WO1998043071A1 - Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics - Google Patents

Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics Download PDF

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Publication number
WO1998043071A1
WO1998043071A1 PCT/IB1997/000292 IB9700292W WO9843071A1 WO 1998043071 A1 WO1998043071 A1 WO 1998043071A1 IB 9700292 W IB9700292 W IB 9700292W WO 9843071 A1 WO9843071 A1 WO 9843071A1
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WO
WIPO (PCT)
Prior art keywords
blood constituent
pulse rate
pulse
confidence levels
data
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Ceased
Application number
PCT/IB1997/000292
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English (en)
French (fr)
Inventor
Clark R. Baker, Jr.
Thomas J. Yorkey
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Nellcor Puritan Bennett LLC
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Nellcor Puritan Bennett LLC
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Nellcor Puritan Bennett LLC filed Critical Nellcor Puritan Bennett LLC
Priority to PCT/IB1997/000292 priority Critical patent/WO1998043071A1/en
Priority to AU21052/97A priority patent/AU736060B2/en
Priority to CA002283860A priority patent/CA2283860A1/en
Priority to JP54325698A priority patent/JP2001517128A/ja
Priority to EP97906323A priority patent/EP0966665A1/en
Publication of WO1998043071A1 publication Critical patent/WO1998043071A1/en
Anticipated expiration legal-status Critical
Ceased legal-status Critical Current

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/145Measuring characteristics of blood in vivo, e.g. gas concentration or pH-value ; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid or cerebral tissue
    • A61B5/1455Measuring characteristics of blood in vivo, e.g. gas concentration or pH-value ; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid or cerebral tissue using optical sensors, e.g. spectral photometrical oximeters
    • A61B5/14551Measuring characteristics of blood in vivo, e.g. gas concentration or pH-value ; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid or cerebral tissue using optical sensors, e.g. spectral photometrical oximeters for measuring blood gases
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/25Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands
    • G01N21/27Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands using photo-electric detection ; circuits for computing concentration
    • G01N21/274Calibration, base line adjustment, drift correction
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/25Colour; Spectral properties, i.e. comparison of effect of material on the light at two or more different wavelengths or wavelength bands
    • G01N21/31Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry
    • G01N21/314Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry with comparison of measurements at specific and non-specific wavelengths
    • G01N21/3151Investigating relative effect of material at wavelengths characteristic of specific elements or molecules, e.g. atomic absorption spectrometry with comparison of measurements at specific and non-specific wavelengths using two sources of radiation of different wavelengths

