally:
VeffG = VA - AVA + VL ■ SL0 (A6)
For CO2:
Veffco2 = VA - A VA + VL . SLCOI (Al)
The concentration of gas in the alveolar deadspace is always the same as in the inspired gas mixture, and does not alter in response the changes in alveolar ventilation or gas exchange. However, because PEG already reflects the volume weighted partial pressures of G from both alveolar and alveolar deadspace compartments, VeffG is not further reduced in proportion to the alveolar deadspace volume.
Determination of VeffG by inert gas dilution.
A standard method of measurement of VeffG is by insoluble inert gas dilution ("washin"). This is used in established methods for measurement of Qc by inert soluble gas uptake, such as acetylene or nitrous oxide rebreathing techniques (Cander and Forster 1959, Petrini et al 1978, Hook et al 1982, Gabrielsen et al 2002). An insoluble gas, which is not absorbed significantly by the blood, is administered simultaneously with the soluble gas. The measured change in concentration of the insoluble gas reflects the dilution of the inspired gas mixture throughout the effective lung volume, enabling the determination of VA. Estimation of VL is also required and this is done by other methods, such as extrapolation of soluble gas concentration change to time zero for the manoeuvre, to indicate uptake by lung tissues, which is assumed to be rapid compared with uptake by the blood.
Such techniques can be applied to estimation of VeffG , either as an initial "once off or as an intermittent manoeuvre, as part of a continuous cardiac output measurement system, such as the system described herein.
Determination of Shunt Fraction (Qs I Qt) and Mixed Venous Oxygen Saturation
Pulmonary shunt (Qs I Qt) can be determined according to the traditional shunt equation. This determines Qs as a proportion of total pulmonary blood flow Qt , i.e., the shunt
Qs fraction (-^-) , as follows:
Figure imgf000037_0001
where Cc1^2 , Ca Q2 and Cv02 are O2 fractional contents in "ideal" pulmonary end capillary blood, systemic arterial blood and mixed venous blood, respectively. Cv0 can be measured invasively from mixed venous blood sampling from a pulmonary artery catheter, which may be equipped with a photometric probe to measure mixed venous O2 saturation Sv0 . As a non-invasive alternative, Sv0 or Cv0 can be simply assumed or estimated.
Alternatively the shunt fraction can be determined as follows (Peyton et al 2004):
Figure imgf000038_0001
where V0^ is the measured O2 uptake by the lungs.
Cc'o and CQQ can be determined or measured using minimally invasive methods. Cd 'Q can be determined from "ideal" alveolar O2 partial pressure ( PAQ2 ), obtained from the alveolar air equation:
PAθ2 = Plo2 -^jτ (AlO)
where PO^Q2 *s tne arterial CO2 partial pressure, RQ is the respiratory quotient (the ratio of VCOi to V0 ), and Pi0 is the inspired O2 partial pressure which is routinely measured during anaesthesia. P^02 can also be obtained from other equations, such as the modification of the alveolar air equation of Filley, Macintosh and Wright (Nunn 1993) which allows for the volume effects of uptake of other gases (such as nitrous oxide) during anaesthesia.
Cc1Q2 is determined from PΛ02 using one of a number of methods, such as that of Kelman
(Kelman 1966), which incorporate appropriate corrections for patient temperature, pH and CO2 tension.
- i nn -8532.2289- f + 2121.401- P2 -67.073989 - P3 + P4
°2 ~ ' 935960.87- 31346.258 • P + 2396.1674 • P2 - 67.104406• P3 +P4
(Al l) where SA0 is the percentage saturation of haemoglobin with O2 and 0.06^1Og10 J-≥ fS±22L.,+0.024-(37-r)+0.4-(7.4-p/0
P= P^0 40
4O2 - I ' OΛ (A12)
Finally,
SA1 O2
CcW = - • 1.34 - Hb + 0.003 - PA0 (A13)
100
CaQ can be estimated continuously and non-invasively from Sp0 obtained from pulse oximetry, using the same equation:
SPo2 Ca02 = -^f- • 1.34 - Hb+ 0.003 - Pa0, (A14) 100
As described below, a system for determining cardiac output as described herein can advantageously incorporate a pulse oximeter, with oximetry probe attached to the patient, and/or indwelling arterial oximetry or blood gas probe and processor, alongside a gas analyser, allowing continuous estimation of shunt fraction as described above. Greater accuracy may be obtained from arterial blood gas sampling to directly measure Cag2 and/or Pa02 .
V0 can be measured directly by a similar method to that described above for VG using equations (19) to (23), but is most simply approximated from the measured mean VE00 divided by an assumed value for the respiratory quotient (typically 0.8).
Shunt can also be estimated with less accuracy by other methods (Nunn 1993).
Total pulmonary blood flow Qt (cardiac output) is the sum of Qc and Qs . Continuous measurement of Qt as described above allows continuous estimation of mixed venous O2 saturation Sv0 , a useful marker of tissue perfusion and the adequacy of O2 delivery to the tissues. This is done by transposing the Fick equation for O2:
Figure imgf000040_0001
Sp0 J2 obtained from pulse oximetry, allows Sa0 to be non-invasively measured for this purpose.
Use of CO 2 as the measurement gas G
CO2 is the preferred gas to measure, since it is present under all physiological conditions, and administration of the gas to the patient is not required. For this reason, the method is referred to as the "capnodynamic" method (the prefix capno refers to CO2) in the described embodiment, although other expired gases can be used instead, or as well.
