WO1998020461A2 - System for protecting cryptographic processing and memory resources for postal franking machines - Google Patents
System for protecting cryptographic processing and memory resources for postal franking machines Download PDFInfo
- Publication number
- WO1998020461A2 WO1998020461A2 PCT/US1997/015856 US9715856W WO9820461A2 WO 1998020461 A2 WO1998020461 A2 WO 1998020461A2 US 9715856 W US9715856 W US 9715856W WO 9820461 A2 WO9820461 A2 WO 9820461A2
- Authority
- WO
- WIPO (PCT)
- Prior art keywords
- memory
- pcmcia card
- cryptographic processing
- random access
- resources
- Prior art date
Links
Classifications
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00733—Cryptography or similar special procedures in a franking system
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00016—Relations between apparatus, e.g. franking machine at customer or apparatus at post office, in a franking system
- G07B17/0008—Communication details outside or between apparatus
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00016—Relations between apparatus, e.g. franking machine at customer or apparatus at post office, in a franking system
- G07B17/0008—Communication details outside or between apparatus
- G07B2017/00153—Communication details outside or between apparatus for sending information
- G07B2017/00177—Communication details outside or between apparatus for sending information from a portable device, e.g. a card or a PCMCIA
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00185—Details internally of apparatus in a franking system, e.g. franking machine at customer or apparatus at post office
- G07B17/00193—Constructional details of apparatus in a franking system
- G07B2017/00258—Electronic hardware aspects, e.g. type of circuits used
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00185—Details internally of apparatus in a franking system, e.g. franking machine at customer or apparatus at post office
- G07B17/00314—Communication within apparatus, personal computer [PC] system, or server, e.g. between printhead and central unit in a franking machine
- G07B2017/00322—Communication between components/modules/parts, e.g. printer, printhead, keyboard, conveyor or central unit
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00185—Details internally of apparatus in a franking system, e.g. franking machine at customer or apparatus at post office
- G07B17/00362—Calculation or computing within apparatus, e.g. calculation of postage value
- G07B2017/00395—Memory organization
-
- G—PHYSICS
- G07—CHECKING-DEVICES
- G07B—TICKET-ISSUING APPARATUS; FARE-REGISTERING APPARATUS; FRANKING APPARATUS
- G07B17/00—Franking apparatus
- G07B17/00733—Cryptography or similar special procedures in a franking system
- G07B2017/00959—Cryptographic modules, e.g. a PC encryption board
- G07B2017/00967—PSD [Postal Security Device] as defined by the USPS [US Postal Service]
Definitions
- This invention is directed to a system for protecting cryptographic processing and memory resources for postal franking machines.
- a postal customer may obtain postage from the postal authority in several ways, including the purchase of stamps and the use of a postage meter.
- a postage meter When a postage meter is used, there is a security concern since the meter is dispensing value, and without sufficient security, the value could be stolen from a meter by unscrupulous parties.
- Concerns include use of the meter to dispense postage for which the Postal Authority has not been compensated and use of the meter which was not authorized by the lawful operator of the meter.
- PSD Postal Security Device
- ASIC Applications Specific Integrated Circuit
- PCMCIA Personal Computer Memory Card International Association
- Fig. 1 is a block diagram showing the basic functional makeup of the PSD cryptographic processor in the present invention.
- Fig. 2 is a block diagram of the PCMCIA Card PSD of the present invention.
- Fig. 3 is a block diagram showing the PSD of the present invention operating in secure high speed instruction cache operation.
- an ASIC embodiment of a PSD is shown generally at 5 and includes zeroing circuitry 10, read-only-memory 12, random-access-memory 14, switching/control logic 16, a control cryptographic processor 18, non-volatile memory 20, crypto key retention 22, signature algorithm execution 24, random number generator 26, real time clock 28, interrupt control and porting 30, clock circuit 36, secure hash acceleration circuit 44, secure memory management unit 54, and host interface 44 all within a cryptographic boundary 34.
