WO2003080753A1 - Silicone resins and their preparation - Google Patents

Silicone resins and their preparation Download PDF

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Publication number
WO2003080753A1
WO2003080753A1 PCT/EP2003/002824 EP0302824W WO03080753A1 WO 2003080753 A1 WO2003080753 A1 WO 2003080753A1 EP 0302824 W EP0302824 W EP 0302824W WO 03080753 A1 WO03080753 A1 WO 03080753A1
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WIPO (PCT)
Prior art keywords
resin
formula
group
units
silicone resin
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Application number
PCT/EP2003/002824
Other languages
French (fr)
Inventor
Pierre Chevalier
Steven Robson
Duan Li Ou
Anne Dupont
Original Assignee
Dow Corning Corporation
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Publication date
Priority claimed from GB0206786A external-priority patent/GB0206786D0/en
Priority claimed from GB0224043A external-priority patent/GB0224043D0/en
Application filed by Dow Corning Corporation filed Critical Dow Corning Corporation
Priority to AU2003219079A priority Critical patent/AU2003219079A1/en
Publication of WO2003080753A1 publication Critical patent/WO2003080753A1/en

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    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G77/00Macromolecular compounds obtained by reactions forming a linkage containing silicon with or without sulfur, nitrogen, oxygen or carbon in the main chain of the macromolecule
    • C08G77/04Polysiloxanes
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G77/00Macromolecular compounds obtained by reactions forming a linkage containing silicon with or without sulfur, nitrogen, oxygen or carbon in the main chain of the macromolecule
    • C08G77/04Polysiloxanes
    • C08G77/20Polysiloxanes containing silicon bound to unsaturated aliphatic groups
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D183/00Coating compositions based on macromolecular compounds obtained by reactions forming in the main chain of the macromolecule a linkage containing silicon, with or without sulfur, nitrogen, oxygen, or carbon only; Coating compositions based on derivatives of such polymers
    • C09D183/04Polysiloxanes
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08KUse of inorganic or non-macromolecular organic substances as compounding ingredients
    • C08K5/00Use of organic ingredients
    • C08K5/54Silicon-containing compounds
    • C08K5/544Silicon-containing compounds containing nitrogen
    • C08K5/5455Silicon-containing compounds containing nitrogen containing at least one group