Inert gases have the advantage that they obey Henry's law i.e., that the relationship of partial pressure to content in solution in the blood is linear: that is, they have a linear dissociation curve, and the partition coefficient S for these gases is constant. This is not the case for CO2 which has an alinear dissociation curve in blood which is influenced by a number of physiological factors, including the patient's haemoglobin, temperature, oxygenation and acid-base status. Sco is in fact the slope of the tangent to the solubility curve for CO2 at the operative point, and obtainable by a number of different methods. The preferred method is described below.
The determination of Qc is simplified with little loss of accuracy if the slope of the CO2 dissociation curve in blood is treated as uniform across the relatively narrow range of PEQ 1 0 involved in the measurement cycle, giving Sco a single value in the equation. Since CO2 is not present in the inspired gas mixture under normal operating conditions, equation (19) is simplified, as Vi G is zero. This substantially improves the accuracy and precision of gas flow measurement and therefore of the final determination of cardiac output. Therefore, for CO2:
* CO2 ~ ^ ^1CO2 (24)
equation (12) thus becomes
Figure imgf000041_0001
and equation (13) becomes
\ LPE'C C O°2(+, -PE' CO27 +) J I
Veffco, (26)
Figure imgf000041_0002
and equation (17) becomes
Figure imgf000041_0003
(27)
where PE'co2l Veffcθ2 . r* - 9 '∞2, , vj»dyt _ c PE'C°>, I dt PB c°2>
∞U C°2 pB pB CO> pB QCk
(28) and
Figure imgf000042_0001
Determination of SCQ2 :
A preferred method for determining SCOl is described below. However it will be understood that alternative methods can be used.
For the purposes of the method described herein for determining cardiac output, SCOl quantitates the relationship between partial pressure of CO2 in alveolar gas and the content of CO2 in end-capillary blood. This relationship is the dissociation curve of CO2, and is affected by a number of physiological variables. These include the acid base status of the blood, reflected by the pH, Base excess and the plasma bicarbonate concentration (HCO3 "), as well as the blood temperature (T), haemoglobin (Hb) concentration. In addition, the carriage of CO2 on haemoglobin has an interdependent relationship to the degree of oxygenation of the haemoglobin as measured by the arterial haemoglobin O2 saturation (SpO2).
A number of different methods can be used. The one described herein characterizes the dissociation curve of CO2 across a wide range of partial pressures and in the face of widely varying physiological circumstances.
The independent input variables are as follows:
PQ0 this is the measured PEC' O for a given breath (in mmHg) Spθ2 measured by routine pulse oximetry (as %) or from an arterial blood gas sample Base excess this reflects the patient's metabolic acid-base balance (in mmole/1) and is measured from an arterial blood gas sample; if this is unavailable it can be assumed to be zero with little loss of accuracy to the determination of cardiac output T measured patient temperature (0C), as is routine practice in anaesthesia; if this is unavailable, it can be assumed to be 370C with little loss of accuracy to the determination of cardiac output Hb patient haemoglobin concentration in g/dl; an estimate from a recent blood sample is required.
The Hendersen-Hasselbalch equation
Figure imgf000043_0001
is used to determine arterial blood pH from these input variables in conjunction with the following equations of Siggaard-Andersen (Siggaard- Andersen 1974):
Base excess = [1-0 - 037 - Hb]I(HCO3 ' -24 - 41) + (3.71 - Hb + 7 - 7)(pH - 7 - 4)] (A2)
and
ABase excess = 0 • 306 • Hb(I - SpOl ) (Al 6)
These equations are evaluated iteratively to provide a unique value for arterial blood pH for a given Pcc,2 . The published methods of Kelman (Kelman 1966 & 1967) are then used to determine the fractional content of CO2 in blood (CCQ2). SCU2 is the slope of the CO2 dissociation curve
at a given point, and is obtained by differentiating Kelman' s equations, as
Figure imgf000044_0001
follows:
Figure imgf000044_0002
(A17)
where
Figure imgf000044_0003
0.0844 + 0.0094 - 7.4]2
Figure imgf000044_0004
(Al 8)
and
\pH
Figure imgf000044_0005
(A19)
and
Figure imgf000044_0006
where
dlO
= loge10 - [l + 0.00139(38 -r)+ 0.042] - 10/(p//>r) (A21) dpH
and
f(pH, T)= [l+0.00139(38-7>0.042]- 6.086 + 0.00472 ■ (38-T)- 7.4 • (0.00139(38-r)+0.042)
(A22)
and where
CP = B.0307 + 0.00057 • (37- T)+ 0.00002- (37 -T)2~l Pcθ2 • [l + 10/(p//>r)]
(A23)
and
dCP dlO f(PH>T)
= 10.0307 + 0.00057 • (37 - f)+ 0.00002 • (37 - ff 1 1 + l Qf(pH,T)
' + P1 CO7 dR dpH
CO7
(A24)
Computer processing makes evaluation of these complex equations straightforward and immediate. Other or simpler approaches to the determination of the solubility of CO2 in blood may be available, and could be alternatively used.
