WO2004005353A1 - Complexes de cyclodextrines et de carotenoides - Google Patents

Complexes de cyclodextrines et de carotenoides Download PDF

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Publication number
WO2004005353A1
WO2004005353A1 PCT/NO2003/000236 NO0300236W WO2004005353A1 WO 2004005353 A1 WO2004005353 A1 WO 2004005353A1 NO 0300236 W NO0300236 W NO 0300236W WO 2004005353 A1 WO2004005353 A1 WO 2004005353A1
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Prior art keywords
complex
carotenoid
cyclodextrin
astaxanthin
pigmentation
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PCT/NO2003/000236
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English (en)
Inventor
Bjarte Mortensen
Stig Tore Kragh Jansson
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Poltec As
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Priority to AU2003258890A priority Critical patent/AU2003258890A1/en
Publication of WO2004005353A1 publication Critical patent/WO2004005353A1/fr

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    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09BORGANIC DYES OR CLOSELY-RELATED COMPOUNDS FOR PRODUCING DYES, e.g. PIGMENTS; MORDANTS; LAKES
    • C09B61/00Dyes of natural origin prepared from natural sources, e.g. vegetable sources
    • AHUMAN NECESSITIES
    • A23FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
    • A23KFODDER
    • A23K20/00Accessory food factors for animal feeding-stuffs
    • A23K20/10Organic substances
    • A23K20/163Sugars; Polysaccharides
    • AHUMAN NECESSITIES
    • A23FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
    • A23KFODDER
    • A23K20/00Accessory food factors for animal feeding-stuffs
    • A23K20/10Organic substances
    • A23K20/174Vitamins
    • AHUMAN NECESSITIES
    • A23FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
    • A23KFODDER
    • A23K20/00Accessory food factors for animal feeding-stuffs
    • A23K20/10Organic substances
    • A23K20/179Colouring agents, e.g. pigmenting or dyeing agents
    • AHUMAN NECESSITIES
    • A23FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
    • A23KFODDER
    • A23K50/00Feeding-stuffs specially adapted for particular animals
    • A23K50/80Feeding-stuffs specially adapted for particular animals for aquatic animals, e.g. fish, crustaceans or molluscs
    • AHUMAN NECESSITIES
    • A23FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
    • A23LFOODS, FOODSTUFFS, OR NON-ALCOHOLIC BEVERAGES, NOT COVERED BY SUBCLASSES A21D OR A23B-A23J; THEIR PREPARATION OR TREATMENT, e.g. COOKING, MODIFICATION OF NUTRITIVE QUALITIES, PHYSICAL TREATMENT; PRESERVATION OF FOODS OR FOODSTUFFS, IN GENERAL
    • A23L5/00Preparation or treatment of foods or foodstuffs, in general; Food or foodstuffs obtained thereby; Materials therefor
    • A23L5/40Colouring or decolouring of foods
    • A23L5/42Addition of dyes or pigments, e.g. in combination with optical brighteners
    • A23L5/43Addition of dyes or pigments, e.g. in combination with optical brighteners using naturally occurring organic dyes or pigments, their artificial duplicates or their derivatives
    • A23L5/44Addition of dyes or pigments, e.g. in combination with optical brighteners using naturally occurring organic dyes or pigments, their artificial duplicates or their derivatives using carotenoids or xanthophylls
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08BPOLYSACCHARIDES; DERIVATIVES THEREOF
    • C08B37/00Preparation of polysaccharides not provided for in groups C08B1/00 - C08B35/00; Derivatives thereof
    • C08B37/0006Homoglycans, i.e. polysaccharides having a main chain consisting of one single sugar, e.g. colominic acid
    • C08B37/0009Homoglycans, i.e. polysaccharides having a main chain consisting of one single sugar, e.g. colominic acid alpha-D-Glucans, e.g. polydextrose, alternan, glycogen; (alpha-1,4)(alpha-1,6)-D-Glucans; (alpha-1,3)(alpha-1,4)-D-Glucans, e.g. isolichenan or nigeran; (alpha-1,4)-D-Glucans; (alpha-1,3)-D-Glucans, e.g. pseudonigeran; Derivatives thereof
    • C08B37/0012Cyclodextrin [CD], e.g. cycle with 6 units (alpha), with 7 units (beta) and with 8 units (gamma), large-ring cyclodextrin or cycloamylose with 9 units or more; Derivatives thereof
    • C08B37/0015Inclusion compounds, i.e. host-guest compounds, e.g. polyrotaxanes

Definitions

  • the present invention relates to a chemical complex comprising a cyclodextrin and a carotenoid, e.g. astaxanthin.
  • the invention further relates to a composition comprising the complex and methods for producing and using said complex and said composition.
  • the complex of a cyclodextrin and a carotenoid and the composition may be used as a food or feed supplement .
  • the invention further relates to a method of increasing the pigmentation in an animal as well as in tissue or material used as food or feed.
  • Carotenoids belong to the group of highly colored (red, orange, and yellow) lipophilic pigments produced by microorganisms, fungi and plants and some animals (e.g. crustaceans) , which uses the carotenoids as antioxidants and protectants against excessive radiation.
  • the widely used carotenoids in feed, food, medical preparations or cosmetics are the beta-carotenes: cantaxanthin, astaxanthin, zeaxanthin, lutein and lycopene.
  • the carotenoids may be used as feed additives in the animal production with the aim of achieving natural looking colors of the food derived thereof .
  • the mechanism of uptake for the carotenoids is poorly understood, but it is assumed that it may operate through a passive diffusion, but it may also be facilitated by active transport .
  • the plasma level of carotenoids converges towards a saturation point when astaxanthin in the feed is increased, either as a consequence of an active transport mechanism resulting in a saturation, mechanisms regulating the uptake, or that the transport capacity in the blood is limited.
  • the feed concentration of astaxanthin giving a maximum uptake in the plasma of salmonides seems to lie within the interval 50 to 100 mg/kg.
  • similar carotenoids may be given to land- dwelling animals to improve the coloration of the food products derived therefrom. For instance the yolk in eggs from hens or other poultry given carotenoids is brighter yellow than normally.
  • the carotenoids most frequently used as feed additives in the farming of fish are astaxanthin and cantaxanthin.
