METHOD OF FORMING FINE POLYMER PARTICLES AND POLYMER- ENCAPSULATED PARTICULATES This invention relates generally to techniques for forming fine polymer and polymer-encapsulated particles including polymer-encapsulated pigment particles. The latter particles are dispersible particularly useful as liquid toners for electrophotographic imaging.
Particularly, the invention provides a precipitation method resulting in the formation of polymer particles, including mono-dispersed particles as well as polymer-encapsulated particulates, including polymer-encapsulated pigment particles, said polymer particles having improved physical properties and controllable surface characteristics.
Polymer particles have achieved wide use for many purposes including pharmaceutical applications, catalytic applications, carriers for encapsulated materials such as magnetic materials, ceramics, as standards and calibration means for particle study systems, controls for administration of mediciments, filler for chromatographic columns and as research tools for the study of various physical phenomina.
Pigment particles dispersed in an electrical insulating medium have been widely established as important alternatives to dry toners for electrophotography. Often the pigment particles have been adherently bound to the surface of polymer particles and dispersed in a dispersant medium. Problems of poor pigment adherence, flocσulation, poor dispersal characteristics, lack of size and morphology uniformity, colloidal instability as well as difficulty in transfering the toner to and bonding same on the image carrier medium. Accordingly, efforts have been made to provide polymer particle carriers for many substances, such as pigments and polymer-encapsulated particles, for the purpose of eliminating or at least reducing the above
mentioned difficulties previously encountered, for example, with the prior liquid toners. Liquid toners generally include a dispersion medium, a polymer binder, a steric stabilizer, the pigment and a charge control agent. The dispersion medium commonly employed is an aliphatic isoparafin hydrocarbon such as sold under the trademark ISOPAR by Exxon Corporation. This dispersion medium is electrically insulating, has a resistivity greater than 10 ohm-centimeters, a low freezing temperature, a viscosity of approximately 1.5 cSt at room temperature, a low melting temperature and good electrochemical stability. Steric stabilizers are employed to aid in the dispersal of the particles in the dispersion medium, to stabilize the particle against flocculation and to fix the toner to the paper forming a satisfactory polymer film. Block and graft copolymers have been preferred for steric stabilizers.
Considerable concern has been directed to the provision of polymer particles having uniform, spherical configuration for use as standards and calibrators for instruments and systems employed for size and size distribution determinations in the fields of biological, clinical, academic, industrial, research and commercial laboratories. It would be highly useful also to provide a method for polymer encapsulating substances such as liposomes, for example, for use as liposome carriers as well as providing polymer-encapsulated pigment particles for forming liquid dispersions for use as the aforementioned liquid toners.
In respect of liquid toners, the type of pigment particles employed were either organic or inorganic materials, depending upon the color of the image required. The pigment should be embedded within the toner particle or so strongly attached to the surface thereof so that the pigment particle does not become separated from the
polymer. Such separation may cause a background image and/or may compromise the photo-activity of the colorant by absorbing incident light during illumination. Another important criterion for the liquid toner is its ability to undergo electrophoresis. This requires use of a charge control agent which controls the magnitude and polarity of the surface charge and thus determines the mobility and electrostatic force of the particle. The proper charge control agent also minimizes the presence of free counter-ions that contribute to the conductivity of the dispersion medium and discharge the electrostatic latent image being developed, i.e. toned.
Key qualities sought for liquid toner particles include control of particle size, distribution and morphology; uniformity of particle size; colloidal stability; reduction in the incidence of impurities; and good encapsulation of the pigment particles within the polymer binder. Also advantage would be gained if the produced particles would be provided in dry form with the retention of uniformity in size and morphology desired. The production of uniform, fine particles likewise is desired for the non-pigmented particles. Uniformity not only in size but morphology (shape) is important, as well as achieving control of the surface characteristics of the particles, such as surface roughness and surface area. Of polymer particles useful as standards and as calibrators, so-called core/shell polymer particles characterized by a core formed of one polymer and an outer shell bound to said core and formed of a second polymer are particularly useful, particularly if the morphology can be controlled, be uniform in size and shape and maintain such uniformity during use.
Traditional methods to form polymeric particles particularly for dispersal in insulating liquid media for use as liquid toners include emulsion polymerization and dispersion polymerization. These methods as practiced
heretofore generally require complex recipes involving selected monomers, emulsifiers, dispersants, initiators, inhibitors, etc. It would be advantageous to simplify the recipes and procedures. Known dispersion polymerization methods provide particles which have very smooth surfaces reducing the number of available charge sites on such surfaces. The importance of providing for control of the surface characteristics of the particles such as increased surface roughness and increased surface area is underscored by increase in the number of sites for charge adherence, improved charge distribution and retention by the particle, better adhesion for adherent components and, in the case of toners, adhesion (bonding) to the surfaces carrying the toner image. Considerable advantage would result from providing such toner particles as well as the aforementioned polymer particles, including the core/shell particles, with properties enabling the good dispersion characteristics in fluids, including liquids.
