WO2004076464A2

WO2004076464A2 - Optically active phosphites and phosphoramidites and their use in asymmetric reactions

Info

Publication number: WO2004076464A2
Application number: PCT/US2004/003367
Authority: WO
Inventors: Iwao Ojima; Masaki Takai; Takayoshi Takahashi; Hisao Urata
Original assignee: Mitsubishi Chemical Corporation; The Research Foundation Of State University Of New York
Priority date: 2003-02-27
Filing date: 2004-02-27
Publication date: 2004-09-10
Also published as: WO2004076464A3; AU2003219901A8; WO2004078766A1; AU2003219901A1

Abstract

Novel optically active ligands which are mondentate phosphites and phosphoramidites, and bidentate phosphites and phosphoramidites; optically active catalysts comprising a reaction mixture of the ligand and a transition metal or its compound; and processes of using the optically active catalysts to produce optically active compounds.

Description

TITLE

OPTICALLY ACTIVE PHOSPHITES AND PHOSPHORAMIDITES BEARING

BIPHENOL SKELETONS WITH, AXIAL CHIRALITY, AND THEIR USE IN

CATALYTIC ASYMMETRIC REACTIONS

BACKGROUND OF THE INVENTION

FIELD OF THE INVENTION

The present invention relates to novel optically active phosphite ligands and/or optically active phosphoramidite ligands, which are essential elements for catalytic asymmetric reactions. Further, the invention relates to optically active catalysts comprising a transition metal or its compound and the foregoing novel optically active phosphite ligands and/or optically active phosphoramidite ligands, which are important for catalytic asymmetric reactions.

Moreover, the invention relates to processes of producing optically active compounds by catalytic asymmetric reactions of prochiral compounds using the foregoing optically active catalysts.

DESCRIPTION OF THE RELATED ART

Processes of producing optically active compounds by catalytic asymmetric reaction of prochiral compounds using a catalyst comprising a combination of a transition metal or its compound and an optically active ligand are well known. Such a reaction is characterized by the use of an optically active ligand. Such optically active ligands include optically active phosphines, optically active phosphine-phosphites, optically active phosphites, and optically active phosphoramidites. Among these compounds, the optically active phosphites comprise ήionodentate and bidentate phosphite compounds.

As the optically active monodentate phosphites, are known phosphites and/or phosphoramidites in which the moiety conesponding to Y of the general formula (1) in the phosphite having a biphenol skeleton is optically active (see WO 01/94278). However, these known phosphites and/or phosphoramidites do not have biphenol skeletons with axial chirality. Moreover, in accordance with the asymmetric hydrogenation reactions using the optically active phosphites as disclosed in WO 01/94278, the enantioselectivity achieved is 30% ee at the maximum. As the bidentate phosphites, are known optically active bidentate phosphites with axial chirality. In these phosphites, a binaphthol moiety has axial chirality, but few optically active ligands in which a biphenol moiety has axial chirality are known. For example, Briggs, et al. (see Chemical Communication, 2001, 2174) synthesized an optically active bidentate phosphite ligand from (R)-3,3'-di-tert-butyl-6,6'-dimethyl-l,r-biρhenyl-2,2'-diol and performed hydroformylation reaction of propene using a catalyst comprising a Rh complex with this optically active phosphite. Since any of linear and branched products from propene (n-butanal and 2-mefhypropanal, respectively) do not have any chiral center, no asymmetric hydroformylation reaction of a prochiral olefrn has been investigated with this phosphite ligand.

Further, WO 02/40491 titled "Oπho Substituted Chiral Phosphines and Phosphinites and Their Use in Asymmetric Catalytic Reactions" discloses a structure of optically active bidentate phosphites bearing a biphenol moiety with axial chirality and discloses that the optically active bidentate phosphites can be used as ligands for various asymmetric reactions. However, the WO 02/40491 merely discloses the structure and utilization, and does not describe the production processes of the optically active bidentate phosphites and relevant examples thereof. In addition, WO 02/40491 does not clearly indicate the efficacy of those ligands when they were used for the specific reactions.

Optically active phosphoramidites and asymmetric hydrogenation reactions using Ru or Rh catalysts with these phosphoramidite ligands are known (see WO 02/4466 and J. Am. Chem. Soc, 2000, 122, 11539). The phosphoramidites that are disclosed in this paper are based on the optically active binaphthol, which has axial chirality. However, there are no examples using phosphoramidites having an optically active biphenol skeleton with axial chirality. As described above, optically active phosphites or phosphoramidites having an optically active binaphthol skeleton are hitherto known.

However, it has been shown that when these ligands are used for reactions at relatively high temperatures for a long period of time, the optical purity of these ligands gradually decreases because of racemization. Accordingly, there is an obvious limitation in the use of these ligands bearing the optically active binaphthol skeleton.

Although optically active biphenols with axial chirality are hitherto known, no example has been reported for the synthesis of optically active phosphites and/or phosphoramidites starting from these optically active biphenols with axial chirality. An object of the present invention is to provide monodentate phosphites and/or phosphoramidites as well as bidentate phosphites and/or phosphoramidites having an optically active biphenol skeleton with axial chirality, which are structurally different from the known ligands and do not cause a substantial decrease in optical purity at high reaction temperatures.

Other objects of the invention are to provide novel optically active catalysts comprising a combination of such an optically active phosphite and/or phosphoramidite compound as a ligand and a transition metal or its compound in which the transition metal belongs to the groups 4 to 12 of the periodic table and to provide a process for producing optically active compounds using such novel optically active catalysts.

DETAILED DESCRIPTION OF THE INVENTION The present inventors reasoned that if an optically active biphenol skeleton with axial chirality having substituents at the 6- and o^ppositions thereof is utilized, it is possible to provide an optically active phosphite or phosphoramidite that is not accompanied by racemization, or in which even when racemization occurs, the racemization process is extremely slow, even under forced conditions, and performed extensive and intensive investigations.

As a result, it has been found that a thermally stable chiral catalyst can be provided by combining an optically active phosphite and/or phosphoramidite having a specified substituent in a specified site of an optically active bisphenol skeleton with axial chirality as a ligand with a transition metal or its compound, in which the transition metal belongs to the groups 4 to 12 of the periodic table and that a process for giving an optically active compound with high optical purity can be provided by using this chiral catalyst, leading to the accomplishment of the invention. Specifically, the invention according to one embodiment is concerned with a novel optically active monodentate phosphite and/or phosphoramidite bearing an optically active biphenol moiety with axial chirality, represented by the following general formula (1): G eneral Form ula (1 )

(1 -1 ) (1 -2)

(1 -3) (1 -4)

wherein R¹ and R⁵ each represents a hydrogen atom or an optionally substituted secondary or tertiary hydrocarbon group having 3 to 20 carbon atoms; R² and R^δ each represents a hydrogen atom, an optionally substituted alkyl group having 1 to 20 carbon atoms, an optionally substituted alkoxy group having 1 to 10 carbon atoms, an optionally substituted aryl group, or a halogen atom; R³ and R⁷ each represents an optionally substituted hydrocarbon group having 1 to 20 carbon atoms or an optionally substituted alkoxy group having 1 to 10 carbon atoms; R⁴ and R⁸ each represents a hydrocarbon atom having 1 to 4 carbon atoms, a halogen atom, or an alkoxy group having 1 to 4 carbon atoms; Y¹, Y², and Y³ each represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group; and Y and Y³ may be taken together to form a ring.

The present invention according to another embodiment is concerned with a novel optically active bidentate phosphite and/or phosphoramidite bearing an optically active biphenol moiety with axial chirality, represented by the following general formula (2):

General Formula (2)

(2-1) (2-2)

(2-3) (2-4) wherein R¹ and R⁵ each represents a hydrogen atom or an optionally substituted secondary or tertiary hydrocarbon group having 3 to 20 carbon atoms; R² and R⁶ each represents a hydrogen atom, an optionally substituted alkyl group having 1 to 20 carbon atoms, an optionally substituted alkoxy group having 1 to 10 carbon atoms, an optionally substituted aryl group, or a halogen atom; R³ and R⁷ each represents an optionally substituted hydrocarbon group having 1 to 20 carbon atoms or an optionally substituted alkoxy group having 1 to 10 carbon atoms; R⁴ and R⁸ each represents a hydrocarbon atom having 1 to 4 carbon atoms, a halogen atom, or an alkoxy group having 1 to 4 carbon atoms; Y⁴ and Y⁵ each represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group; and Y⁴ and Y⁵ may be taken together to form a ring.

In the present invention, according to still another embodiment, the novel optically active monodentate phosphite and/or phosphoramidite compound and/or the optically active bidentate phosphite and/or phosphoramidite compound provides a novel optically active catalyst upon reaction with a transition metal or its compound. The optically active catalyst of the invention is useful as a chiral source of optically active monomer compounds or optically active polymer compounds. Since the optically active catalysts of this invention comprise the foregoing novel optically active compounds as ligands, the optically active catalysts arising from these combinations are structurally different from the conventional ones.

Further, the present invention, according to still yet another embodiment, is concerned with a process of producing optically active compounds using the optically active catalysts described above, wherein various prochiral compounds are used as substrates, and the optically active catalysts are used as chiral sources.

PRODUCTION OF OPTICALLY ACTIVE PHOSPHITES AND PHOSPHORAMIDITES OF THE INVENTION

A. Novel optically active monodentate phosphites and/or phosphoramidites with axial chirality

A-l. Process for producing optically active biphenols

The present inventors already reported a patent regarding a production process for optically active biphenols (see Japanese Patent Application No. 2002-362327). A general synthetic process thereof is briefly described below with reference to 6,6'-dimethyl-l,r- biphenyl-2,2'-diol derivatives. A-l-(a) Process in which a precursor of an optically active 6,6'-dimethyl-l '- biphenyl-2,2'-diol derivative is prepared first and then converted to the desired optically active biphenols: A-l-(a)-(l) A process in which a phenol compound having an optically active substituent is subjected to asymmetric Grignard coupling to synthesize an optically active biphenyl skeleton, and the substituent is then converted to a methyl group through several steps (see Moorlag, Henk; Meyers, A.I., Tetrahedron Lett, 1993, 34(44), 6993-6).

A-l-(a)-(2) A process in which an optically active biphenyl skeleton is synthesized by diether formation of a biphenyl tetraol compound with an optically active diol and subjected to alkylation reaction with an organo-zinc reagent to give the corresponding optically active biphenol (see Tuyet, Tran Mai Thi; Harada, Toshio; Hashimoto, Kazuyuki; Hatsuda, Masanori; Oku, Akira, J. Org. Chem., (2000), 65(5), 1335-1343).

However, these processes in which a chiral biphenyl skeleton is synthesized and then converted to the desired optically active biphenols include many steps and require complicated operation.

A-l-(b) Process of separating optically active biphenols from racemic of a 6.6'- dirnethyl- 1 , 1 '-biphenyl-2,2'-diol derivative: A-l-(b)-(l) A process of separating a racemic biphenol to the corresponding optically active biphenol by chromatography: For example, there is a known process in which the chromatographic separation is achieved by using an optically active column (see Kaida, Yuriko; Okamoto, Yoshio, Bull. Chem. Soc. Jpn., (1993), 66(8), 2225-32).

However, this process is not suitable for mass production for reasons such as necessity of a large amount of solvent. A-l-(b)-(2) A process in which a racemic biphenol is derived into a mixture of diastereomers, followed by separation:

A-l-(b)-(2)-l) There is a known process in which a diastereomeric clathrate compound is selectively formed by using an optically active amine derivative, followed by separation of the diastereomers (see JP-A-10-45648). With respect to this process, not only the optically active amine derivative to be used is expensive, but also this process can separate only one of the two enantiomers at a time. In order to obtain both enantiomers of the biphenol, it is necessary to form a clathrate compound again with an amine with the opposite absolute configuration. A-l-(b)-(2)-2) There is a known process in which a racemic biphenol is converted to a phosphoric acid diester, which then forms a salt with an optically active amine and the resulting diastereomeric salts are separated (see Kanoh, Shigeyoshi; Tamura, Nobuyuki; Motoi, Masatoshi; Suda, Hiroshi, Bull. Chem. Soc. Jpn., (1987), 60(6), 2307-9). With respect to this process, it is possible to separate only one enantiomer of the desired biphenol at a time. In order to obtain both enantiomers, it is necessary to form a salt using the amine with the opposite absolute configuration.

A-l-(b)-(2)-3) A process in which a phosphite having a phosphorus atom-containing cyclic structure, which is derived from a racemic biphenol, phosphorus trichloride and an optically active secondary alcohol, is (a) oxidized to give a phosphoric ester, which is then (b) optically resolved by recrystallization to yield an optically active compound, followed by (c) hydrogenation to afford an enantiomer of biphenol.

The racemic biphenols to be used for these processes can be synthesized through the oxidative coupling reaction of the corresponding phenols, which are readily available raw materials. There is also a known synthetic method not using the oxidative coupling (see Y. Sugii; H. Shindo, Yakugaku Zasshi (Journal of the Pharmaceutical Society of Japan), 54, 829-844 (1934)). However, this method involves many steps and the yields of the desired biphenols are low.

To obtain the optically active biphenol, the optical resolution method may be used, which has advantages such as the availability of the starting phenols and the easiness of the synthesis of racemic biphenols. From a practical point of view, the process A-l-(b)-(2)-3) is preferable because both enantiomers can be obtained by the single process without waste. However, this invention is not limited thereto.

The optically active biphenols represented by the following general formula (3) are produced according to the foregoing process.

General Formula 3

R¹ and/or R⁵ represents a hydrogen atom or an optionally substituted secondary or tertiary hydrocarbon group having 3 to 20 carbon atoms.

When R¹ and/or R⁵ represents a hydrogen atom, in the case where the resulting optically active phenol is used to prepare the corresponding optically active phosphite or phosphoramidite ligand, a high optical yield can be achieved. In the present invention, the optical yield as referred to herein is represented by the enantiomeric excess (% ee) of the ^' optically active products obtained.

When R¹ or R⁵ represents an optionally substituted secondary or tertiary hydrocarbon group having 3 to 20 carbon atoms, the resulting optically active phenol, when converted to the corresponding phosphite or phosphoramidite ligand, sterically or electronically influences the reaction system, whereby a good stability of the active catalyst species and a high optical yield can be achieved.

The number of carbon atoms of the substituted hydrocarbon group is preferably 10 or less, and more preferably 5 or less. In the present invention, the number of carbon atoms of the optionally substituted hydrocarbon group as referred to herein means the number of total carbon atoms of the hydrocarbon group and the substituent. Preferred examples of the hydrocarbon group include an isopropyl group, a tert-butyl group, and a tert-amyl group, with an isopropyl group and a tert-butyl group being more preferred.

Examples of the substituent include an alkoxy group, a carbalkoxy group, a dialkylamino group, a halogen atom, and a nitro group. The number of carbon atoms of the alkoxy group is usually 1 to 10; the number of carbon atoms of the carbalkoxy group is usually 2 to 10, and preferably 2 to 4; and the number of carbon atoms of the dialkylamino group is usually 2 to 10.

It is preferred that no substituent is present because synthesis of the raw material is easy. Further, in the case where the substituent has relatively high reactivity, when the asymmetric catalytic reaction of the invention is carried out, a part or the whole of the substituents of the ligand may possibly cause reaction such as reductive elimination by hydrogenation reaction, exchange reaction of the substituent by substitution reaction, and decomposition by hydrolysis during the aftertreatment of the reaction, depending upon the reaction conditions. Therefore, it is preferred that a substituent having relatively high reactivity is not present.

Though R s and R⁵s may be different from each other, it is preferred that R s and/or R⁵s are the same because the synthesis of these compounds is easy. R² and R⁶ each represents a hydrogen atom, an optionally substituted alkyl group having 1 to 20 carbon atoms, an optionally substituted alkoxy group having 1 to 10 carbon atoms, an optionally substituted aryl group, or a halogen atom.

