USRE42809E1 - Method and apparatus for increasing bandwidth in sampled systems - Google Patents
Method and apparatus for increasing bandwidth in sampled systems Download PDFInfo
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- USRE42809E1 USRE42809E1 US11/094,754 US9475405A USRE42809E US RE42809 E1 USRE42809 E1 US RE42809E1 US 9475405 A US9475405 A US 9475405A US RE42809 E USRE42809 E US RE42809E
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- G—PHYSICS
- G01—MEASURING; TESTING
- G01R—MEASURING ELECTRIC VARIABLES; MEASURING MAGNETIC VARIABLES
- G01R13/00—Arrangements for displaying electric variables or waveforms
- G01R13/02—Arrangements for displaying electric variables or waveforms for displaying measured electric variables in digital form
- G01R13/0218—Circuits therefor
- G01R13/0272—Circuits therefor for sampling
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- H—ELECTRICITY
- H03—ELECTRONIC CIRCUITRY
- H03H—IMPEDANCE NETWORKS, e.g. RESONANT CIRCUITS; RESONATORS
- H03H17/00—Networks using digital techniques
- H03H17/02—Frequency selective networks
Definitions
- This invention related generally to the digital manipulation of a continuous time domain sample that is to be sampled in a digital oscilloscope, and more particularly to a digital filter that is capable of increasing the bandwidth of the sampling system beyond the bandwidth range achievable in an analog system.
- the present state of the art deals with an attempt to increase bandwidth based upon the assumption that only analog manipulation techniques for modifying a signal to improve the bandwidth characteristics of an apparatus are possible. Other digital techniques are seen as manipulations of the signal that change the output result of the system. This results in a design methodology in which analog design engineers painstakingly design to the best of their ability analog circuitry that has high bandwidth, flat frequency response, good pulse response and is noise-free.
- DSP Digital Signal Processing
- DSP Digital Signal Processing
- Another object of the invention is to provide an improved Digital Signal Processing (DSP) method and apparatus capable of surgically dealing with lack of bandwidth, while offering some additional control of the pulse-response and flatness, and in which the overall noise of the system can be decreased.
- DSP Digital Signal Processing
- a still further object of the invention is to provide an improved Digital Signal Processing (DSP) method and apparatus capable of surgically dealing with lack of bandwidth, while offering some additional control of the pulse-response and flatness by increasing the bandwidth in a very controlled manner.
- DSP Digital Signal Processing
- a filter as specified in FIG. 3 is required.
- Such a filter is flat out to 1.8 GHz with 0 dB gain.
- the gain rises log-linearly to 4 dB.
- the filter is unspecified out to 3 GHz after which an attenuation of ⁇ 5 dB is specified.
- the frequency response of the overall system would become that of FIG. 4 . Notice that the frequency response up to 1.8 GHz is unaltered and that the system achieves 0 dB gain at exactly the bandwidth. desired—that of 2 GHz. In other words, there is 3 dB margin at the specified bandwidth of the system.
- the invention focuses on providing a filter that meets the specifications shown in FIG. 3 and therefore surgically boosts the frequency response of the system with no other adverse affects.
- the filter in accordance with the invention has an effect on the noise floor and roll-off.
- the noise floor of the boosted system is 5 dB below the un-boosted system noise floor because of the attenuation added outside the pass-band.
- the roll-off rate is approximately the same as in the un-boosted system.
- the invention accordingly comprises the several steps and the relation of one or more of such steps with respect to each of the others, and the apparatus embodying features of construction, combination(s) of elements and arrangement of parts that are adapted to effect such steps, all as exemplified in the following detailed disclosure, and the scope of the invention will be indicated in the claims.
