WO2000068275A1 - Non-symmetrical free radical initiators and process for use therewith - Google Patents

Non-symmetrical free radical initiators and process for use therewith Download PDF

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Publication number
WO2000068275A1
WO2000068275A1 PCT/US2000/012700 US0012700W WO0068275A1 WO 2000068275 A1 WO2000068275 A1 WO 2000068275A1 US 0012700 W US0012700 W US 0012700W WO 0068275 A1 WO0068275 A1 WO 0068275A1
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free radical
unit
polymerization
formula
core
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PCT/US2000/012700
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French (fr)
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Randall Stryker Matthews
Steven Daryl Smith
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The Procter & Gamble Company
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Priority to AU51291/00A priority Critical patent/AU5129100A/en
Publication of WO2000068275A1 publication Critical patent/WO2000068275A1/en

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    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G83/00Macromolecular compounds not provided for in groups C08G2/00 - C08G81/00
    • C08G83/002Dendritic macromolecules
    • C08G83/003Dendrimers
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F2/00Processes of polymerisation
    • C08F2/04Polymerisation in solution
    • C08F2/06Organic solvent
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F251/00Macromolecular compounds obtained by polymerising monomers on to polysaccharides or derivatives thereof
    • C08F251/02Macromolecular compounds obtained by polymerising monomers on to polysaccharides or derivatives thereof on to cellulose or derivatives thereof
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F257/00Macromolecular compounds obtained by polymerising monomers on to polymers of aromatic monomers as defined in group C08F12/00
    • C08F257/02Macromolecular compounds obtained by polymerising monomers on to polymers of aromatic monomers as defined in group C08F12/00 on to polymers of styrene or alkyl-substituted styrenes
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F265/00Macromolecular compounds obtained by polymerising monomers on to polymers of unsaturated monocarboxylic acids or derivatives thereof as defined in group C08F20/00
    • C08F265/04Macromolecular compounds obtained by polymerising monomers on to polymers of unsaturated monocarboxylic acids or derivatives thereof as defined in group C08F20/00 on to polymers of esters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F291/00Macromolecular compounds obtained by polymerising monomers on to macromolecular compounds according to more than one of the groups C08F251/00 - C08F289/00
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F293/00Macromolecular compounds obtained by polymerisation on to a macromolecule having groups capable of inducing the formation of new polymer chains bound exclusively at one or both ends of the starting macromolecule
    • C08F293/005Macromolecular compounds obtained by polymerisation on to a macromolecule having groups capable of inducing the formation of new polymer chains bound exclusively at one or both ends of the starting macromolecule using free radical "living" or "controlled" polymerisation, e.g. using a complexing agent
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F4/00Polymerisation catalysts
    • C08F4/04Azo-compounds

Definitions

  • the present invention relates to non-symmetrical free radical polymerization initiators and for processes which initiate polymerization, and polymerization reactions which are conducted in the presence of said unsymmetrical free radical initiators.
  • the present invention processes allow the formulator to control the type and degree of polymerization due to the initiators of the present invention.
  • Polymers are ubiquitous, occuring both in nature and as a result of human endeavor. As polymerization has been utilized to construct new materials which serve to replace or improve naturally occuring materials, methods have been developed to control the parameters of the chemical processes which form the actual polymeric material. Control of these processes has allowed the artisan to tailor polymers to meet specific technical requirements. Polymerization thermodynamics and kinetics are well understood and the application of this knowledge has provided the formulator with a wide array of options for conducting polymerization reactions, inter alia, free radical polymerization reactions.
  • star polymers One type of polymerization and category of polymer known as "star" polymers. These types of polymers, unlike linearly propagating or randomly branching polymers, have a requirement that from a basic "core backbone” branches are deliberately built up in a manner wherein each branch has the same relative degree of polymerization and/or branching. However, free radical polymerization reactions which employ conventional initiators may lead to side reactions wherein monomers are added to a propagating chain which is not a branch or otherwise affixed to the polymer core. These impurities are not only wastefully of starting monomer, but change the bulk properties of the resultant polymer, for example, the formulator is left with an admixture of desired star polymer and unwanted linear impurity.
  • the first aspect of the present invention relates to a process for initiating polymerization, said process comprising the steps of a) reacting a non-symmetrical initiator having the formula:
  • R— N N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmet ⁇ cal initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula:
  • L unit is a substituted or unsubstituted- C,-C 10 linear or branched alkylene, C 3 -C 2 o arylene, C 4 -C 20 alkyl substituted arylene, C 4 -C 20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmet ⁇ cal initiator to form a conjugate having the formula:
  • A' is a linking unit to said polymer core; b) adding to said conjugate a least one monomer capable of forming a polymer to form a reaction mixture; and c) initiating polymerization by heating said reaction mixture to a temperature sufficient to form a free radical conjugate having the formula-
  • the preset invention relates to non-symmetrical free radical initiators and to processes for initiating polymerization and processes for conducting polymerization in the presence thereof
  • the initiators of the present invention are azo initiators which break down to release nitrogen gas and two free radical fragments, said initiators have the general formula:
  • R— N N— L— A wherein R is a unit which forms a free radical, but said free radical does not initiate or propagate polymerization.
  • the unit -LA serves two purposes. The first is to link the free radical initiator to a core fragment via a linking unit A the second purpose is to form a free radical capable of initiating polymerization.
  • A' the term of the present invention once the A unit is linked to a core unit or fragment, said A unit is identified by the term A'.
  • the L unit serves to form a free radical having the formula:
  • said free radical capable of initiating polymerization in the presence of one or more monomers.
  • the structure of L will support formation of an active free radical and will be substituted by one or more units which activate said free radical
  • the structure of L mimics in part the bulk structure of the monomers which will be propagated by the use of the free radical initiators of the present invention. Setting forth one problem solved by the non-symmetrical initiators and the process for initiating a polymerization reaction therewith relates to star polymers.
  • a non-limiting example of the controllable use of the non-symmetrical free radical initiators involves the controlled extension of the three polymer chains which can propagate from the core unit depicted herein.
  • the non-symmetrical initiator has been attached to a moiety of the core unit which is capable of reacting with said initiator.
  • the formulator may chose to form a conjugate wherein any number of functional core units remain unreacted with initiators The conjugate is then heated to a temperature which forms free radicals having the formula.
  • R radicals are radicals which do not initiate polymerization as described herein below. Polymerization can now be controllably conducted at each L sight using one or more monomers which can be added via free radical polymerization.
  • the non-symmetrical free radical initiators of the present invention have the formula:
  • R— N N— L— A wherein R moiety which is capable of forming a stable free radical which does not promote free radical polymerization under the conditions of the processes described herein below. R does not initiate polymerization under the conditions of the present invention processes.
  • R units are substituted or unsubstituted t ⁇ phenylmethyl units having the formula: wherein each R 1 is independently selected from the group consisting of: a) hydrogen; b) C,-C, 2 alkyl; c) C 3 -C 12 cycloalkyl; d) C 3 -C,, substituted or unsubstituted aryl; e) C 4 -C, 5 substituted or unsubstituted alkylenearyl; f) -N(R 2 ) 2 ; g) -OR 2 ; h) -SR 2 ; ⁇ ) and mixtures thereof; wherein each R 2 is independently selected from the group consisting of hydrogen, C,-C 4 alkyl, C 3 - C
  • R 1 units are preferably any unit which serves to stabilize the free radical R towards non- reactivity and may include one or more substitutions per aryl unit.
  • R 1 units are hydrogen, methoxy, and mixtures thereof.
  • Preferred R 2 units are hydrogen, C,-C 4 alkyl, and mixtures thereof; more preferably hydrogen or methyl.
  • L units are any unit which is capable of forming a free radical moiety having the formula:
  • L unit is an unsubstituted C C, 0 linear or branched alkylene, substituted C,-C 10 linear or branched alkylene, unsubstituted C 3 -C 20 arylene, substituted C 3 -C 20 arylene C 4 -C 20 alkyl substituted arylene, unsubstituted C 4 -C 20 alkylarylene, substituted C 4 -C 20 alkylarylene, and mixtures thereof.
  • the preferred L unit is one which promotes the initiation of polyme ⁇ zation.
  • the L units of the present invention may be substituted by moieties which promote the stabilization or enhance the reactivity of the resulting free radical moiety.
  • a preferred substituted unit is a nit ⁇ le substituted alkylene unit.
  • Other preferred L units include arylene units.
  • Preferred L units have a tertiary carbon atom which is adjacent to the azo unit thereby resulting m a tertiary free radical species once the process begins.
  • Non-hmitmg examples of L units include 2,2'- ⁇ sopropyhdene; 1 ,2- ⁇ sobutylene; 1,3- isopentylene; having the formulae:
  • a units serve to attach the free radical initiators of the present invention to a core unit or to an initiator unit.
  • the A units of the present invention once reacted with the core unit or initiator unit are identified herein as A' units.
  • Non-hmitmg examples of A units include units selected from the group consisting of -C0 2 H, -COOR', -NH 2 , -OH, halogen, and mixtures thereof, wherein -OR' is any labile alcohol moiety.
  • Halogen includes fluonne, chlo ⁇ ne, bromine, and iodine.
  • Non-limiting examples of -LA units include /j ⁇ ra-carboxyphenyl, 2-cyano-4-carboxybut- 2-yl; 2-cyano-5-carboxypent-2-yl; 6-carboxy-2-naphthyl; l-cyano-l-(4-carboxyphenyl)ethyl; and mixtures thereof
  • An example of attachment of a non-symmetrical initiator to a core includes reaction of two equivalents of the unit RNNL-C0 2 H with 1,3-propylene glycol to form a conjugate as depicted in the following scheme: ,OH
  • aryl and arylene relate to aromatic ring systems which comprise only carbon atoms, inter aha, phenyl or phenylene, and to ring systems which also comprise heteroatoms, inter aha, furyl or furylene.
  • Non-hmitmg examples of ring systems which are suitable for use in the free radical initiators of the present invention include phenyl, tolyl, xylyl, cumenyl, napthyl, biphenyl, thienyl, furyl, pyrrolyl, pyridmyl, pyrazmyl, thiazolyl, pynmidinyl, quinolmyl, triazolyl, tetrazolyl, benzothiazolyl, benzofuryl, mdolyl, mdenyl, azulenyl, fluorenyl, anthracenyl, oxazolyl, isoxazolyl, isotriazolyl, lmidazolyl, pyraxolyl, oxadiazolyl, indolizmyl, indolyl, isoindolyl, purmyl, quino zmyl, quinolmyl, lsoqu
  • the core to which the non-symmetrical initiator is bonded via the A units can be any compound which is useful for prepa ⁇ ng a polymer, / e , a compound from which one or more polymer chains may propagate.
  • the core can be any which is known m the art, inter aha, poly- functional units which are used to form the core of "star polymers".
  • Each moiety of the core which reacts with the non-symmetrical free radical initiator serves as an arm from which linear polymerization is propagated.
