WO2002001316A2 - Systeme reseau destine a traiter une demande de proposition en rapport avec la selection d'un conseiller en placement par un investisseur institutionnel - Google Patents

Systeme reseau destine a traiter une demande de proposition en rapport avec la selection d'un conseiller en placement par un investisseur institutionnel Download PDF

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Publication number
WO2002001316A2
WO2002001316A2 PCT/US2001/019290 US0119290W WO0201316A2 WO 2002001316 A2 WO2002001316 A2 WO 2002001316A2 US 0119290 W US0119290 W US 0119290W WO 0201316 A2 WO0201316 A2 WO 0201316A2
Authority
WO
WIPO (PCT)
Prior art keywords
investment
request
proposal
institutional investor
advisors
Prior art date
Application number
PCT/US2001/019290
Other languages
English (en)
Other versions
WO2002001316A3 (fr
Inventor
Colin Wahl
Charles P. Friedberg
Original Assignee
Investor Force, Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Investor Force, Inc. filed Critical Investor Force, Inc.
Priority to AU2002211210A priority Critical patent/AU2002211210A1/en
Publication of WO2002001316A2 publication Critical patent/WO2002001316A2/fr
Publication of WO2002001316A3 publication Critical patent/WO2002001316A3/fr

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Definitions

  • the present invention is directed to online computer systems.
  • the present invention is directed to online computer systems.
  • the present invention is directed to online computer systems.
  • the present invention is directed to online computer systems.
  • the present invention is directed to online computer systems.
  • present invention is specifically directed to online computer systems which can be used to
  • an investment advisor by an institutional investor such as a plan sponsor.
  • the Internet or World Wide Web is one of the most critical technological
  • Pat. No. 5,862,223 to Walker discloses an expert matching method and apparatus. This
  • apparatus includes a controller having a database for storing expert qualifications.
  • the controller receives an expert request.
  • a search program A search program
  • the expert request is then transmitted to the expert which results in an expert answer transmitted to and received by
  • U.S. Pat. No. 5,835,896 discloses a system and method for conducting a multi-
  • This system is preferably implemented in software and allows a group
  • bids are recorded by the system and bidders are updated with current auction status
  • the system closes the auction from further bidding and
  • U.S. Pat. No.4,789,928 discloses a means for soliciting bids over an electronic
  • Such tools include tools which facilitate a client's ability to track a
  • U.S. Patent No. 6,021 ,397 discloses a
  • return scenarios for optimized portfolio allocations are simulated interactively to facilitate financial product
  • U.S. Patent No. 6,012,044 is directed to a user interface for a financial advisory
  • a user may interactively explore how
  • retirement age affect one or more output values such as a probability of achieving a
  • visual includes input mechanisms, such as slide bars, for receiving the input decisions.
  • input mechanisms such as slide bars
  • visual also includes a set of output values that are based upon the input decisions and a
  • visual indication may then be updated to reflect the new set of output values.
  • a graphical input mechanism for receiving a desired level of investment risk may be calibrated.
  • a set of available financial products such as a set of
  • the settings associated with the graphical input mechanism are constrained
  • U.S. Patent No. 5,878,405 discloses a pension-based liquidity management data
  • the system utilizes a simple index to
  • the system interfaces with unsecured credit cards as a disbursement and payment
  • the invention electronically elect to classify a disbursement as a periodic rather than a loan consistent with periodic spending of retirement assets to support retirement living.
  • the system enables both employers through matching contributions and
  • the system and method provide an end-user computer-based system
  • investment advisors may respond to requests for proposals from institutional investors.
  • communications between an investment advisor and institutional investor comprising: a
  • control unit for establish a request generated by a institutional investor, relating to a desire
  • the present invention is an apparatus for managing
  • investment advisor comprising: a control unit for receiving a request from a prospective investor,
  • a network to a plurality of investment advisors; means for investment advisors to respond
  • the present invention is a method for electronically
  • control unit having a database for storing therein a plurality of each e-mail
  • Figure 1 is a block diagram of the request for proposal generation system of the
  • Figure 2 is still a distributed embodiment of the request for proposal generation
  • Figures 3 - 11 illustrate a series of user to be used by institutional investors and
  • Figures 12-15 comprise operational flow diagrams of the present invention.
  • the present invention is directed to a system for placing requests for proposal for
  • the present invention is directed to a system
  • a web browser handles the functions of locating and
  • the World Wide Web utilizes technology called "Hyper-Text" to organize, search
  • Hyper-Text word from a view document and be linked to another document
  • the present invention is broadly directed to a computer network for distributing
  • invention is designed, in one embodiment, to be utilized on the World Wide Web or
  • the present invention is directed to a system for placing
  • the present invention is directed to a system by which a institutional investor can contact and request the services of advisors based upon price,
  • the present invention in a simplest embodiment, comprises a
  • network system including a central computer server 10 with memory 12 and database 14.
  • the central computer server 10 may run on an operating system such as the Windows NT
  • Database 14 is preferably a database such as SQL database or, alternatively, the
  • Oracle 7 or 8 database system manufactured by Oracle Corporation. The system is linked
  • investment advisor refers to and includes fund managers.
  • central computer 10 may be any computer
  • processors are housed in separate units or locations. As shown in Figure 2, in a distributed computer system, the central computer
  • system 10 performs primary processing functions and contains at a minimum RAM 34 ,
  • ROM 36 and a general processor 38. Each of these controllers is attached to WAN hub 40
  • WAN hub 40 may
  • each controller is in communication with its constituent parts, but the
  • processor and/or data storage functions are performed by stand alone units.
  • the central processor 10 the central processor 10
  • the Figures also illustrate a so-called front end of the system and
  • This page will preferably include FAQ (Frequently Asked Questions)
  • Figure 4 illustrates a terms of service 30 page to which the
  • Figure 5 comprises the input screen where the institutional investor inputs a user
  • the client is then introduced to a series of screens for formulating
  • Figure 9 is analogous to Figure 3 and provides a basic text introduction to the
  • the investment advisor will also be provided with a terms of service page
  • the intake form will request such information as the advisor's level of education 60,
  • the intake form will preferably
  • RFP's for investment advisors The invention thus provides institutional investors with
  • Figures 12-15 the institutional investor begins the search sequence, conducting a search
  • the investment advisor logs into the site and goes to a "my candidate's searches"
  • the advisor is then given or provided the terms and conditions of the service if he accepts, the investment advisor downloads the RFP, and sends the
  • the institutional investor goes to "my searches page.," The institutional investor selects a
  • the present system incorporates an administrative back end which controls the
  • the administrative server is preferably also provided.
  • the administrative server provides