- FIG. 1 is a graphical representation of a piece-wise linear frequency response description that serves as the filter specification in accordance with the invention
- FIG. 2 shows the frequency response of a system prior to application of a boost filter constructed in accordance with the invention
- FIG. 3 contains a typical filter magnitude response specification in accordance with the invention used to boost the frequency response of the system in FIG. 2 ;
- FIG. 4 shows the frequency response of the system in FIG. 2 with the ideally described boost filter in FIG. 3 applied in accordance with the invention
- FIG. 5 shows the same response as in FIG. 4 , but further highlights the stop-band noise reduction upon application of the filter in accordance with the invention
- FIG. 6 shows the pole and zero locations of an analog filter in accordance with the invention that meets the specifications in FIG. 3 ;
- FIG. 7 shows a comparison of the performance of the analog filter of FIG. 6 to the ideally specified filter in accordance with the invention
- FIG. 8 shows the performance characteristics of the resulting digital filter in accordance with the invention calculated using the analog filter poles and zeros in FIG. 6 as the analog filter specification;
- FIG. 9 depicts a view similar to that of FIG. 4 and FIG. 5 , except that the actual digital filter in accordance with the invention is applied to the system;
- FIG. 10 shows a step response of an actual digital sampling oscilloscope without the boost filter in accordance with the invention applied along with the frequency response;
- FIG. 11 shows the step response of the same actual digital sampling oscilloscope of FIG. 10 with the boost filter in accordance with the invention applied, depicting an improved frequency response;
- FIG. 12 shows an effective bits calculation of the digital sampling oscilloscope of FIG. 10 without a boost filter of the invention applied
- FIG. 13 shows an effective bits calculation of the digital sampling oscilloscope of FIG. 10 with a boost filter of the invention applied, highlighting the noise reduction features of the invention
- FIG. 14 shows a digital filter impulse response
- FIG. 15 shows the same impulse response of FIG. 14 plotted magnitude log-log used to calculate filter settling time.
- F sbs Stop-band start The frequency at which frequency-the the boost begins. first edge of the stop-band F pbs Pass-band start The frequency at which frequency-the the boost levels off to first edge of the boost amount the pass-band F pbe Pass-band end The frequency at which frequency-the the boost begins to last edge of the drop off. pass-band. F sbe Stop-band end The frequency at which frequency-the the final attenuation is last edge of the achieved. stop-band F e The final Usually the Nyquist frequency rate at the lowest specified sample rate used with this filter.
- B The boost The gain of the filter in amount the boost region.
- the filter in Equation 1 could be implemented in analog circuitry, but for the current purpose, it will be considered as an analog prototype filter that will be converted to a digital filter later in the design process.
- Equation ⁇ ⁇ 3 The solution of the variables in Equation 2 is performed by finding these set of variables in which the magnitude response given by Equation 3 best matches the filter design criteria in the least-squares
- Equation 3 represents a non-linear function of these variables therefore requiring methods of non-linear fitting.
- the method used for this invention is the Levenberg-Marquardt algorithm. In order to use this algorithm, several items must be provided. First, the partial derivatives of must be provided with respect to each of the variables being solved for:
- the specified frequencies given are calculated specifically to provide enough points in the flat region to ensure flatness, enough points in the boost ramp region to provide a controlled boost. In short, these are the most important points in the design and therefore there are more points specified in this region.
- the response vector contains the desired response at each of these frequency points. If controlling of flatness in the system is desired, frequencies and responses may be contrived which are the negative of the actual, unboosted response. I have chosen to use the specification as shown in FIG. 3 which can be described programmatically as:
- This vector supplies the initial guesses at the variables, and is altered on each iteration of the Levenberg-Marquardt algorithm until convergence is achieved. Therefore, subsequently, the values of this guess vector are assumed to correspond to the following variables being solved for:
- g i ⁇ for ⁇ ⁇ k ⁇ ⁇ 0...K - 1 ⁇ ⁇ for ⁇ ⁇ each ⁇ ⁇ point ⁇ ⁇ specified ⁇ ⁇ R k ⁇ M ⁇ ( f spec k , g ) - M spec k Generate ⁇ ⁇ a ⁇ ⁇ residual W k , k ⁇ 1 Generate ⁇ ⁇ the ⁇ ⁇ weights ⁇ ⁇ matrix J k , 0 ⁇ ⁇ ⁇ fp 0 ⁇ M ⁇ ( f spec k , g ) Fill ⁇ ⁇ in ⁇ ⁇ a ⁇ ⁇ row ⁇ ⁇ of ⁇ ⁇ the ⁇ ⁇ Jacobian J k , 1 ⁇ ⁇ ⁇ Qp 0 ⁇ M ⁇ ( f spec k , g ) matrix ⁇ ⁇ with ⁇ ⁇ the ⁇ ⁇ partial ⁇ ⁇ derivatives J k , 2 ⁇ ⁇ ⁇
- this filter is a valid analog filter design and could be implemented using actual electronic components such as resistors, capacitors and inductors.