  • the core is a single molecule or linear oligomer having between one and about 100 functional moieties capable of forming a stable covalent bond with the A unit of an unsymmetrical free radical inhibitor of the present invention.
  • Functional moieties capable of forming a stable covalent bond with A include, but are not limited to, carboxyhc acids, amines, alcohols, hahdes, and isocyanates.
  • Non-limiting examples of suitable cores include discrete molecules such as functionalized aromatics (e g , functionalized benzene), sugars (e g , cyclodext ⁇ ns), functionalized ca xaranes, functionalized dendrimers, amines such as ethylenediamme and ammonia, and pentaerythritol.
  • suitable cores also include ohgomers Such o gomers can be derived, for example, from functionalized polymerized divmylbenzene; hydroxyethyl methacrylate and methyl methacrylate; acrylic acid and methyl acrylate; and functional siloxanes.
  • One preferred embodiment of the present invention relates to dend ⁇ me ⁇ c polymers.
  • suitable dend ⁇ me ⁇ c cores are disclosed m "Starburst ® /Cascade Dendrimers:
  • Non-hmiting examples of cores are of the STARBURST ® topology, many of which are commercially available from sources such as Ald ⁇ ch Chemical Co., Milwaukee, WI.
  • Suitable cores include those sold under the Astramol ® name, such as Polypropylemmine Tetraamme Dend ⁇ mer, Generation 1.0 (DAB-Am- 4) having 4 surface primary amino groups, from Ald ⁇ ch Chemical Co., Milwaukee, WI.
  • Astramol ® name such as Polypropylemmine Tetraamme Dend ⁇ mer, Generation 1.0 (DAB-Am- 4) having 4 surface primary amino groups, from Ald ⁇ ch Chemical Co., Milwaukee, WI.
  • the core will have at least one moiety which is capable of reacting with the A unit of the non-symmetrical free radical initiators of the present invention
  • the core may be coupled with an initiator wherein A is -C0 2 H
  • a core comprising one or more hydroxyl units may be functionalized with
  • the present invention relates to a process for initiating a free radical polymerization reaction.
  • the present invention also relates to a free radical polymerization process utilizing the non-symmet ⁇ cal free radical initiators of the present invention. Initiation Process and Polymerization Process
  • the present invention relates to a process for initiating polymerization comprising the steps of: a) reacting a non-symmetrical initiator having the formula:
  • R— N N— L— A
  • R is a unit which is capable of forming a stable free radical and not initiating a free radical polyme ⁇ zation reaction, preferably R is a substituted or unsubstituted t ⁇ phenylmethyl unit
  • A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetrical initiator to a polymer core
  • L is a unit capable of forming a free radical moiety having the formula:
  • L unit is a substituted or unsubstituted: C,-C 10 linear or branched alkylene, C 3 -C 20 arylene, C 4 -C 20 alkyl substituted arylene, C 4 -C 20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
  • the present invention also relates to a polymerization process which utilizes the initiators of the present invention, said process comprising the steps of:
  • A) initiating polymerization with a non-symmetrical initiator comprising the steps of: a) reacting a non- symmetrical initiator having the formula:
  • R— N N— L— A
  • R is a unit which is capable of forming a stable free radical and not initiating a free radical polymerization reaction, preferably R is a substituted or unsubstituted t ⁇ phenylmethyl unit
  • A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core
  • L is a unit capable of forming a free radical moiety having the formula:
  • L unit is a substituted or unsubstituted: C,-C 10 linear or branched alkylene, C 3 -C 20 arylene, C 4 -C 20 alkyl substituted arylene, C 4 -C 20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
  • the present invention further relates to a process comp ⁇ sing the steps of A) initiating polymerization with a non-symmetrical initiator comp ⁇ sing the steps of: a) reacting a non-symmetrical initiator having the formula:
  • R— N N— L— A
  • R is a unit which is capable of forming a stable free radical and not initiating a free radical polymerization reaction, preferably R is a substituted or unsubstituted t ⁇ phenylmethyl unit
  • A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core
  • L is a unit capable of forming a free radical moiety having the formula:
  • L unit is a substituted or unsubstituted: C,-C 10 linear or branched alkylene, C 3 -C 20 arylene, C 4 -C 20 alkyl substituted arylene, C 4 -C 20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
  • the first step of the initiation process involves reacting a non-symmetrical free radical initiator with a polymerization core to form a conjugate.
  • the polymerization cores of the present invention may be mono-functional or polyfunctional as described herein.
  • the conjugate is formed by any reaction or under any conditions which all the free radical initiator to bond with the core without causing the fragmentation of the initiator portion. The formation of the conjugate can be undertaken in the presence of one or more monomers, said monomers ultimately forming the desired polymer, the reaction to form which is being initiated.
  • the conjugate can be formed in situ and the monomer addition which constitutes general process step (b) can then ensue or the conjugate once formed in step (a) can be isolated and purified, especially in the case wherein it is necessary to control the number of initiators per equivalent of core material or the case wherein sequential polymerization is to be accomplished.
  • sequential polymerization is defined herein as polymers which are built up by a series of polymerization reactions using different monomers, mixtures of monomers, or ratios of monomer for each sequence.
  • a non- hmiting example of a polymer formed sequentially comprises a core having the formula:
  • Step (b) or the initiation process or polymerization process of the present invention can be conducted in the presence of a solvent or without a solvent
  • a solvent may be used m step (a) to facilitate the formation of the conjugate and may optionally be left in the reaction mixture to aid in the solub zing of the reagents which are combined m step (b).
  • a solvent may be used as a carrier to deliver one or more monomers to the reaction vessel m which the polymerization reaction is to take place.
  • a solvent may be used in step (b) and then removed prior to the initiation step which forms the free radical initiator, especially the case wherein the polymerization is conducted at a temperature above the boiling point of the solvent.
  • Non-hmitmg examples of solvents include aliphatic alcohols, glycols, ethers, glycol ethers, pyrro dines, N- alkyl pyrrohdones, polyethylene glycols, polypropylene glycols, amides, carboxylic acids, esters, organosulfides, sulfoxides, sulfones, alcohol derivatives, hydroxyether derivatives, ammo alcohols, ketones, aromatics, and the like.
  • Specific non-limiting examples include ethylene glycol, propylene glycol, diethylene glycol, glycerin, dipropylene glycol, tetrahydrofuran, and the like.
  • Particularly preferred solvents include N,N-d ⁇ methylformam ⁇ de (DMF), benzene, toluene, ter/-butylbenzene, dioxane, and p ⁇ mary alcohols such as methanol, ethanol, ⁇ -propanol, iso- propanol, and n-butanol
  • N.N-dimethylformamide, benzene, toluene, dioxane, /;- butanol, and /e/-/-butylbenzene are more preferred, particularly N.N-dimethylformamide, benzene, 77-butanol, and tert-butylbenzene.
  • Solvents may be use to adjust the viscosity of the reaction mixture.
  • the free radical forming step of the initiation process or of the polymerization process is conducted at a temperature which breaks down the non-symmetrical initiator liberating a molecule of nitrogen gas, a stable free radical R and a free radical L moiety which is capable of initiating polymerization, said fragmentation having the general scheme:
  • R— N N— L— A — 0-[CORE] > ⁇ -L— A' — 0-[CORE] + N 2 + R- wherein this fragmentation can occur in the presence of a monomer or absent a monomer.
  • the polymer propagation step of the polymerization process of the present invention may be conducted at any temperature which enables free radical polymerization, preferably from about 0 C C to about 160 °C. At lower temperatures (typically from about 0 °C to about 30 °C), radiation such as ultraviolet radiation may be required for displacement of the t ⁇ tylazo moiety.
  • the polymer is formed through heating at a temperature from about 60 °C, more preferably from about 70 °C, most preferably from about 90 °C to about 160 °C, more preferably to about 120 °C, most preferably to about 115 °C.
  • the polymer is most preferably formed below the decomposition temperature of the stable free radical agent.
  • DEPN is known to decompose above 120 °C.
  • the temperature at which the reaction is conducted may be modified throughout formation of the polymer, i.e , the temperature may be decreased or increased as the ordinary artisan determines necessary. For example, as additional or different monomer is added (e.g , wherein a block copolymer is being formed), cooling may be required prior to introducing such monomer.
  • the temperature may need modification depending upon the success of the reaction, i.e , whether the reaction is progressing too rapidly or not rapidly enough.
  • a preferred polymerization process of the present invention utilizes stable free radical agents (SFRA's) to modulate the process, said process comprising the steps of:
  • A) initiating polymerization with a non-symmetrical initiator comprising the steps of: a) reacting a non-symmetrical initiator according to the present invention with a polymer core to form a conjugate; b) heating said conjugate to a temperature sufficient to form a free radical conjugate;
  • stable free radical agents are well known in the art and are used to modulate the polymerization by controlling the kinetic and/or thermodynamic conditions under which polymerization occurs.
  • stable free radical agents are described in U.S. 5,498,679 Moffat et al., issued March 12, 1996; U.S. 5,412, 047 Georges et al., issued May 2, 1995; EP 0 773 232 published May 14, 1997; EP 0 869 137 published October 7, 1991; EP 0
  • Non-limiting examples of preferred stable free radical agents for use in the present invention are nitroxides.
  • nitroxides are either commercially available or synthesized according to known methods.
  • the synthesis of nitroxides from amine precursors is described by Rozantsev and Sholle, in Synthesis, pp. 190 - 202 (1971) and "Improved Methods for the Oxidation of Secondary Amines to Nitroxides", Rauckmann et al., Synthetic Communications, pp. 409 - 413 (1975).
  • Other compounds which are useful as stable free radical agents according to the processes of the present invention include the dithioesters disclosed in WO 98/01478 published January 15, 1998 and WO 99/05099 published February 4, 1999 both of which are included herein by reference.
  • PROXYL 2,2,5,5-tetramethylpyrrohd ⁇ ne mtroxide
  • TEMPO 2,2,6,6-tetramethyl-l-p ⁇ pe ⁇ dme nitroxide
  • DTBN dnsobutyl nitroxide
  • DEPN N-tert-butyl-l-d ⁇ ethylphosphono-2,2-d ⁇ methylpropyl nitroxide
  • said agent is present m an amount which will modulate the reactivity of the propagating site.
  • the molar ratio of stable free radical agent to initiating site will range from about 1 : 1 (SFRA : initiating site) to about 3 : 1 (SFRA : initiating site), more preferably from about 1.1 : 1 to about 2 : 1 , even more preferably from about 1.1 : 1 to about 1.7 . 1 , and most preferably from about 1.1 : 1 to about 1.5 : 1.
  • Any stable free radical agent known m the art may be utilized according to the present invention.
  • Preferred stable free radical agents are set forth herein belo .
  • the monomers or mixtures of monomers which are suitable for use m the processes of the present invention are any which are capable of polymerizing via a free radical mechanism.
