WO2006020888A2 - Afocal beam steering system corrected for excess diffraction due to phase error from microelectromechanical mirror offsets - Google Patents

Afocal beam steering system corrected for excess diffraction due to phase error from microelectromechanical mirror offsets Download PDF

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Publication number
WO2006020888A2
WO2006020888A2 PCT/US2005/028777 US2005028777W WO2006020888A2 WO 2006020888 A2 WO2006020888 A2 WO 2006020888A2 US 2005028777 W US2005028777 W US 2005028777W WO 2006020888 A2 WO2006020888 A2 WO 2006020888A2
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Prior art keywords
array
phase
mirrors
mirror
interposing
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PCT/US2005/028777
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WO2006020888A3 (en
Inventor
David M. Kane
Randall E. Potter
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Arete Associates
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Priority to EP05788879A priority Critical patent/EP1810069A2/en
Priority to AU2005272650A priority patent/AU2005272650A1/en
Publication of WO2006020888A2 publication Critical patent/WO2006020888A2/en
Publication of WO2006020888A3 publication Critical patent/WO2006020888A3/en
Priority to US11/705,809 priority patent/US7791786B2/en

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    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B26/00Optical devices or arrangements for the control of light using movable or deformable optical elements
    • G02B26/08Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light
    • G02B26/0816Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements
    • G02B26/0833Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements the reflecting element being a micromechanical device, e.g. a MEMS mirror, DMD
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B26/00Optical devices or arrangements for the control of light using movable or deformable optical elements
    • G02B26/06Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the phase of light
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B27/00Optical systems or apparatus not provided for by any of the groups G02B1/00 - G02B26/00, G02B30/00
    • G02B27/42Diffraction optics, i.e. systems including a diffractive element being designed for providing a diffractive effect
    • G02B27/46Systems using spatial filters

Definitions

  • This invention relates to systems and procedures in which, a microelectromechanical system (MEIlS) mirror array is used to steer substantially coherent imaging or projection beams.
  • MIlS microelectromechanical system
  • mirrors in a MEMS array are small elements, closely ju_ ⁇ taposed and independently manipulated — usually under microprocessor control.
  • Some preferred embodiments of the present invention address the diffraction-limited resolution in a remote-sensor optical system with an optical astis 11 (Fig. 1) , and with a collimated beam 12 passing through an afocal lens 13 (having a magnification ratio of Z to 1) to form a magnified or minified beam 14 that reaches a MEMS scan-mirror array 15.
  • the array in turn produces from that beam, 14 a deflected beam 16 which nest reaches a reimaging lens 17.
  • This lens in turn forms from the deflected beam a focused beam 18, at an image plane 19 spaced from the reimager by that element's focal length f.
  • the MEMS mirrors in the array 15 are necessarily set to be nominally planar, as a group — that is, all substantially aligned with a common base plane 38 of the array (or a common plane 38 of the mirror pivots) .
  • planar condition all the light 12, 14 that is coherent initially — before reflection by the MEMS scan-mirror array — is again coherent at each point 16, 18, 19 after the reflection.
  • light that is all in phase initially is also all in phase later.
  • the MEMS mirrors in this condition they be ⁇ have, for purposes of diffraction analysis, very much as if they were a single mirror having the overall size of the array. Accordingly the resulting diffraction-limited spot size ⁇ , 19 after passage of the beam 16, 18 through the reimaging lens 17, is inversely proportional to the size of that effective "single" mirror, which is to say the size of the array.
  • the diffraction-controlling dimension NB is tx ⁇ ice the linear dimension D of each individual mirror.
  • the diffraction limit is twice as fine a ⁇ (i. e. is half the size of) the spot sise which corresponds to that dimension D of each individual mirror.
  • This condition may be regarded as characterising sensed beams that are addressing field sources which are on axis (e. ⁇ . , normal) with respect to the MEMS mirror array — or more generally whenever the individual mirror surfaces as a group are aligned with their common base plane. It will shortly be seen that a lil ⁇ e condition applies to projected beams that are addressing field transmission targets, provided only that the beam outside the system is on axis and the array in its aligned, groupwise-planar condition.
  • a coherent-beam (most typically laser) projection system (Pig. 3), in which a collimated projection beam 21 is deflected by a MEMS scan-mirror array 22 to direct plural individual beams 23 toward an afocal lens 24 (again with Z-to-1 magnification) .
  • the deflected beams 23 are on-axis (i. e. , parallel to the optical axis 26) — and thereby producing, at the lens 24, an on-axis projected beam 25.
  • the beam divergence a that is controlled by the overall dimension of the mirror array 22, provided that the mirrors are in fact groupwis ⁇ planar to yield an on-axis beam 25.
  • the divergence is controlled by the product ND
  • the particular phenomenon of interest is the coarser diffraction limit corresponding to the dimension D of one in- dividual MEMS mirror, when the system is modified (simply by rotation of the MEMS array) to operate with a phase difference 2 ⁇ between the two deflected subheams 123 (Fig. 4) entering the afocal lens 24, and with the projected beam 125 off-axis;
  • the number N of individual mirrors is typically at least ten and sometimes on the order of a hundred.
  • the described diffraction-limit-degrading effect is significant only if phase mismatch between adjacent mirrors departs from an integral number of wavelengths by roughly a tenth of one wavelength or more.
  • diffraction in a sensor system is controlled by the individual mirror dimension.
  • the phase difference increases beyond about 90% of a wave, hoi ⁇ ever, then once again the diffraction i ⁇ controlled by the overall array dimension — until again the difference exceeds 110% of a wave.
