OPTICAL ATTENUATOR HAVING GEOMETRICALLY
BIASED BRANCHING WAVEGUIDE STRUCTURE
BACKGROUND OF THE INVENTION
Field of the Invention
The present invention relates to an optical attenuator, and more particularly, to an
electro-optic attenuator that has maximum transmission rate with zero voltage applied. The
present invention also relates to an optical attenuator that does not suffer from bias drift or bias offset problems. Discussion of the Related Art
In a general fiber optical communication system, optical signals are sent along an
optical fiber communication line to a desired location. One type of the fiber optical
communication system that can handle optical signals of multiple channels through
wavelength multiplexing is called a wavelength division multiplexed (WDM) system.
One example of a WDM system is shown in Fig. 1. A plurality of laser sources L„
L2, ... Ln each generates an optical signal having a wavelength of λl, λl, . . . λn, respectively.
Each of the optical signals then goes through a modulator M,, M2, . . . M., respectively,
before its amplitude gets adjusted to a desired level by its corresponding attenuator A,, A2, . .
. A„. All signals then go into a multiplexer, and the multiplexed signals go into an existing
fiber optical trunk line to be sent to a desired location. Finally, the signals are demultiplexed
and received as separate signals having wavelengths of λl, λl, . . . λn, respectively.
As described above, in a WDM system, each signal from a laser source is generally
individually modulated with a separate modulator, and the different wavelength signals are
then combined, optically amplified, and transmitted over an optical fiber. To flatten the
overall gain of such a system, it is convenient to provide an individual optical attenuator
integrated with each modulator as shown in the system of Fig. 1.
In the system shown in Fig. 1, modulators Mt, M2, . . . Mn are used to modulate or
vary the intensity of the light (i.e., optical signal) transmitted through them. A modulator
used in this type of system is a very broad band device and it works at very high frequencies.
A modulator is used to encode information on the light which goes down the optical fiber.
The function of an attenuator is to adjust the level of an optical signal to a desired
level.
In the system shown in Fig. 1, all the signals will go through an optical amplifier at some
point (not shown in Fig. 1). An optical amplifier often has a gain characteristic which varies
as a function of wavelength. As a result, a signal having a wavelength λl is amplified by a
different amount compared to another signal having a wavelength λl To compensate for this difference and other differential losses in the system, and to achieve a constant intensity level
for different wavelength signals, attenuators are used to adjust the individual signal levels.
In this case, an attenuator is a low frequency device, and it is usually set at a particular
desired level. Also, it is not a broad band device, so it is not intended to encode information
like a modulator. It is just intended to set a particular intensity level for the light going
through the attenuator.
An optical attenuator is typically an electro-optic switch, controlled by an applied
voltage. Commonly desired characteristics of such an attenuator are low switching voltages, a short switching length, long term stability (over tens of years), and maximum transmission
rate (i.e., transmission of approximately 100% of input power) when no attenuation is
applied, e.g., when zero voltage is applied to an electro-optic attenuator.
There are several types of known attenuators, including Mach Zehnder
interferometers, directional couplers, and active branching modulators (also called 3 -port
digital switches). Each of the above devices, when used as an attenuator, has its own disadvantages.
A Mach Zehnder interferometer typically suffers from long term bias drifts, thus
requiring periodic adjustment by an user. In addition, it can have geometrical biases arising
in the course of fabrication which can limit the zero voltage transmission capability.
A directional coupler is an optical analog of an earlier microwave device which can
also be used as an attenuator. However, a directional coupler must be fabricated to a precise
length to achieve both of the switched states, i.e., the full switched-off state and the full
switched-on state. Since the precise length of the directional coupler depends on complicated
fabrication conditions, it is difficult to fabricate directional couplers which can function as high quality attenuators.
An active branching modulator is described in detail in U.S. Patent No. 4,070,092,
and was invented by the inventor of the present invention. As shown in Fig. 2, an active
branching modulator is formed of a waveguide having a single input arm and two
symmetrical output branch arms separated by an angle θ. The active branching modulator
also includes an electrode structure which can apply an electric field across the two output
branch arms. As shown in Fig. 2, the electrode located in the middle portion between the two
output branch arms may have a voltage V applied thereon, and the electrodes on the side of
the two output branch arms may be grounded. Since the two output branching arms are
completely symmetrical, the optical power split between the two output branching arms is
approximately 50-50% when zero voltage is applied. When a voltage V is applied to the
middle electrode and the two side electrodes are grounded, the input power tends to exit in
one of the output branching arms. The switching state can be reversed by changing the
polarity of the voltage applied.