Correction for alveolar-arterial Pco2 difference:
The use of PEC' O in the denominator of equations (24) and (28) ignores the effect of the presence of alveolar deadspace which gives rise to the difference between P^co2 &ΏUPEC' O2 - Accordingly, the value of SCOϊ , as determined from Equations (Al 5) to
(A24), will be slightly different for these two variables. While the error this causes in the determined values for cardiac output can be expected to be small, some improvement in accuracy may be possible if PAQQ2 is estimated. This can be done by measuring the arterial CO2 partial pressure Pθco2 which is a reasonable approximation of PACQ2 . Pdco2 can be measured by arterial blood gas sampling, and this can be performed as an initial "once off measurement (since the degree of alveolar deadspace tends to remain fairly constant in an anaesthetised patient), which effectively "calibrates" the method for that patient. This can be repeated intermittently with further sampling, or performed on a continuous basis using continuous arterial blood gas analysis via an indwelling arterial probe specifically designed for the purpose. Such devices and probes for continuous arterial blood gas analysis are currently available and can be integrated into a cardiac output measurement system based on the capnodynamic method described herein.
The use of other gases
Any gas which is administered to the patient other than via inhalation, such as by intravascular injection for example, will obey equations of the form of (24) to (29).
Improved accuracy in the determination of Qc can also result from simultaneous measurement of the parameters described above for two or more gases present in the inspired or expired gas mixtures, and these measured parameters used to evaluate equations (12) to (29). For example, Qc can be determined from uptake of one or more inert anaesthetic gases G and simultaneously determined from the elimination of CO2. It is also possible to use oxygen (O2) as the measurement gas G because O2 uptake (V0 ) can be measured as described above in a similar manner to any other inspired gas. However, it should be noted that the use of O2 presents greater difficulties for the determination of Qc by these equations due to the possibility of significant variations in the value of S for O2 under different physiological conditions. This arises from the fact that O2 carriage in the blood is almost entirely via its attachment to haemoglobin, and also from the highly alinear shape of the O2-haemoglobin dissociation curve. A system and method for monitoring cardiac output
As shown in Figure 8, a system for monitoring cardiac output includes a rapid gas analyser 804 (Datex Capnomac Ultima, Datex-Ohmeda, Finland), a gas flow transducer 806 (Validyne Corp, USA), a Fleisch pneumotachograph 808 (Hans Rudolf Corp, USA) (or other gas flow measurement device), including side stream gas concentration sampling port for the gas analyser 804, and a cardiac output monitor 810. As shown in Figure 8, the system is also interconnected with a typical anaesthesia delivery system, including an anaesthesia machine 812, a ventilator 802 (Bear AV, 500, USA), and breathing circuit 813, connected to a common mouthpiece or other gas pathway of the breathing circuit, which is attached to a patient in order to provide gas to lungs 814 of the patient, and to receive exhaled gas from those lungs 814.
The cardiac output monitor 810 executes a method for monitoring cardiac output that determines at least Qc ; the effective pulmonary capillary blood flow of the patient, and preferably also the total cardiac output of the patient, on a quasi-continuous, breath-by- breath basis. In the described embodiment, the cardiac output monitor 810 is a standard computer system such as an Apple 7200 personal computer manufactured by Apple Corporation, and the cardiac output monitoring method is implemented in software. As shown in Figure 10, the computer 810 includes at least one processor 1002, random access memory 1004, at least one input/output interface 1006 for interfacing with the ventilator 802, the gas analyser 804, and the flow transducer 806, a keyboard 1008, a pointing device such as a mouse 1010, and a display 1011. The cardiac output monitor 810 also includes the Labview 4.01 software development application 1012, available from National Instruments, USA, and the cardiac output monitoring method is implemented as one or more software modules developed using the Labview software application 1012, being the cardiac output modules 1014 stored on non-volatile (e.g., hard disk) storage 1016 associated with the computer system 810. However, it will be apparent to those skilled in the art that the various components of the cardiac output monitoring system can be distributed over a variety of locations and in various combinations, and that at least part of the cardiac output monitoring method could alternatively be implemented by one or more dedicated hardware components such as application-specific integrated circuits (ASICs). As shown in Figure 12, in an alternative embodiment, a system for monitoring cardiac output includes a length or loop of deadspace tubing opened to or closed from the breathing circuit by a partial rebreathing valve 1202 whose operation is controlled by the cardiac output monitor 810, via a valve controller 1204. Additionally, the gas analyser 804, gas flow transducer 806, and cardiac output monitor 810 are provided in a single housing or chassis 1206 to provide an integral, stand-alone cardiac output monitoring system that can be attached to any standard anaesthesia delivery system. Although the components 804, 806, and 810 are notionally the same as those in the previous embodiment shown in Figure 8, it will be apparent that when those components are combined within a single chassis 1208, it may alternatively be preferable to select alternative versions of these components to make the integrated stand-alone system more compact and to improve its ergonomics.
In the alternative embodiment shown in Figure 12, the pneumotachograph/gas sampling line 808 is positioned between the patient's lungs 814 and the partial rebreathing valve 1202, and consequently Equation (19) should be used to determine the uptake or elimination of CO2 because the patient will rebreath a substantial amount of exhaled CO2 with each inspired breath. However, if the partial rebreathing valve 1202 is alternatively located between the patient's lungs 814 and the pneumotachograph/gas sampling line 808, the simpler Equation (24) can be used because the amount of rebreathed CO2 will be substantially reduced in this arrangement.
