TWI757622B - A wireless transmit receive unit and a method implemented thereby - Google Patents

A wireless transmit receive unit and a method implemented thereby Download PDF

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TWI757622B
TWI757622B TW108128189A TW108128189A TWI757622B TW I757622 B TWI757622 B TW I757622B TW 108128189 A TW108128189 A TW 108128189A TW 108128189 A TW108128189 A TW 108128189A TW I757622 B TWI757622 B TW I757622B
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wtru
harq feedback
pdsch
gnb
pucch
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TW108128189A
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TW202015447A (en
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艾哈邁德雷札 希達亞特
沙魯克 那耶納雷爾
阿格翰柯梅 歐泰瑞
漢卿 樓
陸 楊
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美商Idac控股公司
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    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/12Arrangements for detecting or preventing errors in the information received by using return channel
    • H04L1/16Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
    • H04L1/18Automatic repetition systems, e.g. Van Duuren systems
    • H04L1/1812Hybrid protocols; Hybrid automatic repeat request [HARQ]
    • H04L1/1819Hybrid protocols; Hybrid automatic repeat request [HARQ] with retransmission of additional or different redundancy
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/12Arrangements for detecting or preventing errors in the information received by using return channel
    • H04L1/16Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
    • H04L1/18Automatic repetition systems, e.g. Van Duuren systems
    • H04L1/1829Arrangements specially adapted for the receiver end
    • H04L1/1854Scheduling and prioritising arrangements
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/12Arrangements for detecting or preventing errors in the information received by using return channel
    • H04L1/16Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
    • H04L1/18Automatic repetition systems, e.g. Van Duuren systems
    • H04L1/1829Arrangements specially adapted for the receiver end
    • H04L1/1861Physical mapping arrangements
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/12Arrangements for detecting or preventing errors in the information received by using return channel
    • H04L1/16Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
    • H04L1/18Automatic repetition systems, e.g. Van Duuren systems
    • H04L1/1867Arrangements specially adapted for the transmitter end
    • H04L1/1896ARQ related signaling
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L5/00Arrangements affording multiple use of the transmission path
    • H04L5/003Arrangements for allocating sub-channels of the transmission path
    • H04L5/0053Allocation of signaling, i.e. of overhead other than pilot signals
    • H04L5/0055Physical resource allocation for ACK/NACK
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W72/00Local resource management
    • H04W72/04Wireless resource allocation
    • H04W72/044Wireless resource allocation based on the type of the allocated resource
    • H04W72/0446Resources in time domain, e.g. slots or frames
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W74/00Wireless channel access
    • H04W74/002Transmission of channel access control information
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W74/00Wireless channel access
    • H04W74/08Non-scheduled access, e.g. ALOHA
    • H04W74/0808Non-scheduled access, e.g. ALOHA using carrier sensing, e.g. carrier sense multiple access [CSMA]
    • H04W74/0816Non-scheduled access, e.g. ALOHA using carrier sensing, e.g. carrier sense multiple access [CSMA] with collision avoidance
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/12Arrangements for detecting or preventing errors in the information received by using return channel
    • H04L1/16Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
    • H04L1/1607Details of the supervisory signal
    • H04L1/1614Details of the supervisory signal using bitmaps

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  • Engineering & Computer Science (AREA)
  • Signal Processing (AREA)
  • Computer Networks & Wireless Communication (AREA)
  • Mobile Radio Communication Systems (AREA)
  • Detection And Prevention Of Errors In Transmission (AREA)

Abstract

Systems, methods, and devices for efficient and robust handling of acknowledgements in new radio unlicensed bands (NR-U) environments. A wireless transmit receive unit (WTRU) may receive control information and a data transmission from a gNB in a first interval (i.e., transport block or channel occupancy time), wherein the control information may include an indication of uplink resources. The data transmission may require some sort of acknowledgement (i.e., HARQ feedback). The WTRU may attempt to transmit the acknowledgement in the indicated uplink resources, but the gNB may not receive the acknowledgement. The WTRU may receive control information and a data transmission from the gNB in a second interval, including an indication to aggregate any previously unsuccessful acknowledgement transmissions. The WTRU may transmit an aggregated acknowledgement including previous unsuccessful acknowledgements and any additional acknowledgements from the current interval. In some cases, look-before-talk procedures may be used.

Description

無線傳輸/接收單元及由其執行的方法 Wireless transmit/receive unit and method therefor 優先權主張priority claim

本申請案主張2018年8月8日申請的美國臨時申請案No.62/716,211以及2018年10月31日申請的美國臨時申請案No.62/753,457的權益,其內容藉由引用的方式結合於此。 This application claims the benefit of US Provisional Application No. 62/716,211, filed August 8, 2018, and US Provisional Application No. 62/753,457, filed October 31, 2018, the contents of which are incorporated by reference here.

在無線通信領域中,例如新無線電之類的下一代空中介面可以支援寬範圍的不同頻譜使用模型的用例,例如授權、未授權/共用等。為了在共用頻譜中操作,可能需要在未授權頻段中實現有效且可靠的無線通信的系統、方法及裝置。 In the field of wireless communications, next-generation air-interfaces such as new radio can support a wide range of use cases for different spectrum usage models, such as licensed, unlicensed/shared, etc. In order to operate in a shared spectrum, systems, methods, and apparatuses that enable efficient and reliable wireless communication in unlicensed frequency bands may be required.

用於在新無線電未授權頻段(NR-U)環境中的有效且強健的處理應答的系統、方法及裝置。無線傳輸接收單元(WTRU)可以在第一間隔(即傳輸塊或通道佔用時間)中從gNB接收控制資訊以及資料傳輸,其中控制資訊可以包括上鏈資源的指示。資料傳輸可以需要某種應答(即HARQ回饋)。WTRU 可以嘗試在所表明的上鏈資源中傳輸該應答,但是gNB可能沒有接收到該應答。WTRU可以在第二間隔中從gNB接收控制資訊以及資料傳輸,包括用於聚合任何先前未成功的應答傳輸的指示。WTRU可以從目前間隔傳輸聚合的應答,該聚合的應答包括先前未成功的應答以及任何附加應答。在一些情況中,可以使用先看後說(look-before-talk)程序。 Systems, methods, and apparatus for efficient and robust processing of responses in a New Radio Unlicensed (NR-U) environment. A wireless transmit receive unit (WTRU) may receive control information and data transmissions from the gNB in a first interval (ie, transport block or channel hold time), where the control information may include an indication of uplink resources. Data transmission may require some kind of acknowledgement (ie HARQ feedback). WTRU An attempt may be made to transmit the acknowledgment in the indicated uplink resource, but the gNB may not receive the acknowledgment. The WTRU may receive control information and data transmissions from the gNB in the second interval, including an indication to aggregate any previously unsuccessful acknowledgement transmissions. The WTRU may transmit an aggregated acknowledgment from the current interval including the previous unsuccessful acknowledgment and any additional acknowledgments. In some cases, a look-before-talk procedure may be used.

100:通信系統 100: Communication Systems

102、102a、102b、102c、102d:無線傳輸/接收單元(WTRU) 102, 102a, 102b, 102c, 102d: Wireless Transmit/Receive Units (WTRUs)

104/113:無線電存取網路(RAN) 104/113: Radio Access Network (RAN)

106/115:核心網路(CN) 106/115: Core Network (CN)

108:公共交換電話網路(PSTN) 108: Public Switched Telephone Network (PSTN)

110:網際網路 110: Internet

112:其他網路 112: Other Networks

114a、114b:基地台 114a, 114b: base station

116:空中介面 116: Air Media

118:處理器 118: Processor

120:收發器 120: Transceiver

122:傳輸/接收元件 122: transmit/receive element

124:揚聲器/麥克風 124: Speaker/Microphone

126:小鍵盤 126: Keypad

128:顯示器/觸控板 128: Monitor/Trackpad

130:非可移記憶體 130: Non-removable memory

132:可移記憶體 132: removable memory

134:電源 134: Power

136:全球定位系統(GPS)晶片組 136: Global Positioning System (GPS) Chipset

138:週邊設備 138: Peripherals

160a、160b、160c:e節點B 160a, 160b, 160c:e Node B

162:行動性管理實體(MME) 162: Mobility Management Entity (MME)

164:服務閘道(SGW) 164: Service Gateway (SGW)

166;封包資料網路(PDN)閘道(或PGW) 166; Packet Data Network (PDN) Gateway (or PGW)

180a、180b、180c:gNB(g節點B) 180a, 180b, 180c: gNB (g Node B)

182a、182b:存取及行動性管理功能(AMF) 182a, 182b: Access and Mobility Management Function (AMF)

183a、183b:對話管理功能(SMF) 183a, 183b: Session Management Function (SMF)

184a、184b:使用者平面功能(UPF) 184a, 184b: User Plane Function (UPF)

185a、185b:資料網路(DN) 185a, 185b: Data Network (DN)

201、301、401、501、601、701、801、1001:時間 201, 301, 401, 501, 601, 701, 801, 1001: Time

810、820、910、920:通道佔用時間(COT) 810, 820, 910, 920: Channel Occupancy Time (COT)

1220、1320:COT持續時間 1220, 1320: COT duration

1222、1322:WTRU1 COT 1222, 1322: WTRU1 COT

1224、1324:COT共用部分 1224, 1324: COT common part

CWp:爭用視窗尺寸 CWp: contention window size

DAI:下鏈指派指示符 DAI: Downlink Assignment Indicator

EDAI:增強下鏈指派指示符 EDAI: Enhanced Downlink Assignment Indicator

LBT:先聽候送 LBT: first listen and wait

N2、N3、N4、N6、N11、S1、X2、Xn:介面 N2, N3, N4, N6, N11, S1, X2, Xn: Interface

PDCCH:實體下鏈控制通道 PDCCH: Entity Downlink Control Channel

PDSCH:實體下鏈共用通道 PDSCH: Entity downlink shared channel

PUCCH:實體上鏈控制通道 PUCCH: Physical Uplink Control Channel

TB:傳輸塊 TB: transport block

從經由範例結合附圖給出的以下描述中可以得到更詳細的理解,其中在圖式中相同的元件符號表示相同的元件,以及其中:第1A圖是示出可以實施一或多個揭露的實施方式的範例性通信系統的系統圖;第1B圖是示出根據實施方式的可以在第1A圖示出的通信系統中使用的範例性無線傳輸/接收單元(WTRU)的系統圖;第1C圖是示出根據實施方式的可以在第1A圖示出的通信系統中使用的範例性無線電存取網路(RAN)以及範例性核心網路(CN)的系統圖;第1D圖是示出根據實施方式的可以在第1A圖示出的通信系統中使用的另一範例性無線電存取網路(RAN)以及另一範例性核心網路(CN)的系統圖;第2圖是WTRU未能完成LBT程序的範例性傳輸圖;第3圖是WTRU未能完成LBT程序的範例性傳輸圖;第4圖是WTRU對非獨佔PUCCH具有優先性的範例性傳輸圖;第5圖是WTRU成功完成LBT但是gNB未能偵測PUCCH的範例性傳輸圖; 第6圖是WTRU根據至少DAI及/或EDAI準備HARQ碼簿的範例性傳輸圖;第7圖是WTRU根據至少DAI及/或EDAI準備HARQ碼簿的範例性傳輸圖;第8圖是WTRU基於針對一或多個COT的EDAI聚合HARQ碼簿的範例性傳輸圖;第9圖是PUCCH資源指派是在COT之外且使用來自較晚COT的PUCCH的範例性傳輸圖;第10圖是WTRU檢查排程PUCCH的屬性以確定無間隙傳輸的範例性傳輸圖;第11圖是爭用視窗調整的範例性程序;第12圖是基礎COT共用的範例性傳輸圖;以及第13圖是限制隱藏節點影響的COT共用的範例性傳輸圖。 A more detailed understanding can be obtained from the following description given by way of example in conjunction with the accompanying drawings, wherein like reference numerals refer to like elements in the drawings, and wherein: FIG. 1A illustrates that one or more of the disclosures may be implemented System diagram of an exemplary communication system of an embodiment; FIG. 1B is a system diagram illustrating an exemplary wireless transmit/receive unit (WTRU) that may be used in the communication system shown in FIG. 1A according to an embodiment; FIG. 1C Figure 1A is a system diagram illustrating an exemplary Radio Access Network (RAN) and an exemplary Core Network (CN) that may be used in the communication system illustrated in Figure 1A; Figure 1D is a diagram illustrating System diagram of another exemplary radio access network (RAN) and another exemplary core network (CN) that may be used in the communication system shown in FIG. 1A according to an embodiment; FIG. 2 is a WTRU not Figure 3 is an example transmission diagram where the WTRU fails to complete the LBT procedure; Figure 4 is an example transmission diagram where the WTRU has priority over the non-exclusive PUCCH; Figure 5 is an example transmission diagram where the WTRU succeeds An example transmission diagram of LBT completed but gNB failed to detect PUCCH; Figure 6 is an example transmission diagram of a WTRU preparing a HARQ codebook according to at least DAI and/or EDAI; Figure 7 is an example transmission diagram of a WTRU preparing a HARQ codebook according to at least DAI and/or EDAI; Figure 8 is an example transmission diagram of a WTRU based on Example transmission diagram for an EDAI aggregated HARQ codebook for one or more COTs; Figure 9 is an example transmission diagram where PUCCH resource assignments are outside the COT and using PUCCH from a later COT; Figure 10 is a WTRU check Figure 11 is an example transmission diagram for contention window adjustment; Figure 12 is an example transmission diagram for base COT sharing; and Figure 13 is a restricted hidden node Exemplary transmission diagram of affected COT sharing.

第1A圖是示出了可以實施所揭露的一或多個實施例的範例性通信系統100的圖式。該通信系統100可以是為多個無線使用者提供語音、資料、視訊、訊息傳遞、廣播等內容的多重存取系統。該通信系統100可以經由共用包括無線頻寬的系統資源而使多個無線使用者能夠存取此類內容。舉例來說,通信系統100可以使用一種或多種通道存取方法,例如分碼多重存取(CDMA)、分時多重存取(TDMA)、分頻多重存取(FDMA)、正交FDMA(OFDMA)、單載波FDMA(SC-FDMA)、零尾唯一字DFT擴展OFDM(ZT UW DTS-s OFDM)、 唯一字OFDM(UW-OFDM)、資源塊過濾OFDM以及濾波器組多載波(FBMC)等等。 FIG. 1A is a diagram illustrating an exemplary communication system 100 in which one or more disclosed embodiments may be implemented. The communication system 100 may be a multiple access system that provides voice, data, video, messaging, broadcast, etc. to multiple wireless users. The communication system 100 may enable multiple wireless users to access such content by sharing system resources including wireless bandwidth. For example, the communication system 100 may use one or more channel access methods, such as Code Division Multiple Access (CDMA), Time Division Multiple Access (TDMA), Frequency Division Multiple Access (FDMA), Orthogonal FDMA (OFDMA) ), single-carrier FDMA (SC-FDMA), zero-tail unique word DFT spread OFDM (ZT UW DTS-s OFDM), Unique Word OFDM (UW-OFDM), Resource Block Filtered OFDM, and Filter Bank Multi-Carrier (FBMC), among others.