The output branch arm transmission as a function of the applied voltage for the active
branching modulator is shown in Fig. 3. As shown in Fig. 3, when the applied voltage is
approximately zero, the power split between the two output branch arms is about 50-50%.
When the applied voltage V increases, more of the input power tends to exit in one of the
output branch arms until almost 100% of the input power goes through that particular arm.
When the polarity of the applied voltage is switched, more of the input power starts to exit in
the other output branch arm in a similar fashion.
Since the active branching modulator is not an interferometer, it does not have the
type of undesirable bias drift problem associated with an interferometer. However, it is still
undesirable to use an active branching modulator as an attenuator, because the active
branching modulator only allows approximately 50% of the input power to go through each
output branch arm when zero voltage is applied. As mentioned earlier, an ideal attenuator
should allow maximum transmission (i.e., approximately 100%) of input power when zero
voltage is applied, and allow gradual decreasing transmission of input power when a voltage
is applied.
SUMMARY OF THE INVENTION
Accordingly, the present invention is directed to an optical attenuator that
substantially obviates one or more of the problems due to limitations and disadvantages of the
related art.
An object of the present invention is to provide an electro-optic attenuator that allows
maximum transmission of input power with zero voltage applied.
Another object of the present invention is to provide an optical attenuator that does
not suffer from bias drift or bias offset problems.
Additional features and advantages of the invention will be set forth in the description
which follows, and in part will be apparent from the description, or may be learned by
practice of the invention. The objectives and other advantages of the invention will be
realized and attained by the structure particularly pointed out in the written description and
claims hereof as well as the appended drawings.
To achieve these and other advantages and in accordance with the purpose of the
invention, as embodied and broadly described, an optical attenuator of the present invention
includes an input waveguide channel for receiving an optical input; a first waveguide output
branch with a first width; a second waveguide output branch with a second width, the second
width being different from the first width; and electrodes for selectively applying electric
fields of opposite directions to the first and second waveguide output branches.
In another aspect, an optical attenuator to be used in a fiber optic communication
system, includes a waveguide system formed in a crystal substrate, including an input channel
for receiving an optical input, a first output branch with a first width, and a second output
branch with a second width; electrodes for selectively applying electric fields of opposite
directions to the first and second output branches, respectively, wherein the first width and
the second width are sufficiently different so that 100% of the optic input goes through one of
the first and second output branches when no electric fields are applied by the electrodes.
In a further aspect, a fiber optic communication system according to the present
invention includes a plurality of laser sources each for transmitting an optic signal; a plurality
of modulators each for receiving a respective optic signal from one of the plurality of the
laser sources; a plurality of optical attenuators each for receiving a modulated signal from one
of the plurality of modulators; a multiplexer for receiving attenuated signals from the
plurality of optical attenuators; a fiber optical line for transmitting a multiplexed signal
received from the multiplexer, wherein each of the plurality of optical attenuators includes an
input waveguide channel for receiving the modulated signal from each of the plurality of
modulators, a first waveguide output branch with a first width, a second waveguide output
branch with a second width which is different from the first width, and electrodes for
selectively applying electric fields to the first and second waveguide output branches.
It is to be understood that both the foregoing general description and the following
detailed description are exemplary and explanatory and are intended to provide further
explanation of the invention as claimed.
BRIEF DESCRIPTION OF THE DRAWINGS
The accompanying drawings, which are included to provide a further understanding of
the invention and are incorporated in and constitute a part of this specification, illustrate
embodiments of the invention and together with the description serve to explain the principles
of the invention. In the drawings:
Fig. 1 illustrates a general WDM fiber optical communication system;
Fig. 2 illustrates the layout of a conventional active branching modulator;
Fig. 3 shows the output branch arm transmission as a function of an applied voltage
for the device of Fig. 2;
Fig. 4A is a top view of a waveguide branch formed in a crystal substrate;
Fig. 4B is a side view along line I-I of Fig. 4A;
Fig. 4C is a side view along line II-II of Fig. 4A;
Figs. 5 A and 5B show alternative configurations of the present invention;
Fig. 6 illustrates the layout of an optical attenuator with X- or Y-cut material
according to the present invention;
Fig. 7 shows a waveguide supporting only a single transverse mode;
Fig. 8 illustrates the layout of an optical attenuator with Z-cut material according to the present invention; and
Fig. 9 shows the output branch arm transmission as a function of an applied voltage
for an optical attenuator according to the present invention.
PET ATI ED DESCRIPTION OF THE PREFERRED EMBODIMENTS
Reference will now be made in detail to the preferred embodiments of the present
invention, examples of which are illustrated in the accompanying drawings.