- the Random Number Generator 26 within this block provides a source for non-predictable random numbers typically required in systems employing cryptographic technology.
- the clock circuit 28 is an on- chip realtime clock for secure time keeping.
- a battery 32 for retaining memory contents in the absence of main power to the ASIC, and one or more crystals 37 which provide clock reference timing for the various subcircuits within the ASIC.
- a PSD contains working memory, storage memory, and firmware necessary to execute cryptographic algorithms, within its cryptographic boundary, including, but not limited to DES and RSA encryption, as well as digital signature creation and validation. Information that must be retained, as Master Key, Public Key, Private Key, and the like are secured within a non-volatile memory or battery backed up memory of the PSD.
- the battery and crystals are outside the cryptographic boundary of the ASIC in this embodiment, these components can be also integrated into the same package as the ASIC silicon die.
- the ASIC provides physical security to the data stored thereon as the circuits are inaccessible without destroying circuit operation.
- the secure data stored on an ASIC includes data encryption keys which cannot be extracted or modified without destroying PSD operation.
- the encryption engine 24 includes the capability of receiving data, processing the received data by performing encryption or decryption operations.
- the individual components of the ASIC may also be integrated within a PCMCIA Card, or preferably the custom integrated circuit (ASIC) is further integrated and embodied as a PCMCIA Card.
- the PCMCIA Card provides additional physical security through its housing for the processing unit for the storage and accounting of all funds, audit and secure support data required to produce and validate the addition and removal of postage value. As described above, one of the preferred embodiments encloses the ASIC or it components in a PCMCIA card.
- the invention contemplates enclosing the ASIC or its components in any package having a relatively small form factor.
- any form factor that is more or less pocket-sized or that is more or less capable of being mailed in an envelope will be convenient.
- Such a package must necessarily have a communications port capable to interfacing with the postal franking device and a host, discussed below, preferably a parallel data and address bus such as is employed in a PCMCIA card.
- the port could be a serial bus such as a high-speed universal serial bus. If the application does not require high speed, an infrared (LED-phototransistor) link may be used.
- Said secure processing unit contains working memory, storage memory, and firmware necessary to execute cryptographic algorithms, within a cryptographic boundary, including but not limited to DES and RSA, as well as digital signature creation and validation. Information which must be retained, such as Master Keys, Public Keys, Private Keys, and the like are secured within a non-volatile memory or battery backed up memory.
- the security of the PSD implemented in a PCMCIA Card is a combination of data integrity, authentication, non-repudiation, and confidentiality.
- Data integrity is realized through the use of cryptographic checksums (one- way hashes) over the data. This function produces a small value that uniquely represents the data, such that if any single bit is altered the hash value changes significantly.
- the digital signature is obtained by performing a cryptographic operation on the resultant hash of the data. Authentication is realized by the fact that the receiving party can verify the digital signature on a transmission and be assured the transmission was originated by a trusted source and not other fraudulent parties.
- Non-repudiation is achieved by the fact that the originator of the message cannot deny the message contents as it is possible to generate the verifiable digital signature only with the originator's unique private key. Confidentiality is the use of encryption to protect the data from unauthorized disclosure.
- the PSD cannot operate as a standalone device and requires a host system to perform its functions.
- the PSD typically communicates directly with a host system to carry out its primary objective of indicia creation. Additionally, through the host system a user can access the PSD to review the ascending and descending register values, piece count, watchdog timeout date, and refill history logs; activate PSD diagnostics; and with proper supervisor authorization, set up and delete PINs for individual users.
- the PSD may also provide the user with certain operational error messages such as a low-postage warning and watchdog timeout condition through the host user interface.
- the host system may also maintain certain log files; these log files are required to be signed by the PSD with its private key.
- the host system will transfer the data to sign to the PSD and the PSD will return a digital signature and a certificate (which contains the public key which is unique to the PSD) that can be used later to verify the digital signature.