  • Astaxanthin may be used in its un-esterified form, i.e. as a diol that is thought to be the form of astaxanthin best absorbed from the intestine [Thorrissen 0.1. et al. Reviews in Aquatic Sciences 1989, vol. 1 pp. 209-225] .
  • astaxanthin may also be used in the form of an ester, e.g. astaxanthin dipalmitates, but because of limited capacity of intestinal esterases in the hydrolysis of astaxanthin esters, the un-esterified astaxanthin is more effectively taken up and thus more suitable for use in flesh pigmentation [Foss et al . Aquaculture 1985, 65: 293-305].
  • carotenoids are unstable, partly because of the presence of free hydroxyl groups that may be prone to oxidation, resulting in a loss of 5-10% w/w or more of the astaxanthin-diol form upon exposure to heat, light and/or air during storage or during fish feeding.
  • carotenoids have a low bioavailability.
  • the bioavailability of astaxanthin is in the order of 35% and only about 15% of the amount of astaxanthin entering the gut lumen of the fish is retained in the fish tissue. This is due to limited absorption from the gut and extensive metabolism of astaxanthin [Foss et al Aquaculture 1987, 65: 293-305] .
  • WO 00/62625 relates to providing astaxanthin in the form of a diester of poly- unsaturated fatty acids in order to increase the uptake of astaxanthin in salmon by 41% as compared to commercial pigments ("Carophyll Pink").
  • cyclodextrins comprises cyclic oligosaccharides having 6, 7, or 8 glucopyranose units, arranged in a relatively rigid circular structure .
  • the cyclodextrin structure provides a molecule shaped like a segment of a hollow cone with an exterior hydrophilic surface and interior hydrophobic cavity.
  • the hydrophilic surface generates good water solubility for the cyclodextrin and the hydrophobic cavity provides a favorable environment in which 'to fit 1 the drug molecule. This association isolates the drug from the aqueous solvent and may increase the drug's water solubility and stability.
  • the present inventor has provided chemical entities comprising a cyclodextrin and a carotenoid that possesses novel properties.
  • complexes of a cyclodextrin and a carotenoid may be more resistant to oxidation, hydrolysis and metabolism than carotenoids in un-complexed form.
  • the invention relates to the use of use of a combination of a cyclodextrin and a carotenoid for modifying the pigmentation of an animal tissue and/or an animal body fluid.
  • the combination of a carotenoid and a cyclodextrin is in the form of an inclusion complex.
  • the invention in a second aspect relates to a complex comprising a cyclodextrin and a carotenoid.
  • a complex is preferably an inclusion complex, wherein the astaxanthin or a part of it is enclosed in the cavity of one or more cyclodextri (s) .
  • compositions comprising a complex of a cyclodextrin and a carotenoid together with one or more acceptable excipient for preparing a composition, which typically could be food product, a feed product, a food/feed supplement, a pre-mix or a dietary supplement.
  • the present inventor has found that the pigmentation efficacy in fish increases upon administering astaxanthin in a complexed form with certain cyclodextrins .
  • the present invention relates to the use of a combination of a cyclodextrin and a carotenoid for modifying the pigmentation of an animal tissue and/or an animal body fluid.
  • the invention relates to a method for modifying the pigmentation of an animal tissue and/or an animal body fluid comprising the steps of complexing a carotenoid with a cyclodextrin and administering the thus formed complex to the animal.
  • the combination of a cyclodextrin and a carotenoid may be in the form of a complex between a cyclodextrin and a carotenoid or a composition comprising said complex together with one or more suitable excipients .
  • a complex between cyclodextrin and astaxanthin relates to a complex comprising a cyclodextrin and a carotenoid.
  • a complex is preferably an inclusion complex, wherein the astaxanthin or a part of it is enclosed in the cavity of the cyclodextrin.
  • pigmentation relates to the coloring of animal tissue of animal body fluids, as determined by spectral reflectance measurement of isolated tissue at wavelengths in the range of 400 nm to 700 nm. Moreover, pigmentation is defined by providing a UN/VIS peak absorption of the supernatant of a tissue sample extracted in heptane in the wavelength range from 360 to 600 nm, preferably in the range of 400 to 550 nm, most preferably in the range of 420 to 500 nm, such as 440 nm to 480 nm.
  • the term "carotenoid” is denoted to mean any one substance or a mixture of substances with a carotenoid backbone structure .
  • a number of carotenoids are of interest according to the invention. ⁇ on-limiting examples of carotenoids are the ⁇ -carotenes, ⁇ -carotenes, ⁇ -carotenes, ⁇ -carotenes, lutein, lycopene, their isomeric forms, derivatives or salts thereof.
  • the carotenoid is a carotenoid with J3- carotenoid structure.
  • the term "carotenoid” includes derivatives, such as esters, isomers such as stereoisomers, and salts thereof.
  • Derivatives of carotenoids include any substance derived from a carotenoid, formed by substitution of hydrogen atoms, addition of groups and reduction or oxidation of the carotenoid moiety. Moreover, derivatives of carotenoids include norcarotenoids . Furthermore, the term 'carotenoid' comprises any of various usually yellow to red carotenoids found in nature, for example those produced in plants, animals, crustacean, algae's and which are characterized by having a long aliphatic polyene chain composed of eight isoprene units.
  • interesting carotenoids of the invention are those exhibiting yellow, orange, red and purple colors when dissolved in methanol . Therefore, interesting carotenoids according to the invention relates to those exhibiting UV/VIS absorption in the range of 460 nm to 700 nm, more specifically in the range of 470 nm to 490 nm, when dissolved in methanol. Furthermore, such carotenoids may be characterized by having a poor solubility in water.
  • suitable carotenoids of the invention has a solubility in water at 25°C of at the most 10 g/1, preferably of at the most 5 g/1, more preferably at the most 1 g/1, even more preferably at the most 0.5 g/1, still more preferably of at the most 0.2, 0.1, 0.05 g/1, preferably of at the most 0.01 g/i.
  • the carotenoids according to the invention are chosen among astaxanthin, zeaxanthin, astacin, cantaxanthin, lutein, lycopene, their isomeric forms, enantiomers, derivatives or salts.
  • the carotenoid is astaxanthin, its isomers, derivatives or salts.