  • the introductory discussion here is not rigorous but may be regarded as a first-order approximation.
  • the mirror scan angle ⁇ causes the diffraction limit to be either ⁇ /D or ⁇ /ND multiplied by some theoretical form-factor; and what is of interest is the basic phenomenon — particularly the dominant effect of N — rather than that form-factor.
  • a projection system illustrated in Fig. 3 pro ⁇ jecting parallel to the system axis — has a beam divergence a, in- versely proportional to the MEMS array size.
  • the identical optical system suffers a phase difference 2 ⁇ , between adjacent MEMS rows, proportional to the MEMS scan angle ⁇ — and the beam divergence is then inversely proportio ⁇ nal to the individual MEMS mirror size D (Fig. 4) .
  • phase differ ⁇ ence can be maintained such that it is an integral number of wave ⁇ lengths ⁇
  • the system when operating at a single wavelength ⁇ or over a narrow band about that wavelength can obtain imaging performance determined by the dimension of the entire scan-mirror array, not the individual mirrors. This provides a significant improvement over what would be possible in terms of the beam diver ⁇ gence of a projection system — in the cases being considered, again, factors of ten to one hundred.
  • MEMS scan-mirror array develops from the phase error introduced by the arrangement of the mirrors. This phase error very undesirably forces the diffraction limit to scale with the area of each individual mirror, rather than the total area of the mirrors in the array.
  • the prior art although providing powerful and very sophisticated imaging and sensing capabilities — has left some refinements to foe desired in the area of ideally fine- focused images and optical projection.
  • aspects of the invention operate by holding the phase dif ⁇ ference at substantially an integral number of wavelengths ⁇ , at least within the tenth-of-a-wavelength threshold mentioned earlier. If this condition is met, then the system when operating at a single wavelength ⁇ or over a narrow band about that wavelength can achieve imaging performance determined by the dimension of the entire scan mirror array, rather than only the individual mirrors.
  • Fig. 1 is a conceptual optical diagram of an afocal MEMS beam- steering system (AMBS) with a MEMS mirror array in a planar orientation, used in an imaging or sensing mode;
  • AMBS afocal MEMS beam- steering system
  • Fig. 2 is a like diagram of the Fig. 1 AMBS system but introducing phase error due to imaging of an off-axis field location;
  • Fig. 3 is a diagram of an AMBS system in planar orientation, analogous to the Fig. 1 system, but used in a projection application rather than imaging or sensing;
  • Fig. € is a lilze diagram for the Fig. 3 projection system but with phase error as in Fig. 2;
  • Fig. 5 is a one-dimensional slice of a theoretical single- wavelength diffraction pattern from four rectangular mirrors with s random relative phase;
  • OTF optical transfer function
  • Fig. 8 is a like OTF graph for an optical system with cubic phase mask p 90ix 3 with
  • ⁇ 1 for misfocus parameter ⁇ 0, ⁇ 2 /2, ⁇ 2 ;
  • Fig. 10 is an imaging/sensor-system diagram like Fig. 2 but for 0 a system with wavefront control achieved through M ⁇ MS-mirror piston modulation as a function of mirror angle;
  • Fig. 11 is a like diagram but for an analogous projection system as in Fig. 4;
  • Fig. 12 is an imaging/sensor-system diagram like Figs. 2 and 10 5 but provided with a nonlinear optic, e. ⁇ . an addressable in-path refractive index/thickness wavefront correction;
  • Fig. 13 is a like diagram but for a projection system as in Figs. 4 and 11j and
  • Fig. 14 is a diagram generally like Figs. 2, 4, and 10 through 13, but for a tandem dual-array assembly of MEBSS mirrors that per- s forms phase-error autocancellation — good for both imaging and projection.
  • an afocal MEMS-arry beam steering device is subject to an apparent diffraction limit.
  • the limit is defined by the size of the individual mirror elements in the MEMS array.
  • the s limit can be overcome by proper application of hardware design or a combination of hardware and signal-processing software.
  • NPME nonlinear phase modification element
  • NPME correct choice of NPME enables a mixing that can be unmixed while simultaneously aligning the phase outputs from the individual mirrors.
  • the resulting process provides an image that is diffraction 0 limited at the scale of the entire mirror array, not at the scale of individual mirrors.
  • postprocessing can 5 circumvent the diffraction limit for incoming beams only — i. e. for imaging or sensing, not projection. Examination of a linear array of mirrors with displacements in the normal direction reveals more than one feature that can be exploited in a control loop or in a postprocessing step. With an array of four mirrors, for instance, every eighth zero in the diffraction pattern (Figs. 5 and ⁇ ) is independent of the path differences resulting from the mirror offset positions.
  • Wavefront coding is a relatively new optical tech- nique, in which a specially-designed phase mask is added to a stan ⁇ dard optical system to compensate for misfocus.
  • E. R. Dowski and W. T. Cathey have described the general procedure in "Extended Depth of Field through Wavefront Coding," 34 Applied Optics 11, at 1859-66 (April 1995) . All images are "blurred" by the phase mask, regardless of whether the original optical system is in focus or not; therefore the resulting image requires postprocessing. Because it is possible to form phase masks that make the overall OTF,
  • a single filter can be used to obtain clear images for a large range of misfocus (Figs. 7 through 9).
  • the same deconvolution of the point-spread function can occur with no physical optical device.
  • the element and filter together remove phase mismatch at the MEMS array while increasing the depth of field.
  • this first form of the invention may represent the best mode of practice. The reason is that at least some variants of this form of the invention are almost exclusively computational, requiring relatively little or nothing in the way of hardware.