- the PSD supports input and output functions with appropriate interfacing devices compatible with the PSD physical, link layer, and application protocols. Due to the secure nature of the PSD, the device does not provide user accessible diagnostic features. Rather, the PSD has an extensive built-in self test suite which is run upon power up. The tests preferably include the normal code memory verification tests, RAM tests, verification of accounting register and data log integrity, and execution of sample cryptographic calculations with known results to verify full functionality of the PSD. Upon successful completion of these tests, the PSD will be enabled to dispense postage funds.
- the PSD will output its current ascending register and descending values.
- the host may also obtain the same information via a device audit request message. This will provide the host with additional information which may be forwarded to a Host infrastructure for the purposes of auditing the PSD.
- the PSD Upon the receipt and verification of a Host infrastructure-generated device audit message, preferably the PSD will reset its internal watchdog timer to accommodate control and transaction date information.
- the PSD of the present invention need not be physically located with the postal franking device; it only need be in communication with the postal franking device.
- it may be located on the host or a computer network.
- the PSD may be connected to the franking device for operation and then disconnected and connected to the host for creation of the log files, etc., through a standard PCMCIA slot.
- Fig. 2 a block diagram of the embodiment of the PCMCIA Card PSD of the present invention interfacing with a host controller is shown, including host controller 64, timeout circuit 66, memory arbiter 68, controller 70, and memory 72.
- Timeout circuit 66 operates to limit the amount of time host controller 64 may have to complete a bus transaction, and will terminate a host-initiated bus transaction if the transaction exceeds a predetermined time limit.
- host 64 When host 64 wishes to access the PSD implemented in a PCMCIA Card, it waits until read signal 74 is asserted and then asserts select signal 76. This signal is input to timeout circuit 66, which initiates a predetermined timeout interval. Host controller 64 then initiates a read or write cycle by asserting the appropriate read and write signals and setting up the address and data busses accordingly.
- Timeout circuit 66 provides a separate select signal 78 to memory arbiter 68, which is effectively a dual port memory controller containing logic which defines conditions under which controller 70 and host controller 64 have access to memory 72.
- arbiter 68 asserts a hold signal 80 to controller 70, which tells controller 70 to temporarily hold off any further accesses of memory 72. Under these circumstances, controller 70 is typically idle unless it is performing an internal operation not requiring an external memory access.
- Arbiter 68 allows read and write signals 82 and 84, as well as address and data busses 86 and 88, to pass onto memory 72. Following a successful bus transaction, host controller 64 deasserts select signal 74 to timeout circuit 66 to indicate the normal end of the bus transfer.
- Timeout circuit 66 likewise deasserts select signal 78 to arbiter 68, which removes host controller's signal levels on the read, write, address and data busses (82, 84, and 86) to memory 72 and signals the controller 70 that it can access memory 72 by deasserting hold signal 80.
- timeout circuit 66 deasserts ready signal 74 to the host controller and select signal 78 to arbiter 68. This causes arbiter 68 to remove host controller's 64 read (84), write (82) address (88) and data (86) signals from memory 72. Hold signal 80 to controller 70 is released to controller 70 can again access memory 72.
- timeout circuit 66 could also signal controller 70 that the fault occurred by asserting interrupt signal 90 to that device.
- Logic in the controller 70' s software could be invoked to categorize the problem as a random fault or an attempt to compromise the PSD. If controller 70 determines tampering has been attempted, the controller would refuse further host controller 64 accesses and force the customer to report the situation to the manufacturer, for example, remotely through a telephone call or other network communication or by returning the device.
- a preferred embodiment of the PSD implemented on a PCMCIA Card would restrict the area in memory 72 that host controller 64 can access. For example, access can be limited to no access, read-only, write-only, read- write, etc., and the address range in memory 72 can be restricted to a subset available to controller 70. In this manner, controller 70 can hide certain information, such as its most critical security parameters, from both observation or overwriting.