- this filter will be implemented as a digital filter with the design so far providing an analog prototype filter.
- the method chosen here for conversion to a digital filter is the bilinear transformation.
- the pole and zero locations must be pre-warped to account for the nonlinear frequency mapping enforced by the bilinear transform:
- Equation ⁇ ⁇ 15 f s is the sampling rate of the system (in GS/s, in this case) and ⁇ is the pole or zero being pre-warped. Note that at this point in the filter design, the sampling rate of the system must be known. In the implementation of this invention in a digital oscilloscope where the sample rate is variable, the design steps starting with the application of Equation 15 are performed dynamically within the oscilloscope itself as the sample rate is changed.
- Equation ⁇ ⁇ 16 Note that only one of the complex conjugate pairs of the two sets of poles and zeros need be considered in Equation 16.
- Equation 1 In order to convert this prototype into a digital filter, the transfer function described in Equation 1 must be factored in s and placed in the following form:
- x k is the data sampled by the digitizing system
- y k is the data at the output of the boost filter.
- the filter implementation is Infinite Impulse Response (IIR).
- this filter will boost, along with the signal, any noise contained in the boost ramp region and boost region. Therefore, before application of this filter, the unboosted system noise profile must be analyzed to determine the applicability of this filter. It is important to note that while boosting noise in these regions, the filter also attenuates noise beyond the pass-band of the system. This may or may not result in an overall noise performance improvement, depending on the noise sources.
- FIG. 12 and FIG. 13 show a comparison with and without the boost filter in place.
- FIG. 12 without the boost filter, shows an rms value of 131 mV, an attenuation of approximately 6 dB, and ENOB and SNR of 4.67 and 23, respectively.
- FIG. 13 with the boost filter, shows an rms value of 226.2 mV, an attenuation of 1.23 dB, and an ENOB and SNR of 5.35 and 32.1, respectively.
- the boost filter resulted in an increase in the effective bits by over 0.6 while making the bandwidth specification. In other words, the bandwidth was boosted while simultaneously improving the noise performance of the unit.
- F c F e in the filter specification must appear at or below the Nyquist rate.
- the determination of the location of the stabilizing zero is performed mostly through the specification of the attenuation at F sbe .
- the fact that F sbe in this design has attenuation A specified constrains the stabilizing zero to appear at a frequency between and F sbe and F e . While this causes the objectionable decrease in attenuation in the attenuation region, it does help in the realization of the digital filter.
- the attenuation of F sbe may be decreased, which will move the stabilizing zero higher in frequency, but the design must keep this zero below the Nyquist rate of the system, otherwise the filter design will fail.
- any system employing memory will take some time to stabilize after the signal appears for the first time. This is not generally a problem, and most designs handle this by waiting some time for signals to stabilize. In the case of a digital oscilloscope, this is accomplished through pre-trigger hold-off. When the acquisition system is armed and acquiring, the trigger is held off until enough time has passed for everything to stabilize. In the case of a digital oscilloscope utilizing the present invention, there is an additional problem. There will be some stabilization time associated with the filter, and the system does not get to see the waveform until the point in time that the waveform has been acquired and is being read-out of the acquisition system memory.
- the impulse response for the design example provided is shown in FIG. 14 . This response was calculated using Equation 21. It is useful to note that this sampled impulse response could be used as the coefficients of a Finite Impulse Response (FIR) filter design.
- FIR Finite Impulse Response
- FIG. 15 shows the magnitude of the amplitude with respect to time plotted log-log. From this plot you can see that a filter startup time allowance of 3 ns allows the system to stabilize to within 0.1% of its final value.
- the final zero in the system has the effect of leveling off the attenuation of the system. Some might consider this objectionable, preferring the attenuation to continue, and thus gaining the maximum noise attenuation. This is possible, however some problems arise in the removal of this zero.
