WO2000014921A1 - Combined channel coding and space-block coding in a multi-antenna arrangement - Google Patents

Combined channel coding and space-block coding in a multi-antenna arrangement Download PDF

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Publication number
WO2000014921A1
WO2000014921A1 PCT/US1999/019117 US9919117W WO0014921A1 WO 2000014921 A1 WO2000014921 A1 WO 2000014921A1 US 9919117 W US9919117 W US 9919117W WO 0014921 A1 WO0014921 A1 WO 0014921A1
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Prior art keywords
space
channel
time
coding
signal
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PCT/US1999/019117
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French (fr)
Inventor
Arthur Robert Calderbank
Ayman F. Naguib
Nambirajan Seshadri
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At & T Corp.
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Priority claimed from US09/300,494 external-priority patent/US7215718B1/en
Application filed by At & T Corp. filed Critical At & T Corp.
Priority to JP2000569545A priority Critical patent/JP3633872B2/en
Priority to EP99942400A priority patent/EP1110344A1/en
Priority to BR9913277-0A priority patent/BR9913277A/en
Priority to CA002341747A priority patent/CA2341747C/en
Publication of WO2000014921A1 publication Critical patent/WO2000014921A1/en

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    • HELECTRICITY
    • H03ELECTRONIC CIRCUITRY
    • H03MCODING; DECODING; CODE CONVERSION IN GENERAL
    • H03M13/00Coding, decoding or code conversion, for error detection or error correction; Coding theory basic assumptions; Coding bounds; Error probability evaluation methods; Channel models; Simulation or testing of codes
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/02Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H04L1/0618Space-time coding
    • H04L1/0631Receiver arrangements
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/004Arrangements for detecting or preventing errors in the information received by using forward error control
    • H04L1/0056Systems characterized by the type of code used
    • H04L1/0064Concatenated codes
    • H04L1/0065Serial concatenated codes
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/02Arrangements for detecting or preventing errors in the information received by diversity reception
    • H04L1/06Arrangements for detecting or preventing errors in the information received by diversity reception using space diversity
    • H04L1/0618Space-time coding
    • H04L1/0625Transmitter arrangements
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/004Arrangements for detecting or preventing errors in the information received by using forward error control
    • H04L1/0056Systems characterized by the type of code used
    • H04L1/007Unequal error protection

Definitions

  • This invention relates to wireless communication and, more particularly, to techniques for effective wireless communication in the presence of fading, co-channel interference, and other degradations.
  • Space-time codes combine signal processing at the receiver with coding techniques appropriate to multiple transmit antennas. See, for example, V. Tarokh, N. Seshadri, and A. R. Calderbank in "Space- Time Codes For High Data Rate Wireless Communication: Performance Analysis and Code Construction," IEEE Trans. Info. Theory, Vol. 44, No. 2, pp. 744-765, March 1998.
  • the space-time approach provides significant gain over the aforementioned prior art.
  • Specific space-time codes designed for 2-4 transmitting antennas perform well in slowly varying fading environments (such as indoor transmission) and come with in 2-3 dB of the theoretical outage capacity. Outage capacity is described, for example, by J. Foscbini, Jr. and M. J.
  • the space-time codes presented in the Tarokh et al paper provide an optimized trade-off between constellation size, data rate, diversity gain, and trellis complexity
  • decoding complexity measured, for example, by the number of trellis states in the decoder
  • this method provides higher data rates while reducing the decoding complexity.
  • Multi-stage decoding is sub-optimal, due in part to magnification in the error coefficient, and this performance penalty means that alternative solutions are needed for achieving very high data rates.
  • This combination of array processing at the receiver and coding techniques for multiple transmit antennas provides reliable and very high data rate communication over wireless channels.
  • One advantage of the group interference suppression method over the Foschini architecture is that the number of receive antennas can be less than the number of transmit antennas.
  • U.S. A. Application Serial No. 09/149,163 filed Sep. 4, 1999 claiming priority of U.S. A. Provisional Application Number 60/052689 filed July 17, 1997, an arrangement is disclosed wherein K synchronized terminal units transmit on N antennas to a base station having M ⁇ K antennas.
  • An improvement is achieved by employing both interference cancellation (IC) and maximum likelihood (ML) decoding.
  • space-time block coding is employed in transmitters that employ N transmit antennas each, and the signals are received in a receiver that employs M receiving antennas.
  • K- ⁇ interfering transmitting units are cancelled at the receiver, regardless of the number of transmitting antennas, N, when decoding the signals transmitted by a given mobile unit.
  • signals of a first terminal unit are decoded first, and the resulting decoded signals are employed to cancel their contribution to the signals received at the base station antennas while decoding the signals of the remaining K-l terminal units. The process is repeated among the remaining K- ⁇ terminal units.
  • Enhanced performance is achieved by combining channel coding with the space-time coding principles disclosed in the '163 applications. More specifically, with K synchronized terminal units transmitting on N antennas to a base station having M ⁇ K receive antennas, increased system capacity and improved performance are attained by using a concatenated coding scheme where the inner code is a space-time block code and the outer code is a conventional channel error correcting code. That is, information symbols are first encoded using a conventional channel code. The channel code is then encoded signal is then encoded using a space-time block code, and transmitted over N antennas. At the receiver, the inner space-time block code is used to suppress interference from the other co-channel terminals and soft decisions are made about the transmitted symbols. The channel decoding that follows makes the hard decisions about the transmitted symbols.