如第1A圖所示,通信系統100可以包括無線傳輸/接收單元(WTRU)102a、102b、102c、102d、RAN 104/113、CN 106/115、公共交換電話網路(PSTN)108、網際網路110以及其他網路112,然而應該瞭解,所揭露的實施例設想了任意數量的WTRU、基地台、網路及/或網路元件。每一個WTRU 102a、102b、102c、102d可以是被配置為在無線環境中操作及/或通信的任何類型的裝置。舉例來說,WTRU 102a、102b、102c、102d(其任一者都可被稱為“站”及/或“STA”)可以被配置為傳輸及/或接收無線信號、並且可以包括使用者設備(UE)、行動站、固定或行動用戶單元、基於訂用的單元、呼叫器、行動電話、個人數位助理(PDA)、智慧型電話、膝上型電腦、小筆電、個人電腦、無線感測器、熱點或Mi-Fi裝置、物聯網(IoT)裝置、手錶或其他可穿戴裝置、頭戴顯示器(HMD)、車輛、無人機、醫療設備及應用(例如遠端手術)、工業設備及應用(例如機器人及/或在工業及/或自動處理鏈環境中操作的其他無線裝置)、消費類電子裝置、以及在商業及/或工業無線網路上操作的裝置等等。WTRU 102a、102b、102c、102d中的任一者可被可交換地稱為WTRU/UE。 As shown in FIG. 1A, the communication system 100 may include wireless transmit/receive units (WTRUs) 102a, 102b, 102c, 102d, RAN 104/113, CN 106/115, public switched telephone network (PSTN) 108, the Internet 110 and other networks 112, however, it should be understood that any number of WTRUs, base stations, networks, and/or network elements are contemplated by the disclosed embodiments. Each WTRU 102a, 102b, 102c, 102d may be any type of device configured to operate and/or communicate in a wireless environment. For example, WTRUs 102a, 102b, 102c, 102d (any of which may be referred to as "stations" and/or "STAs") may be configured to transmit and/or receive wireless signals and may include user equipment (UE), mobile station, fixed or mobile subscriber unit, subscription-based unit, pager, mobile phone, personal digital assistant (PDA), smart phone, laptop, notebook, personal computer, wireless sensor detectors, hotspot or Mi-Fi devices, Internet of Things (IoT) devices, watches or other wearable devices, head-mounted displays (HMDs), vehicles, drones, medical equipment and applications (such as remote surgery), industrial equipment and Applications (eg, robotics and/or other wireless devices operating in industrial and/or automated process chain environments), consumer electronic devices, and devices operating on commercial and/or industrial wireless networks, among others. Any of the WTRUs 102a, 102b, 102c, 102d may be referred to interchangeably as a WTRU/UE.

通信系統100還可以包括基地台114a及/或基地台114b。每一個基地台114a、114b可以是被配置為與WTRU 102a、102b、102c、102d中的至少一個無線介接以促進其存取一或多個通信網路(例如CN 106/115、網際網路110、及/或其他網路112)的任何類型的裝置。舉例來說,基地台114a、114b可以是基地收發站(BTS)、節點B、e節點B、本地節點B、本地e節點B、gNB、NR節點B、站點控制器、存取點(AP)、以及無線路由器等等。雖然每 一個基地台114a、114b都被描述為單一元件,然而應該瞭解,基地台114a、114b可以包括任何數量的互連基地台及/或網路元件。 Communication system 100 may also include base station 114a and/or base station 114b. Each base station 114a, 114b may be configured to wirelessly interface with at least one of the WTRUs 102a, 102b, 102c, 102d to facilitate its access to one or more communication networks (eg CN 106/115, Internet 110, and/or other network 112) devices of any type. For example, base stations 114a, 114b may be base transceiver stations (BTS), Node Bs, eNodeBs, local NodeBs, local eNodeBs, gNBs, NR NodeBs, site controllers, access points (APs) ), and wireless routers, etc. Although every A base station 114a, 114b is described as a single element, however it should be understood that base stations 114a, 114b may include any number of interconnected base stations and/or network elements.

基地台114a可以是RAN 104/113的部分,並且該RAN104/113還可以包括其他基地台及/或網路元件(未顯示),例如基地台控制器(BSC)、無線電網路控制器(RNC)、中繼節點等等。基地台114a及/或基地台114b可被配置為在稱為胞元(未顯示)的一或多個載波頻率上傳輸及/或接收無線信號。這些頻率可以處於授權頻譜、無授權頻譜或是授權與無授權頻譜的組合中。胞元可以為相對固定或者有可能隨時間變化的特定地理區域提供無線服務覆蓋。胞元可被進一步分成胞元扇區。例如,與基地台114a相關聯的胞元可被分為三個扇區。因此,在一個實施例中,基地台114a可以包括三個收發器,也就是說,一個收發器都用於胞元的每一個扇區。在一個實施例中,基地台114a可以使用多輸入多輸出(MIMO)技術、並且可以為胞元的每一個扇區使用多個收發器。舉例來說,波束成形可以用於在期望的空間方向上傳輸及/或接收信號。 The base station 114a may be part of the RAN 104/113, and the RAN 104/113 may also include other base stations and/or network elements (not shown), such as a base station controller (BSC), radio network controller (RNC) ), relay nodes, etc. Base station 114a and/or base station 114b may be configured to transmit and/or receive wireless signals on one or more carrier frequencies called cells (not shown). These frequencies can be in licensed spectrum, unlicensed spectrum, or a combination of licensed and unlicensed spectrum. A cell may provide wireless service coverage for a specific geographic area that is relatively fixed or may vary over time. Cells can be further divided into cell sectors. For example, a cell associated with base station 114a may be divided into three sectors. Thus, in one embodiment, base station 114a may include three transceivers, that is, one transceiver for each sector of the cell. In one embodiment, base station 114a may use multiple-input multiple-output (MIMO) technology and may use multiple transceivers for each sector of the cell. For example, beamforming may be used to transmit and/or receive signals in desired spatial directions.

基地台114a、114b可以經由空中介面116以與WTRU 102a、102b、102c、102d中的一者或多者進行通信,其中該空中介面116可以是任何適當的無線通信鏈路(例如射頻(RF)、微波、釐米波、微米波、紅外線(IR)、紫外線(UV)、可見光等等)。空中介面116可以用任何適當的無線電存取技術(RAT)來建立。 The base stations 114a, 114b may communicate with one or more of the WTRUs 102a, 102b, 102c, 102d via an air interface 116, which may be any suitable wireless communication link (eg, radio frequency (RF) , microwave, centimeter wave, micron wave, infrared (IR), ultraviolet (UV), visible light, etc.). The air interface 116 may be established using any suitable radio access technology (RAT).

更具體地,如上所述,通信系統100可以是多重存取系統、並且可以使用一種或多種通道存取方案,例如CDMA、TDMA、FDMA、OFDMA以及SC-FDMA等等。例如,RAN 104/113中的基地台114a與WTRU 102a、102b、102c可以實施例如通用行動電信系統(UMTS)地面無線電存取(UTRA)之類 的無線電技術,其中該無線電技術可以使用寬頻CDMA(WCDMA)來建立空中介面115/116/117。WCDMA可以包括如高速封包存取(HSPA)及/或演進型HSPA(HSPA+)之類的通信協定。HSPA可以包括高速下鏈(DL)封包存取(HSDPA)及/或高速UL封包存取(HSUPA)。 More specifically, as described above, the communication system 100 may be a multiple access system and may use one or more channel access schemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA, and the like. For example, the base station 114a and the WTRUs 102a, 102b, 102c in the RAN 104/113 may implement such as Universal Mobile Telecommunications System (UMTS) Terrestrial Radio Access (UTRA) The radio technology that can use Wideband CDMA (WCDMA) to establish the air mesoplane 115/116/117. WCDMA may include communication protocols such as High Speed Packet Access (HSPA) and/or Evolved HSPA (HSPA+). HSPA may include High Speed Downlink (DL) Packet Access (HSDPA) and/or High Speed UL Packet Access (HSUPA).

在一實施例中,基地台114a以及WTRU 102a、102b、102c可以實施例如演進型UMTS地面無線電存取(E-UTRA)之類的無線電技術,該無線電技術可以使用長期演進(LTE)及/或先進LTE(LTE-A)及/或先進LTA Pro(LTE-A Pro)來建立空中介面116。 In an embodiment, base station 114a and WTRUs 102a, 102b, 102c may implement a radio technology such as Evolved UMTS Terrestrial Radio Access (E-UTRA), which may use Long Term Evolution (LTE) and/or LTE-Advanced (LTE-A) and/or LTA-Advanced (LTE-A Pro) to create the air interface 116 .

在一實施例中,基地台114a以及WTRU 102a、102b、102c可以實施例如新無線電(NR)無線電存取之類的無線電技術,該無線電技術可以使用NR來建立空中介面116。 In an embodiment, the base station 114a and the WTRUs 102a, 102b, 102c may implement a radio technology such as New Radio (NR) radio access, which may use NR to establish the air interface 116.

在一個實施例中,基地台114a以及WTRU 102a、102b、102c可以實施多種無線電存取技術。舉例來說,基地台114a以及WTRU 102a、102b、102c可以一起實施LTE無線電存取以及NR無線電存取(例如使用雙連接(DC)原理)。因此,WTRU 102a、102b、102c使用的空中介面可以藉由多種類型的無線電存取技術、及/或向/從多種類型的基地台(例如eNB及gNB)發送的傳輸來表徵。 In one embodiment, the base station 114a and the WTRUs 102a, 102b, 102c may implement multiple radio access techniques. For example, base station 114a and WTRUs 102a, 102b, 102c may implement LTE radio access and NR radio access together (eg, using dual connectivity (DC) principles). Accordingly, the air interface used by the WTRUs 102a, 102b, 102c may be characterized by various types of radio access techniques, and/or transmissions to/from various types of base stations (eg, eNBs and gNBs).

在其他實施例中,基地台114a以及WTRU 102a、102b、102c可以實施例如IEEE 802.11(即無線高保真(WiFi))、IEEE 802.16(全球互通微波存取(WiMAX))、CDMA2000、CDMA2000 1X、CDMA2000 EV-DO、暫行標準2000(IS-2000)、暫行標準95(IS-95)、暫行標準856(IS-856)、 全球行動通信系統(GSM)、用於GSM演進的增強資料速率(EDGE)以及GSM EDGE(GERAN)等等的無線電技術。 In other embodiments, base station 114a and WTRUs 102a, 102b, 102c may implement, for example, IEEE 802.11 (ie, Wireless High Fidelity (WiFi)), IEEE 802.16 (Worldwide Interoperability for Microwave Access (WiMAX)), CDMA2000, CDMA2000 1X, CDMA2000 EV-DO, Interim Standard 2000 (IS-2000), Interim Standard 95 (IS-95), Interim Standard 856 (IS-856), Radio technologies such as Global System for Mobile Communications (GSM), Enhanced Data Rates for GSM Evolution (EDGE), and GSM EDGE (GERAN).

第1A圖中的基地台114b可以是無線路由器、本地節點B、本地e節點B或存取點、並且可以使用任何適當的RAT來促進例如營業場所、住宅、車輛、校園、工業設施、空中走廊(例如供無人機使用)以及道路等等的局部區域中的無線連接。在一個實施例中,基地台114b與WTRU 102c、102d可以實施IEEE 802.11之類的無線電技術來建立無線區域網路(WLAN)。在一實施例中,基地台114b與WTRU 102c、102d可以實施IEEE 802.15之類的無線電技術來建立無線個人區域網路(WPAN)。在再一個實施例中,基地台114b以及WTRU 102c、102d可使用基於蜂巢的RAT(例如WCDMA、CDMA2000、GSM、LTE、LTE-A、LTE-A Pro、NR等等)來建立微微胞元或毫微微胞元。如第1A圖所示,基地台114b可以具有與網際網路110的直接連接。因此,基地台114b不需要經由CN 106/115來存取網際網路110。 Base station 114b in Figure 1A may be a wireless router, local NodeB, local eNodeB, or access point, and may use any suitable RAT to facilitate, for example, business premises, residences, vehicles, campuses, industrial facilities, air corridors (e.g. for drones) and wireless connectivity in localized areas such as roads. In one embodiment, the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.11 to establish a wireless local area network (WLAN). In one embodiment, the base station 114b and the WTRUs 102c, 102d may implement a radio technology such as IEEE 802.15 to establish a wireless personal area network (WPAN). In yet another embodiment, the base station 114b and the WTRUs 102c, 102d may use a cellular-based RAT (eg, WCDMA, CDMA2000, GSM, LTE, LTE-A, LTE-A Pro, NR, etc.) to establish picocells or Femtocell. As shown in FIG. 1A, the base station 114b may have a direct connection to the Internet 110. Therefore, the base station 114b does not need to access the Internet 110 via the CN 106/115.

RAN 104/113可以與CN 106/115進行通信,該CN106/115可以是被配置為向WTRU 102a、102b、102c、102d中的一者或多者提供語音、資料、應用及/或網際網路協定語音(VoIP)服務的任何類型的網路。該資料可以具有不同的服務品質(QoS)需求,例如不同的流通量需求、潛時需求、容錯需求、可靠性需求、資料流通量需求、以及行動性需求等等。CN 106/115可以提供呼叫控制、記帳服務、基於行動位置的服務、預付費呼叫、網際網路連接、視訊分發等等、及/或可以執行使用者驗證之類的高階安全功能。雖然在第1A圖中沒有顯示,然而應該瞭解,RAN 104/113及/或CN 106/115可以直接或間接地與其他RAN進行通信,該其他RAN使用與RAN 104/113相同RAT、或不同RAT。 例如,除了與使用NR無線電技術的RAN 104/113連接之外,CN 106/115還可以與使用GSM、UMTS、CDMA 2000、WiMAX、E-UTRA或WiFi無線電技術的另一RAN(未顯示)通信。 The RAN 104/113 may communicate with the CN 106/115, which may be configured to provide voice, data, applications and/or the Internet to one or more of the WTRUs 102a, 102b, 102c, 102d Any type of network for Voice over Protocol (VoIP) services. The data may have different Quality of Service (QoS) requirements, such as different throughput requirements, latency requirements, fault tolerance requirements, reliability requirements, data throughput requirements, mobility requirements, and the like. CN 106/115 may provide call control, billing services, mobile location-based services, prepaid calling, Internet connectivity, video distribution, etc., and/or may perform advanced security functions such as user authentication. Although not shown in Figure 1A, it should be understood that RAN 104/113 and/or CN 106/115 may communicate directly or indirectly with other RANs using the same RAT as RAN 104/113, or a different RAT . For example, the CN 106/115 can communicate with another RAN (not shown) using GSM, UMTS, CDMA 2000, WiMAX, E-UTRA or WiFi radio technology in addition to connecting with RAN 104/113 using NR radio technology .

CN 106/115還可以充當供WTRU 102a、102b、102c、102d存取PSTN 108、網際網路110及/或其他網路112的閘道。PSTN 108可以包括提供簡易老式電話服務(POTS)的電路交換電話網路。網際網路110可以包括使用了公共通信協定(例如TCP/IP網際網路協定族中的傳輸控制協定(TCP)、使用者資料報協定(UDP)及/或網際網路協定(IP))的全球性互連電腦網路裝置系統。網路112可以包括由其他服務供應者擁有及/或操作的有線及/或無線通信網路。例如,網路112可以包括與一或多個RAN連接的另一個CN,該一或多個RAN可以與RAN 104/113使用相同RAT或不同RAT。 The CN 106/115 may also act as a gateway for the WTRUs 102a, 102b, 102c, 102d to access the PSTN 108, the Internet 110, and/or other networks 112. PSTN 108 may include a circuit-switched telephone network that provides plain old telephone service (POTS). The Internet 110 may include communication protocols that use common communication protocols, such as Transmission Control Protocol (TCP), User Datagram Protocol (UDP), and/or Internet Protocol (IP) in the TCP/IP family of Internet protocols. A global system of interconnected computer network devices. Network 112 may include wired and/or wireless communication networks owned and/or operated by other service providers. For example, the network 112 may include another CN connected to one or more RANs, which may use the same RAT or a different RAT as the RANs 104/113.

通信系統100中一些或所有WTRU 102a、102b、102c、102d可以包括多模能力(例如,WTRU 102a、102b、102c、102d可以包括在不同無線鏈路上與不同無線網路通信的多個收發器)。例如,第1A圖所示的WTRU 102c可被配置為與可以使用基於蜂巢的無線電技術的基地台114a通信、以及與可以使用IEEE 802無線電技術的基地台114b通信。 Some or all of the WTRUs 102a, 102b, 102c, 102d in the communication system 100 may include multimode capabilities (eg, the WTRUs 102a, 102b, 102c, 102d may include multiple transceivers that communicate over different wireless links with different wireless networks) . For example, the WTRU 102c shown in Figure 1A may be configured to communicate with a base station 114a, which may use a cellular-based radio technology, and with a base station 114b, which may use an IEEE 802 radio technology.

第1B圖是示出了範例性WTRU 102的系統圖。如第1B圖所示,WTRU 102可以包括處理器118、收發器120、傳輸/接收元件122、揚聲器/麥克風124、小鍵盤126、顯示器/觸控板128、非可移記憶體130、可移記憶體132、電源134、全球定位系統(GPS)晶片組136以及其他週邊設備138。應該瞭解的是,在保持符合實施例的同時,WTRU 102還可以包括前述元件的任何子組合。 FIG. 1B is a system diagram illustrating an exemplary WTRU 102 . 1B, the WTRU 102 may include a processor 118, transceiver 120, transmit/receive elements 122, speaker/microphone 124, keypad 126, display/trackpad 128, non-removable memory 130, removable Memory 132 , power supply 134 , global positioning system (GPS) chipset 136 and other peripherals 138 . It should be appreciated that the WTRU 102 may also include any subcombination of the foregoing elements while remaining consistent with an embodiment.