The number of carbon atoms of the hydrocarbon group is preferably from 1 to 10, and more preferably from 1 to 5; and the number of carbon atoms of the alkoxy group is preferably from 1 to 5. In the invention, the number of carbon atoms of the optionally substituted alkoxy group as referred to herein means the number of total carbon atoms of the alkoxy group and the substituent. The same is also applicable with respect to the aryl group having a substituent. Examples of the hydrocarbon group include an alkyl group, an aryl group, and an aralkyl group. Among these substituents, hydrogen, a methyl group, a methoxy group, chlorine, and fluorine are more preferred. Though respective R s and/or R⁶s may be different from each other, it is preferred that R²s and/or R⁶s are the same because the synthesis of the raw material is easy. However, with respect to the alkoxy group, the aryloxy group, and the halogen atom, when the asymmetric catalytic reaction of the invention is carried out, the substituent of the ligand may possibly cause reaction such as reductive elimination by hydrogenation reaction, exchange reaction of the substituent by substitution reaction, and decomposition by hydrolysis during the aftertreatment of the reaction, depending upon the reaction conditions. Therefore, a hydrogen atom or an alkyl group is preferred. R³ and R⁷ each represents an optionally substituted hydrocarbon group having 1 to 20 carbon atoms or an optionally substituted alkoxy group having 1 to 10 carbon atoms. When R³ or R⁷ has the foregoing substituent, the thermal stability of the biphenol increases, and a higher selectivity in the desired catalytic asymmetric reactions can be realized. As a result, a high optical yield can be achieved. Of these, the hydrocarbon group is more preferable than the alkoxy group. This is because with respect to the alkoxy group, when the asymmetric catalytic reaction of the invention is carried out, the substituent of the ligand may possibly cause reaction such as reductive elimination by hydrogenation reaction, exchange reaction of the substituent by substitution reaction, and decomposition by hydrolysis during the aftertreatment of the reaction, depending upon the reaction conditions.

The number of carbon atoms of the hydrocarbon group is preferably 1 to 10, and more preferably 1 to 5; and the number of carbon atoms of the alkoxy group is preferably 1 to 5. In the present invention, the number of carbon atoms of the optionally substituted alkoxy group as referred to herein means the number of total carbon atoms of the hydrocarbon group and the substituent.

A hydrocarbon group has preferably 1 to 5 carbon atoms, with a methyl group, an ethyl group, an isopropyl group, a t-butyl group, and a t-amyl group being more preferred. R⁴ and R⁸ each represents a hydrocarbon atom having from 1 to 4 carbon atoms, a halogen atom, or an alkoxy group having from 1 to 4 carbon atoms. However, since with respect to the alkoxy group and the halogen atom, when the asymmetric catalytic reaction of the invention is carried out, the substituent of the ligand may possibly cause reaction such as reductive elimination by hydrogenation reaction, exchange reaction of the substituent by substitution reaction, and decomposition by hydrolysis during the aftertreatment of the reaction, depending upon the reaction conditions. Therefore, among these, a hydrocarbon group having from 1 to 4 carbon atoms is preferable. Of the hydrocarbon groups having from 1 to 4 carbon atoms, a methyl group is the most preferable.

The optically active biphenols thus produced will serve as the starting materials for the production of the optically active monodentate phosphites and/or phosphoramidites as well as optically active bidentate phosphites and/or phosphoramidites.

A-2 Process for producing optically active phosphites and/or phosphoramidites A-2-(a) Process for the production of monodentate phosphite and/or phosphoramidite The optically active monodentate phosphite can be produced essentially in the same manner as that for the production of the racemic monodentate phosphite. For example, it can be produced by the method as described in JP-T-61-501268. The detailed production process is described below.

A-2-(a)-(l) The optically active monodentate phosphites and/or phosphoramidites can be synthesized by reacting phosphorus trichloride with an alcoholic hydroxyl group- containing compound or phenolic hydroxyl group-containing compound represented by the following general formula (4-1):

Y¹-OH ( ) wherein Y¹ represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group, or an amine represented by the following general formula (4-2): Y²Y³-NH (⁴"2)

wherein Y² and Y³ each represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group; and Y² and Y³ may be taken together to form a ring, in the presence or absence of a base, to prepare a dichlorophosphite and further reacting the dichlorophosphite with an optically active biphenol represented by the foregoing general formula (4) in the presence or absence of a base.

The synthetic routes are illustrated in the following scheme (5) (for phosphites) and scheme (6) (for phosphoramidites), respectively.

(a-1 : Phosphites)

YΌ-H + PCI₃ Y¹O-PCI₂

(a-1 : Phosphoramidites)

Y¹ represents an alkyl group, an aryl group, or a heteroaryl group, each of which may have a substituent having 1 to 20 carbon atoms.

The number of carbon atoms of the alkyl group is preferably 1 to 30, and more preferably 1 to 20. The alkyl group may be an optically active group in which the substituent has a chiral center. Examples of the alkyl group include linear and branched alkyl groups such as a methyl group, an ethyl group, a propyl group, a t-butyl group, an octyl group, and a dodecyl group; cycloalkyl groups such as a cyclopropyl group, a cyclobutyl group, a cyclohexyl group, a cyclooctyl group, an optically active 2-phenyl-l-cyclohexyl group, and an optically active menthyl group; and aralkyl groups such as a benzyl group, an optically active 1-phenylethyl group, and a 4-phenylbutyl group.

The number of carbon atoms of the aryl group is preferably 6 to 30, and more preferably 6 to 20. The aryl group may be an optically active group in which the substituent has a chiral center. Specific examples of the aryl group include a phenyl group, an - naphthyl group, a β-naphthyl group, an anthranyl group, a 4-(optically active 2-butyl)-phenyl group, an o-tolyl group, a p-tolyl group, a 2,4-di-t-butylphenyl group, a p-mefhoxyphenyl group, an m-fluorophenyl group, and a 3-t-butyl-2-naphthyl group. The heteroaryl group may be an optically active group in which the substituent has a chiral center. Specific examples of the heteroaryl group include a 2-pyridyl group, a 3-pyridyl group, a 4-pyridyl group, a 4-(optically active 2-butyl)-pyridyl group, a 3-furyl group, a 2-furyl group, and a 2,5-dimethyl-3-pyrrolyl group.

Y² and Y³ are synonymous with Y¹. In the case where Y² and Y³ are taken together to form a ring, examples of the ring include an alkylene group and an arylene group, each of which may have a substituent having 1 to 20 carbon atoms.

The number of carbon atoms of the alkylene group is preferably 2 to 20, and more preferably 2 to 10. Specific examples of the alkylene group include a 1,2-ethylene group, an optically active 2 -methyl- 1,2-ethylene group, a 1,3-propylene group, a 1,4-butylene group, an optically active 2-methyl- 1,4-butylene group, a 3-isopropyl-l,5-pentylene group, and a 2- chloro- 1,4-butylene group. The number of carbon atoms of the arylene group is preferably 6 to 20, and more preferably 6 to 16. Specific examples of the arylene group include a 2,2'- biphenylene group, a l,l'-binaphthylene group, a 4,4'-dimethyl-2,2'-biphenylene group, an optically active l,l'-binaphtylene group, and an optically active 3,3'-dibromobinaphthylene group. A-2-(a)-(2) The optically active monodentate phosphites and/or phosphoramidites can also be synthesized by reacting phosphorus trichloride with an optically active biphenol represented by the foregoing general formula (3) to prepare an optically active cyclic monochlorophosphite compound and further reacting the optically active cyclic monochlorophosphite compound with an alcoholic hydroxyl group-containing compound or a phenolic hydroxyl group-containing compound represented by the following general formula (4-1):

Y ¹ -O H ( 4 - 1 ) wherein Y¹ is the same as defined above, or an amine represented by the following general formula (4-2):

Y²Y³-NH ²)

wherein Y² and Y³ are the same as defined above, in the presence or absence of abase.

The synthetic routes are illustrated in the following scheme (7) (for phosphites) and scheme (8) (for phosphoramidites), respectively.

(a-2: Phosphites)

a-£: F'Bio:spw© aaaidK®3

The method to be used varies depending on the structure of the compound (3). In the case of a compound having bulky tertiary substituents such as a tertiary butyl group as R¹ and R⁵, the method via the dichlorophosphite compound shown in A-2-(a)-(l) is preferred. However, the method via an optically active cyclic monochlorophosphite is advantageous in producing various derivatives because this compound can serve as an intermediate for the synthesis of optically active phosphoramidite compounds as described later.

Next, the reaction conditions of the method A-2-(a)-(l), i.e., the preparation of the dichlorophosphite, is described below in detail. The reaction conditions for the preparation of the dichlorophosphite are not particularly limited, and known methods can be employed.

In this reaction, in order to suppress the formation of a monochlorophosphite as a byproduct, it is desirable that the reaction is carried out by using an excess of phosphorus trichloride and that the excessive phosphorus trichloride is removed by distillation after the reaction.

If a base is added for the purpose of capturing hydrogen chloride generated, the formation of the monochlorophosphite is increased. Accordingly, the addition of a base is not desirable.

Next, the preparation of a monochlorophosphite having a cyclic structure shown in A- 2-(a)-(2) is described below.

The cyclic monochlorophosphite can be prepared by reacting the optically active biphenol represented by the general formula (4) with phosphorus trichloride in the presence of abase.

Examples of the solvent that can be used in the reaction include hydrocarbon solvents such as toluene and heptane; ether-based solvents such as THF (tetrahydrofuran) and dioxane; and aprotic polar solvents such as DMF (dimethylformamide) and DMSO (dimethyl sulfoxide). Among these solvents are preferable hydrocarbon solvents and ether-based solvents, with toluene and THF being particularly preferred.

Examples of the base include amine bases such as triethylamine and pyridine; and inorganic bases such as potassium carbonate, sodium hydroxide, and metal alkoxides (e.g., sodium methoxide). Among these bases, amine bases are preferable. This is because when the amine base is used, the amine base reacts with hydrogen chloride formed as a by-product along with the progress of the reaction to give an amine hydrochloride. The amine hydrochloride can be easily removed because of its low solubility in the solvent. The amount of the base to be used is usually two molar equivalents or more to the optically active biphenol. From an economical point of view, the amount of the base to be used is preferably selected from the range of two molar equivalents to three molar equivalents. The reaction temperature is not particularly limited, but is usually selected from the range of -100 °C to the reflux temperature of the solvent. Preferably, the reaction temperature is properly selected from the range of -78 °C to 80 °C.

Since phosphorus trichloride is used in the reaction, the reaction is preferably carried out under an atmosphere of an inert gas such as nitrogen. The reaction time is not particularly limited, but is usually selected from the range of

1 minute to 48 hours, preferably from 5 minutes to 36 hours, and more preferably from 10 minutes to 24 hours.

After completion of the reaction, for example, the amine hydrochloride formed as a by-product is filtered off preferably under a nitrogen atmosphere, and the filtrate can be used for the subsequent reaction as it is.

The optically active cyclic monochlorophosphite, thus prepared, is reacted with an alcoholic hydroxyl group-containing compound or a phenolic hydroxyl group-containing compound represented by the general formula (4-1), Y^x-OH or an amine represented by the general formula (4-2), Y²Y³N-H in a solvent in the presence of a base, whereby the optically active monodentate phosphite and/or phosphoramidite represented by the general formula (1), can be produced.

Examples of the solvent that can be used in the reaction include hydrocarbon solvents such as toluene and heptane; ether-based solvents such as THF and dioxane; and aprotic polar solvents such as DMF and DMSO. Among these reaction solvents are preferable hydrocarbon solvents and ether-based solvents, with toluene and THF being particularly preferred.

Examples of the base include amine bases such as triethylamine and pyridine; and inorganic bases such as potassium carbonate, sodium hydroxide, and metal alkoxides (e.g., sodium methoxide). Among these bases, amine bases are preferable. This is because when the amine base is used, the amine base reacts with hydrogen chloride formed as a by-product along with the progress of the reaction to give an amine hydrochloride. The amine hydrochloride can be easily removed because of its low solubility in the solvent. The amount of the base to be used is usually one molar equivalent or more to the optically active cyclic monochlorophosphite. From an economical point of view, the amount of the base to be used is preferably selected from the range of one molar equivalent to four molar equivalents. The reaction temperature is not particularly limited, but is usually selected from the range of -100 °C to the reflux temperature of the solvent. Preferably, the reaction temperature is properly selected from the range of -78 °C to 80 °C.

After completion of the reaction, for example, the amine hydrochloride formed as a by-product is filtered off preferably under a nitrogen atmosphere, and the desired compound is obtained through a purification step.

As the method of purifying the optically active monodentate phosphite and/or phosphoramidite compound, thus obtained, column chromatography suspension and rinsing, and/or recrystallization can be used.

A-2-(b) Process for production of optically active bidentate phosphites and/or phosphoramidites

The production process for the bidentate phosphites and/or phosphoramidites slightly varies depending upon the structure of the compound, but is not particularly limited. The bidentate phosphites and/or phosphoramidites can be produced according to the known literature methods for producing the following racemic bidentate phosphite. Examples of the known literature methods are described in JP-A-62-116587, TP-A-10-45775, JP-A-2000- 53688, and Japanese Patent Application No. 2000-228821.

A-2-(b)-(l) Bidentate phosphites and/or phosphoramidites where Y⁴ and Y⁵ are not taken together in the general formula (2): Examples of the known literature methods are described in JP-A-10-45775, JP-A- 2000-53688, and Japanese Patent Application No. 2000-228821.

The synthetic route is illustrated in the following scheme (9).

The optically active biphenol represented by the general formula (4) is reacted with an alkali metal compound such as NaH, KH, n-BuLi, and Na or an alkaline earth metal compound such as methylmagnesium bromide and ethyhnagnesium bromide in a solvent preferably under an atmosphere of an inert gas such as nitrogen, to prepare the corresponding alkali metal salt or alkaline earth metal salt of the optically active biphenol.

With respect to the amount of the alkali metal compound or alkaline earth metal compound to be used, two moles per mole of the biphenol are usually sufficient. If necessary, the alkali metal compound or alkaline earth metal compound may be used in an amount more than two moles per mole of the biphenol.

Examples of the solvent that is suitably used include ethers such as THF and diethyl ether; hydrocarbons such as hexane and toluene; nitrogen-containing compounds such as pyridine, triethylamine, and N^N'_jN'-tetramethyl-ethylenediamine; and mixtures thereof.

The reaction temperature can be properly selected from the range of -70 °C to the boiling point of the solvent. It is also possible to start the reaction at a temperature in the range of -70 °C to 0 °C and then continue to gradually elevate the temperature to the boiling point of the solvent.

From a practical view of the reaction operation, it is preferred to perform the reaction by using NaH or n-BuLi as the metal compound and THF as the solvent. The reaction time is usually in the range of 1 minute to 48 hours, and preferably 10 minutes to 4 hours.

After completion of the reaction, the reaction mixture can be used for the subsequent step as it is. Accordingly, isolation and/or purification is not particularly required. In the case where the isolation is desirable, the reaction solvent is distilled off from the resulting reaction mixture, and the residue is dried, whereby the alkali metal salt or alkaline earth metal salt of the optically active biphenol can be obtained as a solid. If desired, recrystallization may be performed.

Next, the resulting alkali metal salt or alkaline earth metal salt of the optically active biphenol is reacted with a chlorophosphite represented by the general formula, (Y⁴O)(Y⁵O)PCl or a diaminochlorophosphine represented by the general formula, (Y⁴N)(Y⁵N)PC1, separately prepared, in the presence or absence of a solvent, whereby the desired optically active bidentate phosphite and/or phosphoramidite compound represented by the general formula (2) can be obtained. The reaction is carried out by mixing the alkali metal salt or alkaline earth metal salt of the optically active biphenol with the chlorophosphite or the diaminochlorophosphine at a temperature of 20 °C or lower. Preferably, the reactants are mixed with each other at a temperature of 0 °C or lower, and the temperature is then gradually elevated.

It is preferred that the reaction is carried out under an atmosphere of an inert gas such as nitrogen.

Examples of the solvent that can be used in the reaction include ethers such as THF, diethyl ether, and dioxane; hydrocarbons such as hexane and toluene; nitrogen-containing compounds such as pyridine and triethylamine; and mixtures thereof. With respect to the amount of the solvent, it is preferred to use a minimum amount of the solvent necessary for dissolving the reactants. The solvent may be used in an amount more than the minimum amount.

As the method of purifying the optically active bidentate phosphite and/or phosphoramidite, thus obtained, column chromatography, suspension and rinsing, and/or recrystallization can be used. In the foregoing preparation method, there may be the case where a non-negligible amount of the monodentate phosphite and/or phosphoramidite represented by the general formula (1) is formed as a by-product. To avoid the formation of this by-product, the alkali metal salt or alkaline earth metal salt of the optically active biphenol may be reacted with two equivalents of diethylaminophosphine, for example, to give the corresponding bidentate phosphoramidite. Then, the bidentate phosphoramidite is reacted with a hydrogen halide to yield the corresponding tefrahalobisphosphorus compound, which is reacted with a compound represented by the general formula, Y⁴OH and/or Y⁵OH or Y⁴Y⁵N-H, in the presence or absence of a base, to afford the optically active bidentate phosphite and/or phosphoramidite represented by the general formula (2).