  • Examples of preferred monomers of the present invention have the formula:
  • each R 1 is independently a) hydrogen; b) C,-C 4 alkyl; c) substituted or unsubstituted phenyl, d) substituted or unsubstituted benzyl; e) carbocychc; f) heterocychc; g) and mixtures thereof;
  • the monomers of the present invention may also comprise cyclically polymerizing monomers, a non-hmitmg example of which is the diene having the formula
  • Preferred vinyl aromatic monomers include styrene, ⁇ -methylstyrene, 3,4- dimethylstyrene, 4-methylstyrene, 2-chlorostyrene, 3-methylstyrene, 3-chlorostyrene, 4- methoxystyrene, 4-chloro-3-methylstyrene, 2-hydroxymethylstyrene, 3-(/ert-butyl)styrene, 4- chloro-3-methylstyrene, 2,4-d ⁇ chlorostyrene, 4-ethylstyrene, 2,6-d ⁇ chlorostyrene, 4- ethoxy styrene, 1-vmylnapthalene, vmyltoluene, 2-vmylpy ⁇ d ⁇ ne, 4-vmylpy ⁇ d ⁇ ne, 2- vmylnapthalene, 1 - ⁇ -methylvmylnapthalene, 2- ⁇ -methylvmylnapthal
  • Preferred acryl monomers include ethyl acrylate, cyclohexyl acrylate, propyl acrylate, z-sO-decyl acrylate, j-SO-propyl acrylate, phenyl acrylate, butyl acrylate, norbornyl acrylate, iso- butyl acrylate, zso-bornyl acrylate, hexyl acrylate, alkylthioalkyl acrylates, tert-butyl acrylate, alkoxyalkyl acrylates, 2-ethylhexyl acrylate, methoxyethyl acrylate, nonyl acrylate, ethoxyethyl acrylate, lauryl acrylate, acrylonit ⁇ le, stearyl acrylate, dialkylacrylamide, methyl acrylate, pentyl acrylate, hexyl acrylate, 3,3-d ⁇ methoxypropyl acryl
  • Preferred methacryl monomers include methyl methacrylate, 2-ethylhexyl methacrylate, ethyl methacrylate, cyclohexyl methacrylate, 2,2,2-t ⁇ fluoroethyl methacrylate, octyl methacrylate, ⁇ -propyl methacrylate, ⁇ so-oc y ⁇ methacrylate, z-SO-propyl methacrylate, decyl methacrylate, /?
  • Preferred conjugated diene monomers include 1,3-butad ⁇ ene, isoprene, 2,3-d ⁇ methyl-l,3- butadiene, 1,3-pentadiene, 2-methyl-6-methylene-2J-octad ⁇ ene (myrcene), 2-methyl-3-ethyl-1.3- butadiene, 2-methy 1-3 -ethyl- 1,3-pentadiene, 1,3-hexad ⁇ ene, 2-methyl-l,3-hexad ⁇ ene, 1,3- heptadiene, 3-methyl-l,3-heptad ⁇ ene, 1,3-octad ⁇ ene, 3-butyl-l,3-octad ⁇ ene, 3,4-d ⁇ methyl-l,3- hexadiene, 3- ⁇ -propyl- 1,3-pentadiene, 4,5-d ⁇ ethyl-l ,3-octad ⁇ ene, 2,4
  • Suitable monomers for use in the present invention include tetrafluoroethylene, hexafluoropropylene, perfluoro(alkyl vmyl ethers), 2-methacryloxyethyl lmoleate, diallyl maleate, diallyl fumarate, diallyl phthalate, 2-(3- ⁇ sopropenylphenyl)-2- ⁇ socyanatopropane, vinyl acetate, vmyl propionate, vinyl butanoate, 3-buteno ⁇ c acid, 2-acrylam ⁇ do-2-methyl-propane sulfomc acid (AMPS), methallyl sulfonic acid, vmyl sulfomc acid, 2-acrylam ⁇ do-2-methyl- propane phospho c acid (AMPS), vinyl phosphonic acid, vinyl py ⁇ dme, methylene malononit ⁇ le, propylene, chloroprene, vinyl chloride, vmyl bromide, vinyl fluor
  • Still other preferred monomers useful in the present invention include silicon group containing monomers, including pentamethyldisiloxanylpropyl methacrylate, heptamethylt ⁇ siloxanylethyl acrylate, phenyltetramethyldisiloxanylethyl acrylate, iso- butylhexamethylt ⁇ siloxanylpropyl methacrylate, methyld ⁇ (t ⁇ methyls ⁇ loxy)- methacryloxymethylsilane, «-propyloctamethyltetras ⁇ loxanyl propyl methacrylate, tert- butyltetramethyldisiloxanylethylacrylate, «-pentylhexamethylt ⁇ s ⁇ loxanylmethyl methaerylate, vinylt ⁇ methoxysilane, vinylt ⁇ ethoxysilane, vinyl-t ⁇ s (2-methoxy-ethoxy) silane, 3- acryloxyethylt ⁇ methoxysilane, 3-acryloxy
  • the polymer thus prepared according to the present method can, if desired, be isolated from the reaction mixture by standard methods well-known to the ordinarily skilled artisan.
  • the polymer may be isolated by precipitation utilizing a solvent in which the polymer is not soluble.
  • the number average molecular weight (M n ), weight average molecular weight (M , and polydispersity of the polymers prepared according to the present invention are analyzed by conventional processes.
  • EXAMPLE 2 A flask is charged with Starburst ® (PAMAM) Dend ⁇ mer, Generation 1 (commercially available from Ald ⁇ ch Chemical Co. as a 20% solution in methanol, and having 8 surface p ⁇ mary amme groups). The methanol is concentrated to give 1.43 g of the dend ⁇ mer.
  • PAMAM Starburst ®
  • Generation 1 commercially available from Ald ⁇ ch Chemical Co. as a 20% solution in methanol, and having 8 surface p ⁇ mary amme groups.
  • the methanol is concentrated to give 1.43 g of the dend ⁇ mer.
  • the dendrimer is dissolved in N.N-dimethylformamide (DMF, 140 mL) and diisopropylethylamme (4 14 mL), the (t ⁇ tylazo)funct ⁇ onal ⁇ zed compound of Example 1 (3 45 g), and 0-(7- azabenzot ⁇ azol-l-yl)-l ,l,3,3-tetramethyluron ⁇ um hexafluorophosphate (HATU, commercially available from Perseptive Biosystems, Hamburg, Germany or Ald ⁇ ch Chemical Co., Milwaukee, WI) is sequentially added This mixture is stirred under a drying tube for 17 hours at 25 °C The DMF is substantially removed by rotary evaporation in vacuo.
  • DMF N.N-dimethylformamide
  • HATU 0-(7- azabenzot ⁇ azol-l-yl)-l ,l,3,3-tetramethyluron ⁇ um hexafluorophosphate
  • the resulting oil is re-dissolved m dichloromethane (15 mL) and slowly added to a well-stirred mixture of ethe ⁇ dichloromethane (4: 1, 625 mL). The liquids are decanted from the product which is then re-dissolved in dichloromethane (25 mL) Another ethe ⁇ dichloromethane mixture (3.1 , 1 100 mL) is added. The mixture is stirred for 30 minutes The resulting precipitate is collected by filtration. Re- precipitation is performed as above to provide the functional initiator which is utilized without further purification.
  • EXAMPLE 3 A flask is charged with an oligome ⁇ c 1 : 1 copolymer of methyl methacrylate and hydroxymethyl methacrylate, weight average molecular weight, 14,400 (360 mg).
  • Dichloromethane is added (15 mL), followed by dimethylammopy ⁇ dine (30.5 mg), the (t ⁇ tylazo)funct ⁇ onahzed compound of Example 1 (740 mg in 15 mL dichloromethane), and dicyclohexylcarbodnmide (387 mg).
  • the mixture stirs for about 18 hours at 25 °C.
  • the reaction mixture is filtered to remove the resulting urea by-product, and then concentrated in vacuo to approximately a 10 mL volume.
  • EXAMPLE 4 A flask is charged with Starburst ® (PAMAM) Dendrimer, Generation 2 (commercially available from Ald ⁇ ch Chemical Co. as a 20% solution m methanol, and having 16 surface p ⁇ mary amme groups). The methanol is evaporated under reduced pressure to yield approximately 490 mg of dendrimer. The dendrimer is dissolved in N,N-d ⁇ methylformam ⁇ de (10 mL) followed by an excess of N,N-d ⁇ sopropylethylarmne and an excess of the (t ⁇ tylazo) functionalized compound of Example 3b (bromide) With a drying tube attached, the mixture is stirred for approximately 48 hours.
  • PAMAM Starburst ®
  • Generation 2 commercially available from Ald ⁇ ch Chemical Co. as a 20% solution m methanol, and having 16 surface p ⁇ mary amme groups.
  • the methanol is evaporated under reduced pressure to yield approximately 490 mg of dendrimer.
  • the N,N-d ⁇ methylformam ⁇ de is removed under high vacuum.
  • the resulting oil is taken up m methanol and re-precipitated to provide a functional initiator having 32 arms due to double addition of the bromide to each of the surface primary amme groups
  • EXAMPLE 6 To a reactor is charged N-ter/-butyl-l-d ⁇ ethylphosphono-2,2-d ⁇ methylpropyl nitroxyl (DEPN; 0.29 g, 1 mmol) the functional initiator of Example 2 (0.1 mmol), butyl acrylate (40 g, 313 mmol), and approximately 2.5 mL of N.N-dimethylformamide. This mixture is repeatedly degassed with vacuum and re-pressurized with nitrogen gas and immersed in an oil bath at 110 °C for 16 hours The resulting polymer is diluted with tetrahydrofuran and then isolated by precipitation into a wate ⁇ methanol (10:90, v:v) mixture and vacuum d ⁇ ed. The polymer is characterized by GPC analysis utilizing refractive index, light scattering and differential viscosity detectors.
  • EXAMPLE 7 To a reactor is added DEPN (0.044 g, 0.15 mmol), the functional initiator of Example 3 (0.012 mmol), and styrene (5 g, 48 mmol) This mixture is repeatedly degassed with vacuum and re-pressu ⁇ zed with nitrogen gas and immersed m an oil bath at 120 °C for 22 hours. The polymer is isolated by precipitation into methanol and vacuum dried The polymer is characterized by GPC analysis utilizing refractive index, light scattering and differential viscosity detectors.
  • DEPN 0.044 g, 0.15 mmol
  • the functional initiator of Example 3 0.012 mmol
  • styrene 5 g, 48 mmol
  • EXAMPLE 10 To a reactor is added 0.05 g (0.15 mmol) of d ⁇ (th ⁇ obenzoyl) disulfide, 0.012 mmol) of the functional initiator of Example 3, and 5 grams (0 05 mol) of methyl methacrylate. This mixture is degassed with vacuum, re-pressu ⁇ zed with nitrogen gas, and immersed in an oil bath at 60 °C for 22 hours. The resulting polymer is diluted with tetrahydrofuran and then isolated by precipitation into methanol and vacuum dried. The polymer is characterized by GPC analysis utilizing refractive index, light scattering, and differential viscosity detectors.