- Host interface 42 incorporates timeout circuit
- Controller 70 corresponds to crypto processor 18 in figure 1.
- Timeout circuit 66 and arbiter 68 would thus preferably be incorporated into the PSD ASIC but may be added as discrete circuits on the PCMCIA card.
- the PSD of the present invention may be used with existing public/private key cryptographical techniques known in the art. See, for example, U.S. Patent Nos. 5,237,506, 5,606,507 and 5,666,284, which are hereby incorporated by reference.
- the speed with which such encryption is performed may be increased by the use within the PSD of a Secure Memory Management Unit 96 (SMMU) .
- SMMU Secure Memory Management Unit 96
- this is obtained from Atalla Corp., of San Jose, California, which is a Tandem Company, and VLSI Technology, of San Jose, California.
- Memory 98 external to the PSD contains encrypted code.
- SMMU 96 obtains the encrypted code 100 in portions to be processed by encryption engine 104, is such a manner that it acts as a feed for encryption engine 104.
- the encryption engine 104 utilizes the appropriate decryption key provided to it by the SMMU 96.
- This decryption key is securely stored in the PSD ASIC and is never output and so is never known to a potential attacker.
- the decrypted output from encryption engine 104 is then placed into RAM 106 (also 14 in Fig. 1) .
- Fig. 3 shows the output of RAM 106 going to processor 108 (also 18 in Fig. 1) .
- Fig. 3 depicts secure high speed instruction cache operation.
- the overall benefit of the SMMU is realized by the fact that a would-be attacker cannot substitute software instructions into the code to alter the intended functionality and that could give the attacker access to the master, private, or public keys held within the PSD ASIC.
Abstract
Description
Claims
Priority Applications (4)
Application Number | Priority Date | Filing Date | Title |
---|---|---|---|
US09/297,784 US6986053B1 (en) | 1996-11-07 | 1997-11-07 | System for protecting cryptographic processing and memory resources for postal franking machines |
EP97947255A EP0958674B1 (en) | 1996-11-07 | 1997-11-07 | System for protecting cryptographic processing and memory resources for postal franking machines |
DE69736246T DE69736246T2 (en) | 1996-11-07 | 1997-11-07 | Device for secure cryptographic data processing and protection of storage devices for franking machines |
CA002271097A CA2271097A1 (en) | 1996-11-07 | 1997-11-07 | System for protecting cryptographic processing and memory resources for postal franking machines |
Applications Claiming Priority (6)
Application Number | Priority Date | Filing Date | Title |
---|---|---|---|
US3053796P | 1996-11-07 | 1996-11-07 | |
US60/030,537 | 1996-11-07 | ||
US5004397P | 1997-06-18 | 1997-06-18 | |
US60/050,043 | 1997-06-18 | ||
US5410597P | 1997-07-29 | 1997-07-29 | |
US60/054,105 | 1997-07-29 |
Publications (2)
Publication Number | Publication Date |
---|---|
WO1998020461A2 true WO1998020461A2 (en) | 1998-05-14 |
WO1998020461A3 WO1998020461A3 (en) | 1998-10-08 |
Family
ID=27363669
Family Applications (1)
Application Number | Title | Priority Date | Filing Date |
---|---|---|---|
PCT/US1997/015856 WO1998020461A2 (en) | 1996-11-07 | 1997-11-07 | System for protecting cryptographic processing and memory resources for postal franking machines |
Country Status (4)
Country | Link |
---|---|
EP (1) | EP0958674B1 (en) |
CA (1) | CA2271097A1 (en) |
DE (1) | DE69736246T2 (en) |
WO (1) | WO1998020461A2 (en) |
Cited By (23)
Publication number | Priority date | Publication date | Assignee | Title |
---|---|---|---|---|
WO2000049580A1 (en) * | 1999-02-16 | 2000-08-24 | Neopost, Inc. | Postage metering system |