處理器118可以是通用處理器、專用處理器、常規處理器、數位訊號處理器(DSP)、多個微處理器、與DSP核心關聯的一或多個微處理器、控制器、微控制器、專用積體電路(ASIC)、現場可程式閘陣列(FPGA)電路、其他任何類型的積體電路(IC)以及狀態機等等。處理器118可以執行信號編碼、資料處理、功率控制、輸入/輸出處理、及/或能使WTRU 102在無線環境中操作的其他任何功能。處理器118可以耦合至收發器120,收發器120可以耦合至傳輸/接收元件122。雖然第1B圖將處理器118以及收發器120描述為單獨元件,然而應該瞭解,處理器118以及收發器120也可以集成在一個電子元件或晶片中。 The processor 118 may be a general purpose processor, a special purpose processor, a conventional processor, a digital signal processor (DSP), multiple microprocessors, one or more microprocessors associated with a DSP core, a controller, a microcontroller , Application-Specific Integrated Circuits (ASICs), Field Programmable Gate Arrays (FPGAs) circuits, any other type of Integrated Circuits (ICs), and state machines, among others. The processor 118 may perform signal encoding, data processing, power control, input/output processing, and/or any other function that enables the WTRU 102 to operate in a wireless environment. Processor 118 may be coupled to transceiver 120 , which may be coupled to transmit/receive element 122 . Although FIG. 1B depicts the processor 118 and the transceiver 120 as separate components, it should be understood that the processor 118 and the transceiver 120 may also be integrated in one electronic component or die.

傳輸/接收元件122可被配置為經由空中介面116以傳輸信號至基地台(例如基地台114a)或從基地台(例如基地台114a)接收信號。舉個例子,在一個實施例中,傳輸/接收元件122可以是被配置為傳輸及/或接收RF信號的天線。例如,在另一實施例中,傳輸/接收元件122可以是被配置為傳輸及/或接收IR、UV或可見光信號的放射器/偵測器。在再一個實施例中,傳輸/接收元件122可被配置為傳輸及/或接收RF以及光信號。應該瞭解的是,傳輸/接收元件122可以被配置為傳輸及/或接收無線信號的任何組合。 Transmit/receive element 122 may be configured to transmit signals to and receive signals from base stations (eg, base station 114a ) via air interposer 116 . For example, in one embodiment, transmit/receive element 122 may be an antenna configured to transmit and/or receive RF signals. For example, in another embodiment, transmit/receive element 122 may be an emitter/detector configured to transmit and/or receive IR, UV, or visible light signals. In yet another embodiment, the transmit/receive element 122 may be configured to transmit and/or receive RF and optical signals. It should be appreciated that the transmit/receive element 122 may be configured to transmit and/or receive any combination of wireless signals.

雖然在第1B圖中將傳輸/接收元件122描述為是單一元件,但是WTRU 102可以包括任何數量的傳輸/接收元件122。更具體地,WTRU 102可以使用MIMO技術。因此,在一個實施例中,WTRU 102可以包括經由空中介面116以傳輸及接收無線電信號的兩個或多個傳輸/接收元件122(例如多個天線)。 Although the transmit/receive element 122 is depicted in FIG. 1B as a single element, the WTRU 102 may include any number of transmit/receive elements 122 . More specifically, the WTRU 102 may use MIMO technology. Thus, in one embodiment, the WTRU 102 may include two or more transmit/receive elements 122 (eg, multiple antennas) that transmit and receive radio signals via the air interface 116 .

收發器120可被配置為對傳輸/接收元件122所要傳輸的信號進行調變、以及對傳輸/接收元件122接收的信號進行解調。如上所述,WTRU 102可以具有多模能力。因此,收發器120可以包括使WTRU 102能經由多種RAT(例如NR以及IEEE 802.11)來進行通信的多個收發器。 Transceiver 120 may be configured to modulate signals to be transmitted by transmit/receive element 122 and to demodulate signals received by transmit/receive element 122 . As mentioned above, the WTRU 102 may have multimode capability. Accordingly, the transceiver 120 may include multiple transceivers that enable the WTRU 102 to communicate via various RATs (eg, NR and IEEE 802.11).

WTRU 102的處理器118可以耦合到揚聲器/麥克風124、小鍵盤126及/或顯示器/觸控板128(例如液晶顯示器(LCD)顯示單元或有機發光二極體(OLED)顯示單元)、並且可以接收來自這些元件的使用者輸入資料。處理器118還可以向揚聲器/麥克風124、小鍵盤126及/或顯示器/觸控板128輸出使用者資料。此外,處理器118可以從例如非可移記憶體130及/或可移記憶體132之類的任何適當的記憶體中存取資訊、以及將資料儲存至這些記憶體。非可移記憶體130可以包括隨機存取記憶體(RAM)、唯讀記憶體(ROM)、硬碟或是其他任何類型的記憶儲存裝置。可移記憶體132可以包括用戶身份模組(SIM)卡、記憶條、安全數位(SD)記憶卡等等。在其他實施例中,處理器118可以從那些並非實際位於WTRU 102的記憶體存取資訊、以及將資料儲存至這些記憶體,例如,此類記憶體可以位於伺服器或家用電腦(未顯示)。 The processor 118 of the WTRU 102 may be coupled to a speaker/microphone 124, a keypad 126, and/or a display/trackpad 128 (eg, a liquid crystal display (LCD) display unit or an organic light emitting diode (OLED) display unit), and may Receive user input from these components. Processor 118 may also output user data to speaker/microphone 124 , keypad 126 and/or display/touchpad 128 . Additionally, processor 118 may access information from, and store data in, any suitable memory, such as non-removable memory 130 and/or removable memory 132. The non-removable memory 130 may include random access memory (RAM), read only memory (ROM), hard disk, or any other type of memory storage device. Removable memory 132 may include a Subscriber Identity Module (SIM) card, memory stick, secure digital (SD) memory card, and the like. In other embodiments, the processor 118 may access information from, and store data to, memory that is not physically located in the WTRU 102, for example, such memory may be located on a server or home computer (not shown) .

處理器118可以接收來自電源134的電力、並且可被配置分發及/或控制用於WTRU 102中的其他元件的電力。電源134可以是為WTRU 102供電的任何適當裝置。例如,電源134可以包括一或多個乾電池組(如鎳鎘(Ni-Cd)、鎳鋅(Ni-Zn)、鎳氫(NiMH)、鋰離子(Li-ion)等等)、太陽能電池以及燃料電池等等。 The processor 118 may receive power from the power source 134 and may be configured to distribute and/or control power for other elements in the WTRU 102 . The power supply 134 may be any suitable device for powering the WTRU 102 . For example, power source 134 may include one or more dry battery packs (eg, nickel-cadmium (Ni-Cd), nickel-zinc (Ni-Zn), nickel-metal hydride (NiMH), lithium-ion (Li-ion), etc.), solar cells, and fuel cells, etc.

處理器118還可以耦合到GPS晶片組136,該晶片組136可被配置為提供與WTRU 102的目前位置相關的位置資訊(例如經度及緯度)。作為 來自GPS晶片組136的資訊的補充或替代,WTRU 102可以經由空中介面116接收來自基地台(例如基地台114a、114b)的位置資訊、及/或根據從兩個或更多個附近基地台接收的信號時序來確定其位置。應該瞭解的是,在保持符合實施例的同時,WTRU 102可以用任何適當的定位方法來獲取位置資訊。 The processor 118 may also be coupled to a GPS chipset 136 that may be configured to provide location information (eg, longitude and latitude) related to the current location of the WTRU 102 . as In addition to or in lieu of information from GPS chipset 136, WTRU 102 may receive location information from base stations (eg, base stations 114a, 114b) via air interface 116, and/or from two or more nearby base stations based on signal timing to determine its position. It should be appreciated that the WTRU 102 may use any suitable positioning method to obtain location information while remaining consistent with the embodiments.

處理器118還可以耦合到其他週邊設備138,該週邊設備138可以包括提供附加特徵、功能及/或有線或無線連接的一或多個軟體及/或硬體模組。例如,週邊設備138可以包括加速度計、電子指南針、衛星收發器、數位相機(用於照片及/或視訊)、通用序列匯流排(USB)埠、振動裝置、電視收發器、免持耳機、藍牙®模組、調頻(FM)無線電單元、數位音樂播放器、媒體播放器、視訊遊戲機模組、網際網路瀏覽器、虛擬實境及/或增強現實(VR/AR)裝置、以及活動追蹤器等等。週邊設備138可以包括一或多個感測器,該感測器可以是以下的一或多個:陀螺儀、加速度計、霍爾效應感測器、磁強計、方位感測器、鄰近感測器、溫度感測器、時間感測器、地理位置感測器、高度計、光感測器、觸控感測器、磁力計、氣壓計、手勢感測器、生物測定感測器及/或濕度感測器。 The processor 118 may also be coupled to other peripheral devices 138, which may include one or more software and/or hardware modules that provide additional features, functionality, and/or wired or wireless connectivity. For example, peripherals 138 may include accelerometers, electronic compasses, satellite transceivers, digital cameras (for photos and/or video), universal serial bus (USB) ports, vibration devices, television transceivers, hands-free headsets, Bluetooth ® modules, frequency modulation (FM) radio units, digital music players, media players, video game console modules, Internet browsers, virtual reality and/or augmented reality (VR/AR) devices, and activity tracking device and so on. Peripherals 138 may include one or more sensors, which may be one or more of the following: gyroscopes, accelerometers, Hall effect sensors, magnetometers, orientation sensors, proximity sensors sensors, temperature sensors, time sensors, geolocation sensors, altimeters, light sensors, touch sensors, magnetometers, barometers, gesture sensors, biometric sensors and/or or humidity sensor.

WTRU 102可以包括全雙工無線電裝置,對於該無線電裝置,一些或所有信號(例如與用於UL(例如對傳輸而言)以及下鏈(例如對接收而言)的特定子訊框相關聯)的接收或傳輸可以是並行及/或同時的。全雙工無線電裝置可以包括經由硬體(例如扼流圈)或是經由處理器(例如單獨的處理器(未顯示)或是經由處理器118)的信號處理來減小及/或基本消除自干擾的干擾管理單元139。在一個實施例中,WTRU 102可以包括傳輸及接收一些或所有信號 (例如與用於UL(例如對傳輸而言)或下鏈(例如對接收而言)的特定子訊框相關聯)的半雙工無線電裝置。 The WTRU 102 may include a full-duplex radio for which some or all signals (eg, associated with particular subframes for UL (eg, for transmission) and downlink (eg, for reception)) The reception or transmission can be parallel and/or simultaneous. A full-duplex radio may include signal processing via hardware (eg, choke coils) or via a processor (eg, a separate processor (not shown) or via processor 118 ) to reduce and/or substantially eliminate self Interference management unit 139 for interference. In one embodiment, the WTRU 102 may include transmitting and receiving some or all of the signals A half-duplex radio (eg, associated with a particular subframe for UL (eg, for transmission) or downlink (eg, for reception)).

第1C圖是示出了根據一個實施例的RAN 104以及CN 106的系統圖。如上所述,RAN 104可以在空中介面116上使用E-UTRA無線電技術以與WTRU 102a、102b、102c進行通信。該RAN 104還可以與CN 106進行通信。 Figure 1C is a system diagram illustrating the RAN 104 and CN 106 according to one embodiment. As described above, the RAN 104 may use the E-UTRA radio technology over the air interface 116 to communicate with the WTRUs 102a, 102b, 102c. The RAN 104 may also communicate with the CN 106 .

RAN 104可以包括e節點B 160a、160b、160c,然而應該瞭解,在保持符合實施例的同時,RAN 104可以包括任何數量的e節點B。每一個e節點B 160a、160b、160c都可以包括經由空中介面116以與WTRU 102a、102b、102c通信的一或多個收發器。在一個實施例中,e節點B 160a、160b、160c可以實施MIMO技術。因此,舉例來說,e節點B 160a可以使用多個天線以向WTRU 102a傳輸無線信號、及/或以及接收來自WTRU 102a的無線信號。 The RAN 104 may include eNodeBs 160a, 160b, 160c, however it should be appreciated that the RAN 104 may include any number of eNodeBs while remaining consistent with an embodiment. Each eNodeB 160a, 160b, 160c may include one or more transceivers that communicate with the WTRUs 102a, 102b, 102c via the air interposer 116. In one embodiment, the eNodeBs 160a, 160b, 160c may implement MIMO techniques. Thus, for example, the eNode-B 160a may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU 102a.

每一個e節點B 160a、160b、160c都可以關聯於特定胞元(未顯示)、並且可被配置為處理無線電資源管理決策、切換決策、UL及/或DL中的使用者排程等等。如第1C圖所示,e節點B 160a、160b、160c彼此可以經由X2介面進行通信。 Each eNodeB 160a, 160b, 160c may be associated with a particular cell (not shown), and may be configured to handle radio resource management decisions, handover decisions, user scheduling in UL and/or DL, and the like. As shown in FIG. 1C, the eNodeBs 160a, 160b, 160c can communicate with each other via the X2 interface.

第1C圖所示的CN 106可以包括行動性管理實體(MME)162、服務閘道(SGW)164以及封包資料網路(PDN)閘道(或PGW)166。雖然前述的每一個元件都被描述為是CN 106的部分,然而應該瞭解,這些元件的任一元件都可以由CN操作者之外的實體擁有及/或操作。 The CN 106 shown in FIG. 1C may include a mobility management entity (MME) 162 , a serving gateway (SGW) 164 , and a packet data network (PDN) gateway (or PGW) 166 . While each of the foregoing elements are described as being part of CN 106, it should be understood that any of these elements may be owned and/or operated by entities other than the CN operator.

MME 162可以經由S1介面被連接到RAN 104中的每一個e節點B 160a、160b、160c、並且可以充當控制節點。例如,MME 142可以負責驗證WTRU 102a、102b、102c的使用者、執行承載啟動/停用、以及在WTRU 102a、 102b、102c的初始連結期間選擇特定的服務閘道等等。MME 162還可以提供用於在RAN 104與使用其他無線電技術(例如GSM及/或WCDMA)的其他RAN(未顯示)之間進行切換的控制平面功能。 The MME 162 may be connected to each of the eNodeBs 160a, 160b, 160c in the RAN 104 via the S1 interface and may act as a control node. For example, the MME 142 may be responsible for authenticating users of the WTRUs 102a, 102b, 102c, performing bearer activation/deactivation, and at the WTRU 102a, 102b, 102c A particular service gateway is selected during the initial connection of 102b, 102c, and so on. MME 162 may also provide control plane functionality for handover between RAN 104 and other RANs (not shown) using other radio technologies (eg, GSM and/or WCDMA).

SGW 164可以經由S1介面被連接到RAN 104中的每一個e節點B 160a、160b、160c。SGW 164通常可以路由及轉發使用者資料封包至WTRU 102a、102b、102c/來自WTRU 102a、102b、102c的使用者資料封包。SGW 164還可以執行其他功能,例如在e節點B間的切換期間錨定使用者平面、在DL資料可供WTRU 102a、102b、102c使用時觸發傳呼、以及管理並儲存WTRU 102a、102b、102c的上下文等等。 The SGW 164 may be connected to each of the eNodeBs 160a, 160b, 160c in the RAN 104 via the S1 interface. The SGW 164 may generally route and forward user data packets to/from the WTRUs 102a, 102b, 102c. The SGW 164 may also perform other functions such as anchoring the user plane during inter-eNodeB handovers, triggering paging when DL data is available for the WTRUs 102a, 102b, 102c, and managing and storing the context, etc.

SGW 164可以連接到PGW 166,該PGW166可以為WTRU 102a、102b、102c提供封包交換網路(例如網際網路110)的存取,以促進WTRU 102a、102b、102c與IP賦能的裝置之間的通信。 SGW 164 may be connected to PGW 166, which may provide WTRUs 102a, 102b, 102c with access to a packet-switched network (eg, Internet 110) to facilitate communication between WTRUs 102a, 102b, 102c and IP-enabled devices Communication.