  • salts include base addition salts of for example a hydroxyl group with hydroxides of alkali metals, such as sodium and potassium, alkali earth metals, such as calcium and magnesium, and organic addition salts such as quaternary ammonium cations .
  • Astaxanthin its derivatives such as esters and salts thereof may be obtained from natural sources such as plants, algae, crustacean and yeast, by culturing astaxanthin-producing yeast cells, by synthetically means or by gene manipulation techniques.
  • host organisms that may be used directly for producing carotenoids or used with genetic modifications are Phaffia species such as Phaffia rhodozyma or Haematococcus species such as H. pluvialis.
  • Astaxanthin may be extracted from such natural or gene manipulated sources by various conventional extraction methods or just provided in the form of grinded crustacean shells or yeast cells.
  • the cyclodextrin complexes according to the invention may be prepared with un-purified astaxanthin or other suitable un- purified carotenoids, e.g. in the presence of yeast cell residues and the like.
  • extracts of astaxanthin or yeast cells comprising astaxanthin may further be subject to purification according to conventional methods, e.g. by preparatory HPLC, super-critical extraction or solvent- /solvent extraction.
  • complex is intended to mean a complex wherein at least one moiety of a carotenoid has inserted itself, at least partially, into the cavity of cyclodextrin.
  • cyclodextrin is denoted to mean any cyclodextrin selected from a ⁇ -cyclodextrin, a ⁇ - cyclodextrin or a y-cyclodextrin, i.e. the 6-, 7-, or 8- sugar unit macrocycle, or derivatives thereof.
  • the cyclodextrin may be modified such that some or all of the primary or secondary hydroxyls of the macrocycle, or both, may be alkylated or acylated. Methods of modifying these alcohols are well known to the person skilled in the art and many derivatives are commercially available.
  • the cyclodextrin may be modified such that one or more of the primary or secondary hydroxyls of the macrocycle, or both, may be alkylated or acylated. Methods of modifying these alcohols are well known to the person skilled in the art and many are commercially available. Thus, some or all of the hydroxyls of cyclodextrin may have be substituted with an O-R group or an 0-C(0)-R, wherein R is an optionally substituted C ⁇ _ 6 alkyl, an optionally substituted C 2 -6 alkenyl, an optionally substituted C 2 . 6 alkynyl, an optionally substituted aryl or heteroaryl group. R may be methyl, ethyl, propyl, butyl, pentyl, or hexyl group.
  • 0-C(0)-R may be an acetate.
  • R may be such as to derivatize cyclodextrin with the commonly employed 2-hydroxyethyl group, or 2-hydroxypropyl group.
  • the cyclodextrin alcohols may be per-benzylated, per-benzoylated, or benzylated or benzoylated on just one face of the macrocycle, or wherein only 1, 2, 3, 4, 5, or 6 hydroxyls are benzylated or benzoylated.
  • hydroxyl groups of cyclodextrin may be peralkylated or per-acylated such as per-methylated or per-acetylated, or alkylated or acylated, such as methylated or acetylated, on just one face of the macrocycle, or wherein only 1, 2, 3, 4, 5, or 6 hydroxyls are alkylated or acylated, such as methylated or acetylated.
  • the cyclodextrin contains at least 5 glucopyranose units, preferably at least 6, more preferably at least 7, most preferably at least 8 glucopyranose units.
  • the term "cyclodextrin” include mixtures of two or several various cyclodextrins .
  • the inclusion complex is between ⁇ -cyclodextrin or ⁇ cyclodextrin and astaxanthin.
  • the cyclodextrin is unmodified.
  • One or more carotenoid molecules of the invention may be included into the cavity of the cyclodextrin molecule.
  • one molecule of a carotenoid of the invention may be included into the cavity of one or more cyclodextrin molecules .
  • the inclusion complex may exist in a variety of molar ratios . The molar ratio between a carotenoid and a cyclodextrin is dependent on a variety of physical factors during the formation of the inclusion complex. Furthermore, the molar ratio of the inclusion complex may be transitional and vary during its preparation.
  • the depth at which the carotenoid is included within the cavity of a cyclodextrin may vary.
  • the size of the cavity which depends on the selection of cyclodextrin ( ⁇ -cyclodextrin, ⁇ -cyclodextrin or y-cyclodextrin) and on whether the numerous free hydroxyl groups present on the periphery of the cavity of a cyclodextrin molecule are partially or fully derivatized, will influence the ability for the carotenoid to include itself into the cavity. These factors, amongst others, influence the molar ratio of the inclusion complex.
  • the molar ratio between a carotenoid and the cyclodextrin may be in the range of 10:1 to 1:100, preferably in the range selected from the group consisting of 5:1 to 1:80; 5:1 to 1:50; 5:1 to 1:20; 5:1 to 1:10;4:1 to 1:8;2:1 to 8:2; 5:1 to 1:5;2:1 to 1:5;4:1 to 1:4; 2:1 to 1:4,2:1 to 1:3, 2:1 to 1:2 and 1:1.
  • a 1:1, 1:2 or 2:1 molar ratio exists between a carotenoid and cyclodextrin.
  • the term "solubility" in connection with a carotenoid is intended to mean the solubility of the inclusion complex between a carotenoid and cyclodextrin in water.
  • the term “total solubility” relates to the carotenoid concentration in a phase solubility isotherm, namely to the solubility of un-complexed and complexed carotenoid.
  • the “total solubility” is a function of the cyclodextrin concentration.
  • the solubility of said complex is such that when subjecting the complex to water at 25 °C, the solubility is of the at least 0.5 g/1, preferably of the at least 1 g/1, 2 g/1, 5g/l or lOg/1, more preferably of the at least 15 g/1, 20 g/1 or 25 g/1, even more preferably of the at least 30 g/1, 40 g/1 or 50 g/1, most preferably of the at least 60 g/1, 80g/l or 100 g/i.
  • the total solubility of said complexed plus uncomplexed carotenoid is such that when subjecting the complex to water at 25 °C, the solubility is of the at least 0.5 g/1, preferably of the at least 1 g/1, 2 g/1, 5 g/1 or 10 g/1, more preferably of the at least 15 g/1, 20 g/1 or 25 g/1, even more preferably of the at least 30 g/1, 40 g/1 or 50 g/1, most preferably of the at least 60 g/1, 80g/l or 100 g/1.