Abstract

The present invention relates to non-symmetrical free radical polymerization initiators and for processes which initiate polymerization, and polymerization reactions which are conducted in the presence of said unsymmetrical free radical initiators. The present invention processes allow the formulator to control the type and degree of polymerization due to the initiators of the present invention. The process for initiating polymerization comprises the steps of: (a) reacting a non-symmetrical initiator having the formula: R-N=N-L-A, wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula: .L-, said L unit is a substituted or unsubstituted; C1-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula: [R-N=N-L-A']n-[Core], wherein A' is a linking unit to said polymer core; (b) adding to said conjugate at least one monomer capable of forming a polymer to form a reaction mixture; and (c) initiating polymerization by heating said reaction mixture to a temperature sufficient to form a free radical conjugate having the formula: [.L-A']n-[Core], said temperature from about 0 °C to about 160 °C.

Description

NON-SYMMETRICAL FREE RADICAL INITIATORS AND PROCESS FOR USE THEREWITH
FIELD OF THE INVENTION The present invention relates to non-symmetrical free radical polymerization initiators and for processes which initiate polymerization, and polymerization reactions which are conducted in the presence of said unsymmetrical free radical initiators. The present invention processes allow the formulator to control the type and degree of polymerization due to the initiators of the present invention.
BACKGROUND OF THE INVENTION Polymers are ubiquitous, occuring both in nature and as a result of human endeavor. As polymerization has been utilized to construct new materials which serve to replace or improve naturally occuring materials, methods have been developed to control the parameters of the chemical processes which form the actual polymeric material. Control of these processes has allowed the artisan to tailor polymers to meet specific technical requirements. Polymerization thermodynamics and kinetics are well understood and the application of this knowledge has provided the formulator with a wide array of options for conducting polymerization reactions, inter alia, free radical polymerization reactions.
One type of polymerization and category of polymer known as "star" polymers. These types of polymers, unlike linearly propagating or randomly branching polymers, have a requirement that from a basic "core backbone" branches are deliberately built up in a manner wherein each branch has the same relative degree of polymerization and/or branching. However, free radical polymerization reactions which employ conventional initiators may lead to side reactions wherein monomers are added to a propagating chain which is not a branch or otherwise affixed to the polymer core. These impurities are not only wastefully of starting monomer, but change the bulk properties of the resultant polymer, for example, the formulator is left with an admixture of desired star polymer and unwanted linear impurity.
There is therefore, a long felt need in the art for a free radical polymerization initiator which provides a controllable polymerization, especially controllable polymerization of star polymers or other dendrimeric polymers. There is also a long felt need in the art for both processes which suitably initiate said controllable polymerization reactions as well as polymerization reactions which utilize controllable polymerization conditions. SUMMARY OF THE INVENTION The present invention meets the aforementioned needs in that it has been surprisingly discovered that certain non-symmetrical free radical polymerization initiators are capable of instigating controllable reactions which allow the formulator to control the relative degree and rate by which concurrently forming polymer chains are formed. The initiators and processes of the present invention are especially adaptable to the art of dendπmeric or "star" polymers.
The first aspect of the present invention relates to a process for initiating polymerization, said process comprising the steps of a) reacting a non-symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetπcal initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula:
•L said L unit is a substituted or unsubstituted- C,-C10 linear or branched alkylene, C3-C2o arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetπcal initiator to form a conjugate having the formula:
[R— N=N— L— A']„— [Core] wherein A' is a linking unit to said polymer core; b) adding to said conjugate a least one monomer capable of forming a polymer to form a reaction mixture; and c) initiating polymerization by heating said reaction mixture to a temperature sufficient to form a free radical conjugate having the formula-
[ L-A']n— [Core] said temperature from about 0 °C to about 160 °C. Another aspect of the present invention relates to polymerization processes which utilize the non-symmetrical free radical initiators described herein The present invention is yet further directed to non-symmetπcal free radical polymerization initiators, preferably tπphenylmethylazo compounds which release upon activation at least one active free radical initiator and the balance tπphenylmethyl radicals. These and other objects, features and advantages will become apparent to those of ordinary skill in the art from a reading of the following detailed description and the appended claims. All percentages, ratios and proportions herein are by weight, unless otherwise specified. All temperatures are in degrees Celsius (° C) unless otherwise specified All documents cited are in relevant part, incorporated herein by reference
DETAILED DESCRIPTION OF THE INVENTION The preset invention relates to non-symmetrical free radical initiators and to processes for initiating polymerization and processes for conducting polymerization in the presence thereof The initiators of the present invention are azo initiators which break down to release nitrogen gas and two free radical fragments, said initiators have the general formula:
R— N=N— L— A wherein R is a unit which forms a free radical, but said free radical does not initiate or propagate polymerization. The unit -LA serves two purposes. The first is to link the free radical initiator to a core fragment via a linking unit A the second purpose is to form a free radical capable of initiating polymerization. For the purposes of the present invention once the A unit is linked to a core unit or fragment, said A unit is identified by the term A'. As described hereinabove, the L unit serves to form a free radical having the formula:
said free radical capable of initiating polymerization in the presence of one or more monomers.
In a preferred embodiment, the structure of L will support formation of an active free radical and will be substituted by one or more units which activate said free radical Preferably the structure of L mimics in part the bulk structure of the monomers which will be propagated by the use of the free radical initiators of the present invention. Setting forth one problem solved by the non-symmetrical initiators and the process for initiating a polymerization reaction therewith relates to star polymers.
A non-limiting example of the controllable use of the non-symmetrical free radical initiators involves the controlled extension of the three polymer chains which can propagate from the core unit depicted herein. A core having the formula: OH HO- [CORE]— OH
is first reacted with a non-symmetrical initiator to form a conjugate having the formula-
A'- L— N=N— R / O
I
R— N=N— L— A' — 0-[CORE]— O— A'-L— N=N— R
wherein the non-symmetrical initiator has been attached to a moiety of the core unit which is capable of reacting with said initiator. However, by adjusting the stoichiometry of the reactants, the formulator may chose to form a conjugate wherein any number of functional core units remain unreacted with initiators The conjugate is then heated to a temperature which forms free radicals having the formula.
A'-L- / O
I
•L— A' — 0-[CORE]— O— A'-L- + 3 R-
in addition to 3 equivalents of nitrogen gas. The R radicals are radicals which do not initiate polymerization as described herein below. Polymerization can now be controllably conducted at each L sight using one or more monomers which can be added via free radical polymerization.
The following is a detailed description of the elements which comprise the present invention. Non-svmmetπcal Free Radical Initiators
The non-symmetrical free radical initiators of the present invention have the formula:
R— N=N— L— A wherein R moiety which is capable of forming a stable free radical which does not promote free radical polymerization under the conditions of the processes described herein below. R does not initiate polymerization under the conditions of the present invention processes. Preferably R units are substituted or unsubstituted tπphenylmethyl units having the formula:
Figure imgf000007_0001
wherein each R1 is independently selected from the group consisting of: a) hydrogen; b) C,-C,2 alkyl; c) C3-C12 cycloalkyl; d) C3-C,, substituted or unsubstituted aryl; e) C4-C,5 substituted or unsubstituted alkylenearyl; f) -N(R2)2; g) -OR2; h) -SR2; ι) and mixtures thereof; wherein each R2 is independently selected from the group consisting of hydrogen, C,-C4 alkyl, C3- C6 cycloalkyl, C3-C15 substituted or unsubstituted aryl, C4-C,5 substituted or unsubstituted alkylenearyl, and mixtures thereof.
R1 units are preferably any unit which serves to stabilize the free radical R towards non- reactivity and may include one or more substitutions per aryl unit. For example, /jαrα-methoxy units, metα-chloro units and meta-alkylamino units are all suitable R' units which serve to stabilize the R unit free radical once formed. Preferred R1 units are hydrogen, methoxy, and mixtures thereof.
Preferred R2 units are hydrogen, C,-C4 alkyl, and mixtures thereof; more preferably hydrogen or methyl.
L units are any unit which is capable of forming a free radical moiety having the formula:
•L said L unit is an unsubstituted C C,0 linear or branched alkylene, substituted C,-C10 linear or branched alkylene, unsubstituted C3-C20 arylene, substituted C3-C20 arylene C4-C20 alkyl substituted arylene, unsubstituted C4-C20 alkylarylene, substituted C4-C20 alkylarylene, and mixtures thereof. The preferred L unit is one which promotes the initiation of polymeπzation. The L units of the present invention may be substituted by moieties which promote the stabilization or enhance the reactivity of the resulting free radical moiety. A preferred substituted unit is a nitπle substituted alkylene unit. Other preferred L units include arylene units. Preferred L units have a tertiary carbon atom which is adjacent to the azo unit thereby resulting m a tertiary free radical species once the process begins.
Non-hmitmg examples of L units include 2,2'-ιsopropyhdene; 1 ,2-ιsobutylene; 1,3- isopentylene; having the formulae:
CH3 CH3 CH3 1 1
C — > — C— CH2— . C— CH2-CH2-
CH3 CH3 CH3 respectively; (4-ιsopropylιdene)-l ,4-phenylene having the formula:
Figure imgf000008_0001
1-cyano-l-methylmethylene; 2-cyano-l,2-propylene, and 3-cyano-l,3-butylene having the formulae:
CN CN CN I I I C . — C— CH2— . C— CH2-CH2
CH3 CH3 CH3 respectively. A units serve to attach the free radical initiators of the present invention to a core unit or to an initiator unit. The A units of the present invention once reacted with the core unit or initiator unit are identified herein as A' units. Non-hmitmg examples of A units include units selected from the group consisting of -C02H, -COOR', -NH2, -OH, halogen, and mixtures thereof, wherein -OR' is any labile alcohol moiety. Halogen includes fluonne, chloπne, bromine, and iodine.