Emulsion polymerization processes have results similar to the dispersion polymerization processes. Another conventional method is to precipitate a polymer from a monomer solution, resulting in sponge formation, said sponge requiring a milling or grinding process to reduce the sponge mass to a useful particle size. The resulting ground sponge results in non-uniform size and morphology. Typical processes involving grinding and/or milling steps to reduce the particles size include U.S. Patents 4,842,974, 4,820,605, 4,794,651, 4,758,494, 4,631,244, 4,594,305, 4,526,852, 4,525,446 and 4,306,009. U.S. Patent 4,306,009 involves the use of a thermoplastic monomer dissolved in a non-polar liquid under temperature conditions required to plasticize and liquify the resin and then cooling the resultant solution with stirring to precipitate particles which still require ball-milling. Non-uniform size distribution results. In addition, the particles are formed with plural fibrous
extensions which cause the particles to mat during the toning process, a characteristic resulting in a deposition which require careful control of toning conditions in order to control the thickness of the resulting image as well as resulting in limitation of the type of pigments capable of use therewith. With the production of particles having fibrils or the like, separation of the particles and subsequent drying to provide a dry powder toner which can be dispersed in the selected insulating liquid was not provided, the product being the particles dispersed in the liquid dispersion medium rather than dry powder which can be more easily shipped and stored.
Another method for providing toner particles having a pigment component is taught by U.S. Patent 4,595,646, and provides coating of the pigment particles with a resin component, the pigment having first been treated with a humic acid salt and a humic acid derivative and the resultant particle then being coated with the resin component. The particles are dried and are pulverized to reduce their size. The result often is non-uniform size and morphology, as well as the lack of control of such physical characteristics. The '646 patent employs an aqueous solution of the pigment and the humic acid component to which an organic solvent solution of the resin component is added. Water is removed from the surface of the pigment/humic acid component particles to cover the surface of the said particles with the resin component. Water is removed from the resulting composition and then solvent is removed to result in the dry resin coated pigment particles, the latter being thereafter pulverized. Precipitation of polymer- encapsulated pigment particles is not taught by the '646 patent.
Polymerization processes generally have involved copolymerization of two or more monomer components which have required complex procedures and conditions. U.S.
Patent 4,081,391 is representative. Again difficulties in controlling the physical characteristics of the resulting particles as to size distribution, surface characteristics and uniformity of size and morphology have been encountered.
U.S. Patent 4,415,645 provides particles which have a core of a soft fixing material such as a low molecular weight olefin resin or wax with a hard resin outer layer containing a pigment surrounding said core. The core particle component is formed by spraying. Uniformity of size, morphology and particle physical characteristics as yet have not been achieved.
In U.S. Patents 4,842,975, 4,480,865, 4,618,557 and 4,614,699 dispersion polymerization is employed wherein a first monomer is polymerized to form an insoluble polymer and a second monomer is absorbed onto the surface of the said insoluble polymer and the resultant pair is copolymerized. Again, achievement of uniformity and control of size and shape is not indicated. Accordingly, there has been a long felt need for a method of preparing finely divided polymer particles, including polymer-encapsulated particles, such as polymer- encapsulated pigment particles and other polymer- encapsulated composite particles of smaller and more uniform size that those made by conventional, prior, traditional techniques. Further, it would be of advantage to provide a method forming both polymer particles and polymer-encapsulated particulates, including polymer-encapsulated pigment particles, which is simplified over the traditional technique, which is easy to perform, which results in better control of particle size and morphology, which results in less contamination, which is versatile, which enables control of the surface properties, such as surface roughness, surface modifications and surface area of the particles, which can be employed to encapsulate different materials such as
organics, like liposomes (cholesterol for example) , metals, magnetic particles for application to discs or tape, which is capable of encapsulating ceramic materials for electronic applications and which is capable of employment in providing ceramic materials for electronic applications and/or encapsulated animal or plant cells for pharmaceutical applications and which can result in the provision of the particles as a dry powder so that shipping and/or storage costs can be reduced, for example, over liquid dispersed compositions such as used for toners.
A need also has arisen for a method for forming polymer particles wherein such method is sufficiently versatile to enable the preparation of polymer particles of controlled surface area, size and morphology, said particles being free of encapsulated components.
As mentioned, a significant need has arisen for the provision of a relatively inexpensive and simplified method for producing core/shell polymer particles and mono-dispersed particles for many applications including functioning as standards, as calibration of particle study systems, use as chromatographic column media and as controls for administration of mediciments where such method also would capable of being performed with increased speed over presently available methods.
Accordingly, there is provided method of forming polymer particles, including those having particulates of various types encapsulated within said polymer, which method comprises the steps of forming a solution of a polymer in selective solvent therefor and including the component, if one is to be encapsulated within the polymer, such as a pigment or other particulate material, heating the solution during formation, subsequently, cooling the solution, preferably at a high cooling rate, or, alternatively, adding to said solution and mixing therewith a component which is a non-solvent to said
polymer under the same or lesser temperature condition, either of the above being carried out to effect the precipitation of the dissolved polymer as a particulate polymer or precipitated as a polymer-encapsulated particulate, such as polymer-encapsulated liposome particles and polymer-encapsulated pigment particles of substantially uniform size, controlled surface characteristics and morphology. The invention further provides a method for forming fine polymer particles, such as the core/shell type, similarly forming a solution of a pair of homopolymers in a selective solvent chosen to enable precipitation of said polymer particles from said soltuion upon change of condition of said solution and effecting said change of condition causing one of the polymers to precipitate from the solution as a suspension of fine particles serving as core particles, causing a second change of condition by adding a non-solvent for the other of the polymers to the remaining solution, causing the other of the polymers to precipitate encapsulating the core particles producing core/shell particles and removing the non-solvent.
