WO1999064983A9 - Method and apparatus for automatic shape characterization - Google Patents

Method and apparatus for automatic shape characterization

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Publication number
WO1999064983A9
WO1999064983A9 PCT/US1999/012698 US9912698W WO9964983A9 WO 1999064983 A9 WO1999064983 A9 WO 1999064983A9 US 9912698 W US9912698 W US 9912698W WO 9964983 A9 WO9964983 A9 WO 9964983A9
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WO
WIPO (PCT)
Prior art keywords
map
image
class
computing
shape
Prior art date
Application number
PCT/US1999/012698
Other languages
French (fr)
Other versions
WO1999064983A1 (en
Inventor
John W Haller
Michael I Miller
John G Csernansky
Ulf Grenander
Sarang C Joshi
Original Assignee
Univ Washington
Univ Brown Res Found
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Univ Washington, Univ Brown Res Found filed Critical Univ Washington
Priority to EP99927302A priority Critical patent/EP1086440A4/en
Priority to JP2000553917A priority patent/JP2002517867A/en
Priority to AU44244/99A priority patent/AU4424499A/en
Priority to CA002334272A priority patent/CA2334272A1/en
Publication of WO1999064983A1 publication Critical patent/WO1999064983A1/en
Publication of WO1999064983A9 publication Critical patent/WO1999064983A9/en

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Classifications

    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06VIMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V10/00Arrangements for image or video recognition or understanding
    • G06V10/70Arrangements for image or video recognition or understanding using pattern recognition or machine learning
    • G06V10/74Image or video pattern matching; Proximity measures in feature spaces
    • G06V10/75Organisation of the matching processes, e.g. simultaneous or sequential comparisons of image or video features; Coarse-fine approaches, e.g. multi-scale approaches; using context analysis; Selection of dictionaries
    • G06V10/754Organisation of the matching processes, e.g. simultaneous or sequential comparisons of image or video features; Coarse-fine approaches, e.g. multi-scale approaches; using context analysis; Selection of dictionaries involving a deformation of the sample pattern or of the reference pattern; Elastic matching
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F18/00Pattern recognition
    • G06F18/20Analysing
    • G06F18/28Determining representative reference patterns, e.g. by averaging or distorting; Generating dictionaries
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06VIMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V10/00Arrangements for image or video recognition or understanding
    • G06V10/70Arrangements for image or video recognition or understanding using pattern recognition or machine learning
    • G06V10/74Image or video pattern matching; Proximity measures in feature spaces
    • G06V10/75Organisation of the matching processes, e.g. simultaneous or sequential comparisons of image or video features; Coarse-fine approaches, e.g. multi-scale approaches; using context analysis; Selection of dictionaries
    • G06V10/76Organisation of the matching processes, e.g. simultaneous or sequential comparisons of image or video features; Coarse-fine approaches, e.g. multi-scale approaches; using context analysis; Selection of dictionaries based on eigen-space representations, e.g. from pose or different illumination conditions; Shape manifolds

Definitions

  • the present invention relates to a method and apparatus for classifying structural anomalies by characterizing the shape changes via their bounding surfaces and comparing the shape changes with shape measures representing known populations.
  • Detection of subtle changes in shape of structures can often times be of critical importance for detecting anomalies that are potential indicators of defect or disease.
  • Minor shape changes of structures can often have major catastrophic results. For example, deformation in building construction components may lead to a significant decrease in structural integrity of the entire construction. Also, for example, minor deformations in high resolution, complex machined parts may lead to incompatibility with other machined parts and ultimately to the degradation of the machined device's performance. Additionally, alterations of the shape of human anatomical organs may, for example, be an early warning sign of disease such as cancer. In each of these case, early detection of shape anomalies may be of critical importance.
  • diagnosis of many diseases requires painful, invasive testing. For example, a biopsy of suspected diseased tissue is often required to determine if a disease exists within the human body. While non-invasive imaging techniques such as MRI, CT and Ultrasound exist and provide valuable information regarding injury, such techniques provide little to no assistance in directly quantifying structural changes used in the diagnosis of disease.
  • Conventional methods for characterizing human brain disease involves no automation for characterizing shape change associated with bounded volumes and their connected surfaces. The most common approach to defining human brain disease is the comparison of the total volumes of selected brain substructures. Volume determinations are usually made using manual techniques of outlining or counting stereo logical points around and within the selected volume.
  • Shape characterization is a method which allows a user to determine abnormalities and changes in shape of structures. Such shape characterization has a multitude of practical applications. For example, shape characterization techniques may provide a means to detect shape changes in human anatomical organs. Also, for example, shape characterization may provide a means to achieve quality control in automated inspections of structural elements.
  • Shape characterization of human anatomical organs may provide a non-invasive manner in diagnosing abnormal growths, diseases and potential health risks. Cancerous organs with abnormal shapes might be quickly identified without the need for invasive diagnostic techniques. Automated shape characterization of the brain can detect subtle changes in brain volume not presently possible by conventional methods. Gaussian Random Fields on Sub-Manifolds for Characterizing Brain Surfaces, Sarang C. Joshi et al., incorporated herein by reference, discloses a method of using computer hardware and computer software for automated characterization of human brain substructures and the associated disease. Specific diseases have been studied and the alterations of shape on human organs have been observed and classified. By image comparison with known classified diseased organ shapes, early, non-invasive, detection of diseases may be achieved.
  • One disadvantage of conventional methods is the inability to detect the critical subtle changes in human organs such as the brain.
  • Another disadvantage of conventional diagnostic methods of human organs is that they require invasive techniques.
  • early detection and non-invasive methods are goals of disease diagnosis, it would be desirable to provide a means and method for disease diagnosis through the use of shape characterization.
  • shape characterization While the preferred embodiment of this invention is in the characterization of human anatomy, it should be noted that the present invention is not limited to biological application.
  • characterizing shapes of non-biological structures such as automated inspection of parts for quality control, for example, may be accomplished.
  • the present invention overcomes the above-described disadvantages, and provides a method and apparatus for automated shape characterization.
  • the present invention also provides a method and apparatus for automated shape characterization that allows for the detection of disease by means of non-invasive imaging techniques. Additional features and advantages of the invention will be set forth in part in the description which follows, and in part will be apparent from the description, or may be learned by practice of the invention. The objectives and other advantages of the invention will be realized and attained by means of the elements and combinations particularly pointed out in the appended claims.
  • a method and apparatus consistent with the present invention automatically classifies shapes, for example, automatically classifying populations via shape characterizations of sub-manifolds of points, curves, surfaces and sub-volumes. Where a population is a group of individuals exhibiting a common characteristic, also referred to as a class.
  • a method consistent with the present invention includes the steps of: 1) acquiring images of structures using conventional techniques and from the acquired image creating a complete map based on a transform function; 2) creating a database of known shape and volume changes associated with known classification, e.g.
  • a method consistent with the present invention includes creating a database of known normal and diseased states of a particular structure, comparing the image of a structure under a study with the images of the database and using a probability distribution function to determine whether the image under study is closer to a known anomalous image or to a normal state image.
  • the method makes this determination based on the results of the probability distribution function which calculates the difference between a target and a template image and the probability of a match.
  • FIG. 1 depicts the template image with a substructure and its bounding surface identified in the template and mapped on to a target image
  • FIG. 2 depicts the mapping of the template sub-volume associated with a substructure of interest on to a family of target sub-volumes
  • FIG. 3 depicts the mapping of the template bounding surface associated with a substructure of interest onto a family of target bounding surfaces
  • FIG. 4 depicts four surface harmonics computed using the commercially available Automatic Dynamic Incremental Non-Linear Analysis (ADINA) software package associated with the surface of the hippocampus of a brain for expanding vector fields;
  • ADINA Automatic Dynamic Incremental Non-Linear Analysis
  • FIG. 5 depicts a plot of the mean and standard deviation as error bars obtained from maps for normal brains and brains of patients suffering from schizophrenia for the first 25 surface harmonics;
  • FIG. 6 is a flow chart representing the method of automatic shape characterization
  • FIG. 7 is a flow chart representing the method of automatic shape characterization for use in diagnosing human brain disease.
  • a method and device are provided to detect and classify anomalies via shape characterizations of sub-manifolds of points, curves, surfaces or sub- volumes.