  • Postprocessing for this form of the invention is not limited to fixing one wavelength or extremely narrow waveband at a time.
  • Rath ⁇ er this system is capable of deconvolving wavelength intervals amounting to more than ⁇ 10% of the nominal wavelength — or 0.5 to 1 ⁇ m, and this is better than at least some of the optomechanical approaches discussed below.
  • This form of the invention controls the wavefront by maintain- ing an integral number of M wavelengths between rays from immediately adjacent mirrors, as the mirrors 215, 22 (Figs. 10 and 11) are rotated in ⁇ to address different field locations. This is accom ⁇ plished simply by driving each mirror in z., the so-called "piston" direction 31, 32 (Figs. 10 and 11), normal to the plane of pivots of the array or backing plane 38, 39. (The dimension z. is to be dis ⁇ tinguished from the magnification Z of the afocal lens 13, 124.)
  • the reimage ⁇ beam 218 at the image plane has a spot size 219 that is only 1/N times the size 119 (Fig. 2) .
  • the microprocessor which drives the mirrors is programmed to satisfy the integral-wavelengths condition at all scan angles ⁇ . Unlike the postprocessing technique introduced above, this method serves well for not only a sensor system (Fig. 10) but also a pro ⁇ jection system (Fig. 11) .
  • the diffraction-limited focal spot size ⁇ for a reimaged sensor beam 218 at the image plane 219, or beam divergence angle ⁇ for a projected beam 225 is determined once again by the MEMS array size ND and not the individual mirror size D.
  • this form of the invention can be implemented by a programmer.
  • this piston-com ⁇ pensation aspect is particularly straightforward, and therefore may represent the best mode of practice — especially for projection systems, in which the deconvolution method and other mainly computa ⁇ tional postprocessing approaches appear to be unworkable.
  • the piston facet of the invention is particularly appealing — not only for its simplicity and ease of implementation, but also for the property that it is fully broadband.
  • This form of the invention too controls the wavefront to main ⁇ tain an integral number of M wavelengths between pathlengths at adjacent mirrors.
  • this phase relationship is produced by insertion of controllably variable delays, in the form of respective nonlinear optical elements 33, 34 (Figs. 12 and 13), into the optical path.
  • such an optic either may vary the refractive index n for a constant thickness d of transmissive material, or may vary the thickness d for a material of constant index n — or both.
  • a nonrefractive element is equally appropriate.
  • a Bragg cell can be used.
  • the system is programmed for automatic servocontrol, using known materials of variable index or thickness — or other delay-inducing physical characteristic — and varying at least one of those parameters in a suitable dependence on the scan angle ⁇ .
  • diffraction-limited performance
  • a sensor Fig. 12
  • a for a projection system Fig. 13
  • Phase-equalized subbeams 316 produce, in the sensor case, a reimaged sensing beam 318 with fine spot 319 (Fig. 12) — and in the projector case, an external projected beam 425 with fine divergence (Pig. 13) .
  • the overall phase difference is forced to:
  • FIG. 14 Another layout for controlling the relative phase of collimated light reflecting from the MEMS scan mirror array in an afocal config ⁇ uration is a tandem dual system with two opposing arrays 22, 622 (Fig. 14) .
  • the o lower array rotates by the same amount and in a compensating sense.
  • the net optical path difference (OPD) between these two collimated beams 625a, 625b at the output plane 36 is nominally zero. This is true for either an AMBS projection or sensor con ⁇ figuration.
  • diffraction-limited performance (focal blur 5 size ⁇ for a sensor, and divergence a for a projection system) is determined by the MEMS array size ND and not the individual mirror size D. Diffraction-limited performance for nonzero scan angles ⁇ is thus restored to equal the performance of the favorable zero-angle configurations (Figs. 1 and 3) discussed earlier.
  • a "compensating sense" of rotation is actually the same absolute sense. That is, when the mirrors in the upper array 22 rotate clockwise, those in the loiter array 622 also rotate clockwise.
  • the limits of operation can be critical: as rotation rises to encompass relatively larger angles, a ray initially reflected from e. ⁇ . the upper array to the lower array may fall off the specific lower-array mirror which that ray struck initially.
  • rays from a specific upper-array mirror can be divided, and divided differently, between plural or multiple lower-array mirrors as the rotation angle changes. Careful programming must take into account all these simple geometrical effects, to produce a functional device.
  • Such offset between adjacent mirrors can arise during manufac ⁇ ture of the array, or thereafter due to thermal or other influences.
  • This kind of imperfection can be corrected by piston-dimension (j2, Figs. 10 and 11) movement of the individual mirrors that are in- volved.
  • the piston movement is simply added in to the basic rota ⁇ tional movements of those mirrors.

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  • Physics & Mathematics (AREA)
  • General Physics & Mathematics (AREA)
  • Optics & Photonics (AREA)
  • Mechanical Light Control Or Optical Switches (AREA)
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Abstract

A method and apparatus for sharpening a beam of substantially coherent radiation that is directionally guided by an array of microelectromechanical mirrors, by interposing a function that counteracts phase differences between rays reflected from adjacent mirrors of the array.

Description

AFOCAL BEAM STEERING SYSTEM CORRECTED FOR E2UCESS DIFFRACTIQH DUE TO PHASE ERROR FROM MICROΞLECTRQMECHANICAL MIRROR OFFSETS
FIELD QF THE INVENTIONS':
This invention relates to systems and procedures in which, a microelectromechanical system (MEIlS) mirror array is used to steer substantially coherent imaging or projection beams. As is well
Itnown, mirrors in a MEMS array are small elements, closely ju_ϊtaposed and independently manipulated — usually under microprocessor control.