As shown in Figure 8, the cardiac monitor 810 receives gas analysis data from the rapid gas analyser 804, and gas flow data from the flow transducer 806. The cardiac monitor 810 also generates and outputs ventilator control data to control the ventilator 802 and thereby the alveolar ventilation of the patient's lungs 814. However, it will be apparent that alternatively the ventilator could be independently configured to adjust the alveolar ventilation in a predetermined manner, and to provide an output signal to the cardiac monitor 810 to indicate these changes. As shown in Figure 11, the cardiac output monitoring method begins at step 1102 by beginning the cyclic alternation of alveolar ventilation, and the periodic measurement of the partial pressure and volume of the gas species G of interest. Total flow rates are measured by the flow transducer 806, which generates gas flow data and sends that data to the cardiac monitor 810. The gas breathed by the patient is analysed by the rapid gas analyser 804, which generates gas analysis data, and sends that data to the cardiac monitor 810 for processing. The gas flow data and the gas analysis data are generated and sent to the cardiac monitor 810 in real-time on a breath by breath basis. At step 1104, the cardiac output monitor processes the gas analysis data to determine the partial pressure of the gas species G of interest (typically CO2), and compares the partial pressure data for the current half cycle of ventilation with the previous half cycle. At step 1106, a test is performed to determine whether the pattern of cyclic change in partial pressure appears to be stable, which would indicate that the effective pulmonary capillary blood flow is also stable. If this is the case, then at the last breath of the current half-cycle, Qc is determined using the calibration equation at step 1108. Since the current half-cycle is now complete, at step 1110, the next half-cycle is commenced by changing the level of alveolar ventilation. At the first breath of the new half-cycle, the effective lung volume of gas species G is determined using the capacitance equation at step 1112. As described above, the determination of Veffn ιs performed at this point to produce the most accurate value.
Having determined a calibrated value for Qc and an updated value of Veffc ^e continuity equation is now used at each breath in the current half-cycle to determine updated values for Qc for each breath at step 1114. Following the last breath of the half-cycle, the process returns to step 1104 to assess whether Qc is stable, as described above. A calibrated value of Qc is only determined when Qc is stable.
By executing the above steps, the system determines the effective pulmonary capillary blood flow of the patient on a quasi-continuous, breath-by-breath basis. Preferably, the system also determines the shunt blood flow as described above, and adds the two values together to obtain updated values for the total cardiac output of the patient. These values are continually updated and displayed on the system monitor 1011 to allow medical or nursing staff to non-invasively monitor the patient's cardiac output during surgery, critical care, and other related procedures.
The acute changes in VG and PE0 are produced by inducing sudden changes in the level of alveolar ventilation of the lungs on a continuous basis. This can be achieved in a number of ways. In patients who are undergoing controlled ventilation by an automated ventilator, such as patients under anaesthesia or in intensive care, a stepwise change can be made in the tidal volume, as shown in Figure 1. Alternative approaches are to alternate respiratory rate (either by alternating overall rate, I:E (inspiratory to expiratory) ratio or the duration of end-expiratory pause, or similar mechanism). These methods will generally require automated control of an electronic ventilator, as shown in the embodiment of Figure 8.
However, the alternative embodiment of the cardiac output monitoring system shown in Figure 12 produces changes in the level of the alveolar ventilation by intermittently introducing a volume of serial deadspace into the breathing system, by opening and closing a partial rebreathing valve 1202 attached to a length or loop of deadspace tubing. By altering VD, the level of alveolar ventilation is altered in the opposite direction. This method can be used in patients who are not undergoing controlled ventilation, but are breathing spontaneously. It is also possible, although less practical, to produce the acute change in V0 and PE0 by means other than altering alveolar ventilation, e.g., by intermittently adding a gas species G (CO2 or other gas) to the inspired gas mixture to alter its inspired concentration, in which case equations of the form of (11) to (18) will apply instead.
Where cyclic changes in alveolar ventilation are carried out in a continuing fashion, the method inevitably introduces fluctuations in Cv QQ produced by the fluctuations induced in alveolar ventilation, but seeks to minimise the effect of these fluctuations. This can be achieved by continuing alternation of alveolar ventilation at the highest frequency that nevertheless provides accurate results. While a persistent change in alveolar ventilation produces a persistent change in PEC' Q2 and Cv Co, ? brief changes produce smaller fluctuations. Furthermore, the amplitude of the fluctuation in Cv Q0 is damped by the passage of blood through the various vascular beds of the body. It follows that Cv QQ will remain more stable and there will be a reduction of the error in the determined value of Qc if frequent alternation of the level of alveolar ventilation is performed.
The cyclic alternation of alveolar minute ventilation between higher and lower levels is repeated on an ongoing basis for as long as cardiac output monitoring is required. This permits ongoing recalibration using the calibration equation as frequently as possible, provided that cardiac output and lung gas exchange are sufficiently stable (see timing considerations, below). The higher and lower levels of alveolar ventilation are each considered to constitute a half cycle of the cyclic ventilation.
By way of example, a stepwise change can be made in the alveolar ventilation level and maintained at that level for 6 breaths (half cycle), and then return to the previous level and maintained at that level for a further 6 breaths. The total cycle length is therefore 12 breaths, but this can be varied to more or less.
The duration of each half cycle is limited by the magnitude of the change in CVQ induced by each change. A persistent change in CVQ will produce progressively increasing errors in the values determined by both the calibration and continuity equations. In contrast, brief changes are expected to cause smaller fluctuations in Cv Q , but if too brief (fewer than 3 breaths or so), are likely to degrade the accuracy of the calibration equation.