  • a method and apparatus automatically characterizes human brain substructures and diseases associated with neuromorphmetric abnormalities in these brain substructures. The method characterizes the shape changes of brain substructures via their bounding surfaces using a series expansion of the vector fields associated with the volume and shape of the bounding surface of the substructures selected for analysis as it deviates from other individuals in populations.
  • a database of known normal and disease state images is created, by an expert in the field or by known techniques in the art, of the subject under study.
  • a doctor studying brain disease uses clinical imaging techniques such as, for example, CT, MRI, and Ultrasound to acquire an image of a patient's brain.
  • CT computed tomography
  • MRI magnetic resonance imaging
  • Ultrasound to acquire an image of a patient's brain.
  • the doctor or operator enters additional information associated with the image into the database.
  • This additional knowledge includes information regarding a diagnosis of a particular disease that afflicts the patient's brain.
  • the additional information helps to classify the image when organized in the database.
  • the acquired image is then subjected to the automated volume matching transform function described in U.S. Patent Application No. 08/678,628, incorporated herein by reference.
  • An automatic volume matching transform function automatically generates a complete mapping of one domain to another, expressed symbolically as h : ⁇ « ⁇ on the entire volume of the acquired image.
  • the transform function generates a map of the region ⁇ of the image.
  • the transform function used to generate a map of the region may be any of the mapping transform functions described in U.S. Patent Application No. 08/678,628, for example, the transform function described in Equations (6) and (7) of U.S. Patent Application No. 08/678,628, as well as any other transforms known in the art to generate a target map.
  • the target map being a generated map of the transformed new image.
  • the new image being the image of a structure presently being examined or under study.
  • these maps are restricted to preselected embedded submanifolds, and automatically carry the template anatomical information onto the target anatomy.
  • This embodiment provides an automated method for understanding the neuroanatomy of the target image.
  • the template image being a map stored in the database formed by the transformed mapping of previously examined images.
  • These maps can be extended as well to include the mapping technology disclosed in U.S. Patent Application No. 08/678,628 and associated with tumors and other morphometry changing normal and or disease states.
  • the various acquired images are entered into the database and classified into different classes (populations) representing various states of the brain. These states include normal brain states, and different disease brain states.
  • Each different disease brain states include images of various brains suffering from brain cancer, Alzheimer's disease, Parkinson's disease, schizophrenia, and attention deficit and learning disorders of childhood.
  • the normal brain state includes images of various brains in a normal state.
  • the collection of images and their respective transformed maps associated with each population are arranged to represent the various substructures of each of the various populations.
  • a database is created of image maps which correspond to either normal or one of a disease state.
  • the template image of the image previously stored in the population is transformed with the map of the new image under study.
  • a statistical measure such as for example, a mean composite sub-volume or bounding surface is generated which represents the average shape characteristic of each population.
  • the characteristic average image is refined as new images are classified into the population.
  • the populations are characterized and distinguished from one another using probability distribution function measures corresponding to the different populations. For example: Population 0 : P 0 , Population ; : P, , . . ., Population N : P N
  • P 0 , P, , . . ., P N represents the probability distribution function for each defined populations.
  • the probability distribution functions are constructed for each population from a training set of individuals belonging to the population using a preselected inclusion and exclusion criteria known to the doctor or operator.
  • An embodiment of the present invention is suited for the study of normal and disease populations of schizophrenics.
  • a database has previously been established with a population of images representing normal brain states and a population of images representing diseased brains suffering from schizophrenia.
  • the probability distribution functions for this example are constructed from a population of individuals defined as normal using preselected clinical inclusion and exclusion criteria.
  • the disease shape change measure is constructed from populations of individuals diagnosed with the disease.
  • a template image known to be associated with an image, a target subvolume of interest and a bounding surface, I 0 , M 0 (3), M 0 (2), respectively is previously stored in a database.
  • the first step is to construct biologically meaningful subvolume M 0 (3) and associated surface M 0 (2) in starting volume ⁇ with associated image I 0 that defines the substructure of interest.
  • a new target image, representing a new unknown brain structure, is acquired using clinical examination techniques such as CT, MRI, or
  • the template image is then mapped onto the target images to acquire a map ofthe substructure in interest I mw .
  • the map ofthe new image is accomplished using the automated volume matching transform functions described above and in U.S. Patent Application No. 08/678,628.
  • the automatic volume matching transform functions automatically generate a complete map h : ⁇ -* ⁇ on the entire volume ofthe acquired image. These transform are invertible.
  • the map ofthe new image can be formed by mapping the template image onto the new image (target) or vice versa.
  • a population characterizing the disease state suffering from schizophrenia, made up of N anatomies are measured via their anatomical imagery I I 2 , ..., I N .
  • Each mapped image I , I 2 , ..., I N . is also generated using the same transform function and template image to acquire a map ofthe substructure in interest.
  • FIG. 1 shows ⁇ , a background coordinate system for the template image (mean composite image) 100; a template brain 101; a surface of the template brain 102; an identified substructure ofthe template brain 103; and a bounding surface ofthe sub-structure of interest in the template brain 104.
  • FIG. 1 also depicts: a background coordinate system ofthe new image 105; a map ofthe target image (new image) 106; a surface ofthe target image 107; a sub-structure of interest of the target image 108; and a bounding surface ofthe target image 109.
  • a set of maps is generated using transforms 111 and 112 to map template image 104 onto target image 109.
  • the new image transform map I New can be compared to known image maps to determine if the new image map is properly classified within a particular population.
  • the following changes in volume, shape and symmetry allow the doctor to most accurately detect necessary changes in the shape ofthe structure.
  • the transformation hierarchically is constructed to be the composition h - h l ° h 2 ° ... h n , the transformations supporting the affine motions, symmetry flip, and fine vector field deformation.
  • polar decomposition To study scale and size parameters, use polar decomposition:
  • A SO , S e symmetric matrices, O e S ⁇ (3) .
  • S is a 3x3 symmetric matrix
  • O is a 3x3 orthogonal matrix with determinant -1
  • SO(3) is the Special Orthogonal group of dimension 3. Elements ofthe symmetric group have 6 entries encoding scale; SO(3) the special orthogonal group.
  • A SO , S e symmetric matrices, O e 0(3) , (5) where O(3) is the Orthogonal group of dimension 3.
  • the variation in the new image must be compared with the probability distribution functions defining each population. If the new image maps falls with the probability distribution functions for a particular population, the new image can be said to be classified as one of that population. The comparison with the probability distribution functions will discussed below. B. Generating the average shape characterizing each population.
  • each image classified as a member of a particular population adds to generate an average shape characteristic ofthe population.
  • the average shape includes a mean composite sub-volume and a mean composite bounding surface.
  • sets of maps are generated which represents the various substructures.
  • To define each population a template image is created that represents the average shape. These are calculated using probability measures on the vector fields restricted to the sub-volumes and associated surfaces.
  • the next step is to apply hierarchical mapping function of mean composite anatomy image existing for the disease population to the new image map, generating the set of maps h it i - 1, 2, . . . on the substructures of interest: h
  • FIGs. 2 and 3 depict the calculation of a mean composite sub-volume and a mean composite bounding surface characteristic ofthe population respectively.
  • a new sub-structure of interest 200 is transformed by the template images ofthe substructures of interest existing as members ofthe population 204-206.
  • To construct composite representing the populations k - I, -, M, as summarized via template sub- manifolds M k (j) , j 0, 1, 2, 3, construct the following:
  • h k is the mean transformation for the k" 1 population
  • h A is the transformation associated with the i' h anatomical imagery in the K h population
  • the template images 204-206 are mapped onto the new image ofthe sub- structure of interest using equation 8. This is depicted in FIG 2 by 201-203.
  • the resulting map is equivalent to the mapping ofthe mean composite sub- volume 207, using the transform function onto the template image 200 to form a new mean composite sub- volume ofthe average shape characteristic ofthe population.
  • the mean composite sub-volume ofthe average shape is refined to reflect the addition ofthe new member ofthe population.
  • the mean composite bounding surface ofthe average shape is refined.
  • a new sub-structure of interest 300 is transformed by the template images ofthe sub-structures of interest existing as members ofthe population 304-306.
  • S' is the scale transformation associated with the i lh anatomical imagery in the kth population.
  • the template images 304-306 are mapped onto the new image ofthe substructure of interest using equation 9. This is depicted in FIG. 3 by 301-303.