Many different configurations and applications of such beam- steering systems are possible, particularly including but not limited to lidar and other laser-beam implementations. It will be understood, however, that some radiation to which this invention is applicable may be substantially coherent by reason, at least in part, of having originated at a very great distance from an optical system of interest. Some such variants have been introduced in two international applications PCT/US03/39535 and PCT/US03/16062 (each in the name of David Kane as applicant for the United States, and Arete Associates for all other jurisdictions) , which are hereby wholly incorporated by reference in this present document. A key characteristic of most such systems and procedures is how fine the angular resolution can be. Ideally design is carefully performed so that resolution is limited by diffraction only.
As will be explained below, however, in the case of systems incorporating a MEMS array even this theoretical limit is itself subject to degradation by fundamental physical properties of the array. The present invention relates to minimizing that degradation. BACKGROUND:
Some preferred embodiments of the present invention address the diffraction-limited resolution in a remote-sensor optical system with an optical astis 11 (Fig. 1) , and with a collimated beam 12 passing through an afocal lens 13 (having a magnification ratio of Z to 1) to form a magnified or minified beam 14 that reaches a MEMS scan-mirror array 15. The array in turn produces from that beam, 14 a deflected beam 16 which nest reaches a reimaging lens 17. This lens in turn forms from the deflected beam a focused beam 18, at an image plane 19 spaced from the reimager by that element's focal length f. When the input beam 12 is on-axis as shown, the MEMS mirrors in the array 15 are necessarily set to be nominally planar, as a group — that is, all substantially aligned with a common base plane 38 of the array (or a common plane 38 of the mirror pivots) .
In this on-a-xis, planar condition all the light 12, 14 that is coherent initially — before reflection by the MEMS scan-mirror array — is again coherent at each point 16, 18, 19 after the reflection. In other words, light that is all in phase initially is also all in phase later.
Furthermore with the MEMS mirrors in this condition they be¬ have, for purposes of diffraction analysis, very much as if they were a single mirror having the overall size of the array. Accordingly the resulting diffraction-limited spot size φ, 19 after passage of the beam 16, 18 through the reimaging lens 17, is inversely proportional to the size of that effective "single" mirror, which is to say the size of the array.
If there are N mirrors, each of size D, along one dimension of the array, then the size of the effective single mirror is the product ND, and the smallest spot size φ is inversely proportional to
Figure imgf000003_0001
In this case, e. q. for an array of just two mirrors each having di¬ mension D, that size is 2D.
?441 φ= = 1.22X1D. Thus for this on-axis, planar case, the diffraction-controlling dimension NB is txφice the linear dimension D of each individual mirror. Thus the diffraction limit is twice as fine aε (i. e. is half the size of) the spot sise which corresponds to that dimension D of each individual mirror.
This condition may be regarded as characterising sensed beams that are addressing field sources which are on axis (e. α. , normal) with respect to the MEMS mirror array — or more generally whenever the individual mirror surfaces as a group are aligned with their common base plane. It will shortly be seen that a lilεe condition applies to projected beams that are addressing field transmission targets, provided only that the beam outside the system is on axis and the array in its aligned, groupwise-planar condition.
What is of particular interest, however, is what happens to the diffraction limit if the external beam is off axis, and the MEMS array accordingly rotated out of its planar condition. This occurs as soon as the afocal MEMS beam steering system is dynamically modified — by rotation of the MEMS array 15 — as this action does indeed correspond to operation with both the excitation beam 112
(Fig. 2) and the resulting magnified or minified beam 114 off-axis. Under these conditions the light waves no longer in effect en¬ counter (or "see") the equivalent of a single mirror of linear dimension ND but instead encounter plural single mirrors whose extent is not combined. Diffraction then proceeds in accordance with the dimension D of only one individual MEMS mirror, so that the two subbeams 116 from adjacent mirrors have a phase difference 2Δ and the reimaged beam 118 has an enlarged (coarser) minimum spot size 119. Thus the above-explained advantageous finer diffraction limit is unfortunately lost, and the applicable value is instead:
Figure imgf000004_0001
Analogously of interest, as already mentioned above, is the resolution of a coherent-beam (most typically laser) projection system (Pig. 3), in which a collimated projection beam 21 is deflected by a MEMS scan-mirror array 22 to direct plural individual beams 23 toward an afocal lens 24 (again with Z-to-1 magnification) . Here the deflected beams 23 are on-axis (i. e. , parallel to the optical axis 26) — and thereby producing, at the lens 24, an on-axis projected beam 25.
Here it is the beam divergence a that is controlled by the overall dimension of the mirror array 22, provided that the mirrors are in fact groupwisβ planar to yield an on-axis beam 25. In this favorable condition, the divergence is controlled by the product ND
" be£orei 2.441 2.441 and for the simple exemplary case of two mirrors this reduces as before to — 2.441 2.441
Again, however, the particular phenomenon of interest is the coarser diffraction limit corresponding to the dimension D of one in- dividual MEMS mirror, when the system is modified (simply by rotation of the MEMS array) to operate with a phase difference 2Δ between the two deflected subheams 123 (Fig. 4) entering the afocal lens 24, and with the projected beam 125 off-axis;
2AU a~ ND
Thus, summarizing, when the J-MBS system either images or pro¬ jects to a different field location (Figs. 2 and 4), unfortunately there arises in the wavefront a phase difference of 2Δ, where Δ = D sin θ — in which θ is the MEMS scan angle. This delay is propor- tional (for small θ) to the MEMS scan angle. Now the diffraction- limited spot size or divergence is set by the size of an individual MEMS mirror D, rather than the size of the entire N-mirror array and the corresponding product ND as before.