Where pigment particles are the encapsulated substance, the precipitated particles can be washed with the non-solvent to remove any residual organic solvent and a selected charge control agent added to the particulates/non-solvent mixture to form a liquid toner for electrophotographic imaging use. Alternatively, the precipitated polymer-encapsulated particles can be dried, as by evaporation of the non-solvent and/or non-solvent/solvent mixture, and/or vacuum drying to form a dry powder. The dry polymer-encapsulated pigment particles as a dry powder can be redispersed with a low dielectric constant dispersant medium and a charge control agent to form a liquid toner for electrophotographic imaging. A steric stabilizer composition can be utilized during the redispersion.
The embodiments of the invention shall be described hereinafter with reference to the drawings accompanying the application, as follows: FIGURE 1 is a flow diagram illustrating the method of forming a liquid toner by the precipitation method according to the invention;
FIGURE 2 is a photomicrograph utilizing a scanning electron microscope showing polymer-encapsulated pigment particles of a liquid toner formed by the precipitation method of the invention, utilizing Griltex Nylon as the polymer and copper phthalocyanine (blue pigment) as the pigment; FIGURES 2A and 2B being photomicrographs illustrating the same polymer and the encapsulated pigment being carbon black Mogul L pigment, and the same polymer and the encapsulated pigment being Perylene Maroon (red pigment) ;
FIGURE 3 is a graphical representation of dynamic light scattering data of unpigmented polymer particles formed by the precipitation method according to the invention; FIGURE 3A is a diagrammatic graphical representation illustrating the cooling rate employed to achieve the precipitation of the polymer particles in accordance with the method of the invention; FIGURE 4 is another flow diagram illustrating the method of forming polymer-encapsulated toner particles by a modified method of the invention;
FIGURE 5 is a diagrammatic representation illustrating a proposed mechanism of the encapsulation of pigments by polymer chains during the liquid toner preparation employing the precipitation method of the invention;
FIGURE 5A is a diagrammatic representation illustrating the location of the encapsulated particulate material, here pigment, resulting from the precipitation method of the invention as represented in FIGURE 5; FIGURE 6 is a table illustrating blackness density of different carbon black pigmented polymer particles made by
the precipitation method according to the invention as measured by the Macbeth RD 514P densitometer; FIGURE 7 is a table illustrating the surface properties of different pigmented polymer particles which are made by the precipitation method according to the invention;
FIGURE 8 is a table illustrating observed properties of two types of pigments encapsulated by the Griltex Nylon polymer, RL being a carbon black pigment Regal L330 and MO being a carbon black pigment MONARCH 1000, GN being Griltex Nylon;
FIGURE 9 is a table of the zeta potential of different toner particles made by the precipitation method of the invention which is measured by the Coulter DELSA instrument at different charge control agent concentrations in Isopar G solution at 25 degrees Celsius; FIGURES 10 to 15 are photomicrographs of the polymer particles and the polymer-encapsulated pigment particles formed according to the method of the invention, GN being the Griltex Nylon polymer, GR representing the Regal L330 carbon black pigment encapsulated by Griltex Nylon polymer and GM representing the Monarch 1000 carbon black pigment encapsulated by Griltex Nylon polymer; FIGURE 16 is a photomicrograph of a polymer particle formed in accordance with the method of the invention, using Griltex Nylon as the polymer, 1-propanol as the polymer solvent and Isopar G as the non-solvent, said photomicrograph illustrating the surface roughness of the particle;
FIGURE 17 is a photomicrograph of a polymer particle formed in accordance with the method of the invention, using Griltex Nylon as the polymer, ethanol as the polymer solvent and resulting from the cooling step at a rapid rate (from 70 degress Celsius to -5 degrees Celsius) , said photomicrograph illustrating the surface roughness of the particle;
FIGURES 18A, 18B, 18C and 18D are photomicrographs taken
using the electron scanning microscope, the photomicrographs showing the polymer particles of Example 7 at different magnifications; FIGURES 19A and 19B are photomicrographs of the polymer particles of Example 8 at different magnifications; and FIGU.RES 20A and 2OB are photomicrographs of the polymer particles of Example 9 at different magnifications.
The invention herein comprises a method for forming polymer particles of controlled size, surface characteristics and morphology by precipitating same from solution of a polymer in a good solvent for said polymer, said solution optionally which may include particulate material such as, e.g. pigment particles, magnetic particles, ceramic particles, liposome (lipoidal particles such as cholesterol, lecithin), intended to be encapsulated by the polymer. The method includes mixing the polymer and a selective solvent, heating the mixture to bring the polymer and solvent components into solution; changing the condition of the resulting solution as by alternatively cooling the resultant solution, preferably at a high rate of cooling, or introducing a non-solvent for said polymer to the resulting solution. The non- solvent can be an aliphatic isoparaffin hydrocarbon which is a poor solvent for the polymer at the prevailing temperature condition, or even water, thereby permitting the polymer to precipitate from the solution as either polymer particles per se if no particulate material, such as pigment, is present or as polymer-encapsulated pigment particles where pigment was present. The selective solvent is chosen so that it is a good solvent for the polymer to dissolve same but that upon a change of condition of the solution, as by cooling same or by adding a non-solvent thereto, the polymer is caused to precipate from the solution as a suspension thereof. The solvent or the non-solvent, as the case may be, is removed and, either separating the thus formed particles, drying same
to form a dry powder, or washing the precipitated particles free of the solvent.
Where the particles are polymer-encapsulated pigment particles, after removing the solvent, a suitable non-solvent can be added as well as a charge control agent to form a liquid toner dispersion suitable for electrophotographic imaging applications. Alternatively, the dry particles may be redispersed in the non-solvent along with a stabilizer and a charge control agent to form a liquid toner dispersion also suitable for electrophotographic imaging applications. Where only the polymer particles,i.e. without encapsulated particulates, are formed, the resulting particles may comprise those characterized as mono-dispersed particles arrived at over a time period substantially reduced over conventional method of producing such type of mono-dispersed particles.