Non-limiting examples of -LA units include /jαra-carboxyphenyl, 2-cyano-4-carboxybut- 2-yl; 2-cyano-5-carboxypent-2-yl; 6-carboxy-2-naphthyl; l-cyano-l-(4-carboxyphenyl)ethyl; and mixtures thereof
An example of attachment of a non-symmetrical initiator to a core includes reaction of two equivalents of the unit RNNL-C02H with 1,3-propylene glycol to form a conjugate as depicted in the following scheme: ,OH
Figure imgf000009_0001
wherein activation of said conjugate forms a free radical species capable of initiating polymerization, said free radical species having the formula:
Figure imgf000009_0002
For the purposes of the present invention the terms "aryl" and "arylene" relate to aromatic ring systems which comprise only carbon atoms, inter aha, phenyl or phenylene, and to ring systems which also comprise heteroatoms, inter aha, furyl or furylene. Non-hmitmg examples of ring systems which are suitable for use in the free radical initiators of the present invention include phenyl, tolyl, xylyl, cumenyl, napthyl, biphenyl, thienyl, furyl, pyrrolyl, pyridmyl, pyrazmyl, thiazolyl, pynmidinyl, quinolmyl, triazolyl, tetrazolyl, benzothiazolyl, benzofuryl, mdolyl, mdenyl, azulenyl, fluorenyl, anthracenyl, oxazolyl, isoxazolyl, isotriazolyl, lmidazolyl, pyraxolyl, oxadiazolyl, indolizmyl, indolyl, isoindolyl, purmyl, quino zmyl, quinolmyl, lsoqumolmyl, cinnohnyl, and mixtures. The aryl and arylene units described herein can be attached at any suitable point, for example, ,4-phenylene as well as 1,2-phenylene. The following are non-limiting examples of non-symmetrical free radical initiators according to the present invention:
2-[(tπphenylmethyl)azo]-2-methylpropιonιc acid;
2-[(4-methoxyphenyldιphenylmethyl)azo]-2-methylpropιonιc acid;
2-[(tπphenylmethyl)azo]-2-cyanopropιonιc acid; 3-[(tπphenylmethyl)azo]-3-methylbutyπc acid;
3-[(4-methoxyphenyldιphenylmethyl)azo]-3-methylbutyπc acid;
3-[(tπphenylmethyl)azo]-3-cyanobutyπc acid;
4-[(tπphenylmethyl)azo]-4-methylpentanoιc acid;
4-[(4-methoxyphenyldιphenylmethyl)azo]-4-methylpentanoιc acid, 4-[(tπphenylmethyl)azo]-4-cyanopentanoιc acid;
4-[ 1 -(tπphenylmethylazo)- 1 -methylethyl]benzoιc acid;
4- [ 1 -(tπphenylmethylazo)- 1 -cyanoethyl]benzoιc acid;
4- { 1 - [(4-methoxyphenyldιphenylmethyl)azo] - 1 -methylethyl } benzoic acid;
6-[ 1 -(tπphenylmethylazo)- 1 -methylethyl]- 1 -naphthenecarboxy c acid, 6- [ 1 -(tπphenylmethylazo)- 1 -methylethyl] -2-naphthalenecarboxylιc acid;
6- { 1 -[(4-methoxyphenyldιphenylmethyl)azo]- 1 -methylethyl } - 1 -naphthenecarboxyhc acid;
6- { 1 - [(4-methoxyphenyldιphenylmethyl)azo] - 1 -cyanoethyl } - 1 -naphthenecarboxyhc acid,
6- { 1 - [(4-methoxypheny ldiphenylmethy l)azo] - 1 -methylethyl } -2-naphthalenecarboxyhc acid,
6- { 1 - [(4-methoxyphenyldιphenylmethyl)azo] - 1 -cyanoethyl } -2-naphthalenecarboxylιc acid,
4-(tπphenylmethyl)azobenzoιc acid,
4-[(4-methoxyphenyldιphenylmethyl)azo]benzoιc acid; 4- { [tπ-(3 , 5 -dιmethylphenyl)methyl] azo } benzoic acid;
4-{[(3,5-dιmethyl-4-methoxyphenyl)-dι-(3,5-dιmethylphenyl)methyl]azo}benzoιc acid.
The following is a non-hmitmg example of the preparation of a non-symmetrical free radical initiator according to the present invention. The procedure herein below may be modified or adjusted by the artisan according to the conditions required by the particular desired non- symmetrical free radical inhibitor.
EXAMPLE 1
Formation of 4-r(tπphenylmethyl)azo1benzoιc acid To a solution of 4-hydrazmobenzoιc acid (4 g, 26.3 mmol) in N,N-dιmethylformamιde (50 mL) is added diisopropylethylamme (9.16 mL, 52.6 mmol), followed by tπphenylmethyl chloride (1.1 g, 27.6 mmol). With a drying tube attached, the reaction is allowed to stir at room temperature for 18 hours. The reaction solution is dissolved m 1 1 ethyl acetate / ether (300 mL) washed with dilute HC1 and water, dried, and concentrated m vacuo to afford 4-(N'- tπphenylmethylhydrazmo)benzoιc acid. A 250 mL flask is charged with 4-(N'-tπphenylmethylhydrazιno)benzoιc acid (2 g) and glacial acetic acid (130 mL), and a drying tube is attached. The mixture is stirred for 16 hours, with occasional gentle warming to dissolve the hydrazme. To this solution is added a mixture of ethylenediammetetraacetic acid (EDTA) (45 mg) and sodium tungstate (12 mg) in water (1 mL), followed by 30% hydrogen peroxide (563 μL). After stirring for 2 hours, the solution is concentrated under reduced pressure and crystallized from hexane to afford 4- [(tπphenylmethyl)azo]benzoιc acid. Polymerization Cores
The core to which the non-symmetrical initiator is bonded via the A units can be any compound which is useful for prepaπng a polymer, / e , a compound from which one or more polymer chains may propagate. The core can be any which is known m the art, inter aha, poly- functional units which are used to form the core of "star polymers". Each moiety of the core which reacts with the non-symmetrical free radical initiator serves as an arm from which linear polymerization is propagated.
Preferably, the core is a single molecule or linear oligomer having between one and about 100 functional moieties capable of forming a stable covalent bond with the A unit of an unsymmetrical free radical inhibitor of the present invention. Functional moieties capable of forming a stable covalent bond with A include, but are not limited to, carboxyhc acids, amines, alcohols, hahdes, and isocyanates.
Non-limiting examples of suitable cores include discrete molecules such as functionalized aromatics (e g , functionalized benzene), sugars (e g , cyclodextπns), functionalized ca xaranes, functionalized dendrimers, amines such as ethylenediamme and ammonia, and pentaerythritol. Other examples of suitable cores also include ohgomers Such o gomers can be derived, for example, from functionalized polymerized divmylbenzene; hydroxyethyl methacrylate and methyl methacrylate; acrylic acid and methyl acrylate; and functional siloxanes.
One preferred embodiment of the present invention relates to dendπmeπc polymers. Examples of suitable dendπmeπc cores are disclosed m "Starburst®/Cascade Dendrimers:
Fundamental Building Blocks for a New Nanoscopic Chemistry Set", Tomaha, Aldrichimica Ada, Vol. 26, No. 4, pp. 91 - 101 (1993), Tomaha et al., "Starburst Dendrimers: Molecular- Level Control of Size, Shape, Surface Chemistry, Topology, and Flexibility from Atoms to Macroscopic Matter", Angew Chem fnt. Ed Engl , Vol. 29, pp. 138 - 175 (1990), and Kazmaier et al., EP 0,735,064, assigned to Xerox Corp., published October 2, 1996.
Non-hmiting examples of cores are of the STARBURST® topology, many of which are commercially available from sources such as Aldπch Chemical Co., Milwaukee, WI. For example, Starburst® (PAMAM) Dendπmer, Generation 1, Starburst® (PAMAM) Dendπmer, Generation 2, Starburst® (PAMAM) Dendπmer, Generation 3, and Starburst® (PAMAM) Dendπmer, Generation 4, each available from Aldπch Chemical Co., offer 8, 16, 32, and 64 surface primary ammo groups, respectively. Other suitable cores include those sold under the Astramol® name, such as Polypropylemmine Tetraamme Dendπmer, Generation 1.0 (DAB-Am- 4) having 4 surface primary amino groups, from Aldπch Chemical Co., Milwaukee, WI. As a further example, Starburst® (PAMAM) Dendπmer, Generation 0.5, Starburst® (PAMAM) Dendπmer, Generation 1.5, Starburst® (PAMAM) Dendπmer, Generation 2.5, and Starburst® (PAMAM) Dendπmer, Generation 3 5, each available from Aldπch Chemical Co., offer 8, 16, 32, and 64 surface primary carboxylate groups, respectively.
The core will have at least one moiety which is capable of reacting with the A unit of the non-symmetrical free radical initiators of the present invention For example, wherein the core has at least one amme (-NH2) functionality, the core may be coupled with an initiator wherein A is -C02H Similarly, a core comprising one or more hydroxyl units may be functionalized with
Figure imgf000012_0001
PROCESS OF THE PRESENT INVENTION The present invention relates to a process for initiating a free radical polymerization reaction. The present invention also relates to a free radical polymerization process utilizing the non-symmetπcal free radical initiators of the present invention. Initiation Process and Polymerization Process
The present invention relates to a process for initiating polymerization comprising the steps of: a) reacting a non-symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which is capable of forming a stable free radical and not initiating a free radical polymeπzation reaction, preferably R is a substituted or unsubstituted tπphenylmethyl unit; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula:
-L— said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
[R— N=N— L— A']n— [Core] wherein A' is a linking unit to said polymer core; b) adding to said conjugate a least one monomer capable of forming a polymer to form a reaction mixture; and c) initiating polymerization by heating said reaction mixture to a temperature sufficient to form a free radical conjugate having the formula
[ L-A']n— [Core] said temperature from about 0 °C to about 160 °C The present invention also relates to a polymerization process which utilizes the initiators of the present invention, said process comprising the steps of:
A) initiating polymerization with a non-symmetrical initiator comprising the steps of: a) reacting a non- symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which is capable of forming a stable free radical and not initiating a free radical polymerization reaction, preferably R is a substituted or unsubstituted tπphenylmethyl unit; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core, L is a unit capable of forming a free radical moiety having the formula:
•L — said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
[R— N=N— L— A']n— [Core] wherein A' is a linking unit to said polymer core; b) heating said conjugate to a temperature sufficient to form a free radical conjugate having the formula:
[ • L-A']n— [Core] said temperature from about 0 °C to about 160 °C;
B) propagating polymerization by adding to said free radical conjugate a least one monomer capable of forming a polymer;
C) polymerizing said monomer in the presence of said free radical conjugate to form a polymer; and D) terminating polymerization of said monomer.
The present invention further relates to a process compπsing the steps of A) initiating polymerization with a non-symmetrical initiator compπsing the steps of: a) reacting a non-symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which is capable of forming a stable free radical and not initiating a free radical polymerization reaction, preferably R is a substituted or unsubstituted tπphenylmethyl unit; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core, L is a unit capable of forming a free radical moiety having the formula:
•L said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
[R— N=N— L— A']n— [Core] wherein A' is a linking unit to said polymer core; b) heating said conjugate to a temperature sufficient to form a free radical conjugate having the formula:
[ •L-A']n- [Core] said temperature from about 0 °C to about 160 °C; B) adding to said free radical conjugate a least one monomer capable of forming a polymer;
C) adding one or more stable free radical agents;
D) propagating polymerization at the site of said free radical conjugate to form a polymer; and
E) terminating polymerization of said monomer. The first step of the initiation process involves reacting a non-symmetrical free radical initiator with a polymerization core to form a conjugate. The polymerization cores of the present invention may be mono-functional or polyfunctional as described herein. The conjugate is formed by any reaction or under any conditions which all the free radical initiator to bond with the core without causing the fragmentation of the initiator portion. The formation of the conjugate can be undertaken in the presence of one or more monomers, said monomers ultimately forming the desired polymer, the reaction to form which is being initiated.