In a practical case the number N of individual mirrors is typically at least ten and sometimes on the order of a hundred.
Consequently the adverse implications of this effect are very severe.
The described diffraction-limit-degrading effect is significant only if phase mismatch between adjacent mirrors departs from an integral number of wavelengths by roughly a tenth of one wavelength or more. In other words, if the total phase difference exceeds about 10% of a wave, diffraction in a sensor system is controlled by the individual mirror dimension. When the phase difference increases beyond about 90% of a wave, hoiϊever, then once again the diffraction iε controlled by the overall array dimension — until again the difference exceeds 110% of a wave. As to the exact size of the diffraction-limited spot, the introductory discussion here is not rigorous but may be regarded as a first-order approximation. In particular the mirror scan angle θ causes the diffraction limit to be either λ/D or λ/ND multiplied by some theoretical form-factor; and what is of interest is the basic phenomenon — particularly the dominant effect of N — rather than that form-factor.
Analogously, a projection system illustrated in Fig. 3 — pro¬ jecting parallel to the system axis — has a beam divergence a, in- versely proportional to the MEMS array size. When projecting to another field location, the identical optical system suffers a phase difference 2Δ, between adjacent MEMS rows, proportional to the MEMS scan angle θ — and the beam divergence is then inversely proportio¬ nal to the individual MEMS mirror size D (Fig. 4) . In the case of such a projection system, if the phase differ¬ ence can be maintained such that it is an integral number of wave¬ lengths λ, then the system when operating at a single wavelength λ or over a narrow band about that wavelength can obtain imaging performance determined by the dimension of the entire scan-mirror array, not the individual mirrors. This provides a significant improvement over what would be possible in terms of the beam diver¬ gence of a projection system — in the cases being considered, again, factors of ten to one hundred.
To recapitulate, a potential shortfall in sharpness — with a
MEMS scan-mirror array — develops from the phase error introduced by the arrangement of the mirrors. This phase error very undesirably forces the diffraction limit to scale with the area of each individual mirror, rather than the total area of the mirrors in the array. As can be now understood, the prior art — although providing powerful and very sophisticated imaging and sensing capabilities — has left some refinements to foe desired in the area of ideally fine- focused images and optical projection.
SUMMIkKY OF THE INVEMTIOM:
Aspects of the invention operate by holding the phase dif¬ ference at substantially an integral number of wavelengths λ, at least within the tenth-of-a-wavelength threshold mentioned earlier. If this condition is met, then the system when operating at a single wavelength λ or over a narrow band about that wavelength can achieve imaging performance determined by the dimension of the entire scan mirror array, rather than only the individual mirrors.
This result provides a significant improvement in terms of the imaging resolution of a sensor system — in the cases being consid¬ ered, factors of ten to one hundred. Four methods of controlling the phase of the wavefront from a MEMS scan-mirror array in an AMBS sensor system, including three methods also applicable to a projec¬ tion system, are taught in the Detailed Description section of this document, with reference to the accompanying drawings — of which:
BRIEF DESCRIPTION OF THE DRAWINGS
Fig. 1 is a conceptual optical diagram of an afocal MEMS beam- steering system (AMBS) with a MEMS mirror array in a planar orientation, used in an imaging or sensing mode;
Fig. 2 is a like diagram of the Fig. 1 AMBS system but introducing phase error due to imaging of an off-axis field location;
Fig. 3 is a diagram of an AMBS system in planar orientation, analogous to the Fig. 1 system, but used in a projection application rather than imaging or sensing; Fig. € is a lilze diagram for the Fig. 3 projection system but with phase error as in Fig. 2;
Fig. 5 is a one-dimensional slice of a theoretical single- wavelength diffraction pattern from four rectangular mirrors with s random relative phase;
Fig. 6 is a like slice of the single-wavelength diffraction pattern from four rectangular mirrors, but out of phase by 2δ, 4δ and βδ, respectively, shown for the range kδ/π = {θ, 0.2, 0.4, 0.6, 0.8 and 1} — together with four mirrors with random relative phase; o Fig. 7 is a graph shox^ing normalised magnitude of an optical transfer function (OTF) , as a function of normalised spatial frequency for a standard optical system having misfocus parameter ψ = 0, π2/2, κ2, where misfocus parameter is defined by —
Figure imgf000008_0001
with L = one-dimensional length of the aperture, d0 = distance between object and first principal plane of lens, and dA = distance between second principal plane and image plane; o Fig. 8 is a like OTF graph for an optical system with cubic phase mask p90ix3
Figure imgf000008_0002
with |x| ≤ 1 for misfocus parameter ψ = 0, π2/2, π2;
Fig. 9 is a like graph for an in-focus standard optical system, 5 compared to an optical system with cubic phase mask after filtering with a single filter
Figure imgf000008_0003
for misfocus parameter ψ = 0, τc2/2, π2;
Fig. 10 is an imaging/sensor-system diagram like Fig. 2 but for 0 a system with wavefront control achieved through MΞMS-mirror piston modulation as a function of mirror angle;
Fig. 11 is a like diagram but for an analogous projection system as in Fig. 4;
Fig. 12 is an imaging/sensor-system diagram like Figs. 2 and 10 5 but provided with a nonlinear optic, e. α. an addressable in-path refractive index/thickness wavefront correction; Fig. 13 is a like diagram but for a projection system as in Figs. 4 and 11j and
Fig. 14 is a diagram generally like Figs. 2, 4, and 10 through 13, but for a tandem dual-array assembly of MEBSS mirrors that per- s forms phase-error autocancellation — good for both imaging and projection.
o DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS
As e∑rplained above, an afocal MEMS-arry beam steering device is subject to an apparent diffraction limit. The limit is defined by the size of the individual mirror elements in the MEMS array. The s limit can be overcome by proper application of hardware design or a combination of hardware and signal-processing software.