Liquid toners generally consist of a dispersion medium, a polymer binder, a steric stabilizer, a pigment and a charge control agent. Generally, the dispersion medium is an electrically insulating material, which has a resistivity greater than 10 ohm-centimeters, a viscosity of approximately 1.5 cSt at room temperature, a low freezing temperature and good electrochemical stability. The dispersion medium should be inexpensive, nontoxic and odorless. Materials that are usually selected as dispersion media include an aliphatic parafinnic hydrocarbon sold under the Trademark ISOPAR by EXXON CORPORATION, a similar hydrocarbon sold under the Trademark SOTROL by Philips Petroleum, a similar hydrocarbon sold under the Trademark SOHIO by Standard Oil of Ohio, a similar hydrocarbon sold under the Trademark SHELL SOL by Shell Oil Co. and a similar hydrocarbon sold under the Trademark PEGASOL by Mobil Oil Company.
Steric stabilizers are employed to help disperse the dry pigment in the dispersion medium, to stabilize the particle against flocculation and to fix the toner
particle to the paper forming a good polymer film. Ideally, steric stabilizers are amiphipathic in nature. Block and graft polymers are preferred in this art for use as steric stabilizers. The type of pigment used can be either organic or inorganic material, depending upon the color image required. The pigment must be embedded within the particle or attached strongly to the particle surface to avoid separation of the pigment from the particle which would give rise to background images and which could absorb incident light during illumination, compromising the photoactivity of the colorant. Pigments which have been polymer-encapsulated in accordance with the method of the invention and examples of which are the subject of the photomicrographs among the drawings and the examples described hereinafter include carbon black (REGAL-L 330, MONARCH-1000 and Mogul L) , copper phthalocyanine and Perylene Maroon. The listing herein can be supplemented by many available pigments not listed and hence, the invention is not to be considered as limited to those pigments by way of example herein.
A charge control agent is introduced to create surface charge so that the liquid toner can undergo electrophoresis in an electric field. Such agent should maximize the surface charge which will increase mobility and electrostatic repulsive force of the particles. It is also desired that the charge control agent minimize the free ions that can contribute to the conductivity of the dispersion medium and discharge the latent image. in the liquid toner made in accordance with the method of the invention as embodied in the herein disclosure as examples, the dispersion medium employed is ISOPAR G, its characteristics being as follows:
Boiling range 429 - 449 deg. K Flash Point 314 deg. K
Dielectric constant(298K) 2.003
Spec.Conductivity 3x10 (ohms cm)
Density 0.74x10 kg.m
Viscosity 1.5 cSt (at room temperature) Refractive Index 1.4186
The polymer employed in the embodiments of the invention disclosed herein is Griltex Nylon (Nylon-6/ Nylon-6-6/ Nylon-12 copolyamide) having a molecular weight of about 50,000 produced by EMSER INDUSTRIES.
The structure of the monomers respectively is
Nylon-6 -NH-(CH ) -C0-
Nylon-6-6 -NH-(CH ) -NH-C0-(CH ) -CO-
Nylon-12 -NH-(CH ) -CO-
Polymer particles were also precipitated from polymer solutions of formed respectively from Nylon 6, Nylon 6,6 and Nylon 6,10 respective polymers dissolved in formic acid as the good solvent therefor and distilled water as the non-solvent, as will be described hereinafter.
Nylon 6,10 is polymerized from the monomer having the structure
Nylon 6,10 -NH-(CH ) -CO-
The steric stabilizer suitable for employment in the embodiments of the invention disclosed herein is a graft copolymer of methyl methacrylate/methacrylic acid with pendent oil soluble poly(12-hydroxy stearic acid) chains, known colloquially as "Super Soap" manufactured by Coulter Systems Corporation, and FOA-2, a lauryl/myristylacrylate copolymer manufactured and sold by Dow Chemical Co. The molecular structures are - "Super Soap"
The charge control agents suitable to be employed in the embodiments of the invention disclosed herein are cupric Naphthenate, Zirconium Octoate, Basic Barium Pertronate and Basic Polyisobutene Succinamide.
The aliphatic alcohols employed in the embodiments of the invention disclosed herein as Examples 1-6 are methanol, ethanol and 2-propanol. Example 1:
0.6 grams Griltex Nylon (polymer) and 0.05 grams of pigment in 50 ml of 2-propanol are mixed and heated at 70 degrees Celsius for two hours. The resulting 2-propanol solution is cooled to 40 degrees Celsius and sonified (exposed to sonic waves) for 30 seconds. The resulting solution is poured into a watch glass containing 100 ml. of ISOPAR G without any surfactant and at room temperature. The polymer is precipitated and falls to be bottom of the watch glass; same being placed under a hood overnight to evaporate the supernatant. The precipitate may be dried further in a vacuum oven at room temperature and under 45 mm Hg pressure overnight, leaving a powder-like dry particles. This dry material is redispersed in ISOP.AR G containing a surfactant (stabilizer) and a charge control agent to form a liquid toner composition. Reference is made to FIGURE 1 for a flow-sheet representation of the preparation described in Example 1.
Particle size of the liquid toners prepared by the method of the invention were determined by scanning electron microscopy (SEM) . These sizes range from 700 n
to 1200 nm for each pigment group. The dynamic light scattering instrument sold by Coulter Electronics, Inc. as the Coulter N4 was employed also to measure particle size of the toners. Each toner was diluted with ISOPAR G solution containing Super Soap, FOA-2 and different amounts of charge control agent.