  • Increased data rate is achieved by, effectively, splitting the incoming data rate into multiple channels, and each channel is transmitted over its own terminal. Viewed another way, information symbols from a transmitting terminal is split into L parallel streams. Stream / is encoded using a channel code with rate R ⁇ and then coded with a space-time block encoder with N transmitting antennas.
  • the coding rates are chosen such that R l > R 2 > -> R L .
  • FIG. 1 depicts an arrangement that, illustratively, includes a base station 30 with four antennas, a terminal units 20 with two antennas, and a terminal unit 20 with two antennas; and FIG. 2 illustrates a terminal unit that splits the input signal into two streams, and each stream is transmitted over a separate two-antenna arrangement.
  • FIG. 1 illustrates a unit 10 that employs a space-time block coding unit 13 that is followed by a conventional constellation mapper and pulse shaping circuit 16.
  • the output of circuit 16 is fed to two transmitting antennas 11 and 12.
  • the input symbols to the space-time block encoder are divided into groups of two symbols each, and at a given symbol period, the two symbols in each group ⁇ c, ,c 2 ⁇ are transmitted simultaneously from the two antennas.
  • the signal transmitted from antenna 11 is c
  • the signal transmitted from antenna 12 is c 2 .
  • the signal - c 2 * is transmitted from antenna 11 and the signal c, * is transmitted from antenna 12.
  • receiver 20 signals are received by antennas 21 and 22 and are applied to detector 25.
  • Channel estimators 23 and 24 operate on the incoming signal of antennas 21 and 24, respectively, in a conventional manner to develop estimates of the channel parameters. Those estimates are applied to detector 25.
  • ⁇ h i (nT) h i ((n + l)T)
  • l,2.
  • the transmitter carries out a calibration session, during which pilot signals or tones are transmitted.
  • the vector ⁇ is a complex Gaussian random vector with zero mean and covariance N 0 • I .
  • the decoding rule of equation (9) reduces to two separate, and much simpler, decoding rules for c ⁇ and c 2 .
  • this reduces the number of decoding metrics that have to be computer for ML decoding from 2 2b to 2 2* .
  • the decoding rule can be simplified by premultiplying the received signal by H ⁇ .
  • FIG. 1 shows two terminal units 10 and 30, and the issue that needs to be addressed is the detection performance at the base station receiver when the two terminal units synchronously transmit over the same time and frequency channel.
  • g n denotes the fading channel between transmit antenna 31 and receive antenna 21
  • g 12 denotes the channel between antenna 31 and antenna 22
  • g 2l denotes the channel between antenna 32 and antenna 21
  • g 22 denotes the channel between antenna 32 and antenna 22.
  • ⁇ c, ,c 2 ⁇ and ⁇ s, , ⁇ denote the two symbols transmitted from terminal units 10 and 30, respectively.
  • r 12 -h,,c 2 + - g u s 2 * + g 2i s * + ⁇ l2 .
  • Equations (14) and (18) can be combined to yield the matrix form
  • MMSE IC Minimum Mean-Squared Error Interference Cancellation
  • the goal is find a linear combination of the received signals such that the mean-squared error in detecting the signals ⁇ c, ,c 2 ⁇ is minimized.
  • this can be expressed by an error cost function that is to be minimized, such as the function
  • the MMSE IC solution given by equations (31) and (32) will minimize the mean-squared error in c 2 without any regard to c,. Therefore, from equations (29)-(32), we can easily see that the MMSE interference canceller for signals from terminal unit 10 will consist of two different sets of weights ⁇ , and a 2 for c, and c 2 , respectively.
  • the weights for decoding signals from terminal 30 can be obtained in a similar fashion, as expected.
  • the decoding of signals from terminal units 10 and 30 can be performed with a single subroutine
  • the receiver decodes signals from both terminals using the subroutine MMSE.DECODE disclosed above. Assuming that symbols from the terminal unit 10 c 0 have been decoded correctly, the receiver can, then, perfectly cancel the contribution of the terminal unit 10 in the received signal vectors r, and r 2 . The receiver then uses x, and x 2 , the received signal vectors after canceling signals from terminal unit 10, to re- decode symbols s 0 from terminal unit 30 using the optimum ML decoding rule in equation (10).
  • the performance for terminal unit 30 will be equivalent to that with 2 transmit and 2 receive antennas (which is equivalent to 4 branch MRC diversity).
  • the receiver then repeats the above step assuming that symbols from terminal unit 30 s, have been decoded correctly using the
  • ⁇ , A c + A s denote the overall uncertainty for c 0 and s 0 , and for c, and s,, respectively, the receiver compares the overall uncertainty and chooses the pair (c 0 ,s c ) if ⁇ 0 ⁇ ⁇ , , and (c,,s,) otherwise.