Definitions

  • This invention relates to silicone resins curable by addition polymerisation and/or hydrosilylation, to methods of preparation of the curable resins, and also to processes for curing the resins and to cured resins produced thereby.
  • Silicone resins have excellent heat resistance and are moisture repellent but typically have a CTE in the range 110 to 300 ppm/°C, compared to 50 to 120 ppm/°C for most organic polymers and resins.
  • the present invention seeks to produce silicone resins having reduce CTE in the cured state so that they are more suitable for the uses listed above
  • JP-A-61-225253 describes adding 25% silicone to a novolak-type phenolic resin for the preparation of a thermosetting resin moulding composition.
  • Siloxane particles made of at least 90% silicone resin containing dimethylhydrogensilyl units cured with vinyl- and SiH- functional siloxanes were dispersed into the organic matrix with up to 60% of molten silica filler.
  • US-A-6124407 describes a silicone composition
  • a silicone composition comprising (A) 100 parts by weight of a polydiorganosiloxane containing an average of at least two silicon-bonded alkenyl groups per molecule; (B) 75 to 150 parts by weight of an organopolysiloxane resin containing an average of from 2.5 to 7.5 mole percent of alkenyl groups; (C) an organohydrogenpolysiloxane having an average of at least three silicon-bonded hydrogen atoms per molecule in an amount to provide from one to three silicon-bonded hydrogen atoms per alkenyl group in components (A) and (B) combined; (D) an adhesion promoter in an amount to effect adhesion of the composition to a substrate; and (E) a hydrosilylation catalyst in an amount to cure the composition.
  • the composition is useful as an encapsulant in chip scale packages.
  • US-A-6310146 describes a cured silsesquioxane resin prepared from a silsesquioxane copolymer, a silyl-terminated hydrocarbon, and a hydrosilylation reaction catalyst.
  • the curing temperature described is 60-260°C.
  • a curable silicone resin comprises siloxane M units of the formula RR ⁇ SiOj /2 > where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ArSi ⁇ 3/2, where Ar represents an aryl group, siloxane Q units of the formula Si ⁇ 4/2 and optionally siloxane T units of the formula HSi ⁇ 3/2-
  • a process according to another aspect of the invention for the preparation of a curable silicone resin comprising siloxane M units of the formula RR'2SiO 2 > where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ASiU3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane Q units of the formula Si ⁇ 4/2 and optionally siloxane T units of the formula HSi ⁇ 3/2, comprises treating a silicone resin comprising siloxane T units of the formula ASi ⁇ 3/2 and HSi ⁇ 3/2 and optionally siloxane M units of the formula RR'2SiO ⁇ /2 in solution with a base to condense at least some of the HSi ⁇ 3/2 units to form Si ⁇ 4/2 units, and reacting the resulting resin solution with a chlorosilane
  • the invention also includes a process for the preparation of a cured heat resistant silicone resin having a low coefficient of thermal expansion, characterised in that a curable silicone resin as described above is reacted with a curing agent having at least one functional group reactive with the group R.
  • a curable silicone resin as described above is reacted with a curing agent having at least one functional group reactive with the group R.
  • the presence of Si ⁇ 4/2 units in the curable resin leads to a cured resin of low CTE, increased Tg and modulus and high thermal stability.
  • the groups R in the siloxane M units RR'2SiO ⁇ /2 are preferably alkenyl groups, most preferably vinyl groups although allyl or hexenyl groups are alternatives.
  • the groups R' are most preferably methyl groups but can be other alkyl groups having up to 4 carbon atoms, for example ethyl groups, or aryl groups, particularly phenyl.
  • the groups R' can be the same or different.
  • the siloxane units RR'2SiOj/2 can for example be vinyldimethylsiloxy or vinylmethylphenylsiloxy units.
  • the groups R in the siloxane M units RR'2SiO ⁇ /2 can alternatively be hydrogen atoms.
  • the siloxane units RR'2SiO ⁇ /2 can for example be dimethylhydrogensiloxy or methylphenylhydrogensiloxy units.
  • the aryl groups Ar in the siloxane T units of the formula ArSi ⁇ 3/2 are preferably phenyl groups, although naphthyl or tolyl groups are alternatives.
  • the aryl groups enhance the thermal stability of the cured silicone resin.
  • at least 5 mol%, most preferably at least 20%, of the siloxane units of the resin are of the formula ArSiO3/2 up to 50 or even 70 mol% ArSi ⁇ 3/2 units-
  • the process of the invention can also be carried out using T units of the formula ASiO3/2, where A represents an alkyl group having 1 to 4 carbon atoms, for example a methyl or ethyl group.
  • a silicone resin comprising siloxane T units of the formula ASi ⁇ 3/2 and HSi ⁇ 3/2 is treated in solution with a base to condense at least some of the HSi ⁇ 3/2 units to form SiO4/2 units, and the resulting resin solution is reacted with a chlorosilane of the formula RR ⁇ SiCl.
  • the group A is preferably an aryl groups but can alternatively be a 1-4C alkyl group.
  • the starting resin comprising siloxane T units preferably also comprises siloxane M units of the formula R '2SiO ⁇ /2-
  • a resin can for example be prepared by reacting trichlorosilane HSiC13 with a chlorosilane of the formula ASiC13 and preferably also a chlorosilane of the formula RR'2SiCl in the presence of water and a dipolar aprotic solvent which is at least partially miscible with water, for example tetrahydrofuran (THF), dioxane or a ketone containing 4 to 7 carbon atoms such as methyl isobutyl ketone (MIBK), methyl ethyl ketone or methyl isoamyl ketone.
  • THF tetrahydrofuran
  • MIBK methyl isobutyl ketone
  • the base which is used to treat the silicone resin is preferably a solution of an alkali metal salt of a weak acid such as a carboxylic acid, for example sodium acetate, sodium hydrogen phosphate or sodium tetraborate.
  • a weak acid such as a carboxylic acid
  • An aqueous and/or organic solvent solution can be used.
  • a preferred solvent mixture comprises water and a dipolar aprotic solvent which is at least partially miscible with water, for example a ketone having 4 to 7 carbon atoms, as described above, or a cyclic ether such as tetrahydrofuran or dioxane.
  • the base may comprise an amine, preferably a tertiary amine, particularly a trialkyl amine such as triethylamine or tripropylamine, or alternatively pyridine or dimethylaminopropanol.
  • the base can for example be an aqueous solution of triethylamine.
  • a tertiary amine can act as both base and as a dipolar aprotic solvent, so that one base reagent comprises a solution of an alkali metal salt of a weak acid in a solvent mixture of water and a tertiary amine.
  • the base treatment causes hydrolysis of some of the Si-H groups of the resin to Si-OH groups and subsequent condensation of the Si-OH groups to Si-O-Si linkages, thus converting at least some of the HSi ⁇ 3/2 units to form Si ⁇ 4/2 units.
  • the degree of conversion of HSiO3/2 units to SiO4/2 units can be controlled by controlling the strength and concentration of the base used to treat the resin, the time of contact between the resin and the base and the temperature of the reaction.
  • the base strength and concentration and time and temperature of treatment are preferably sufficient to condense at least 30%, preferably at least 50%, up to 80% or 100%, of the HSi ⁇ 3/2 units to SiO4/2 units.
  • the temperature of the reaction with base can for example be in the range 0-140°C.
  • a 0.5M sodium acetate solution in aqueous MIBK will cause 50% conversion of HSi ⁇ 3/2 units to Si ⁇ 4/2 units at 100-110°C in about 1 hour.
  • a 0.5M solution of sodium acetate in aqueous triethylamine will cause 50% conversion at 25°C in about 30-40 minutes.
  • the process of the invention can be used to form a curable resin in which at least 5 mol%, preferably at least 20 or 30%, up to 50 or 55 mol% of the siloxane units of the resin are S1O4/2 units. Resins having over 20% Q units can not easily be prepared directly from SiCl4 or a tetraalkoxysilane without precipitation of silica.
  • the resin solution and chlorosilane are preferably reacted in the presence of a disilazane, which aids in the reaction of Si-OH groups.
  • the disilazane is preferably a disilazane of the formula RR'2Si-NH-SiRR'2, in which the groups R and R' are the same as in the chlorosilane RR'2SiCl.
  • the reaction is preferably carried out under sustantantially anhydrous conditions in an organic solvent, for example a ketone having 4 to 7 carbon atoms and/or an aromatic hydrocarbon such as toluene or xylene.
  • the reaction can be carried out at a temperature in the range 0-140°C, preferably 20-80°C.
  • the reaction serves to introduce RR'2Si- groups into the resin and to reduce the level of Si-OH.
  • the concentration of -OH groups is generally reduced to below 2% by weight and usually below 1%, for example to 0.3-0.8%.
  • the starting resin comprising siloxane T units also comprises siloxane M units of the formula RR'2SiOj/2 since the reaction of the resin solution with chlorosilane and optionally disilazane may not always introduce sufficient R groups to give the desired level of cure.
  • the siloxane units of the curable resin are of the formula RR'2SiO ⁇ /2, most preferably at least 10 up to 30 mol%. If the group R is an alkenyl group, an alternative process according to the invention for the preparation of a curable silicone resin comprising siloxane M units of the formula