An optical attenuator according to the present invention can be designed for X-cut, Y-
cut, or Z-cut LiNbO3 or LiTaO3 waveguide systems. As shown in Figs. 4A-4C, for example,
an optical attenuator includes a waveguide formed in a crystal substrate of LiNbO3 material. The waveguide is formed in the substrate by diffusing titanium (Ti) into the crystal substrate
according to a specific pattern. The diffused titanium raises an optical refractive index of the
crystal in the waveguide portion so that a laser projected onto one end of the crystal substrate
will travel along the specific pattern of the waveguide and be guided by the waveguide
structure because of its higher optical index. Alternatively, the optical refractive index of the
crystal substrate in the waveguide portion can also be raised by proton exchange.
As shown in Fig. 4A, the waveguide has one input branch arm for receiving input
optical power, and two output branch arms separated by a constant angle θ. Assuming the
width of the input branch arm is W, the two output branch arms have different widths, being
W+ΔW and W-ΔW, respectively. In the embodiment shown in Fig. 4A, the two output
branch arms are situated in such a way that they are symmetric with respect to the input
branch arm. In other words, each output branch arm forms a θ/2 angle with respect to the
input branch arm. In the present invention, the waveguide can have other configurations. For
example, as shown in Fig. 5 A, one output branch arm may form a straight line with the input
branch arm, the other output branch arm can form an angle θ with respect to the input branch
arm. Or alternatively, one output branch arm may form a larger angle with respect to the
input branch arm, and the other output branch arm may form a smaller angle with respect to
the input branch arm. Furthermore, as shown in Fig. 5B, the two output branch arms are not
necessarily separated by a constant angle θ. In other words, the angle between the two output
branch arms may be a variable and the two output branch arms may have a curved shape
extending away from the input branch arm.
As mentioned above and as shown in Figs. 4B and 4C, the waveguide region (i.e., the
shaded portions in Figs. 4B and 4C) has an increased optical refractive index as compared to
the other portions of the crystal substrate. When light travels in the waveguide, an effective
optical index, which is an average optical index of different portions of the substrate, is
sensed by the light. In the waveguide branch the light tends to travel along the branch arm
where the effective optical index is the highest. This effective optical index also varies in
accordance with an electric field applied thereon since the crystal substrate is an electro-optic
material. As a result, an electric field applied to a branch arm of the waveguide changes the
effective index of that particular branch arm. The magnitude and the direction of the change
in the effective index of a branch arm depends on the magnitude and the direction of the
electric field applied, and the particular orientation of the crystal substrate (i.e., whether it is
X-cut, Y-cut, or Z-cut material).
In addition, the effective optical index of a branch arm depends on the width of that
particular branch arm. For a branch arm having a wider width, the effective optical index is
higher. For a branch arm having a narrower width, the effective optical index is smaller.
Therefore, in the embodiment shown in Fig. 4A, the upper branch arm having the
width W+ΔW has a higher effective optical index as compared to the lower branch arm
having a width of W-ΔW. In the present invention, the difference between the widths of the
two branch arms, t.e., 2 ΔW, must be large enough so that the effective optical index of the
upper branch arm is sufficiently high as compared to that of the lower branch arm so that
almost 100% of the input power received through the input branch arm exits through the
upper branch arm when no voltage is applied. This allows the optical attenuator of the
present invention to have the maximum transmission capability when no voltage is applied.
As discussed above, the effective optical index also depends on electric fields applied
through the material. Fig. 6 illustrates an optical attenuator with X-cut or Y-cut material
according to the present invention. As shown in Fig. 6, various electrodes (shaded portions in
Fig. 6) can be set up along the two output branch arms. For the optical attenuator using X-cut
or Y-cut material, three electrodes are arranged as shown in Fig. 6 so that a horizontally
directed electric field can be applied to each output branch arm. As shown in Fig. 6, the
electrode located in the middle between the two output branch arms can be connected to a
voltage source having ±V voltages, and the two side electrodes can be grounded. This allows
an electric field having a horizontal direction (as represented by the dashed arrows in Fig. 6)
to be applied to the two output branch arms when a +V voltage is applied to the middle
electrode. When a -V voltage is applied the middle electrode, a horizontal directed electric
field having the opposite direction to that shown by the dashed arrows is applied to the two
output branch arms. The two side electrodes can be two separate electrodes or one single
wrapped-around electrode.
As a result of the applied electric field, the effective optical index of the two output
branch arms is either reduced or increased, depending on the particular direction and the
magnitude of the electric field applied and the crystal orientation of the substrate.