CN 106可以促進與其他網路的通信。例如,CN 106可以為WTRU 102a、102b、102c提供電路切換式網路(例如PSTN 108)的存取,以促進WTRU 102a、102b、102c與傳統的陸線通信裝置之間的通信。例如,CN 106可以包括可以充當CN 106與PSTN 108之間的介面的IP閘道(例如IP多媒體子系統(IMS)伺服器)、或可以與該IP閘道進行通信。此外,CN 106可以為WTRU 102a、102b、102c提供針對其他網路112的存取,該其他網路112可以包括其他服務供應者擁有及/或操作的其他有線及/或無線網路。 CN 106 may facilitate communication with other networks. For example, the CN 106 may provide the WTRUs 102a, 102b, 102c with access to a circuit-switched network (eg, the PSTN 108) to facilitate communications between the WTRUs 102a, 102b, 102c and conventional landline communication devices. For example, CN 106 may include, or communicate with, an IP gateway (eg, an IP Multimedia Subsystem (IMS) server) that may act as an interface between CN 106 and PSTN 108 . Additionally, the CN 106 may provide the WTRUs 102a, 102b, 102c with access to other networks 112, which may include other wired and/or wireless networks owned and/or operated by other service providers.

雖然在第1A圖至第1D圖中將WTRU描述為無線終端,然而應該想到的是,在某些典型實施例中,此類終端使用與通信網路的(例如暫時或永久性)有線通信介面。 Although a WTRU is depicted as a wireless terminal in Figures 1A-1D, it should be appreciated that in some exemplary embodiments such a terminal uses a (eg, temporary or permanent) wired communication interface with a communication network .

在典型的實施例中,該其他網路112可以是WLAN。 In a typical embodiment, the other network 112 may be a WLAN.

採用基礎架構基本服務集(BSS)模式的WLAN可以具有用於該BSS的存取點(AP)以及與該AP相關聯的一或多個站(STA)。該AP可以存取或是介接到分散式系統(DS)或是將訊務攜入及/或攜出BSS的另一類型的有線/無線網路。源自BSS外部且至STA的訊務可以經由AP到達並被遞送至STA。源自STA且至BSS外部的目的地的訊務可被發送至AP,以遞送到各自的目的地。在BSS內的STA之間的訊務可以經由AP來發送,例如源STA可以向AP發送訊務、並且AP可以將訊務遞送至目的地STA。在BSS內的STA之間的訊務可被認為及/或稱為點到點訊務。該點到點訊務可以在源與目的地STA之間(例如在其間直接)用直接鏈路建立(DLS)來發送。在某些典型實施例中,DLS可以使用802.11e DLS或802.11z通道化DLS(TDLS)。使用獨立BSS(IBSS)模式的WLAN可不具有AP,並且在該IBSS內或是使用該IBSS的STA(例如所有STA)彼此可以直接通信。在這裡,IBSS通信模式有時可被稱為“特定(ad-hc)”通信模式。 A WLAN in infrastructure basic service set (BSS) mode may have an access point (AP) for the BSS and one or more stations (STAs) associated with the AP. The AP may access or interface to a Distributed System (DS) or another type of wired/wireless network that carries traffic to and/or from the BSS. Traffic originating outside the BSS and destined for the STA may arrive via the AP and be delivered to the STA. Traffic originating from the STA and to destinations outside the BSS may be sent to the AP for delivery to the respective destinations. Traffic between STAs within the BSS may be sent via the AP, eg, the source STA may send the traffic to the AP, and the AP may deliver the traffic to the destination STA. Traffic between STAs within a BSS may be considered and/or referred to as point-to-point traffic. The point-to-point traffic may be sent between the source and destination STAs (eg, directly therebetween) using direct link setup (DLS). In some exemplary embodiments, the DLS may use 802.11e DLS or 802.11z Channelized DLS (TDLS). A WLAN using the Independent BSS (IBSS) mode may have no APs, and STAs (eg, all STAs) within the IBSS or using the IBSS may communicate directly with each other. Here, the IBSS communication mode may sometimes be referred to as an "ad-hc" communication mode.

在使用802.11ac基礎設施操作模式或類似的操作模式時,AP可以在固定通道(例如主通道)上傳輸信標。該主通道可以具有固定寬度(例如20MHz的頻寬)或是經由傳訊動態設定的寬度。主通道可以是BSS的操作通道、並且可被STA用來與AP建立連接。在某些典型實施例中,(例如在802.11系統中)可以實施具有衝突避免的載波感測多重存取(CSMA/CA)。對於CSMA/CA,包括AP的STA(例如每一個STA)可以感測主通道。如果特定STA感測到/偵測到及/或確定主通道繁忙,那麼該特定STA可以回退。在指定的BSS中,一個STA(例如只有一個站)可以任何指定時間進行傳輸。 When using the 802.11ac infrastructure mode of operation or a similar mode of operation, the AP may transmit beacons on a fixed channel (eg, the primary channel). The main channel can have a fixed width (eg, a 20MHz bandwidth) or a dynamically set width via signaling. The primary channel may be the operating channel of the BSS and may be used by the STA to establish a connection with the AP. In some typical embodiments, (eg, in 802.11 systems) Carrier Sense Multiple Access with Collision Avoidance (CSMA/CA) may be implemented. For CSMA/CA, the STA (eg, each STA) including the AP can sense the primary channel. If a particular STA senses/detects and/or determines that the primary channel is busy, the particular STA may back off. In a given BSS, one STA (eg, only one station) may transmit at any given time.

高流通量(HT)STA可以使用40MHz寬的通道來進行通信(例如藉由將20MHz寬的主通道與20MHz寬的相鄰或不相鄰通道結合以形成40MHz寬的通道)。 High Throughput (HT) STAs may use 40 MHz wide channels for communication (eg, by combining a 20 MHz wide primary channel with a 20 MHz wide adjacent or non-adjacent channel to form a 40 MHz wide channel).

超高流通量(VHT)STA可以支援20MHz、40MHz、80MHz及/或160MHz寬的通道。40MHz及/或80MHz通道可以藉由組合連續的20MHz通道來形成。160MHz通道可以藉由組合8個連續的20MHz通道或者藉由組合兩個不連續的80MHz通道(這種組合可被稱為80+80配置)來形成。對於80+80配置,在通道編碼之後,資料可被傳遞並經過分段解析器,該分段解析器可以將資料分為兩個流。在每一個流上可以單獨執行反向快速傅立葉變換(IFFT)處理以及時域處理。該流可被映射在兩個80MHz通道上,並且資料可以由一傳輸STA來傳輸。在一接收STA的接收器上,用於80+80配置的上述操作可以是相反的,並且組合資料可被發送至媒體存取控制(MAC)。 Very high throughput (VHT) STAs can support 20MHz, 40MHz, 80MHz and/or 160MHz wide channels. 40MHz and/or 80MHz channels can be formed by combining consecutive 20MHz channels. A 160MHz channel can be formed by combining 8 consecutive 20MHz channels or by combining two non-contiguous 80MHz channels (this combination may be referred to as an 80+80 configuration). For an 80+80 configuration, after channel encoding, the material can be passed through a segment parser, which can split the material into two streams. Inverse Fast Fourier Transform (IFFT) processing as well as time domain processing can be performed independently on each stream. The stream can be mapped on two 80MHz channels and the data can be transmitted by a transmitting STA. At the receiver of a receiving STA, the above operations for the 80+80 configuration can be reversed and the combined data can be sent to the medium access control (MAC).

802.11af以及802.11ah支援次1GHz操作模式。與802.11n以及802.11ac的通道操作頻寬以及載波相較,在802.11af以及802.11ah中使用的通道操作頻寬以及載波減小。802.11af在TV白空間(TVWS)頻譜中支援5MHz、10MHz以及20MHz頻寬,並且802.11ah支援使用非TVWS頻譜的1MHz、2MHz、4MHz、8MHz以及16MHz頻寬。依照典型實施例,802.11ah可以支援儀錶類型控制/機器類型通信(例如巨集覆蓋區域中的MTC裝置)。MTC可以具有某種能力,例如包含了支援(例如只支援)某些及/或有限頻寬在內的受限能力。MTC裝置可以包括電池,並且該電池的電池壽命高於臨界值(例如用於保持很長的電池壽命)。 802.11af and 802.11ah support sub-1GHz mode of operation. The channel operating bandwidth and carrier used in 802.11af and 802.11ah are reduced compared to the channel operating bandwidth and carrier of 802.11n and 802.11ac. 802.11af supports 5MHz, 10MHz and 20MHz bandwidths in TV white space (TVWS) spectrum, and 802.11ah supports 1MHz, 2MHz, 4MHz, 8MHz and 16MHz bandwidths using non-TVWS spectrum. According to typical embodiments, 802.11ah may support meter type control/machine type communications (eg, MTC devices in macro coverage areas). The MTC may have certain capabilities, such as limited capabilities including support (eg, support only) of certain and/or limited bandwidths. The MTC device may include a battery with a battery life above a critical value (eg, to maintain a long battery life).

可以支援多個通道以及通道頻寬的WLAN系統(例如,802.11n、802.11ac、802.11af以及802.11ah)包括可被指定為主通道的通道。該主通道的頻寬可以具有等於BSS中的所有STA所支援的最大公共操作頻寬。主通道的頻寬可以由在支援最小頻寬操作模式的BSS中操作的所有STA中的STA設定及/或限制。在802.11ah的範例中,即使BSS中的AP以及其他STA支援2MHz、4MHz、8MHz、16MHz及/或其他通道頻寬操作模式,但對支援(例如只支援)1MHz模式的STA(例如MTC類型的裝置),主通道可以是1MHz寬。載波感測及/或網路分配向量(NAV)設定可以取決於主通道的狀態。如果主通道繁忙(例如因為STA(其只支援1MHz操作模式)對AP進行傳輸),那麼即使大多數的頻帶保持空間並且可供使用,也可以認為整個可用頻帶繁忙。 WLAN systems that can support multiple channels and channel bandwidths (eg, 802.11n, 802.11ac, 802.11af, and 802.11ah) include a channel that can be designated as the primary channel. The bandwidth of the primary channel may be equal to the maximum common operating bandwidth supported by all STAs in the BSS. The bandwidth of the primary channel may be set and/or limited by STAs of all STAs operating in the BSS supporting the minimum bandwidth mode of operation. In the case of 802.11ah, even though APs and other STAs in the BSS support 2MHz, 4MHz, 8MHz, 16MHz and/or other channel bandwidth operation modes, the STAs that support (eg only support) 1MHz mode (eg MTC type device), the main channel can be 1MHz wide. Carrier sense and/or network allocation vector (NAV) settings may depend on the status of the primary channel. If the primary channel is busy (eg, because STAs (which only support 1 MHz mode of operation) transmit to the AP), the entire available frequency band may be considered busy even though most of the frequency band remains free and available.

在美國,可供802.11ah使用的可用頻帶是從902MHz到928MHz。在韓國,可用頻帶是從917.5MHz到923.5MHz。在日本,可用頻帶是從916.5MHz到927.5MHz。依照國家碼,可用於802.11ah的總頻寬是從6MHz到26MHz。 In the US, the available frequency bands for 802.11ah are from 902MHz to 928MHz. In Korea, the available frequency band is from 917.5MHz to 923.5MHz. In Japan, the available frequency band is from 916.5MHz to 927.5MHz. Depending on the country code, the total bandwidth available for 802.11ah is from 6MHz to 26MHz.

第1D圖是示出了根據一個實施例的RAN 113以及CN 115的系統圖。如上所述,RAN 113可以經由空中介面116以使用NR無線電技術而與WTRU 102a、102b、102c進行通信。RAN 113還可以與CN 115進行通信。 Figure ID is a system diagram illustrating the RAN 113 and CN 115 according to one embodiment. As described above, the RAN 113 may communicate with the WTRUs 102a, 102b, 102c via the air interposer 116 using NR radio technology. The RAN 113 may also communicate with the CN 115 .

RAN 113可以包括gNB 180a、180b、180c,但是應該瞭解,在保持符合實施例的同時,RAN 113可以包括任何數量的gNB。每一個gNB 180a、180b、180c都可以包括一或多個收發器,以經由空中介面116而與WTRU 102a、102b、102c通信。在一個實施例中,gNB 180a、180b、180c可以實施MIMO技術。例如,gNB 180a、180b可以使用波束成形以向gNB 180a、180b、180c傳輸 信號及/或從gNB 180a、180b、180c接收信號。因此,舉例來說,gNB 180a可以使用多個天線以向WTRU 102a傳輸無線信號、及/或從WTRU 102a接收無線信號。在一實施例中,gNB 180a、180b、180c可以實施載波聚合技術。例如,gNB 180a可以向WTRU 102a傳輸多個分量載波(未顯示)。這些分量載波的子集可以處於無授權頻譜上,而剩餘分量載波則可以處於授權頻譜上。在一實施例中,gNB 180a、180b、180c可以實施協作多點(CoMP)技術。例如,WTRU 102a可以接收來自gNB 180a以及gNB 180b(及/或gNB 180c)的協作傳輸。 The RAN 113 may include gNBs 180a, 180b, 180c, but it should be understood that the RAN 113 may include any number of gNBs while remaining consistent with an embodiment. Each gNB 180a , 180b , 180c may include one or more transceivers to communicate with the WTRUs 102a , 102b , 102c via the air interposer 116 . In one embodiment, gNBs 180a, 180b, 180c may implement MIMO techniques. For example, gNBs 180a, 180b may use beamforming to transmit to gNBs 180a, 180b, 180c Signal and/or receive signals from gNBs 180a, 180b, 180c. Thus, for example, the gNB 180a may use multiple antennas to transmit wireless signals to and/or receive wireless signals from the WTRU 102a. In an embodiment, gNBs 180a, 180b, 180c may implement carrier aggregation techniques. For example, gNB 180a may transmit multiple component carriers (not shown) to WTRU 102a. A subset of these component carriers may be on unlicensed spectrum, while the remaining component carriers may be on licensed spectrum. In an embodiment, the gNBs 180a, 180b, 180c may implement coordinated multipoint (CoMP) techniques. For example, WTRU 102a may receive cooperative transmissions from gNB 180a and gNB 180b (and/or gNB 180c).

WTRU 102a、102b、102c可以使用與可縮放參數集(numerology)相關聯的傳輸以與gNB 180a、180b、180c進行通信。例如,對於不同的傳輸、不同的胞元及/或不同的無線傳輸頻譜部分,OFDM符號間隔及/或OFDM子載波間距可以是不同的。WTRU 102a、102b、102c可以使用具有不同或可縮放長度的子訊框或傳輸時間間隔(TTI)(例如包含了不同數量的OFDM符號及/或持續變化的絕對時間長度)以與gNB 180a、180b、180c進行通信。 The WTRUs 102a, 102b, 102c may use transmissions associated with a scalable set of parameters (numerology) to communicate with the gNBs 180a, 180b, 180c. For example, the OFDM symbol spacing and/or OFDM subcarrier spacing may be different for different transmissions, different cells, and/or different wireless transmission spectrum portions. The WTRUs 102a, 102b, 102c may use subframes or transmission time intervals (TTIs) of different or scalable lengths (eg, including different numbers of OFDM symbols and/or varying absolute time lengths) to communicate with the gNBs 180a, 180b , 180c to communicate.

gNB 180a、180b、180c可被配置為與採用獨立配置及/或非獨立配置的WTRU 102a、102b、102c進行通信。在獨立配置中,WTRU 102a、102b、102c可以在不存取其他RAN(例如e節點B 160a、160b、160c)下與gNB 180a、180b、180c進行通信。在獨立配置中,WTRU 102a、102b、102c可以使用gNB 180a、180b、180c中的一者或多者作為行動錨點。在獨立配置中,WTRU 102a、102b、102c可以使用無授權頻帶中的信號以與gNB 180a、180b、180c進行通信。在非獨立配置中,WTRU 102a、102b、102c可以在與另一RAN(例如e節點B 160a、160b、160c)進行通信/連接的同時與gNB 180a、180b、180c進行通信/連接。舉例來說,WTRU 102a、102b、102c可以實施DC原理而基本同時地與 一或多個gNB 180a、180b、180c以及一或多個e節點B 160a、160b、160c進行通信。在非獨立配置中,e節點B 160a、160b、160c可以充當WTRU 102a、102b、102c的行動錨點,並且gNB 180a、180b、180c可以提供附加的覆蓋及/或流通量,以服務WTRU 102a、102b、102c。 The gNBs 180a, 180b, 180c may be configured to communicate with the WTRUs 102a, 102b, 102c in standalone and/or non-standalone configurations. In a standalone configuration, the WTRUs 102a, 102b, 102c may communicate with the gNBs 180a, 180b, 180c without access to other RANs (eg, eNodeBs 160a, 160b, 160c). In a standalone configuration, the WTRUs 102a, 102b, 102c may use one or more of the gNBs 180a, 180b, 180c as action anchors. In a standalone configuration, the WTRUs 102a, 102b, 102c may use signals in the unlicensed band to communicate with the gNBs 180a, 180b, 180c. In a non-standalone configuration, WTRUs 102a, 102b, 102c may communicate/connect with gNBs 180a, 180b, 180c at the same time as communicating/connecting with another RAN (eg, eNodeB 160a, 160b, 160c). For example, WTRUs 102a, 102b, 102c may implement DC principles substantially simultaneously with One or more gNBs 180a, 180b, 180c and one or more eNodeBs 160a, 160b, 160c communicate. In a non-standalone configuration, the eNodeBs 160a, 160b, 160c may act as action anchors for the WTRUs 102a, 102b, 102c, and the gNBs 180a, 180b, 180c may provide additional coverage and/or traffic to serve the WTRUs 102a, 102a, 102b, 102c.