  • the resulting map is equivalent to the mapping ofthe mean composite bounding surface 307, using the transform function onto the template image 300 to form a new mean composite bounding surface ofthe average shape characteristic ofthe population.
  • the mean composite bounding surface ofthe average shape is refined to reflect the addition ofthe new member ofthe population.
  • an embodiment ofthe present invention creates average shapes characteristic ofthe shapes ofthe sub-structures which are classified as members of a particular population.
  • any new image which matches the average shape of a particular population can be said to be a member of that population.
  • the average shape ofthe sub-structure of interest which characterizes the population suffering from schizophrenia will differ in shape from the average shape of the sub-structure in interest which characterizes the population representing a normal state.
  • new images are acquired, they are mapped and compared to the template images ofthe average shape of each population. If a match is found to either average shape, the new image is classified as a member of that population.
  • a disease may be classified based on its shape alone.
  • the hypothesis testing approach allows the present invention to better determine whether a new image under study falls within the probability of being classified with one population over another even though the shape ofthe new image's structure varies from the average shape characterizing each population.
  • a probability distribution function is generated, by estimating the mean and covariance through Gaussian processes, from the family of maps making up each population. These maps are characterized as Gaussian processes indexed over the scale and size parameters which parameterize and define the vector fields. These Gaussian processes are represented by their mean and covariance operators.
  • scale groups For the scale and size parameters (collectively known as scale groups), the means and covariances ofthe scale groups are empirically estimated.
  • the scale group as a 6 x 1 vector, thus the mean Sis a 6 x 1 vector, and the covariance ⁇ s is a 6 x 6 matrix.
  • ⁇ k(x) is a/R 3 valued function
  • U k is the mean weight associated with the k" 1 basis function
  • U(x) is the displacement vector field expanded in the orthonormal basis function ⁇ k ( ⁇ );
  • Uk is the mean weight associated with the k! h basis function
  • U(x) is mean displacement vector field
  • K(x, y) is the covariance operator ofthe displacement vector field
  • o lk is the covariance ofthe i ,h and the k" 1 weights.
  • h k S k O k + ⁇ generating the set of scale matrices S* containing 6 parameters.
  • the scale group as a 6 x 1 vector.
  • the estimates for the mean and variances ofthe populations S k , ⁇ k are given by
  • S k is the scale transformation associated with the i ,h anatomical imagery in the k" 1 population
  • S is the mean scale transformation for the k th population
  • ⁇ ⁇ is the estimate ofthe scale covariance.
  • the mean S is a 6 x 1 vector
  • the scale covariance ⁇ s is a 6 x 6 matrix.
  • the mean and covariance for the vector fields is estimated from the family of maps SET - U.
  • Given are a set of anatomical maps, normal and disease SET - U (u ...,u ⁇ ) from a Gaussian random field with mean-field and covariance (U, K ⁇ ).
  • the maximum-likelihood estimates for the mean and variances ofthe two populations normal, disease are given by
  • U N is the weight associated with the k" 1 basis function ofthe n' h displacement vector field ofthe normal population
  • UN is the maean weight associated with the k" basis function ofthe normal population
  • 2_ u * s the covariance of associated with the normal population.
  • FIG. 4 shows samples from a complete orthonormal basis ⁇ k ⁇ for expanding vector fields on the surface, in this case the hippocampus.
  • the complete orthonormal basis ofthe surface are constructed numerically using finite elements codes, such as ADI ⁇ A for example, or empirical eigenfunction methods.
  • the complete orthonormal base can be generated for any smooth geometry.
  • Four harmonics ofthe orthonormal base specific to the hippocampus geometry are illustrated in FIG. 4. These are depicted as deviations around the template geometry.
  • the panels show the graph of points generated by ⁇ x + ⁇ k (x), x e M (2) ⁇ , and ⁇ k the k - th harmonic.
  • FIG. 4 various deviations from the mean composite image that still fall within the image probability distribution function of a particular population.
  • the left panel of FIG. 5 shows the mean template constructed from ten brains hoM (2). Shown in the middle and right panels of FIG. 5 are the maximum-likelihood estimates ofthe means and variances ( U ⁇ o 1 ) ofthe first 25 surface harmonics representing maps from the provisory template. The middle panel shows the means U of the first 25 surface harmonics representing deviation ofthe population of four anatomies from the provisory template. The right panel shows the variances, ⁇ 2 .
  • an embodiment ofthe present invention can automatically diagnosis a disease state based on changes in the structure shape.
  • D. Automated Diagnosis of Disease State Via Deviation Morphometric Change In order to automatically diagnose a disease state based on shape characterization, the template image is transformed onto the mapped new image (target image) to determine the deviation ofthe mapped new image from the average shape which characterizes each population. Once the mapped new image is determined to fall within the variation limits of a particular average shape, characterizing a population, the probability distribution functions that have been established determine whether the new image can be classified as a member of that population. Each population is represented by a particular shape ofthe structure characterizing that population which in turn represents a particular disease or normal state.
  • disease corresponds to the existence of two probability distribution functions P 0 » P x representing large deviations of one to another, with the assumption that the topological structures ofthe normal human anatomy are preserved.
  • the constant ⁇ representing a bi image will be a member of either population. For example, when the probability that a new image is a member of either population is equal, such as either being male or female, the constant becomes 1.
  • the constant represent prior knowledge ofthe probability that the new image is of a particular population.
  • a method consistent with the present invention calculates representations of normal and disease states associated with the composite templates and sample mean and variance statistics for both normal and disease separately generated from population statistics characterizing these states,
  • h is the mean transformation associated with the normal population
  • h is the transformation associated with the Disease population.
  • FIGs. 6 and 7 depict a flow diagram representing the method described above.
  • FIG. 6, 600 shows a pre-generated database containing characteristic image map models and their corresponding probability distribution function. Each image map and corresponding probability function characterizing a particular population.
  • the examination of a new image and structure of interest using conventional imaging techniques is shown at 601.
  • 602 shows the generation of a map by applying the mapping transform to the image.
  • the map is then restricted to study a substructure of interest 603.
  • a shape measure is then computed at 604 for comparison with known population shape measures stored in the database. This step is repeated for each image to be studied 605.
  • the map ofthe new image is compared with each image map characteristic of each population 606.
  • a classification into an existing population is determined based whether the new image's map falls within the probability distribution function of a particular population 607.
  • the mean composite average shape map of that population is recalculated to account for the new shapes's variation 608.
  • This recalculated average shape allows the model of each class to be built and refined.
  • Both the mean composite subvolume and the mean composite bounding surface are recalculated for the population. After the mean composite subvolume and the mean composite bounding surface are recalculated, the process is restarted for a new image at 600.
  • FIG. 7 depicts the simplified example of classifying various brain images into either a normal or schizophrenic population.
  • a database is pre-stored with image maps of normal and schizophrenic brain images 700. Average shapes including mean composite subvolumes and mean composite bounding surfaces are calculated for each population 701 and stored in the database. The probability distribution function is also calculated 702.
  • An image of a new brain to be studied is acquired using clinical examination techniques 703. These techniques include MRI, CT, and Ultrasound.
  • a map ofthe new image is generated by mapping a template image stored in the database onto the new target image using a transform function 704. The new image map is restricted to a specific substructure of interest 705. In this example, the hippocampus of the brain is selected.
  • a shape measure is then computed at 706 for comparison with known population shape measures stored in the database.
  • the new image map is compared to the map ofthe average shape for either population 707.
  • a classification into one ofthe populations is made based on whether the map ofthe new image falls within the probability distribution function of either population 708.
  • the average shape of that population is recalculated to account for the variations in shape the new image has from the existing average shape 709. Steps 703-709 are repeated for each new brain image to be studied.
  • a model including an average shape and probability distribution function of each class is recalculated to account for the variation in shape of each new image classified into a class 710.
  • a machined component of a complex mechanical device may be produced with certain acceptable tolerances.
  • the machined component may function properly within the entire devices, provided the component is machined within acceptable tolerances.
  • An embodiment consistent with the present invention might classify machined components as normal (i.e. within acceptable tolerances), diseased (i.e. defective).
  • Additional classifications may be arranged for diseased components which match shape characteristics for other components which may, for example, be subjected to further machining into other functional components, or into a classification of a completely defective component which must not be used for any reasons an so on. Imaging machined components automatically as they are completed off the assembly line may provide an efficient quality control.