EP1022683A3 (en) * | 1998-12-21 | 2000-11-08 | Pitney Bowes Inc. | System and method for suppressing conducted emissions by a cryptographic device |
EP1035513A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Security module with status signalization |
EP1035517A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Method for the protection of a security module and arrangement for implementing said method |
EP1035518A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Method for the protection of a security module and arrangement for implementing said method |
EP1035516A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia AG & Co. | Arrangement for a security module |
GB2363868A (en) * | 2000-06-19 | 2002-01-09 | Pitney Bowes Ltd | Generation of authentication codes for a postage meter by use of a smart card |
US6381589B1 (en) | 1999-02-16 | 2002-04-30 | Neopost Inc. | Method and apparatus for performing secure processing of postal data |
DE10056989A1 (en) * | 2000-11-17 | 2002-05-23 | Secware Technologies Ag | Application-specific integrated circuit for encoding and decoding data streams has PCMCIA interface connectable to card storing key information |
EP1271968A2 (en) * | 2001-06-26 | 2003-01-02 | Alcatel S.A. | Distributed scalable storage fabric architectur using network interfacing for data input |
US6523013B2 (en) | 1998-07-24 | 2003-02-18 | Neopost, Inc. | Method and apparatus for performing automated fraud reporting |
US6523014B1 (en) * | 1998-03-18 | 2003-02-18 | Francotyp-Postalia Ag & Co. | Franking unit and method for generating valid data for franking imprints |
US6591251B1 (en) | 1998-07-22 | 2003-07-08 | Neopost Inc. | Method, apparatus, and code for maintaining secure postage data |
EP1278164A3 (en) * | 2001-07-16 | 2004-01-14 | Francotyp-Postalia AG & Co. | System and method for changing the functionality of a security module |
EP1386249A2 (en) * | 2001-02-23 | 2004-02-04 | Ascom Hasler Mailing Systems, Inc. | Removable data carrier |
US6766308B2 (en) | 1998-07-24 | 2004-07-20 | Neopost Industrie S.A. | Method and apparatus for placing automated calls for postage meter and base |
US6766455B1 (en) | 1999-12-09 | 2004-07-20 | Pitney Bowes Inc. | System and method for preventing differential power analysis attacks (DPA) on a cryptographic device |
US6938018B2 (en) | 1995-11-22 | 2005-08-30 | Neopost Inc. | Method and apparatus for a modular postage accounting system |
EP1570398A2 (en) * | 2002-11-26 | 2005-09-07 | Neopost Industrie Sa | Metering funds debit and credit for multi use |
US7028014B1 (en) * | 1998-03-18 | 2006-04-11 | Ascom Hasler Mailing Systems | Tamper resistant postal security device with long battery life |
US7069253B2 (en) | 2002-09-26 | 2006-06-27 | Neopost Inc. | Techniques for tracking mailpieces and accounting for postage payment |
US7085725B1 (en) | 2000-07-07 | 2006-08-01 | Neopost Inc. | Methods of distributing postage label sheets with security features |
US7194957B1 (en) | 1999-11-10 | 2007-03-27 | Neopost Inc. | System and method of printing labels |
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- 1997-11-07 DE DE69736246T patent/DE69736246T2/en not_active Expired - Lifetime
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Cited By (37)
Publication number | Priority date | Publication date | Assignee | Title |
---|---|---|---|---|
US6938018B2 (en) | 1995-11-22 | 2005-08-30 | Neopost Inc. | Method and apparatus for a modular postage accounting system |
US6424954B1 (en) | 1998-02-17 | 2002-07-23 | Neopost Inc. | Postage metering system |
US7028014B1 (en) * | 1998-03-18 | 2006-04-11 | Ascom Hasler Mailing Systems | Tamper resistant postal security device with long battery life |