Magnitude of the change in alveolar ventilation
The change in the alveolar ventilation is typically of the order of 50% or so (e.g., cyclic changes in tidal volume, or in the volume of serial deadspace in the breathing system, of 20OmL or so, or changes in respiratory rate of 5 breaths/min) although smaller or larger relative changes can be used. The larger the change, the greater the acute change in the variables measured to determine cardiac output ( VG and PEG ). Improved accuracy and precision of the determined cardiac output are expected from this, although practical limitations apply to the size of the tidal volumes or breath to breath intervals that can be used safely in a patient.
Overall, the mean value of alveolar ventilation (midway between high and low levels) is preferably such that the overall minute ventilation remains at the desired level for the patient.
dPEc'
Estimation of dt
The rate of change of P Ej3 ) can be estimated from the measured change of PEG'
Figure imgf000052_0001
over a series of 3 breaths whose duration is measured by a timer. The pattern of change over the 3 breaths can be analysed using an appropriate least squares analysis technique, and assuming that the change follows an exponential washin/washout pattern, to obtain the
approximate slope of the tangent to the exponential curve, which is — . The dt determination of Qc is necessarily delayed by 2 breaths if this is done. Simpler alternatives which avoid this delay may possibly be used with little loss of accuracy, such as taking a simple linear measurement of the change in PEG between the current breath and the previous breath, with or without an appropriate modifier. Other alternatives include employment of system identification methods such as those described in standard texts (Ljung 1999).
The present invention will now be described further with reference to the following non- limiting examples. Example 1
Figures 1 to 5 show typical data for the time course of changes in CO2 elimination by the lungs for one measurement cycle. The data was generated from a computer model of tidal gas exchange which incorporates realistic physiological distributions of ventilation and blood flow in the lung, giving typical values for pulmonary shunt and deadspace. Values for independent input variables were nominated which were typical for a ventilated patient. The resting alveolar lung volume VA was 2.0 L, and lung tissue volume VL was 0.6 L. From the data of Sackner (Sackner et al, 1964), the solubility coefficient of CO2 in lung tissue ( SLCQ2) was taken to be 2.7. Tidal volume alternated between 400 and 600 mL/min at a rate of 10 breaths/min. Cardiac output was 5.0 L/min. Mean CO2 production by the body was approximately 140 mL/min. Shunt Qs was approximately 10% of the cardiac output. To represent realistic levels of measurement imprecision for measured parameters, a random noise function with specified standard deviation was superimposed on the output data.
Figure 1 shows the measured expired tidal volume VE with each breath. The first 6 breaths of the half cycle (numbered 1 to 6) are at 400 mL tidal volume. The next 6 breaths are at 600 mL, completing one measurement cycle.
Figure 2 shows the corresponding VE00 values, Figure 3 the corresponding PEC' O values, dPEC' 0 and Figure 4 the corresponding values. dt
dPεc' o It can be seen that is significant in the continuity equation in the first few breaths dt of each half cycle. The times at which the effective lung volume for CO2 (Veffco ) can be determined are indicated. Timing of the equations
The calibration equation (equation (12) for inspired gas G, or equation (25) for CO2):
Because the calibration equation is only valid if Qc is unchanging, the calibration equation is only used to determine Qc if certain conditions are fulfilled, which indicate that Qc is stable. A first condition is that PE0 for each breath remains stable within set limits (typically 0.5 mmHg for CO2) for a given number of breaths or duration of time (typically over 10-12 breaths or approximately 1 minute). The second condition is that, where cyclic alteration in alveolar ventilation is carried out in a continuing fashion, which will produce cyclic fluctuations in PE0 , as illustrated in Figure 3, the pattern of change in measured PEQ' within each half cycle is similar to that of the preceding half cycle. This is determined by comparing the shape of the curve PE0 versus breath (see Figure 3) for each half cycle. To facilitate this comparison, the curve for the current half cycle can be inverted and normalised at its first breath to match that from the preceding half cycle. Alternatively, the curve for the current half cycle can be compared to the corresponding half cycle of the previous cycle. Stability in other indirect indicators of in cardiac output, such as blood pressure and V0 measurement, can also be evaluated as well.
If these conditions are fulfilled, the calibration equation is used, to determine Qc . Where cyclic alteration in alveolar ventilation is carried out in a continuing fashion, this is done at the end of the current half cycle. Where ventilation has been stable, a cycle of alteration in alveolar ventilation is initiated first. For the calibration equation, breath i is at the end of the previous half cycle, and breath j at the end of the current half cycle. To improve the dPε' reliability (precision) of the measurement, PE0 , VG and — can be averaged over the
(Al last 3 breaths of each half cycle, as indicated in Figures 2 and 3.
The use of the calibration equation as described above provides a measurement of Qc that
is less dependent on effective lung volume Veffa because — approaches zero at this dPEr' point in the half cycle. If — is negligible, the calibration equation becomes largely dt independent of VeffG . In this circumstance, it becomes similar to equation (4). However, washout of soluble gas from the lung is generally incomplete after only several breaths, dPε1 and ignoring — may cause the resulting value of Qc to be significantly in error (Yem dt et al).