Accordingly, the effective optical index of one output branch arm increases while the
effective optical index of the other output branch arm decreases since the direction of the
electric fields applied is opposite for the two output branch arms. Consequently, it is possible
to gradually reduce the power exited through the upper output branch arm having the wider
width (W+ΔW), and to gradually increase the power exited through the lower output branch
arm having the narrower width (W-ΔW). As the magnitude of the voltage V gradually
increases, the level of attenuation achieved by the optical attenuator of the present invention
gradually increases so that a desired level of attenuation can be achieved and a specific
amount of input power exits through the upper output branch arm having the wider width.
The portion of input power exiting through the lower output branch arm can be guided to
elsewhere or discarded.
For the present invention to work the way it is intended, the width W of the input arm
of the waveguide branch should be small enough so that it supports only a single transverse
mode. As shown in Fig. 7, the first order transverse mode, which is excited for a single mode
input, has a Gaussian distribution wave form of optical intensity, across the waveguide of
width W. For an input waveguide which can support two transverse modes(for example one
of width 2W), with exitation by the second order transverse mode, the invention can still be
made to perform its desired function. However, in that case the optical mode will tend to
travel through the output waveguide arm with the lower effective index rather then the output
waveguide arm with the higher effective index. In both cases the output arms of the branch
are always constructed with a width that supports only a single transverse mode.
When such a single transverse mode input comes from the input branch arm, since the
upper output branch arm is wider than the lower one, the mode will travel through the upper
arm due to its higher effective index. When the upper output branch arm is sufficiently wide
as compared to the lower output branch arm, almost 100% of the input power will travel
along the upper branch arm. As mentioned earlier, an ideal optical attenuator allows a
maximum transmission of input power when zero voltage is applied. Therefore, the optical
attenuator of the present invention requires one of its output branch arms to be sufficiently
wide so that 100% of input power travels along that output branch arm when zero voltage is
applied. However, if only a certain percentage of input power is desired to go through one
branch arm when zero voltage is applied, the widths of the two branch arms can be varied
accordingly to achieve that particular goal. For example, the width of the two output branch
arms can be designed so that a 60-40% or 70-30% power split between the two output branch
arms are achieved when zero voltage is applied.
By applying a certain magnitude of electric field in a certain direction, it is possible to
lower the effective optical index in the wider output branch arm and raise the effective optical
index in the narrower output branch arm. This way, more and more of the input power can be
steered into the narrower output branch arm so that a desired level of attenuation can be
achieved. When 100% of the input power is steered into the narrower output branch arm, the
attenuator functions as an optical switch, and completely shuts off the transmission.
The embodiment shown in Fig. 6 is suitable for X-cut or Y-cut LiNbO3 material. The
different cut of a crystal material affects the crystal orientation and the electro-optical
response of a crystal substrate. Depending on the specific crystal material and orientation
used, different electrode arrangements can be used in the present invention to apply the
required electric field so that the desired characteristics of the optical attenuator can be
achieved.
Fig. 8 shows another embodiment of the present invention where a Z-cut LiNbO3
material is used. Similar to the embodiment shown in Fig. 6, one output branch arm has a
wider width as compared to the other one so that 100% (or whatever desired percentage) of
the optical input power exits through the wider output branch arm when zero voltage is
applied. The electrode arrangements are different from the embodiment shown in Fig. 6,
however. Here, a vertically directed electric field is required to change the effective optical
index of the Z-cut material so that a desired level of attenuation can be achieved. Although
Fig. 8 shows that a ±V voltage is applied to the electrode above the wider output branch arm
and a zero voltage is applied to the electrode above the narrower output branch arm, this
arrangement can be reversed. This specific arrangement of the electrodes and the voltages
applied depend on the specific orientation of the crystal used. However, as long as a
vertically directed electric field is applied to the two output branch arms in opposite
directions, the effective optical index of one output branch arm can be increased and that of
the other can be reduced.
In the present invention, the desired angle θ between the two output branch arms
depends on the specific length of the device, the width difference between the two output
branch arms, and the magnitude of the voltage applied to the optical attenuator. Typically,
the angle θ is in the range of approximately 0.06 to 0.24 degrees for output branch arms with
a length of approximately 0.36 - 1.43 cm, when proton exchanged LiTaO3 material is used. In
other words, the angle θ depends on the voltage-induced asymmetry and the geometrical
asymmetry that can be achieved in the optical attenuator of the present invention.
In addition to LiNbO3 and LiTaO3 waveguide systems, other material can also be
used, for example, various polymer waveguide materials, Indium Phosphide (InP), Gallium
Arsenide (GaAs), Strontium Barium Niobate (SBN), various other ferroelectric waveguide
materials, and various other semiconductor waveguide materials. In addition, other than the
use of the electro-optic effect in crystals described here, the thermo-optic effect in thermo-
optically active substrates, such as glass, may also be employed to practice the principles of
the present invention.