US6523014B1 (en) * | 1998-03-18 | 2003-02-18 | Francotyp-Postalia Ag & Co. | Franking unit and method for generating valid data for franking imprints |
US6701304B2 (en) | 1998-07-22 | 2004-03-02 | Neopost Inc. | Method and apparatus for postage label authentication |
US6591251B1 (en) | 1998-07-22 | 2003-07-08 | Neopost Inc. | Method, apparatus, and code for maintaining secure postage data |
US6523013B2 (en) | 1998-07-24 | 2003-02-18 | Neopost, Inc. | Method and apparatus for performing automated fraud reporting |
US6766308B2 (en) | 1998-07-24 | 2004-07-20 | Neopost Industrie S.A. | Method and apparatus for placing automated calls for postage meter and base |
EP1022683A3 (en) * | 1998-12-21 | 2000-11-08 | Pitney Bowes Inc. | System and method for suppressing conducted emissions by a cryptographic device |
US6748535B1 (en) | 1998-12-21 | 2004-06-08 | Pitney Bowes Inc. | System and method for suppressing conducted emissions by a cryptographic device comprising an integrated circuit |
US6594760B1 (en) | 1998-12-21 | 2003-07-15 | Pitney Bowes Inc. | System and method for suppressing conducted emissions by a cryptographic device |
WO2000049580A1 (en) * | 1999-02-16 | 2000-08-24 | Neopost, Inc. | Postage metering system |
US6816844B2 (en) | 1999-02-16 | 2004-11-09 | Neopost Inc. | Method and apparatus for performing secure processing of postal data |
US6381589B1 (en) | 1999-02-16 | 2002-04-30 | Neopost Inc. | Method and apparatus for performing secure processing of postal data |
EP1035513A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Security module with status signalization |
US6952777B1 (en) | 1999-03-12 | 2005-10-04 | Francotyp-Postalia Ag & Co. | Method for protecting a security module and arrangement for the implementation of the method |
EP1035518A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Method for the protection of a security module and arrangement for implementing said method |
US7194443B1 (en) | 1999-03-12 | 2007-03-20 | Francotyp-Postalia Ag & Co. | Method for protecting a security module and arrangement for the implementation of the method |
US6771179B1 (en) | 1999-03-12 | 2004-08-03 | Francotyp-Postalia Ag & Co. Kg | Security module with status signaling |
US6625741B1 (en) | 1999-03-12 | 2003-09-23 | Francotyp-Postalia Ag & Co. Kg | Arrangement for a security module |
EP1035516A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia AG & Co. | Arrangement for a security module |
EP1035517A3 (en) * | 1999-03-12 | 2000-12-20 | Francotyp-Postalia Aktiengesellschaft & Co. | Method for the protection of a security module and arrangement for implementing said method |
US7194957B1 (en) | 1999-11-10 | 2007-03-27 | Neopost Inc. | System and method of printing labels |
US6766455B1 (en) | 1999-12-09 | 2004-07-20 | Pitney Bowes Inc. | System and method for preventing differential power analysis attacks (DPA) on a cryptographic device |
GB2363868B (en) * | 2000-06-19 | 2004-12-01 | Pitney Bowes Ltd | Secure data storage on open systems |
GB2363868A (en) * | 2000-06-19 | 2002-01-09 | Pitney Bowes Ltd | Generation of authentication codes for a postage meter by use of a smart card |
US7085725B1 (en) | 2000-07-07 | 2006-08-01 | Neopost Inc. | Methods of distributing postage label sheets with security features |
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Also Published As
Publication number | Publication date |
---|---|
CA2271097A1 (en) | 1998-05-14 |
EP0958674A2 (en) | 1999-11-24 |
DE69736246T2 (en) | 2007-05-16 |
EP0958674A4 (en) | 2004-07-07 |
EP0958674B1 (en) | 2006-06-28 |
DE69736246D1 (en) | 2006-08-10 |
WO1998020461A3 (en) | 1998-10-08 |
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