  • defective parts may be categorized into classification which may be acceptable for recycling into other components. Defective parts with no fiinctional value may be correctly classified and removed from the assembly line. Thus, complex devices may be efficiently manufactured and quality control maintained.

Abstract

A method and apparatus for classifying population states based on shape characterizations of sub-manifolds of points, curves, surfaces, or sub-volumes. A structure is examined using, for example, clinical imaging techniques such as CT, MRI, or Ultrasound (601). The image is then subjected to a transform function to generate a map (602) of the new image. The new image map which contains information regarding the shape (604) of the structure is compared (606) to average shape characterizing population groups. If the shape of the new image falls within a best match probability with an average shape, the new image is classified (607) as a member of the population characterized by the average shape. Thus, if the shape of the new structure resembles the average shape of a population group, the new shape is classified as the same population state as the other structures displaying the same shape characteristics.

Description

METHOD AND APPARATUS FOR AUTOMATIC SHAPE CHARACTERIZATION
Field of Invention
The present invention relates to a method and apparatus for classifying structural anomalies by characterizing the shape changes via their bounding surfaces and comparing the shape changes with shape measures representing known populations.
Background Art
Detection of subtle changes in shape of structures can often times be of critical importance for detecting anomalies that are potential indicators of defect or disease.
Minor shape changes of structures can often have major catastrophic results. For example, deformation in building construction components may lead to a significant decrease in structural integrity of the entire construction. Also, for example, minor deformations in high resolution, complex machined parts may lead to incompatibility with other machined parts and ultimately to the degradation of the machined device's performance. Additionally, alterations of the shape of human anatomical organs may, for example, be an early warning sign of disease such as cancer. In each of these case, early detection of shape anomalies may be of critical importance.
Often diseases which affect human anatomical organs alter the shape of the diseased organ. For example, cancer mutates organ cells to create abnormal tumor growths. In addition, recent discoveries have revealed that diseased brains suffering from schizophrenia display abnormal shapes and growths. Early detection of these abnormal shapes and growths are of great benefit to the patient and physician in order to begin treatment as soon as possible.
Presently, diagnosis of many diseases requires painful, invasive testing. For example, a biopsy of suspected diseased tissue is often required to determine if a disease exists within the human body. While non-invasive imaging techniques such as MRI, CT and Ultrasound exist and provide valuable information regarding injury, such techniques provide little to no assistance in directly quantifying structural changes used in the diagnosis of disease. Conventional methods for characterizing human brain disease involves no automation for characterizing shape change associated with bounded volumes and their connected surfaces. The most common approach to defining human brain disease is the comparison of the total volumes of selected brain substructures. Volume determinations are usually made using manual techniques of outlining or counting stereo logical points around and within the selected volume. This approach can only detect the presence of human brain disease associated with differences in total brain substructure volume and where the magnitude of such differences exceeds the degree of error associated with making manual measurements. Many human brain diseases, such as Alzheimer's disease, Parkinson's disease, schizophrenia, as well as attention deficit and learning disorders of childhood are known to be associated with small brain volume differences and therefore cannot be detected using manual methods. Accurate automated methods of generating volume measures and global scale transformations provide a methodology for accurate representation of disease based on scale and volume representation. Since abnormalities of neuronal architecture have been associated with these same diseases, it is likely that the innovations described herein will discriminate individuals with these diseases from normal individuals, and allow treatment to begin. In additionl, diseases associated with asymmetry can be examined using the advances described herein as well. Shape characterization is a method which allows a user to determine abnormalities and changes in shape of structures. Such shape characterization has a multitude of practical applications. For example, shape characterization techniques may provide a means to detect shape changes in human anatomical organs. Also, for example, shape characterization may provide a means to achieve quality control in automated inspections of structural elements.
Shape characterization of human anatomical organs may provide a non-invasive manner in diagnosing abnormal growths, diseases and potential health risks. Cancerous organs with abnormal shapes might be quickly identified without the need for invasive diagnostic techniques. Automated shape characterization of the brain can detect subtle changes in brain volume not presently possible by conventional methods. Gaussian Random Fields on Sub-Manifolds for Characterizing Brain Surfaces, Sarang C. Joshi et al., incorporated herein by reference, discloses a method of using computer hardware and computer software for automated characterization of human brain substructures and the associated disease. Specific diseases have been studied and the alterations of shape on human organs have been observed and classified. By image comparison with known classified diseased organ shapes, early, non-invasive, detection of diseases may be achieved.
One disadvantage of conventional methods is the inability to detect the critical subtle changes in human organs such as the brain. Another disadvantage of conventional diagnostic methods of human organs is that they require invasive techniques. As early detection and non-invasive methods are goals of disease diagnosis, it would be desirable to provide a means and method for disease diagnosis through the use of shape characterization. While the preferred embodiment of this invention is in the characterization of human anatomy, it should be noted that the present invention is not limited to biological application. In addition, characterizing shapes of non-biological structures such as automated inspection of parts for quality control, for example, may be accomplished.
SUMMARY OF THE INVENTION The present invention overcomes the above-described disadvantages, and provides a method and apparatus for automated shape characterization. The present invention also provides a method and apparatus for automated shape characterization that allows for the detection of disease by means of non-invasive imaging techniques. Additional features and advantages of the invention will be set forth in part in the description which follows, and in part will be apparent from the description, or may be learned by practice of the invention. The objectives and other advantages of the invention will be realized and attained by means of the elements and combinations particularly pointed out in the appended claims.
According to the present invention, to achieve these and other advantages and in accordance with the purpose of the invention, as embodied and broadly described herein, a method and apparatus consistent with the present invention automatically classifies shapes, for example, automatically classifying populations via shape characterizations of sub-manifolds of points, curves, surfaces and sub-volumes. Where a population is a group of individuals exhibiting a common characteristic, also referred to as a class. A method consistent with the present invention includes the steps of: 1) acquiring images of structures using conventional techniques and from the acquired image creating a complete map based on a transform function; 2) creating a database of known shape and volume changes associated with known classification, e.g. disease populations and classifying the images based on classification characteristics; 3) characterizing the shape of a population by creating a mean composite sub-volume and mean composite bounding surface by averaging the transform maps of images classified together in the same population; 4) determining a variation around the mean composite sub-volume and bounding surfaces using the family of transform maps; and 5) determining the probability that a new structure under study belongs in a particular population based on its shape. A method consistent with the present invention includes creating a database of known normal and diseased states of a particular structure, comparing the image of a structure under a study with the images of the database and using a probability distribution function to determine whether the image under study is closer to a known anomalous image or to a normal state image. The method makes this determination based on the results of the probability distribution function which calculates the difference between a target and a template image and the probability of a match. It is to be understood that both the foregoing general description and the following detailed description are exemplary and explanatory only and are not restrictive of the invention, as claimed.
BRIEF DESCRIPTION OF THE DRAWINGS Other features and advantages of the present invention will become apparent in the following detailed description of the preferred embodiment, with reference to the accompanying drawing, of which: FIG. 1 depicts the template image with a substructure and its bounding surface identified in the template and mapped on to a target image; FIG. 2 depicts the mapping of the template sub-volume associated with a substructure of interest on to a family of target sub-volumes;
FIG. 3 depicts the mapping of the template bounding surface associated with a substructure of interest onto a family of target bounding surfaces; FIG. 4 depicts four surface harmonics computed using the commercially available Automatic Dynamic Incremental Non-Linear Analysis (ADINA) software package associated with the surface of the hippocampus of a brain for expanding vector fields;
FIG. 5 depicts a plot of the mean and standard deviation as error bars obtained from maps for normal brains and brains of patients suffering from schizophrenia for the first 25 surface harmonics;
FIG. 6 is a flow chart representing the method of automatic shape characterization; and
FIG. 7 is a flow chart representing the method of automatic shape characterization for use in diagnosing human brain disease.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS According to the present invention, a method and device are provided to detect and classify anomalies via shape characterizations of sub-manifolds of points, curves, surfaces or sub- volumes. In an embodiment of the present invention, a method and apparatus automatically characterizes human brain substructures and diseases associated with neuromorphmetric abnormalities in these brain substructures. The method characterizes the shape changes of brain substructures via their bounding surfaces using a series expansion of the vector fields associated with the volume and shape of the bounding surface of the substructures selected for analysis as it deviates from other individuals in populations. Reference will now be made in detail to the present preferred embodiment of the invention, examples of which are illustrated in the accompanying drawings.