  • one object of the invention is to improve the solubility of a carotenoid in water.
  • said improved solubility corresponds to a relative increase in the solubility, as determined upon dissolving said complexed carotenoid versus dissolving an equivalent carotenoid in un-complexed form in water at 25 °C, by a factor of at the least of 1.1, 1.2 or 1.3, preferably by a factor of at the least of 1.5, 1.8 or 2, more preferably by a factor of at the least of 2.5, 3, 3.5 or 4, even more preferably by a factor of at the least of 5, 7 or 10, still more preferably by a factor of the at least 15, 20, 25, 30, 35 or 40, most preferably by a factor of the at least 45, 50, 60, 70, 80, 90 or 100.
  • the inclusion complex may exist in the form of a hydrate containing varying amounts of water, such as between about 1% and 25% water.
  • the degree of hydration may vary according to, amongst other reasons, the degree of substitution of the hydroxyls, the method of preparation and the molar ratio of the inclusion complex.
  • the water content of the inclusion complex may depend on the manner in which the inclusion complex is stored, the temperature, pressure and relative humidity. Thus, any discussion on the solid state form of the carotenoid-cyclodextrin inclusion complex comprises the range of hydrates.
  • the hydrate water is part of the crystal lattice and thus modifying the water content may change the crystal lattice and possibly some of the physical properties of the inclusion complex.
  • a further object of the invention is to provide a method for producing an inclusion complex comprising the step of combining cyclodextrin and a carotenoid at a molar ratio of 0.3:1 to 20:1, preferably 1:1, 2:1, 2:3, 3:1, 4:1 or 5:1, 1:2, 2:3, or 3:1, most preferably 2:1 or 3:2.
  • solution in connection with cyclodextrin or carotenoids and in connection with the preparation of an inclusion complex is intended to comprise embodiments wherein the solute, namely cyclodextrin or carotenoid, is fully or partially dissolved in the solvent so as to form a homogenous solution, a saturated solution, a supersaturated solution, a slurry or a suspension.
  • the combining of the components may be done using a solution of cyclodextrin, comprising organic solvent or an aqueous solution such as water.
  • the solvent comprises a mixture of water and an organic solvent .
  • the organic solvent may be selected from any of those commonly used in organic synthesis such as, but not limited to, THF, methylene chloride, diethyl ether, petroleum ether, ethyl acetate, dioxane, DMF, DMSO, acetone, acetonitrile, ethanol, methanol, pyridine, or combinations thereof.
  • the organic solvent is miscible with water.
  • Polar solvents are preferred such as water, methanol, ethanol, DMSO, DMF, and pyridine, most preferably water or ethanol, particularly water.
  • a solution of cyclodextrin as described supra, in any concentration or degree of homogeneity, may be combined with solid a carotenoid.
  • the cyclodextrin solution may be combined with a solution of a carotenoid.
  • the carotenoids may be in micronized form.
  • the carotenoid may be fully or partly dissolved in an organic solvent or water.
  • Organic solvents may be selected from any of those known to the person skilled in the art such as, but not limited to, THF; methylene chloride, diethyl ether, petroleum ether, ethyl acetate, dioxane, DMF, DMSO, acetone, acetonitrile, ethanol, methanol, pyridine, or combinations thereof.
  • solid carotenoids and solid cyclodextrin may be combined in their solid forms and then combined with water or an organic solvent .
  • a method of producing an inclusion complex comprises the steps of dissolving cyclodextrin in water, optionally with the aid of heating, to form a cyclodextrin solution; dissolving astaxanthin or a source of astaxanthin in a solvent selected from the group comprising of water and ethanol or mixtures thereof, optionally with the aid of heating, to form a astaxanthin solution; combining the cyclodextrin solution and the astaxanthin solution to form a combined solution; stirring the combined solution, preferably while keeping the solution at or below 25°C; filtering the resultant precipitate; washing the precipitate with a solvent selected from the group consisting of water, ethanol, ether and acetone, preferably wherein the solvent is cooled to below 25°C; optionally suspending the resultant solid in a solvent, preferably acetone, and washing the suspended material with a solvent selected from the group consisting of water, ethanol, ether and acetone, preferably wherein the solvent
  • the method of preparation may further comprise mechanical mixing, agitation or shaking, or heating of the solutions or combined components .
  • a typical preparation of the carotenoid-cyclodextrin inclusion complex may be as follows :
  • the carotenoid is dissolved in a solvent such as acetone or ethanol .
  • the cyclodextrin is dissolved in water between 20 and 100°C, such as between 30 and 90°C, such as between 40 and 80°C, preferably between 40 and 60°C, such as at or near 40°C, 45°C, 50°C, 55°C or 60°C.
  • the carotenoid solution is added to the cyclodextrin solution and the obtained suspension is stirred at 20-30°C for some hours, such as about 0.5 to 48 hours, then stirred at 2°C for some hours.
  • the crystallized product is isolated and dried.
  • the carotenoid solution is added to the cyclodextrin solution and the obtained suspension is stirred at temperatures below 25°C.
  • the crystallised product may be washed with water, acetone and/or any other solvent in order to wash off non-complexed material.
  • the solvent used to wash the crystallised product may be pre-cooled to below 25°C.
  • This crystallised product may be dried over a drying agent such as P 2 0 5 or any other known to the person skilled in the art in a vacuum dessicator or cabinet for several hours or days . It may also be cooled in the dessicator during drying, or undergo spray drying or lyophillization.
  • the cyclodextrins may further be polymerised into aggregates comprising e.g. more than 1 cyclodextrin such as aggregates of 2, 5, 10, 20, 50, 100 or 1000 cyclodextrins.
  • cyclodextrins such as aggregates of 2, 5, 10, 20, 50, 100 or 1000 cyclodextrins.
  • the present inventors have contributed significantly to the art by improving the functional utility of colored carotenoids such as astaxanthin by complexing it with a cyclodextrin.
  • Such complexes may have numerous applications of which the use as a pigment or a feed supplement for animals may be of particular interest.
  • the use of such complexes as a food supplement or a dietary supplement is also anticipated by the present invention.
  • the invention relates to the use of a complex of the present invention as a pigment, food supplement, feed supplement or a dietary supplement .