  • RR'2SiO ⁇ /2 where R represents an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ASi ⁇ 3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane units of the formula Si ⁇ 4/2 and optionally siloxane T units of the formula HSi ⁇ 3/2, comprises treating a silicone resin comprising RR'2SiO ⁇ /2 , ASi ⁇ 3/2 , and
  • R'2Si ⁇ 2/2 groups are preferably formed by reaction of the resin solution with HR'2SiCl.
  • the curable resin of the invention can be a self-curable resin in which R represents an alkenyl group and the resin also contains HSi ⁇ 3/2 units, for example where 10 to 50 mol% of the siloxane units of the resin are HSi ⁇ 3/2 units and preferably 5 to 40 mol% of the siloxane units of the resin are of the formula RR'2SiOj/2 where R is alkenyl, most preferably vinyl.
  • Such a self-curable resin can be prepared by reacting a chlorosilane of the formula ArSi ⁇ 3 and dimethylvinylchlorosilane with trichlorosilane HSiCl3 in the presence of water and a dipolar aprotic solvent, followed by treating the silicone resin produced in solution with a base to condense at least some of the HSi ⁇ 3/2 units to form Si ⁇ 4/2 units, and reacting the resulting resin solution with dimethylvinylchlorosilane.
  • a chlorosilane of the formula ArSi ⁇ 3 and dimethylvinylchlorosilane with trichlorosilane HSiCl3 in the presence of water and a dipolar aprotic solvent
  • HSiCl3 reacted is selected to be sufficient to provide the desired level of Si ⁇ 4/2 units as well as the desired level of HSi ⁇ 3/2 units to form a self-curable resin.
  • a self-curable silicone resin can be cured to a heat resistant silicone resin having a low coefficient of thermal expansion by heating in the presence of a catalyst containing a platinum group metal.
  • the curable resin generally has a molecular weight of at least 1000 up to
  • the treatment of the resin with a base to condense at least some of the HSi ⁇ 3/2 units to form Si ⁇ 4/2 units generally increases the molecular weight of the resin, so that resins of high Q content often have relatively high molecular weight.
  • a cured heat resistant silicone resin having a low coefficient of thermal expansion can be produced by reacting a curable silicone resin as described above with a curing agent having at least one functional group reactive with the group R.
  • the group R is an alkenyl group
  • the curing agent preferably contains at least one Si-H group and the curing process is carried out in the presence of a catalyst containing a platinum group metal.
  • the curing agent can for example be a polysiloxane containing at least two Si-H groups, such as a polydimethylsiloxane having terminal HR"2Si- groups where R" is an alkyl group, preferably methyl, or phenyl group, for example HMe2Si-(O-SiMe2)4-O-SiMe2H
  • M H D4M H or a polymethylhydrogensiloxane such as 1,3,5,7-tetramethylcyclotetrasiloxane (D H ' Me 4), or a silicone resin containing HR' ⁇ Si- groups and T or Q units, for example a low molecular weight MQ resin containing HMe2Si- groups such as (HMe2SiOi/2)8(SiO4/2)8 (M H gQg).
  • the curing agent can alternatively be an organic compound containing SiH groups, particularly HMe2Si- groups, such as 1 ,4-bis(dimethylsilyl)benzene.
  • the curing agent preferably contains at least one alkenyl group and the curing process is preferably carried out in the presence of a catalyst containing a platinum group metal.
  • the curing agent can for example be a polysiloxane containing at least two alkenyl, preferably vinyl groups such as a polydimethylsiloxane having terminal or pendant vinyl groups, for example 1,3-divinyltetramethyldisiloxane or hexavinyldisiloxane or l,3,5,7-tetramethyl-l,3,5,7-tetravinylcyclotetrasiloxane (D Vl ' e 4 ), or a silicone resin containing RR"2Si- groups where R is alkenyl, particularly ViMe2Si- groups, and T or Q units, for example low molecular weight resins such as (ViMe SiO ⁇ /2)3.PhSi ⁇ 3/2 (M v, 3 T
  • the curing catalyst is preferably a platinum (0) -1,3-divinyl-l, 1,3,3- tetramethyldisiloxane complex which can be used at 20 to 200, for example about 50, parts per million Pt based on the SiH-containing resin (mol/mol).
  • Alternative curing catalysts can be used, for example chloroplatinic acid or an analogous rhodium compound.
  • the curing reaction is generally carried out at a temperature of at least 50°C, preferably at least 100°C, for example in the range 150 to 300°C, particularly 150 to 200°C.
  • the molecular weight of the curable resin can be controlled by controlling the condensation of HSi ⁇ 3/2 units to Si ⁇ 4/2 units, leading to a flowable or a solid resin at room temperature.
  • the substrate is encapsulated in a curable silicone resin according to the invention and the resin is then cured.
  • Such a process can be used for encapsulating delicate substrates, particularly for microelectronic device packaging in processes such as Flip Chip Underfill, No Flow Fluxing Underfill or moulding encapsulation, and may for example replace epoxy or polyimide resins in such applications.
  • a curable silicone resin according to the invention is applied as a thin film to a substrate before being cured.
  • Such a process can be used in coatings such as wafer level and solar panel coatings, in planarization layers for Flat Panel Displays and in photonic devices.
  • Good quality thin films between 600 nm to 1.5 ⁇ m thick can be produced, as can thick free-standing films several mm. thick.
  • a fibrous material is impregnated with a curable silicone resin according to the invention and the resin is cured under the conditions described above.
  • Cured silicone resins according to the invention are generally heat resistant and have a coefficient of thermal expansion of 120 ppm/°C or below, measured for example over the temperature range 0 to 70°C.
  • the CTE can be further reduced by the incorporation of a low CTE filler in the resin, for example silica, alumina or mica.
  • the level of filler can for example be up to 200% by weight based on the silicone resin, preferably at least 5% up to 100%, for example 25 to 80% by weight.
  • the filler is mixed with the curable resin according to the invention before curing. Incorporation of a low CTE filler can reduce the CTE of the filled resin below 50 ppm/°C, even to 20 ppm/°C or below.
  • the cured silicone resin is subsequently further heat cured at a temperature in the range 300 to 500°C.
  • the further heat curing at 300-500°C produces crack-free cured resin exhibiting enhanced thermo-mechanical properties such as higher Young's modulus, even lower CTE, for example below 100 ppm/°C, higher plateau modulus (the minimum value of the Young's modulus over a temperature range of -100 to +300°C including the glass transition temperature Tg, most often within a plateau region at temperatures higher than Tg) and good retention of film quality and strength.
  • the further heating step at 300-500°C is preferably carried out in a non- oxidising atmosphere, for example it can be carried out under an inert gas such as nitrogen. Most preferably the further heating step at 300-500°C is carried out in the presence of an amine which is in the vapour state at the temperature of the further heating step.
  • the amine is preferably a tertiary amine; it can for example be a tertiary amine of the formula NZ3, where each Z represents an alkyl group having 1 to 4 carbon atoms.
  • Example 1 Preparation of M HMe2 p , Q7T Ph Q 45T H p 4pQp pg resin.
  • the aqueous phase was poured off and the organic layer was washed four times with water until neutral pH.
  • the mixture was treated by anhydrous NaSO4 to remove residual water by further centrifugation. The solvents were stripped off leading to a viscous liquid.
  • This liquid was re-dissolved into 1000ml of anhydrous toluene and 3.09g (38.2 mmol) of dimethylchlorosilane and 3.98g (38.2 mmol) of 1,1,3,3-tetramethyl disilazane were added. The mixture was stirred at room temperature overnight. The organic layer was collected and washed four times with water until neutral pH.
  • the mixture was again treated by anhydrous NaSO4 to remove residual water by further centrifugation and the solvents were stripped off leading to 154g of a soft solid.
  • Example 6 Preparation of M VlMe2 _22 ⁇ ?h Q . 27 ⁇ H Q . l5 ⁇ 036 resin.
  • Example 8 Cure ofM HMe2 0,07 j Up , 45l p-4 0 Qp Q8 with D Vl ' Me 4_.
  • Example 10 Cure of M HMe2 p p 7 T ph p 45 T H p 4 pQp pg with M Vi 4 Q.
  • Example 12 Cure of M HMe2 p , p7lT--p 45JI ) 40 Qp pg with SiVi
  • Example 14 Cure of M VlMe2 p 2gT Ph p 24T H p 1 O 35 with L4-bis(dimethylsilyl.benzene.
  • Example 16 Cure ofM v ' Me2 p. 2 8J- -.0.242 ⁇ 0.13Q.0.35 with D H ' Me 4_.
  • the mixture was poured into a mould for gradual heating up to 200°C for 3h.
  • Example 18 to 23 Self-addition cure of M VlMe2 v M HMe2 w T ph T H v O 7 resins.
  • Example 28 Cure of M v ' Me2 n nT ph ? T H n 7 ⁇ On 7 4 with l,4-bis(dimethylsilvnbenzene.
  • the curable silicone resin of Example 27 was subjected to addition cure using a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene as the catalyst.
  • the samples were then heated gradually up to 200°C for 3h.
  • Examples 8, 26, 28, 29, 18 and 30 were subjected to an annealing treatment as follows: The addition-cured free-standing resin film was placed into the chamber of a furnace. The chamber was purged by 3 vacuum/N 2 cycles. The samples were then heated under N 2 gradually up to 400°C. The N 2 inlet was then bubbled through a triethylamine solution and the samples were further heated at 400°C for 2 hours under a N 2 /triethylamine vapour atmosphere. Crack-free specimens were obtained. The post-cured samples, and the cured resin films from which they were obtained, were analysed by DMTA and TMA, and the results are shown in Table 3. Table 3