  • the two-step interference cancellation and ML decoding algorithm is presented below in pseudo-code subroutine II.MMSE.DECODE.
  • each of the transmitters in FIG.1 includes a channel coder (14 and 34, respectively) that is interposed between the input signal and the transmitter's space-time block coder.
  • Channel coders 14 and 24 can employ any conventional channel error correcting code (for example a trellis code, or a convolutional code).
  • the inner space-time block code is decoded in element 26 and is used to suppress interference from the various co- channel terminals, using the MMSE approach disclosed above.
  • Those decisions are used as soft decisions of the transmitted information symbols, and are fed to channel decoder 28, which is a conventional decoder that corresponds to the type of encoding performed in channel encoders 14 and 34.
  • channel decoder 28 is a conventional decoder that corresponds to the type of encoding performed in channel encoders 14 and 34.
  • the structure of an inner coder is used for interference suppression, such that many co-channel terminals can operate simultaneously while providing diversity.
  • FIG. 2 presents an arrangement for increasing the data rate or throughput in wireless systems.
  • the information to be transmitted is demultiplexed in element 40 into two streams. One stream is applied to channel encoder 41, and the other stream is applied to channel encoder 51.
  • the output of channel encoder 41 is applied to space-time block encoder 42, and then to mapper and pulse shaper 43 and antennas 44 and 45.
  • the output of channel encoder 51 is applied to space-time block encoder 52, and then to mapper and pulse shaper 53 and antennas 54 and 45.
  • information symbols from a transmitting terminal are split into L parallel streams.
  • Stream / is then encoded using a channel code with rate R ⁇ and then coded with a space-time block encoder with N transmitting antennas.
  • the coding rates can be the same, but an advantage accrues when the coding rates are chosen such that R > R 2 > • • •> R L . In such a case, symbols transmitted in stream / will have better immunity against channel errors as compared to symbols transmitted in stream u where u>l.
  • the base station receiver is assumed to be equipped with at least L receive antennas. The base station receiver treats each stream as a different user and uses the iterative interference cancellation techniques disclosed above, or the ones disclosed in the aforementioned '163 application.
  • the receiver uses the decoded symbol of stream / to subtract the contributions of the first stream in the total received signals, while decoding the remaining L-l streams.
  • the decoder decodes signals from the second stream first, since it has the best immunity against channel errors among the remaining L-l streams (due to its lowest rate, R 2 from among the remaining streams). Then the receiver uses the decoded symbols for the second stream to cancel out its contribution in the received signal. This process is repeated until all streams are decoded.

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Abstract

Enhanced performance is achieved by combining channel coding with the space-time coding principles. With K synchronized terminal units transmitting on N antennas to a base station having M ≥ K receive antennas, increased system capacity and improved performance are attained by using a concatenated coding scheme where the inner code is a space-time block code and the outer code is a conventional channel error correcting code. Information symbols are first encoded using a conventional channel code, and the resulting signals are encoded using a space-time block code. At the receiver, the inner space-time block code is used to suppress interference from the other co-channel terminals and soft decisions are made about the transmitted symbols. The channel decoding that follows makes the hard decisions about the transmitted symbols. Increased data rate is achieved by, effectively, splitting the incoming data rate into multiple channels, and each channel is transmitted over its own terminal.

Description

Combined Channel Coding And Space-Block Coding In A Multi-Antenna Arrangement
Background of the Invention
This invention relates to wireless communication and, more particularly, to techniques for effective wireless communication in the presence of fading, co-channel interference, and other degradations.
Physical limitations of wireless channels present a fundamental technical challenge to reliable communication. Bandwidth limitations, propagation loss, time variance, noise, interference, and multipath fading make the wireless channel a narrow "pipe" that does not easily accommodate the flow of data. Further challenges come from power limitation, size, and speed of devices that are employed within portable wireless apparatus.
Employing multiple transmit antennas at both the base and the remote stations increases the capacity of wireless channels, and information theory provides a measure of this increase. The standard approach to exploit this capacity is linear processing at the receiver, as described, for example, by J. Winters, J. Salz and R. D. Gitlin, in "The impact of antenna diversity an the capacity of wireless communication systems" IEEE Trans. Communications, Vol. 42. No. 2/3/4, pp. 1740- 1751, Feb/March/ April 1994. Transmit diversity has been explored by Wittneben in "Base station modulation diversity for digital SIMULCAST," Proc. IEEE'VTC, pp. 505-511, May 1993, and by Seshadri and Winters in "Two signaling schemes for improving the error performance of frequency-division-duplex (FDD) transmission systems using transmitter antenna diversity," International Journal of Wireless Information Networks, Vol. l, No. 1, 1994. The Wittneben and Seshadri et al papers approach transmit diversity from a signal processing point of view.