The conjugate can be formed in situ and the monomer addition which constitutes general process step (b) can then ensue or the conjugate once formed in step (a) can be isolated and purified, especially in the case wherein it is necessary to control the number of initiators per equivalent of core material or the case wherein sequential polymerization is to be accomplished. For the purposes of the present invention the term "sequential polymerization" is defined herein as polymers which are built up by a series of polymerization reactions using different monomers, mixtures of monomers, or ratios of monomer for each sequence. A non- hmiting example of a polymer formed sequentially comprises a core having the formula:
HO — [CORE] — 0[protecting group] which is reacted with a non-symmetrical initiator having the formula-
R— N=N— L— C02H to form a conjugate, said conjugate is further reacted with n equivalents of monomer HZ to form a polymer or o gomer having the formula-
O
II
H(Z)n — L— C— O — [CORE] — 0[protecting group] which is subsequently de -protected and reacted with another equivalent of the non-symmetrical initiator and m equivalents of a monomer HY to form the sequential polymer having the formula:
O O
H(Z)n— L— C— O— [CORE]— O— C— L— (Y)πιH wherein from the same core two different polymer chains derived from two different monomers have been formed.
Step (b) or the initiation process or polymerization process of the present invention can be conducted in the presence of a solvent or without a solvent A solvent may be used m step (a) to facilitate the formation of the conjugate and may optionally be left in the reaction mixture to aid in the solub zing of the reagents which are combined m step (b). A solvent may be used as a carrier to deliver one or more monomers to the reaction vessel m which the polymerization reaction is to take place. A solvent may be used in step (b) and then removed prior to the initiation step which forms the free radical initiator, especially the case wherein the polymerization is conducted at a temperature above the boiling point of the solvent. Non-hmitmg examples of solvents include aliphatic alcohols, glycols, ethers, glycol ethers, pyrro dines, N- alkyl pyrrohdones, polyethylene glycols, polypropylene glycols, amides, carboxylic acids, esters, organosulfides, sulfoxides, sulfones, alcohol derivatives, hydroxyether derivatives, ammo alcohols, ketones, aromatics, and the like. Specific non-limiting examples include ethylene glycol, propylene glycol, diethylene glycol, glycerin, dipropylene glycol, tetrahydrofuran, and the like. Particularly preferred solvents include N,N-dιmethylformamιde (DMF), benzene, toluene, ter/-butylbenzene, dioxane, and pπmary alcohols such as methanol, ethanol, π-propanol, iso- propanol, and n-butanol Among these, N.N-dimethylformamide, benzene, toluene, dioxane, /;- butanol, and /e/-/-butylbenzene are more preferred, particularly N.N-dimethylformamide, benzene, 77-butanol, and tert-butylbenzene. Solvents, may be use to adjust the viscosity of the reaction mixture.
The free radical forming step of the initiation process or of the polymerization process is conducted at a temperature which breaks down the non-symmetrical initiator liberating a molecule of nitrogen gas, a stable free radical R and a free radical L moiety which is capable of initiating polymerization, said fragmentation having the general scheme:
R— N=N— L— A — 0-[CORE] > -L— A' — 0-[CORE] + N2 + R- wherein this fragmentation can occur in the presence of a monomer or absent a monomer. The polymer propagation step of the polymerization process of the present invention may be conducted at any temperature which enables free radical polymerization, preferably from about 0 CC to about 160 °C. At lower temperatures (typically from about 0 °C to about 30 °C), radiation such as ultraviolet radiation may be required for displacement of the tπtylazo moiety. Preferably, the polymer is formed through heating at a temperature from about 60 °C, more preferably from about 70 °C, most preferably from about 90 °C to about 160 °C, more preferably to about 120 °C, most preferably to about 115 °C. The polymer is most preferably formed below the decomposition temperature of the stable free radical agent. For example, DEPN is known to decompose above 120 °C. The temperature at which the reaction is conducted may be modified throughout formation of the polymer, i.e , the temperature may be decreased or increased as the ordinary artisan determines necessary. For example, as additional or different monomer is added (e.g , wherein a block copolymer is being formed), cooling may be required prior to introducing such monomer. As another example, the temperature may need modification depending upon the success of the reaction, i.e , whether the reaction is progressing too rapidly or not rapidly enough. A preferred polymerization process of the present invention utilizes stable free radical agents (SFRA's) to modulate the process, said process comprising the steps of:
A) initiating polymerization with a non-symmetrical initiator comprising the steps of: a) reacting a non-symmetrical initiator according to the present invention with a polymer core to form a conjugate; b) heating said conjugate to a temperature sufficient to form a free radical conjugate;
B) propagating polymerization by adding to said free radical conjugate a least one monomer capable of forming a polymer and at least one stable free radical agent (SFRA);
C) polymerizing said monomer in the presence of said free radical conjugate and said stable free radical agent to form a polymer; and D) terminating polymerization of said monomer. Example of stable free radical agents are well known in the art and are used to modulate the polymerization by controlling the kinetic and/or thermodynamic conditions under which polymerization occurs. Non-limiting examples of stable free radical agents are described in U.S. 5,498,679 Moffat et al., issued March 12, 1996; U.S. 5,412, 047 Georges et al., issued May 2, 1995; EP 0 773 232 published May 14, 1997; EP 0 869 137 published October 7, 1991; EP 0
735 064. published October 2, 1996; EP 0,844,256 published May 27, 1998; EP 0 807 640 published November 19, 1997; WO 97/46593; WO 96/024620; WO 98/13392 published April 2, 1998; "Controlled Free-Radical Polymerization In the Presence of a Novel Asymmetric Nitroxyl Radical". Benoit et al., Polymer Preprints, Vol. 38, No. 1, pp. 729 - 730 (1997); "The Reaction of Acyl Peroxides with 2,2,6,6-Tetramethylpιpeπdmyl-l-oxy", Moad et al , Tetrahedron Letters, Vol. 22, pp. 1 165 - 1 168 (1981); "Synthesis and Applications to 'Living' Free Radical Polymerization of a New Class of Nitroxyl Radicals", Gπmaldi et al., Polymer Preprints, Vol. 38, No. 1, pp. 651 - 652 (1997); "Improved Methods for the Oxidation of Secondary Amines to Nitroxides", Rauckmann et al., Synthetic Communications, pp. 409 - 413 (1975); "Total Control", Schrope, New Scientist, February 20, 1999, pp. 40 - 43; all of which are incorporated herein by reference.
Non-limiting examples of preferred stable free radical agents for use in the present invention are nitroxides. As the ordinarily skilled artisan will be aware, such nitroxides are either commercially available or synthesized according to known methods. For example, the synthesis of nitroxides from amine precursors is described by Rozantsev and Sholle, in Synthesis, pp. 190 - 202 (1971) and "Improved Methods for the Oxidation of Secondary Amines to Nitroxides", Rauckmann et al., Synthetic Communications, pp. 409 - 413 (1975). Other compounds which are useful as stable free radical agents according to the processes of the present invention include the dithioesters disclosed in WO 98/01478 published January 15, 1998 and WO 99/05099 published February 4, 1999 both of which are included herein by reference.
The following are preferred stable free radical agents: 2,2,5,5-tetramethylpyrrohdιne mtroxide (PROXYL); 2,2,6,6-tetramethyl-l-pιpeπdme nitroxide (TEMPO); dnsobutyl nitroxide (DTBN); N-tert-butyl-l-dιethylphosphono-2,2-dιmethylpropyl nitroxide (DEPN).
In the embodiment of the present invention wherein a stable free radical agent is utilized, said agent is present m an amount which will modulate the reactivity of the propagating site.