每一個gNB 180a、180b、180c都可以關聯於特定胞元(未顯示)、並且可以被配置為處理無線電資源管理決策、切換決策、UL及/或DL中的使用者排程、支援網路截割、實施雙連接性、實施NR與E-UTRA之間的互通、路由使用者平面資料至使用者平面功能(UPF)184a、184b、以及路由控制平面資訊至存取及行動性管理功能(AMF)182a、182b等等。如第1D圖所示,gNB 180a、180b、180c彼此可以經由Xn介面進行通信。 Each gNB 180a, 180b, 180c may be associated with a particular cell (not shown), and may be configured to handle radio resource management decisions, handover decisions, user scheduling in UL and/or DL, support network interception split, implement dual connectivity, implement interworking between NR and E-UTRA, route user plane data to user plane functions (UPF) 184a, 184b, and route control plane information to access and mobility management functions (AMF) ) 182a, 182b and so on. As shown in FIG. 1D, the gNBs 180a, 180b, 180c can communicate with each other via the Xn interface.

第1D圖所示的CN 115可以包括至少一個AMF 182a、182b、至少一個UPF 184a、184b、至少一個對話管理功能(SMF)183a、183b、並且有可能包括資料網路(DN)185a、185b。雖然每一個前述元件都被描述了CN 115的部分,但是應該瞭解,這些元件中的任一元件都可以被CN操作者之外的其他實體擁有及/或操作。 The CN 115 shown in Figure 1D may include at least one AMF 182a, 182b, at least one UPF 184a, 184b, at least one Session Management Function (SMF) 183a, 183b, and possibly a Data Network (DN) 185a, 185b. While each of the foregoing elements are described as being part of CN 115, it should be understood that any of these elements may be owned and/or operated by entities other than the CN operator.

AMF 182a、182b可以經由N2介面被連接到RAN 113中的gNB 180a、180b、180c中的一者或多者、並且可以充當控制節點。例如,AMF 182a、182b可以負責驗證WTRU 102a、102b、102c的使用者、支援網路截割(例如處理具有不同需求的不同PDU對話)、選擇特定的SMF 183a、183b、管理註冊區域、終止NAS傳訊以及行動性管理等等。AMF 182a、1823b可以使用網路截割,以基於WTRU 102a、102b、102c使用的服務類型來定製為WTRU 102a、102b、102c提供的CN支援。舉例來說,針對不同的用例,可以建立不同的網路切片, 該用例例如為依賴於超可靠低潛時(URLLC)存取的服務、依賴於增強型大規模行動寬頻(eMBB)存取的服務、及/或用於機器類型通信(MTC)存取的服務等等。AMF 162可以提供用於在RAN 113與使用其他無線電技術(例如LTE、LTE-A、LTE-A Pro及/或例如WiFi之類的非3GPP存取技術)的其他RAN(未顯示)之間切換的控制平面功能。 The AMFs 182a, 182b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 113 via the N2 interface and may act as control nodes. For example, AMFs 182a, 182b may be responsible for authenticating users of WTRUs 102a, 102b, 102c, supporting network slicing (eg, handling different PDU sessions with different needs), selecting specific SMFs 183a, 183b, managing registration areas, terminating NAS Communication and mobility management, etc. The AMFs 182a, 1823b may use network slicing to customize the CN support provided to the WTRUs 102a, 102b, 102c based on the type of service used by the WTRUs 102a, 102b, 102c. For example, different network slices can be created for different use cases, This use case is, for example, services that rely on Ultra Reliable Low Latency (URLLC) access, services that rely on Enhanced Massive Mobile Broadband (eMBB) access, and/or services for Machine Type Communication (MTC) access and many more. AMF 162 may provide for handover between RAN 113 and other RANs (not shown) using other radio technologies such as LTE, LTE-A, LTE-A Pro and/or non-3GPP access technologies such as WiFi control plane functionality.

SMF 183a、183b可以經由N11介面被連接到CN 115中的AMF 182a、182b。SMF 183a、183b還可以經由N4介面被連接到CN 115中的UPF 184a、184b。SMF 183a、183b可以選擇及控制UPF 184a、184b、並且可以經由UPF 184a、184b來配置訊務路由。SMF 183a、183b可以執行其他功能,例如管理及分配WTRU IP位址、管理PDU對話、控制策略實施及QoS以及提供下鏈資料通知等等。PDU對話類型可以是基於IP的、基於非IP的、以及基於乙太網路的等等。 The SMFs 183a, 183b may be connected to the AMFs 182a, 182b in the CN 115 via the N11 interface. The SMFs 183a, 183b may also be connected to the UPFs 184a, 184b in the CN 115 via the N4 interface. The SMFs 183a, 183b can select and control the UPFs 184a, 184b and can configure traffic routing via the UPFs 184a, 184b. The SMFs 183a, 183b may perform other functions such as managing and assigning WTRU IP addresses, managing PDU sessions, controlling policy enforcement and QoS, providing downlink data notifications, and the like. PDU conversation types can be IP-based, non-IP-based, and Ethernet-based, among others.

UPF 184a、184b可以經由N3介面被連接到RAN 113中的gNB 180a、180b、180c中的一者或多者,這樣可以為WTRU 102a、102b、102c提供對封包交換網路(例如網際網路110)的存取,以促進WTRU 102a、102b、102c與IP賦能的裝置之間的通信,UPF 184、184b可以執行其他功能,例如路由及轉發封包、實施使用者平面策略、支援多宿主PDU對話、處理使用者平面QoS、快取下鏈封包、以及提供行動性錨定等等。 The UPFs 184a, 184b may be connected to one or more of the gNBs 180a, 180b, 180c in the RAN 113 via the N3 interface, which may provide the WTRUs 102a, 102b, 102c with access to a packet-switched network (eg, the Internet 110 ) to facilitate communication between the WTRUs 102a, 102b, 102c and IP-enabled devices, the UPFs 184, 184b may perform other functions such as routing and forwarding packets, enforcing user plane policies, supporting multi-homed PDU sessions , handles user plane QoS, caches downlink packets, provides mobility anchors, and more.

CN 115可以促進與其他網路的通信。例如,CN 115可以包括充當CN 115與PSTN 108之間的介面的IP閘道(例如IP多媒體子系統(IMS)伺服器)、或者可以與該IP閘道進行通信。此外,CN 115可以為WTRU 102a、102b、102c提供針對其他網路112的存取,該其他網路112包括其他服務供應者擁有及/或操作的其他有線及/或無線網路。在一個實施例中,WTRU 102a、102b、 102c可以經由與UPF 184a、184b介接的N3介面以及介於UPF 184a、184b與DN 185a、185b之間的N6介面、並經由UPF 184a、184b被連接到本地資料網路(DN)185a、185b。 CN 115 may facilitate communication with other networks. For example, CN 115 may include, or may communicate with, an IP gateway (eg, an IP Multimedia Subsystem (IMS) server) that acts as an interface between CN 115 and PSTN 108 . In addition, the CN 115 may provide the WTRUs 102a, 102b, 102c with access to other networks 112, including other wired and/or wireless networks owned and/or operated by other service providers. In one embodiment, the WTRUs 102a, 102b, 102c may be connected to a local data network (DN) 185a, 185b via an N3 interface interfacing with UPFs 184a, 184b and an N6 interface between UPFs 184a, 184b and DNs 185a, 185b and via UPFs 184a, 184b .

鑒於第1A圖至第1D圖以及第1A圖至第1D圖的對應描述,在這裡對照以下的一項或多項描述的一或多個或所有功能可以由一或多個仿真裝置(未顯示)來執行:WTRU 102a-d、基地台114a-b、e節點B 160a-c、MME 162、SGW 164、PGW 166、gNB 180a-c、AMF 182a-ab、UPF 184a-b、SMF 183a-b、DN 185 a-b及/或這裡描述的(一或多個)其他任何裝置。這些仿真裝置可以是被配置為仿真這裡一或多個或所有功能的一或多個裝置。舉例來說,這些仿真裝置可用於測試其他裝置、及/或模擬網路及/或WTRU功能。 In view of the corresponding descriptions of FIGS. 1A-1D and 1A-1D, one or more or all of the functions described herein with respect to one or more of the following may be implemented by one or more simulation devices (not shown) to perform: WTRUs 102a-d, base stations 114a-b, eNodeBs 160a-c, MME 162, SGW 164, PGW 166, gNB 180a-c, AMF 182a-ab, UPF 184a-b, SMF 183a-b, DN 185 a-b and/or any other device(s) described herein. These emulation devices may be one or more devices configured to emulate one or more or all of the functions herein. For example, these simulated devices may be used to test other devices, and/or simulate network and/or WTRU functionality.

仿真裝置可被設計為在實驗室環境及/或操作者網路環境中實施其他裝置的一項或多項測試。例如,該一或多個仿真裝置可以在被完全或部分作為有線及/或無線通信網路的一部分實施及/或部署的同時執行一或多個或所有功能,以測試通信網路內的其他裝置。該一或多個仿真裝置可以在被暫時作為有線及/或無線通信網路的一部分實施/部署的同時執行一或多個或所有功能。該仿真裝置可以直接耦合到另一裝置以執行測試、及/或可以使用空中無線通信來執行測試。 A simulated device may be designed to perform one or more tests of other devices in a laboratory environment and/or an operator network environment. For example, the one or more emulated devices may perform one or more or all functions while being implemented and/or deployed in whole or in part as part of a wired and/or wireless communication network to test other functions within the communication network device. The one or more emulated devices may perform one or more or all of the functions while being temporarily implemented/deployed as part of a wired and/or wireless communication network. The emulation device may be directly coupled to another device to perform testing, and/or may use over-the-air wireless communication to perform testing.

該一或多個仿真裝置可以在未被作為有線及/或無線通信網路的一部分實施/部署的同時執行包括所有功能的一或多個功能。例如,該仿真裝置可以在測試實驗室及/或未被部署(例如測試)的有線及/或無線通信網路的測試場景中使用,以實施一或多個元件的測試。該一或多個仿真裝置可以是測試裝 置。該仿真裝置可以使用直接的RF耦合及/或經由RF電路(例如,該電路可以包括一或多個天線)的無線通信來傳輸及/或接收資料。 The one or more emulated devices may perform one or more functions, including all functions, while not being implemented/deployed as part of a wired and/or wireless communication network. For example, the simulation device may be used in a test lab and/or test scenario of a wired and/or wireless communication network that is not deployed (eg, tested) to perform testing of one or more components. The one or more simulation devices may be test equipment set. The emulation device may transmit and/or receive data using direct RF coupling and/or wireless communication via RF circuitry (eg, the circuitry may include one or more antennas).

在無線系統中,例如這裡描述的與第1A圖至第1D圖有關的無線系統,中央節點(例如gNB)可以服務一組WTRU,以及用於將傳輸塊(TB)從WTRU發送到中央節點的一或多個時機可以由中央節點來管理。例如,gNB可以藉由向每個WTRU指派單獨的時頻資源並將每個資源授權給一個WTRU,來排程各自WTRU上鏈(UL)傳輸。對UL傳輸的這種佈置有時稱為基於授權的UL傳輸。替代地,gNB可以通告一或多個時頻資源的存在並允許一組WTRU使用每個資源,因此允許沒有特定UL授權下的存取。 In a wireless system, such as the wireless system described herein in relation to Figures 1A through 1D, a central node (eg, a gNB) may serve a set of WTRUs, and a central node (eg, a gNB) may serve a set of WTRUs and transmit transport blocks (TBs) from the WTRUs to the central node. One or more occasions may be managed by the central node. For example, the gNB may schedule respective WTRU uplink (UL) transmissions by assigning separate time-frequency resources to each WTRU and granting each resource to one WTRU. This arrangement of UL transmissions is sometimes referred to as grant-based UL transmissions. Alternatively, the gNB may advertise the existence of one or more time-frequency resources and allow a group of WTRUs to use each resource, thus allowing access without a specific UL grant.

在一些情況中,在無線系統中可以獨佔地或部分使用未授權頻段,其中基地台(例如gNB)或WTRU需要在存取未授權無線通道之前,執行先聽候送(LBT)以確保公平通道存取。取決於未授權通道的監管要求,LBT規範可以是不同的。一般來說,LBT程序可以包括固定及/或隨機持續時間間隔,其中無線節點(例如gNB或WTRU)偵聽媒體,且如果從媒體偵測的能量等級高於臨界值(由監管者規定),則gNB或WTRU限制傳輸任何無線信號;否則無線節點可以在該持續時間(即LBT程序完成)之後傳輸其期望的信號。LBT持續時間間隔是在傳輸之前偵測/感測所花的時間,這意味著更長的LBT持續時間間隔表示等待傳輸的時間更長。 In some cases, the unlicensed frequency band may be used exclusively or partially in a wireless system where a base station (eg, a gNB) or WTRU needs to perform listen-before-and-transmit (LBT) before accessing an unlicensed wireless channel to ensure fair channel storage. Pick. Depending on the regulatory requirements for unauthorized access, LBT specifications can be different. In general, LBT procedures may include fixed and/or random duration intervals in which a wireless node (eg, a gNB or WTRU) listens to the medium, and if the detected energy level from the medium is above a threshold (specified by the regulator), The gNB or WTRU then refrains from transmitting any wireless signals; otherwise, the wireless node may transmit its desired signal after this duration (ie, the LBT procedure is complete). The LBT duration interval is the time spent detecting/sensing before a transmission, which means that a longer LBT duration interval means longer waiting time for transmission.

一般來說,NR技術可以適用於許多用例,例如超可靠低潛時通信(URLLC)、大機器型通信(mMTC或MMTC)或增強行動寬頻(eMBB或EMBB)通信。MMTC可以實現低成本、數量龐大、電池驅動的且旨在支援例如智慧計量、物流以及場及體感測器之類的應用的裝置間的通信。URLLC可以 使裝置以及機器針對例如車輛通信、工業控制、工廠自動化、遠端手術、智慧電網以及公共安全應用之類的應用的超可靠性、非常低潛時以及高可用性的通信成為可能。EMBB可以解決多種參數(例如資料率、延遲以及行動寬頻存取覆蓋)的增強。為了滿足這些用例的性能要求,NR可以具有特定的參數及能力。 In general, NR technology can be applied to many use cases such as Ultra-Reliable Low-Latency Communications (URLLC), Large Machine Type Communications (mMTC or MMTC), or Enhanced Mobile Broadband (eMBB or EMBB) communications. MMTC enables low-cost, high-volume, battery-operated inter-device communication designed to support applications such as smart metering, logistics, and field and body sensors. URLLC can Enables ultra-reliable, very low-latency, and high-availability communications of devices and machines for applications such as vehicle communications, industrial control, factory automation, remote surgery, smart grids, and public safety applications. EMBB can address enhancements in various parameters such as data rate, latency, and mobile broadband access coverage. To meet the performance requirements of these use cases, NR can have specific parameters and capabilities.

NR可以規定從15KHz至240KHz的子載波間距範圍的各種參數集。基礎子載波間距可以是15KHz以及其他參數集可以具有增加的子載波間距,該增加的子載波間距是2的冪與基礎子載波間距的乘積,被列在下表1中。 NR may specify various parameter sets ranging from 15KHz to 240KHz subcarrier spacing. The base subcarrier spacing may be 15KHz and other parameter sets may have increased subcarrier spacing, which is the product of a power of 2 and the base subcarrier spacing, listed in Table 1 below.