1. DECONVOLTJTION OF INTENSITY IN THE IMAGE PLANE — WAVΞFRONT 0 PHASE RECONSTRUCTION
A first way to remove the diffraction limit puts a nonlinear phase modification element (NPME) — β. q. cubic phase plate — in the optical path. The radiance pattern then seen (without the NPME 5 it would be an image) is due to mixing of diffraction-limited reflection from each mirror with the NPMΞ.
A correct choice of NPME enables a mixing that can be unmixed while simultaneously aligning the phase outputs from the individual mirrors. The resulting process provides an image that is diffraction 0 limited at the scale of the entire mirror array, not at the scale of individual mirrors.
One technique for overcoming this diffraction limit is to reconstruct the phase using postprocessing techniques. People of ordinary skill in this field will appreciate that postprocessing can 5 circumvent the diffraction limit for incoming beams only — i. e. for imaging or sensing, not projection. Examination of a linear array of mirrors with displacements in the normal direction reveals more than one feature that can be exploited in a control loop or in a postprocessing step. With an array of four mirrors, for instance, every eighth zero in the diffraction pattern (Figs. 5 and δ) is independent of the path differences resulting from the mirror offset positions.
A more-rigorous examination of MΞMS-element orientation effects enables compensation of phase errors by means of filtering or wave- front coding. Wavefront coding is a relatively new optical tech- nique, in which a specially-designed phase mask is added to a stan¬ dard optical system to compensate for misfocus. E. R. Dowski and W. T. Cathey have described the general procedure in "Extended Depth of Field through Wavefront Coding," 34 Applied Optics 11, at 1859-66 (April 1995) . All images are "blurred" by the phase mask, regardless of whether the original optical system is in focus or not; therefore the resulting image requires postprocessing. Because it is possible to form phase masks that make the overall OTF,
Figure imgf000010_0001
insensitive to misfocus in the original optical system, a single filter can be used to obtain clear images for a large range of misfocus (Figs. 7 through 9).
Thus some exploitable features of MEMS mirror arrays may manifest themselves more as lengthened depth of field than as spot size per se. Simulation and experiments show an improvement of at least a factor of ten in depth of field.
A person skilled in this field can realize this improvement by using mathematical analysis and software simulations to design an optimal nonlinear phase-modification element and corresponding fil¬ ter. Effects of diffraction due to the array of mirrors can be analyzed using the Fraunhofer theory.
The resulting mathematical description allows a nonlinear optical phase modification element to be designed using standard optimization techniques. (To facilitate that design, a skilled person in this field will be well advised to first prepare custom software for modeling the wavefront-coding properties of arbitrary phase masks.) This optical element will correct for the above- described phase mismatches of the MlSMS array, and typically can also increase the depth of field.
There is a known, patented technique using phase plates to correct for phase error in so-called ^confocal microscopy*'; some details appear in one or more of U. S. Patents 5,227,890, 5,748,371, 6,069,738, 6,525,302 and 6,642,504 of the previously mentioned authors Cathey and/or Dowski. A Fresnel lens or refractive-based hologram can be applied in this way; in some environments, however, the ideal NPME may introduce no phase change at all.
In particular, based on knowledge of phase error due to mirror rotation, the same deconvolution of the point-spread function can occur with no physical optical device. The element and filter together remove phase mismatch at the MEMS array while increasing the depth of field.
Within the above-mentioned limitation to incoming beams, i. e. for sensing or imaging, this first form of the invention may represent the best mode of practice. The reason is that at least some variants of this form of the invention are almost exclusively computational, requiring relatively little or nothing in the way of hardware.
Postprocessing for this form of the invention is not limited to fixing one wavelength or extremely narrow waveband at a time. Rath¬ er, this system is capable of deconvolving wavelength intervals amounting to more than ±10% of the nominal wavelength — or 0.5 to 1 μm, and this is better than at least some of the optomechanical approaches discussed below.
For imaging and sensing, a primary limitation of this form of the invention appears to be somewhat constrained bandwidth. That limitation is imposed by the desirability of performing the post¬ processing in real time. 2. CONTROL OB1 WJkVEFRONT PHASE THROUGH ACTIVE CONTROL OF MEMS
PISTON AS J- FUNCTION OF SCiIN ANGLE
This form of the invention controls the wavefront by maintain- ing an integral number of M wavelengths between rays from immediately adjacent mirrors, as the mirrors 215, 22 (Figs. 10 and 11) are rotated in θ to address different field locations. This is accom¬ plished simply by driving each mirror in z., the so-called "piston" direction 31, 32 (Figs. 10 and 11), normal to the plane of pivots of the array or backing plane 38, 39. (The dimension z. is to be dis¬ tinguished from the magnification Z of the afocal lens 13, 124.)
In uncorrected configurations (Figs. 2 and 4) the phase differ¬ ence is 2Δ, where Δ = D sin θ. Here an extra displacement % forces the phase difference to Δ = D sin θ + Z. = M λ/2 instead, where M is an integral number (i. e. not a fraction) .