Space-time codes combine signal processing at the receiver with coding techniques appropriate to multiple transmit antennas. See, for example, V. Tarokh, N. Seshadri, and A. R. Calderbank in "Space- Time Codes For High Data Rate Wireless Communication: Performance Analysis and Code Construction," IEEE Trans. Info. Theory, Vol. 44, No. 2, pp. 744-765, March 1998. The space-time approach provides significant gain over the aforementioned prior art. Specific space-time codes designed for 2-4 transmitting antennas perform well in slowly varying fading environments (such as indoor transmission) and come with in 2-3 dB of the theoretical outage capacity. Outage capacity is described, for example, by J. Foscbini, Jr. and M. J. Gans, "On limits of wireless communication in a fading environment, when using multiple antennas," Wireless Personal Communication, Vol. 6, No. 3, pp. 311-335, March 1998. The bandwidth efficiency of the codes described in the Tarokh et al paper is about 3-4 times that of the current systems. The most important contributor to the improved performance is diversity, which may be thought of as providing a number of replicas of the transmitted signal to the receiver, with some replicas being less attenuated by fading. The space-time codes presented in the Tarokh et al paper provide an optimized trade-off between constellation size, data rate, diversity gain, and trellis complexity When the number of transmit-antennas is fixed, decoding complexity (measured, for example, by the number of trellis states in the decoder) increases exponentially with transmission rate. This can be refined to some extent by designing space-time codes with a multilevel structure and adopting multi-stage decoding, as described by Tarokh et al. For a moderate number of transmit antennas (3-6), this method provides higher data rates while reducing the decoding complexity. However, there is a penalty to be paid for simplified decoding. Multi-stage decoding is sub-optimal, due in part to magnification in the error coefficient, and this performance penalty means that alternative solutions are needed for achieving very high data rates.
In order to achieve very high data rates on narrowband wireless channels, many antennas are needed at both the transmitter and the receiver. Consider a wireless communication system employing n transmit and m receive antennas, where the subchannel between each transmit and receive antenna is quasi-static Rayleigh, flat, and independent of others. If n is fixed, then the capacity increases logarithmically with m. On the other hand, if m is fixed then intuition suggests that there must come a point where adding more transmit antennas will not make much difference. Indeed, this can be seen in the mathematics of outage capacity, shown by Foschini and Gans in the aforementioned paper. Thus, it turns out that in the presence of one receive antenna little can be gained in terms of outage capacity by using more than 4 transmit antennas. A similar argument shows that if there are two receive antennas, using 6 transmitting antennas provides almost all of the capacity increase that can be obtained.
If n increases and m ≥ n , then information theory shows that the capacity of the system increases at least linearly as a function of n. Thus, it makes sense to increase the number of antennas at both receiver and transmitter in order to obtain higher capacities. Employing many antennas at both transmitter and receiver creates a multiple-input multiple-output system where the number of degrees of freedom is given by the product of the number of transmit and receive antennas. Foschini considered such a system in "Layered space-time architecture for wireless communication in a fading environment when using multi-element antennas," Bell Labs Technical Journal, Vol. 1,
No. 2, Autumn 1996. He proposed a multi-layered structure that, in principle, can achieve a tight lower bound on the capacity. If n transmit and n receive antennas are used, then at the receiver the transmitted signal from transmit antenna 1 is treated as the desired signal, while the signals transmitted from other transmit antennas are treated as interference. Linear processing is then used to suppress the interfering signals using n receive-antennas, providing a diversity gain of one. Once the signal transmitted from antenna 1 is correctly detected, the signal transmitted from antenna 2 is treated as the desired signal while the signals transmitted from transmit antennas 3, 4, ..., n are treated as interference. The contribution of the signal transmitted from antenna 1, now that it has been detected, is subtracted from the signal received at receiver antennas 1 through n. Thereafter, detection of the signal transmitted by antenna 2 proceeds with linear processing that is applied to suppress the interfering signals from antennas 3 through n. This provides a diversity gain of two. This process is repeated until all the transmitted signals are detected. Clearly, the worst case diversity in this architecture is one. For such a system, long frames of data combined with powerful coding techniques are needed to achieve the lower bound on outage capacity.
In U.SA. Application Serial No. 09/114838 filed July 14, 1998, claiming priority of U.S. A. Provisional Application Number 60/052689 filed July 16, 1997, an arrangement is disclosed that provides enhanced performance which is realized by employing a perspective that combines array signal processing with channel coding. Specifically, antennas at the transmitter are partitioned into small groups, and individual space-time codes are used to transmit information from each group of antennas. At the receiver, an individual space-time code is decoded by a linear array processing technique that suppresses signals transmitted by other groups of antennas by treating them as interference. The contribution of the decoded signal to other received signal is then subtracted from those received signals. What results is a simple receiver structure that provides diversity and coding gain over uncoded systems with a given diversity gain. This combination of array processing at the receiver and coding techniques for multiple transmit antennas provides reliable and very high data rate communication over wireless channels. One advantage of the group interference suppression method over the Foschini architecture is that the number of receive antennas can be less than the number of transmit antennas. In U.S. A. Application Serial No. 09/149,163 filed Sep. 4, 1999, claiming priority of U.S. A. Provisional Application Number 60/052689 filed July 17, 1997, an arrangement is disclosed wherein K synchronized terminal units transmit on N antennas to a base station having M ≥ K antennas. An improvement is achieved by employing both interference cancellation (IC) and maximum likelihood (ML) decoding. More specifically, space-time block coding is employed in transmitters that employ N transmit antennas each, and the signals are received in a receiver that employs M receiving antennas. By exploiting the structure of the space-time block code, K-\ interfering transmitting units are cancelled at the receiver, regardless of the number of transmitting antennas, N, when decoding the signals transmitted by a given mobile unit. Also disclosed is an arrangement where signals of a first terminal unit are decoded first, and the resulting decoded signals are employed to cancel their contribution to the signals received at the base station antennas while decoding the signals of the remaining K-l terminal units. The process is repeated among the remaining K-\ terminal units.