- Equation 15 which provides the pre-warping equation, works only with an equal number of poles and zeros in the system. This is a huge benefit, because Equation 15 provides a digital filter whose frequency domain performance matches almost identically the analog filter performance, even when the frequencies of interest are up near the Nyquist rate of the system. Therefore, removal of the stabilizing zero will cause difficulties in matching the digital filter to the analog prototype filter.
- Equation 8 makes reference to a frequency in the design specification called F hs .
- F hs a frequency in the design specification
- FIG. 7 that the placement of this frequency has an effect on the performance of the filter between F hs and F sbs .
- the performance of the filter in this range of frequencies is unconstrained, and this lack of constraint is utilized in the design by allowing a dip in the gain of the system during this region.
- F hs must be placed at a frequency such that in between this frequency, and the start of the boost ramp region, this slight attenuation can be tolerated.
- FIG. 9 a slight bite has been taken out of the un-boosted response around 1.7 GHz. Over-constraining the system by pushing F hs up close to effectively enforcing a sharper edge, will generate a system that has higher Q values which is usually undesirable.
- the stabilizing zero does not allow the system to reach it's full potential with regard to noise performance. This zero does, however, provide the benefit of controlling the roll-off in the boost drop region. This is a good thing with regard to pulse response. It can be shown that with proper selection of the frequency and response for the frequencies F pbe and F sbe , and the attenuation at F e , the trade-off between system roll-off (and thus pulse-response performance) and noise attenuation outside of the pass-band can be made. The placement of these frequencies and their responses must be made with care, however, in order to maintain the ability to fit the analog filter to the design criteria and to provide an analog filter which is realizable as a digital filter with the given sample rate constraints.
- the filter design specification as shown in FIG. 3 is very easy to understand conceptually and provides a rather generic filter spec. It is possible to tailor the specification to a particular unit's frequency response by substituting the negative of the frequency response for the unit for the response provided in Equation 9. This would enable virtually complete flattening/control of the frequency response. In order to do this, however, there needs to be a complete understanding of the response with regard to the filter order required to flatten the response. In general, the more bumps in the frequency response, the more poles and zeros (and thus a higher order) is required for the boost filter. The ability of the boost filter to flatten the response by specifying the inverse system response is implicit to the present invention.
- any high order filter it is sometimes useful to separate the filter into sections, effectively cascading sections of lower order.
- the sections are second order biquad sections. This was not deemed necessary for this design in accordance with the invention.
- the method of separating this filter into multiple, lower order, cascaded sections is well known by those practiced in the art of digital signal processing.
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Abstract
Description
-
- 1. There is a wide variation in the gain of the front-end, sometimes approaching 60 dB of dynamic range.
- 2. The signal is typically distributed to multiple Analog/Digital Converters (ADCs) in order to boost sample rate. This distribution is through buffers that tend to decrease the bandwidth of the system.
- 3. High bandwidth/high sample rate oscilloscopes typically use the absolute best of present electronics technology and are therefore being pushed to the limits of the hardware.
- 4. Bandwidth, noise, and pulse-response are a set of conflicting requirements that must be reconciled.
TABLE 1 | ||||
Abbreviation | ||||
Name | for | Description | ||
Fsbs | Stop-band start | The frequency at which | ||
frequency-the | the boost begins. | |||
first edge of | ||||
the stop-band | ||||
Fpbs | Pass-band start | The frequency at which | ||
frequency-the | the boost levels off to | |||
first edge of | the boost amount | |||
the pass-band | ||||
Fpbe | Pass-band end | The frequency at which | ||
frequency-the | the boost begins to | |||
last edge of the | drop off. | |||
pass-band. | ||||
Fsbe | Stop-band end | The frequency at which | ||
frequency-the | the final attenuation is | |||
last edge of the | achieved. | |||
stop-band | ||||
Fe | The final | Usually the Nyquist | ||
frequency | rate at the lowest | |||
specified | sample rate used with | |||
this filter. | ||||
B | The boost | The gain of the filter in | ||
amount | the boost region. | |||
A | The | The attenuation of the | ||
attenuation | filter in the attenuation | |||
amount. | region. | |||
This notation is shown diagrammatically in
-
- 1. The system is flat out to Fsbs.
- 2. There is a sharp corner at Fsbs,
- 3. There is a rather steep rise in the boost ramp region.