The particle sizes of liquid toner of Example 1 were found to be much smaller and more uniform than those made by other methods. The scanning electron microscopic results are shown in the photomicrographies of FIGURES 2 and 7. In addition, the Coulter N4 results are illustrated in FIGURE 3. In FIGURE 3, the unpigmented toner particles gave the same results as measured by scanning electron microscopy. In the case of the toner particles made by the precipitation method of the invention, the pigments appeared to be bonded more strongly to the polymer encapsulant. This is believed to indicate that the pigment particles are surrounded and/or absorbed by soluble polymer chains in a good solvent. When the good solvent is changed to a poor solvent, these polymer chains precipitate around the pigments to entrap the pigment particles. Thus the pigment particles are well encapsulated inside the polymer particles and do not appear to disassociate from the polymer particles even during sonification.
The colloidal stability of the toner of Example 1 was monitored by measuring the particle size over a period of time with the Coulter N4. Each sample was sonified for ten minutes before measuring. Colloid stability was also indicated by observations of particle flocculation over a period of time after being allowed gravitationally to settle. According to observations of particle flocculation over a period of time, it appeared that the toner of Example 1 remained suspended in the dispersion medium for more than one day. Other toner made by prior method flocculated and precipitated in less than a couple
hours. Thus, the toner of Example 1 appeared to possess good colloidal stability.
According to light scattering measurements, the particle size of unpigmented toner made by the described precipitation method remained fairly constant over several hours indicating a small particle size. Example 2
1.0 per cent (by weight of solvent) of Griltex Nylon, .01 per cent (by weight of the solvent) of REGAL L carbon black pigment were added to ethanol (solvent) and sonified to mix same at 70 deg. Centigrade and form a solution thereof. The temperature was lowered to about 0 deg. Celsius by placing the resulting solution in flowing ice-water bath. The cooling rate is shown in the graphical representation of FIGURE 3A. Ethanol was found to be a good solvent for the polymer at the higher temperature and a poor solvent for the polymer at the lower temperature. The polymer-encapsulated pigment particles precipitated from the solution. The particles were recovered and the ethanol removed by placing the wet particles in a hood under ventilation overnight. Reference is made to FIGURE 4 for a flow-sheet represent¬ ation of the preparation described in Example 2. The dry polymer-encapsulated pigment particles as a powder were redispersed in ISOPAR G and a charge control agent, Cupric Naphthenate, (from 0.001 to 0.1 weight per cent based on the medium) , added to form a liquid toner. The steric stabilizer, "Super Soap" also was added (from 0.001 to 0.1 weight per cent based on the medium) . Five formulations were prepared using the pigment REGAL L carbon black, differing one from the others in the per cent of pigment. These formulations are designated GR-1, GR-2, GR-3, GR-4 and GR-5 in the FIGURES and tables of the drawings. Non-pigmented Griltex Nylon polymer particles were precipitated from ethanol solution under the same conditions as set forth above and are designated GN in the
drawings. In the drawings, RL represents the REGAL L pigment. The weight per cent of the pigment based upon the medium in the designated formulations were 0.01% (GR-l) , .05% (GR-2), 0.1% (GR-3) , 0.2% (GR-4) and 0.5% (GR-5) . The above process was followed in the absence of the pigment Griltex Nylon (GN) having been precipitated from ethanol solution to provide the non-pigmented particles.
Example 3 A set of liquid toner compositions (three in the set) were prepared following the method, percentage of components and the polymer, solvent and non-solvent components set forth in the description of Example 2 except that the pigment utilized, at the same weight percentages based on the medium as set forth in Example 2, was MONARCH-1000 carbon black. These compositions are represented by GM-1 (.01%), GM-2 (.05%) and GM-3 (0.1%) in the FIGURES and tables of the drawings. Examples 4 and 5 Two sets of liquid toner compositions were prepared following the methods, percentage of components and the polymer, pigments, solvents and non-solvents of Examples 2 and 3 respectively but changing the charge control agent from Cupric Naphthenate to Basic Barium Petronate (BaPB) . The compositions utilizing BaPB as the charge control agent employed BaPB in the weight percentages based on the medium, namely,.001 wt%, .005% wt%, .01 wt%, .05wt% and 0.1 wt% respectively. The zeta potential of the different toner particles has been measured using the Coulter DELSA instrument at the respective weight percentages of BaPB concentrations relative ISOPAR G and are set forth in FIGURE 9 of the drawings. Example 6
A liquid toner was formed utilizing the method, the percentage of components, the polymer, pigment and solvent (ethanol) as set forth as Example 2 except the
precipitated polymer-encapsulated particles were not dried. Instead, the precipitated particles were washed with ISOPAR G (two or three times) to remove the ethanol. After the ethanol was removed by washing, the charge control agent was added to result in the liquid toner.