Summary of the Invention
Enhanced performance is achieved by combining channel coding with the space-time coding principles disclosed in the '163 applications. More specifically, with K synchronized terminal units transmitting on N antennas to a base station having M≥ K receive antennas, increased system capacity and improved performance are attained by using a concatenated coding scheme where the inner code is a space-time block code and the outer code is a conventional channel error correcting code. That is, information symbols are first encoded using a conventional channel code. The channel code is then encoded signal is then encoded using a space-time block code, and transmitted over N antennas. At the receiver, the inner space-time block code is used to suppress interference from the other co-channel terminals and soft decisions are made about the transmitted symbols. The channel decoding that follows makes the hard decisions about the transmitted symbols.
Increased data rate is achieved by, effectively, splitting the incoming data rate into multiple channels, and each channel is transmitted over its own terminal. Viewed another way, information symbols from a transmitting terminal is split into L parallel streams. Stream / is encoded using a channel code with rate Rι and then coded with a space-time block encoder with N transmitting antennas. Advantageously, the coding rates are chosen such that Rl > R2 > -> RL. Brief Description of the Drawing
FIG. 1 depicts an arrangement that, illustratively, includes a base station 30 with four antennas, a terminal units 20 with two antennas, and a terminal unit 20 with two antennas; and FIG. 2 illustrates a terminal unit that splits the input signal into two streams, and each stream is transmitted over a separate two-antenna arrangement.
Detailed Description FIG. 1 illustrates a unit 10 that employs a space-time block coding unit 13 that is followed by a conventional constellation mapper and pulse shaping circuit 16. The output of circuit 16 is fed to two transmitting antennas 11 and 12. The input symbols to the space-time block encoder are divided into groups of two symbols each, and at a given symbol period, the two symbols in each group {c, ,c2} are transmitted simultaneously from the two antennas. The signal transmitted from antenna 11 is c, and the signal transmitted from antenna 12 is c2. In the next symbol period, the signal - c2 * is transmitted from antenna 11 and the signal c, * is transmitted from antenna 12.
In receiver 20, signals are received by antennas 21 and 22 and are applied to detector 25. Channel estimators 23 and 24 operate on the incoming signal of antennas 21 and 24, respectively, in a conventional manner to develop estimates of the channel parameters. Those estimates are applied to detector 25. In the mathematical development of the algorithms disclosed herein, it is assumed that the channel from each of the two transmit antennas remains fixed over a two consecutive symbol periods. That is, δ hi(nT) = hi((n + l)T), ι = l,2. (1)
To ascertain the channel characteristics, the transmitter carries out a calibration session, during which pilot signals or tones are transmitted.
It is the signals that are received during the calibration session that are utilized by the channel estimator circuits 23 and 24, which are well known circuits.
Maximum Likelihood Detection
The received signals at antenna 21 can be expressed as r, = h1cl +h2c2 -r η1 (2) r2 = - c2 + h^c* + 77- , (3) where r/ and r2 are the received signals over two consecutive symbol periods, A, denotes the fading channel between transmit antenna 11 and receive antenna 21, h2 denotes channel between transmit antenna 12 and receive antenna 21, and ηλ and η2 are noise terms, which are assumed to be complex Gaussian random variables with zero mean and power spectral density No/2 per dimension. Defining the vectors r = [r,r2*]r , c = [c,c2]τ , and η = [η, η2*]τ , equations (2) and (3) can be rewritten in a matrix form as r = H • c + η , (4) where the channel matrix H is defined as
Figure imgf000010_0001
The vector η is a complex Gaussian random vector with zero mean and covariance N0 • I . Defining C as the set of all possible symbol pairs c = {c, , c2 } , and assuming that all symbol pairs are equi-probable, it can be easily shown that the optimum maximum likelihood (ML) decoder selects from C the symbol pair c that minimizes the expression
Figure imgf000011_0001
. This can be written as
c = arg minllr - H • ell . (6)
It was shown by S. Alamouti in "Space Block Coding: A simple Transmitter Diversity Scheme for wireless Communications," submitted to IEEE JSAC, September 1997, that the diversity order of the above space-time block code is equivalent to that of a two branch maximal ratio receive combining (MRRC). Alamouti also showed that, because of the orthogonality of the matrix H, this decoding rule decomposed into two separate decoding rules for ci and c2. The uncertainty, Ac , of the decoded symbols c is defined as
Δ, = |r - H .c[2. (7)
The maximum likelihood (ML) rule of equation (6) can be simplified by realizing that the channel matrix H is orthogonal; that is, that H* H = (|Λ,| +1^1 )I . This yields a modified received vector, r = H*r = (|Λ,|2 + |Λ2|2) -c + 7, (8) where η = H * η . This leads to
c = arg m ceiCn II r - (
Figure imgf000011_0002
c j! . (9)
Thus it follows that by using a simple linear combining, the decoding rule of equation (9) reduces to two separate, and much simpler, decoding rules for c\ and c2. When using a signaling constellation with 2b constellation points, this reduces the number of decoding metrics that have to be computer for ML decoding from 22b to 2 2* .