Definitions

  • This invention relates to a method and apparatus for measuring physiological parameters, in particular for processing data so that its reliability can be assessed. It relates in particular to a method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics.
  • Pulse oximeters typically measure and display various blood flow characteristics including the oxygen saturation of haemoglobin in arterial blood and pulse rate. Oximeters pass light through blood perfused tissue such as a finger or an ear, and photoelectrically sense the absorption of light in the tissue. The amount of light absorbed is then used to calculate the amount of the blood constituent (for example oxyhaemo- globin) being measured.
  • the present invention provides a technique for assessing signals relating to physiological parameters, in particular blood oxygen saturation and pulse rate, to determine whether and how they are to be displayed.
  • the signals can be derived using techniques of the type that are disclosed in the specifications of the three applications referred to above.
  • the technique of the invention involves arbitrating between possible values of the parameter in question according to a confidence level associated with each value based in a quality metric .
  • the invention provides a method of measuring a blood constituent value (for example, oxygenated haemoglobin in blood) using data comprising a single data set, which comprises :
  • the invention provides apparatus for measuring a blood constituent using a single data set, by applying the method referred to above.
  • the invention provides a method of determining a patient's pulse rate using data comprising a single data set corresponding to electromagnetic energy transmitted through the tissue of a patient, the method comprising the steps of :
  • the invention provides apparatus for determining a patient's pulse rate using a single data set, by applying the method referred to above .
  • the arbitrating step comprises:
  • the arbitrating step comprises linearly interpolating between the plurality of possible values to generate the measure of the blood constituent or the patient's pulse rate (as the case may be) where none of the confidence levels is greater than all other confidence levels by more than a first amount .
  • the quality metric is selected from the group comprising age of the possible blood constituent value and variance of the possible blood constituent value.
  • the pulse rate estimator determines its corresponding possible pulse rate by:
  • the step of determining the harmonic frequency comprises :
  • the determination of the pulse rate by the pulse rate estimator can include the steps of :
  • the quality metric is selected from the group comprising pulse signal shape, signal-to-noise ratio, correlation of the at least one wavelength of electromagnetic energy, arrhythmia probability, and, when there are two wavelengths of electromagnetic energy, a correlation between the data corresponding to the two wavelengths .
  • the pulse rate estimator in the second method aspect of the invention can determine its corresponding possible pulse rate by:
  • the method can include a step of identifying pulse data that is corrupted by motion, and rejecting that data.
  • the quality metric can then be selected from the group comprising a motion indication, and a proportion of motion corrupted pulse periods detected over a time interval .
  • the invention provides a method of determining a pulse rate of a patient using data corresponding to at least one wavelength of electromagnetic energy transmitted through tissue of the patient, which comprises:
  • the tracking step comprises:
  • the step of determining the harmonic frequency then comprises :
  • the tracking step can comprise:
  • the comparing step of the method comprises:
  • the arbitrating step of the method comprises:
  • the arbitrating step can comprise linearly interpolating between the first and second pulse rates to generate the patient's pulse rate where neither of the first and second confidence levels is greater than the other of the first and second confidence levels by more than a first amount.
  • the at least one quality metric corresponding to the first confidence level is selected from the group comprising pulse signal shape, signal-to-noise ratio, correlation of the at least one wavelength of electromagnetic energy, and arrhythmia probability.
  • the at least one quality metric corresponding to the first confidence level comprises a correlation between the data corresponding to the two wavelengths .
  • the at least one quality metric corresponding to the second confidence level is selected from the group comprising a motion indication, and a proportion of motion corrupted pulse periods detected over a time interval.
  • the method includes the steps of :
  • the invention can involve reduction of noise effects when measuring a physiological parameter. It can include apparatus for reducing the noise effects which comprises : means for generating a plurality of measurements derived from at least one wavelength of electromagnetic energy transmitted through living tissue; means for providing a signal indicative of the at least one wavelength of electromagnetic energy; means for comparing selected measurements with at least one expected measurement characteristic; means for assigning one of a plurality of variable weights to each selected measurement based on the comparing step thereby generating a plurality of differently weighted measurements for each wavelength, the variable weights being assigned, in part, in response to a similarity between each selected measurement and a corresponding previous measurement, the variable weights comprising a plurality of different nonzero numbers; means for averaging a plurality of the differently weighted measurements to obtain a filtered measurement for use in estimating the physiological parameter; and means for calibrating the system to measure the physiological parameter in response to the signal indicative of the at least one wavelength of electromagnetic energy.
  • the invention also includes a monitor for measuring a physiological parameter, the monitor being for use with a sensor having emitting means for emitting at least one wavelength of electromagnetic energy, sensing means for sensing the electromagnetic energy and for generating a first signal representative thereof, means for detachably coupling the sensor to the oximeter and for providing communication of signals between the sensor and the oximeter, and means for providing a second signal indicative of the at least one wavelength of electromagnetic energy, the monitor comprising: means for generating a plurality of measurements derived from the first signal; means for comparing selected measurements with at least one expected measurement characteristic; means for assigning one of a plurality of variable weights to each selected measurement based on the comparing step thereby generating a plurality of differently weighted measurements, the variable weights being assigned, in part, in response to a similarity between each selected measurement and a corresponding previous measurement, the variable weights comprising a plurality of different non-zero numbers; means for averaging a plurality of the differently weighted measurements to obtain a filtered measurement for
  • the present invention can be applied to blood oxygen saturation values calculated using Kalman filtering techniques (with or without cardiac gated averaging) as disclosed in the International patent application no. IB96/ (P21977A) referred to above.
  • Metrics that can be calculated from these algorithms include :
  • the present invention can be applied to pulse rate values calculated using a comb filter as disclosed in the International patent application no. [] referred to above.
  • Metrics that can be calculated from these algorithms include :
  • Validity a heuristic metric based on the strength of harmonics in the pulse, i.e., the shape of the pulse;
  • Arrhythmia probability a function of S/N vs.
  • Motion flag set when motion is detected
  • Motion Percent percentage of motion corrupted patterns detected in the last ten seconds .
  • the confidence interval for a pulse rate measured using an adaptive comb filter is a function of the validity metric and the arrhythmia probability metric. This space divides into several regions in which one or both metrics are the determining factor in how likely the adaptive comb filter is to be tracking the correct rate.
  • the Age and Deviation metrics can be used to determine saturation.
  • Filtered (n+1) (1 + W) * Filtered (n) - W * Raw, where the age of Filtered and Raw are known, and Filtered (n) is the value at sample number n, is described by the following steps :
  • the technique of the invention involves evaluation of several properties of the incoming oximetry signal, independent of the confidence metrics for the parameter in question (for example oxygen saturation and pulse rate) to determine whether the signal is actually due to a human pulse and what should appear on the display that is provided.
  • Possible states include:
  • Pulse lost when the pulse disappears and the sensor is still on the patient
  • Non-pulse when the oximetry signal comes from a signal other than a human pulse because the sensor has fallen off or is seeing an enormous amount of interference;
  • the possible actions in response to the occurrence of these various states are to update the display, hold the current values, or clear the display, for example blanks, dashes, zeroes, etc.
  • Pulse lost The criteria for the various states are evaluated in the following order: Pulse lost: The % IR modulation is below a threshold for period of seconds, or the criteria for Non-pulse are met and the previous state had been Pulse lost .
  • Non-pulse The uncorrelation is high and the percentage of energy above 5 Hz is high, OR the percent IR modulation is low. This criterion has been true for ten seconds continuously. If this criterion has been true for less than ten seconds, the Not Sure state is declared.
  • Pulse present The state is not one of the above states.
  • the criteria for the various display actions are UPDATE when the state is Pulse present, HOLD when the state is Not Sure or No contact, and CLEAR when the state is Disconnect, Pulse lost, or Non-pulse.
  • the best saturation is displayed when 1) the signal state action is UPDATE, and 2) the best saturation is sufficiently recent. Saturation is held when 1) the conditions for displaying the best saturation are not met, 2) the displayed saturation is less than sufficiently recent, and 3) the signal state action is not CLEAR. Saturation is blanked when 1) the conditions for displaying the best saturation are not met, and 2) the conditions for holding the saturation are not met.
  • the best heart rate is displayed when 1) the best calculated heart rate has a high confidence, and 2) the signal state action is UPDATE.
  • the heart rate is held when 1) the conditions for displaying the current heart rate are not met, 2) the displayed heart rate is sufficiently recent, and 3) the signal state action is not CLEAR.
  • the heart rate is blanked when 1) the conditions for displaying the current heart rate are not met, and 2) the conditions for holding the heart rate are not met .