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Abstract

A curable silicone resin comprises siloxane units of the formula RR'2Si01/2, where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane units of the formula ASi03/2, where A represents an aryl or alkyl group, siloxane units of the formula Si04/2 and optionally siloxane units of the formula HSi03/2. The resin can be cured to a heat resistant silicone resin having a low coefficient of thermal expansion.

Description

SILICONE RESINS AND THEIR PREPARATION
Field of the Invention
[0001] This invention relates to silicone resins curable by addition polymerisation and/or hydrosilylation, to methods of preparation of the curable resins, and also to processes for curing the resins and to cured resins produced thereby.
Background to the Invention
[0002] There is an increasing need for resins with good dimensional stability (low coefficient of thermal expansion (CTE), high glass transition temperature Tg and high modulus) and moisture and heat resistance over a wide temperature range. There is a particular need for resins which can be applied in a curable state and which can be cured in a thick section and are thus suitable for encapsulating delicate substrates, for example as underfill for microelectronic device packaging, as matrix resin in composites, and also in coatings such as wafer level and solar panel coatings, in planarization layers for Flat Panel Displays and in photonic devices.
[0003] Silicone resins have excellent heat resistance and are moisture repellent but typically have a CTE in the range 110 to 300 ppm/°C, compared to 50 to 120 ppm/°C for most organic polymers and resins. The present invention seeks to produce silicone resins having reduce CTE in the cured state so that they are more suitable for the uses listed above
[0004] JP-A-61-225253 describes adding 25% silicone to a novolak-type phenolic resin for the preparation of a thermosetting resin moulding composition. Siloxane particles made of at least 90% silicone resin containing dimethylhydrogensilyl units cured with vinyl- and SiH- functional siloxanes were dispersed into the organic matrix with up to 60% of molten silica filler. [0005] US-A-6124407 describes a silicone composition comprising (A) 100 parts by weight of a polydiorganosiloxane containing an average of at least two silicon-bonded alkenyl groups per molecule; (B) 75 to 150 parts by weight of an organopolysiloxane resin containing an average of from 2.5 to 7.5 mole percent of alkenyl groups; (C) an organohydrogenpolysiloxane having an average of at least three silicon-bonded hydrogen atoms per molecule in an amount to provide from one to three silicon-bonded hydrogen atoms per alkenyl group in components (A) and (B) combined; (D) an adhesion promoter in an amount to effect adhesion of the composition to a substrate; and (E) a hydrosilylation catalyst in an amount to cure the composition. The composition is useful as an encapsulant in chip scale packages.
[0006] US-A-6310146 describes a cured silsesquioxane resin prepared from a silsesquioxane copolymer, a silyl-terminated hydrocarbon, and a hydrosilylation reaction catalyst. The curing temperature described is 60-260°C.
Summary of the Invention
[0007] According to one aspect of the present invention, a curable silicone resin comprises siloxane M units of the formula RR^SiOj /2> where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ArSiθ3/2, where Ar represents an aryl group, siloxane Q units of the formula Siθ4/2 and optionally siloxane T units of the formula HSiθ3/2-
[0008] A process according to another aspect of the invention for the preparation of a curable silicone resin comprising siloxane M units of the formula RR'2SiO 2> where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ASiU3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane Q units of the formula Siθ4/2 and optionally siloxane T units of the formula HSiθ3/2, comprises treating a silicone resin comprising siloxane T units of the formula ASiθ3/2 and HSiθ3/2 and optionally siloxane M units of the formula RR'2SiOι/2 in solution with a base to condense at least some of the HSiθ3/2 units to form Siθ4/2 units, and reacting the resulting resin solution with a chlorosilane of the formula RR'2SiCl.
[0009] The invention also includes a process for the preparation of a cured heat resistant silicone resin having a low coefficient of thermal expansion, characterised in that a curable silicone resin as described above is reacted with a curing agent having at least one functional group reactive with the group R. The presence of Siθ4/2 units in the curable resin leads to a cured resin of low CTE, increased Tg and modulus and high thermal stability.
Detailed description of the Invention
[0010] The groups R in the siloxane M units RR'2SiOι/2 are preferably alkenyl groups, most preferably vinyl groups although allyl or hexenyl groups are alternatives. The groups R' are most preferably methyl groups but can be other alkyl groups having up to 4 carbon atoms, for example ethyl groups, or aryl groups, particularly phenyl. The groups R' can be the same or different. The siloxane units RR'2SiOj/2 can for example be vinyldimethylsiloxy or vinylmethylphenylsiloxy units.
[0011] The groups R in the siloxane M units RR'2SiOι/2 can alternatively be hydrogen atoms. The siloxane units RR'2SiOι/2 can for example be dimethylhydrogensiloxy or methylphenylhydrogensiloxy units.
[0012] The aryl groups Ar in the siloxane T units of the formula ArSiθ3/2 are preferably phenyl groups, although naphthyl or tolyl groups are alternatives. The aryl groups enhance the thermal stability of the cured silicone resin. Preferably, at least 5 mol%, most preferably at least 20%, of the siloxane units of the resin are of the formula ArSiO3/2 up to 50 or even 70 mol% ArSiθ3/2 units- The process of the invention can also be carried out using T units of the formula ASiO3/2, where A represents an alkyl group having 1 to 4 carbon atoms, for example a methyl or ethyl group.
[0013] In a preferred process according to the invention for the preparation of a curable silicone resin, a silicone resin comprising siloxane T units of the formula ASiθ3/2 and HSiθ3/2 is treated in solution with a base to condense at least some of the HSiθ3/2 units to form SiO4/2 units, and the resulting resin solution is reacted with a chlorosilane of the formula RR^SiCl. The group A is preferably an aryl groups but can alternatively be a 1-4C alkyl group. The starting resin comprising siloxane T units preferably also comprises siloxane M units of the formula R '2SiOι/2- Such a resin can for example be prepared by reacting trichlorosilane HSiC13 with a chlorosilane of the formula ASiC13 and preferably also a chlorosilane of the formula RR'2SiCl in the presence of water and a dipolar aprotic solvent which is at least partially miscible with water, for example tetrahydrofuran (THF), dioxane or a ketone containing 4 to 7 carbon atoms such as methyl isobutyl ketone (MIBK), methyl ethyl ketone or methyl isoamyl ketone.
[0014] The base which is used to treat the silicone resin is preferably a solution of an alkali metal salt of a weak acid such as a carboxylic acid, for example sodium acetate, sodium hydrogen phosphate or sodium tetraborate. An aqueous and/or organic solvent solution can be used. A preferred solvent mixture comprises water and a dipolar aprotic solvent which is at least partially miscible with water, for example a ketone having 4 to 7 carbon atoms, as described above, or a cyclic ether such as tetrahydrofuran or dioxane. Alternatively the base may comprise an amine, preferably a tertiary amine, particularly a trialkyl amine such as triethylamine or tripropylamine, or alternatively pyridine or dimethylaminopropanol. The base can for example be an aqueous solution of triethylamine. A tertiary amine can act as both base and as a dipolar aprotic solvent, so that one base reagent comprises a solution of an alkali metal salt of a weak acid in a solvent mixture of water and a tertiary amine. The base treatment causes hydrolysis of some of the Si-H groups of the resin to Si-OH groups and subsequent condensation of the Si-OH groups to Si-O-Si linkages, thus converting at least some of the HSiθ3/2 units to form Siθ4/2 units. [0015] The degree of conversion of HSiO3/2 units to SiO4/2 units can be controlled by controlling the strength and concentration of the base used to treat the resin, the time of contact between the resin and the base and the temperature of the reaction. The base strength and concentration and time and temperature of treatment are preferably sufficient to condense at least 30%, preferably at least 50%, up to 80% or 100%, of the HSiθ3/2 units to SiO4/2 units. The temperature of the reaction with base can for example be in the range 0-140°C. For example, a 0.5M sodium acetate solution in aqueous MIBK will cause 50% conversion of HSiθ3/2 units to Siθ4/2 units at 100-110°C in about 1 hour. A 0.5M solution of sodium acetate in aqueous triethylamine will cause 50% conversion at 25°C in about 30-40 minutes. The process of the invention can be used to form a curable resin in which at least 5 mol%, preferably at least 20 or 30%, up to 50 or 55 mol% of the siloxane units of the resin are S1O4/2 units. Resins having over 20% Q units can not easily be prepared directly from SiCl4 or a tetraalkoxysilane without precipitation of silica.