Given this imposed phase difference between the parallel-propa¬ gating beams 216, 223 (Figs.- 10 and 11), the reimageά beam 218 at the image plane has a spot size 219 that is only 1/N times the size 119 (Fig. 2) . The microprocessor which drives the mirrors is programmed to satisfy the integral-wavelengths condition at all scan angles θ. Unlike the postprocessing technique introduced above, this method serves well for not only a sensor system (Fig. 10) but also a pro¬ jection system (Fig. 11) . The result is that the diffraction-limited focal spot size φ for a reimaged sensor beam 218 at the image plane 219, or beam divergence angle α for a projected beam 225, is determined once again by the MEMS array size ND and not the individual mirror size D. In effect this form of the invention can be implemented by a programmer. Of the four forms of the invention presented, this piston-com¬ pensation aspect is particularly straightforward, and therefore may represent the best mode of practice — especially for projection systems, in which the deconvolution method and other mainly computa¬ tional postprocessing approaches appear to be unworkable. Even for imaging or sensing, i. e. for incoming beams, the piston facet of the invention is particularly appealing — not only for its simplicity and ease of implementation, but also for the property that it is fully broadband.
3. W-WEFKONT CORRECTION BY ADDRESSABLE IN-PATH ADJUSTMENT OF A PHASE-DELAY ELEMENT
This form of the invention too controls the wavefront to main¬ tain an integral number of M wavelengths between pathlengths at adjacent mirrors. Here this phase relationship is produced by insertion of controllably variable delays, in the form of respective nonlinear optical elements 33, 34 (Figs. 12 and 13), into the optical path.
More specifically such elements of respective index n17 n2 and thickness dχ/ d2 are inserted into respective subbeams 216 (Fig. 12) emerging from — or beam portions 21 (Fig. 13) approaching — adja¬ cent individual mirrors of the array 15.
If refractive, such an optic either may vary the refractive index n for a constant thickness d of transmissive material, or may vary the thickness d for a material of constant index n — or both. Analogously a nonrefractive element is equally appropriate. A Bragg cell can be used.
This is done for each collimated subbeam reflected from or approaching the MEMS array. The amount of delay is automatically varied as the mirrors rotate in θ to address different field locations.
Here too the system is programmed for automatic servocontrol, using known materials of variable index or thickness — or other delay-inducing physical characteristic — and varying at least one of those parameters in a suitable dependence on the scan angle θ. The result once again is that the diffraction-limited performance φ for a sensor (Fig. 12) or a for a projection system (Fig. 13) is determined by the overall MEMS array size ND, not by the individual mirror size D. Phase-equalized subbeams 316 produce, in the sensor case, a reimaged sensing beam 318 with fine spot 319 (Fig. 12) — and in the projector case, an external projected beam 425 with fine divergence (Pig. 13) . In each case the overall phase difference is forced to:
2 Δ = 2 D sin θ + d Cn 1 - n 2) + Z = M l
(by varying n for each individual mirror independently, as a function
Figure imgf000014_0001
2Δ = 2D sin θ ÷ n (dx - d2) + Z - M λ
(by varying d for each individual mirror independently, as a function of θ) , or combinations of these effects if preferred.
0
TANDEM MEMS MIRROR ARRAY CORRECTION — BASED OH AUTOCOMPENSATING MEMS SCAM ANGLE
s Another layout for controlling the relative phase of collimated light reflecting from the MEMS scan mirror array in an afocal config¬ uration is a tandem dual system with two opposing arrays 22, 622 (Fig. 14) . In this configuration, as the upper MEMS array rotates through a scan angle θ to address different field locations, the o lower array rotates by the same amount and in a compensating sense.
Naturally this geometry operates equivalently for light passage in either direction through the dual array. For definiteness, consider the case of light propagation from an input plane 35 to an output plane 36 at an afocal lens 124: 5 Incident collimated beams 621a, 621b pass through the overall tandem array 22, 622 reflecting from adjacent mirrors of the two MEMS arrays — in series. The reflected beams arrive at the afocal lens 124 as collimated beams 625a, 625b.
Due to the mutually compensating counterrotation of the two 0 arrays 22, 622, the net optical path difference (OPD) between these two collimated beams 625a, 625b at the output plane 36 is nominally zero. This is true for either an AMBS projection or sensor con¬ figuration.
The result is that diffraction-limited performance (focal blur 5 size φ for a sensor, and divergence a for a projection system) is determined by the MEMS array size ND and not the individual mirror size D. Diffraction-limited performance for nonzero scan angles θ is thus restored to equal the performance of the favorable zero-angle configurations (Figs. 1 and 3) discussed earlier.
For the configuration shown, a "compensating sense" of rotation is actually the same absolute sense. That is, when the mirrors in the upper array 22 rotate clockwise, those in the loiter array 622 also rotate clockwise.
In this form of the invention, the limits of operation can be critical: as rotation rises to encompass relatively larger angles, a ray initially reflected from e. σ. the upper array to the lower array may fall off the specific lower-array mirror which that ray struck initially. In particular, rays from a specific upper-array mirror can be divided, and divided differently, between plural or multiple lower-array mirrors as the rotation angle changes. Careful programming must take into account all these simple geometrical effects, to produce a functional device.
Some additional, new information can now be supplied, for only this final phase-equalizing strategy (Fig. 14) . Performance may be less than satisfactory if the mirrors in either array are not ini- tially "flat" — i. e. , accurately planar as a group.