  • Such complexes may further comprise one or more component (s) which typically is en excipient, an antioxidant, a pigment, a vitamin, a flavoring agent or a nutrient.
  • component (s) typically is en excipient, an antioxidant, a pigment, a vitamin, a flavoring agent or a nutrient.
  • Bulk-forming or carrying materials may also be included with the carotenoid/cyclodextrin composition according to the present invention.
  • compositions comprising i) a complex of a cyclodextrin and a carotenoid, said complex being one of the embodiments mentioned supra; and ii) one or more acceptable excipients for preparing a composition, which typically could be a food product, a feed product, a food/feed supplement, a pre-mix or a dietary supplement .
  • composition may further comprise one or more component (s) selected from the group consisting of antioxidants, pigments, vitamins, flavors and nutrients.
  • the term "food product” is related to products for human intake and consumption.
  • feed product is related to products for animal intake and consumption.
  • food supplement is related to a product for human intake which is not necessarily a food product but is supplementary to the food product by having a supplementary function.
  • the supplementary may be e.g. nutritional (e.g. vitamins, proteins, lipids, minerals, carbohydrates, etc.) or cosmetic such as affecting the pigmentation of the human's skin and/or flesh.
  • feed supplement is related to products for animal intake which are not necessarily food but may be supplementary to the food by having a supplementary function.
  • This supplementary function may be e.g. nutritional or cosmetic such as affecting the pigmentation of the animal's skin and/or flesh.
  • pre-mix is related to a composition that comprises a complex of the invention and is to be mixed with a food or feed product before use .
  • dietary supplement relates to a composition that is a supplement to the normal food diet or feed diet of an animal individual .
  • excipients is intended to mean any substance that is required in the formulation of a food/feed product, food/feed supplement, a pre-mix, a cosmetic or a pharmaceutical .
  • Typical excipients are binding agents (e.g. pregelatinized maize starch, polyvinylpyrrolidone or hydroxypropyl methylcellulose); fillers (e.g. lactose, microcrystalline cellulose or calcium hydrogen sulphate) ; suspending agents (e.g. sorbitol syrup, cellulose derivatives, dextran or hydrogenated edible fats) ; emulsifying agents (e.g. lecithin or acacia); non-aqueous vehicles (e.g.
  • oils sesame oil, ethyl oleate or triglycerides almond oil, oily esters, ethyl alcohol or fractionated vegetable oils
  • preservatives e.g. methyl or propyl-p-hydroxybenzoates or sorbic acid
  • carbohydrates e.g. as described infra
  • coating agents e.g. as described infra
  • water, saline, dextrose solution and other aqueous physiologically balanced salt solutions e.g. as described infra
  • antioxidant encompasses some acids, for example ascorbic acid or citric acid, which help diminish oxidative discoloration of fruits and meats, phenolic compounds for example BHA and tocopherols.
  • This category further includes BHA (butylated hydroxyanisole) , BHT (butylated hydroxytoluene) , propyl gallate, TBHQ (tert-butyl hydroquinone) , lecithin, gum and resin gulac, THBP (trihydroxybutyrophenone) , thiodipropionic acid and dilauryl thiodipropionate, glycine; carotenoids as described above (e.g. vitamin A, vitamin E and astaxanthin); selenium and co-enzyme Q10.
  • vitamin encompasses vitamin A; vitamin D; vitamin E; vitamin K; vitamin C; thiamin, thiamine, or vitamin Bl; riboflavin or vitamin B2 ; niacin; vitamin B 6 ; folacin; vitamin B 12 ; pantothenic acid or pantothenate; and biotin.
  • vitamins which have normal food additive uses include ascorbic acid (vitamin C) , riboflavin and beta carotene (a form of vitamin A) .
  • flavoring agent ' comprises additives that give either the complex or the composition a flavor suitable for the given application. This could be feed flavors such as fish feed flavor, cattle feed flavor, pig feed flavor or poultry feed flavor.
  • the term 'nutrients' encompasses both mineral nutrients and vitamins and molecules that can be metabolized to give energy.
  • Examples are proteins, fats (e.g. polyunsaturates, omega-6 polyunsaturates, linoleic acid, omega-3 polyunsaturates, alpha-linolenic acid, monounsaturates, saturates, trans fatty acids and cholesterol) , carbohydrate (e.g. sugars, sugar alcohols, starch, dietary fiber), vitamin as described above and minerals (e.g. Sodium, Potassium, Calcium, Phosphorus, Magnesium, Iron, Zinc, Iodide, Copper, Chloride, Manganese, Chromium, Selenium and Molybdenum) .
  • proteins e.g. polyunsaturates, omega-6 polyunsaturates, linoleic acid, omega-3 polyunsaturates, alpha-linolenic acid, monounsaturates, saturates, trans fatty acids and cholesterol
  • animal is denoted to mean any kind of an animal including a human. This includes farm animal such as chickens and hens, cattle, pigs, sheep and marine animal as well as animals found in nature. In a particular embodiment of the invention, the animal is a marine animal, such as of a Salmonids species, i.e. salmon and trout.
  • the complex may be provided in the form of a composition typically including other suitable components.
  • the complex is typically present in an amount in the range of 0.001% w/w to 99.999% w/w, preferably in the range of 0.001% w/w to 90% w/w, more preferably in the range of 0.001% w/w to 80% w/w, even more preferably in the range of 0.002% to 70% w/w, still more preferably in the range of 0.005% to 60% w/w, most preferably in the range of 0.005% to 50% w/w.
  • the complex is typically in an amount of the at least 0.001% w/w, preferably of the at least 0.005% w/w, more preferably of the at least 0.01%, 0.05% or 0,1% w/w, even more preferably of the at least 0.5%, 1%, 2% or 5%w/w, most preferably of the at least 10%, 20%, 30%, 40% or 50% w/w.
  • compositions may be in liquid form, semi-liquid form, solid form or semi-solid form. Given, the use of a complex as a pigment or a feed supplement, the complexes or compositions of the invention is formulated into pellets .
  • a solid composition may for example be pellets, powders, granules, beads with or without coatings.