Preferably, the molar ratio of stable free radical agent to initiating site will range from about 1 : 1 (SFRA : initiating site) to about 3 : 1 (SFRA : initiating site), more preferably from about 1.1 : 1 to about 2 : 1 , even more preferably from about 1.1 : 1 to about 1.7 . 1 , and most preferably from about 1.1 : 1 to about 1.5 : 1. Any stable free radical agent known m the art may be utilized according to the present invention. Preferred stable free radical agents are set forth herein belo . Monomers
The monomers or mixtures of monomers which are suitable for use m the processes of the present invention are any which are capable of polymerizing via a free radical mechanism. Examples of preferred monomers of the present invention have the formula:
Rl R2
R Z ; wherein each R1 is independently a) hydrogen; b) C,-C4 alkyl; c) substituted or unsubstituted phenyl, d) substituted or unsubstituted benzyl; e) carbocychc; f) heterocychc; g) and mixtures thereof; each R2 is independently a) hydrogen; b) halogen c) C,-C4 alkyl; d) C,-C4 alkoxy; e) substituted or unsubstituted phenyl; f) substituted or unsubstituted benzyl; g) carbocychc; h) heterocychc; and mixtures thereof; each Z is independently a) hydrogen; b) hydroxyl; c) halogen;
Figure imgf000018_0001
wherein R is:
0 hydrogen;
») hydroxyl in) halogen; ιv) mtrilo; v) -OR3; vi) -0(CH2)nN(R3)2; vn) -0(CH2)nN+(R3)3X "; vin) -OCO(CH2)nN(R3)2; ix) -OCO(CH2)nN+(R3)3X "; x) -NHCO(CH2)nN(R3)2; xi) -NHCO(CH2)nN+(R3),X~;
Figure imgf000019_0001
xni) -(CH2)nN+(R3)3χ-; xiv) carbocychc; xv) heterocychc; xvi) nitrogen heterocycle quaternary ammonium; xvn) nitrogen heterocycle N-oxide; xvin) aromatic N-heterocychc quaternary ammonium; xix) aromatic N-heterocychc N-oxide; xx) -NHCHO; xxi) or mixtures thereof; each R3 is independently hydrogen, C,-C8 alkyl, C2-C8 hydroxyalkyl, and mixtures thereof; X is a water soluble anion; the index n is from 0 to 6 -(CH2)mCOR' wherein R' is i) -OR3; n) -0(CH2)nN(R3)2;
Figure imgf000019_0002
iv) -NR3(CH2)nN(R3)2; v) -NR3(CH2)nN+(R3)3X"; vi) -(CH2)nN(R3)2; vn) -(CH2)nN+(R3)3X-; vin) or mixtures thereof; each R3 is independently hydrogen, C,-C8 alkyl, C2-C8 hydroxyalkyl, and mixtures thereof; X is a water soluble anion; the index n is from 0 to 6; f) and mixtures thereof, the index m is from 0 to 6,
The monomers of the present invention may also comprise cyclically polymerizing monomers, a non-hmitmg example of which is the diene having the formula
Figure imgf000020_0001
which results m a polymer or co-polymer having units with the formula
Figure imgf000020_0002
Preferred vinyl aromatic monomers include styrene, α-methylstyrene, 3,4- dimethylstyrene, 4-methylstyrene, 2-chlorostyrene, 3-methylstyrene, 3-chlorostyrene, 4- methoxystyrene, 4-chloro-3-methylstyrene, 2-hydroxymethylstyrene, 3-(/ert-butyl)styrene, 4- chloro-3-methylstyrene, 2,4-dιchlorostyrene, 4-ethylstyrene, 2,6-dιchlorostyrene, 4- ethoxy styrene, 1-vmylnapthalene, vmyltoluene, 2-vmylpyπdιne, 4-vmylpyπdιne, 2- vmylnapthalene, 1 -α-methylvmylnapthalene, 2-α-methylvmylnapthalene, 1 ,2-dιphenyl-4- methylhexene- 1 , 3,5-dιethylstyrene, 2-ethyl-4-benzylstyrene, 4-phenylstyrene, 4-p-tolylstyrene, 2, 4-dιvιnyl toluene, 4, 5-dιmethyl- 1-vmylnapthalene, divmyl benzene, styrene sulfonic acid, vmylbenzoic acid, and 4-(tert-butyl)styrene
Preferred acryl monomers include ethyl acrylate, cyclohexyl acrylate, propyl acrylate, z-sO-decyl acrylate, j-SO-propyl acrylate, phenyl acrylate, butyl acrylate, norbornyl acrylate, iso- butyl acrylate, zso-bornyl acrylate, hexyl acrylate, alkylthioalkyl acrylates, tert-butyl acrylate, alkoxyalkyl acrylates, 2-ethylhexyl acrylate, methoxyethyl acrylate, nonyl acrylate, ethoxyethyl acrylate, lauryl acrylate, acrylonitπle, stearyl acrylate, dialkylacrylamide, methyl acrylate, pentyl acrylate, hexyl acrylate, 3,3-dιmethoxypropyl acrylate, 3-methacryloxypropyl acrylate, 2,2,3,3,4,4,4-heptafluorobutyl acrylate, ethyl 2-cyanoacrylate, 4-fluorophenyl acrylate, 2- methacryloxyethyl acrylate, propyl vinyl ketone ethyl 2-chloroacrylate, 2-(l-propenyl)oxylethyl acrylate, allyl acrylate, acrylic acid, β-methylacryhc acid (crotomc acid), α-phenylacrylic acid, N,N-dιmethyl acrylamide, glyceryl acrylate, α-cyanoacryhc acid, hydroxyethyl acrylate, sorbyl acrylate, 2-(dιmethylammo)ethyl acrylate, hydroxymethyl acrylate, hydroxypropyl acrylate, hydroxybutyl acrylate, acrylamide, methylol acrylamide, gamma tπmethoxy silyl propyl acrylate, isocyanato ethyl acrylate, tert-butyl ammo ethyl acrylate, diethylamino ethyl acrylate, 2- phenoxyethyl acrylate, phenylbutyl acrylate, benzyl acrylate, acrylomtrile, glycidyl acrylate, octyl acrylate, 2-carboxyethyl acrylate, 2-sulfoethyl acrylate, N-methoxy methylol acrylamide, and N- butoxy methylol acrylamide
Preferred methacryl monomers include methyl methacrylate, 2-ethylhexyl methacrylate, ethyl methacrylate, cyclohexyl methacrylate, 2,2,2-tπfluoroethyl methacrylate, octyl methacrylate, π-propyl methacrylate, ιso-oc y\ methacrylate, z-SO-propyl methacrylate, decyl methacrylate, /? -butyl methacrylate, hydroxyethyl methacrylate, sec-butyl methacrylate, hydroxypropyl methacrylate, tert-butyl methacrylate, norbomyl methacrylate, n-amyl methacrylate, wo-bornyl methacrylate, ιso-amy\ methacrylate, methacrylomtπle, hexyl methacrylate, diallylmethacrylamides, pentyl methacrylate, nonyl methacrylate, lauryl methacrylate, 2-acetoxyethyl methacrylate, /j-tolyl methacrylate, glycidyl methacrylate, 3- methoxypropyl methacrylate, 2(l-propenyl)oxylethyl methacrylate, 2-(tπmethyloloxy)ethyl methacrylate, allyl methacrylate, methacryhc acid, glyceryl methacrylate, hydroxyethyl methacrylate, 2-(dιmethylammo)ethyl methacrylate, sorbyl methacrylate, hydroxybutyl methacrylate, hydroxymethyl methacrylate, hydroxypropyl methacrylate, methacrylamide, isocyanato ethyl methacrylate, methylol methacrylamide, gamma tπmethoxy silyl propyl methacrylate, tert-butyl amino ethyl methacrylate, diethylammo ethyl methacrylate, phenyl methacrylate, methacrylonitπle, glycidyl methacrylate, dodecyl methacrylate, 2-carboxyethyl methacrylate, 2-sulfoethyl methacrylate, and 2-phosphonoethyl methacrylate
Preferred conjugated diene monomers include 1,3-butadιene, isoprene, 2,3-dιmethyl-l,3- butadiene, 1,3-pentadiene, 2-methyl-6-methylene-2J-octadιene (myrcene), 2-methyl-3-ethyl-1.3- butadiene, 2-methy 1-3 -ethyl- 1,3-pentadiene, 1,3-hexadιene, 2-methyl-l,3-hexadιene, 1,3- heptadiene, 3-methyl-l,3-heptadιene, 1,3-octadιene, 3-butyl-l,3-octadιene, 3,4-dιmethyl-l,3- hexadiene, 3-π-propyl- 1,3-pentadiene, 4,5-dιethyl-l ,3-octadιene, 2,4-dιethyl-l,3-butadιene, 2,3- dι-«-propyl-l,3-butadιene, 2-methyl-3-z.sO-propyl-l,3-butadιene, piperylene, methylpentadiene, phenylbutadiene, isoprene (2-methyl-l,3-butadιene), 2-ethyl-l,3-butadιene, 2-propyl-l,3- butadiene, 2-butyl-l,3-butadιene, 2-pentyl-l,3-butadιene, 2-hexyl-l,3-butadιene, 2-heptyl-l,3- butadiene, 2-octyl-l,3-butadιene, 2-nonyl-l,3-butadιene, 2-decyl-l,3-butadιene, 2-dodecyl-l,3- butadiene, 2-tetradecyl-l ,3-butadιene, 2-hexadecyl-l,3-butadιene, 2-ιsoamyl-l,3-butadιene, 2- phenyl-l,3-butadιene, 2-methyl- 1 ,3-pentadiene, 2-methyl-l ,3-hexadιene, 2-methyl-l,3- heptadiene, 2-methyl- 1 ,3-octadιene, 2-methyl- 1,3-nonyldιene, 2-methyl- 1.3-decyldιene, and 2- methyl- 1 ,3-dodecyldιene
Other preferred monomers for use in the present invention include tetrafluoroethylene, hexafluoropropylene, perfluoro(alkyl vmyl ethers), 2-methacryloxyethyl lmoleate, diallyl maleate, diallyl fumarate, diallyl phthalate, 2-(3-ιsopropenylphenyl)-2-ιsocyanatopropane, vinyl acetate, vmyl propionate, vinyl butanoate, 3-butenoιc acid, 2-acrylamιdo-2-methyl-propane sulfomc acid (AMPS), methallyl sulfonic acid, vmyl sulfomc acid, 2-acrylamιdo-2-methyl- propane phospho c acid (AMPS), vinyl phosphonic acid, vinyl pyπdme, methylene malononitπle, propylene, chloroprene, vinyl chloride, vmyl bromide, vinyl fluoride, vmy dene chloride, methyl vmyl ether, vmyl napthalene, 2 -vinyl pyrrole, 3 -vmyl pyrrole. 2-vmyl oxazole, 4-vinyl oxazole, 2-vιnyl thiazole, 4-vmyl thiazole, 2-vmyl imidazole, 4-vinyl imidazole, 3-vmyl pyrazole, 4-vmyl pyrazole, 3-vmyl pyπdazme, 4-vmyl pyπdazine, 3-vmyl isoxazole, 4-vmyl isoxazole, 3-vιnyl isothiazole, 4-vinyl isothiazole, 2 -vinyl pyπmidme, 4-vmyl pyπmidme, 5 -vinyl pyπmidine, 2-vmyl pyrazme, isobutene, vmyl N-alkylpyrroles, N-vinyl pyrrohdones, maleic acid, ltaconic acid, maleic anhydride, β-acryloxy propiomc acid, cinnamic acid, />-chloro cmnamic acid, l-carboxy-4-phenyl-l,3-butadιene, citraconic acid, mesaconic acid, glutacomc acid, aconitic acid, fumaπc acid, tπcarboxy ethylene, methylene malonomtπle, ltaconic anhydride, and methacryol isocyanate
Still other preferred monomers useful in the present invention include silicon group containing monomers, including pentamethyldisiloxanylpropyl methacrylate, heptamethyltπsiloxanylethyl acrylate, phenyltetramethyldisiloxanylethyl acrylate, iso- butylhexamethyltπsiloxanylpropyl methacrylate, methyldι(tπmethylsιloxy)- methacryloxymethylsilane, «-propyloctamethyltetrasιloxanyl propyl methacrylate, tert- butyltetramethyldisiloxanylethylacrylate, «-pentylhexamethyltπsιloxanylmethyl methaerylate, vinyltπmethoxysilane, vinyltπethoxysilane, vinyl-tπs (2-methoxy-ethoxy) silane, 3- acryloxyethyltπmethoxysilane, 3-acryloxypropyltπmethoxysιlane, 3- acryloxypropylmethylmethoxysilane, 3-methacryloxypropylmethyldιethoxysιlane, and 3- methacry loxypropyltπethoxy silane .
The following are non-hmitmg examples of the process of the present invention. The polymer thus prepared according to the present method can, if desired, be isolated from the reaction mixture by standard methods well-known to the ordinarily skilled artisan. For example, the polymer may be isolated by precipitation utilizing a solvent in which the polymer is not soluble.
The number average molecular weight (Mn), weight average molecular weight (M , and polydispersity of the polymers prepared according to the present invention are analyzed by conventional processes.