The toner particles of Example 6 were more uniform in size and morphology than the other examples. The stability in ISOPAR G improved with either charge control agent. The size and morphology of the Example 6 particles were the same as that of Examples 2 and 3. However, the length of time required to obtain the particles was reduced from about one day for Example 2 particles to three to four hours for the particles of Example 6. Example 7. 0.1 gram of Nylon 6 was dissolved in 10 ml. of formic acid (a good solvent for the polymer) at 60 deg. Celsius for one hour. Distilled water (a non-solvent for the polymer) was added to the resulting solution at room temperature until a cloud point was reached. The cloudy solution was heated to 60 deg. Celsius to form a clear solution again. The clear solution then was cooled at a high cooling rate (1 deg.Celsius per second) by placing a container holding the solution in a flowing ice-water bath to precipitate the polymer as spherical particles. The precipitated polymer particles were washed with methanol to remove the forming acid and distilled water. The washed polymer particles were dried in a hood under ventilation over night to form dry powder. The size and morphology of the resulting polymer particles made by this process were found to be very uniform as shown in FIGURES 17A, 17B, 17C and 17D. The particle size was found to be about 10 um. and the particles were found to have a maximum deviation in particle size of at most 1.01 per cent so the particles can be classified as mono-dispersed particles. The particles also were found to have a very high surface roughness.
Examples 8 and 9 were made by the same method as disclosed in Example 7 except that the polymers employed were Nylon 6,6 and Nylon 6,10 respectively, photomicrographs of the resulting polymer particles comprising FIGURES 19A and 19B, and 20A and 2OB respectively.
Examples 10 and 11 were made by the same method as disclosed in Example 7 except that the non-solvent employed was methanol and acetone, respectively. Example 12 was made by the same method as Example 7 except that the polymer employed was polystyrene, the solvent was cyclohexane and the non-solvent was Isopar-G.
It should be noted that the same procedure can be applied to almost any type of polymer, if a suitable solvent and non-solvent can be found.
Referring to FIGURE 5, the polymer chains are represented by reference character 10, the pigment particles are represented by reference character 12 and the polymer solvent is prepresented by reference character 14. The solution prepared when the above components are mixed with the aliphatic alcohol solvent (ethanol, methanol, 2-propanol, for example, is represented by reference character 16. After heating for two hours at about 70 degrees Celsius, the polymer chains and the pigment particles are dispersed in the solution 16. The temperature is reduced quickly to 0 degrees Celsius and the non-solvent for the polymer, ISOPAR G, is added. Now the polymer chains precipitate onto the pigment surface and encapsulate the pigment particles as represented by reference character 20. With respect to the interactions between the pigment, polymer and solvent, the adsorption of the polymer chains onto the surface of the REGAL-L pigment particles is minimal so that the pigment particles are located embedded in the polymer, but at the outer surface portion of the toner particle. With the Monarch 1000 carbon black pigment, the pigment particle is
entirely within the polymer particle, bunched in the center portion thereof spaced from the outer spherical surface thereof. Therefore, the surface properties of the encapsulated particles can be controlled by changing the interaction between pigment, solvent and polymer depending upon the functional groups of the pigment, the thermodynamic quality of the solvent and the chemical nature of the polymer.
It is believed that the particle size of the toner particles can be controlled by the amount of pigment employed in the polymer/pigment/polymer solvent solution. It has been found that the particle size is decreased with increase in the pigment content.
The precipitated particles have been found to have roughened outer surfaces which may enhance surface adhesion properties. In contrast, particles made by emulsion or dispersion methods generally have smooth surfaces. This property enhances the use of such particles, i.e. precipitated polymer particles in particular, for adhesive coatings and pharmaceutical applications.
In addition, polymer encapsulation of fine particulate materials other than pigments for different applications by the disclosed precipitation method disclosed herein is believed to be feasible. Among such particles to be polymer-encapsulated by the precipitation method of the invention are lipoidal substances such as liposome particles. As will be described hereinafter, polymeric seeds can be encapsulated to make core-shell composite latex or multi-layer polymer composites.
Metals or magnetic particles also can be polymer encapsulated using the disclosed precipitation technique herein disclosed, as well as ceramic materials, animal cells or plant cells. Since only the polymer and solvent need be present in solution, contamination by dispersants, emulsifiers, initiators, inhibitors or the like can be
avoided. The controllable surface properties and the morphology of the resulting polymer-encapsulated particles are of considerable advantage and have not as yet been achieved using conventional or traditional methods of preparation.
It has been found that the introduction and control of amount of the charge control agents can enhance the stability of the polymer-encapsulated pigment particles formed with the disclosed precipitation method. Use of Basic Barium Petronate and Basic Polyisobutene Succinamide as the charge control agent will result in creation of a negatively charged toner particle while use of Cupric Naphthenate and Zirconium Octoate will result in creation of a positively charged toner particle. The scanning electron microscope, specifically the ETEC AUTOSCAN SCANNING E.LECTRON MICROSCOPE has been utilized for observing the surface morphologies and sizes of the precipitated polymer particles and the precipitated polymer-encapsulated pigment particles. The Monosorb Surface Area Analyzer was used to measure the surface area of the precipitated particles by measuring the quantity of nitrogen absorbed on a solid surface at -195 degrees Celsius by sensing the thermal conductivity of a flowing mixture of nitrogen and an inert carrier gas. The theoretical basis upon which the Monosorb operates is the BET equation well known to the art.
The surface area of the GN/RL precipitated particle has been found to be increased with increasing pigment content while the surface area of the GN/MO precipitated particle appears to remain constant not withstanding the increase in the pigment content. The Monarch 1000 pigment itself has been found to have a relatively large surface area. From such finding one would expect that the precipitated polymer-encapsulated MONARCH-1000 to have a relatively large surface area. However, the precipitated polymer-encapsulated MONARCH-1000 pigment has a surface
area much smaller that the precipitated polymer- encapsulated REGAL-L330 having the same amount of REGAL-L330 on the surface. Thus apparently, the precipitated polymer-encapsulated MONARCH-1000 particle has most of the said pigment within the particle while the polymer-encapsulated REGAL L330 particle has most of the pigment embedded in the surface of the particle. This is illustrated in FIGURES 5 and 5A.