  • the coatings may comprise coating agents such as collagen, gelatin, fractionated gelatin, gelatin derivatives, collagen hydrolysates, plant proteins, plant protein hydrolysates, elastin hydrolysates, albumins, agar-agar, gum Arabic, pectins, tragacanth, xanthan, natural and modified starches, dextrans, dextrins, maltodextrin, chitosan, alginates, cellulose derivatives, polyvinyl alcohol, polyvinyl pyrrolidone, polyacrylic acid and polymers of methacrylic acid and methacrylic acid esters, lipid and fats (e.g. polyunsaturates, omega-6 polyunsaturates, linoleic acid, omega-3 polyunsaturates, alphalinolenic acid, monounsaturates, saturates, trans fatty acids and cholesterol); and their mixture
  • a composition in a semi-liquid form may comprise a slurry of solid components in a liquid mixture.
  • the liquid part could both be aqueous, organic or a two phase system of an aqueous and an organic phase .
  • a composition may be all liquid form, and have either an organic solvent or an aqueous solvent or a two phase system consisting of both organic and aqueous solvents or even a mixture of an aqueous solvent and a fully or moderately water miscible organic solvent .
  • a composition may also be a liquid, semi-liquid or semi- solid material coated with a substantially solid coating, e.g. chosen from list of coating agents above.
  • the complex or the composition is coated or packaged in such a way that the complex is protected against moisture and does not dissolve when it is contacted with the water but selectively dissolves inside an animal e.g. when reaching the intestines or the gut lumen of e.g. a fish.
  • This may be accomplished by choosing a coating that may be selectively degraded when reaching the target zone of the animal (for example it may be enzymatically degraded by enzymes or dissolve by the acids in the fish gut lumen) .
  • the present complexes of the invention possess numerous applications of which some are of particular interest and found advantageous .
  • One such application relates to the modification of pigmentation in an animal in that the presently preferred modification of the pigmentation is to increase the pigmentation.
  • the pigmentation may be increased at least by a factor of 1.2.
  • An increased pigmentation relatively to the pigmentation following administration of un-complexed carotenoid may be produced, and said pigmentation may be determined by measuring the UV/VIS absorbance at 470 nm of a methanolic extract of 50 g animal tissue in 100 ml methanol. Alternatively the pigmentation may be determined as described in the examples . In further interesting embodiments thereof, the pigmentation is increased by a factor of the at least 1.3, 1.4 or 1.5, preferably of the at least 1.6, 1.7 or 1.8, more preferably of the at least 1.9, 2.0 or 2.5, most preferably of the at least 2.8, 3.0, 3.5 or 4. However, the more applicable aspect of the invention is rather an increased stability of the complex according to the invention (as disclosed infra) . Thus an increased coloration of the flesh and muscle of the fish is a secondary (albeit an advantageous) effect of the complex according to the invention.
  • the effect of the complex or the composition on the pigmentation may also be measured using a reflectance measurement directly on or in the tissue or body fluid of the animal .
  • the reflectance measurement measures how much light that is absorbed from the surface layers of a materiel .
  • the reflectance measurement should be set up to cover the absorption wavelength range relevant for the given pigment.
  • An increased reflectance means an increased amount of color absorbing pigment.
  • the reflectance approach has the advantage that it is better correlated with the color changes in tissue or body fluid as seen by the human eye.
  • a simple alternative for semi-quantification of the pigmentation is use of a fan with strips of increasing color intensity such as the salmofan (TM) from Roche. The strips of the salmofan have an increasingly red intensity.
  • the pigmentation of a salmon fillet is determined by comparing the color of the fillet to the various strips and choosing the strip with the closest match.
  • the pigmentation level is printed on the strip.
  • the comparison is performed using a standardized light source such as D75 Bulbs (color temperature 7500 K) or using a white, grey or black background.
  • any complexing agent may either form an unsuitable complex (e.g. be harmful or even toxic to the relevant animal) or may render the active compound (carotenoid, e.g. astaxanthin) inoperative.
  • the complexing agent will have to make the complex bioavailable, i.e. the complex will have to be taken up by the gut and must not produce harmful cleavage products.
  • the active agent (carotenoid) will have to be routed to the relevant tissue, and when finally present in this tissue, the agent/complex will have to be active providing its effect at the relevant site in the tissue. All these considerations taken into account, a complex of an active agent may be said to be an improved complex if its effect is not poorer than the previously known, non-complexed one.
  • Pigmentation of salmonid fishes is affected by factors such as dietary pigment source, the dosage level, duration of feeding, by dietary composition, and the physiological status of the fish. Differences in effects of these factors among salmonid fish species are matters of magnitude rather than matter of principle.
  • astaxanthin has been regarded as the most effective carotenoid used for pigmentation of salmonid fishes, even though the degree of utilization is different between species.
  • cantaxanthin results in lower pigmentation-values than astaxanthin at a given concentration.
  • efficacy of cantaxanthin and astaxanthin as muscle pigmentation sources may be different in various species. Thus a negative linear relationship was found between dietary proportions of astaxanthin in a mixture with cantaxanthin and total muscle carotenoid deposition in Atlantic salmon.
  • Pigmentation • Roche scale It is expected only marginal differences in visual pigmentation/coloration (Roche scale) between the group receiving test feed (CD) and the control group receiving conventional feed with un-complexed astaxanthin after 30 days. The test is conducted during only 2 months and the start and end weights is consequently small compared to ordinary slaughter weight (2-4 kg) .
  • Fig. 1 shows the coloration (Roche scale) at a starting weight of 200 g and 2 months of feeding, 40 or 60 ppm.
  • Figure 2 shows a simulation of the uptake of astaxanthin in muscle (at a starting weight of 200 g and 2 months feed) at 40, 50 or 60 ppm.
  • a carotenoid may be more stable, e.g. storage stable at ambient temperatures and stable towards oxidation in air and in water upon providing it as a cyclodextrin complex. Therefore, another aspect of the invention relates to a method for improving the stability of a carotenoid, comprising complexing the carotenoid with cyclodextrin to form a complex of the invention. The invention further comprises such a cyclodextrin-complexed carotenoid per se.
  • the stability of said carotenoid is such that when said cyclodextrin complex of said carotenoid is stored at a temperature in the range of 2-8°C and at a relative humidity of the normal range in the dark for 3 months, the recovery of said carotenoid is at least 99.5, 99.0 or 98.5 % w/w, preferably at least 98, 97 or 95% w/w, more preferably at least 94, 92 or 90% w/w.