The capacitance equation (equation (13) for inspired gas G, or equation (26) for CO 2): The capacitance equation is used to determine VeffG at the start of each half cycle, on the breath immediately following of the last breath of the previous half cycle that was used to determine Qc from the calibration equation, assuming that Qc has not significantly changed between these successive breaths. For the capacitance equation, breath i+1 is the first breath of the previous half cycle, and breath 7+ 7 the first breath of the current half dPε' cycle, since washin or washout of G is fastest and therefore — [s greatest at this point, dt as shown in Figure 4. Additionally, VeJf0 is relatively insensitive to Qc at this point, since the difference between PεG at breaths /+/ and 7+ 7 tends to be relatively small, and the dominant term in the numerator of equation (12) is the term containing the measured Vco .
To improve the reliability (precision) of the value determined for VeJf0 , the measured
parameters PEG , V0 and — can be averaged over the first one or two breaths of each dt half cycle. Since VeJf0 is a relatively stable physiological variable, a moving average of individual determinations of VeJf0 can be made to improve its accuracy and precision.
The continuity equation (equation (17) for inspired gas G, or equation (27) for CO 2): For each breath k within the current half cycle, the continuity equation is used to determine Qc for that breath (Qc k). Qck is determined from the measured parameters for breath k and from Qc1 and the measured parameters for breath i. Breath / can be any recent breath corresponding to when Qc was determined. Although the previous value of Qc is described herein as being determined by use of the calibration equation, it will be apparent that the value of Qc1 could alternatively be determined using any method.
Smoothing functions:
To reduce the effects of random measurement imprecision on Qck , a moving average of Qck can be used. Firstly, Qck is averaged with the value from the identical point of the previous half cycle. Secondly, the last 3-6 such values are averaged. This process has the effect of delaying the responsiveness of the system to real-time changes in cardiac output, but provides substantially more stable results. Technical improvements in measurement of input parameters which reduce random measurement imprecision may allow shorter averaging or none at all, thereby improving the real-time responsiveness of the system.
Determination of Qt (cardiac output) from Qc : To determine total pulmonary blood flow Qt (cardiac output), the additional unmeasured pulmonary shunt blood flow (Qs) is estimated. Shunt blood flow is by definition that proportion of total pulmonary blood flow which does not engage in gas exchange with alveolar gas and so is not measured by techniques based upon lung gas exchange measurement. As described above, lung shunt flow can be estimated by any one of a number of methods. Total pulmonary blood flow Qt (cardiac output) is the sum of Qc and Qs .
Figure 5 shows the determined cardiac output Qt for the measurement period. The breaths at which the calibration equation was evaluated are indicated (the end of each half cycle). The continuity equation was evaluated at all other breaths.
Figure 6 shows the simulated patient's capnography tracing over the measurement period. This is the expirogram for CO2 partial pressure ( Pcc,2 ) measured at the level of the endotracheal tube in a ventilated patient. It shows the fluctuation in Pco in real-time within each breath and from breath to breath and is a standard monitoring method for anaesthetised patients. It can be seen that the fluctuations in the end-tidal point ( PEC' Q2 ) caused by the alternating tidal volume are only apparent upon close inspection. Any disturbance to the patient's normal cardio-respiratory function induced by the ventilatory manoeuvre will be negligible.
Example 2
Data was collected from the same computer model described above to monitor the accuracy of the continuity equation and the calibration equation in real-time following a simulated sudden change in actual cardiac output. The simulated Qt ("target Qt ") was halved over the space of 3 breaths from 5.0 L/min to 2.5 L/min. The results are shown in Figure 7.
The calibration equation was evaluated at the end of each half cycle and the resulting values are shown ("calibration eq"). The continuity equation was evaluated with each breath. Both the raw Qt determined from the continuity equation ("continuity eq") and with 6 breath averaging ("continuity eq averaged") are shown.
It can be seen from Figure 7 that, during the period of change in Qt , the calibration equation gives unpredictable and unrealistic results. In fact, negative values for Qt often result, a physiological impossibility. During this brief period of instability, the calibration equation should not be used. In contrast, the continuity equation follows the , Qt well in
real time. The averaging function and the method described above for determining — dt imposed a delay in its response of roughly half a minute in this example.
The advantages of using the continuity equation are clear, as it can provide immediate and accurate warning of a clinically important change in actual cardiac output. Exampϊe 3
Quasi-continuous determinations of cardiac output were made by the capnodynamic method using the cardiac output monitoring system described above. These values were compared breath by breath with simultaneous measurements by an indwelling ultrasonic flow probe in six ventilated sheep, ranging in weight from 35-45 kg, anaesthetised with isoflurane in oxygen-air.
An ascending aortic flow probe was used in four of the animals, while a pulmonary artery probe was used with the remaining two sheep. Cardiac output was manipulated using a dobutamine infusion alternating with esmolol boluses. Qc determined by the capnodynamic method was adjusted by estimation of shunt fraction by pulse oximetry to obtain systemic cardiac output (Qt). Mean difference and standard deviation [sd] of the difference between capnodynamic and aortic flow probe measurements were determined for (i) Qt with each breath; and (ii) changes in Qt between successive 60 sec periods.
Results: The Indwelling flow probe Qt varied between zero and 9.4 L/min (mean 3.5
L/min). Overall mean bias for Qt (capnodynamic - aortic flow probe) was + 0.24 L/min [95% confidence limits: + 0.04 L/min]. The standard deviation of the difference was 1.26 L/min, giving upper and lower limits of agreement of + 2.7 and — 2.2 L/min.