Landscapes

  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Engineering & Computer Science (AREA)
  • Development Economics (AREA)
  • Economics (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Technology Law (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

L'invention concerne un appareil destiné à gérer des communications entre un conseiller en placement et un investisseur institutionnel. Cet appareil comprend: une unité de commande destinée à recevoir une demande produite par un investisseur institutionnel potentiel, présentant un intérêt pour des services de conseils en placement, des moyens d'assistance d'un investisseur institutionnel dans la formulation d'une demande, afin que la proposition soit envoyée aux conseillers en placement par le biais du système, des moyens de distribution de la demande de proposition auxdits conseillers, ainsi que des moyens de réception des offres des conseillers qui reçoivent la demande de proposition.
PCT/US2001/019290 2000-06-15 2001-06-15 Systeme reseau destine a traiter une demande de proposition en rapport avec la selection d'un conseiller en placement par un investisseur institutionnel WO2002001316A2 (fr)

Priority Applications (1)

Application Number Priority Date Filing Date Title
AU2002211210A AU2002211210A1 (en) 2000-06-15 2001-06-15 Network system for handling request for proposal relating to the selection of aninvestment advisor by an institutional investor

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
US59438000A 2000-06-15 2000-06-15
US09/594,380 2000-06-15

Publications (2)

Publication Number Publication Date
WO2002001316A2 true WO2002001316A2 (fr) 2002-01-03
WO2002001316A3 WO2002001316A3 (fr) 2002-05-23

Family

ID=24378637

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2001/019290 WO2002001316A2 (fr) 2000-06-15 2001-06-15 Systeme reseau destine a traiter une demande de proposition en rapport avec la selection d'un conseiller en placement par un investisseur institutionnel

Country Status (2)

Country Link
AU (1) AU2002211210A1 (fr)
WO (1) WO2002001316A2 (fr)

Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5126936A (en) * 1989-09-01 1992-06-30 Champion Securities Goal-directed financial asset management system
US5193056A (en) * 1991-03-11 1993-03-09 Signature Financial Group Inc. Data processing system for hub and spoke financial services configuration

Patent Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5126936A (en) * 1989-09-01 1992-06-30 Champion Securities Goal-directed financial asset management system
US5193056A (en) * 1991-03-11 1993-03-09 Signature Financial Group Inc. Data processing system for hub and spoke financial services configuration

Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
DATABASE ABI/INFORM [Online] RANFTLE ET AL.: 'Helping employees invest wisely', XP002906520 Retrieved from Dialog Database accession no. 00794493 & HR MAGAZINE vol. 38, no. 11, November 1993, pages 77 - 82 *

Also Published As

Publication number Publication date
WO2002001316A3 (fr) 2002-05-23
AU2002211210A1 (en) 2002-01-08

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