[0016] The subsequent reaction of the resulting resin solution with a chlorosilane of the formula RR'2SiCl converts most of the remaining Si-OH groups to Si-O-SiRR'2 groups.
The resin solution and chlorosilane are preferably reacted in the presence of a disilazane, which aids in the reaction of Si-OH groups. The disilazane is preferably a disilazane of the formula RR'2Si-NH-SiRR'2, in which the groups R and R' are the same as in the chlorosilane RR'2SiCl. The reaction is preferably carried out under sustantantially anhydrous conditions in an organic solvent, for example a ketone having 4 to 7 carbon atoms and/or an aromatic hydrocarbon such as toluene or xylene. The reaction can be carried out at a temperature in the range 0-140°C, preferably 20-80°C. The reaction serves to introduce RR'2Si- groups into the resin and to reduce the level of Si-OH. The concentration of -OH groups is generally reduced to below 2% by weight and usually below 1%, for example to 0.3-0.8%.
[0017] It is usually preferred that the starting resin comprising siloxane T units also comprises siloxane M units of the formula RR'2SiOj/2 since the reaction of the resin solution with chlorosilane and optionally disilazane may not always introduce sufficient R groups to give the desired level of cure. Preferably, 5 to 40 mol% of the siloxane units of the curable resin are of the formula RR'2SiOι/2, most preferably at least 10 up to 30 mol%. If the group R is an alkenyl group, an alternative process according to the invention for the preparation of a curable silicone resin comprising siloxane M units of the formula
RR'2SiOι/2, where R represents an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane T units of the formula ASiθ3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane units of the formula Siθ4/2 and optionally siloxane T units of the formula HSiθ3/2, comprises treating a silicone resin comprising RR'2SiOι/2 , ASiθ3/2 , and
HSiθ3/2 in solution with a base to condense at least some of the HSiθ3/2 units to form
Siθ4/2 units. An analogous process can be used where R represents hydrogen atom, but this is not preferred because at least some of the HR'2SiOι/2 groups may be converted to
R'2Siθ2/2 groups. HR'2SiOι/2 groups in a curable resin are preferably formed by reaction of the resin solution with HR'2SiCl.
[0018] The curable resin of the invention can be a self-curable resin in which R represents an alkenyl group and the resin also contains HSiθ3/2 units, for example where 10 to 50 mol% of the siloxane units of the resin are HSiθ3/2 units and preferably 5 to 40 mol% of the siloxane units of the resin are of the formula RR'2SiOj/2 where R is alkenyl, most preferably vinyl. Such a self-curable resin can be prepared by reacting a chlorosilane of the formula ArSiθ3 and dimethylvinylchlorosilane with trichlorosilane HSiCl3 in the presence of water and a dipolar aprotic solvent, followed by treating the silicone resin produced in solution with a base to condense at least some of the HSiθ3/2 units to form Siθ4/2 units, and reacting the resulting resin solution with dimethylvinylchlorosilane. The proportion of
HSiCl3 reacted is selected to be sufficient to provide the desired level of Siθ4/2 units as well as the desired level of HSiθ3/2 units to form a self-curable resin. Such a self-curable silicone resin can be cured to a heat resistant silicone resin having a low coefficient of thermal expansion by heating in the presence of a catalyst containing a platinum group metal. [0019] The curable resin generally has a molecular weight of at least 1000 up to
100000 or even higher, for example in the range 1500 to 220000. The treatment of the resin with a base to condense at least some of the HSiθ3/2 units to form Siθ4/2 units generally increases the molecular weight of the resin, so that resins of high Q content often have relatively high molecular weight.
[0020] A cured heat resistant silicone resin having a low coefficient of thermal expansion can be produced by reacting a curable silicone resin as described above with a curing agent having at least one functional group reactive with the group R. Where the group R is an alkenyl group, the curing agent preferably contains at least one Si-H group and the curing process is carried out in the presence of a catalyst containing a platinum group metal. The curing agent can for example be a polysiloxane containing at least two Si-H groups, such as a polydimethylsiloxane having terminal HR"2Si- groups where R" is an alkyl group, preferably methyl, or phenyl group, for example HMe2Si-(O-SiMe2)4-O-SiMe2H
(MHD4MH), or a polymethylhydrogensiloxane such as 1,3,5,7-tetramethylcyclotetrasiloxane (DH'Me4), or a silicone resin containing HR'^Si- groups and T or Q units, for example a low molecular weight MQ resin containing HMe2Si- groups such as (HMe2SiOi/2)8(SiO4/2)8 (MHgQg). The curing agent can alternatively be an organic compound containing SiH groups, particularly HMe2Si- groups, such as 1 ,4-bis(dimethylsilyl)benzene.
[0021] Where the group R is hydrogen, the curing agent preferably contains at least one alkenyl group and the curing process is preferably carried out in the presence of a catalyst containing a platinum group metal. The curing agent can for example be a polysiloxane containing at least two alkenyl, preferably vinyl groups such as a polydimethylsiloxane having terminal or pendant vinyl groups, for example 1,3-divinyltetramethyldisiloxane or hexavinyldisiloxane or l,3,5,7-tetramethyl-l,3,5,7-tetravinylcyclotetrasiloxane (DVl' e4 ), or a silicone resin containing RR"2Si- groups where R is alkenyl, particularly ViMe2Si- groups, and T or Q units, for example low molecular weight resins such as (ViMe SiOι/2)3.PhSiθ3/2 (Mv, 3Tph) or (ViMe2SiOι/2)4.Siθ4/2 ( MV, 4Q), or an alkenyl- substituted silane such as tetravinylsilane. The curing agent can alternatively be an organic compound such as 1 ,7-octadiene or divinylbenzene.
[0022] The curing catalyst is preferably a platinum (0) -1,3-divinyl-l, 1,3,3- tetramethyldisiloxane complex which can be used at 20 to 200, for example about 50, parts per million Pt based on the SiH-containing resin (mol/mol). Alternative curing catalysts can be used, for example chloroplatinic acid or an analogous rhodium compound.
[0023] The curing reaction is generally carried out at a temperature of at least 50°C, preferably at least 100°C, for example in the range 150 to 300°C, particularly 150 to 200°C.
[0024] The molecular weight of the curable resin can be controlled by controlling the condensation of HSiθ3/2 units to Siθ4/2 units, leading to a flowable or a solid resin at room temperature. In a process according to the invention for encapsulating a substrate, the substrate is encapsulated in a curable silicone resin according to the invention and the resin is then cured. Such a process can be used for encapsulating delicate substrates, particularly for microelectronic device packaging in processes such as Flip Chip Underfill, No Flow Fluxing Underfill or moulding encapsulation, and may for example replace epoxy or polyimide resins in such applications.
[0025] In a process according to the invention for coating a substrate, a curable silicone resin according to the invention is applied as a thin film to a substrate before being cured. Such a process can be used in coatings such as wafer level and solar panel coatings, in planarization layers for Flat Panel Displays and in photonic devices. Good quality thin films between 600 nm to 1.5 μm thick can be produced, as can thick free-standing films several mm. thick.
[0026] In a process according to the invention for fabricating composite panels and laminates, a fibrous material is impregnated with a curable silicone resin according to the invention and the resin is cured under the conditions described above. [0027] Cured silicone resins according to the invention are generally heat resistant and have a coefficient of thermal expansion of 120 ppm/°C or below, measured for example over the temperature range 0 to 70°C. The CTE can be further reduced by the incorporation of a low CTE filler in the resin, for example silica, alumina or mica. The level of filler can for example be up to 200% by weight based on the silicone resin, preferably at least 5% up to 100%, for example 25 to 80% by weight. The filler is mixed with the curable resin according to the invention before curing. Incorporation of a low CTE filler can reduce the CTE of the filled resin below 50 ppm/°C, even to 20 ppm/°C or below.
[0028] In a preferred process according to the invention, the cured silicone resin is subsequently further heat cured at a temperature in the range 300 to 500°C. The further heat curing at 300-500°C produces crack-free cured resin exhibiting enhanced thermo-mechanical properties such as higher Young's modulus, even lower CTE, for example below 100 ppm/°C, higher plateau modulus (the minimum value of the Young's modulus over a temperature range of -100 to +300°C including the glass transition temperature Tg, most often within a plateau region at temperatures higher than Tg) and good retention of film quality and strength.