Mean bias for changes in Qt over 60 second intervals was + 0.01 L/min, with a standard deviation of the difference of 0.62 L/min. Two cardiac arrest events in one animal were clearly identifiable by the capnodynamic method within 30-60 seconds of occurrence, as shown in Figure 11.
From the results of the above experiments, it was concluded that the cardiac output monitoring system had successfully tracked sudden dramatic fluctuations in cardiac output in real time in an animal model. The mean bias found is probably explained by coronary blood flow not measured by the aortic flow probe.
Many modifications will be apparent to those skilled in the art without departing from the scope of the present invention as herein described with reference to the accompanying drawings.
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Claims

THE CLAIMS:
1. A method for monitoring cardiac output of a subject, the method including: determining an effective pulmonary capillary blood flow of said subject at a first time on the basis of an effective pulmonary capillary blood flow of said patient at an earlier time, pulmonary uptake or elimination of a breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and a solubility of said gas species in blood of said subject.
2. A method according to claim 1 including measuring said net rates of pulmonary uptake or elimination of said gas species Q of respective breaths of said subject and said partial pressures substantially at the end-tidal point of respective breaths of said subject.
3. A method according to any one of claims 1 to 2 including performing said step of determining at successive breaths of said subject to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow of said subject.
4. A method according to any one of claims 1 to 3 including determining cardiac output of said subject at said first time by adding shunt blood flow of said subject to said effective pulmonary capillary blood flow.
5. A method according to any one of claims 1 to 4 including measuring rates of change of alveolar partial pressures of said gas species at each of said first time and said earlier time.
6. A method according to claim 1 wherein said step of determining includes determining (Qc k ) , the effective pulmonary capillary blood flow for a breath k, according to:
Figure imgf000064_0001
where V0. and V0 k are the net rates of pulmonary uptake or elimination of said gas species
G at breaths i and k, respectively Qc1 is the effective pulmonary capillary blood flow for an earlier breath /, Cv0 and CvG, are the mixed venous gas contents at breaths k and
i, PE' Gt and P£'G are the alveolar (end-tidal) partial pressures of gas species G at breaths k and /, PB is barometric pressure, Veffa is an effective lung volume of gas species G, SG is a partition coefficient for said gas species G in blood of said subject, and dPE'oj/dt and dPEOk/dt are the rates of change of said partial pressures between successive breaths at the times of breaths / and k, respectively.
7. A method according to any one of claims 1 to 6, said method further including determining said effective pulmonary capillary blood flow of said patient at said earlier time on the basis of partial pressures of said gas species at respective breaths of said subject, rates of change of said partial pressures at said respective breaths, net uptakes or eliminations of said gas species in lungs of said subject at said respective breaths, a solubility of said gas species in blood of said subject, and an effective lung volume of said patient for said gas species; wherein an alveolar ventilation of said subject at an initial breath of said respective breaths is substantially different from an alveolar ventilation of said subject at a subsequent breath of said respective breaths.
8. A method according to any one of claims 1 to 7 wherein alveolar ventilation of said subject is repeatedly alternated between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths.
9. A method according to any one of claims 1 to 8, said method including determining said effective lung volume of said subject for said gas species on the basis of an effective pulmonary capillary blood flow of said patient, a solubility of said gas species in blood of said subject, rates of changes in alveolar partial pressures of said gas species in lungs of said patient at respective times, and net uptakes or eliminations of said gas species in lungs of said subject at respective times.
10. A method according to any one of claims 1 to 9 wherein said effective lung volume is determined at one or more first breaths of a plurality of breaths at a changed level of alveolar ventilation.
11. A method according to any one of claims 1 to 10 including repeatedly performing said step of determining said effective lung volume at a plurality of breaths of said subject.
12. A method according to any one of claims 1 to 11 wherein said first level of alveolar ventilation constitutes a first half-cycle of a cyclic alternation of alveolar ventilation, said second level of alveolar ventilation constituting a second half-cycle of said cyclic alternation of alveolar ventilation; and the method further includes:
(iv) performing, for one or more last breaths of said first half-cycle of alveolar ventilation, said step of determining said effective pulmonary capillary blood flow of said patient at said earlier time to determine a first effective pulmonary capillary blood flow;
(v) performing said step of determining said effective lung volume of said subject for one or more first breaths of one of said half-cycles of alveolar ventilation; and
(vi) performing, at each remaining breath of said second half-cycles, said step of determining said effective pulmonary capillary blood flow on the basis of said first effective pulmonary capillary blood flow.
13. A method according to claim 12 including repeating steps (i) to (iii) to provide breath-by-breath monitoring of said effective pulmonary capillary blood flow.
14. A method according to claims 1 to 13 including determining a cardiac output of said subject on the basis of said effective pulmonary capillary blood flow to provide breath-by-breath monitoring of said cardiac output of said subject.
15. A method according to any one of claims 1 to 14 wherein the method is executed by a computer system having means for receiving gas species and gas flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at said first time and said earlier time; and means for processing said gas species data to determine said effective pulmonary capillary blood flow of said subject at said first time.
16. A method according to any one of claims 1 to 15 wherein the gas species is CO2.
17. A method according to any one of claims 1 to 16 wherein the subject is human.
18. A system for monitoring cardiac output of a subject, the system having components for executing the steps of any one of the methods of claims 1 to 17.
19. A computer-readable storage medium having stored therein program instructions for executing the steps of any one of the methods of claims 1 to 17.