In the present invention, the typical width differences 2Δw between the two output
branch arms are about 1-2 microns, for a nominal branch arm with a width of 6-10 microns.
This also depends on the separation angle of the two branch arms and other factors in the
waveguide system. The numbers given are based on a Ti diffused or proton exchanged
LiNbO3 or LiTaO3 waveguide system operating at a wavelength of 1.3 or 1.55 microns.
Fig. 9 shows the output branch arm transmission as a function of the applied voltage
for the optical attenuator according to the present invention. As shown in Fig. 9, when the
applied voltage is zero, one output branch arm, i.e., the branch arm with the wider width, has
a maximum transmission while the other output branch arm has a transmission of
approximately zero. In other words, when no voltage is applied, maximum transmission of
input power is achieved by the optical attenuator of the present invention. When a certain
voltage is applied to the electrodes, the optical attenuator of the present invention achieves a
desired attenuation so that only a percentage of the input power exits through one of the
output branching arms. This is reflected by the curves in Fig. 9.
In operation with an optical modulator in a fiber optical communication system such
as that shown in Fig. 1, the optical attenuator of the present invention can be used either
before or after the modulator. In addition, the optical attenuator according to the present
invention can be fabricated simultaneously with a modulator on a single substrate. Since the
current trend is to integrate the attenuator with the modulator, this is the preferred choice.
Alternatively, the attenuator of the present invention can be fabricated separately with a
modulator on a different substrate.
When used in a fiber optical communication system, both the optical attenuator and
the modulator will need to be optimized for the desired optical polarization for the particular
material orientation used. A waveguide will generally support a traverse-electric (TE) mode
and a traverse-magnetic (TM) mode. For X-cut or Y-cut material, assuming LiNbO3 or
LiTaO3 is used as the substrate, TE mode is the optimal mode. For Z-cut material, TM mode
is the optimal mode. In other words, for these specific crystal orientations, in order to
optimize the performance of the optical attenuator, the input light has to use the specific
polarization. Therefore, for X-cut or Y-cut material, when a TE polarized mode input is
combined with the electrode structure shown in Fig. 6 (i.e., horizontally directed electric
fields), the optimal performance is achieved. Similarly, for Z-cut material, when a TM
polarized mode input is combined with the particular electrode structure of Fig. 8 (i.e.,
vertically directed electric fields), the optimal performance is achieved.
The operation of the optical attenuator of the present invention can be described
briefly as follows. Optical energy having a specific polarization is received at the input
branch arm of a single transverse mode waveguide. When zero voltage is applied to the
electrodes, approximately 100% of input power goes through one output branch arm of the
attenuator because of the geometric asymmetry between the widths of the two output branch
arms. When a voltage is applied to the electrodes in a specific direction and with a specific
magnitude, the amount of the input power going through the initial preferred output branch
arm slowly decreases until a desired attenuation level is reached.
The present invention can be applied to any electro-optic material system in which
vertically or horizontally directed electric fields are employed. In addition, the present
invention can be used as an attenuator in other configurations. For example, it can be used as
an attenuator in a switching array, besides being used as an attenuator for a single modulator
as described in detail in this application. The present invention can also be used as a single
polarity switch, i.e., only voltage of a single polarity is required, in an application where such
a feature is desired. As shown in Fig. 9, only the specific polarity represented by the arrow at
the bottom of the curve is required to operate this optical attenuator.
In summary, the present invention utilizes an asymmetrical active branching
modulator as an optical attenuator. Accordingly, the optical attenuator according to the
present invention has a geometrical bias between its two branching arms so that maximum
transmission of input power along one branching arm is automatically achieved in the zero
applied voltage state. Due to the nearly flat slope of the switching curve (as shown in Fig. 9)
in the fully switched state, the transmission of the optical attenuator according to the present
invention is very insensitive to small changes in geometry. In contrast, the bias of a Mach
Zehnder interferometer is very sensitive to small changes in geometry, which can drastically
change the transmission rate. In addition, since the optical attenuator of the present invention
is not an interferometric device, there is no analog to the long term bias drift which affects the
output transmission of Mach Zehnder interferometers. Consequently, the optical attenuator
of the present invention has very good long term stability without need for trimming or
adjustment of the applied voltage in order to maintain a fixed transmission value.
It will be apparent to those skilled in the art that various modifications and variations
can be made in the optical attenuator of the present invention without departing from the
spirit or scope of the invention. Thus, it is intended that the present invention cover the
modifications and variations of this invention provided they come within the scope of the
appended claims and their equivalents.