The synthesis route is illustrated in the following scheme (10).

As the hydrogen halide, hydrogen chloride is preferable. In this case, a solution having hydrogen chloride dissolved therein may be used, or gaseous hydrogen chloride may be directly used.

In this reaction, the use of a solvent is not essential. If desired, however, the reaction can be carried out in an inert solvent. Preferred examples of the solvent to be used include hydrocarbons such as hexane, heptane, toluene, and xylene; ketones such as acetone, diethyl ketone, and methyl ethyl ketone; ethers such as THF, diethyl ether, and dioxane; and esters such as ethyl acetate.

In the present invention, the amount of the hydrogen halide to be used is not particularly limited, but is usually selected from the range of 0.01 to 1,000 molar equivalents, preferably from 0.1 to 100 molar equivalents, and particularly preferably from 2 to 4 molar equivalents with respect to the number of nitrogen atoms bound to the phosphorus atom.

The reaction temperature is selected from the range of -78 °C to 80 °C, preferably -50 °C to 50 °C, and particularly preferably -30 °C to 30 °C. The tefrachlorobisphosphorus compound is reacted with the compound represented by the general formula, Y⁴OH and/or Y⁵OH or Y⁴Y⁵N-H, in a solvent preferably in the presence of a base, the optically active bidentate phosphite and/or phosphoramidite compound can be prepared.

Examples of the solvent that can be used in the reaction include hydrocarbon solvents such as toluene and heptane; ether-based solvents such as THF and dioxane; and aprotic polar solvents such as DMF and DMSO. Among these solvents are preferable hydrocarbon solvents and ether-based solvents. Especially, toluene and THF are preferred.

Examples of the base include amine bases such as triethylamine and pyridine; and inorganic bases such as potassium carbonate, potassium hydroxide, and metal alkoxides (e.g., sodium methoxide). Among these bases, amine bases are preferable. This is because when the amine base is used, the amine base reacts with hydrogen chloride formed as a by-product along with the progress of the reaction to give an amine hydrochloride. The amine hydrochloride can be easily removed because of its low solubility in the solvent. The amount of the base to be used is usually four molar equivalents or more to the tefrachlorobisphosphorus compound. From an economical point of view, the amount of the base to be used is preferably selected from the range of four molar equivalents to eight molar equivalents. The reaction temperature is not particularly limited, but is usually selected from the range of -100 °C to the reflux temperature of the solvent. Preferably, the reaction temperature is properly selected from the range of -78 °C to 80 °C.

Since a polyhalogenated bisphosphorus compound is used in the reaction, the reaction is preferably carried out under an atmosphere of an inert gas such as nitrogen.

The reaction time is not particularly limited, but is usually selected from the range of 1 minute to 48 hours, preferably 5 minutes to 36 hours, and more preferably 10 minutes to 24 hours.

After completion of the reaction, for example, the amine hydrochloride formed as a by-product is filtered off preferably under a nitrogen atmosphere, and the desired compound is obtained through a standard purification procedure.

As the method of purifying the optically active bidentate phosphite and/or phosphoramidite, thus, obtained, column chromatography, suspension and rinsing, and/or recrystallization can be used.

A-2-(b)-(2) Bidentate phosphates where Y⁴ and Y⁵ are taken together to form a ring in the general formula (2):

The synthetic route is illustrated in the following scheme (11).

In the case where Y⁴ and Y⁵ are taken together to form a ring, the compound has two hydroxyl groups within the same molecule, for example, a diol compound. A diol is reacted with PC1₃ to give the corresponding cyclic chlorophosphite. The resulting cyclic chlorophosphite is reacted with the optically active biphenol in a solvent in the presence of a base, whereby the bidentate phosphite can be prepared. The reaction is carried out at a temperature in the range of -78 °C to 100 °C, preferably -50 °C to 80 °C, and more preferably -30 °C to 70 °C.

The reaction is preferably carried out under an atmosphere of an inert gas such as nitrogen. Examples of the solvent that can be used in the reaction include ethers such as THF, diethyl ether, and dioxane; hydrocarbons such as hexane and toluene; nitrogen- containing compounds such as pyridine and triethylamine; and mixtures thereof. With respect to the amount of the solvent, it is preferred to use the minimum amount of the solvent necessary for dissolving the reactants. The solvent may be used in an amount more than the minimum amount.

Examples of the base include amine bases such as triethylamine and pyridine; and inorganic bases such as potassium carbonate, sodium hydroxide, and metal alkoxides (e.g., sodium methoxide). Among these bases, amine bases are preferable. This is because when the amine base is used, the amine base reacts with hydrogen chloride formed as a by-product along with the progress of the reaction to give an amine hydrochloride. The amine hydrochloride can be easily removed because of its low solubility in the solvent. The amount of the base to be used is usually two molar equivalents or more to the optically active biphenol. From an economical point of view, the amount of the base to be used is preferably selected from the range of two molar equivalents to four molar equivalents. As the method of purifying the optically active bidentate phosphites and/or phosphoramidites, thus obtained, column chromatography, suspension and rinsing, and/or recrystallization can be used.

The optically active phosphites and/or phosphoramidites according to the present invention are exemplified by the following structures.

Monodentate phosphite and/or phosphoramidite compounds:

(A-1) (A-2)

(A-3) (A-4)

(A-5) (A-6)

(A-10)

(A-9)

(A-11) (A-12)

(A-15) (A-16)

(A-18)

(A-17)

(A-19) (A-20)

(A-21) (A-22)

(A-23) (A-24)

(A-25)

(A-26)

(A-27) (A-28)

(A-29) (A-30)

(A-32)

(A-31)

(A-33) (A-34)

(A-35) (A-36)

(A-37) (A-38)

(A-39) (A-40)

(A-41) (A-42)

(A-43)

(A-56) (A-57)

(A-58) (A-59)

(A-60) (A-61)

(A-62) Bidentate phosphite and/or phosphoramidite compounds:

(B-1) (B-2)

(B-7) (B-8)

(B-15) (B-16)

B. Catalyst comprising a transition metal or its compound and an optically active ligand of the present invention

B-1. Preparation of catalyst:

The catalyst can be prepared by reacting a transition metal or its compound with the optically active phosphite and/or phosphoramidite mentioned above.

With respect to the transition metal compound, transition metals belonging to the groups 4 to 12 of the periodic table, and preferably those belonging to the groups 8 to 12 of the periodic table are enumerated. Especially, Ru, Co, Rh, Ir, Ni, Pd, Cu, and Zn compounds are preferable. Examples of the transition metal compounds include compounds having, as a ligand, a halogen such as chlorine and bromine, hydrides having hydrogen as a ligand; compounds having, as a lignad, an unsaturated hydrocarbon such as an olefϊn, a diene, and an acetylene; π-allyl compounds having an allyl group as a ligand; compounds having, as a ligand, a carboxylate group such as an acetoxy group and a benzoyloxy group; diketonate compounds having, as a ligand, a 1,3-diketone such as acetylacetone; carbonyl compounds having carbon monoxide as a ligand; and compounds having, as a ligand, a trivalent phosphorus compound such as triphenylphosphine.

The ligand is not particularly limited so far as it can coordinate to a transition metal. However, a ligand that is easily exchanged to the optically active phosphite compound or optically active phosphoramidite compound of the invention is preferable. The ligand is not particularly limited so far as it can coordinate with a transition metal. However, in the case where the ligand contains carbon, the number of carbon atoms is usually 1 or more and is usually not more than 25, preferably not more than 20, and more preferably not more than 15.

The transition metal compound may be made with such a ligand singly or a complex comprising a combination of multiple ligands. The form of the transition metal complex may be any form of a neutral complex or a cationic complex. In the case of the cationic complex, examples of its counter-anionic moiety include BF ^", PF₆ ^", AsF₆ ^", ClO ^", SbF₆ ^", and CF COO^".

In the case where a complex of a metal belonging to the group 9 of the periodic table is used as the transition metal compound, cationic metal complexes are preferable. In that case, Rh or hr is suitably utilized as the metal belonging to the group 9 of the periodic table. The metal cationic moiety of the cationic complex of the metal belonging to the group

9 of the periodic table is preferably a cationic moiety containing a transition metal having, as a ligand, a compound having an unsaturated hydrocarbon or a π-allyl compound having an allyl group in view of the production process. The number of carbon atoms is usually 2 or more, and preferably 3 or more and is usually not more than 20, preferably not more than 15, and more preferably not more than 12.

Of these, compounds having an unsaturated hydrocarbon are preferable. Among compounds having an unsaturated hydrocarbon, olefms and dienes are preferable. As the olefms, cycloolefins are preferable, and as the dienes, cycloalkadienes are preferable. As the cycloolefins, cyclooctene is preferably enumerated; and as the cycloalkadienes, 1,5- cyclooctadiene, dicyclopentadiene, and norbornadiene are preferably enumerated.

As counter anions of the cation of the metal belonging to the group 9 of the periodic table, anions containing an element belonging to the group 13 or the group 15 of the periodic table are preferable. As the element belonging to the group 15 of the periodic table, phosphorus, arsenic, and antimony are preferable. The anion is preferably an anion comprising a combination of an element belonging to the group 13 or the group 15 of the periodic table with a halogen, and fluorine is preferable as the halogen. At this time, preferred examples of the counter anion include BF₄ ^", PF₆ ^", and SbF_<f, and of these, PF₆ ^" and SbF₆ ^" are more preferable.

Specific examples of the compounds of Ru, Co, Rh, Ir, Ni, Pd, Cu, or Zn include:

Ru compounds such as compounds having an unsaturated hydrocarbon as a ligand, carbonyl compounds, compounds having a halogen as a ligand, hydride compounds, and compounds having a trivalent phosphorus compound as a ligand, specific examples of which include Ru(cot)(cod) (cot: cyclooctene, cod: cyclooctadiene), Ru₃(CO)ι , RuCl₃,

RuH₂(PPh₃)₄, RuH₂(CO)(PPh₃)₃, RuCl₂(PPh₃)₃, RuHCl(CO)(PPh₃)₃, [RuCl₂(cod)]_n, and RuCl₂(p-MeC₆H₄CHMe₂).

Co compounds such as compounds having a halogen as a ligand and carbonyl compounds, specific examples of which include CoCl₂, CoCl₃, and Co₂(CO)₈; Rh compounds such as compounds having an unsaturated hydrocarbon as a ligand, compounds having a halogen as a ligand, compounds having a carboxylate group as a ligand, compounds having a diketonate group as a ligand, carbonyl compounds, and compounds having a trivalent phosphorus compound as a ligand, specific examples of which include RhCl₃, Rh(OAc)₃, Rh(CO)(acac)₂ (acac: acetylacetonate), RlL}(CO)₁₂, Rh₆(CO)i₆, RhCl(PPh₃)₃, RhCl(CO)(PMe₃)₂, [Rh(cod)Cl]₂, [Rh(cod)₂]BF₄, [Rh(cod)₂]PF₆,

[Rh(nbd)₂]AsF₆ (nbd: norbornadiene), [Rh(cod)₂]SbF₆, [Rh(cod)₂]ClO₄, [Rh(cod)₂]OCOCF₃, RhH(PPh)₄, andRh₂Cl₂(C₂H₄)₂;

Ir compounds such as compounds having a halogen as a ligand, carbonyl compounds, and compounds having an unsaturated hydrocarbon as a ligand, specific examples of which include IrCl₃, rrCl(CO)(PPh₃)₂, [Ir(cod)(PCy₃)(py)]PF₆ (Cy: cyclohexyl, py: pyridine),

[IrCl(cod)]₂, [Ir(cod)₂]BF₄, [Ir(cod)₂]PF₆, and [Ir(cod)₂]SbF₆;

Ni compounds such as compounds having a halogen as a ligand, carbonyl compounds, compounds having an unsaturated hydrocarbon as a ligand, and compounds having a trivalent phosphorus compound as a ligand, specific examples of which include NiCl₂, Ni(CO)₄,

Ni(cod)₂, Ni(acac)₂, NiCl₂(PPh₃)₂, NiBr₂(PEt₃)₂, Ni(OAc)₂ (Ac: acetyl), Ni(PPh)₄, [(η-

C₃H₅)NiCl]₂, and (η-C₃H₅)₂Ni;

Pd compounds such as compounds having a halogen as a ligand, compounds having a diketonate group as a ligand, carbonyl compounds, compounds having an unsaturated hydrocarbon as a ligand, compound having a nitril group as a ligand, and compounds having a trivalent phosphorus compound as a ligand, specific examples of which include PdCl₂,

Pd(OAc)₂, Pd(acac)₂, (cod)PdCl₂, PdCl₂(PPh₃)₂, Pd(PPh₃)₄, PdCl₂(CH₃CN)₂, Pd(dba)₂ (dba: dibenzylideneacetone), Pd₂(dba)₃, [(η-C₃H₅)PdCl]₂, [(η-C₃H₅)Pd(PPh₃)₂]BF₄, and [(η-

C₃H₅)Pd(cod)]PF₅; Pt compounds such as compounds having a halogen as a ligand and compounds having an unsaturated hydrocarbon as a ligand, specific examples of which include PtCl₂,

H₂PtCl₆, PtCl₂(cod), K₂PtCl₄, and [PtCl^CzE h;

Cu compounds such as compounds having a halogen as a ligand, compounds having a carboxylate group as a ligand, and compounds having a diketonate group as a ligand, specific examples of which include CuCl, Cul, Cul₂, CuCl₂, CuBr₂, Cu(OAc)₂, and Cu(OCOCF₃)₂; and

Zn compounds such as alkyl metal compounds and compounds having a halogen as a ligand, specific examples of which include Et₂Zn and ZnCl₂.

The catalyst is formed by reacting a transition metal or its compound with an optically active phosphite and/or phosphoramidite. Since the optimum molar ratio varies depending upon the kind of the metal employed, it cannot be unequivocally defined. However, with any metal, it is necessary to carry out the reaction in a manner such that at least one equivalent of the phosphorus atom in a ligand is used per mole of the metal. This is because it may be considered that when the optically active phosphite and/or phosphoramidite is coordinated to the metal, an asymmetric environment is formed on the complex catalyst, and then the optically active product is formed through chirality transfer of this asymmetric environment.

Taking into consideration this matter, in the case of the optically active bidentate phosphite and/or phosphoramidite, it is preferred that at least one molecule of the bidentate phosphite and/or phosphoramidite is coordinated to the metal atom in that two moles of the phosphorus atom are coordinated per mole of the metal.

In the formation of the catalyst, as described above, the molar equivalents of the phosphite and/or phosphoramidite that can be coordinated to the metal is limited and the optimum molar ratio of the phosphite and/or phosphoramidite varies depending upon the kind of the metal. Accordingly, it is not necessary to add an unnecessarily large quantity of the ligand. However, in the case of a complex, phenomena called dissociation equilibrium of the ligand is observed, which means that a ligand not coordinated to the complex maybe present in the solution. Generally speaking, the molar equivalent of phosphorus atom in the ligand per mole of the metal is in the range of 1 to 20, and more preferably from 1 to 16. Whether or not the optically active phosphite and/or phosphoramidite is coordinated with the metal to form the optically active catalyst can be confirmed by the ³¹P-NMR measurement of the reaction mixture. In general, a chemical shift of a peak assigned to the uncoordinated phosphorus atom is distinctly different from that of a peak assigned to the coordinated phosphorus atom. That is, the chemical shift of the phosphorus atom coordinated to the metal is observed in a lower magnetic field as compared with that of the uncoordinated phosphorus atom.

The optically active catalyst can be prepared by mixing the metal or metal compound described above with the optically active phosphite and/or phosphoramidite. It is not particularly required to isolate the optically active catalyst, thus prepared, and the reaction mixture can be used for the catalytic asymmetric reaction as it is. Accordingly, it is preferred that a solvent that is used for the formation of an optically active catalyst solution by mixing a metal compound with an optically active phosphite and/or phosphoramidite is the same as the solvent to be used for the catalytic asymmetric reaction. Examples of the solvent that can be suitably used include hydrocarbons such as hexane, heptane, toluene, xylene, and ethylbenzene; polar solvents such as THF, dibutyl ether, dioxane, DMF, DMSO, and DMI (dimethylimidazolidinone); and halogenated solvents such as dichloromethane, chloroform, dichloro ethane, chlorobenzene, and dichlorobenzene.