A database of known normal and disease state images is created, by an expert in the field or by known techniques in the art, of the subject under study. In a preferred embodiment a doctor studying brain disease uses clinical imaging techniques such as, for example, CT, MRI, and Ultrasound to acquire an image of a patient's brain. As each patient's brain is imaged, the doctor or operator enters additional information associated with the image into the database. This additional knowledge includes information regarding a diagnosis of a particular disease that afflicts the patient's brain. The additional information helps to classify the image when organized in the database. The acquired image is then subjected to the automated volume matching transform function described in U.S. Patent Application No. 08/678,628, incorporated herein by reference. An automatic volume matching transform function automatically generates a complete mapping of one domain to another, expressed symbolically as h : Ω « Ω on the entire volume of the acquired image. The transform function generates a map of the region Ω of the image. The transform function used to generate a map of the region may be any of the mapping transform functions described in U.S. Patent Application No. 08/678,628, for example, the transform function described in Equations (6) and (7) of U.S. Patent Application No. 08/678,628, as well as any other transforms known in the art to generate a target map. The target map being a generated map of the transformed new image. The new image being the image of a structure presently being examined or under study. In an embodiment, these maps are restricted to preselected embedded submanifolds, and automatically carry the template anatomical information onto the target anatomy. This embodiment provides an automated method for understanding the neuroanatomy of the target image. The template image being a map stored in the database formed by the transformed mapping of previously examined images. These maps can be extended as well to include the mapping technology disclosed in U.S. Patent Application No. 08/678,628 and associated with tumors and other morphometry changing normal and or disease states. The various acquired images are entered into the database and classified into different classes (populations) representing various states of the brain. These states include normal brain states, and different disease brain states. Each different disease brain states include images of various brains suffering from brain cancer, Alzheimer's disease, Parkinson's disease, schizophrenia, and attention deficit and learning disorders of childhood. Likewise, the normal brain state includes images of various brains in a normal state. The collection of images and their respective transformed maps associated with each population are arranged to represent the various substructures of each of the various populations. Over time, a database is created of image maps which correspond to either normal or one of a disease state. Those skilled in the art and also skilled in recognizing that image map databases representing several possible classifications can be automatically generated and maintained either without manual intervention or with varying degrees of physician or operator intervention.
As each new image is classified, the template image of the image previously stored in the population is transformed with the map of the new image under study. A statistical measure, such as for example, a mean composite sub-volume or bounding surface is generated which represents the average shape characteristic of each population. Over time, the characteristic average image is refined as new images are classified into the population. The populations are characterized and distinguished from one another using probability distribution function measures corresponding to the different populations. For example: Population0 : P0 , Population ; : P, , . . ., Population N : PN
(1) where P0 , P, , . . ., PN represents the probability distribution function for each defined populations. The probability distribution functions are constructed for each population from a training set of individuals belonging to the population using a preselected inclusion and exclusion criteria known to the doctor or operator.
Once an adequate database is established and a new patient's brain is received for study, its image is acquired using clinical examination techniques such as CT, MRI, or Ultrasound. The image of the brain under study is then subjected to any and all of the mapping transform functions described in U.S. Patent Application No. 08/678,628, for example, the transform functions shown in Equations (6) and (7) of U.S. Patent
Application No. 08/678,628, as well as any other transforms known in the art to generate a target map of the brain image under study. The mapped target image is then compared to the template images of each population stored in the database. The probability distribution function developed are used to determine whether the brain image under study falls within the probability distribution function of a particular population. Thus, the image of the brain under study may be properly diagnosed as corresponding to either the normal or disease state population. The new brain image is classified according to disease state and its variation of shape is then transformed using computed statistics, such as for example, the mean composite sub-volumes or mean composite bounding surfaces to create new mean composite sub-volumes or new mean composite bounding surfaces which account for the new image's variation.
An embodiment of the present invention is suited for the study of normal and disease populations of schizophrenics. In this embodiment, we assume a database has previously been established with a population of images representing normal brain states and a population of images representing diseased brains suffering from schizophrenia. The probability distribution functions for this example are constructed from a population of individuals defined as normal using preselected clinical inclusion and exclusion criteria. The disease shape change measure is constructed from populations of individuals diagnosed with the disease.
The computer classification of the disease state as manifest via neuramorphometric abnormality expands the transforming vector fields u(x) by using a /R3 valued complete orthonormal basis {φk (x), k= 1, •■•} restricted to the submanifold M(j) according to
"(*) = Σ Uftk > x e M(J)> J = 1, 2, 3. (2) Where M(j) is a manifold of dimensiony'=l, 2, 3; x is a point on the manifold M(j); φk (x) is a IR3 valued basis function; and u(x) is the transforming vector field expanded in the orthonormal basis functions φk (x). The complete orthonormal basis {φk(x), k = 1,-} is defined respecting the volume, shape, and geometry of the brain substructures. A. Acquiring an image and generating the transform map. A template image known to be associated with an image, a target subvolume of interest and a bounding surface, I0, M0(3), M0(2), respectively is previously stored in a database. The first step is to construct biologically meaningful subvolume M0(3) and associated surface M0(2) in starting volume Ω with associated image I0 that defines the substructure of interest. A new target image, representing a new unknown brain structure, is acquired using clinical examination techniques such as CT, MRI, or
Ultrasound. The template image is then mapped onto the target images to acquire a map ofthe substructure in interest Imw. The map ofthe new image is accomplished using the automated volume matching transform functions described above and in U.S. Patent Application No. 08/678,628. The automatic volume matching transform functions automatically generate a complete map h : Ω -* Ω on the entire volume ofthe acquired image. These transform are invertible. Thus, the map ofthe new image can be formed by mapping the template image onto the new image (target) or vice versa. A population characterizing the disease state suffering from schizophrenia, made up of N anatomies are measured via their anatomical imagery I I2, ..., IN. Each mapped image I , I2, ..., IN. is also generated using the same transform function and template image to acquire a map ofthe substructure in interest.
This step is shown in FIG 1. FIG. 1 shows Ω, a background coordinate system for the template image (mean composite image) 100; a template brain 101; a surface of the template brain 102; an identified substructure ofthe template brain 103; and a bounding surface ofthe sub-structure of interest in the template brain 104. FIG. 1 also depicts: a background coordinate system ofthe new image 105; a map ofthe target image (new image) 106; a surface ofthe target image 107; a sub-structure of interest of the target image 108; and a bounding surface ofthe target image 109. Using equation 3, a set of maps is generated using transforms 111 and 112 to map template image 104 onto target image 109. By using the transform function and generating the sets of maps, subtle change in the shape and image ofthe structure can be detected. Through the subtle shape detection the new image transform map INew can be compared to known image maps to determine if the new image map is properly classified within a particular population. The following changes in volume, shape and symmetry allow the doctor to most accurately detect necessary changes in the shape ofthe structure.
For studying volume, shape and symmetry, the transformation hierarchically is constructed to be the composition h - hl ° h2 ° ... hn, the transformations supporting the affine motions, symmetry flip, and fine vector field deformation.
For characterizing global scale, define h to be the affine group, consisting ofthe generalized linear group produced with translation: h(x) = Ax + b, A e GL(3), b e IR3 . (3) Where h(x) is the transformation; A is a 3x3 affine matrix; x is a point; b is a 3x1 translation vector; and GL(3) is the Generalized Linear Group of dimension 3. To study scale and size parameters, use polar decomposition:
A = SO , S e symmetric matrices, O e SΟ(3) . (4) Where S is a 3x3 symmetric matrix; O is a 3x3 orthogonal matrix with determinant -1 ; and SO(3) is the Special Orthogonal group of dimension 3. Elements ofthe symmetric group have 6 entries encoding scale; SO(3) the special orthogonal group.
To study flip symmetry, let 0 be in the orthogonal group with determinant -1 :
A = SO , S e symmetric matrices, O e 0(3) , (5) where O(3) is the Orthogonal group of dimension 3.
To study high dimensional fine transformation of shape, define h via its associated vector field: h : x → x — u(x) . (6)
In order to determine the correct classification ofthe new image, the variation in the new image must be compared with the probability distribution functions defining each population. If the new image maps falls with the probability distribution functions for a particular population, the new image can be said to be classified as one of that population. The comparison with the probability distribution functions will discussed below. B. Generating the average shape characterizing each population.