- 4. During the boost region, the boost is held.
- 5. The filter provides attenuation in the attenuation region.
TABLE 2 | ||||
Pole or | ||||
Zero | | Purpose | ||
Zero | ||||
0 | Around Fsbs | To begin the | ||
ramp | ||||
Pole | ||||
0 | Between Fpbs | To finish the boost | ||
and Fpbe | ramp. | |||
| Between Fpbs | To sustain the boost | ||
and Fpbe (but | and begin the boost | |||
after Pole 0) | drop. | |||
| Around Fsbe | To stabilize the boost | ||
drop and to begin the | ||||
attenuation region. | ||||
This zero is also | ||||
instrumental in the | ||||
design of the resulting | ||||
digital filter. | ||||
The s domain transfer function of such a filter is described using the following equation:
Where N is 2 for this case.
ωz0=2·π·fz0ωp0=2·π·fp0
ωz1=2·π·fz1ωp1=2·π·fp1
Qz0Qz1Qp0Qp1 Equation 2
ωz0=2·π·fz0
ωp0=2·π·fp0
ωz1=2·π·fz1
ωp1=2·π·fp1
Qz0
QZ1
Qp0
Qp1
Considering the filter in
The solution of the variables in
Next, the vectors containing the frequencies and the responses desired must be created:
Note the introduction of a frequency Fhs. It is useful to control this frequency in the specification, as can be seen later. For now, assume it is three quarters of Fsbs.
The response vector is generated as:
Mspec=Mdes(fspec)
Finally, the Levenberg-Marquardt algorithm requires a vector of guesses at the values of the variables being solved for. Since Table 2 outlined the approximate pole and zero locations, it seems reasonable to use these approximations in the fitting algorithm. It also seems reasonable to select Q values that are somewhat high because of the sharp changes in the filter criteria. Therefore, the guess vector becomes:
Upon determining these guesses, all that is necessary is to run multiple iterations of the Levenberg-Marquardt algorithm. Typically, iteration is halted once the mean-squared error has become small enough. An iteration of the Levenberg-Marquardt algorithm is shown here:
For the filter specified in
The poles and zero locations of this filter are the roots of the four equations of the following form:
This form is shown in
Where fs is the sampling rate of the system (in GS/s, in this case) and α is the pole or zero being pre-warped. Note that at this point in the filter design, the sampling rate of the system must be known. In the implementation of this invention in a digital oscilloscope where the sample rate is variable, the design steps starting with the application of Equation 15 are performed dynamically within the oscilloscope itself as the sample rate is changed.
Note that only one of the complex conjugate pairs of the two sets of poles and zeros need be considered in Equation 16.
Once this is done, the filter coefficients are calculated as:
Finally, the analog filter coefficients are converted to digital filter coefficients using the bilinear coefficient formulae:
For a sample rate of 50 GS/s, the filter coefficients for the design specified are calculated as:
The final Z domain transfer function is of the form:
Where xk is the data sampled by the digitizing system and yk is the data at the output of the boost filter. The filter implementation is Infinite Impulse Response (IIR).
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2000
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2001
- 2001-08-30 DE DE60137515T patent/DE60137515D1/en not_active Expired - Fee Related
- 2001-08-30 JP JP2002523192A patent/JP2004507748A/en not_active Withdrawn
- 2001-08-30 WO PCT/US2001/026970 patent/WO2002019150A1/en active Application Filing
- 2001-08-30 EP EP01966394A patent/EP1314107B1/en not_active Expired - Lifetime
- 2001-08-30 AU AU2001286913A patent/AU2001286913A1/en not_active Abandoned
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2005
- 2005-03-30 US US11/094,754 patent/USRE42809E1/en not_active Expired - Lifetime
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DE60137515D1 (en) | 2009-03-12 |
EP1314107A1 (en) | 2003-05-28 |
AU2001286913A1 (en) | 2002-03-13 |
EP1314107B1 (en) | 2009-01-21 |
WO2002019150A1 (en) | 2002-03-07 |
US6542914B1 (en) | 2003-04-01 |
JP2004507748A (en) | 2004-03-11 |
EP1314107A4 (en) | 2005-09-21 |
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