The reaction temperature can be properly selected from the range of -100 °C to the boiling point of the solvent, and preferably from -78 °C to the boiling point of the solvent. The reaction time is not particularly limited. Generally, the reaction time is selected from the range of 1 minute to 24 hours, and preferably from 2 minutes to 12 hours. In the preparation of the optically active catalyst, the reaction atmosphere is not particularly limited for an inert gas atmosphere. However, it is preferable to carry out the reaction in an atmosphere of an inert gas such as nitrogen and argon.

The catalyst solution can be used for the subsequent catalytic reaction without isolating the catalyst. In the case where the isolation is performed, its method is not particularly limited, but the standard literature methods for the isolation of metal complexes can be used. For example, by adding a solvent in which the optically active catalyst complex is insoluble, the catalyst complex can be isolated as a solid. In addition, the catalyst complex can be purified by recrystallization.

B-2. Explanation of catalyst:

The optically active catalyst can be prepared by a combination of a transition metal or its compound with an optically active ligand as shown above. Since an embodiment in which the optically active ligand is coordinated to the transition metal compound varies depending upon the kind of the metal and the oxidation state of the metal, the asymmetric induction or chirality transfer from the catalyst to optically active products cannot be unequivocally explained. However, a critically important issue here is the tight interaction between the optically active catalyst and the substrate, which creates asymmetric environment for efficient chirality transfer from the catalyst to the substrate. For achieving this, if the already coordinated optically active ligand is dissociated from the transition metal, the asymmetric environment is broken, hence such a situation is not desirable. Similarly, if a steric hindrance of the ligand itself is too large, it would become difficult for the ligand to coordinate to the transition metal, hence such a situation is not desirable, hi order for the ligand to firmly coordinate to the metal, it may be considered that the bidentate ligand is better due to its chelation effect. However, even in the monodentate ligand, a firmly coordinated complex can be formed depending upon the structure of the ligand. Accordingly, it is not always correct to think that the optically active bidentate ligand gives a product with higher optical purity as compared with the optically active monodentate ligand.

In light of the above, what is important is the fact that the ligand is coordinated to the transition metal to form a rigid asymmetric environment irrespective of the monodentate or bidentate ligand.

From this point of view, in the present invention, the kinds of R¹ and/or R⁵ and R³ and/or R⁷ are important. When R¹ and/or R⁵ is a hydrogen, a high optical yield can be achieved in the catalytic asymmetric reaction.

Furthermore, when R¹ and/or R⁵ has a substituent that can change the steric hindrance and simultaneously delicately change an electronic effect, it is possible to provide an optically active chiral ligand that can achieve a high optical yield in various catalytic asymmetric reactions. When R¹ and/or R⁵ has an optionally substituted secondary or tertiary hydrocarbon group having 3 to 20 carbon atoms, the reaction field is sterically and electronically influenced, whereby a catalytic stability and a high optical yield of the asymmetric catalytic reaction can be achieved. When R³ and/or R⁷ has a substituent, specifically an optionally substituted hydrocarbon group having 1 to 20 carbon atoms or an optionally substituted alkoxy group having 1 to 10 carbon atoms, the thermal stability of the biphenol increases. In such a system, the approach of the substrate to an intermediate complex occurs from the side near the reaction field and thus a higher selectivity of the desired reaction in the catalysis can be realized, resulting in the achievement of a high optical yield in the catalytic asymmetric reaction.

Incidentally, in the case where R³ and/or R⁷ represents an alkoxy group, decomposition by hydrolysis of the substituent or elimination by reduction reaction may possibly occur. Therefore, the hydrocarbon group having poorer chemical reactivity than the alkoxy group is preferable.

The most preferable optically active ligands are the ones in which R⁴ and R⁸ each represents a methyl group. It has already been mentioned that in order to prevent the deterioration of the optical purity of the ligand, it is preferred that a rotational barrier of two phenyl groups is high with respect to the carbon-carbon bond connecting the two phenyl groups as an axis. However, in the case wherein R⁴ and R⁸ each represents an alkoxy group or a halogen, there is a possibility that the resulting ligand causes decomposition by hydrolysis of the substituent or elimination by reduction reaction, hence there is no guarantee that such optically active ligands can be used for reactions under a variety of reaction conditions. In contrast, in the case wherein an alkyl group such as methyl group is selected as the substituent, the substituent is poor in reactivity and is free from the foregoing possibility. Consequently, it is most preferable that both R⁴ and R⁸ represent a methyl group. C. Process for the production of optically active compound by catalytic asymmetric reaction C-l. General explanation:

The catalytic asymmetric reactions include many reactions such as hydrogenation reaction, oxidation reaction (such as epoxidation reaction and dihydroxylation reaction), hydroformylation reaction, hydrosilylation reaction, allylic substitution reaction, aldol reaction, and Michael addition reaction. Among these reactions, preferable catalytic asymmetric reactions for the present invention are the ones in which an optically active complex catalyst having an optically active phosphorus compound as ligand contributes effectively. This is because the asymmetric reaction proceeds through chirality transfer in which the optically active phosphorus ligand is the chiral source.

More specifically, the preferable reactions are hydrogenation reaction using a catalyst made of Ru, Rh, Ir, Pd, or Pt; hydroformylation reaction using a catalyst made of Co, Rh, or Pt; hydrosilylation reaction using a catalyst made of Pd, Rh, Ir, or Pt; Michael addition reaction using a catalyst made of Cu or Zn; and allylic substitution reaction using a Pd or Ir complex. Of these, hydrogenation reaction using a catalyst made of Ru or Rh; hydroformylation reaction using a catalyst made of Rh; hydrosilylation reaction using a catalyst made of Rh, Ir, or Pd; Michael addition reaction using a catalyst made of Cu or Zn; and allylic substitution reaction using a catalyst made of Pd or Ir are particularly preferable because industrially useful compounds can be synthesized.

As the substrates for performing these reactions, prochiral compounds must be selected. The prochiral compound as referred to herein means a compound that can induce at least one chiral center (optically active center at carbon) to the product formed after the reaction. Examples of the prochiral compounds include those having carbon-carbon double bonds and dissymmetric ketones. As so far as dissymmetric ketones are concerned, for example, methyl ethyl ketone and acetophenone are typical prochiral compounds, which give the corresponding alcohols bearing a chiral center at the 2-position by hydrogenation reaction.

C-2. Asymmetric hydroformylation reaction: The hydroformylation reaction is a reaction in which an olefinic compound is reacted with a mixed gas of carbon monoxide and hydrogen (generally called an oxo gas) in the presence of a catalyst to produce the corresponding aldehyde. Aldehydes are important intermediates in chemical, pharmaceutical, and agricultural industries because aldehydes can be converted to alcohols upon reduction, to carboxylic acids upon oxidation, to various condensation products via aldol reaction, imine formation, hydrazide formation and other known reactions. hi the hydroformylation reaction, a formyl group and a hydrogen are introduced into two carbons of the olefmic compound, respectively. Whether a chiral carbon is formed or not depends upon the position of a formyl group and a hydrogen to be introduced. Accordingly, in the present invention, it is important to control the reaction process in a regioselective manner such that the chiral carbon is generated by hydroformylation reaction.

As the olefmic compound, a prochiral olefinic compound is used the raw material. Though the prochiral olefinic compound is not particularly limited, those that are liquid in the reaction system or those that are dissolved in a solvent are preferable. The number of carbon atoms is usually 2 or more and is usually not more than 50, preferably not more than 40, and more preferably not more than 30.

Specific examples of the prochiral olefinic compound include styrenes such as styrene, p-cyanostyrene, p-fluorostyrene, and pentafluorostyrene; aryl compounds having an olefin in the side chain thereof, such as l-vinyl-4-isobutylbenzene and 1-propenylbenzene; indenes; naphthalenes having an olefin in the side chain thereof, such as dihydronaphthalene, 2-vinylnaphthalenβ, l-vinyl-4-fluoronaphthalene, and 2-vinyl-6-methoxynaphthalene; phthalimide derivatives having an olefin, such as N-vinylphthalimide, N-2- propenylphthalimide, and N-styrylphthalimide; vinyl esters such as vinyl acetate; amides having an olefin, such as N-vinylacetamide, N-vinyltrifluoroacetamide, and N-vinylbenzoic acid amide; alkenes such as 2-butene and 3-hexene; cycloalkenes such as cyclopentene, cyclohexene and cyclooctene; acrylic acid esters such as methyl acrylate and methyl methacrylate; various dehydroamino acids; heterocyclic compounds such as 2,5- dihydrofuran; pyrroles such as N-t-butoxycarbonyl-2,5-dihydropyrrole, N-acetyl-2,5- dihydropyrrole, N-t-butoxycarbonyl-2,3-dihydropyrrole; and allyl cyanide.

The asymmetric hydroformylation reaction is carried out in the presence of a catalyst comprising a transition metal compound' and the optically active phosphite and/or phosphoramidite compound of the invention and in the presence or absence of a solvent.

The metal of the transition metal compound is usually Rh, Co, or Pt, preferably Rh or Co, and more preferably Rh.

As the transition metal compound, the transition metal compounds of metals enumerated previously can be used. Especially, as the Rh compound, Rh₆(CO)₁₆, RhCl₃, Rh(OAc)₃, [Rh(cod)Cl]2, and Rh(acac)(CO)₂ are preferably enumerated; and as the Co compound, Co₂(CO)g is preferably enumerated. As the asymmetric ligand, any of phosphite and phosphoramidite can be used. Each of the phosphite and the phosphoramidite may be monodentate or bidentate. However, monodentate ligands are preferable from the standpoints that a ligand can be easily produced and that the stability is generally high; and bidentate ligands are preferable from the standpoint that more delicate steric control can be made.

As R¹ and R⁵, a hydrogen atom and a secondary or tertiary alkyl group such as an isopropyl group and a t-butyl group are preferably enumerated. The number of carbon atoms of the alkyl group is 1 or more, and preferably 3 or more, and is preferably not more than 8. A lower alkyl group having not more than 6 carbon atoms is more preferable. As R³ and R⁷, a hydrogen atom, an alkyl group, and an alkoxy group are preferably enumerated. Of the alkyl groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the alkoxy groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkoxy groups having not more than 6 carbon atoms are more preferable. Of these groups, a hydrogen atom and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the lower alkyl groups, a methyl group, an isopropyl group, and a t-butyl group are especially preferable.

As R⁴ and R⁸, a methyl group is preferably enumerated. In the case of the phosphite, preferred examples ofY include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. These groups may have a substituent. The number of carbon atoms of the optionally substituted alkyl group is usually 1 or more and is usually not more than 6. Examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, a butyl group, and a t-butyl group. The number of carbon atoms of the optionally substituted cycloalkyl group is usually 3 or more and is usually not more than 8. Examples thereof include a cyclopropyl group and a cyclopentyl group. The number of carbon atoms of the optionally substituted aryl group is 6 or more and is usually not more than 18. Examples thereof include a phenyl group, ap-tolyl group, and a naphthyl group. The number of carbon atoms of the optionally substituted aralkyl group is usually 7 or more and is usually not more than 19. Examples thereof include a benzyl group, an β- phenethyl group, and a α-phenethyl group. Of these, especially prefened examples of Y include an optionally substituted cycloalkyl group and an optionally substituted aryl group. The cycloalkyl group includes a cyclohexyl group, and the aryl group includes a phenyl group and a naphthyl group. Such Y is preferable because it is industrially commercially available at a low cost. Though Y may be a group having an optically active site, since the optically active biphenyl moiety bears an action of asymmetry realization of the catalyst, it may be considered that the asymmetric catalytic reaction is not largely influenced. Accordingly, Y may not have an optically active site. With respect to the Rh, Co or Pt compounds and the optically active phosphites and/or phosphoramidites, the same as described above can be referred to. The amount of the catalyst to be used is usually 0.1 ppm by mole concentration or more, preferably 1 ppm or more, and more preferably 5 ppm or more, and usually 1/5 moles with regard to the substrate concentration or less, preferably 1/10 moles or less, more preferably 1/50 moles or less, and most preferably 1/100 moles or less.

A solvent is not always necessary for the reaction, and a substrate itself may be used as the solvent. Examples of the solvents include hydrocarbons such as hexane, heptane, decane, cyclohexane, toluene, and xylene; ethers such as THF, diethyl ether, and dioxane; esters such as ethyl acetate, butyl acetate, and methyl benzoate; aprotic polar solvents such as DMF, DMSO, and DMI; and alcohols such as methanol, ethanol, and butanol. Among these, solvents that can uniformly dissolve the optically active catalyst and the substrate are preferable. Thus, hydrocarbons such as toluene and ethers such as THF are preferable solvents.

The hydrogen and carbon monoxide mixing ratio of the oxo gas (H₂/CO) is not particularly limited, but is usually from 10/1 to 1/10, and preferably from 2/1 to 1/2. The reaction pressure is selected from the range of 0.01 MPa to 30 MPa, and preferably from 0.05 MPa to 20 MPa.

The reaction temperature is preferably selected from the range of -30 °C to 200 °C, and more preferably from -20 °C to 150 °C. A temperature range of 0 °C to 100 °C is particularly prefened because the operation is easy and economical besides a high optical purity can be achieved.

As the substrate of the reaction, a prochiral olefinic compound is used. Examples of the prochiral olefinic compounds include styrenes (such as styrene, p-cyanostyrene, p- fluorostyrene, l-vinyl-4-isobutylbenzene, pentafluorostyrene, and 1-propenylbenzene), alkenylnaphthalenes (such as 2-vinylnaphthalene, l-vmyl-4-ffuoronaphfhalene, and 2-vinyl- 6-methoxynaphthalene), N-alkenylphthalimides (such as N-vinylphthalimide, N-2- propenylphthalimide, and N-styrylphthalimide), vinyl acetate, N-alkenyl amides (such as N- vinylacetamide, N-vinyltrifluoroacetarnide, and N-vinylbenzoic acid amide), 2-butene, indene, dihydronaphthalene, 3-hexene, methyl acrylate, various dehydroamino acids, 2,5- dihydrofuran, N-t-butoxycarbonyl-2,5-dihydropyrrole, N-acetyl-2,5-dihydropyrrole, N-t- butoxycarbonyl-2,3-dihydropyrrole, 2-propenylbenzene, and methyl methacrylate.

C-3. Asymmetric hydrogenation reaction:

The asymmetric hydrogenation reaction as refened to herein means hydrogenation reaction of a substrate bearing a prochiral carbon-carbon double bond, carbon-oxygen double bond or carbon-nitrogen double bond.

The substrate is not particularly limited, but any of prochiral olefinic compounds, carbonyl compounds, and imine compounds can be used as the substrate. Though the prochiral olefinic compounds, carbonyl compounds, and imine compounds are not particularly limited, those that are liquid in the reaction system or those that are dissolved in a solvent are preferable. In the case where the substrate contains carbon, the number of carbon atoms is usually 2 or more and is usually not more than 50, preferably not more than 40, and more preferably not more than 30.

Incidentally, by using the catalyst of the invention, it is possible to carry out hydrogenation reaction of not only a di-substituted olefin but also a tri-substituted olefin that has been considered to more hardly react among prochiral olefinic compounds. At that point, usefulness of the catalyst of the invention in the asymmetric hydrogenation reaction is high. As the olefinic compound that is used in the asymmetric hydrogenation reaction of the invention, olefms in which at least one electron withdrawing group is bonded to at least one carbon atom of two carbon atoms constituting an olefin are suitably used.

As the electron withdrawing group, those having not more than 20 carbon atoms are preferable. Examples include an aryl group having not more than 20 carbon atoms such as a phenyl group, a pyridyl group, and a naphthyl group; a -COOR group (wherein R represents a hydrogen atom; an alkyl group having not more than 19 carbon atoms such as a methyl group, an ethyl group, an isopropyl group, and a t-butyl group; a cycloalkyl group having not more than 19 carbon atoms such as a cyclohexyl group; or an aralkyl group having not more than 19 carbon atoms such as a benzyl group); an acyl group such as an acetyl group, a propionyl group, and a benzoyl group; and a haloalkyl group having not more than 6 carbon atoms such as a CF₃ group, a CC1₃ group, a CHC1₂ group, and a CFCH₂ group.

Examples of other substituents include an alkyl group having not more than 20 carbon atoms such as a methyl group, an ethyl group, a t-butyl group, a hexyl group, an octyl group, and a dodecyl group; a cycloalkyl group having not more than 20 carbon atoms such as a cyclohexyl group; an alkoxy group having not more than 20 carbon atoms; a dialkylamino group having not more than 20 carbon atoms; an N-acylamino group; and an N,N'- diacylamino group. Compounds having one or more of these substituents bonded therein are used as the substrate. Of these, substituted α,(8-unsaturated carbonyl compounds from which an optically active carbonyl compound is obtained are suitably used.