When receiver 20 uses M receiver antennas, the received vector at antenna m is rm = Rm - c + ηm , (10) where the channel matrix H is defined as
H
Figure imgf000012_0001
In this case, the optimum ML decoding rule is
M c = arg mm y , .i -H, (12) ceC m=\ and the corresponding uncertainty, Ac , of the decoded symbols c is defined by
M
∑|rm -Hm -c| . (13) m=\
As before, in the case of M receive antennas, the decoding rule can be simplified by premultiplying the received signal by H^ . As indicated above, FIG. 1 shows two terminal units 10 and 30, and the issue that needs to be addressed is the detection performance at the base station receiver when the two terminal units synchronously transmit over the same time and frequency channel.
In the notation below, gn denotes the fading channel between transmit antenna 31 and receive antenna 21, g12 denotes the channel between antenna 31 and antenna 22, g2l denotes the channel between antenna 32 and antenna 21, and g22 denotes the channel between antenna 32 and antenna 22. Also, {c, ,c2} and {s, ,^} denote the two symbols transmitted from terminal units 10 and 30, respectively. At receiver 20, the received signals over two consecutive symbol periods at receive antenna 21, ru and rn , are r„ = huc, + 2 +
Figure imgf000012_0002
+ 82Λ + Vu (14) r12 = -h,,c2 +
Figure imgf000012_0003
- gus2 * + g2is* + ηl2 . (15)
Defining r, = [rπr12*]r , c = [c, c2]τ, s = [5, .s2]r, and n, = [ηπ η* 2 equations (14) and (15) can be rewritten in matrix form as r, = H, c + G, s + n, , (16) where the channel matrices H, and G, between the transmitter units 10 and 30 and receive antenna 21 are given by
Figure imgf000013_0001
The vector n, = [ηnηl2*]τis a complex Gaussian random vector with zero mean and covariance N0 • I . Similarly, the received signals over two consecutive symbol periods at receive antenna 22, r21 and r22 , are r2I = , + 2 + 8nSl + §22S2 + V21 (16)
Figure imgf000013_0002
In a similar fashion, defining r2 = [r21r22*]r and n2 = [η21η22*]τ equations (16) and (17) can be rewritten as r2 = H2 c + G2 s + n2 , (18) where the channel matrices H2 and are given by
Figure imgf000013_0003
Equations (14) and (18) can be combined to yield the matrix form
r = (20)
Figure imgf000013_0004
Minimum Mean-Squared Error Interference Cancellation (MMSE IC)
When seeking to detect and decode signals {c, , c2 } by minimizing a mean-squared error criterion, the goal is find a linear combination of the received signals such that the mean-squared error in detecting the signals {c, ,c2} is minimized. In general terms, this can be expressed by an error cost function that is to be minimized, such as the function
Figure imgf000014_0001
(21)
where r = [r, r2 r3 r4]r = [rn r12 r21 r22f .
One may note that a minimum is certainly reached when both and β are equal to 0, but that, of course, is not desired. Therefore, either βj or β2 is set to 1.
When βj is set to 1, we get the following minimization criterion from equation (40)
•/,(α„A) = ∑«ιΛ- -< = «ιϊϊ -cι
Figure imgf000014_0002
(22)
where a, = [ u,al2,al3,al4,-β2] = [a12) and η = [rr c2] . From this it can be seen that
Figure imgf000014_0003
where 0 = [0 0 0 θf .
What is needed is to select a, so that the expected value of the expression in equation (22) is minimized. That is, select 5, to minimize
EjJJS,)} = EjJJα,)} =
= SjE{ηη*}«,
Figure imgf000014_0004
Taking the partial derivative with respect to 5, and setting it to zero results in
Figure imgf000014_0005
where M = HH* + —I, T is the signal to noise ratio, I is the 4 by 4
identity matrix, h, is the first column of H, and h2 is the second column ofH. It follows that a1 = h;(M -h2h2)"'h1. (26) It can be shown that
(M -hA) -H ' ÷ i.^ . (27)
which yields
A - ι-h M->h2 - (28)
From the structure of the matrix H we can easily verify that hi and h2 are orthogonal. Using this fact and the structure of the matrix M, it can be shown that β2 = 0 (29) a, = M-% . (30)
Hence, the MMSE IC solution given by equations (29) and (30) will minimize the mean-squared error in c, without any regard to c2.