REGAL L 330 particle has been found to have a relatively small surface area while precipitated polymer-encapsulated MONARCH 1000 has a surface area larger than particles having the same amount of REGAL L 330 on the surface. Thus apparently, the precipitated polymer-encapsulated MONARCH 1000 particle has most of the said pigment within the particle while the polymer-encapsulated REGAL L 330 particle has most of the pigment embedded in the surface of the particle.
Specifically, a particle of lipoidal substance such as cholesterol, lecithin or the like can be encapsulated by a polymer such as cellulose, polyalcohols or polyethylene oxide, said polymers being soluble in water. A non-solvent for the selected polymer is added to the solution either after or instead of cooling to cause the polymer to precipitate out of the solution, encapsula- the liposome particles. The polymer- encapsulated liposome particles can be separated (or isolated) as by removing the non-solvent from the supernatent liquid. The following example is illustrative of such encapsulation. Example 13. A water soluble polymer, cellulose, is added to deionized water in the presence of the liposome, cholesterol, at 70 degrees Celsius forming an aqueous cellulose solution. The temperature of the solution is lowered by cooling in a flowing ice bath from 70 degrees Celsius to about 0 degrees Celsius. The cellulose polymer precipitates from the solution, encapsulating the liposome
particles, forming generally uniform sized and configured cellulose encapsulated liposome particles.
Other aqueous polymer systems can be utilized, so long as the change of temperature condition results in the polymer precipitating while the liposome remains suspended and thus, the polymer-encapsulated liposome can be formed by the precipitating polymer. The polymer must be soluble in the selective solvent, such as water, which under change of conditions, becomes a non-solvent for said polymer, or, the solution can be treated with a non-solvent for the polymer at the temperature of formation of the solution, to effect precipitation of the polymer from said solution.
With respect to the forming of core/shell polymer particles, generally two homopolymers, polymer A and polymer B, or a block polymer with block A and block B is dissolved in a selected solvent to form a polymer solution. One of the polymer chains is precipitated from such solution either by lowering the temperature of the solution or by adding a non-solvent to the solution. The criteria for selecting the solvent is its relative interaction with one of the polymers compared with its interaction with the other one of the polymers. If the selective solvent has stronger interaction with polymer A (or block A) , then polymer B (or block B) will be precipitated earlier to form a core and polymer A would come out of the solution later to form a shell, and vice versa. Thus core/shell or inverse core/shell particles are formed. A variation of the last mentioned form of the invention herein comprises the steps of dissolving two homopolymers, polymer A and polymer B, or a block copolymer A with Block A and Block B, or a graft polymer of polymer A grafted onto polymer B backbone, in a selective solvent to form a polymer solution (oil phase) . In this variation, the selective solvent must be
immisσible with water. Next, the polymer solution is mixed with deionized water containing an emulsifier. The mixture either is sonified (treated with ultrasonic vibrations) and/or homogenized to form an emulsion. The temperature of the emulsion is lowered to precipitate polymer A (or polymer B) out of the polymer solution (for example, oil drops) with the remaining polymer B (or polymer A) dissolved therein. The selective solvent then is evaporated out of the oil drops under vacuum at low temperatures to solidify the dissolved polymer B (or polymer A) to encapsulate the earlier precipitated polymer A (polymer B) . The solvent should be carefully selected. If the selective solvent has a stronger interaction with polymer A (or block A) than polymer B (or block B) , polymer B will be precipitated later, to form a shell, and vice versa. Thus core/shell or inverse core/shell latexes are formed.
Specific examples showing those last two embodiments of the method of the invention shall be described hereinafter, with the Examples 14-15 illustrating the non-emulsion method while Examples 16-18 illustrate the use of an emulsifying agent in the formation of core/shell spherical polymer particles. Example 14. Polystyrene and polybutadiene homopolymers are dissolved in 1,4 dioxane at 60 degrees Celsius. The solvent, 1,4 dioxane, is selected because it is a good solvent for polystyrene but is a theta solvent (poor) for polybutadiene at 34 degrees Celsius (or lower) . The temperature of the solution is lowered from 60 degrees Celsius to precipitate polybutadiene as seed particles suspended in the remaining polystyrene solution. Methanol, a non-solvent for both polystyrene and polybutadiene, is added to the suspension of the polybutadiene seed particles so as to precipitate polystyrene, thereby encapsulating the polybutadiene
seeds. Polybutadiene/polystyrene core/shell particles thus are formed. Example 15.
Polystyrene and polybutadiene homopolymers are dissolved in cyclohexane at 60 degrees Celsius. Cyclohexane is selected as the solvent because cyclohexane is a good solvent for polybutadiene but is a theta solvent for polystyrene at 34 degrees Celsius. The temperature of the resulting solution is lowered from 60 degrees Celsius to 20 degrees Celsius. Polystyrene thus is precipitated to form seed particles which are suspended in the polybutadiene solution. Methanol is added to the resulting suspension whereby to precipitate polybutadiene, thereby encapsulating the polybutadiene seed particles and forming polystyrene/polybutadiene core/shell particles. Example 16.