Also, according to the invention, in particular, olef s having an aromatic ring, which have been considered difficult for undergoing asymmetric hydrogenation reaction with high selectivity, or organic acids which have been considered difficult for asymmetric hydrogenation reaction without causing decomposition of the catalyst, can be subjected to asymmetric hydrogenation with good efficiency.

The asymmetric hydrogenation reaction is carried out by reacting with hydrogen in the presence of a catalyst comprising a transition metal compound and the optically active ligand of the invention and in the presence or absence of a solvent. As the metal of the transition metal compound, Ru, Rh, JLr, Pd, or Pt is usually used.

Preferably, Ru and Rh compounds can be used.

Though as the transition metal compound, the transition metal compounds of metals enumerated previously can be used, in the case where an Ru or Rh compound is used, transition metal complexes having a cycloalkadiene are preferable. This is because an optically active phosphite and/or phosphoramidite and a cycloalkadiene easily undergo ligand exchange reaction. The cycloalkadiene usually has the number of carbon atoms of 4 or more, preferably 5 or more, and not more than 20, preferably not more than 15.

Concretely, as the Ru complex, [Ru(cod)Cl₂] oligomer complexes are preferable, and as the Rh complex, cationic Rh complexes are preferable. Of these, [Rh(cod)₂]BF₄, [Rh(cod)₂]PF₆, [Rh(cod)₂]SbF₆, and [Rh(nbd)₂]BF₆ are preferable; and [Rh(cod)₂]PF₆ and [Rh(cod)₂]SbF₆ are more preferable in view of reactivity and high reaction purity.

As the asymmetric ligand, any of phosphite and phosphoramidite can be used. Each of the phosphite and the phosphoramidite may be monodentate or bidentate. However, monodentate ligands are preferable from the standpoints that a ligand can be easily produced and that the stability is generally high; and bidentate ligands are preferable from the standpoint that more delicate steric control can be made.

As R¹ and R⁵, a hydrogen atom and a secondary or tertiary alkyl group such as an isopropyl group and a t-butyl group are preferably enumerated. The number of carbon atoms of the alkyl group is 1 or more, and preferably 3 or more, and is preferably not more than 8. A lower alkyl group having not more than 6 carbon atoms is more preferable.

As R³ and R⁷, a hydrogen atom, an alkyl group, and an alkoxy group are preferably enumerated. Of the alkyl groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the alkoxy groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkoxy groups having not more than 6 carbon atoms are more preferable. Of these groups, a hydrogen atom and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the lower alkyl groups, a methyl group, an isopropyl group, and a t-butyl group are especially preferable.

As R⁴ and R⁸, a methyl group is preferably enumerated, hi the case of the phosphite, preferred examples of Y include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. These groups may have a substituent. The number of carbon atoms of the optionally substituted alkyl group is usually 1 or more and is usually not more than 6. Examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, a butyl group, and a t-butyl group. The number of carbon atoms of the optionally substituted cycloalkyl group is usually 3 or more and is usually not more than 8. Examples thereof include a cyclopropyl group and a cyclopentyl group. The number of carbon atoms of the optionally substituted aryl group is usually 6 or more and is usually not more than 18. Examples thereof include a phenyl group, a p-tolyl group, and a naphthyl group. The number of carbon atoms of the optionally substituted aralkyl group is usually 7 or more and is usually not more than 19. Examples thereof include a benzyl group, an α-phenethyl group, and a /3-phenethyl group. Since the structure of the transition state delicately varies depending upon a difference in the substrate, a prefened group that is common in all of the substrates cannot be limited. However, by selecting a lower alkyl group having not more than 6 carbon atoms, an optionally substituted cycloalkyl group or an optionally substituted aryl group as Y, it is possible to delicately vary the size of the substituent or electric influences against the substrate, and hence, such is preferable. The cycloalkyl group includes a cyclohexyl group, and the aryl group includes a phenyl group and a naphthyl group.

In the case of the phosphoramidite, prefened examples of Y include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. As the alkyl group, those having from 1 to 6 carbon atoms are preferable, and examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, a butyl group, and a t-butyl group. As the cycloalkyl group, those having from 3 to 8 carbon atoms are preferable, and examples thereof include a cyclopropyl group and a cyclopentyl group. As the aryl group, those having from 6 to 18 carbon atoms are preferable, and examples thereof include a phenyl group, a p-tolyl group, and a naphthyl group. As the aralkyl group, those having from 7 to 19 carbon atoms are preferable, and examples thereof include a benzyl group, an α-phenethyl group, and a β- phenethyl group.

The amount of the catalyst to be used is usually 0.1 ppm by mole concentration or more, preferably 1 ppm or more, and more preferably 5 ppm or more, and usually 1/5 moles with respect to the substrate concentration or less, preferably 1/10 moles or less, more preferably 1/50 moles or less, and most preferably 1/100 moles or less. Examples of the solvents include hydrocarbons such as hexane, heptane, decane, cyclohexane, toluene, and xylene; ethers such as THF, diethyl ether, and dioxane; esters such as ethyl acetate, butyl acetate, and methyl benzoate; aprotic polar solvents such as DMF, DMSO, and DMI; and alcohols such as methanol, ethanol, and butanol. Among these, solvents that do not react with hydrogen under the reaction conditions are preferable, and hydrocarbons such as toluene and ethers such as THF are preferable.

Gaseous molecular hydrogen may be used as the hydrogen source. Alternatively, a compound capable of supplying hydrogen may be used. Examples of such compounds capable of supplying hydrogen include isopropyl alcohol and formic acid. A partial pressure of the hydrogen is selected from the range of 0.001 MPa to 30 MPa, and an inert gas to the reaction may be co-present. The partial pressure of the hydrogen is preferably in the range of 0.01 MPa to 20 MPa, and more preferably 0.05 MPa to 15 MPa.

C-4. Other asymmetric catalytic reactions: When an Si-H bond-containing compound such as trichlorohydrosilane, triethoxyhydrosilane, diphenylsilane, and triphenylsilane is used in place of hydrogen in the hydrogenation reaction as shown in C-3, the reaction becomes hydrosilylation reaction. Examples of the substrate include substrates bearing a prochiral carbon-carbon double bond, carbon-oxygen double bond or carbon-nitrogen double bond, but the substrate is not particularly hmited to these compounds. Of these, compounds bearing a carbon-carbon double bond or carbon-oxygen double are preferable. The asymmetric hydrosilylation reaction of a carbon-carbon double bond is more preferable because an optically active alcohol precursor can be obtained. Though the prochiral olefinic compounds, carbonyl compounds, and imine compounds are not particularly limited, those that are liquid in the reaction system or those that are dissolved in a solvent are preferable. In the case where carbon is contained, the number of carbon atoms is usually 1 or more and is usually not more than 50, preferably not more than 40, and more preferably not more than 30.

As the compound bearing a carbon-carbon double bond, olefinic compounds having an aromatic ring are preferably enumerated. Though the olefinic compounds having an aromatic ring are not particularly limited, those that are dissolved in a reaction solvent are preferable. The number of carbon atoms is usually 8 or more and is usually not more than 25, preferably not more than 20, and more preferably not more than 18. Though the number of olefms is not particularly limited, it is usually 1 or more and is usually not more than 5, preferably not more than 4, and more preferably not more than 3. The number of aromatic rings is 1 or more and is usually not more than 4, preferably not more than 3, and more preferably not more than 2. It is most preferably 1 in view of the reactivity. Specific examples of the olefin compounds having an aromatic ring include styrenes such as styrene, p-cyanostyrene, p-fluorostyrene, l-vinyl-4-isobutylbenzene, pentafluorostyrene, and 1-propenylbenzene; and naphthalenes such as 2-vinylnaphthalene, 1- vinyl-4-fluoronaphthalene, and 2-vmyl-6-methoxynaphthalene.

The asymmetric hydrosilylation reaction is carried out in the presence of a catalyst comprising a transition metal compound and the optically active phosphite and/or phosphoramidite compound of the invention and in the presence or absence of a solvent. If desired, the reaction is carried out in an inert gas atmosphere such as nitrogen.

As the metal of the transition metal compound, Ru, Rh, Ir, and Pd compounds are usually used, and Rh and Pd compounds are preferably used. As the transition metal compound, the transition metal compounds of metals enumerated previously can be used.

As R⁴ and R⁸, a methyl group is preferably enumerated.

Preferred examples of Y include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. These groups may have a substituent. The number of carbon atoms of the optionally substituted alkyl group is usually 1 or more and is usually not more than 6. Examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, a butyl group, and a t-butyl group. The number of carbon atoms of the optionally substituted cycloalkyl group is usually 3 or more and is usually not more than 8. Examples thereof include a cyclopropyl group and a cyclopentyl group. The number of carbon atoms of the optionally substituted aryl group is 6 or more and is usually not more than 18. Examples thereof include a phenyl group, a p-tolyl group, and a naphthyl group. The number of carbon atoms of the optionally substituted aralkyl group is usually 7 or more and is usually not more than 19. Examples thereof include a benzyl group, an α-phenethyl group, and a /3-phenethyl group. Of these, especially prefened examples of Y include an optionally substituted cycloalkyl group and an optionally substituted aryl group. The cycloalkyl group includes a cyclohexyl group, and the aryl group includes a phenyl group and a naphthyl group. Such Y is preferable because it is industrially commercially available at a low cost.

The reaction is carried out in the presence or absence of a solvent, and optionally under an atmosphere of an inert gas such as nitrogen. The amount of the catalyst to be used is usually 0.1 ppm by mole concentration or more, preferably 1 ppm or more, and more preferably 5 ppm or more, and usually 1/5 moles with respect to the substrate concentration or less, preferably 1/10 moles or less, more preferably 1/50 moles or less, and most preferably 1/100 moles or less. Examples of the solvents include hydrocarbons such as hexane, heptane, decane, cyclohexane, toluene, and xylene; ethers such as THF, diethyl ether, and dioxane; esters such as ethyl acetate, butyl acetate, and methyl benzoate; aprotic polar solvents such as DMF, DMSO, and DMI; and alcohols such as methanol, ethanol, and butanol. Among those, solvents that do not react with hydrosilanes are preferable. Thus, hydrocarbons such as toluene and ethers such as THF are preferable.

The reaction temperature is properly selected from the range of -78 °C to 200 °C, and more preferably from 0 °C to 100 °C.

C-5. Asymmetric allyl-position substitution reaction: Using a prochiral allyl compound as the raw material, the allyl-position substitution reaction can be carried out by reacting an anion in the presence of an optically active catalyst comprising a transition metal compound and the asymmetric ligand of the invention and in the presence or absence of a solvent.

As the allyl compound as the substrate, a substrate by which the Pd or Ir complex can form a x-allyl complex is prefened on the reaction mechanism.

As the allyl compound, those that are liquid in the reaction system or those that are dissolved in a solvent are preferable. The number of carbon atoms is usually 3 or more, and preferably 4 or more and is usually not more than 50, preferably not more than 40, and more preferably not more than 30. Though the number double bonds of the allyl compound is not particularly limited, it is usually 1 or more and is usually not more than 8, preferably not more than 6, and more preferably not more than 5.

Examples of an elimination group (a substituent at the allyl position of the raw material) of the allyl compound include a halogen atom such as a chlorine atom and a bromine atom; an acetoxy group; a benzoyloxy group; a trihaloacetoxy group such as a trifluoroacetoxy group; and a carbonate group such as methyl carbonate. Of these, a trihaloacetoxy group and a carbonate group are preferable because of easiness of the reaction. Though the anion is not particularly limited so far as it can react with the allyl compound, in the case where the anion contains carbon, the number of carbon atoms is usually not more than 50, and preferably not more than 30. Specific examples include anions of malonic acid diesters; primary amines such as benzylamine and phenethylamine; secondary amines such as dibenzylamine; and azide compounds such as NaN₃-.

As the metal of the transition metal compound, Pd or Ir compounds are usually used, and Ir compounds are preferably used. As the transition metal compound, the transition metal compounds of metals enumerated previously can be used.

As the asymmetric ligand, any of phosphite and phosphoramidite can be used. Each of the phosphite and the phosphoramidite may be monodentate or bidentate. However, monodentate ligands are preferable because of high reaction yield.

As R³ and R⁷, a hydrogen atom, an alkyl group, and an alkoxy group are preferably enumerated. Of the alkyl groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the alkoxy groups, those having 1 or more carbon atoms, and preferably not more than 8 carbon atoms are preferable, and lower alkoxy groups having not more than 6 carbon atoms are more preferable. Of these groups, a hydrogen atom and lower alkyl groups having not more than 6 carbon atoms are more preferable. Of the lower alkyl groups, a methyl group, an isopropyl group, and a t-butyl group are especially preferable. As R⁴ and R⁸, a methyl group is preferably enumerated.

Prefened examples of Y include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. These groups may have a substituent. The number of carbon atoms of the optionally substituted alkyl group is usually 1 or more and is usually not more than 6. Examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, a butyl group, and a t-butyl group. The number of carbon atoms of the optionally substituted cycloalkyl group is usually 3 or more and is usually not more than 8. Examples thereof include a cyclopropyl group and a cyclopentyl group. The number of carbon atoms of the optionally substituted aryl group is 6 or more and is usually not more than 18. Examples thereof include a phenyl group, a p-tolyl group, and a naphthyl group. The number of carbon atoms of the optionally substituted aralkyl group is usually 7 or more and is usually not more than 19. Examples thereof include a benzyl group, an α-phenethyl group, and a /3-phenethyl group. Of these, especially preferred examples of Y include an optionally substituted cycloalkyl group and an optionally substituted aryl group. The cycloalkyl group includes a cyclohexyl group, and the aryl group includes a phenyl group and a naphthyl group. Such Y is preferable because it is industrially commercially available at a low cost.

The amount of the catalyst to be used is usually 0.1 ppm by mole concentration or more, preferably 1 ppm or more, and more preferably 5 ppm or more, and usually 1/5 moles with respect to the substrate concentration or less, preferably 1/10 moles or less, more preferably 1/50 moles or less, and most preferably 1/100 moles or less.

As the substrate for this process, a compound which can form a π-allyl complex with a Pd or Ir compound is prefened on the basis of the reaction mechanism. Examples of the leaving group (a substituent at the allyllic position of a substrate) include halogens such as chlorine and bromine, an acetoxy group, a benzoyloxy group, and a trifluoroacetoxy group. Examples of the solvent include hydrocarbons such as hexane, heptane, decane, cyclohexane, toluene, and xylene; ethers such as THF, diethyl ether, and dioxane; esters such as ethyl acetate, butyl acetate, and methyl benzoate; aprotic polar solvents such as DMF, DMSO, and DMI; and alcohols such as methanol, ethanol, and butanol. Among these, solvents that are intert under the reaction conditions are preferable. Thus, hydrocarbons such as toluene and ethers such as THF are preferable.

The reaction temperature is properly selected from the range of-78 °C to 200 °C, and more preferably from -20 °C to 100 °C.

In general, the asymmetric addition reaction of anucleophile to an α,/3-undaturated carbonyl compound is called asymmetric Michael addition reaction. Examples of the substrate include α,β-unsaturated ketones such as cyclopentenone, cyclohexenone, cycloheptenone, and chalcone; and α,β-unsaturated esters such as methyl 2- butenoate. For the sake of achieving a higher optical purity, it is preferable that a cyclic α,β- unsaturated ketone is used as the substrate. Though the substrate is not particularly limited, those that are liquid in the reaction system or those that are dissolved in a solvent are preferable. The number of carbon atoms is usually 2 or more and is usually not more than 50, preferably not more than 40, and more preferably not more than 30.

As a generator of carboanions, for example, dialkylzinc compounds are suitably used, and diethylzinc is especially preferable. Cu compounds are especially preferable as the optically active catalyst. Besides, Ni compounds are preferable.

Though the transition metal compounds of transition metals enumerated previously can be used, in the case where the transition metal compound is copper, Cu(OTf)₂ is preferable, and in the case where the transition metal compound is nickel, Ni(cod)₂ is preferable.