Such offset between adjacent mirrors can arise during manufac¬ ture of the array, or thereafter due to thermal or other influences. This kind of imperfection can be corrected by piston-dimension (j2, Figs. 10 and 11) movement of the individual mirrors that are in- volved. The piston movement is simply added in to the basic rota¬ tional movements of those mirrors.
The foregoing disclosure is exemplary, and should not be taken to limit the scope of the invention — which is to be determined by the appended claims.

Claims

WE CLAIM :
4 1. Α. method for sharpening a received or projected beam of s substantially coherent radiation that is directionally guided by an
6 array of microelectromechanical mirrors; said method comprising the
7 steps of: s interposing a function that tends to counteract phase s difference between rays reflected from adjacent mirrors of the array; 0 and 1 causing the interposed function to vary with mirror angle.
1 2. The method of claim 1, wherein:
2 the function tends to hold phase difference at substantially an
3 integral number of wavelengths, at least within roughly one tenth of
4 a wavelength.
1 3. The method of claim 1, wherein:
2 the interposing and causing steps force diffraction to be
3 limited by a transverse dimension of the overall mirror array rather
4 than of a single mirror.
1 4. The method of claim 1, wherein:
2 the phase difference arises particularly when the mirrors are
3 tilted away from a common planar configuration.
1 5. The method of claim 1, wherein:
2 the interposed function comprises an optical phase shift that
3 is convolved with phase differences between adjacent mirrors;
4 the interposing step comprises having a physical nonlinear s phase-shift device in a path of said rays; and
6 the interposing and causing steps deconvolve the phase shift
7 and phase differences. 6. The method of claim 1, vjherein: the interposing and causing steps comprise a postprocessing step that manipulates a received beam to reverse diffraction- degrading effects.
7. The method of claim 1, wherein: the interposing and causing steps comprise varying mirror positioning, substantially in the piston direction, as a function of mirror angle.
8. The method of claim 7, further comprising: controlling said varying to achieve net total relative phase delay of substantially an integral number of wavelengths between rays reflected by adjacent mirrors in the array.
9. The method of claim 1, wherein: the interposing step comprises having in a path of said rays at least one phase-delay element.
10. The method of claim 9, wherein: the at least one phase-delay element is a variable refractive element.
11. The method of claim 10, wherein: the variable refractive element has variable index of refraction. 1 12. The method of claim 10, wherein:
2 the variable refractive element has variable optical
3 pathlength.
1 13. The method of claim 12, wherein:
2 the variable refractive element also has variable index of
3 refraction.
1 14. The method of claim 1, wherein:
2 the interposing and causing steps comprise having a second
3 array of microelectromechanical mirrors disposed in optical series
4 with the first-mentioned array, and controlled to introduce an s opposite and compensating phase difference as a function of mirror e angle.
1 15. A method for sharpening a received beam of substantially
2 coherent radiation that is directionally guided by an array of
3 microelectromechanical mirrors; said method comprising the steps of:
4 receiving the beam at a detector, or detector array, to
5 generate a corresponding signal array representing the beam; and e postprocessing the signal array to counteract phase difference
7 between rays reflected from adjacent mirrors of the array.
1 16. The method of claim 15, wherein:
2 the postprocessing step introduces phase-difference coun-
3 teraction that varies with mirror angle.
1 17. Apparatus for receiving a beam of substantially coherent
2 radiation that is directionally guided by an array of
3 microelectromechanical mirrors; said apparatus comprising:
4 in a path of said radiation, a physical nonlinear phase-shift s device that introduces a first phase shift and optically convolves s said first phase shift with other phase shifts introduced by the
7 mirror array; and a means for deconvolving the first phase shift and said other s phase shifts, to es∑tract a substantially unshifted signal.
1 18. Apparatus for receiving or projecting a beam of substantially
2 coherent radiation that is directionally guided by an array of
3 microelectromechanical mirrors; said apparatus comprising:
4 means for varying mirror positioning, substantially in the s piston direction; and s programmed means for operating the varying means as a function
7 of mirror angle to cause phase difference, between rays reflected
8 from adacent mirrors of the array, to be substantially an integral s number of wavelengths, at least within roughly ±10% of nominal o wavelength.
1 19. Apparatus for receiving or projecting a beam of substantially
2 coherent radiation that is directionally guided by an array of
3 microelectromechanical mirrors; said apparatus comprising:
4 in a path of said rays, at least one phase-delay element; and s means for varying phase delay introduced by said element, as a e function of mirror angle, to cause phase difference between rays
7 reflected from adacent mirrors of the array to be substantially an a integral number of wavelengths, at least within roughly +10% of
9 nominal wavelength. 1 20. Apparatus for receiving or projecting a beam of substantially
2 coherent radiation that is directionally guided by an array of
3 microelectromechanical mirrors that introduces a phase difference
4 between rays reflected from adjacent mirrors of the array; said s apparatus comprising: s in a path of said rays, a second array of microelectrome-
7 chanical mirrors disposed in optical series with the first-mentioned s array; s means for controlling mirror angle of the second array, as a 0 function of mirror angle in the first-mentioned array, to introduce ε 1 phase difference that is opposite to and compensates for the phase 2 difference introduced by the first-mentioned array.
2 21. The apparatus of claim 20, further comprising:
2 means for controlling piston displacement of either or both
3 arrays to compensate for nonplanarity of either or both arrays.
PCT/US2005/028777 2004-08-11 2005-08-10 Afocal beam steering system corrected for excess diffraction due to phase error from microelectromechanical mirror offsets WO2006020888A2 (en)

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