EXAMPLE 2 A flask is charged with Starburst® (PAMAM) Dendπmer, Generation 1 (commercially available from Aldπch Chemical Co. as a 20% solution in methanol, and having 8 surface pπmary amme groups). The methanol is concentrated to give 1.43 g of the dendπmer. The dendrimer is dissolved in N.N-dimethylformamide (DMF, 140 mL) and diisopropylethylamme (4 14 mL), the (tπtylazo)functιonalιzed compound of Example 1 (3 45 g), and 0-(7- azabenzotπazol-l-yl)-l ,l,3,3-tetramethyluronιum hexafluorophosphate (HATU, commercially available from Perseptive Biosystems, Hamburg, Germany or Aldπch Chemical Co., Milwaukee, WI) is sequentially added This mixture is stirred under a drying tube for 17 hours at 25 °C The DMF is substantially removed by rotary evaporation in vacuo. The resulting oil is re-dissolved m dichloromethane (15 mL) and slowly added to a well-stirred mixture of etheπdichloromethane (4: 1, 625 mL). The liquids are decanted from the product which is then re-dissolved in dichloromethane (25 mL) Another etheπdichloromethane mixture (3.1 , 1 100 mL) is added. The mixture is stirred for 30 minutes The resulting precipitate is collected by filtration. Re- precipitation is performed as above to provide the functional initiator which is utilized without further purification.
EXAMPLE 3 A flask is charged with an oligomeπc 1 : 1 copolymer of methyl methacrylate and hydroxymethyl methacrylate, weight average molecular weight, 14,400 (360 mg). Dichloromethane is added (15 mL), followed by dimethylammopyπdine (30.5 mg), the (tπtylazo)functιonahzed compound of Example 1 (740 mg in 15 mL dichloromethane), and dicyclohexylcarbodnmide (387 mg). The mixture stirs for about 18 hours at 25 °C. The reaction mixture is filtered to remove the resulting urea by-product, and then concentrated in vacuo to approximately a 10 mL volume. The solution is slowly added to a well- stirred portion of ether (500 mL). The ether is decanted and the product is washed with more ether and isolated to give the desired functional initiator having approximate esterification of 88% of the hydroxyl groups.
EXAMPLE 4 A flask is charged with Starburst® (PAMAM) Dendrimer, Generation 2 (commercially available from Aldπch Chemical Co. as a 20% solution m methanol, and having 16 surface pπmary amme groups). The methanol is evaporated under reduced pressure to yield approximately 490 mg of dendrimer. The dendrimer is dissolved in N,N-dιmethylformamιde (10 mL) followed by an excess of N,N-dιιsopropylethylarmne and an excess of the (tπtylazo) functionalized compound of Example 3b (bromide) With a drying tube attached, the mixture is stirred for approximately 48 hours. The N,N-dιmethylformamιde is removed under high vacuum. The resulting oil is taken up m methanol and re-precipitated to provide a functional initiator having 32 arms due to double addition of the bromide to each of the surface primary amme groups
EXAMPLE 5 A 250 mL flask is charged with the linear o gomer ammopropylmethylsiloxane - dimethylsiloxane copolymer having MW = 40,800 (24 g, commercially available from Gelest Inc.), dichloromethane (150 mL), dimethylaminopyπdme (101 mg, 0 82 mmol), and the compound of Example 1 (2.42 g, 6.2 mmol). To that solution, with stirring at 25 °C, is added dicyclohexylcarbodπmide (1.27 g, 6.18 mmol) in one portion After stirring for 17 hours at 25 °C, the solution is filtered (removing the urea byproduct) and concentrated in vacuo to give a yellow oil The oil is dissolved in dichloromethane ( 00 mL) and added dropwise to methanol (1 L) while swirling. The methanol is then decanted and the oily product is washed with more methanol (4 x 1 L). The resulting oil is purified by filtration through a column of basic alumina using dichloromethane as eluent. The product is then concentrated in vacuo to give the functional initiator as a viscous, yellow oil. The functional initiator gives a negative ninhydπn test.
EXAMPLE 6 To a reactor is charged N-ter/-butyl-l-dιethylphosphono-2,2-dιmethylpropyl nitroxyl (DEPN; 0.29 g, 1 mmol) the functional initiator of Example 2 (0.1 mmol), butyl acrylate (40 g, 313 mmol), and approximately 2.5 mL of N.N-dimethylformamide. This mixture is repeatedly degassed with vacuum and re-pressurized with nitrogen gas and immersed in an oil bath at 110 °C for 16 hours The resulting polymer is diluted with tetrahydrofuran and then isolated by precipitation into a wateπmethanol (10:90, v:v) mixture and vacuum dπed. The polymer is characterized by GPC analysis utilizing refractive index, light scattering and differential viscosity detectors.
EXAMPLE 7 To a reactor is added DEPN (0.044 g, 0.15 mmol), the functional initiator of Example 3 (0.012 mmol), and styrene (5 g, 48 mmol) This mixture is repeatedly degassed with vacuum and re-pressuπzed with nitrogen gas and immersed m an oil bath at 120 °C for 22 hours. The polymer is isolated by precipitation into methanol and vacuum dried The polymer is characterized by GPC analysis utilizing refractive index, light scattering and differential viscosity detectors. EXAMPLE 8
To a reactor is added 0 05 g (0.15 mmol) of dι(thιobenzoyl)dιsulfide (prepared as described in Rizzardo et al., WO 99/05099, assigned to E.I. Du Pont De Nemours, published February 4, 1999), 0.012 mmol of the functional initiator of Example 2, and 5 grams (0.048 mol) of styrene. This mixture is degassed with vacuum, re-pressuπzed with nitrogen gas, and immersed in an oil bath at 100 °C for 22 hours. The resulting star polymer is diluted with tetrahydrofuran and then isolated by precipitation into methanol and vacuum dπed. The polymer is characterized by GPC analysis utilizing refractive index, light scattering, and differential viscosity detectors
EXAMPLE 9
To a reactor is added 0 05 g (0 15 mmol) of dι(thιobenzoyl) disulfide, 0.012 mmol) of the functional initiator of Example 2, and 5 grams (0.04 mol) of butyl acrylate. This mixture is degassed with vacuum, re-pressuπzed with nitrogen gas, and immersed in an oil bath at 100 °C for 22 hours. The resulting polymer is diluted with tetrahydrofuran and then isolated by precipitation into a methanol/water (9/1 v/v) mixture and vacuum dried. The polymer is characterized by GPC analysis utilizing refractive index, light scattering, and differential viscosity detectors.
EXAMPLE 10 To a reactor is added 0.05 g (0.15 mmol) of dι(thιobenzoyl) disulfide, 0.012 mmol) of the functional initiator of Example 3, and 5 grams (0 05 mol) of methyl methacrylate. This mixture is degassed with vacuum, re-pressuπzed with nitrogen gas, and immersed in an oil bath at 60 °C for 22 hours. The resulting polymer is diluted with tetrahydrofuran and then isolated by precipitation into methanol and vacuum dried. The polymer is characterized by GPC analysis utilizing refractive index, light scattering, and differential viscosity detectors.

Claims

What is claimed is:
1. A process for initiating polymerization comprising the steps of: a) reacting a non-symmetrical initiator having the formula:
R—N=N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula:
•L said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula:
[R— N=N— L— A]n— [Core] wherein A' is a linking unit to said polymer core; b) adding to said conjugate a least one monomer capable of forming a polymer to form a reaction mixture; and c) initiating polymerization by heating said reaction mixture to a temperature sufficient to form a free radical conjugate having the formula:
[ L-A']n— [Core] said temperature from 0 °C to 160 °C.
2. A process for polymerization comprising the steps of:
A) initiating polymerization with a non-symmetrical initiator comprising the steps of: a) reacting a non-symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula:
•L said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetrical initiator to form a conjugate having the formula-
[R— N=N— L— A']n— [Core] wherein A' is a linking unit to said polymer core; b) heating said conjugate to a temperature sufficient to form a free radical conjugate having the formula:
[ L-A']n— [Core] said temperature from 0 °C to 160 °C;
B) propagating polymerization by adding to said free radical conjugate a least one monomer capable of forming a polymer;
C) polymerizing said monomer in the presence of said free radical conjugate to form a polymer; and
D) terminating polymerization of said monomer.
A process for polymerization comprising the steps of:
A) initiating polymeπzation with a non-symmetrical initiator compπsing the steps of: a) reacting a non-symmetrical initiator having the formula:
R— N=N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non- symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula: •L said L unit is a substituted or unsubstituted: CrC10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof; with a polymer core having n functional groups capable of reacting with said non-symmetπcal initiator to form a conjugate having the formula:
[R— N=N— L— A']„— [Core] wherein A' is a linking unit to said polymer core; b) heating said conjugate to a temperature sufficient to form a free radical conjugate having the formula-
[ L- A']n— [Core] said temperature from 0 °C to 160 °C;
B) adding to said free radical conjugate a least one monomer capable of forming a polymer;
C) adding one or more stable free radical agents;
D) propagating polymerization at the site of said free radical conjugate to form a polymer; and
E) terminating polymerization of said monomer.
4. A process according to any of Claims 1-3 wherein R has the formula:
Figure imgf000028_0001
wherein each R1 is independently selected from the group consisting of. a) hydrogen; b) C,-C,2 alkyl; c) C3-C12 cycloalkyl; d) C3-C:5 substituted or unsubstituted aryl; e) C -C,, substituted or unsubstituted alkylenearyl;
0 -N(R2)2; g) -OR2; h) -SR2;
I) and mixtures thereof; wherein each R2 is independently selected from the group consisting of hydrogen, C,-C alkyl, C3-C6 cycloalkyl, C3-C„ substituted or unsubstituted aryl, C4-C15 substituted or unsubstituted alkylenearyl, and mixtures thereof.
5. A process according to any of Claims 1-4 wherein said L unit is a nitrile substituted unit.
6. A process according to any of Claims 1-5 wherein said A unit is selected from the group consisting of -CO,H, -NH2, -OH, halogen, and mixtures thereof.
7. A process according to any of Claims 1-6 wherein said core is selected from the group consisting of polyfunctional aromatic compounds, sacchaπdes, polyols, cahxaranes, dendrimers, polyamines, ammonia, and mixtures thereof.
8. A process according to any of Claims 1-7 wherein said process is conducted in the presence of a solvent selected from the group consisting of aliphatic alcohols, glycols, ethers, glycol ethers, pyrrolidmes, N-alkyl pyrrohdones, polyethylene glycols, polypropylene glycols, amides, carboxyhc acids, esters, organosulfides, sulfoxides, sulfones, alcohol derivatives, hydroxyether derivatives, ammo alcohols, ketones, aromatics, and mixtures thereof.
9. A process according to any of Claims 1-8 further comprising one or more stable free radical agents.
10. A non-symmetrical free radical polymerization initiator having the formula:
R— N=N— L— A wherein R is a unit which forms a free radical which does not initiate polymerization; A is a unit which is capable of reacting with a polymer core functional group thereby providing a means for attaching said non-symmetrical initiator to a polymer core; L is a unit capable of forming a free radical moiety having the formula: •L said L unit is a substituted or unsubstituted: C,-C10 linear or branched alkylene, C3-C20 arylene, C4-C20 alkyl substituted arylene, C4-C20 alkylarylene, and mixtures thereof.
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