Prefened examples of Y include an alkyl group, a cycloalkyl group, an aryl group, and an aralkyl group. These groups may have a substituent. The number of carbon atoms of the optionally substituted alkyl group is usually 1 or more and is usually not more than 6. Examples thereof include a methyl group, an ethyl group, a propyl group, an isopropyl group, abutyl group, and a t-butyl group. The number of carbon atoms of the optionally substituted cycloalkyl group is usually 3 or more and is usually not more than 8. Examples thereof include a cyclopropyl group and a cyclopentyl group. The number of carbon atoms of the optionally substituted aryl group is 6 or more and is usually not more than 18. Examples thereof include a phenyl group, a p-tolyl group, and a naphthyl group. The number of carbon atoms of the optionally substituted aralkyl group is usually 7 or more and is usually not more than 19. Examples thereof include a benzyl group, an α-phenethyl group, and a β-phenethyl group. Of these, especially prefened examples of Y include an optionally substituted cycloalkyl group and an optionally substituted aryl group. The cycloalkyl group includes a cyclohexyl group, and the aryl group includes a phenyl group and a naphthyl group. Such Y is preferable because it is industrially commercially available at a low cost.

The amount of the catalyst to be used is usually 0.1 ppm by mole concentration or more, preferably 1 ppm or more, and more preferably 5 ppm or more, and usually 1/5 moles with respect to the substrate concentration or less, preferably 1/10 moles or less, more preferaObly 1/50 moles or less, and most preferably 1/100 moles or less.

The reaction temperature can be properly selected from the range of -100 °C to 100 °C, preferably from -20 °C to 50 °C, and more preferably from 0 °C to 25 °C.

The following non-limiting examples are illustrative of the present invention. It should be noted that various changes would be made in the above examples and processes therein without departing from the scope of the present invention. For this reason, it is intended that the illustrative embodiments of the present application should be interpreted as being illustrative and not limiting in any sense.

EXAMPLES EXAMPLES 1-13

Synthesis of monophosphite ligands

Synthesis of [(S)-3,3'-di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biphenyl-2,2'-diyl]- ((lS,2R)-(+)-2-phenyl-l-cyclohexyl)phosphite (A-40) is described as a typical example.

To a solution of (lS,2R)-(+)-2-phenylcyclohexan-l-ol (154 mg, 0.88 mmol) in 5 mL of CH₂C1₂ under nitrogen was added PC1₃ (0.15 mL, 1.76 mmol), and the mixture was allowed to stir at room temperature for 1 h. The solvent and excess PC1₃ were evaporated under reduced pressure, and the resulting oil was redissolved in 2 mL of THF. To this solution was added a mixture of 2,2'-dihydroxyl-3,3'-di-tert-butyl-5,5',6,6'- tetramethylbiphenyl (312 mg, 0.88 mol) and Et3N (0.37 mL, 2.64 mmol) in 3 mL of THF. Upon addition, the formation of white precipitate was observed immediately. The mixture was stined at room temperature overnight. The resulting precipitate was filtered off and the solution was concentrated under reduced pressure to give the crude product, which was purified by column chromatography on silica (eluant: hexane/dichloromethane = 10/1).) to afford [(S)-3,3'-di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biphenyl-2,2'-diyl]-((lS,2R)-(+)-2- phenyl- l-cyclohexyl)phosphite (A-40) as white solid (368 mg, 75% yield): mp 62.0-64.0 oC; [_α]_D ²² = +320.5 (CH₂C1₂, c 0.68); ^!H NMR (400 MHz, C₆D₆) δ 0.81-1.74 ( , 8H), 1.47 (s, 9H), 1.49 (s, 9H), 1.63 (s, 3H), 1.65 (s, 3H), 1.99 (s, 3H), 2.04 (s, 3H), 2.25-2.30 (m, IH), 2.59-2.65 (m, IH), 6.91-7.15 (m, 7H); ³¹P NMR (162 MHz, C₆D₆) δ 139.9. HRMS(FAB) calcd. for C₃₆H₄₇O₃P [M+H]⁺ 559.3341, found 559.3341 (Δ = 0.0 ppm).

In the same manner, other optically active monophosphite ligands were synthesized. Yields and characterization data for those monophosphite ligands are shown below.

[(S)-3,3^,-Di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biρhenyl-2,2'-diyl](phenyl)phosphite (A-21): 85% yield; mp 158.5-160.0 °C; [α]_D ²² + 318.9 (c 0.63, CH₂C1₂); 1H NMR (400 MHz, C₆D₆) δ 1.45 (s, 9H), 1.55 (s, 9H), 1.68 (s, 6H), 2.00 (s, 6H), 6.71-7.10 (m, 5H), 7.15 (s, IH), 7.22 (s, IH); ³¹P NMR (162 MHz, C₆D ) δ 133.9. HRMS (FAB) calcd. for C₃₀H₃₇O₃P 476.2480, found 476.2479 (Δ = 0.3 ppm).

[(S)-5,5',6,6'-Tetramethyl-l,l'-biphenyl-2,2'-diyl](phenyl)phosphite (A-22): colorless viscous oil; 25% yield; ^lΕL NMR (400 MHz, C₅D₆) δ 1.74 (s, 3H), 1.76 (s, 3H), 1.92 (s, 6H), 6.76-7.02 (m, 9H); ³¹P NMR (162 MHz, C₆D₆) δ 38.9.

[(S)-3,3'-Di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biphenyl-2,2'-diyl](2- naphthyl)phosphite (A-23): 70% yield; mp 72.5-75.5 °C; [α]_D ²² + 283.3 (c 0.72, CH₂C1₂); 1H NMR (400 MHz, C₆D₆) δ 1.46 (s, 9H), 1.58 (s, 9H), 1.70 (s, 3H), 1.71 (s, 3H), 2.01 (s, 3H), 2.03 (s, 3H), 7.04-7.13 (m, 2H), 7.16 (s, IH), 7.20 (dd, IH, J = 9.2 Hz, 2.0 Hz)7.25 (s, IH), 7.33 (d, IH, J = 9.2 Hz), 7.40 (s, IH), 7.42 (s, IH), 7.51 (s, IH); ³¹P NMR (162 MHz, C₆D₆) δ 132.9. HRMS (FAB) calcd. for C₃₀H₃₇O₃P [M+H]⁺ 527.2715, found 527.2714 (Δ = 0.2 ppm).

[(S)-5,5',6,6^,-Tetramethyl-l,r-biphenyl-2,2'-diyl] (2-naphthyl)phosphite (A-24): 1H NMR (400 MHz, C₆D₆): colorless viscous oil; 66% yield; δ 1.77 (s, 6H), 1.92 (s, 3H), 1.93 (s, 3H), 6.86 (d, 2H, J = 8.0) 7.0-7.7 (m, 7H), 7.37 (d, 2H, J = 8.8 Hz); ³¹P NMR (162 MHz, C₆D₆) δ 136.5. HRMS (FAB) calcd for C₂₆H₂₃O₃P [M+H]⁺ 415.1463, found 415.1464 (Δ = 0.1 ppm). [(S)-3,3'-di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biρhenyl-2,2'-diyl]((-)- menthyl)phosphite (A-34): 63% yield; mp 57.0-59.0 °C; [ ]_D ²² + 230.5 (c 0.73, CH₂C1₂); 1H NMR (400 MHz, C₆D₆) δ 0.50-1.84 (m, 8H), 0.61 (d, 3H, J = 6.4 Hz), 0.80 (d, 3H, J = 6.8 Hz), 0.86 (d, 3H, J = 7.2 Hz), 1.57 (s, 9H), 1.60(s, 9H), 1.67 (s, 3H), 1.70 (s, 3H), 2.01(s, 3H), 2.02 (s, 3H), 2.43-2.45 (m, IH), 4.09-4.12 (m, IH), 7.17 (s, IH), 7.22 (s, H); ³¹P NMR (162 MHz, C₆D₆) δ 137.9. HRMS (FAB) calcd. for C₃₄H₅ιO₃P [M-H]⁺ 537.3498, found 537.3499 (Δ = - 0.3 ppm).

[(S)-5,5 ',6,6'-tetramethyl- 1 , 1 '-biphenyl-2,2*-diyl] ((-)-menthyl)phosphite (A-33) : colorless viscous oil; 76% yield; 1H NMR (400 MHz, C₆D₆): δ 0.3-1.5 (m, 8H), 0.67 (d, 3H, J = 6.0 Hz), 0.84 (d, 3H, J = 6.8 Hz), 0.89 (d, 3H, 7.0 Hz), 1.75 (s, 3H), 1.76 (s, 3H), 1.94 (s, 6H), 2.4 2.6 (m, IH), 3.9-4.1 (m, IH), 6.87 (d, IH, J = 8.0), 6.96 (d, IH, J = 8.0).7.12 (apparent t, 2H, J = 8.4 Hz); ³¹P NMR (162 MHz, C₆D₆): δ 147.1.

[(R)-3,3'-Di-tert-butyl-5,5^, ₅6,6^,-tetramethyl-l,r-biphenyl-2,2'-diyl]((-)- menthyl)phosphite (A-36): 68% yield; mp 128.0-130.5 °C; [α]_D ²² - 336.9 (c 0.87, CH₂C1₂); 1H NMR (400 MHz, C₆D₆) δ 0.56-1.94 (m, 8H), 0.63 (d, 3H, J = 5.2 Hz), 0.64 (d, 3H, J = 4.8 Hz), 0.73 (d, 3H, 6.4 Hz), 1.57 (s, 9H), 1.59 (s, 9H), 1.68 (s, 6H), 2.01 (s, 3H), 2.02 (s, 3H), 2.24-2.32 (m, IH), 4.04-4.08 (m, IH), 7.17 (S, IH), 7.19(S, IH); ³¹P NMR (162 MHz, C₆D₆) δ 141.4. HRMS (FAB) calcd. for C₃₄H₅₁O₃P [M+H]⁺ 539.3654, found 539.3656 (Δ = -0.4 ppm).

[(R)-5,5',6,6'-Tetramethyl-l,l'-biphenyl-2,2'-diyl]((-)-menthyl)ρhosphite (A-35): colorless viscous oil; 75% yield; ^JH NMR (400 MHz, CD₂Cι₂): δ 0.7-1.8 (m, 8H), 0.82 (d, 3H, J = 7.2 Hz), 0.89 (d, 3H, J = 7.2 Hz), 0.98 (d, 3H, 6.4 Hz), 2.02 (s, 6H), 2.31 (s, 6H), 2.1 2.2 (m, IH), 4.0-4.2 (m, IH), 6.84 (d, IH, J = 8.0), 6.99 (d, IH, J = 8.0).7.17 (apparent t, 2H, J = 7.6 Hz); ³¹P NMR (162 MHz, C₆D₆): δ 148.8.

[(S)-5,5',6,6'-Tetramethyl-l,l'-biphenyl-2,2^,-diyl](-((lS,2R)-(+)-2-phenyl-l- cyclohexyl)phosphite (A-39): 61% yield; mp 149.0-151.0 °C; [ ]_D ²² +200.6 (c 0.58,

CH₂C1₂); 1HNMR (400 MHz, C₆D₆) δ 0.81-1.63 (m, 7H), 1.69 (s, 3H), 1.72(s, 3H), 1.88 (s, 3H), 1.94 (s, 3H), 2.11-2.15 (m, IH), 2.39-2.46 (m, IH), 4.11-4.15 (m, IH), 6.75 (dd, J = 21.6, 8.0 Hz, 2 H), 6.89 (dd, J = 24.4, 8.0 Hz, 2H), 7.11-7.24 (m, 5H); ³¹P NMR (162 MHz, C₆D₆) δ 146.9. HRMS (FAB) calcd. for C₂8H₃₁O₃P [M+H]⁺ 447.2089, found 447.2088 (Δ = 0.2 ppm).

[(S)-3,3'-Di-tert-butyl-5,5*,6,6'-tetramethyl-l,r-biphenyl-2,2'-diyl]((lR,2S)-(+)-2- phenyl-l-cyclohexyl)phosphite (A-42): 60% yield; mp 67.0-69.0 °C; [α]_D ²² +250.2 (c 0.88, CH2C12); 1HNMR (300 MHz, CD2C12) δ 1.26 (s, 9H), 1.56 (s, 9H), 1.33-1.91 (m, 8H), 1.76 (s, 3H), 1.80 (s, 3H), 2.24 (s, 3H), 2.25 (s, 3H), 2.61-2.67 (m, IH), 4.36-4.39 (m, IH), 7.14- 7.31 (m, 7H); ³¹P NMR (101 MHz, CD₂C1₂) δ 137.9. HRMS (FAB) calcd. for C₃₆H₄₇O₃P [M- H]⁺ 557.3185, found 557.3185 (Δ = - 0.1 ppm).

[(S)-3,3^,-Di-tert-butyl-5,5',6,6'-tetramethyl-l,r-biphenyl-2,2^,-diyl]((-)-8- phenyhnenthyl)phosphite (A-37): 81% yield; mp 137.0-139.0 °C; [α]_D ²² +296.7 (c 0.60, CH₂C1₂); 1H NMR (300 MHz, C₆D₆) δ 0.57 (d, J = 6.6 Hz, 3H), 0.74-1.36 (m, 8H), 1.43 (s, 3H), 1.53 (s, 3H), 1.60 (s, 9H), 1.64 (s, 9H), 1.71 (s, 3H), 1.83 (s, 3H), 2.07 (s, 3H), 2.14 (s, 3H), 4.30-4.39 (s, IH), 7.01-7.33 (m, 7H); ³¹P NMR (101 MHz, C₆D₆) δ 133.7.

[^-S^'-Di-tert-butyl-S^'^^'-tetramethyl-lJ'-biphenyl^^'-diyll^-δ- phenylmenthyl)phosphite (A-38): 63% yield; mp 75.0-77.0 °C; [α]_D ²² -226.2 (c 0.43, CH₂C1₂); 1H NMR (300 MHz, C₆D₆) δ 0.67 (d, J = 6.3 Hz, 3H), 0.50-1.50 (m, 7H), 1.20 (s, 3H), 1.37 (s, 3H), 1.68 (s, 9H), 1.69 (m, 9H), 1.73 (s, 3H), 1.78(s, 3H), 2.07 (s, 3H), 2.08 (s, 3H), 2.53-2.64 (m IH), 4.21-4.39 (m, IH), 7.01-7.27 (m, 7H); ³¹P NMR (101 MHz, C₆D₆) δ 145.3.

((R)-5,6,7,8,5^,,6^,,7',8'-Octahydro-l,r-binaphthyl-2,2'-diyl)((-)-menthyl)phosphite (A- 43): 50% yield; mp 153.0-155.0 °C; [α]_D ²² -172.9 (c 0.57, CH₂C1₂); 1H NMR (400 MHz, C₆D₆) δ 0.68 (d, J = 7.2 Hz, 3H), 0.76 (d, J = 6.8 Hz, 3H), 0.79 (d, J = 6.8 Hz, 3H), 1.03-1.49 (m, 9H), 2.13-2.62 (m, 8H), 3.99-4.08 (m, IH), 6.80-7.15 (m, 4H); ³¹P NMR (162 MHz, C₆D₆) δ 147.0.

EXAMPLE 14

Preparation of Monophosphite. A-4

A 500 mL three-necked, round-bottomed flask equipped with a dropping funnel, a magnetic stirring bar was flushed with nitrogen. To a dry THF solution (90 mL) of PC1₃ (10.80 g, 79 mmol) was added (S)-3,3',5,5^,-tetra-t-butyl-6,6^,-dimethyl-2,2^,-biphenol (30.00 g, 68 mmol) and triethylamine (21 mL, 150 mmol) in 120 mL THF was during 40 min from additional funnel at 0 °C. Reaction mixture was stined for lhr, triethylamine hydrochloride formed was filtered off under mtrogen atmosphere. The filtrate including excess amount of PC1₃ and the solvent was removed under reduced pressure and residue was dried in vacuo. Cyclic monochlorophosphite was obtained as a white solid (30.53 g, yield 77.1%). This material was used for next step without further purification. ³¹P NMR (toluene, triphenylphosphate in C₆D₆ was used as internal standard) δ 163.19 ppm To a THF solution (35 mL) of cyclic monochlorophosphite (5.03 g, 10 mmol) was added phenol (0.94 g, 10 mmol) and triethylamine (1.5 mL, 11 mmol) in CH₂CI₂ (10 mL) at 0 °C under nitrogen and the mixture was stirred at 0 °C for 2 hrs.

³¹P NMR (THF solution, triphenylphosphate in C₆D₆ was used for internal standard) δ 130.16 ppm Solvent was removed under reduced pressure and residue was added 50 ml of toluene and 50 mL of water. Organic layer was separated and washed with 50 mL of NaHCO₃ aq., and 50 mL of brine. The organic layer was dried over MgSO₄. The solvent was removed under reduced pressure, residual oily product was washed with acetonitril and methanol repeatedly. A-4 was obtained as white powders (1.10g, 19.6%) A-4: 1H NMR (CDC1₃) δ 1.43 (d, 18H, d=2.8 Hz), 1.46 (s, 18H), 1.46 (s, 18H),

2.00 (s, 3H), 2.03 (s, 13H), 6.99 (d, 2H, J=7.8 Hz), 7.06 (t, IH, J=7.3 Hz), 7.42 (d, 2H, J=5.8 Hz)

³¹P NMR (CDC1₃) δ 131.07 ppm

EXAMPLES 15-18

Synthesis of diphosphite ligands

Synthesis of 2,2'-bis[ {(S)- 1 , 1 '-binaρhthyl-2,2'-dioxy}ρhosρhinyloxy]-(S)-3 ,3 '-di-tert- butyl-5,5',6,6'-tetramethyl-l,r-biphenyl (B-18) is described as typical example.