As a database representing images of brains already examined is constructed, each image classified as a member of a particular population adds to generate an average shape characteristic ofthe population. The average shape includes a mean composite sub-volume and a mean composite bounding surface. For each population, sets of maps are generated which represents the various substructures. To define each population a template image is created that represents the average shape. These are calculated using probability measures on the vector fields restricted to the sub-volumes and associated surfaces. The next step is to apply hierarchical mapping function of mean composite anatomy image existing for the disease population to the new image map, generating the set of maps hit i - 1, 2, . . . on the substructures of interest: h
Mod) ~ Ml(j),j = 0, 1, 2, 3 . (1)
Where M0(j) is a manifold of dimensional, 2, 3; h, is the map generated by the mapping transform mapping I0 to the anatomical imagery Z; and Mβ) is the computed manifold of dimension 7=1, 2, 3, as a result of applying the map ht to M0(j). FIGs. 2 and 3 depict the calculation of a mean composite sub-volume and a mean composite bounding surface characteristic ofthe population respectively. In FIG. 2, a new sub-structure of interest 200 is transformed by the template images ofthe substructures of interest existing as members ofthe population 204-206. To construct composite representing the populations k - I, -, M, as summarized via template sub- manifolds Mk (j) , j = 0, 1, 2, 3, construct the following:
M p(irM0(j)°hkAhk(x) e Ω : x e MQ(j)} ,hk = i∑ h , 7 =0, 1,2,3. (8)
Where hk is the mean transformation for the k"1 population; h Ais the transformation associated with the i'h anatomical imagery in the Kh population; M (j) is the manifold of dimension ofj = 1,2,3; Mk (j) is the complete composite template manifold of dimension j = 1,2,3 representing the kth population as a result of applying the mean transformation hk to M0(j).
The template images 204-206 are mapped onto the new image ofthe sub- structure of interest using equation 8. This is depicted in FIG 2 by 201-203. The resulting map is equivalent to the mapping ofthe mean composite sub- volume 207, using the transform function onto the template image 200 to form a new mean composite sub- volume ofthe average shape characteristic ofthe population. Thus, as each new image is classified as a member ofthe population, the mean composite sub-volume ofthe average shape is refined to reflect the addition ofthe new member ofthe population.
Likewise in FIG. 3, the mean composite bounding surface ofthe average shape is refined. In FIG. 3, a new sub-structure of interest 300 is transformed by the template images ofthe sub-structures of interest existing as members ofthe population 304-306. To construct a composite representing the global scale and volume of each ofthe populations k = I, -, M construct the average scale: emp = M0 hkAhk(x) e Ω -. x e MQ(j)},hk = ∑ S k ; j = 0, 1, 2, 3. (9)
Where S' is the scale transformation associated with the ilh anatomical imagery in the kth population. The template images 304-306 are mapped onto the new image ofthe substructure of interest using equation 9. This is depicted in FIG. 3 by 301-303. The resulting map is equivalent to the mapping ofthe mean composite bounding surface 307, using the transform function onto the template image 300 to form a new mean composite bounding surface ofthe average shape characteristic ofthe population. Thus, as each new image is classified as a member ofthe population, the mean composite bounding surface ofthe average shape is refined to reflect the addition ofthe new member ofthe population.
Thus, an embodiment ofthe present invention creates average shapes characteristic ofthe shapes ofthe sub-structures which are classified as members of a particular population. Thus, when mapped, any new image which matches the average shape of a particular population can be said to be a member of that population. In this embodiment, the average shape ofthe sub-structure of interest which characterizes the population suffering from schizophrenia will differ in shape from the average shape of the sub-structure in interest which characterizes the population representing a normal state. As new images are acquired, they are mapped and compared to the template images ofthe average shape of each population. If a match is found to either average shape, the new image is classified as a member of that population. Thus, a disease may be classified based on its shape alone.
C. Determining Probability Distribution Function and the variation in the population around the average shape.
Thus far, however, only the average ofthe various populations were used. Thus, only an exact or very close matching ofthe image under study to the defined average of the various states will provide any meaningful classification of new images under study. To benefit from the full power of hypothesis testing, variation measures are used. The hypothesis testing approach allows the present invention to better determine whether a new image under study falls within the probability of being classified with one population over another even though the shape ofthe new image's structure varies from the average shape characterizing each population. A probability distribution function is generated, by estimating the mean and covariance through Gaussian processes, from the family of maps making up each population. These maps are characterized as Gaussian processes indexed over the scale and size parameters which parameterize and define the vector fields. These Gaussian processes are represented by their mean and covariance operators.
For the scale and size parameters (collectively known as scale groups), the means and covariances ofthe scale groups are empirically estimated. The affine transformations are decomposed using polar decomposition h = SO + b generating the set of scale matrices S containing 6 parameters. Interpret the scale group as a 6 x 1 vector, thus the mean Sis a 6 x 1 vector, and the covariance ∑s is a 6 x 6 matrix.
For the vector fields modeling shape change characterize it as a three-dimensional Gaussian random field {U(x), x eM) on the domain M c Ω specified by its mean and covariance. Define {U (x), x e M}to be a Gaussian Random Fields (G.R.F.) on the Hubert space H with inner product < f, g > of two functions given by
<f,g> = , (10)
Figure imgf000015_0001
Where/a IR2 valued function on the domain M; g a IR? valued function on the domain M;f the first component of/;/2 the first component of/;/3 the first component of/; g1 the first component of g; g2 the first component of g; g3 the first component of g; and dv measure on domain M and the equation uses mean field £/and covariance field Kυ. Notice dv is the appropriate measure on the manifold M <= Ω; v is Lebesgue measure for IR3 for Ω = [0, l]3, u is a surface measure on the bounding surfaces M(2).
Constructing the {U(x), x e M] Gaussian fields as a quadratic mean limit using a complete /Revalued orthonormal basis on M, with the basis f {φh k = 1, 2, . . .), and the t/-field given according to
U(x) = ∑ Ukφk(x) , Uk = < φk, U > (11) k=l Where: φk(x) is a/R3 valued function; Uk is the mean weight associated with the k"1 basis function; U(x) is the displacement vector field expanded in the orthonormal basis function φk(χ);
<,> is the inner-product defined in Equation (10). Also where Uk, are Gaussian random variables with fixed means Uk and covariance σlk = E(Uk - fyfU, - U). The mean and covariance operator ofthe field becomes
Figure imgf000016_0001
Where: Uk is the mean weight associated with the k!h basis function; U(x) is mean displacement vector field; K(x, y) is the covariance operator ofthe displacement vector field; and olk is the covariance ofthe i,h and the k"1 weights.
The mean and covariance ofthe scale groups representing the various populations Pi,..., PM are generated from the set of anatomical maps, SET - h = {hk, ....,hk}, k = 1,...,M, specifying the affine groups. For each transformation, use polar decomposition hk = SkOk + ^generating the set of scale matrices S* containing 6 parameters. Interpret the scale group as a 6 x 1 vector. The estimates for the mean and variances ofthe populations Sk, σk are given by
ι N , N Sk = ± ∑ Sk , ∑k = r ∑ S *(S*)' - SW; (13)
Where S k is the scale transformation associated with the i,h anatomical imagery in the k"1 population; S is the mean scale transformation for the kth population; and∑^ is the estimate ofthe scale covariance. The mean S is a 6 x 1 vector; the scale covariance ∑s is a 6 x 6 matrix.
The mean and covariance for the vector fields is estimated from the family of maps SET - U. The generation ofthe probability representing the normal and disease states estimates the mean and covariance ofthe random variables Uk, Uk = < φk, U > representing the populations of maps, (Uk, σlk). Given are a set of anatomical maps, normal and disease SET - U = (u ...,uΝ) from a Gaussian random field with mean-field and covariance (U, Kυ). The maximum-likelihood estimates for the mean and variances ofthe two populations normal, disease are given by
^ ' r ^ ' ^ ' lf t (U ' °? )(C/- " °"f' <14)
Where UN is the weight associated with the k"1 basis function ofthe n'h displacement vector field ofthe normal population; UN is the maean weight associated with the k" basis function ofthe normal population; and 2_ u *s the covariance of associated with the normal population.