  • said complexed carotenoid may be more stable towards degradation during the manufacturing process and the following storage than uncomplexed carotenoids .
  • the complexed form of a carotenoid may also protect the carotenoid from extensively metabolism upon administering such a complex to an animal such as a human or a fish like a salmon or a trout .
  • the bioavailability may be improved, at least in part because of improved stability and/or decreased metabolism of the un-complexed carotenoid.
  • an interesting aspect of the invention relates to a method for modifying the bioavailability of a carotenoid in an animal comprising the steps of complexing said carotenoid with a cyclodextrin and administering the thus formed complex to the animal .
  • bioavailability is intended to mean the molar fraction of a carotenoid that has been absorbed from the gut lumen upon administration of said carotenoid to an animal.
  • the active form of a carotenoid relates to an un-metabolized carotenoid or if the metabolized carotenoid has pharmacological or pigmentation properties comparable to that of the un-metabolized carotenoid, the active form may include such a metabolized carotenoid.
  • the bioavailability in humans may typically be determined upon administration of a single dose and measuring the fraction of un-metabolized carotenoid in the urine.
  • the bioavailability may be determined as the fraction of the ingested carotenoid that has been recovered in un- metabolized form in the gut-lumen, body-fluids and in the tissues.
  • the said modified bioavailability is such that the relative bioavailability of said carotenoid, as determined upon administration of said complexed carotenoid versus administration of an equivalent carotenoid in uncomplexed form to an animal, is of the at least 1.05, 1.1 or 1.2, preferably of the at least 1.3, 1.4 or 1.5, more preferably of the at least 1.6, 1.7 or 1.8, even more preferably of the at least 1.9, 2.0 or 2.5, still more preferably of the at least 2.8, 3.0, 3.5 or 4, most preferably said relative bioavailability is of the at least 5, 6, 7, 9 or 10.
  • the retention of said carotenoids in animal tissues, body fluids and/or egg yolks may also improve upon administering a carotenoid.
  • retention is intended to mean the molar fraction of a carotenoid in un-metabolized form that is recovered in an animal tissue upon administering a dose of a carotenoid.
  • a further aspect of the invention relates to improved retention of said carotenoid in an animal tissue.
  • said increased retention is such that the relative retention of said carotenoid in an animal tissue, as determined upon administration of said complexed carotenoid versus administration of an equivalent carotenoid in uncomplexed form, is increased a factor of
  • 1.6, 1.7 or 1.8 even more preferably by a factor of the at least 1.9, 2.0 or 2.5, still more preferably by a factor of the at least 2.8, 3.0, 3.5, 4, 4.5. Most preferably said relative retention is increased by a factor of the at least 5, 6, 7, 8, 9 or 10.
  • composition according to the invention may be formulated into food product, a feed product, a food/feed supplement, a pre-mix or dietary supplement using one or more acceptable excipient(s) as discussed supra and such compositions may further comprise one or more antioxidants, pigments, vitamins, flavors and/or nutrients. Typically examples of such further components are given above.
  • complexes may also be applicable for administering to a human. That is to say that complexes or compositions of the invention may be the subject of the preparation of a medicament for treating an animal such as a human against conditions, symptoms and/or diseases related to oxidative stress in an animal, such as eye ailments including age related macular degeneration, cardiovascular diseases including hypercholesterolemia, hypertriglyceridemia, other hyperlipidemias, atherosclerosis, coronary heart disease, angina pectoris, thrombosis, myocardial infarction, hypertension, inflammatory conditions and ageing of skin.
  • eye ailments including age related macular degeneration, cardiovascular diseases including hypercholesterolemia, hypertriglyceridemia, other hyperlipidemias, atherosclerosis, coronary heart disease, angina pectoris, thrombosis, myocardial infarction, hypertension, inflammatory conditions and ageing of skin.
  • Standard preparation Put 1 ml of chloroform in a 15 ml tube. Take out with a microspatula the amount of crystallized astaxanthin, approximately the size of an "o" letter. The weight of the crystallized astaxanthin is not necessary, because the standard curve will relate it with the 475 nm solution absorbance. Dissolve the crystalline astaxanthin in 1 ml of chloroform, using Vortex. Use a micropipette to transfer 100 ⁇ l, 75 ⁇ l, 50 ⁇ l and 25 ⁇ l of the standard solution to four tubes and dry it under nitrogen (this dry system without heating is recommended, because the heat increases the amount of cis-isomer in the standard) .
  • Total Area trans area + (1.11 x di-cis area) + 1.2x9- cis area) + ( 1.56 x 13 cis area) + ( 1.56 x 15 -cis area)
  • the small yield in round 1 was due to loss at the complexing step and wash. At the first centrifuging there was used 2300 g for 5 min., but this proved to be too little, and there was accordingly used 4000 g for 10 min. for all subsequent centrifugings . The supernatant after the first centrifuging was also centrifuged anew at this speed for retaining a little more of the complex being left in this solution.
  • the solvent was evaporated in an evaporator.
  • the evaporation was conducted under a vacuum at 20°C until most of the solvent was removed, and then the temperature was increased to 30°C - Dry weight 19,7 g
  • Nitrogen gas was bubbled through the solution for about 5 min.
  • the solvent was evaporated in an evaporator.
  • the simplest process may be to use a continuous system fist consisting of a mixing vessel, then the phases are moved into a vessel where the phases may be separated and where the chloroform phase may be removed.
  • the further treatment may be conducted in two ways, either be evaporation of the chloroform under vacuum (as presently) wherein the solvent is recirculated, or by a new extraction. By performing a new extraction an energy-demanding evaporation step is avoided. In this extraction it is possible to use an aqueous phase containing cyclodextrin, and then it may be possible to transfer the astaxanthin to the aqueous phase and get the complex formed directly in the same continuous process.
  • Example 2 Testing 1 of Astaxanthin Content in Salmon from the Complex According to the Invention in Comparison to Commercially Available Astaxanthin.
  • the test was conducted in the period March 10 to May 22, 2003.
  • the salmon (Salmo salar) being used in the test was hatched in January, and fed initially in March 2002.
  • the fish was kept at a natural day cycle through the summer and autumn, became young fish in the middle of February by the day length initiating the evolvement was speeded up to December 17.