Considering the alternative cost function when β2 is set to 1 , a similar analysis leads to the conclusion that
A = (31) a2 = M~ (32)
In this case, the MMSE IC solution given by equations (31) and (32) will minimize the mean-squared error in c2 without any regard to c,. Therefore, from equations (29)-(32), we can easily see that the MMSE interference canceller for signals from terminal unit 10 will consist of two different sets of weights α, and a2 for c, and c2 , respectively. The weights for decoding signals from terminal 30 can be obtained in a similar fashion, as expected. Thus, the decoding of signals from terminal units 10 and 30 can be performed with a single subroutine
MMSE.DECODE in decoder 25 as follows:
(c,Δc) = MMSE.DECODE(r1,r2,H1,H2,G„G2,r) {
Figure imgf000016_0001
h, = h„ h21 h,2 = first column of H h2 = [h21 -b* n 22 -h21l = second column of H \ = M"'h, , α2 = M-1h2 c = argmm • fl HIα *,~r -c -, 12 + , II α *,~r -c Λ 2 h }
A II *~ - II2 II *~ - II2 Δ C = ||αi r - Cl|| + ||αi r - C2| }
With such a subroutine, both s and c can be estimated, as follows: (c,Δ)=MMSE.DECODE(r1,r2,H1,H2,Gι,G2,r) (33)
(s ,Δ)=MMSE.DECODE(r1,r2,G1,G2,H1,H2,r) (34)
Additional improvement can be realized by employing a two- step interference cancellation approach. In this two-step approach, the receiver decodes signals from both terminals using the subroutine MMSE.DECODE disclosed above. Assuming that symbols from the terminal unit 10 c0 have been decoded correctly, the receiver can, then, perfectly cancel the contribution of the terminal unit 10 in the received signal vectors r, and r2. The receiver then uses x, and x2, the received signal vectors after canceling signals from terminal unit 10, to re- decode symbols s0 from terminal unit 30 using the optimum ML decoding rule in equation (10). Assuming that the symbols from terminal unit 10 have been decoded correctly, the performance for terminal unit 30 will be equivalent to that with 2 transmit and 2 receive antennas (which is equivalent to 4 branch MRC diversity). The receiver then repeats the above step assuming that symbols from terminal unit 30 s, have been decoded correctly using the
MMSE.DECODE subroutine. As before, the receiver cancels the contribution of terminal unit 30 in the received signal vectors r, and uses y, and y2, the received signal vectors after cancelling signals from terminal unit 30, to re-decode symbols from terminal unit 10 c, using the optimum ML decoding rule in equation (10). Also as before, assuming that symbols from terminal unit 30 have been decoded correctly, the performance for terminal unit 10 will be equivalent to that with 2 transmit and 2 receive antennas. Letting Δ0 = ΔCo + Δio and
Δ, = Ac + As denote the overall uncertainty for c0 and s0 , and for c, and s,, respectively, the receiver compares the overall uncertainty and chooses the pair (c0,sc) if Δ0 < Δ, , and (c,,s,) otherwise. The two-step interference cancellation and ML decoding algorithm is presented below in pseudo-code subroutine II.MMSE.DECODE.
(c,s) = II.DECODE(r1,r2,H1,H2,G,,G2,r)
{
(c0co) = MMSE.DECODE(r1,r2,H„H2,G1,G2,r)
Figure imgf000018_0001
F(s) = |x1-G1.S|f+|x2-G2-s||2 s0=argmin(F(s)) , ΔJO=F(S) seS
(s1il) = MMSE.DECODE(r1,r2,G1,G2,H1,H2,r) yι=r ι-G,-s, , y2=r2-G2-s, F (c) = ||y i - H, c + |y2 - H2 c||2 c, = argmin (F (c) ) , Ac , =F (C) ceC
If (Δc,0S)0)<(ΔCιlJιl)
(c,s) = (c0,s0) Else
(c,s) = (c,,s,)
}
With appreciation of the above-disclosed theoretical background, we realized that enhanced performance is attained by devoting the space-time block coding to interference cancellation and ML decoding, while another coding schema may be used to overcome channel-caused degradations, such as fading. Accordingly, each of the transmitters in FIG.1 includes a channel coder (14 and 34, respectively) that is interposed between the input signal and the transmitter's space-time block coder. Channel coders 14 and 24 can employ any conventional channel error correcting code (for example a trellis code, or a convolutional code).