[0029] The further heating step at 300-500°C is preferably carried out in a non- oxidising atmosphere, for example it can be carried out under an inert gas such as nitrogen. Most preferably the further heating step at 300-500°C is carried out in the presence of an amine which is in the vapour state at the temperature of the further heating step. The amine is preferably a tertiary amine; it can for example be a tertiary amine of the formula NZ3, where each Z represents an alkyl group having 1 to 4 carbon atoms.
[0030] The invention is illustrated by the following Examples Example 1: Preparation of MHMe2p ,Q7TPhQ 45THp 4pQp pg resin.
[0031] 150g (0.71 mol) of phenyltrichlorosilane and 96g (0.71 mol) of trichlorosilane were mixed into 290 ml of MIBK, and added dropwise into a solution consisting of 290ml of a IM HCl aqueous solution, 500ml toluene and 500ml MIBK at room temperature over a lh period. The mixture was aged for another hour at room temperature under constant stirring. The aqueous layer was poured off and the organic layer was washed four times with water until neutral pH. 300ml of 1 M aqueous solution of sodium acetate was added into the organic layer and the solution was mixed at room temperature for 1 hour under constant stirring. The aqueous phase was poured off and the organic layer was washed four times with water until neutral pH. The mixture was treated by anhydrous NaSO4 to remove residual water by further centrifugation. The solvents were stripped off leading to a viscous liquid. This liquid was re-dissolved into 1000ml of anhydrous toluene and 3.09g (38.2 mmol) of dimethylchlorosilane and 3.98g (38.2 mmol) of 1,1,3,3-tetramethyl disilazane were added. The mixture was stirred at room temperature overnight. The organic layer was collected and washed four times with water until neutral pH. The mixture was again treated by anhydrous NaSO4 to remove residual water by further centrifugation and the solvents were stripped off leading to 154g of a soft solid. The MHMe2o.θ7TPho.45THo.4θQθ.08 composition of this resin was determined by 29Si and 13C NMR spectroscopy (Mn = 3,031 ; Mw = 7,652, OH wt % < 0.8%).
Figure imgf000011_0001
[0032] 60.00g (284 mmol) of phenyltrichlorosilane, 88.78g (655 mmol) of trichlorosilane and 47.52g (394 mmol) of dimethylvinylchlorosilane were dissolved into 240ml of MIBK, then added dropwise into a mixture consisting of 240ml of a IM HCl aqueous solution, 360ml toluene and 480ml MIBK at room temperature over a lh period. The mixture was refluxed at 110°C for another 3 hours under constant stirring. The organic layer was collected and washed four times with water until neutral pH. 240ml of a IM sodium acetate (NaOAc) aqueous solution was added and the mixture was heated at 80 to 90°C for a further 3 days under constant stirring. The organic layer was collected and washed four times with water. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 93g of soft solid being highly soluble in common organic solvents. The MVlMe2p .24TPh .25THp.l3Qp.38 composition of this resin was determined by 29Si and 13C NMR spectroscopy. To this solid, re-dissolved into 100ml of anhydrous toluene, was added at room temperature and under stirring 6.6g (54.8 mmol) of dimethylvinylchlorosilane and lO.lg (54.7 mmol) of l,3-divinyl-l,l,3,3-tetramethyldisilazane. The mixture was heated from 40 to 60°C for 2 hours. The organic layer was collected and washed four times with water until neutral pH. The mixture was treated by anhydrous MgSO4 to remove residual water and the volatiles were stripped off leading to 88g of a soft solid. The
MVlMe2p 28TPh0.24TH0.13Q .35 resin composition of this resin was determined by 29Si and 13C NMR spectroscopy (Mn = 2,022; Mw = 7,276, OH wt % < 0.3%).
Example 3: Preparation of MVlMe2 23TPhp .26THp.42θp.09 resin.
[0033] 50.0g (236 mmol) of phenyltrichlorosilane, 73.98g (546 mmol) of trichlorosilane and 39.6g (323 mmol) of dimethylvinylchlorosilane were dissolved into 240ml of MIBK, and then added dropwise into a mixture consisting of 240ml of a IM HCl aqueous solution, 360ml toluene and 480ml MIBK at room temperature over a lh period. The mixture was refluxed at 100°C for another 3 hours under constant stirring. The organic layer was isolated and washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 92g of a light yellow viscous liquid being highly soluble in common organic solvents. The MVlMe2 .23TPh .2όTHp.42Qθ.09 composition of this resin was determined by 29Si and 13C NMR spectroscopy. (Mn = 1,375; Mw = 2,509).
Example 4: Preparation of MviMe2 .2pTPhp ,48lϋθ .120.0.20 resin-
[0034] 41.15g ( 196 mmol) of phenyltrichlorosilane, 23.18g ( 171 mmol) of trichlorosilane and 14.74g (122 mmol) of dimethylvinylchlorosilane were dissolved into 135ml of MIBK, then added dropwise into a mixture consisting of 135ml of a IM HCl aqueous solution, 135ml toluene and 270ml MIBK at room temperature over a period of 45 minutes. The mixture was refluxed at 110°C for another 3 hours under constant stirring. The organic layer was isolated and washed four times with water until neutral pH. 300ml of a IM sodium acetate aqueous solution was added into the organic layer and the mixture was heated at 40°C over 6 days under constant stirring. The organic layer was isolated again and washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 67.8g of a light yellow soft solid being highly soluble in common organic solvents. The MVl e 0.2 T p.48THp-i2Qθ.20 comPositn o-fmis resin was determined by 29Si and 13C NMR spectroscopy (Mn = 1 ,490; Mw = 2,765).
Example 5: Preparation of MHMe2p 2MVlMe2 i gTPhp ,35THp 230Q.22 resin-
[0035] 57.75g (273 mmol) of phenyltrichlorosilane, 61.65g (455 mmol) of trichlorosilane and 22. Og (182 mmol) of dimethylvinylchlorosilane were dissolved into 200ml of MIBK, and added dropwise into a mixture consisting of 200ml of a IM HCl aqueous solution, 300ml toluene and 400ml MIBK at room temperature over a lh period. The mixture was refluxed at 100°C for another 3 hours under constant stirring. The organic layer was isolated and washed four times with water until neutral pH. 300ml of a 1.M sodium acetate aqueous solution was added into the organic layer and the mixture was heated at 70°C over 18h under constant stirring. The organic layer was isolated again and washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 74.62g of a soft solid being highly soluble in common organic solvents. The Mv,Me2o.i7TPho.34THo.22Qθ.27 composition of this resin was determined by 29Si and 13C NMR spectroscopy (Mn = 2,428; Mw = 5,535). 46.64g of MVlMe2p- 17Tphp.34TH 0-22Qθ.27 were then dissolved into 500ml anhydrous toluene, 1.18g (12.5 mmol) of dimethylchlorosilane and 1.67g (12.5 mmol) of 1,1,3,3-tetramethyldisilazane. This mixture was stirred at 40°C for 2h. The organic layer was isolated and washed with an HCl solution, and subsequently washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 46.5g of a soft solid. The MHMe20.02MV'Me20.18τPh0.35τH0.23Qθ.22 composition of this resin was determined by 29Si and 13C NMR spectroscopy. (Mn = 2,456; Mw = 5,458).
Example 6: Preparation of MVlMe2 _22 ^?hQ.27^HQ.l5^036 resin.
[0036] To a toluene/MIBK mixture of Mv,Me2p.23Tphp.26τH0.42Qθ.09 prepared according to example 3, was added 360ml of a IM sodium acetate solution. The mixture was heated at 90°C for 16hr under constant stirring. The organic layer was isolated and washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 95g of a soft liquid, being highly soluble in common organic solvents. The MVlMe2p .22TPh .27TH .l5Qp.36 composition of this resin was determined by 29Si and 13C NMR spectroscopy. (Mn = 2,125; Mw = 6,299).
Figure imgf000014_0001
[0037] To 3.3 g of a 60.1 wt% solution of MHMe2p.07TPhp.45THp.4pQp.p8 resin
(example 1) in toluene, and 1.4 g of MVl3Tph was added 0.2 g of a 10 wt% solution of a platinum (0 )-l,3-divinyl-l,l,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h. The final material was analysed by DMTA and thermomechanical analysis (TMA) (Table 1).
Example 8: Cure ofMHMe2 0,07j Up,45l p-40Qp Q8 with DVl'Me4_.
[0038] To 4.0 g of a 60.1 wt% solution of M™ώo.07τ .45τH0.4θQθ.08 resin (example 1) in toluene, and 1.1 g of Dv,'Me4 was heated at 90°C prior to addition of 0.2 g of a
10 wt% solution of a platinum (0) -l,3-divinyl-l,l,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was kept at 90°C for 15 minutes and the advancement of the cure was followed by FTIR. The mixture was poured into a mould for gradual heating up to 200°C for 3h. Example 9: Cure of MHMe2p p7Tphp 4 THp 40Op pg with MviMe29-
[0039] To 5.0 g of a 60.1 wt% solution of MHMe2p.p7TPV45THp.4θQθ.08 resin
(example 1) in toluene, and 1.5 g of 1,3-divinyltetramethyldisiloxane was heated at 90°C prior to addition of 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3- tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was kept at 90°C for lh and the advancement of the cure was followed by FTIR. The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 10: Cure of MHMe2p p7Tphp 45THp 4pQp pg with MVi 4Q.
[0040] To 3.3 g of a 60.1 wt% solution of MHMe2p.p7TPhp.45THp.4 Q -p8 resin