  • the day length was increased from 6 hours light: 18 hours darkness to 24 hours light, and the fish received light continuously through the test.
  • the water temperature varied naturally through the summer and autumn, but was adjusted to a constant 12°C prior to the increased length of the light cycle.
  • the fish grew in this period from an average of 41 g to 135 g (December 17, 2002 to March 10, 2003) , which also is the initial weight of the salmon at the beginning of the test . From the starting of the feeding and up to the starting of the test the tested fish received feed without any added pigment with an astaxanthin level in the feed less than 5 mg/kg.
  • Individually branded fish were divided in 6 circular basins of 500 liters each (80-83 fish per basin) with a water flow adjusted to 20 liters/min. and a current of 19-20 cm/sec.
  • the water flow ensured an oxygen saturation of at least 80% fully saturated water, and has thus not been limiting for the growth.
  • the current speed determines the swimming capacity of the fish. It has been proven that a certain swimming capacity has a positive effect on the growth. This is due to t purely exercising effect (muscle building) , reduced social hierarchies and aggression, and a better distribution of the feed in the basin. If these effects are to exist the swimming speed has to be over 0,5 body lengths per second. In the test the swimming speed was between 0,9 and 0,65 body lengths per second through the growth period of the fish. The water temperature was kept constant at 10°C throughout the test.
  • the test feed was extruded and has a composition close to the current commercial standard (Table 1) .
  • "Carophyll Pink” Hoffmann-La Roche
  • the added astaxanthin in the feed composition was adjusted for loss over the extruder so that the content thereof was identical in the two types of feed (Table 1) .
  • the fish were fed daily for 6 hours (03.30 - 09.30) .
  • the daily intake of feed was registered at a basin level during the week by feed collectors, as disclosed previously (Bendiksen et al . (2002).
  • the specific growth rate of the fish was calculated based on measurements of the individual weight at the start of the test, at day 28 and at day 65 (test finish) .
  • Table 1 The composition of the feed types being used in the test described supra. With the exception of the pigment source, the test feeds are practically identical.
  • the color in a three-dimensional coordinate system wherein the axes represent the brightness (L*) , red/green (a*) and yellow/blue (b*) .
  • the fecal samples were dissected from the rear intestine of all the fish having been sacrificed. Possible changes in the energy metabolism were evaluated by calculating organ indexes for the first 15 individuals, and from 3 of these the content of astaxanthin in their filet was analyzed. Since the amount of astaxanthin may be affected by the size of the fish, the filet samples were collected from fish of different weight to correct the subsequent result for size.
  • the digestibility of the feeds was evaluated by measuring the remaining amounts of fat (measured by Folch' s method) , protein (Dumas combustion method) , dry matter content by drying to a constant weight, and the content of ashes calculated as a glow rest.
  • the analysis for ash being undissolvable in acid was used to calculate the feed intake being the basis for the digestibility studies.
  • Figure 3 Weight development in salmon during the pigmentation test .
  • the control group is to the left and the test group is to the right in the figure .
  • Mean values with the variation is shown as the standard deviation.
  • the good added growth reflected a stable and high feed intake in both groups .
  • the control group ate as a mean 1,65% of their body weight per day from the test start to day 28 (19 days of feed assimilation measurements) .
  • the corresponding value for the test group given feed according to the present invention was 1,73% of their body weight (Fig. 4). This gave a factor of 0,84 and 0,86 respectively in the control and the test group.
  • the control group ate as a mean value 1,38% of their body weight, whereas the test group again did lie somewhat above this with 1,51% (22 days with feed intake measurements) . This gave a feed factor of 0,99 and 1,04, respectively.
  • Figure 4 Mean feed intake measured at the basin level in salmon provided feed containing two different pigment sources over two periods. Control feed to the left and test feed to the right . The first period is based on 19, whereas the second period is based on 22 measurements of the feed intake . Mean values with variation given as a standard deviation.
  • a* denotes the color on a scale from green towards red, wherein the red color increases with increasing value.
  • a* was 0,32. This increased to 4,2 in the control group and 2,9 in the test group during 28 days (Fig. 4) .
  • b* denotes the color in a scale from blue towards a weakly yellow color with an increasing yellow color when the value rises.
  • control mean 1,578 mg/kg, s.d. 0,166 2 , complex mean 0,878 mg/kg s.d. 0,139
  • control mean 2,05 mg/kg s.d. 0,725
  • Control tub 1 66,0000 mg/kg predrying factor 0,1801
  • Control tub 3 60,0000 mg/kg predrying factor 0,1869
  • Control tub 5 65,0000 mg/kg predrying factor 0,1821
  • the complex was manufactured as described supra.
  • the non-complexed astaxanthin was diluted with acetone in a 15 ml test tube with an air tight screw cap.
  • the tubes was stored unprotected in lab on a bench at 20°C, exposed for indoor artificial light and normal natural daylight exposed through window.
  • Measurements of stability were carried out on a Shimadzu UV spectrophotometer. Samples were diluted to a final content with 1 part acetone and 1 part distilled water before measuring. As blank the same dilution with 1:1 of acetone and distilled water was used. Diluted samples were measured in 1 cm measuring cell and scanned at each evaluation. Maximum absorption in the region 450 - 500 nm was the value used for stability. Calculations of absorption were done according to original concentration.
  • the stability of complexed astaxanthin was superb when compared to non-complexed.
  • the results were obvious as the characteristic red distinct colour made it possible to follow the stability test by visual inspection as well .
  • the non-complexed astaxanthin was completely opaque transparent with out any signs to reddish or other colours at all when inspected visually, while the complexed astaxanthin was still after 230 days emitting a distinct reddish colour.
  • the results were convincing and complexed astaxanthin showed a remarkable stability compared to non-complexed astaxanthin under the given conditions .

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Abstract

L'invention porte sur un complexe entre un caroténoïde, tel que l'astaxanthine, et une cyclodextrine, ce complexe améliorant à la fois la pigmentation des tissus chez les animaux (notamment les poissons à la chair colorée) et la capacité de stockage du complexe par rapport à un caroténoïde non complexé.
PCT/NO2003/000236 2002-07-04 2003-07-04 Complexes de cyclodextrines et de carotenoides WO2004005353A1 (fr)

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