To a solution of 2,2'-dihydroxyl-3,3'-di-tert-butyl-5,5',6,6'-tetramethylbiphenyl (0.27 g, 1.54 mmol) in tetrahydrofuran (5 mL) was added slowly 2.5 M butyllithium (0.68 L, 1.69 mmol) in hexanes at room temperature under nitrogen. The solution was heated to reflux and stined for 2 h. The progress of the reaction was monitored by removing an aliquot (0.1 mL) from the reaction mixture and quenching with chlorotrimethylsilane, diluting with tetrahydrofuran, filtering and analyzing by GC7MS. To another reaction flask equipped with a reflux condenser, containing to (S)-2,2'-binapthol (0.44 g, 1.54 mmol) was added phosphorous trichloride (1 mL, 0.77 mmol), and the mixture was heated to reflux for 3 hrs. Then, excess phosphorous trichloride was removed in vacuo and the resulting oily residue azeotroped with toluene (1 mL x 4) to remove any residual phosphorous trichloride. The resulting oil was diluted with tetrahydrofuran (5 mL) and added by cannula to the solution of the dilithium salt of the dihydroxybiphenyl prepared above at 0 °C. The mixture was allowed to warm to room temperature and stined for 15 h. The reaction was quenched with water (5 mL), the aqueous layer separated, and extracted with diethyl ether (3 x 10 mL). The combined extracts were washed with brine, dried (MgSO₄) filtered and concentrated in vacuo to give oily crude product. The crude product was purified by column chromatography on silica gel (hexane/dichloromethane = 5/1) to afford 2,2'-bis[{(S)-l,r-binaphthyl-2,2'- dioxy}phosphinyloxy]-(S)-3,3'-di-tert-butyl-5,5',6₅6'-tetramethyl-l,r-biphenyl (B-18) (0.22 g, 29%) as white solid: mp 131-165 °C; [α]_D ²² +203.1 (CH₂C1₂, c 0.43); ^!H NMR (400 MHz, C₆D₆): δ 1.46 (s, 9H), 1.61 (s, 9H), 1.72(s, 3H), 1.84 (s, 3H), 2.01(s, 3H), 2.08 (s, 3H), 6.77- 7.80 (m, 14H); ³¹P NMR (162 MHz, C6D6) δ 144.1. HRMS (FAB) calcd. for C₆₄H₅₆O₆P₂ [M+H]⁺ 983.3630, found 983.3634 (Δ = -0.4 ppm).

2,2'-Bis[(l,l'-biphenyl-2,2'-dioxy)phosphinyloxy]-(S)- 3,3'-di-tert-butyl-5,5',6,6'- tetramethyl-l,r-biphenyl (B-17): colorless viscous oil; 75% yield; 1H NMR (400 MHz,

C₆D₆) δ 1.45 (s,18H, *Bu), 1.96 (s, 6H, Me), 2.13 (s, 6H, Me), 6.7-7.2 (m, 16H, ArH), 7.34 (s, 2H, ArH); ^3lP NMR (162 MHz, C₆D₆) δ 141.6.

2,2'-Bis(diphenoxyphosphinyloxy)-(S)-3,3'-di-tert-butyl-5,5',6,6'-tetramethyl-l,r- biphenyl (B-1): colorless viscous oil; 87% yield; 1H NMR (400 MHz, C₆D₆) δ 1.55 (s,18H, 'Bu), 1.88 (s, 6H, Me), 1.97 (s, 6H, Me), 6.6-6.8 (m, 4H, ArH), 6.8-7.1 (m, 16H, ArH), 7.20 (s, 2H, ArH); ³¹P NMR (162 MHz, C₆D₆) δ 130.1. HRMS (FAB) calcd for C₄₈H₅₁O₆P₂ [M- H]⁺ 785.3161, found 785.3158 (Δ = 0.4 ppm).

2,2'-Bis[(bis(2-naphthoxy)phosphinyloxy)]-(S)-3,3'-di-tert-butyl-5,5^,,6,6'-tetramethyl-

U'-biphenyl (B-20): colorless viscous oil; 34% yield; 1H NMR (400 MHz, C₅D₆) δ 1.60 (s,18H, ^lBu), 1.92 (s, 6H, Me), 1.94 (s, 6H, Me), 6.9-7.6 (series of m, 28H, ArH), 7.23 (s, 2H, ArH); ³¹P NMR (162 MHz, C6D6) δ 129.6. HRMS (FAB) calcd for C₆₄H₆₀O₆P₂ [M+H]⁺ 987.3943, found 987.3939 (Δ = 0.4 ppm).

EXAMPLE 19 Synthesis of bisphosphite, B-3

To a dry THF solution (200 mL) of PC1₃ (14.23 g, 104 mmol) was added diethylamine (30.31 g, 414 mmol) in dry THF (50 mL) at 0 °C for 3 hrs under nitrogen atmosphere. Diethylamine hydrochloride was filtered off under nitorogen and the solvent was removed from the filtrate under reduced pressure. The residue was distilled under reduced pressure to give ClP(NEt₂)₂ (14.14 g) in a 77.5% yield. b.p. 90-91 deg. (4-5mmHg).

1H NMR (CDC1₃) δ 1.13 (t, 12H, d = 7.2 Hz), 3.17 (m, 8H)

³¹P NMR (CDC1₃) δ 158.95 ppm

To a dry THF (200 mL) solution of (S)-3,3^5,5^etra-t-butyl-6,6'-dimethyl-2,2'- biphenyldiol (15.83 g, 36 mmol) was added Na (3.01 g, 131 mmol) at room tenperature. The mixture was heated under reflux for 12 hrs to give disodium salt of (S)-3,3',5,5'-tetra-t-butyl- 6,6'-dimethyl-2,2'-biphenyldiol. This solution was added to a dry THF (200 ml) solution of ClP(NEt₂)₂ (14.14 g, 80 mmol) under nitrogen at 0 °C for 30 min with well stirring. After 1 hr, desired bis-phosphoramidite (B-27) was produced in 80% yield with mono- phosphoramidite (6 %) and cyclic-phosphoramidite (A-46, 14%).

³¹P NMR (THF solution, triphenylphosphate in C₆D₆ was used for internal standard) δ 134.81 ppm (bis-phosphoroamidite, B-27), δ 137.08 ppm (mono-phosphoroamidite), δ 138.67 ppm (cyclic-phosphoroamidite, A-46)

To this solution, 80 ml of 4N-HCl/dioxane (c.a. 290 mmol) was added from a dropping funnel. The Reaction mixture was stined for 3hr at 0 °C, 80% of bis(dichlorophosphite) , 15%) of cyclic monochlorophosphite was observed in ³¹P NMR spectrum.

³¹P NMR (THF solution, triphenylphosphate in C₆D₆ was used for internal standard) δ 200.03 ppm [bis(dichorophosphite)], δ 162.72 ppm (cyclic monochlorophosphite) Diethylamine hydrochloride salt was filtered off using a glass filter under nitrogen atmosphere.

To 130 mL solution of above bis-dichlorophosphite was added a dry THF (70 mL) solution of α-naphthol (5.76 g, 40 mmol) amd triethylamine (6.0 mL, 43 mmol) at 0 °C under nitrogen. The reaction mixture was stirred for 2 hrs at 0 °C and overnight at room temperature.

³¹P NMR (THF solution, triphenylphosphate in C₆D₆ was used for internal standard) δ 129.97 ppm (cyclic phosphite), δ 131.27 ppm (bisphosphite) Triethylamine hydrochloride was filtered off and the filtrate was evaporated.

Residual oil was dissolved in 100 mL of toluene. The toluene solution of this crude material was washed with water, NaHCO₃ aq., and brine. Separated organic layer was dried over anhyd. MgSO₄, then filtered and concentrated.

This crude material was purified by chromatography on silica gel (hexane/toluene = 5/1). Obtained colorless oil was added a small amount of acetonitrile and washed, white powders were precipitated and the precipitate was collected by filtration and dried in vacuo to give B-3 (2.50 g) in 23.3 % yield.

B-3: tø NMR CCDCU, TMS) δ 1.18 (s, 18H), 1.40 (s, 18H), 1.96 (s, 3H), 2.00 (s, 3H), 6.93 (d, 2H, J=7.32 Hz), 7.02 (t, 2H, J=7.80 Hz), 7.12 (t, 2H, J=7.96 Hz), 7.15-7.29 (m, 8H), 7.31-7.43 (m, 8H), 7.52 (s, 2H), 7.63-7.71 (m, 8H), 7.74 (d, 2H, J=8.32 Hz), 7.87 (d, 2H, J=8.36 Hz)

³¹P NMR (CDC1₃) δ 158.95 ppm

EXAMPLE 20 Preparation of a chiral catalyst bearing A-43 as ligand

In a 5 ml flask, a mixture of [Rh(COD)₂]BF (1.0 mg, 0.0025 mmol) and chiral monophosphite, A-43 (2.4 mg, 0.0050 mmol) was dissolved in 1 ml of CH₂C1₂ under nitrogen, and the resulting solution was stined for 10 minutes. Then, the solution was transfened to an NMR tube via syringe. ³¹P NMR of the solution was measured at room temperature using triphenylphosphate as the standard (a solution of triphenylphosphate in C₆D₆ in a nanow tube was inserted to the NMR tube).

³¹P NMR (101.3MHz, C₆D₆) δ 116.1 (d, J(Rh-P) = 259.9 Hz)

EXAMPLES 21-33 Asymmetric hydrogenation of dimethyl itaconate catalyzed by a rhodium complex bearing A-40

In a 10 mL glass reaction vessel with a magnetic stirring bar under nitrogen, a mixture of [Rh(COD)₂]SbF₆ (1.4 mg, 0.0025 mmol) and A-40 (3.0 mg, 0.0050 mmol) was dissolved in 3 L CH₂C1₂, and stined at room temperature for 5 min. To this catalyst solution were added dimethyl itaconate (0.07 mL, 0.5 mmol) via syringe under nitrogen. Then, the reaction vessel was placed in a 300 mL stainless steel autoclave. The autoclave was purged with hydrogen gas and then charged with hydrogen to 100 psi (0.689 MPa). The autoclave was warmed to 50 °C and the reaction was carried out at this temperature for 20 hrs with stirring. Then, the autoclave was cooled to room temperature, and hydrogen gas was carefully released. The reaction mixture was filtered through a short pad of silica gel and the filtrate was subjected to gas chromatographic analysis using a Supelco Beta Dex 225 column. The analysis showed quantitative conversion of dimethyl itaconate and the enantiomeric purity of dimethyl succinate, thus formed, was determined to be 97.8% ee (R). Dimethyl malate was isolated simply by removal of the solvent in vacuo.

The reactions were performed in the same manner except for the reaction temperature and the solvent used. Results are summarized in Table 1.

Table 1. Asymmetric Hydrogenation of Dimethyl Itaconate Catalyzed by Rh complexes

Example Ligand Solvent Temp. (°C) Conv. (%) % ee

21 A-40 CH CI 50 100 97.8 (R)

22 A-40 CICH₂CH₂CI 50 100 99.6 (R)

23 A-22 CH2CI2 25 100 96.5 (S)

24 A-24 CH2CI2 25 100 96.4 (S)

25 A-35 CH2CI2 25 100 92.0 (R)

26 A-34 CH2CI2 25 100 25.0 (R)

27 A-42 CH2CI2 50 100 99.0 (R)

28 A-42 CICH₂CH₂CI 50 100 99.1 (R)

29 A-37 CH CI 50 100 94.4 (R)

30 A-37 CiCH₂CH₂CI 50 ^' 100 98.9 (R)

31 A-38 CH₂CI 50 100 97.6 (R)

32 A-38 CICH₂CH₂CI 50 100 98.2 (R)

33 A-43 CH CI₂ 25 100 93.0 (R) EXAMPLES 34-44

General Procedure for asymmetric hydroformylation of styrene In a 10 mL glass reaction vessel with a magnetic stirring bar, a mixture of Rh(acac)(CO)₂ (1.5 mg, 0.058 mmol) and a phosphite ligand (0.232 mmol) was dissolved in benzene (0.6 mL), and stirred at room temperature for 5 min. To this solution was added styrene (1.22 g, 11.9 mmol, freshly distilled before each use) and the reaction vessel was placed in a 300 mL stainless steel autoclave. The autoclave was purged with carbon monoxide a couple of times and then charged with carbon monoxide (20 atm, 2 MPa) and hydrogen (20 atm, 2 MPa) gases. The autoclave was warmed to 60 °C and the reaction was carried out at this temperature for 24 hrs with stining. The autoclave was cooled to room temperature, and gases were carefully released. The conversion and the branched/linear ratio were analyzed by 1H NMR. Then, the reaction mixture was filtered through a short pad of silica gel and the filtrate was subjected to gas chromatographic analysis using a Supelco Beta Dex-225 chiral column for the determination of enantiomeric purity of branched aldehyde product, 2-phenylpropanal. The absolute configuration of 2-phenylpropanal, thus obtained, was also determined by comparing the retention time with that of the authentically prepared (R)-2-phenylpropanal. Results are summarized in Table 2.

Table 2. Asymmetric Hydroformylation of Styren Catalyzed by Rh Complexes

Example Ligand Temp (°C) Time (h) Conv. ( %) b / l % ee

34 A-21 60 17 100 90:10 35 (R)

35 A-21 40 17 100 90:10 43 (R)

36 A-21 30 17 30 90:10 45 (R)

37 A-23 60 17 100 94:6 39 (R)

38 A-34 40 17 12 ND 58 (R)

39 A-36 40 17 8 ND 60 (S)

40 A-36 60 17 73 92:8 55 (S)

41 A-40 60 24 100 94:6 58 (R)

42 A-42 60 24 100 94:6 30 (R)

43 A-37 60 22 100 94:6 53 (R)

44 A-38 60 22 72 95:5 48 (S) EXAMPLE 45

To a 70 mL of autoclave were added the ligand (A-47, 0.0303g, 0.059 mmol), [Rh(cod)₂(OAc)]₂ (0.0039g, 0.007 mmol), toluene (7.6 mL), and styrene (0.420g, 4.03 mmol) under nitrogen atmosphere and the autoclave was sealed. After replacing nitrogen to OXO gas (H₂/CO = 1/1) in the autoclave, OXO gas was pressurized to 4Mpa at room temperature. The reaction was conducted at 60 °C for 3 hrs. GC analysis of the reaction mixture showed that styrene was completely consumed and 2-phenylpropanal and 3-phenylpropanal were produced in an area ratio of 26.3 : 1. Jones oxidation (CrO₃/H₂SO aq.) of the reaction product in an acetone solution gave the conesponding carboxylic acids, respectively, with complete conversion. The absolute configulation of 2-phenylpropanoic acid obtained was R and its enantiomeric purity was found to be 70.1% ee by using chiral GC analysis.

EXAMPLE 46

To a 70 mL of autoclave were added the ligand (A-27, 0.0307g, 0.060 mmol), [Rh(cod)₂(OAc)]₂ (0.0039g, 0.007 mmol), toluene (7.6 mL), and styrene (0.420g, 4.03 mmol) under nitrogen atmosphere and the autoclave was sealed. After replacing nitrogen to OXO gas (H₂/CO = 1/1) in the autoclave, OXO gas was pressurized to 4Mpa at room temperature. The reaction was conducted at 60 °C for 3 hrs. GC analysis of the reaction mixture showed that styrene was completely consumed and 2-phenylpropanal and 3-ρhenylpropanal were produced in an area ratio of 21.4:1. Jones oxidation (Crθ₃/H₂SO₄ aq.) of the reaction product in an acetone solution gave the corresponding carboxylic acids, respectively, with complete conversion. The absolute configuration of 2-phenylpropanoic acid obtained was R and its enantiomeric purity was found to be 56.3% ee by using chiral GC analysis.