(example 1) in toluene, and 1.1 g of MVl4Q was heated at 90°C prior to addition of 0.19 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was kept at 90°C for 15 minutes and the advancement of the cure was followed by FTIR. The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 11: Cure of MHMe2p ,071^0.45I---P 40Qp p8 with M^V
[0041] To 6.0 g of a 60.1 wt%
Figure imgf000015_0001
resin
(example 1) in toluene, and 0.7 g of hexavinyldisiloxane was heated at 90°C prior to addition of 0.2 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was kept at 90°C for 10 minutes and the advancement of the cure was followed by FTIR. The mixture was poured into a mould for gradual heating up to 200°C for 3h. Example 12: Cure of MHMe2p ,p7lT--p 45JI ) 40Qp pg with SiVi
[0042] To 6.0 g of a 60.1 wt% solution of MHMe2p.p7TPhp-45THp 40Qp pg resin
(example 1) in toluene, and 0.7 g of tetravinylsilane was heated at 90°C prior to addition of 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was kept at 90°C for 10 minutes and the advancement of the cure was followed by FTIR. The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 13: Cure of MVlMe2p 2gTphp 24TH 1 ?Op 35 with MHD4MH
[0043] To 4.0 g of a 86.4 wt% solution of Mv,Me2p.2gTPhp.24τH0.13Qθ.35 resin
(example 2) in toluene, was added under stirring 2.0 g of MHD4MH and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 14: Cure of MVlMe2p 2gTPhp 24THp 1 O 35 with L4-bis(dimethylsilyl.benzene.
[0044] To 4.0 g of a 86.4 wt% solution of Mv,Me2p.28TPhp.24THp.i3Qθ.35 resin
(example 2) in toluene, was added under stirring 0.9 g of l,4-bis(dimethylsilyl)benzene and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 15: Cure ofMVlMe2p 2gTPhp 24THp 1 ?Op 35 with M HH ? rTPh
[0045] To 4.0 g of a 86.4 wt% solution of Mv,Me2p .28τPh0.24τH0.13Qθ.35 resin (example 2) in toluene, was added under stirring 1.0 g of MH3Tph and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 16: Cure ofMv'Me2p.28J- -.0.242^0.13Q.0.35 with DH'Me4_.
[0046] To 4.0 g of a 86.4 wt% solution of Mv,Me2p.28TPhp.24THp.l3Qp.35 resin
(example 2) in toluene, was added under stirring 0.6 g of DH'Me4 and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 17: Cure ofMVlMe2p 28l--!lθ.24T-^0.13Qθ.35 with MHgOg.
[0047] To 4.0 g of a 86.4 wt% solution of Mv,Me2p.28TPh .24 Hp.i3Qp.35 resin
(example 2) in toluene, was added under stirring 1.2 g of MHgQg, 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm) and 4.0 g of anhydrous toluene. The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Example 18 to 23: Self-addition cure of MVlMe2 vMHMe2 wTph TH vO7 resins.
[0048] Self-addition curable silicone resins (examples 3 to 6) were subjected to addition cure using a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene as the catalyst. A typical experimental procedure is as follow: the resin was dissolved in anhydrous toluene and then mixed with a catalytic amount of a platinum (0) -1,3- divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm) for 10 minutes to a 75 wt% solution before casting into a mould. The samples were then heated gradually up to l50 or 200°C for 3h. [0049] The cured resins produced by each of Examples 7 to 23 were analysed by
DMTA and TMA and the results are shown in Table 1, in which E'25 is the modulus at 25°C or Young's modulus and E'p is the plateau modulus. The CTE of the cured resins was measured over various temperature ranges shown in °C.
Table 1. Thermo-mechanical analysis of cured materials.
Figure imgf000018_0001
Figure imgf000019_0001
Figure imgf000020_0001
Figure imgf000021_0001
.ViMePh τ*Ph τ-H
Examples 24 and 25. Preparation of MylMernp 15T "p .25l-0.60-χΩχ resin series bv IQG process
[0050] 19.29g (91.2 mmol) of phenyltrichlorosilane, 29.66g (218.9 mmol) of trichlorosilane and lO.OOg (54.7 mmol) of phenylmethylvinylchlorosilane were dissolved into 100ml of MIBK, then added dropwise into a mixture consisting of 100ml of water, 150ml of toluene and 200ml of MIBK, at room temperature over a lh period. The mixture was refluxed at 110°C for another 2 hours under constant stirring. The organic layer was collected and washed four times with water until neutral pH. 200ml 0.1M sodium acetate (NaOAc) aqueous solution was added and the mixture was refluxed at 110°C. Samples were collected from the organic layer at various reaction times, leading to MVlMePhp \ 5Tphp .25THp .6p.xQx resins series compositions. After washing the samples four times, stripping off the residual water and solvent, approximately 5.5 to 6.5 g of white solids were obtained for each resin portion. Resin compositions were determined by 29Si and 13C NMR whereas molecular weights were determined by GPC (Table 2).
Table 2. VlMePh p \ 5TPhp.25THp.60-χQχ resin compositions.
Figure imgf000022_0003
[0051] The resins of Examples 24 and 25 could be cured using the curing agents of
Examples 13 to 17 to give cured resins of low CTE.
Figure imgf000022_0001
[0052] To 3.7 g of Mv,Me2o 23Tpho 2όTHo 42Qo 09 resin prepared as described in Example
3 was added under stirring l.Og of l,4-bis(dimethylsilyl)benzene and 0.43 ml of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex solution in toluene (Pt°/SiH = 50 ppm). The mixture was sonicated and poured into a mould for gradual heating up to 200°C for 3h.
Example
Figure imgf000022_0002
[0053] 57.75g (273 mmol) of phenyltrichlorosilane, 61.65g (455 mmol) of trichlorosilane and 22. Og (182 mmol) of dimethylvinylchlorosilane were dissolved into 200ml of MIBK, and added dropwise into a mixture consisting of 200ml of a IM HCl aqueous solution, 300ml toluene and 400ml MIBK at room temperature over a lh period. The mixture was refluxed at 100°C for another 3 hours under constant stirring. The organic layer was isolated and washed four times with water until neutral pH. 300ml of a IM sodium acetate aqueous solution was added into the organic layer and the mixture was heated at 70°C over 18h under constant stirring. The organic layer was isolated again and washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 74.62g of a soft solid being highly soluble in common organic solvents. This procedure was repeated 2 more times and the 3 fractions were mixed together to get 191.7g of MVlMe2 0 πTPh 0H 023Q024 resin composition as determined by 29Si and 13C NMR spectroscopy (OH wt %= 1.08%).
[0054] 191.7g of Mv,Me2 0 i7 Ph 0 36TH 0 23Qθ24 were then dissolved into 150ml anhydrous toluene, and 8.07g (67 mmol) of dimethylchlorosilane and 11.30g (69 mmol) of 1,1 ,3,3-tetramethyldisilazane were then added at room temperature. This mixture was further stirred at 40°C for 2h. The organic layer was isolated and washed with an HCl solution, and subsequently washed four times with water until neutral pH. Removal of residual water by anhydrous NaSO4, and stripping off the solvent led to 191.5g of a white soft solid. The MVlMe2 02θTPh 0 35THo 21Q024 composition of this resin was determined by 29Si and 13C NMR spectroscopy (Mn = 2,227; Mw = 5,152, OH wt % < 0.8%).
Example 28: Cure of Mv'Me2n nTph ? THn7ιOn 74 with l,4-bis(dimethylsilvnbenzene.
[0055] To 5.0 g of a 73.7 wt% solution of Mv,Me2 02oTPh 025TH 021Q024 resin (prepared as described in Example 27) in toluene, was added under stirring 0.79 g of 1 ,4- bis(dimethylsilyl)benzene and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl- 1, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was sonicated and poured into a mould for gradual heating up to 200°C for 3h. Example 29: Cure of MVlMe2n?RTPhn 4TH-v,3O-l s with DH'
[0056] To 4.0 g of a 86.4 wt% solution of Mv,Me2 0 28TPh 024TH 0 ι3Qo 35 resin (prepared as described in Example 2) in toluene, was added under stirring 0.6 g of DH'Me 4 and 0.3 g of a 10 wt% solution of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm). The mixture was poured into a mould for gradual heating up to 200°C for 3h.
Figure imgf000024_0001
[0057] The curable silicone resin of Example 27 was subjected to addition cure using a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene as the catalyst. The resin was dissolved in anhydrous toluene and then mixed with a catalytic amount of a platinum (0) -1,3-divinyl-l, 1,3,3-tetramethyldisiloxane complex in toluene (Pt°/SiH = 50 ppm) for 10 minutes to a 75 wt% solution before casting into a mould. The samples were then heated gradually up to 200°C for 3h.
Examples 31 to 36: thermal post-cure
[0058] Addition-cured free-standing resin films produced by the process of each of
Examples 8, 26, 28, 29, 18 and 30 were subjected to an annealing treatment as follows: The addition-cured free-standing resin film was placed into the chamber of a furnace. The chamber was purged by 3 vacuum/N2 cycles. The samples were then heated under N2 gradually up to 400°C. The N2 inlet was then bubbled through a triethylamine solution and the samples were further heated at 400°C for 2 hours under a N2/triethylamine vapour atmosphere. Crack-free specimens were obtained. The post-cured samples, and the cured resin films from which they were obtained, were analysed by DMTA and TMA, and the results are shown in Table 3. Table 3
Figure imgf000025_0001
Figure imgf000026_0001
[0059] As can be seen from Table 3, the cured resins produced by post-curing at
400°C had increased Young's modulus, decreased CTE and showed a particularly high increase in plateau modulus.