Figure imgf000017_0001
To illustrate, shown in FIG. 4, are samples from a complete orthonormal basis {φk} for expanding vector fields on the surface, in this case the hippocampus. The complete orthonormal basis ofthe surface are constructed numerically using finite elements codes, such as ADIΝA for example, or empirical eigenfunction methods. The complete orthonormal base can be generated for any smooth geometry. Four harmonics ofthe orthonormal base specific to the hippocampus geometry are illustrated in FIG. 4. These are depicted as deviations around the template geometry. The panels show the graph of points generated by {x + φk (x), x e M (2)} , and φk the k - th harmonic. Thus, it is shown in FIG. 4, various deviations from the mean composite image that still fall within the image probability distribution function of a particular population.
The left panel of FIG. 5 shows the mean template constructed from ten brains hoM (2). Shown in the middle and right panels of FIG. 5 are the maximum-likelihood estimates ofthe means and variances ( U^o1) ofthe first 25 surface harmonics representing maps from the provisory template. The middle panel shows the means U of the first 25 surface harmonics representing deviation ofthe population of four anatomies from the provisory template. The right panel shows the variances, σ2.
Thus, having computed the function of mean and covariance for the population an embodiment ofthe present invention can automatically diagnosis a disease state based on changes in the structure shape. D. Automated Diagnosis of Disease State Via Deviation Morphometric Change In order to automatically diagnose a disease state based on shape characterization, the template image is transformed onto the mapped new image (target image) to determine the deviation ofthe mapped new image from the average shape which characterizes each population. Once the mapped new image is determined to fall within the variation limits of a particular average shape, characterizing a population, the probability distribution functions that have been established determine whether the new image can be classified as a member of that population. Each population is represented by a particular shape ofthe structure characterizing that population which in turn represents a particular disease or normal state.
For example, when there is one disease state corresponding to a deviation ofthe basic normal anatomical state. Accordingly, there will be two possible diagnosis, or hypothesis, H0 and H7, where H0 = Normal, H, = Disease. This corresponds to modification ofthe basic anatomical configuration /, where /represents new image, into another T , where V represents the map of the new image, via the diffeomorphism h' E H: I' = h'l, so that the anatomies are topologically equivalent. In this setting, disease corresponds to the existence of two probability distribution functions P0 » Px representing large deviations of one to another, with the assumption that the topological structures ofthe normal human anatomy are preserved. If the deformation operator h e H is too far from the identity element in the similarity group so that it falls outside of a confidence set ofthe null hypothesis, H0, we can identify this kind of abnormality by estimating the probability density p(h) and applying the Neyman-Pearson lemma to arrive at an appropriate decision.
Under the null normal and disease hypotheses, the random deformation have densities H0 : Po(^), Hi : V\(h)- Assume the new image / is generated of a particular patient's anatomy, the goal is to diagnose disease. Then the preferred test becomes
The constant α representing a bi
Figure imgf000018_0001
image will be a member of either population. For example, when the probability that a new image is a member of either population is equal, such as either being male or female, the constant becomes 1. The constant represent prior knowledge ofthe probability that the new image is of a particular population.
Thus, in order to perform the automated diagnosis, a method consistent with the present invention calculates representations of normal and disease states associated with the composite templates and sample mean and variance statistics for both normal and disease separately generated from population statistics characterizing these states,
Figure imgf000019_0001
Where M0 (j) is a manifold of dimension 7 = 1, 2, 3 in the Image I0 representing the substructure of interest ofthe Normal population; M^ (j) is a manifold of dimension 7 = 1, 2, 3 representing the mean substructure of interest ofthe Normal population; MD (7) is a manifold of dimension^ = 1, 2, 3 representing the mean substructure of interest ofthe Disease population; h is the mean transformation associated with the normal population; and h is the transformation associated with the Disease population. The mapped template image to image ofthe patient's brain is calculated according to :
/0 > IM0(J) +λtij) J = 0, 1, 2, 3. (18) This map is compared with the average shapes characterizing each population and the Bayesian hypothesis test, described below, determines which is the most probably match of population characteristic for the mapped image.
The preferred test statistics are then computed for k = 1, ..., D where D is the dimension of test. For scale transformations, optimal test statistics Sk, k = 1,... 6 for n-th anatomy becomes
S„k k-th entry polar decomposition hn = S„O, + b„ , S„ =
Figure imgf000019_0002
For high dimensional vector field transformation h(x) = x - u(x), preferred test statistics become basis function projections Uk = < φk, u,, >, k = 1, . . . , D, and the preferred statistic U vector becomes
Figure imgf000020_0001
Calculate Bayesian hypothesis test deciding on H0 = Normal, Rx = Disease using means and covariances S, ∑s, U, ∑u:
For testing on disease based on scale and or volume: logRHo <* log.ie--∑J - [S - SN]τ(∑Jf)-,[S - SN], (20)
logRHi «* log et∑J - -
Figure imgf000020_0002
- S0]. (21)
For testing on disease based on high dimensional vector fields transformations: logRHo « log-/e-tΣΛr - [U - UN]τy)-1[U - U ], (22) logRHj - log etΣ^ - tU - ϋTC∑ tU - U0]. (23)
FIGs. 6 and 7 depict a flow diagram representing the method described above. In
FIG. 6, 600 shows a pre-generated database containing characteristic image map models and their corresponding probability distribution function. Each image map and corresponding probability function characterizing a particular population. The examination of a new image and structure of interest using conventional imaging techniques is shown at 601. 602 shows the generation of a map by applying the mapping transform to the image. The map is then restricted to study a substructure of interest 603. A shape measure is then computed at 604 for comparison with known population shape measures stored in the database. This step is repeated for each image to be studied 605. The map ofthe new image is compared with each image map characteristic of each population 606. A classification into an existing population is determined based whether the new image's map falls within the probability distribution function of a particular population 607. Once the new image is properly classified into a population, the mean composite average shape map of that population is recalculated to account for the new shapes's variation 608. This recalculated average shape allows the model of each class to be built and refined. Both the mean composite subvolume and the mean composite bounding surface are recalculated for the population. After the mean composite subvolume and the mean composite bounding surface are recalculated, the process is restarted for a new image at 600.
FIG. 7 depicts the simplified example of classifying various brain images into either a normal or schizophrenic population. A database is pre-stored with image maps of normal and schizophrenic brain images 700. Average shapes including mean composite subvolumes and mean composite bounding surfaces are calculated for each population 701 and stored in the database. The probability distribution function is also calculated 702. An image of a new brain to be studied is acquired using clinical examination techniques 703. These techniques include MRI, CT, and Ultrasound. A map ofthe new image is generated by mapping a template image stored in the database onto the new target image using a transform function 704. The new image map is restricted to a specific substructure of interest 705. In this example, the hippocampus of the brain is selected. A shape measure is then computed at 706 for comparison with known population shape measures stored in the database. The new image map is compared to the map ofthe average shape for either population 707. A classification into one ofthe populations is made based on whether the map ofthe new image falls within the probability distribution function of either population 708. Once the new image is classified as either normal or schizophrenic, the average shape of that population is recalculated to account for the variations in shape the new image has from the existing average shape 709. Steps 703-709 are repeated for each new brain image to be studied. A model including an average shape and probability distribution function of each class is recalculated to account for the variation in shape of each new image classified into a class 710.
The forgoing methods and apparatus described in detail above for biological applications can be also used in characterizing shape of non biological structures such as automated inspection of parts for quality control. The populations described above representing normal and disease states can be used to represent non-defective and defective parts as well as different classes of parts.
It should be noted that while the above example describes a binary hypothesis, multiple hypothesis may be utilized. Additional classifications of populations may be employed to further delineate structures that differ in shape characteristics.
Although the specification has described an embodiment drawn to detecting an classifying a diseased state of anatomical organs, the present invention may be applied to a wide variety of applications. Any application where deviations in shape characteristics of a structure might cause the structure to exhibit functional characteristics which deviate from the norm. For example, a machined component of a complex mechanical device may be produced with certain acceptable tolerances. The machined component may function properly within the entire devices, provided the component is machined within acceptable tolerances.
An embodiment consistent with the present invention might classify machined components as normal (i.e. within acceptable tolerances), diseased (i.e. defective).
Additional classifications may be arranged for diseased components which match shape characteristics for other components which may, for example, be subjected to further machining into other functional components, or into a classification of a completely defective component which must not be used for any reasons an so on. Imaging machined components automatically as they are completed off the assembly line may provide an efficient quality control. In addition, defective parts may be categorized into classification which may be acceptable for recycling into other components. Defective parts with no fiinctional value may be correctly classified and removed from the assembly line. Thus, complex devices may be efficiently manufactured and quality control maintained.