EXAMPLE 47

To a 70 mL of autoclave were added the ligand (A-3, 0.05 llg, 0.052 mmol), [Rh(cόd)₂(OAc)]₂ (0.0070g, 0.013 mmol), toluene (12.0 mL), and methyl methacrylate (0.537g, 5.36 mmol) under nitrogen atmosphere and the autoclave was sealed. After replacing nitrogen to OXO gas (H₂/CO = 1/1) in the autoclave, OXO gas was pressurized to IMpa at room temperature. The reaction was conducted at 100 °C for 7 hrs. GC analysis of the reaction mixture showed that conversion was 43.5 % and the conesponding linear aldehyde and branch aldehyde were produced in an area ratio of 140.4:1. The enantiomeric purity of methyl 2-methyl-3-formylpropionate was 44.2% ee analyzed by chiral GC. EXAMPLE 48

To a 70 mL autoclave were added the ligand (B-5 0.0398g, 0.045 mmol), [Rh(cod)₂(OAc)]₂ (0.0063g, 0.012 mmol), toluene (9.6 mL), and α-methylstyrene (0.525 g, 4.44 mmol) under nitrogen atmosphere and the autoclave was sealed. After replacing nitrogen to OXO gas (H₂/CO = 1/1) in the autoclave, OXO gas was pressurized to 0.5 Mpa at room temperature. The reaction was conducted at 60 °C for 17 hrs. GC analysis of the reaction mixture showed that conversion was 14.9 %. The products were 3-phenylbutanal and 2-phenylpropane. The enantiomeric purity of 3-phenylbutanal was 46.2% ee analyzed by chiral GC.

EXAMPLES 49-58

General procedure for the asymmetric addition of diethylzinc to cyclohexenone In a 25 mL two-necked round bottomed flask with a magnetic stirring bar under nitrogen, a mixture of Cu(OTf)₂ (3.6 mg, 0.01 mmol) and a phosphite ligand (0.02 mmol) was dissolved in dry ether (3 L), and stined at room temperature for 30 min. The mixture was cooled to 0 °C and to this mixture 2-cyclohexen-l-one (0.1 mL, 1 mmol) and 1.0 M diethylzinc solution in hexanes (1.5 mL, 1.5 mmol) were added dropwisely under nitrogen. The reaction mixture was slowly wanned to room temperature and stined overnight. The reaction was quenched with 1 N HCI (10 mL) and extracted with ether (10 mL x 3). Combined extracts were washed with 1 N HCI (10 mL), brine (10 mL x 2), and dried over anhydrous MgSO₄. 1H NMR of crude product showed complete conversion. The enantiomeric purity of the product, 3-ethylcyclohexanone, was determined by chiral gas chromatography using a Supelco Beta Dex-225 column. The absolute configuration of the product was also determined by comparing the retention time with the authentically prepared (R)-3-ethylcyclohexanone. Results are summarized in Table 3.

Table 3. Asymmetric Addition of Diethylzinc to Cyclohexenone Catalyzed by Cu Complexes

Example ligand solvent ee

49 B-18 toluene 25 (R)

50 B-18 ether 30 (R)

51 B-17 toluene 36 (R)

52 B-1 toluene 36 (R)

53 B-20 toluene 15 (R)

54 A-21 toluene 23 (S)

55 A-21 ^• ether 35 (S)

56 A-34 ether 17 (S)

57 A-40 toluene 11 (R)

58 A-40 ether 21 (R)

EXAMPLES 59-67

Preparation of a chiral catalyst with Ru complex ( diphosphite

In a 20ml glass reaction vessel, a mixture of [Ru(COD)Cl₂]_n (0.05mmol), an appropriate chiral diphosphite ligand(0.06mmol), Et₃N(0.20mmmol), and 6ml of toluene which was dried with molecular sieves MS-4A was heated to reflux and stined for 18hrs under nitrogen. The solution was cooled to room temperature and toluene was removed under reduced pressure. The concentrated was diluted with 10ml of CH₂C1₂ and stined for a while, and then the precipitate was filtered off. The filtrate was evaporated and the residue was used as a catalyst for hydrogenation, without further purification.

Preparation of a chiral catalyst with Rh complex ( monophosphite In a 20ml glass reaction vessel, a mixture of [Rh(COD)₂]BF (0.05mmol) and an appropriate chiral monophosphite(θ.lθmmol) or diphosphite ligand(0.075mmol) was dissolved in lOmL of CH₂C1₂ under nitrogen, and the solution was stined for lhr. Asymmetric hydrogenation of tiglic acid catalyzed by a ruthenium complex

The catalyst prepared as above procedure was dissolved in an appropriate solvent and this was added 5mmol tiglic acid in a 70mL stainless steel autoclave. At room temperature, the mixture was hydrogenated under a hydrogen partial pressure of 0.5MPa. Conversion and ee were detennined by gas chromatography using a Supelco /3-DEX 120 column. The results are summarized in Table 4.

Table 4

Example Metal Ligan Solvent Temp.(°C Time Conv.(% % ee

59 Ru B-4 MeOH RT (21- 23 100 95.3 60 Ru B-5 MeOH-H9O (8:1 RT (23- 14 100 89.1 61 Rh A-26 CH₂CI₂ RT (11-18) 30 100 40.1

Asymmetric ; hydrogenation of methyl 2-acetamidopropenoate catalyzed by a rhodium complex

The catalyst solution prepared as above procedure and 2.5mmol methyl 2-acetamido propenoate were mixed in a 70mL stainless steel autoclave. The mixture was hydrogenated under a hydrogen partial pressure of 0.5MPa for 5hrs, the temperature was maintained at 25 °C. Conversion and ee were determined by gas chromatography using a Chrompack CP- cyclodex-(3-2,3,6-Ml 9-025. The results are summarized in Table 5.

Table 5

Example Lioand Conv.βd °/<βθ

62 A-6 99> 94.3 (R)

63 A-56 99> 96.2 (R)

64 A-28 99> 91.8 (R)

65 B-6 78.3 97.1 (R)

Asymmetric allylic animation of 3-phenyl-2-propenyl methyl carbonate catalyzed by an iridium complex

In a 20mL glass reaction vessel, a mixture of [Ir(COD)Cl]2 (0.026rmnol), appropriate chiral monophosphite ligand(0.052mmol), and 3mL degassed EtOH was added 3-phenyl-2- propenyl methyl carbonate (2.617mmol) under nitrogen and a ultra sound. The resulted solution was added benzylamine(5.199mmol) and heated to 70°C for 3hrs under stined. Conversion and ee were determined by gas and liquid chromatography respectively. The results are summarized in Table 6.

Table 6

Example Licand Conv.(%) internal/end addition °Λβe

66 A-1 36.8 98.8/1.2 81.6

67 A-56 38 100/0 78.0

EXAMPLES 68-83

Asymmetric hydroformylation of allyl cyanide In a 15ml pyrex reaction vessel with a magnetic stirring bar, Rh(acac)(CO)₂ and a phosphoramidite ligand were dissolved in a degassed solvent(5ml), and the mixture was stined at room temperature for 5min under nitrogen. To this catalyst solution was added allyl cyanide(80μl, l.Ommol), and the reaction vessel was placed in a 300ml stainless steel autoclave. The autoclave was purged with carbon monoxide and then charged with carbon monoxide and hydrogen (1/1, 40bar). The reaction was canied out with stirring at a given temperature(25-60°C) and for a given time (5-74h). The autoclave was allowed to cool to room temperature, and then the gases were carefully released. The solvent was removed and the crude reaction mixture was subjected to 1H NMR for determination of the conversion and the branch/linear ratio of the resulting aldehydes. To the aldehyde mixtures, (S)- methylbenzylamine(130μl) and anhydrous MgSO were added, and the mixture was stined at room temperature for lh. The solid was filtered off and the solution was concentrated in vacuo to give the conesponding diastereomeric mixture of aldimines. The enantioselectivity was determined by 1H NMR analysis of the diastereomer ratio of the alidmines. The absolute configuration of 3-formylbutanemtrile was determined by converting the compound to 4- methyldihydrofuran-2-one, followed by the measurement of its specific optical rotation. The results are summarized in Table 7. Table 7. Rh(I)-catalyzed asymmetric hydroformylation of allyl cyanide

Example Ligand L/Rh Solvent Temp.(°C) Time Conv.(%) b : l % ee

68 A58 3 THF 60 5 100 86:14 60 (S

69 A58 3 CeHe 60 5 100 92:8 69 (S

70 A58 3 toluene 60 5 100 90:10 67 (S^'

71 A58 3 CH Ci2 60 5 100 89:1 1 60 (S^'

72 A58 3 toluene 40 23 100 93:7 78 (S^'

73 A58 3 toluene 25 74 100 96:4 80 (S^'

Asymmetric conjugate-addition of diethylzinc to cycloalkenones

All reactions at room temperature were performed using a Miniblock XT parallel synthesis reactor. The reactions at low temperatures were canied out individually. In a 20ml reaction tube, a mixture of Cu(OTf)₂ (1.8mg, 5μmol) and a phosphoramidite ligand (1 l rno ) in a degassed solvent (5ml) was stined at room temperature for 20min. To this mixture, Et₂Zn (1.1M in toluene, 1.4ml) and a cycloalkenone (l.Ommol) were added at a given temperature (-30°C or 23 °C). The mixture was stined at the same temperature for 4h. The reaction was quenched with IN HCI. The aqueous layer was extracted with Et₂θ. The combined extracts were washed with brine and dried over MgSO . The crude product was filtered through a short silica gel column and subjected to 1H NMR and GC analysis using a Supelco Beta Dex 225 column. The absolute configuration was determined by chiral GC analysis in comparison with authentic samples. The results are summarized in Tables 8 -10.

Table 8. Cu-catalyzed addition of Et₂Zn to 2-cyclohexenone

Example Ligand Solvent Temp. (°C) Time (h) Conv.(%) % ee

74 A57 toluene 23 4 100 52.7 (R)

75 A59 • toluene 23 4 100 57.7 (S)

76 A61 toluene 23 4 100 94.2 (S)

77 A62 ether -30 4 100 98.8 (S)

Table 9. Cu-catalyzed addition of Et₂Zn to 2-cycloheptenone

Example Ligand Temp. (°C) Conv. (%) % ee

78 A61 23 100 91.9 (S)

79 A61 -30 100 95.3 (S)

80 A62 -30 100 97.5 (S)

Table 10. Cu-catalyzed addition of Et₂Zn to 2-cyclopentenone

Example Ligand Temp (°C) Conv (%) % ee

81 A61 -30 100 29 (S) 82 A62 ^• -30 100 52 (S)

EXAMPLE 83

Asymmetric hydrosilylation of styrene catalyzed by Pd-monophosphite complex

[(allyl)PdCl]₂ (0.25 mol%) HSiCl₃ (1.2 eq), rt

To a two-necked flask containing allylpalladium chloride dimmer (1.5 mg, 0.0041 mmol) and phosphoramidite ligand A-61 (8.1 mg, 0.0164 mmol), was added styrene (0.377 mL, 3.28 mmol). After stining at room temperature for 20 min, trichlorosilane (0.4 mL, 3.93 mmol) was added drop wise. The mixture was stirred at room temperature for 16 h. 1H NMR showed 100% conversion and 1 -phenyl- 1-trichlorosilylethane as exclusive product.

Crude 1 -phenyl- 1-trichlorosilylethane (200 mg, -0.8 mmol) was dissolved in 30 mL of CH₃OH-THF (1:1), KF (6 eq.), KHCO₃ (6 eq.) and H₂O₂ (0.8 mL, 35%) were added. The mixture was stined at room temperature for 16 h. To the stined solution was added saturated aqueous Na₂S₂O₃ to quench the reaction. The reaction mixture was extracted with Et₂O and the combined organic layers were dried over Na2SO₄, filtered and concentrated in vacuo. The crude residue was purified by flash chromatography on silica gel (hexanes/ethyl acetate, 90:10) to afford 1-phenylethanol. The enantiomeric excess was analyzed by HPLC to be 99% ee (CHIRACEL OD-H, 0.5 mL/min, 90: 10 hexanes/2-PrOH).

While the invention has been described in detail and with reference to specific embodiments thereof, it will be apparent to one skilled in the art that various changes and modifications can be made therein without departing from the spirit and scope thereof.

Industrial Applicability

The present invention provides efficient chiral ligands and transition metal catalysts bearing these chiral ligands, which are suitable for the production of optically active pharmaceutical and/or agrochemical products and/or their intermediates.

Claims

CLAIMS:

1. A novel optically active monodentate phosphite and/or phosphoramidite having an optically active biphenol moiety with axial chirality, represented by the following general formula (1):

G eneral Form ula (1 )

(1 -1 ) (1 - )

(1 -3) (1 -4)

wherein R¹ and R⁵ each represents a hydrogen atom or an optionally substituted secondary or tertiary hydrocarbon group having from 3 to 20 carbon atoms; R² and R⁶ each represents a hydrogen atom, an optionally substituted alkyl group having from 1 to 20 carbon atoms, an optionally substituted alkoxy group having from 1 to 10 carbon atoms, an optionally substituted aryl group, or a halogen atom; R and R each represents an optionally substituted hydrocarbon group having from 1 to 20 carbon atoms or an optionally substituted allcoxy group having from 1 to 10 carbon atoms; R⁴ and R⁸ each represents a hydrocarbon atom having from 1 to 4 carbon atoms, a halogen atom, or an allcoxy group having from 1 to 4 carbon atoms; Y¹, Y², and Y³ each represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group; and Y² and Y³ may be taken together to form a ring.

2. A novel optically active bidentate phosphite and/or phosphoramidite having an optically active biphenol moiety with axial chirality, represented by the following general formula (2):

General Formula (2)

(2-1) (2-2)

(2-3) (2-4)

wherein R and R each represents a hydrogen atom or an optionally substituted secondary or tertiary hydrocarbon group having from 3 to 20 carbon atoms; R and R each represents a hydrogen atom, an optionally substituted alkyl group having from 1 to 20 carbon atoms, an optionally substituted alkoxy group having from 1 to 10 carbon atoms, an optionally substituted aryl group, or a halogen atom; R³ and R⁷ each represents an optionally substituted hydrocarbon group having from 1 to 20 carbon atoms or an optionally substituted allcoxy group having from 1 to 10 carbon atoms; R⁴ and R⁸ each represents a hydrocarbon atom having from 1 to 4 carbon atoms, a halogen atom, or an alkoxy group having from 1 to 4 carbon atoms; Y⁴ and Y⁵ each represents an optionally substituted alkyl group, an optionally substituted aryl group, or an optionally substituted heteroaryl group; and Y⁴ and Y⁵ may be taken together to form a ring.

3. The optically active monodentate or bidentate phosphite and/or phosphoramidite according to claim 1 or 2, wherein R⁴ and R⁸ each represents a methyl group.

4. An optically active catalyst comprising a reaction mixture of a transition metal belonging to the groups 4 to 12 of the periodic table, or a compound thereof, and an optically active ligand, wherein the optically active ligand is the optically active monodentate phosphite and/or phosphoramidite according to claim 1.

5. An optically active catalyst comprising a reaction mixture of a transition metal belonging to the groups 4 to 12 of the periodic table, or a compound thereof, and an optically active ligand, wherein the optically active ligand is the optically active bidentate phosphite and/or phosphoramidite according to claim 2.

6. The optically active catalyst according to claim 4 or 5, wherein the transition metal belongs to the groups 8 to 12 of the periodic table.

7. A process of producing an optically active compound, which comprises the transformation of a prochiral compound in the presence of a chiral transition metal catalyst, wherein the transition metal catalyst comprises a reaction mixture of a transition metal belonging to the groups 4 to 12 of the periodic table, or a compound thereof, and an optically active ligand, wherein the optically active ligand is the optically active monodentate phosphite and/or phosphoramidite according to claim 1..

8. A process of producing an optically active compound, which comprises the transformation of a prochiral compound to an optically active compound in the presence of a chiral transition metal catalyst, wherein the transition metal catalyst comprises a reaction mixture of a transition metal belonging to the groups 4 to 12 of the periodic table, or a compound thereof, and an optically active ligand, wherein the optically active ligand is the optically active bidentate phosphite and/or phosphoramidite according to claim 2.

9. The process of producing an optically active compound according to claim 7 or 8, wherein the transition metal belongs to the groups 8 to 12 of the periodic table.

10. The process of producing an optically active compound according to claim 7 or 8, wherein R and R⁸ each represents a methyl group.

11. The process of producing an optically active compound according to claim 7, 8, 9, or 10, wherein the transformation of the prochiral compound is a catalytic asymmetric reaction selected from the group consisting of hydrogenation, hydroformylation, allylic substitution, hydrosilylation, and Michael addition.