Two homopolymers, polystyrene and polybutadiene homopolymers, are dissolved in methyl ethyl ketone at 60 degrees Celsius, the methyl ethyl ketone being immiscible with water. The resulting polystyrene/polybutadiene polymer solution is mixed with an aliphatic isoparafinnic hydrocarbon such as Isopar (a trademark of Exxon Corporation which contains an emulsifier, such as poly(12- hydroxystearic acid)-g-poly(methyl methacrylic acid). The mixture then is emulsified with a homogenizer form an emulsion at 60 degrees Celsius. The temperature of the emulsion is lowered from 60 degrees Celsius to 0 degrees Celsius by placing same in an ice bath. The polybutadiene thus is precipitated out of the polymer solution. The solvent, methyl ethyl ketone, is removed out of the Isopar with a rotary evaporator at room temperature to solidify the polymer solution so as to encapsulate the pre-precipitated polybutadiene. Accordingly, a polybutadiene/polystyrene core/shell latex is formed. Example 17. Polystyrene and polybutadiene homopolymers are
dissolved in cyclohexane at 60 degrees Celsius forming a polystyrene/polybutadiene solution. To said polymer solution (oil phase) , deionized water containing sodium lauryl sulfate is added. The resulting mixture is emulsified with a homogenizer to form an emulsion at 60 degrees Celsius. Using an ice bath, the resulting emulsion is cooled from 60 degrees Celsius to 0 degrees Celsius, precipitating the polystyrene out of the oil phase. The cyclohexane solvent is removed out of the oil phase with a rotary evaporator at room temperature, solidifying the oil drops to encapsulate the preprecipitated polybutadiene block, forming a polystyrene/polybutadiene core/shell latex. Example 17. A styrene-butadiene copolymer is dissolved in methyl ethyl ketone at 60 degrees Celsius, the resulting polymer solution being mixed with Isopar containing the emulsifier, poly-(12-hydroxy stearic acid)-g-poly(methylmethacrylate-methacrylic acid) , functioning as a surfactant. The resulting mixture is emulsified with a homogenizer to form an emulsion at 60 degrees Celsius. The emulsion is cooled to 0 degrees Celsius using an ice bath, precipitating the polybutadiene block out of the polymer solution. The solvent, mthyl ethyl ketone, is removed out of the Isopar using a rotary evaporator at room temperature to solidify the polymer solution, encapsulating the pre-precipitated polybutadiene block out of the oil phase. Thus a polybutadiene/ polystyrene core/shell latex is formed. Example 18.
The same steps followed in performing the method of Example 16 are followed, using cyclohexane as the selective solvent and sodium lauryl sulfate as the emulsifier, whereby to form a polystyrene/polybutadiene core/shell latex.
Metals or magnetic particles also can be polymer
encapsulated using the disclosed precipitation technique herein disclosed, as well as ceramic materials, animal cells or plant cells. Since only the polymer and solvent need be present in solution, contamination by dispersants, emulsifiers, initiators, inhibitors or the like can be avoided. The controllable surface properties and the uniform morphology of the resulting core/shell polymer particles and polymer-encapsulated particles are of considerable advantage and have not as yet been achieved using conventional or traditional methods of preparation. In respect of the polymer-encapsulated pigment particles, it has been found that the introduction and control of the amount of charge control agents can enhance their stability when same are utilized as liquid toner. Use of Basic Barium Petronate or Basic Polyisobutene Succinamide as charge control agents will result in creation of a negatively charged toner particle while the use of Cupric Napthenate or Ziroconium Octoate will result in creation of a positively charge toner particle. The scanning electron microscope, specifically the ETEC AUTOSCAN SCANNING ELECTRON MICROSCOPE has been utilized for observing the surface morphologies and sizes of the precipitated Nylon type polymer particles and the precipitated polymer-encapsulated pigment particles. The Monosorb Surface Area Analyzer was used to measure the surface area of said particles by measuring the quantity of nitrogen absorbed on a solid surface at -195 degrees Celsius by sensing the thermal conductivity of a flowing mixture of nitrogen and an inert carrier gas. The theoretical basis upon which the Monosorb operates is the BET equation well known in the art.
These observations show that the surface area of the GN/RL precipitated particle was increased with increasing pigment content while the surface area of the GN/MO precipitated particle appeared to remain constant not withstanding the increase in pigment content. The Monarch
1000 pigment itself has been found to have a relatively large surface area. From such finding, one would expect that the precipitated polymer-encapsulated MONARCH-1000 particle to have a relatively large surface area. However, the precipitated polymer-encapsulated MONARCH- 1000 pigment has a surface area much smaller than the precipitated polymer-encapsulated REGAL-L330 particle on the surface. Thus apparently, the precipitated polymer- encapsulated MONARCH-1000 particle has most of the said pigment within the particle while the polymer-encapsulated REGAL-L330 particle has most of the pigment embedded in the surface of the particle. This is illustrated in FIGURES 5 and 5A.
The REGAL-L330 polymer-encapsulated particle has been found to have a relatively small surface area while the precipitated polymer-encapsulated MONARCH-1000 particle has a surface area larger than the particles having the same amount of REGAL-L330 pigment in the surface. Apparently, the precipitated polymer-encapsulated MONARCH-1000 particle has most of the said pigment within the particle, in contrast to the polymer-encapsulated REGAL-L330 pigment particle having most of the pigment embedded in the surface therof.
It is believed that the core/shell polymer particles produced according to the method of the invention range in size from about 0.2 to 10 microns in size and are spherical in configuration. The polymer-encapsulated liposome particles produced are believed to be in the range of about 1 to 20 microns in size as compared to the size of the polymer-encapsulated pigment particles.
The specific polymers and solvents are described and identified as examples of preferred materials. Others may be varied or substituted for others of similar properties and/or variations may be made by those skilled in the art in the described specific conditions, temperatures, for example without departing from the
spirit and scope of the invention as defined in the appended claims.