While the present invention has been described in connection with what is considered the most practical and preferred embodiments, it is understood that this invention is not limited to the disclosed embodiments, but is intended to cover various arrangements included within the spirit and scope ofthe broadest interpretation so as to encompass all such modifications and equivalent arrangements.

Claims

WHAT IS CLAIMED IS:We claim:
1. A method for building a model for a class of subjects using shapes in images of the subjects comprising the steps of: generating a map relating a template image to an image of one ofthe subjects in the class; computing a shape measure for a structure of interest from said map; repeating said generating and computing steps for a plurality of subjects in the class; and building a model for said class from said computed shape measures.
2. A method for building a model for a class of subjects using shapes in images of the subjects comprising the steps of: generating a map relating a template image to an image of one ofthe subjects in the class; restricting said map to a structure of interest in said image of one ofthe subjects; computing a shape measure for said structure of interest from said map; repeating said generating, restricting, and computing steps for a plurality of subjects in the class; and building a model for said class from said computed shape measures.
3. The method of claim 1, wherein the step of restricting said map to a structure of interest includes the substep of: identifying a point, line, surface, or subvolume in said image of one ofthe subjects.
4. The method of claim 1, wherein the step of building a model includes the substep of: computing a probability distribution function representing said class.
5. A method for classifying a subject based on a shape in an image ofthe subject comprising the steps of: generating a map relating a template image to a subject image; computing a shape measure for a structure of interest from said map; comparing said shape measure to a model representing a first class of subjects; comparing said shape measure to a model representing a second class of subjects; and classifying said subject as belonging to said first class or said second class according to the result of said shape measure comparisons.
6. The method of claim 5, wherein the step of restricting said map to a structure of interest includes the substep of: identifying a point, line, surface, or subvolume in said image of one ofthe subjects.
7. The method of claim 6, including the substep of generating a database by storing built models that characterize different classes.
8. The method of claim 7, including the substep of comparing said computed shape measure of a new image to the models of each different class of the database.
9. The method of claim 8, wherein the step of computing a shape measure for detailed high dimensional comparisons includes the substep of: computing an expansion ofthe map using basis vectors.
10. The method of claim 9, further including comparing the computed shape measure to the shape measure of each model shape measure stored in the database.
11. The method of claim 8, wherein the step of computing a shape measure for scale groups comparisons includes the substep of: computing an expansion ofthe map using polar decomposition.
12. The method of claim 11 , further including comparing the computed shape measure to the shape measure of each model shape measure stored in the database.
13. The method of claim 8, wherein the step of computing a shape measure for flip symmetry comparisons includes the substep of: computing an expansion ofthe map using polar decomposition with a determinant of -1.
14. The method of claim 13, further including comparing the computed shape measure to the shape measure of each model shape measure stored in the database.
15. The method of claim 8, wherein one of said comparing steps includes the substep of: computing a likelihood ratio test.
16. A method for classifying a subject based on a shape in an image ofthe subject comprising the steps of: generating a map relating a template image to a subject image; computing a shape measure for a structure of interest from said map; comparing said shape measure to a model representing a first class of subjects; comparing said shape measure to a model representing a n-th class of subjects; and classifying said subject as belonging to anyone of first through n-th class according to the result of said shape measure comparisons.
17. A method for building a model for a class of subjects having a disease using shapes in medical images ofthe subjects comprising the steps of: generating a map relating a template image to an image of one ofthe subjects in the class; restricting said map to an anatomical structure of interest in said image of one of the subjects; computing a shape measure for said anatomical structure of interest from said map; repeating said generating, restricting, and computing steps for a plurality of subjects in the class; and building a model for said class from said computed shape measures.
18. A method for classifying a disease state of a subject based on a shape of an anatomical region in an image ofthe subject comprising the steps of: generating a map relating a template image to a subject image; restricting said map to an anatomical structure of interest in said subject image; computing a shape measure for said structure of interest from said map; comparing said shape measure to a model representing a first class of subjects having one type of disease; comparing said shape measure to a model representing a second class of subjects having another type of disease; and classifying the disease state of said subject as belonging to said first class or said second class according to the result of said shape measure comparisons.
19. A method for classifying a disease state of a subject based on a shape of an anatomical region in an image ofthe subject comprising the steps of: generating a map relating a template image to a subject image; restricting said map to an anatomical structure of interest in said subject image; computing a shape measure for said structure of interest from said map; comparing said shape measure to a model representing a first class of subjects having one type of disease; comparing said shape measure to a model representing an n-th class of subjects having another type of disease; and classifying the disease state of said subject as belonging to any one of said first through n-th class according to the result of said shape measure comparisons.
20. An apparatus for building a model for a class of subjects using shapes in images ofthe subjects comprising: a first computer processing unit for generating a map relating a template image to an image of one ofthe subjects in the class; a first computer restricting unit for restricting said map to a structure of interest in said image of one ofthe subjects; a second computer processing unit for computing a shape measure for said structure of interest from said map; and a database for building a model for said class from said computed shape measures.
21. The apparatus of claim 20, wherein the first computer restricting unit for restricting said map to a structure of interest, further comprises: an identification unit for identifying a point, line, surface, or subvolume in said image of one ofthe subjects.
22. The apparatus of claim 20, wherein said first computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using basis vectors.
23. The apparatus of claim 20, wherein said first computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using polar decomposition.
24. The apparatus of claim 20, wherein said first computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using polar decomposition with a determinant of - 1.
25. The apparatus of claim 20, wherein the database for building a model, further comprises: a third computer processing means for computing a probability distribution function representing said class.
26. An apparatus for classifying a subject based on a shape in an image ofthe subject comprising: a first computer processor for generating a map relating a template image to a subject image; a first computer restricting unit for restricting said map to a structure of interest in said subject image; a second computer processor for computing a shape measure for said structure of interest from said map; a first comparator for comparing said shape measure to a model representing a first class of subjects; a second comparator for comparing said shape measure to a model representing a second class of subjects; an n-th comparator for comparing said shape measure to a model representing an -n-th class of subjects; and a classification unit for classifying said subject as belonging to any one of said first through n-th class according to the result of said shape measure comparisons.
27. The apparatus of claim 26, wherein the first computer restricting unit for restricting said map to a structure of interest, further comprises: an identification unit for identifying a point, line, surface, or subvolume in said image of one ofthe subjects.
28. The apparatus of claim 26, wherein the second computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using basis vectors.
29. The apparatus of claim 26, wherein said first computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using polar decomposition.
30. The apparatus of claim 26, wherein said first computer processing unit for computing a shape measure, further comprises: a microprocessor for computing an expansion ofthe map using polar decomposition with a determinant of -1.
31. The apparatus of claim 26, wherein said first comparator for comparing said shape measure to a model representing classes of shapes, further comprises: a microprocessor for computing a likelihood ratio test.
32. The apparatus of claim 26, wherein said second comparator for comparing said shape measure to a model representing classes of shapes, further comprises: a microprocessor for computing a likelihood ratio test.
33. The apparatus of claim 26, wherein said n-th comparator for comparing said shape measure to a model representing classes of shapes, further comprises: a microprocessor for computing a likelihood ratio test.
34. An apparatus for building a model for a class of subjects having a disease using shapes in medical images ofthe subjects comprising: a first computer processor for generating a map relating a template image to an image of one ofthe subjects in the class; a first computer restricting unit for restricting said map to an anatomical structure of interest in said image of one ofthe subjects; a second computer processor for computing a shape measure for said anatomical structure of interest from said map; a repeating means for repeating said generating, restricting, and computing steps for a plurality of subjects in the class; and a database for building a model for said class from said computed shape measures.
35. An apparatus for classifying a disease state of a subject based on a shape of an anatomical region in an image ofthe subject comprising: a first computer processor for generating a map relating a template image to a subject image; a first computer restricting unit for restricting said map to an anatomical structure of interest in said subject image; a second computer processor for computing a shape measure for said structure of interest from said map; a first comparator for comparing said shape measure to a model representing a first class of subj ects having one type of disease; a second comparator for comparing said shape measure to a model representing a second class of subjects having another type of disease; and a classification unit for classifying the disease state of said subject as belonging to said first class or said second class according to the result of said shape measure comparisons.
PCT/US1999/012698 1998-06-08 1999-06-08 Method and apparatus for automatic shape characterization WO1999064983A1 (en)

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