Figure 108128189-A0305-02-0024-1
Figure 108128189-A0305-02-0024-1

NR中的實體下鏈控制通道(PDCCH)可以包括一或多個控制通道元素(CCE);依據聚合等級,高達16個CCE。控制資源集合(CORESET)可以包括在頻域中的

Figure 108128189-A0305-02-0024-23
個資源塊(由較高層參數CORESET-freq-dom給出)、以及在時域中的
Figure 108128189-A0305-02-0024-24
個符號(由較高層參數CORESET-time-dur給出)。給到PDCCH的一些相關參數可以是:群組公共(GC)PDCCH,RRC配置的;公共PDCCH,針對所有WTRU的系統資訊及傳呼;剩餘系統資訊(RMSI),由PBCH配置的;其他系統資訊(OSI),由PBCH配置的。 The Physical Downlink Control Channel (PDCCH) in NR may include one or more Control Channel Elements (CCEs); up to 16 CCEs depending on the aggregation level. The control resource set (CORESET) can be included in the frequency domain
Figure 108128189-A0305-02-0024-23
resource blocks (given by the higher layer parameter CORESET-freq-dom ), and in the time domain
Figure 108128189-A0305-02-0024-24
symbols (given by the higher layer parameter CORESET-time-dur ). Some relevant parameters given to PDCCH may be: group common (GC) PDCCH, configured by RRC; common PDCCH, system information and paging for all WTRUs; residual system information (RMSI), configured by PBCH; other system information ( OSI), configured by PBCH.

NR中的實體上鏈控制通道(PUCCH)可以支援多種格式,如表2中所示。 The Physical Uplink Control Channel (PUCCH) in NR can support multiple formats, as shown in Table 2.

Figure 108128189-A0305-02-0025-2
Figure 108128189-A0305-02-0025-2

在NR訊框中,時槽中的OFDM符號可以被分類為‘下鏈’(表示為‘D’)、‘靈活的’(表示為‘X’)、或‘上鏈’(表示為‘U’)。表3示出了此結構。 In the NR frame, the OFDM symbols in the slot can be classified as 'downlink' (denoted as 'D'), 'flexible' (denoted as 'X'), or 'uplink' (denoted as 'U') '). Table 3 shows this structure.

Figure 108128189-A0305-02-0025-4
Figure 108128189-A0305-02-0025-4

在一些監管制度中,先聽候送(LBT)程序對於未授權通道使用是強制性的,且因此針對協定(例如授權協助存取(LAA)、增強LAA(eLAA)以及進一步eLAA(feLAA))可以有LBT類別。在LAA/eLAA中採用的LBT類別4(CAT 4)方案對於一些用例可以是較佳方案。當eNB或gNB且在一些情況中WTRU想要在未授權通道中傳輸控制或資料時,LBT CAT 4程序可以開始。裝置然後可以進行初始淨通道評估(CCA),其中通道被檢查在一時間段是空閒的(即,該時間段是固定時間段以及偽隨機持續時間的和)。然後藉由將跨未授權通道的頻寬所偵測的能量(ED)等級與監管者確定的能量臨界值進行比較來確定通道可用性。 In some regulatory regimes, first listen and wait (LBT) procedures are mandatory for unauthorized channel use, and thus for protocols such as Authorized Assisted Access (LAA), Enhanced LAA (eLAA), and Further eLAA (feLAA) can be There are LBT categories. The LBT Category 4 (CAT 4) scheme employed in LAA/eLAA may be the preferred scheme for some use cases. The LBT CAT 4 procedure may begin when the eNB or gNB and in some cases the WTRU wants to transmit control or data in an unlicensed channel. The device may then perform an initial clear channel assessment (CCA), where the channel is checked to be free for a period of time (ie, the period of time is the sum of a fixed period of time and a pseudo-random duration). Channel availability is then determined by comparing the detected energy (ED) levels across the bandwidth of the unauthorized channel to the energy threshold determined by the regulator.

如果通道被確定為空閒,則可以進行傳輸。如果不是空閒,則裝置進行分槽隨機後移程序,其中可以從稱為爭用視窗的指定間隔選擇亂數。可以得到後移倒數且通道被驗證為空閒,且當後移計數器變為零時可以發起傳輸。在eNB或gNB已經獲得對通道的存取後,其可以被允許在稱為通道佔用時間(COT)的持續時間(但是僅在稱為最大通道佔用時間(MCOT)的有限持續時間)傳輸。有隨機後移以及可變爭用視窗尺寸的CAT 4 LBT程序可以實現與其他無線電存取技術(RAT)(例如Wi-Fi以及其他LAA網路)的公平通道存取以及良好共存。以下是LBT類別的範例:類別1無偵聽間隔;類別2固定持續時間偵聽間隔(例如25μs);類別3具有固定爭用視窗的隨機持續時間偵聽間隔;以及類別4具有增加的爭用視窗的隨機持續時間偵聽間隔。 If the channel is determined to be free, the transmission can take place. If it is not idle, the device performs a slotted random backshift procedure in which random numbers can be selected from a specified interval called a contention window. The backshift countdown can be obtained and the channel is verified to be free, and a transmission can be initiated when the backshift counter becomes zero. After an eNB or gNB has gained access to a channel, it may be allowed to transmit for a duration called Channel Occupancy Time (COT) (but only for a limited duration called Maximum Channel Occupancy Time (MCOT). CAT 4 LBT procedures with random back-off and variable contention window size can achieve fair channel access and good coexistence with other radio access technologies (RATs) such as Wi-Fi and other LAA networks. The following are examples of LBT classes: class 1 no listening interval; class 2 fixed duration listening interval (eg 25 μs); class 3 random duration listening interval with fixed contention window; and class 4 with increased contention The window's random duration listening interval.

在類別3 LBT中,傳輸器可以在爭用視窗內提取亂數N。爭用視窗的尺寸可以由N的最小以及最大值來規定。爭用視窗的尺寸可以是固定的。 在LBT程序中,可以使用亂數N來確定在傳輸實體在通道上進行傳輸之前通道被感測是空閒的持續時間。 In class 3 LBT, the transmitter can extract the random number N within the contention window. The size of the contention window can be specified by the minimum and maximum values of N. The size of the contention window can be fixed. In LBT procedures, the nonce N can be used to determine the duration for which the channel is sensed to be idle before the transmitting entity transmits on the channel.

在類別4 LBT中,傳輸器可以在爭用視窗內提取亂數N。爭用視窗的尺寸可以由N的最小以及最大值來規定。傳輸實體可以在提取亂數N時改變爭用視窗的尺寸。在LBT程序中,可以使用亂數N來確定在傳輸實體在通道上進行傳輸之前通道被感測為空閒的持續時間。 In Category 4 LBT, the transmitter can extract the random number N within the contention window. The size of the contention window can be specified by the minimum and maximum values of N. The transport entity may change the size of the contention window when extracting the nonce N. In LBT procedures, the nonce N can be used to determine the duration for which a channel is sensed to be idle before a transmitting entity transmits on the channel.

如這裡所述,載波頻寬部分(BWP)可以是實體資源塊的連續集合,其選自針對給定載波上給定參數集的公共資源塊的連續子集。 As described herein, a carrier bandwidth portion (BWP) may be a contiguous set of physical resource blocks selected from a contiguous subset of common resource blocks for a given parameter set on a given carrier.

WTRU可以被配置有由在下鏈中的多達四個載波BWP,其中單一下鏈載波BWP在給定時間是活動的。可以不期望WTRU在活動的BWP外接收PDSCH、PDCCH、CSI-RS或TRS。WTRU可以被配置有在上鏈中的多達四個載波BWP,其中單一上鏈載波BWP在給定時間是活動的。如果WTRU被配置有補充上鏈,則WTRU可以還被配置有在補充上鏈中的多達四個載波BWP,其中單一補充上鏈載波BWP在給定時間是活動的。WTRU在活動的BWP外可以不傳輸PUSCH或PUCCH、 A WTRU may be configured with up to four carrier BWPs in the downlink, where a single downlink carrier BWP is active at a given time. The WTRU may not be expected to receive PDSCH, PDCCH, CSI-RS or TRS outside the active BWP. A WTRU may be configured with up to four carrier BWPs in the uplink, where a single uplink carrier BWP is active at a given time. If the WTRU is configured with supplemental uplink, the WTRU may also be configured with up to four carrier BWPs in supplemental uplink, where a single supplemental uplink carrier BWP is active at a given time. The WTRU may not transmit PUSCH or PUCCH outside the active BWP,

針對NR中的HARQ操作,3位元PDSCH至HARQ時序指示符欄位可以表明靈活HARQ回饋時序。在PDSCH與PUCCH/UCI上的對應回饋之間可以有一對一映射。PDSCH與PUCCH之間的時槽時序(稱為K1)可以在DCI中的3位元欄位中被表明,索引八個RRC配置的值。在DCI格式1-1中,這八個值可以被映射到RRC配置的延遲值(即,映射是{000,...,111}->RRC定義的值)。在DCI格式1-0中,這八個值被映射到延遲集合{1,2,...,8}。 For HARQ operation in NR, the 3-bit PDSCH to HARQ timing indicator field may indicate flexible HARQ feedback timing. There may be a one-to-one mapping between the corresponding feedback on PDSCH and PUCCH/UCI. The slot timing between PDSCH and PUCCH (referred to as K1) can be indicated in a 3-bit field in DCI, indexing the values of the eight RRC configurations. In DCI format 1-1, these eight values can be mapped to RRC-configured delay values (ie, the mapping is {000,...,111}->RRC-defined values). In DCI format 1-0, these eight values are mapped to the delay set {1,2,...,8}.

NR可以支援小的處理延遲,但是不小於在相同時槽中(例如,針對能力1 WTRU)提供回饋。例如,對於30KHz的子載波間距,從PDSCH的末尾到PUCCH的開頭的L1處理延遲最小可以是10個OFDM符號。N1可以是從PDSCH的末尾到PUCCH的開頭的OFDM符號的數量。前載DMRS針對SCS=30kHz以及60kHz僅可以是10以及17個符號,以及前載+附加DMRS針對SCS=30kHz以及60kHz可以是13以及20個符號。N2可以是從PDCCH的末尾(即UL授權)到PUSCH的開頭的OFDM符號的數量。頻率優先RE映射(Freq.-first RE-mapping)針對SCS=30kHz以及60kHz可以是12以及23個符號。 NR may support small processing delays, but no less than providing feedback in the same time slot (eg, for a Capability 1 WTRU). For example, for a subcarrier spacing of 30KHz, the L1 processing delay from the end of PDSCH to the beginning of PUCCH may be a minimum of 10 OFDM symbols. N1 may be the number of OFDM symbols from the end of PDSCH to the beginning of PUCCH. The frontload DMRS may only be 10 and 17 symbols for SCS=30kHz and 60kHz, and the frontload+additional DMRS may be 13 and 20 symbols for SCS=30kHz and 60kHz. N2 may be the number of OFDM symbols from the end of the PDCCH (ie, the UL grant) to the beginning of the PUSCH. Frequency-first RE-mapping (Freq.-first RE-mapping) can be 12 and 23 symbols for SCS=30 kHz and 60 kHz.

NR可以支援PUCCH資源以及時間的動態指示,以及可以使用單一HARQ碼簿來發送針對多個PDSCH的HARQ回饋。在動態排程傳輸的情況下可以在排程DCI中表明PUCCH資源以及時間。PDSCH與PUCCH之間的關聯可以是基於在排程DCI中表明的PUCCH資源以及時間;排程DCI表明相同PUCCH資源以及時間的所有PDSCH的HARQ回饋可以一起被報告。能夠被包括的最近的PDSCH回饋可以由WTRU準備HARQ回饋所需要的處理時間來限制。 NR can support dynamic indication of PUCCH resources and time, and can use a single HARQ codebook to send HARQ feedback for multiple PDSCHs. In the case of dynamically scheduled transmission, the PUCCH resource and time may be indicated in the scheduled DCI. The association between PDSCH and PUCCH may be based on the PUCCH resource and time indicated in the scheduled DCI; the HARQ feedback for all PDSCHs for which the scheduled DCI indicates the same PUCCH resource and time may be reported together. The most recent PDSCH feedback that can be included may be limited by the processing time required by the WTRU to prepare the HARQ feedback.

NR可以使用半靜態或動態碼簿以在一個PUCCH中聚合多個HARQ進程的回饋。 NR may use semi-static or dynamic codebooks to aggregate feedback from multiple HARQ processes in one PUCCH.

針對半靜態NR回饋聚合,ACK碼簿尺寸可以基於在能夠被配置用於在相同時槽上有ACK的時間中的跨PDCCH監視時機以及胞元的最大TB數來確定。這種模式對於丟失以及錯誤DCI偵測比動態模式更強健的,但是代 價是需要更多的位元用於ACK回饋。例如,使用8個CBG以及16個HARQ進程,每胞元128個位元被傳輸至單一HARQ回饋,即使是針對單一TB。 For semi-static NR feedback aggregation, the ACK codebook size may be determined based on the cross-PDCCH monitoring opportunities and the maximum number of TBs of a cell in times that can be configured for ACKs on the same time slot. This mode is more robust to loss and erroneous DCI detection than dynamic mode, but The price is that more bits are needed for ACK feedback. For example, using 8 CBGs and 16 HARQ processes, 128 bits per cell are transmitted to a single HARQ feedback, even for a single TB.

針對動態NR回饋聚合,可以針對應該被報告的回饋的每個HARQ進程動態地確定HARQ進程集合。一般來說,可以基於多個連續接收的DCI的內容來確定HARQ碼簿尺寸,基於該內容,gNB將碼簿屬性有效率地傳達至WTRU。下鏈指派指示符(DAI,2位元)可以指示應該被報告的HARQ進過程數;DAI可以使其對丟失/錯誤DCI是強健的。為了索引HARQ碼簿,每個排程指派的DCI可以包含DAI,DAI計數了包括目前的指派的所有先前的DL指派,該目前的指派可以被包括在HARQ碼簿中。在最近的DL指派的DCI中包含的DAI可以確定HARQ碼簿尺寸。即使WTRU丟失一些DL指派,其仍然可以正確定址HARQ碼簿,只要DAI沒有繞回(wrap around)。DL排程DCI中的DAI與緊接在前的DL排程DCI相較下步進1;如果差異大於1,則可以表明已經丟失PDCCH。 For dynamic NR feedback aggregation, the set of HARQ processes may be dynamically determined for each HARQ process for which feedback should be reported. In general, the HARQ codebook size may be determined based on the content of multiple consecutively received DCIs, based on which the gNB efficiently communicates the codebook attributes to the WTRU. The Downlink Assignment Indicator (DAI, 2 bits) may indicate the number of HARQ processes that should be reported; DAI may make it robust to loss/error DCI. To index the HARQ codebook, the DCI of each scheduled assignment may contain DAI that counts all previous DL assignments including the current assignment, which may be included in the HARQ codebook. The DAI contained in the DCI of the most recent DL assignment may determine the HARQ codebook size. Even if the WTRU loses some DL assignments, it can still properly address the HARQ codebook, as long as the DAI does not wrap around. The DAI in the DL scheduled DCI is stepped down by 1 compared to the immediately preceding DL scheduled DCI; if the difference is greater than 1, it can indicate that the PDCCH has been lost.

在NR中可以有免授權UL傳輸的一或多個HARQ程序。免授權(GF)UL傳輸(也稱為配置授權)以及相關聯的HARQ程序在NR中可以具有數個類型以及屬性。類型I可以僅經由RRC配置,其中WTRU被配置為存取GF資源。類型II可以是具有RRC配置以及DCI傳訊,其中WTRU被配置為存取GF資源,且使用DCI傳訊啟動、停用或重新啟動對GF資源的存取。GF UL傳輸可以被配置為基於時槽或基於迷你時槽而發生。 There may be one or more HARQ procedures for unlicensed UL transmission in NR. Grant-free (GF) UL transmissions (also known as configuration grants) and associated HARQ procedures can have several types and properties in NR. Type I may only be configured via RRC, where the WTRU is configured to access GF resources. Type II may be with RRC configuration and DCI signaling, where the WTRU is configured to access GF resources, and access to GF resources is enabled, disabled, or restarted using DCI signaling. GF UL transmission can be configured to occur on a slot-based or mini-slot-based.