At receiver 20, the inner space-time block code is decoded in element 26 and is used to suppress interference from the various co- channel terminals, using the MMSE approach disclosed above. Element 26 forms the two interference canceling vectors an and aix corresponding to some terminal, i, and element 27 forms the two decision variables ξ, = a,x and ξ2 = a2x (35) Those decisions, however, are used as soft decisions of the transmitted information symbols, and are fed to channel decoder 28, which is a conventional decoder that corresponds to the type of encoding performed in channel encoders 14 and 34. Thus, in the arrangement depicted in FIG. 1, the structure of an inner coder is used for interference suppression, such that many co-channel terminals can operate simultaneously while providing diversity. The output of the inner code space-time decoder forms the input to the outer coder decoder, which decides on the transmitted information while providing protection against channel errors. FIG. 2 presents an arrangement for increasing the data rate or throughput in wireless systems. In FIG. 2, the information to be transmitted is demultiplexed in element 40 into two streams. One stream is applied to channel encoder 41, and the other stream is applied to channel encoder 51. The output of channel encoder 41 is applied to space-time block encoder 42, and then to mapper and pulse shaper 43 and antennas 44 and 45. Similarly, the output of channel encoder 51 is applied to space-time block encoder 52, and then to mapper and pulse shaper 53 and antennas 54 and 45. Generalizing, information symbols from a transmitting terminal are split into L parallel streams. Stream / is then encoded using a channel code with rate Rι and then coded with a space-time block encoder with N transmitting antennas. The coding rates can be the same, but an advantage accrues when the coding rates are chosen such that R > R2 > • • •> RL. In such a case, symbols transmitted in stream / will have better immunity against channel errors as compared to symbols transmitted in stream u where u>l. The base station receiver is assumed to be equipped with at least L receive antennas. The base station receiver treats each stream as a different user and uses the iterative interference cancellation techniques disclosed above, or the ones disclosed in the aforementioned '163 application. Since the first stream has the smallest coding rate R/, it has the best immunity against the channel errors and most likely it will be error free. The receiver then uses the decoded symbol of stream / to subtract the contributions of the first stream in the total received signals, while decoding the remaining L-l streams. In decoding the remaining L-l streams, the decoder decodes signals from the second stream first, since it has the best immunity against channel errors among the remaining L-l streams (due to its lowest rate, R2 from among the remaining streams). Then the receiver uses the decoded symbols for the second stream to cancel out its contribution in the received signal. This process is repeated until all streams are decoded.
It can be shown that, in this case, the system throughput is given by
P = γ_ Rt{l - FERι), (36) ;=ι where FER/ is the frame error rate of stream /.

Claims

Claims;
1. An arrangement comprising: a channel code encoder responsive to an applied input signal, a space-time encoder responsive to output signal of said channel code encoder; and a modulator responsive to said space time-encoder.
2. The arrangement of claim 1 further comprising pulse shaping circuitry and at least two antennas for transmitting a space-time coded signal created by said space-time encoder and modulated by said modulator.
3. A transmitter comprising: a demultiplexer responsive to an applied input signal for developing a plurality of at least two signal streams, and a like plurality of channel coding/space-time coding transmitters, each responsive to a different signal stream of said plurality of signal streams.
4. The transmitter of claim 3 where each of said channel coding/space-time coding transmitters comprises: a channel coder of rate i?ΓÇ₧ a space-time encoder responsive to output signal of said channel code encoder, a modulator responsive to said space time-encoder, pulse shaping circuitry responsive to said modulator, and at least two antennas for transmitting a space-time coded signal created by said space-time encoder, modulated by said modulator, and conditioned by said pulse shaping circuitry.
5. The transmitter of claim 4 where said demultiplexer develops an L plurality of signal streams, where said channel coders in said L channel coding/space-time coding transmitters develop rates Rt i=\,2,...J,, that are not identical to each other.
6. The transmitter of claim 4 where said demultiplexer develops an L plurality of signal streams, where said channel coders in said L channel coding/space-time coding transmitters develop rates Rt i=l,2,... L, that are such that R, > J^ > ΓÇó ΓÇó ΓÇó> RL.
7. The transmitter of claim 1 where said channel code encoder performs trellis encoding.
8. The transmitter of claim 1 where said channel code encoder performs convolutional encoding.
9. A receiver comprising: a detector of space-time coded signal; and a decoder for decoding a channel code encoded signal that is embedded in output signals of said detector.
10. The receiver of claim 9 where said detector employs a MMSE IC decoder.
11. The receiver of claim 9 where said detector employs a two step algorithm to develop a weights vector for canceling interfering signals from terminals other than a given terminal whose signal is being detected.
12. The receiver of claim 11 where said two step algorithm is:
(c,s) = π.DECODE(r„r2,H1,H2,GI,G2,r)
{
(c0,ΔC)O) = MMSE.DECODE(r1,r2,H„H2,G1,G2,r) x1=τ,-Ul 0 , x2=r2-H2 c0
F(S) = ||x1-G1-s||2+||x2-G2-s2
Figure imgf000023_0001
(s1,ΔiI) = MMSE.DECODE(r1,r2,G1,G2,H1,H2,r) y, ^Tj-G.-s, , y2=r2-G2-s, F(c) = |y1-H1-c|2+|y2-H2-c|2 c, = argmin (F (C) ) , AcΛ =F (c) c C
If (ΔCj0+ΔJι0)<(Δc,1+ΔJ>1)
(c,s) = (c0,s0) Else
(c,s) = (c1,sJ) }
13. The receiver of claim 9 where said decoder for decoding a channel code is a trellis decoder.
14. The receiver of claim 9 where said decoder for decoding a channel code is a convolutional decoder.
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US7643589B2 (en) 2010-01-05
KR100778647B1 (en) 2007-11-22
US20120134436A1 (en) 2012-05-31
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US20090092209A1 (en) 2009-04-09
US20100056092A1 (en) 2010-03-04
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CN1342354A (en) 2002-03-27
US8422587B2 (en) 2013-04-16
US8139695B2 (en) 2012-03-20
US7463705B2 (en) 2008-12-09

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