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  • Physics & Mathematics (AREA)
  • Health & Medical Sciences (AREA)
  • Spectroscopy & Molecular Physics (AREA)
  • Life Sciences & Earth Sciences (AREA)
  • Pathology (AREA)
  • General Health & Medical Sciences (AREA)
  • Immunology (AREA)
  • Engineering & Computer Science (AREA)
  • Chemical & Material Sciences (AREA)
  • Analytical Chemistry (AREA)
  • Biochemistry (AREA)
  • General Physics & Mathematics (AREA)
  • Optics & Photonics (AREA)
  • Molecular Biology (AREA)
  • Mathematical Physics (AREA)
  • Biophysics (AREA)
  • Biomedical Technology (AREA)
  • Heart & Thoracic Surgery (AREA)
  • Medical Informatics (AREA)
  • Theoretical Computer Science (AREA)
  • Surgery (AREA)
  • Animal Behavior & Ethology (AREA)
  • Public Health (AREA)
  • Veterinary Medicine (AREA)
  • Toxicology (AREA)
  • Measurement Of The Respiration, Hearing Ability, Form, And Blood Characteristics Of Living Organisms (AREA)
  • Measuring Pulse, Heart Rate, Blood Pressure Or Blood Flow (AREA)
  • Investigating Or Analysing Materials By Optical Means (AREA)
PCT/IB1997/000292 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics Ceased WO1998043071A1 (en)

Priority Applications (5)

Application Number Priority Date Filing Date Title
PCT/IB1997/000292 WO1998043071A1 (en) 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics
AU21052/97A AU736060B2 (en) 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics
CA002283860A CA2283860A1 (en) 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics
JP54325698A JP2001517128A (ja) 1997-03-21 1997-03-21 血液成分値の最良な評価を得るために調停し,高調波を除去するための方法および装置
EP97906323A EP0966665A1 (en) 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics

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PCT/IB1997/000292 WO1998043071A1 (en) 1997-03-21 1997-03-21 Method and apparatus for arbitrating to obtain best estimates for blood constituent values and rejecting harmonics

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JP (1) JP2001517128A (enExample)
AU (1) AU736060B2 (enExample)
CA (1) CA2283860A1 (enExample)
WO (1) WO1998043071A1 (enExample)

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