HARQ程序的一個屬性可以按照如下進行應答、HARQ回饋以及重傳:在GF傳輸失敗之後基於授權的TB重傳;以及,如果WTRU接收隱式應答指示,跨連續GF資源進行多達K=8次重複的免授權TB傳輸,且提早終止。 A property of the HARQ procedure may be acknowledgment, HARQ feedback and retransmission as follows: Grant-based TB retransmission after GF transmission failure; and, if the WTRU receives an implicit acknowledgment indication, up to K=8 times across consecutive GF resources Repeated license-free TB transfers with early termination.

隱式HARQ屬性可以是沒有顯式HARQ-ACK回饋,且其使用顯式表明UL HARQ進程ID的DCI格式中的NDI欄位可以是隱式的。此外,隱式HARQ屬性可以是其中HARQ ID是來自所選資源;HARQ進程ID可以等於floor(X/UL-TWG-periodicity)mod UL-TWG-numbHARQproc,其中X=(SFN * SlotPerFrame * SymbolPerSlot+Slot_index_In_SF * SymbolPerSlot+Symbol_Index_In_Slot),且X是重複集束開始的符號索引。此外,隱式HARQ屬性可以是HARQ RV序列,其由RRC配置(包括RV循環以及RV0重複)確定。 The implicit HARQ attribute may be that there is no explicit HARQ-ACK feedback, and its use may be implicit in the NDI field in the DCI format that explicitly indicates the UL HARQ process ID. Additionally, the implicit HARQ attribute may be where the HARQ ID is from the selected resource; the HARQ process ID may be equal to floor(X/UL-TWG-periodicity) mod UL-TWG-numbHARQproc, where X=(SFN * SlotPerFrame * SymbolPerSlot+Slot_index_In_SF * SymbolPerSlot+Symbol_Index_In_Slot), and X is the symbol index where the repeating bundle starts. Furthermore, the implicit HARQ attribute may be the HARQ RV sequence, which is determined by the RRC configuration (including RV cycle and RV0 repetition).

HARQ也可以是週期性的,在每個週期中具有用於重複的多個TX時機。此外,HARQ TX時機可以連結到某RV順序,例如可以支援{0,2,3,1}、{0,3,0,3}及{0,0,0,0}。重複的初始TX可以從RV0開始,但是其時序可以是靈活的。 HARQ can also be periodic, with multiple TX opportunities for repetition in each cycle. Additionally, HARQ TX opportunities can be tied to a certain RV order, eg, {0,2,3,1}, {0,3,0,3} and {0,0,0,0} may be supported. The repeated initial TX can start from RV0, but its timing can be flexible.

在未授權NR(NR-U)環境中,當NR-U裝置嘗試存取未授權通道時,其可以針對通道存取而與RAT間裝置以及RAT內裝置競爭。RAT間裝置的類型以及密度可以取決於未授權通道且RAT可以是Wi-Fi、LTE LAA、藍牙等。RAT內裝置可以是其他NR-U裝置(例如WTRU或gNB)。例如,針對NR-U WTRU,RAT內裝置可以是連接到相同gNB的其他NR-U WTRU、或其可以是與相同gNB不關聯的NR-U gNB或WTRU。在嘗試存取未授權通道中,NR-U WTRU或gNB可能需要與RAT間以及RAT內裝置公平競爭且共存。 In an unlicensed NR (NR-U) environment, when an NR-U device attempts to access an unlicensed channel, it may contend with inter-RAT devices as well as intra-RAT devices for channel access. The type and density of inter-RAT devices may depend on the unlicensed channel and the RAT may be Wi-Fi, LTE LAA, Bluetooth, or the like. Intra-RAT devices may be other NR-U devices (eg, WTRUs or gNBs). For example, for an NR-U WTRU, the intra-RAT device may be other NR-U WTRUs connected to the same gNB, or it may be an NR-U gNB or WTRU that is not associated with the same gNB. In attempting to access unlicensed channels, the NR-U WTRU or gNB may need to compete fairly and coexist with inter-RAT and intra-RAT devices.

為了確保公平競爭及共存,在一些監管域中,可以要求(即,規定)當無線節點想要存取未授權通道時,節點需要首先在一段時間內執行先聽候送(LBT)程序;且如果沒有偵測到超過臨界值的能量,則無線節點可以被允 許在長達最大持續時間內傳輸到無線通道。因此,針對NR-U節點,可以期望類似的LBT程序。 To ensure fair competition and coexistence, in some regulatory domains, it may be required (ie, mandated) that when a wireless node wants to access an unauthorized channel, the node needs to first perform a listen-before-to-bend (LBT) procedure for a period of time; and if If no energy above the threshold is detected, the wireless node can be allowed to allow transmission to the wireless channel for up to the maximum duration. Therefore, for NR-U nodes, a similar LBT procedure can be expected.

第2圖是WTRU未能成功完成LBT的範例性傳輸圖。如本文中所述,針對任一傳輸圖,可以在水平軸表明時間201,傳輸具有多個時間單元(例如時槽)。時槽在時間上可以相對於時槽n被標記。在此範例中,在210,WTRU可以在時槽n-2以及時槽n-1中接收PDCCH的DL,這可以表明時槽n+2中的PUCCH的UL資源。在211,WTRU可能無法在時槽n+2針對排程的PUCCH成功完成LBT,且因此可能需要限制傳輸為在時槽n-2及n-1中攜帶的TB已準備的HARQ碼簿。之後,在這種情況中的WTRU可能必須限制傳輸,即使該傳輸具有可能影響接收實體的時序依賴性。例如,如果WTRU要傳輸包括HARQ碼簿的PUCCH且LBT失敗,則WTRU可能必須限制傳輸PUCCH。在212,NR gNB可以假設在之前的PDSCH(為此,WTRU已經準備了要傳輸的HARQ碼簿)中的相關TB沒有被WTRU正確接收且gNB可能需要在下一個傳輸(例如下一個時槽n-2及n-1)中重傳該TB。 Figure 2 is an example transmission diagram where the WTRU fails to successfully complete the LBT. As described herein, for any transmission graph, time 201 may be indicated on the horizontal axis, with transmissions having multiple units of time (eg, time slots). A time slot may be marked in time relative to time slot n. In this example, at 210, the WTRU may receive DL for PDCCH in time slot n-2 and time slot n-1, which may indicate UL resources for PUCCH in time slot n+2. At 211, the WTRU may not be able to successfully complete the LBT for the scheduled PUCCH at slot n+2, and thus may need to limit transmission of the HARQ codebooks prepared for the TBs carried in slots n-2 and n-1. Then, the WTRU in this case may have to limit the transmission even if the transmission has timing dependencies that may affect the receiving entity. For example, if the WTRU is to transmit a PUCCH including a HARQ codebook and the LBT fails, the WTRU may have to limit transmission of the PUCCH. At 212, the NR gNB may assume that the relevant TB in the previous PDSCH (for which the WTRU has prepared a HARQ codebook for transmission) was not correctly received by the WTRU and the gNB may need to transmit on the next (eg, next time slot n- The TB is retransmitted in 2 and n-1).

第2圖示出了:在一些情況中,由於WTRU針對所排程的PUCCH資源未能完成LBT進程,NR-U gNB可能沒有接收到HARQ碼簿。針對這種問題的一種方式可以是允許針對PUCCH傳輸的多個時機(例如在DCI中通告)。 Figure 2 illustrates that in some cases, the NR-U gNB may not receive the HARQ codebook due to the WTRU failing to complete the LBT process for the scheduled PUCCH resources. One way to address this problem may be to allow multiple occasions for PUCCH transmission (eg advertised in DCI).

第3圖是WTRU可以具有用於PUCCH的一個以上的時機的範例性傳輸圖。在水平軸上表明時間301,具有多個時間單元(例如時槽)。時槽在時間上相對於時槽n被標記。在此範例中,在310,WTRU可以接收PDCCH的DL(即,在時槽n-2以及時槽n-1中),這可以表明在時槽n+2以及時槽n+4的PUCCH。在311,WTRU可以嘗試在時槽n+2的第一指示時機中傳輸、但是 LBT失敗且因此必須等到下一個時機(即,時槽n+4)。在313,WTRU再次嘗試並在時槽n+4中成功完成LBT、並在PUCCH上進行傳輸。 Figure 3 is an example transmission diagram where a WTRU may have more than one occasion for PUCCH. Time 301 is indicated on the horizontal axis, with multiple time units (eg time slots). Time slots are marked in time relative to time slot n. In this example, at 310, the WTRU may receive the DL of the PDCCH (ie, in time slot n-2 and time slot n-1), which may indicate PUCCH in time slot n+2 and time slot n+4. At 311, the WTRU may attempt to transmit in the first indicated opportunity of slot n+2, but The LBT fails and therefore must wait until the next opportunity (ie, slot n+4). At 313, the WTRU tries again and successfully completes the LBT in slot n+4 and transmits on the PUCCH.

一般來說,可以在時間上擴展的多個時槽上排程多個資源時機,或可以在同一個或兩個連續時槽但是每一個在不同的20MHz BWP(即,每一個在不同的20MHz未授權通道內)內可以排程該多個資源時機。因此,在NR中是標量的PDSCH至HARQ時序指示符欄位可以攜帶多個值。如果LBT成功,WTRU可以選擇第一個時槽,否則進行到下一個時機,以此類推。在第3圖的範例中,WTRU針對在時槽n+2的第一排程的PUCCH未能成功完成LBT、且等待在時槽n+4的第二排程PUCCH,在時槽n+4,WTRU成功完成LBT並傳輸針對時槽n-2及n-1中攜帶的TB(即PDSCH)已準備的HARQ碼簿。可以在PDSCH至HARQ時序指示符的集合中表明所排程的PUCCH集合。 In general, multiple resource opportunities can be scheduled on multiple time slots that are spread out in time, or can be on the same or two consecutive time slots but each at a different 20MHz BWP (ie, each at a different 20MHz The multiple resource opportunities can be scheduled within the unauthorized channel). Therefore, the PDSCH to HARQ timing indicator field, which is a scalar in NR, can carry multiple values. If the LBT is successful, the WTRU may select the first time slot, otherwise proceed to the next time slot, and so on. In the example of Figure 3, the WTRU failed to successfully complete LBT for the first scheduled PUCCH at slot n+2, and waited for the second scheduled PUCCH at slot n+4, at slot n+4 , the WTRU successfully completes the LBT and transmits the HARQ codebook prepared for the TB (ie PDSCH) carried in time slots n-2 and n-1. The scheduled set of PUCCHs may be indicated in the set of PDSCH to HARQ timing indicators.

但是,多個時機方式有缺點。當LBT在第一時機(例如第3圖中時槽n+2)中已經失敗時,在下一個時機(例如第3圖中時槽n+4)LBT成功的機會可以被稱為通道佔用相干時間(COCT)、且可以取決於多少RAT間以及RAT內裝置在未授權通道中操作以及每個裝置參與什麼類型的訊務。例如,如果在頻段中活動的未授權裝置的多數訊務是視訊訊務,則COCT可能很大,以及在失敗的LBT之後成功的LBT的機會可能很大,只要在第一個LBT觀測之後第二個LBT觀測夠長。如果COCT大,則相同COT內排程多個PUCCH資源可能沒有效果,這取決於建立COT所針對的類別而可以具有小於5ms或10ms的持續時間。針對每個WTRU指派多個PUCCH時機可能是浪費的,因為gNB必須指派多個PUCCH資源(即,其可以使得用於PUCCH的資源數量雙倍或三倍)。 However, the multiple timing approach has disadvantages. When the LBT has failed in the first opportunity (eg, slot n+2 in Figure 3), the chance that the LBT succeeds at the next opportunity (eg, slot n+4 in Figure 3) can be referred to as the channel occupancy coherence time (COCT) and may depend on how many inter-RAT and intra-RAT devices operate in unauthorized channels and what type of traffic each device participates in. For example, if the majority of the traffic of unlicensed devices active in the band is video traffic, the COCT may be large, and the chance of a successful LBT following a failed LBT may be high, as long as the first LBT observation Two LBT observations are long enough. If the COCT is large, scheduling multiple PUCCH resources within the same COT may have no effect, which may have a duration of less than 5ms or 10ms depending on the class for which the COT is established. Assigning multiple PUCCH opportunities per WTRU may be wasteful because the gNB must assign multiple PUCCH resources (ie, it may double or triple the number of resources for PUCCH).

此外,如果WTRU未能在時機視窗內傳輸PUCCH,而LBT在一些PUCCH資源上已失敗,則gNB可能仍然沒有在之後的時間請求回饋的靈活性。在NR-U中的HARQ中可能首先停留在NR程序,其中在每個PDCCH中表明用於PUCCH傳輸的僅一個時槽。但是,如果gNB沒有接收到期望的PUCCH,則gNB可以為PUCCH提供一或多個補充傳輸時機,使得WTRU有另一個機會來傳輸先前沒有發送的HARQ回饋以及可能地其他HARQ回饋(即,可以表明用於PUCCH傳輸的一個以上的時槽)。此外,即使WTRU完成LBT並發送HARQ回饋,由於干擾或衝突,gNB可能沒有正確偵測到HARQ回饋,這會導致gNB與WTRU之間的未對準。 Furthermore, if the WTRU fails to transmit PUCCH within the opportunity window and LBT has failed on some PUCCH resources, the gNB may still not have the flexibility to request feedback at a later time. In HARQ in NR-U it is possible to first stay in the NR procedure where only one slot for PUCCH transmission is indicated in each PDCCH. However, if the gNB does not receive the expected PUCCH, the gNB may provide one or more supplementary transmission opportunities for the PUCCH, giving the WTRU another opportunity to transmit the HARQ feedback that was not previously sent and possibly other HARQ feedback (ie, may indicate more than one time slot for PUCCH transmission). Furthermore, even if the WTRU completes the LBT and sends the HARQ feedback, the gNB may not correctly detect the HARQ feedback due to interference or collisions, which can lead to misalignment between the gNB and the WTRU.

NR-U情形中的PUCCH傳輸的有效資源排程可以解決這些問題。為了降低開銷,WTRU可以被指派獨佔資源(該獨佔資源被指派給每個WTRU)以及非獨佔資源(該非獨佔資源在多個WTRU間共用)。非獨佔資源可以以降低WTRU之間衝突概率的方式被指派。為了實施上述方式,可以為每個WTRU指派一些獨佔PDSCH至HARQ時序指示符,以及一或多個非獨佔PDSCH至HARQ時序指示符(其可以在多個WTRU間共用)。gNB可以對使用非獨佔PDSCH至HARQ時序指示符的WTRU進行優先序排序。 Efficient resource scheduling for PUCCH transmission in the NR-U scenario can address these issues. To reduce overhead, a WTRU may be assigned exclusive resources (which are assigned to each WTRU) and inclusive resources (which are shared among multiple WTRUs). Inclusive resources may be assigned in a manner that reduces the probability of collisions between WTRUs. To implement the above, each WTRU may be assigned some exclusive PDSCH to HARQ timing indicators, and one or more non-exclusive PDSCH to HARQ timing indicators (which may be shared among multiple WTRUs). The gNB may prioritize WTRUs using the Inclusive PDSCH to HARQ timing indicator.

為了實施一些WTRU的優先序以管理非獨佔資源,PDSCH至HARQ時序指示符可以包括優先序參數(例如,確定WTRU用於存取媒體以傳輸其HARQ回饋的優先序的通道存取優先序等級)。gNB可以給WTRU顯式地指派針對特定非獨佔資源的優先序參數。這可以被靜態地指派(即藉由RRC配置)、半靜態地指派(即,藉由RRC配置以及DCI的組合)或動態地指派(即藉由DCI)。 To implement prioritization of some WTRUs to manage inclusive resources, the PDSCH to HARQ timing indicator may include a prioritization parameter (eg, a channel access priority level that determines the priority that the WTRU uses to access the medium to transmit its HARQ feedback) . The gNB may explicitly assign the WTRU a prioritization parameter for a particular inclusive resource. This can be assigned statically (ie by RRC configuration), semi-statically (ie by a combination of RRC configuration and DCI) or dynamically (ie by DCI).