Claims

A curable silicone resin comprising siloxane units of the formula RR'2SiOι/2. where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane units of the formula ArSiθ3/2, where Ar represents an aryl group, siloxane units of the formula SiO4/2 and optionally siloxane units of the formula HSiθ3/2-
A curable silicone resin according to Claim 1 wherein R represents a vinyl group.
A curable resin according to Claim 1 or Claim 2 wherein 5 to 40 mol% of the siloxane units of the resin are of the formula RR'2SiOι/2-
A curable resin composition according to any of Claims 1 to 3 wherein Ar represents a phenyl group and 5 to 70 mol% of the siloxane units of the resin are of the formula ArSiθ3/2-
A curable resin composition according to any of Claims 1 to 4 wherein 20 to 55 mol% of the siloxane units of the resin are Siθ4/2 units.
A self-curable resin according to any of Claims 1 to 5 wherein R represents an alkenyl group and 10 to 50 mol% of the siloxane units of the resin are HSiθ3/2 units.
A process for the preparation of a curable silicone resin comprising siloxane units of the formula RR'2SiOι/2> where R represents a hydrogen atom or an alkenyl group having 1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane units of the formula AS1O3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane units of the formula Siθ4/2 and optionally siloxane units of the formula HSiO3/2, characterised in that a silicone resin comprising siloxane units of the formula ASiθ3/2 and HSiθ3/2 and optionally R '2SiOj/2 is treated in solution with a base to condense at least some of the HSiθ3/2 units to form SiO4/2 units, and the resulting resin solution is reacted with a chlorosilane of the formula RR'2SiCl.
8. A process according to Claim 7 characterised in that the resin solution and chlorosilane are reacted in the presence of a disilazane.
9. A process for the preparation of a curable silicone resin comprising siloxane units of the formula RR'2SiO 2, where R represents an alkenyl group having
1 to 6 carbon atoms and each R' represents an alkyl group having 1 to 4 carbon atoms or an aryl group, siloxane units of the formula ASiO3/2, where A represents an aryl group or an alkyl group having 1 to 4 carbon atoms, siloxane units of the formula Siθ4/2 and optionally siloxane units of the formula
HSiθ3/2, characterised in that a silicone resin comprising RR'2SiOj/2> ASiO /2, and HSiO3/2 units is treated in solution with a base to condense at least some of the HSiO /2 units to form SiO4/2 units.
10. A curable silicone resin produced by the process of any of Claims 7 to 9.
11. A process for the preparation of a cured heat resistant silicone resin having a low coefficient of thermal expansion, characterised in that a curable silicone resin according to any of Claims 1 to 6 or 10 is reacted with a curing agent having at least one functional group reactive with the group R.
12. A process according to Claim 11, characterised in that the group R is an alkenyl group, the curing agent contains at least one Si-H group and the curing process is carried out in the presence of a catalyst containing a platinum group metal.
13. A process according to Claim 11, characterised in that the group R is hydrogen, the curing agent contains at least one alkenyl group and the curing process is carried out in the presence of a catalyst containing a platinum group metal.
14. A process according to any of Claims 11 to 13, characterised in that the curable silicone resin according to any of Claims 1 to 6 or 10 is reacted at a temperature in the range 50 to 300°C with the curing agent having at least one functional group reactive with the group R, and is subsequently further heat cured at a higher temperature in the range 300 to 500°C.
15. A process for the preparation of a cured heat resistant silicone resin having a low coefficient of thermal expansion, characterised in that a self-curable silicone resin according to Claim 6 is heated in the presence of a catalyst containing a platinum group metal.
16. A process according to Claim 15, characterised in that the self-curable silicone resin according to Claim 6 is cured at a temperature in the range 50 to 300°C in the presence of a catalyst for the reaction of alkenyl groups with Si-H groups, and is subsequently further heat cured at a higher temperature in the range 300 to 500°C.
17. A process according to Claim 14 or Claim 16, characterized in that the further heating step at 300-500°C is carried out in a non-oxidising atmosphere in the presence of an amine which is in the vapour state at the temperature of the further heating step.
18 A process according to Claim 17, characterized in that the amine is a tertiary amine of the formula NZ3, where each Z represents an alkyl group having 1 to
4 carbon atoms.
19. A process for encapsulating a substrate, characterised in the substrate is encapsulated in a curable silicone resin according to any of Claims 1 to 6 or 10 and the resin is cured by a process according to any of Claims 11 to 18.
19. A process for coating a substrate, characterised in that the curable silicone resin according to any of Claims 1 to 6 or 10 is applied as a thin film to a substrate before being cured by a process according to any of Claims 11 to 18.
20. A process for fabricating composite panels and laminates, characterised in that a fibrous material is impregnated with a curable resin according to any of Claims 1 to 6 or 10 and the resin is cured by a process according to any of Claims 11 to 18.
21. A cured heat resistant silicone resin prepared by the process of any of Claims 11 to 20.
PCT/EP2003/002824 2002-03-22 2003-03-17 Silicone resins and their preparation WO2003080753A1 (en)

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Cited By (3)

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Publication number Priority date Publication date Assignee Title
WO2010129123A3 (en) * 2009-05-06 2011-01-06 Dow Corning Corporation Vinylhydrogenpolysiloxane adhesive composition
US7939614B2 (en) * 2004-05-12 2011-05-10 Adeka Corporation Silicon-containing curing composition and heat cured product thereof
EP2628763A1 (en) 2012-02-20 2013-08-21 Evonik Goldschmidt GmbH Branched polysiloxanes and their use

Citations (2)

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Publication number Priority date Publication date Assignee Title
US5446087A (en) * 1992-12-04 1995-08-29 Rhone-Poulenc Chimie Curable release compositions comprising novel silicone adhesion modifier
WO2002081552A1 (en) * 2001-04-03 2002-10-17 Dow Corning Corporation Preparation of silicone resins

Patent Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5446087A (en) * 1992-12-04 1995-08-29 Rhone-Poulenc Chimie Curable release compositions comprising novel silicone adhesion modifier
WO2002081552A1 (en) * 2001-04-03 2002-10-17 Dow Corning Corporation Preparation of silicone resins

Cited By (5)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7939614B2 (en) * 2004-05-12 2011-05-10 Adeka Corporation Silicon-containing curing composition and heat cured product thereof
WO2010129123A3 (en) * 2009-05-06 2011-01-06 Dow Corning Corporation Vinylhydrogenpolysiloxane adhesive composition
EP2628763A1 (en) 2012-02-20 2013-08-21 Evonik Goldschmidt GmbH Branched polysiloxanes and their use
DE102012202521A1 (en) 2012-02-20 2013-08-22 Evonik Goldschmidt Gmbh Branched polysiloxanes and their use
US8946369B2 (en) 2012-02-20 2015-02-03 Evonik Degussa Gmbh Branched polysiloxanes and use of these

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