20. A system for monitoring cardiac output of a subject, including: means for receiving gas species and flow data representing constituents, pressures and flow rates of gas inhaled and exhaled by said subject at a first time and an earlier time; and means for processing said gas species and flow data and solubility data representing a solubility of said gas species in blood of said subject to determine an effective pulmonary capillary blood flow of said subject at said first time; wherein said effective pulmonary capillary blood flow of said subject at said first time is determined on the basis of an effective pulmonary capillary blood flow of said patient at said earlier time, pulmonary uptake or elimination of said breathed gas species by said subject at said first time and said earlier time, partial pressures of said gas species in lungs of said subject at said first time and said earlier time, and said solubility of said gas species in blood of said subject.
21. A system according to claim 18 or 20, including means for cyclically alternating alveolar ventilation of said subject between a first level of alveolar ventilation maintained for a plurality of breaths, and a second level of alveolar ventilation maintained for a plurality of breaths.
22. A system according to claim 18 or claim 19 further including a gas analyser for analysing gas breathed by said subject; and a flow device for determining flow of said gas breathed by said subject.
23. A method for determining the effective pulmonary capillary blood flow in a subject including:
providing the subject with alveolar ventilation by ventilation of the lungs of the subject;
determining the effective pulmonary capillary blood flow, (Qc), the pulmonary uptake or elimination of a gas species G, (VG ) , and the alveolar (end-tidal) partial pressure of gas G (PE a) for a breath "/";
determining the pulmonary uptake or elimination of gas species G, the alveolar partial pressure of gas G for a subsequent breath "k"; and
determining the effective pulmonary blood flow for breath k (Qc k) according to a "continuity equation"
Figure imgf000068_0001
where PB is barometric pressure, Veffa is effective lung volume of gas G, and So is the solubility of gas G in blood.
24. A method for determining the effective pulmonary capillary blood flow in a subject including:
providing the subject with alveolar ventilation by ventilation of the lungs of the subject;
determining the effective pulmonary capillary blood flow, ( Qc ), the pulmonary uptake or elimination of a gas species G, (FG ) , and the alveolar (end-tidal) partial pressure of gas G (PE'a) for a breath "/";
determining the pulmonary uptake or elimination of gas species G, the alveolar partial pressure of gas G for a subsequent breath "&"; and
determining the effective pulmonary blood flow for breath k (Qc k) according to a "continuity equation"
Figure imgf000068_0002
where pβ is barometric pressure, Veffa is effective lung volume of gas G, and SQ is the solubility of gas G in blood,
Cv " PB G1
Gk = Sr G Sr. + - dt
Figure imgf000069_0001
and
Figure imgf000069_0002
25. A method for measuring the effective pulmonary capillary blood flow in a subject including:
providing constant alveolar ventilation to the subject for a plurality of breaths;
determining the pulmonary uptake or elimination of a gas species G (^G ), and the alveolar
(end-tidal) partial pressure of gas G (^E'G ) at a breath "i" during said period of constant alveolar ventilation;
inducing a change in the alveolar ventilation of the subject and providing constant alveolar ventilation to the subject for a plurality of breaths at the changed level of alveolar ventilation;
determining the pulmonary uptake or elimination of gas G and, the alveolar partial pressure of gas G, at a subsequent contemporaneous breath "j"
determining the effective pulmonary blood flow Qc according to a calibration equation:
Figure imgf000070_0001
where PB is barometric atmospheric pressure, Veffo is the effective lung volume of gas, G, and SG is a solubility coefficient in blood of G;
determining the pulmonary uptake or elimination of gas species G and the alveolar partial pressure of gas G for a subsequent breath "&"; and
determining the effective pulmonary blood flow for breath k (Qc^) according to a continuity equation
Figure imgf000070_0002
where Qct = Qc .
26. A method according to claim 24 or claim 25 including the step of determining effective lung volume (Veffo) according to a capacitance equation:
Figure imgf000070_0003
27. A system for measuring effective pulmonary capillary blood flow in a subject, including: one or more breathing systems for ventilating lungs of the subject;
ventilation adjustment means for rapidly adjusting alveolar ventilation between two or more levels;
a rapid gas analyser and gas flow measuring device to allow measurement of alveolar (end- tidal) partial pressure and pulmonary uptake or elimination of a gas species G;
a data processor with inputs to receive data from the rapid gas analyser and gas flow measuring device, said processor being configured to determine Qc from gas species data received relating to a breath i taken at alveolar ventilation level / and a breath j taken at alveolar ventilation level j, levels / andy representing ventilation levels before and after an adjustment respectively, the determination being made according to a calibration equation:
Figure imgf000071_0001
where PB is barometric atmospheric pressure, Veffo is the effective lung volume of gas, G, and SG is a solubility coefficient in blood of G;
and wherein the processor is further configured to use the value of Qc determined from the calibration equation (Qci) and data received relating to a breath k, to determine the effective pulmonary capillary blood flow for breath k according to a continuity equation:
Figure imgf000072_0001
where PB is barometric pressure, Veffo is effective lung volume of gas G, and SG is a solubility of gas G in blood; and
means for communicating to an operator of the system at least an indication of at least one of effective pulmonary capillary blood flow and cardiac output for breath k.
28. A system according to claim 27 wherein the processor is configured to perform one or more data averaging or smoothing functions to determine the Qc or Qt of the subject.
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