在另一方式中,WTRU可以針對特定非獨佔資源自動選擇其存取優先序等級。例如,WTRU可以基於其已經經歷的非獨佔資源失敗次數來選擇優先序參數。替代地,WTRU可以基於其被指派的獨佔以及非獨佔資源的數量來選擇優先序參數。為此,可以假定WTRU具有N=N1+N2個HARQ資源,其中,N1代表獨佔資源,以及N2代表非獨佔資源。在一範例中,針對N2的存取優先序等級可以是固定的並取決於WTRU或訊務類型。在另一範例中,存取優先序等級可以隨著N2的增加而改變(例如,N2,1>=N2,1>=N2,3,其中N2,x是第x個N2資源)。在另一範例中,存取優先序等級可以取決於N1以及N2的值,例如,具有N1=3以及N2=1的WTRU可以比具有N1=1以及N3=3的WTRU具有更低的優先序。 In another approach, the WTRU may automatically select its access priority level for a particular inclusive resource. For example, the WTRU may select the priority parameter based on the number of inclusive resource failures it has experienced. Alternatively, the WTRU may select the priority parameter based on the number of exclusive and inclusive resources it is assigned to. To this end, it may be assumed that the WTRU has N=N1+N2 HARQ resources, where N1 represents exclusive resources and N2 represents non-exclusive resources. In one example, the access priority level for N2 may be fixed and depend on the WTRU or traffic type. In another example, the access priority level may change as N2 increases (eg, N2,1>=N2,1>=N2,3, where N2,x is the xth N2 resource). In another example, the access priority level may depend on the values of N1 and N2, eg, a WTRU with N1=3 and N2=1 may have lower priority than a WTRU with N1=1 and N3=3 .

第4圖是WTRU針對非獨佔PUCCH可以具有優先序的範例性傳輸圖。在水平軸上顯示時間401,且可以被分成相對於某n增量的時間增量(例如時槽)。在本文中所述的任一附圖中,“空間”可以指圖中的中斷,僅用於範例目的,且不旨在表明丟失或非時序的時間增量,而是僅為了在示出的範例中節省空間。此外,空間可以與空間之前或之後的時槽相同或類似,除非另有指明。 Figure 4 is an exemplary transmission diagram that a WTRU may have prioritization for non-exclusive PUCCH. Time 401 is displayed on the horizontal axis and can be divided into time increments (eg time slots) relative to some n increments. In any of the figures described herein, "space" may refer to a break in the figure, for example purposes only, and is not intended to indicate missing or non-sequential time increments, but only for the purpose of illustrating Save space in the example. Additionally, a space may be the same as or similar to a slot preceding or following a space, unless otherwise specified.

在第4圖的範例中,在410,WTRU 1可以在時槽n-2中接收PDCCH,該PDCCH具有在時槽n+2中的獨佔PUCCH資源的指示以及在時槽n+4中的優先序參數為1的非獨佔PUCCH時槽的指示。WTRU 1可以在時槽n-2中接收PDSCH並可以解碼該PDSCH,且針對PDSCH,WTRU 1可能需要發送HARQ回饋。在411,WTRU 2可以在時槽n-1中接收PDCCH,該PDCCH具有在時槽n+3中的獨佔PUCCH資源的指示以及針對時槽n+4中的優先序參數為2的非獨佔PUCCH時槽的指示。在此範例中,WTRU 2可以比WTRU 1具有更低 的優先序。WTRU 2可以在時槽n-1中接收PDSCH並可以解碼該PDSCH,並針對該PDSCH,WTRU 2可能需要發送HARQ回饋。 In the example of FIG. 4, at 410, WTRU 1 may receive a PDCCH in slot n-2 with an indication of exclusive PUCCH resources in slot n+2 and priority in slot n+4 Indication of the non-exclusive PUCCH slot with sequence parameter 1. WTRU 1 may receive and decode the PDSCH in slot n-2, and for PDSCH, WTRU 1 may need to send HARQ feedback. At 411, WTRU 2 may receive a PDCCH in slot n-1 with an indication of exclusive PUCCH resources in slot n+3 and an inclusive PUCCH with a priority parameter of 2 in slot n+4 Time slot indication. In this example, WTRU 2 may have a lower priority. WTRU 2 may receive and decode the PDSCH in slot n-1 for which WTRU 2 may need to send HARQ feedback.

為了此範例的目的,可以假定gNB在WTRU 1或WTRU 2被指派的PUCCH(即分別是時槽n+2或n+3)中沒有從WTRU 1或WTRU 2接收到傳輸。例如,在時槽n+2,WTRU 1可以已經執行LBT以在LBT失敗的PUCCH中進行傳輸,且因此WTRU 1可能已不能在該PUCCH中發送該傳輸且必須等到時槽n+4。類似地,在時槽n+3,WTRU 2可以已經執行失敗的LBT,且WTRU必須等到時槽n+4。 For the purposes of this example, it may be assumed that the gNB did not receive a transmission from WTRU 1 or WTRU 2 in the PUCCH to which WTRU 1 or WTRU 2 was assigned (ie, slot n+2 or n+3, respectively). For example, at slot n+2, WTRU 1 may have performed LBT to transmit in the PUCCH where the LBT failed, and thus WTRU 1 may have been unable to send the transmission in that PUCCH and must wait until slot n+4. Similarly, at slot n+3, WTRU 2 may have performed the failed LBT, and the WTRU must wait until slot n+4.

由於針對這兩個WTRU的失敗的首次PUCCH嘗試,在412,WTRU 1以及WTRU 2可以在時槽n+4中競爭PUCCH資源,WTRU 2的LBT持續時間被設定為統計上比WTRU 1的LBT持續時間的值更長的值,因此增加WTRU 1獲取用於傳輸的資源的概率(即,WTRU 1具有更高優先序),因為WTRU 1在其根據LBT程序進行傳輸之前具有更短的等待時間。由於WTRU 1具有優先序,其能夠成功傳輸其HARQ回饋。 Due to the failed first PUCCH attempts for these two WTRUs, at 412 WTRU 1 and WTRU 2 may compete for PUCCH resources in slot n+4, WTRU 2's LBT duration is set to be statistically longer than WTRU 1's LBT The value of time is a longer value, thus increasing the probability that WTRU 1 acquires resources for transmission (ie, WTRU 1 has higher priority) because WTRU 1 has less latency before it transmits according to the LBT procedure. Since WTRU 1 has priority, it can successfully transmit its HARQ feedback.

在一些情況中,由於在gNB側的衝突/干擾,gNB可能不能夠偵測到WTRU發送的HARQ回饋。gNB不能夠接收傳輸的原因(例如失敗的LBT或丟失的UCI傳輸)在gNB側不會被辨別。由於PDSCH與對應回饋之間的時間關聯,如果gNB未能在預定義時間位置偵測到回饋,則gNB隨後可以重傳所有對應的PDSCH。雖然這可以在授權通道中的NR操作中發生,但是在NR-U中,由於高度波動的干擾以及由於隱藏節點等(例如在WTRU側不可偵測),在gNB側可能的衝突而發生更頻繁。這會造成gNB與WTRU之間的未對準(其 關於gNB已經成功接收到在前的PDSCH的哪個HARQ碼簿),這可能造成WTRU過早地復新HARQ碼簿的風險。 In some cases, the gNB may not be able to detect the HARQ feedback sent by the WTRU due to collision/interference at the gNB side. The reason why the gNB is not able to receive the transmission (eg failed LBT or lost UCI transmission) is not discerned on the gNB side. Due to the temporal association between the PDSCH and the corresponding feedback, if the gNB fails to detect the feedback at a predefined time position, the gNB can then retransmit all corresponding PDSCHs. While this can happen in NR operation in a licensed channel, in NR-U it happens more frequently on the gNB side due to highly fluctuating interference and possible collisions on the gNB side due to hidden nodes etc. (eg undetectable on the WTRU side) . This can cause misalignment between the gNB and the WTRU (which With regard to which HARQ codebook of the previous PDSCH has been successfully received by the gNB), this may pose a risk for the WTRU to refresh the HARQ codebook prematurely.

第5圖是WTRU成功完成LBT但是gNB未能偵測到PUCCH的範例性傳輸圖。時間在水平軸501上可以被顯示為時槽的增量。在510,WTRU可以在時槽n-2及n-1中接收針對在時槽n+2的PUCCH的指示、並還可以在每個時槽中接收並解碼PDSCH。在511,WTRU可以針對在時槽n+2的所排程的PUCCH成功完成LBT、並傳輸HARQ回饋,但是gNB由於接收端的干擾或錯誤而未能偵測到傳輸。在512,gNB可以在時槽n+4中發送下一個PDCCH給WTRU,該PDCCH表明在時槽n+6處所排程的PUCCH是補充PUCCH。該補充PUCCH可以包括給WTRU的用於在時槽n+6中在PUCCH中發送針對本應該在時槽n+2中已接收的先前排程的PUCCH的HARQ碼簿,以及與針對時槽n+4的PDSCH相關聯的任一碼簿。在513,WTRU可以成功完成LBT並在時槽n+6中在補充指派的資源中發送具有所有HARQ碼簿的PUCCH。 Figure 5 is an example transmission diagram where the WTRU successfully completes the LBT but the gNB fails to detect the PUCCH. Time may be displayed on the horizontal axis 501 as time slot increments. At 510, the WTRU may receive indications for PUCCH at slot n+2 in slots n-2 and n-1, and may also receive and decode PDSCH in each slot. At 511, the WTRU may successfully complete the LBT and transmit the HARQ feedback for the scheduled PUCCH at slot n+2, but the gNB fails to detect the transmission due to interference or errors at the receiver. At 512, the gNB may send the next PDCCH to the WTRU in slot n+4 indicating that the PUCCH scheduled at slot n+6 is a supplemental PUCCH. The supplemental PUCCH may include a HARQ codebook for the WTRU to transmit in the PUCCH in time slot n+6 for the previously scheduled PUCCH that should have been received in time slot n+2, and a HARQ codebook for time slot n +4 for any codebook associated with the PDSCH. At 513, the WTRU may successfully complete the LBT and transmit the PUCCH with all HARQ codebooks in the supplemental assigned resources in slot n+6.

與第5圖的範例不同,gNB沒有接收期望的PUCCH的問題可能在連續嘗試中發生,例如跨單一通道佔用時間(COT)或跨兩個COT等等。例如,gNB可能沒有接收到期望的PUCCH,該期望的PUCCH攜帶關於第一PDSCH資源集的HARQ碼簿,且gNB可以針對HARQ碼簿傳輸給定第一補充PUCCH資源,但是直到該補充資源的時間,gNB可以為WTRU保持排程更多PDSCH(即,第二PDSCH資源集);因此,在先前的一或多個HARQ碼簿的頂部,可以有其他HARQ回饋或其他HARQ碼簿。WTRU以及gNB可以需要對WTRU需要傳輸多少以及什麼HARQ碼簿有相同的理解,且這種共同的理解可以需要藉由至少保持DCI短的控制資訊量來實現。即使在第一補充PUCCH資源期間, WTRU可能不能夠發送聚合的HARQ回饋(例如,由於LBT失敗)或gNB可能沒有成功偵測到碼簿,之後gNB可以藉由指派第二補充PUCCH資源來給予WTRU另一次機會,但是直到該補充資源的時間,gNB可以為WTRU排程另一PDSCH資源集(即,第三PDSCH資源集)。現在可能期望WTRU聚合所有這三個PDSCH資源集的HARQ回饋,並在第二補充PUCCH資源期間傳輸它們。這種情況會持續直到在同一COT期間沒有針對聚合HARQ碼簿的排程時機的某個點,這意味著這些碼簿被推遲到下一個COT。此外,在gNB發送補充傳輸時機的情形中,可能造成gNB期望的碼簿尺寸與WTRU發送的實際碼簿尺寸之間的不對準。 Unlike the example of Figure 5, the problem of the gNB not receiving the expected PUCCH may occur in consecutive attempts, eg spanning a single Channel Occupancy Time (COT) or spanning two COTs, etc. For example, the gNB may not receive the expected PUCCH carrying the HARQ codebook for the first PDSCH resource set, and the gNB may transmit the given first supplemental PUCCH resource for the HARQ codebook, but until the time of the supplementary resource , the gNB may keep scheduling more PDSCHs (ie, a second PDSCH resource set) for the WTRU; thus, there may be other HARQ feedback or other HARQ codebooks on top of the previous one or more HARQ codebooks. The WTRU and the gNB may need to have the same understanding of how much and what HARQ codebook the WTRU needs to transmit, and this common understanding may need to be achieved by keeping at least the amount of control information short for DCI. Even during the first supplemental PUCCH resource, The WTRU may not be able to send the aggregated HARQ feedback (eg, due to LBT failure) or the gNB may not successfully detect the codebook, then the gNB may give the WTRU another chance by assigning a second supplemental PUCCH resource, but until the supplementary resource , the gNB may schedule another PDSCH resource set (ie, a third PDSCH resource set) for the WTRU. It may now be desirable for the WTRU to aggregate the HARQ feedback for all three PDSCH resource sets and transmit them during the second supplemental PUCCH resource. This situation continues until some point during the same COT where there are no scheduled occasions for aggregated HARQ codebooks, which means that these codebooks are postponed to the next COT. Furthermore, in the case where the gNB sends a supplemental transmission opportunity, a misalignment between the codebook size expected by the gNB and the actual codebook size sent by the WTRU may result.

為了解決這個問題,DCI中附加的欄位可以向WTRU表明即將來臨的PUCCH是“補充傳輸”、並允許WTRU如其在先前PUCCH傳輸中所做的那樣計算碼簿尺寸。擴展下鏈指派指示符(EDAI)可以是針對這裡描述的NR-U情形的附加欄位。DCI中的此欄位可以攜帶排程的PUCCH的屬性。此欄位可以照顧到具有連續的下鏈指派指示符(DAI)的PDSCH資源集合或群組,並將它們標記為群組。如果期望WTRU形成針對目前PDSCH資源集或群組內的TB的HARQ碼簿,則EDAI欄位可以具有的值為0。如果期望WTRU形成針對目前PDSCH資源集或群組內的TB以及緊接在前的PDSCH資源集或群組內的TB的HARQ碼簿,則EDAI欄位可以具有的值為1。如果期望WTRU形成針對目前PDSCH資源集或群組內的TB以及緊接在前的兩個PDSCH資源集或群組內的TB的HARQ碼簿,則EDAI欄位可以具有的值為2。如果WTRU期望形成針對目前PDSCH資源集或群組內的TB以及緊接在前的三個PDSCH資源集或群組內的TB的HARQ碼簿,則EDAI欄位可以具有的值為3。然後,如果期望WTRU 形成針對目前PDSCH資源集或群組內的TB以及緊接在前Y個PDSCH資源集或群組內的TB的HARQ碼簿,則EDAI欄位可以具有的值為Y。如這裡所述,此通用規則可應用於用某其他時間或群組單元代替TB的其他情形,使得EDAI欄位的值可以相對於目前時間/群組集合以及任一先前的時間/群組集合(例如傳輸、COT等)。使用這種機制,單一DCI可以在相同PUCCH中請求針對可以在一或多個PDSCH群組中被傳輸的所有PDSCH的HARQ ACK回饋。 To address this, additional fields in the DCI may indicate to the WTRU that the upcoming PUCCH is a "supplemental transmission" and allow the WTRU to calculate the codebook size as it did in previous PUCCH transmissions. The Extended Downlink Assignment Indicator (EDAI) may be an additional field for the NR-U scenario described herein. This field in the DCI can carry the attributes of the scheduled PUCCH. This field can take into account PDSCH resource sets or groups with consecutive Downlink Assignment Indicators (DAIs) and mark them as groups. The EDAI field may have a value of 0 if the WTRU is expected to form a HARQ codebook for TBs within the current PDSCH resource set or group. The EDAI field may have a value of 1 if the WTRU is expected to form HARQ codebooks for TBs within the current PDSCH resource set or group and for TBs within the immediately preceding PDSCH resource set or group. The EDAI field may have a value of 2 if the WTRU is expected to form a HARQ codebook for the TB within the current PDSCH resource set or group and the two immediately preceding TBs within the PDSCH resource set or group. The EDAI field may have a value of 3 if the WTRU wishes to form a HARQ codebook for the TB within the current PDSCH resource set or group and the TBs within the immediately preceding three PDSCH resource sets or groups. Then, if the WTRU is expected The EDAI field may have a value of Y to form a HARQ codebook for the TBs within the current PDSCH resource set or group and the TBs within the immediately previous Y PDSCH resource sets or groups. As described herein, this general rule can be applied to other situations where a TB is replaced with some other time or group unit, so that the value of the EDAI field can be relative to the current time/group set as well as any previous time/group set (eg transmission, COT, etc.). Using this mechanism, a single DCI may request HARQ ACK feedback in the same PUCCH for all PDSCHs that may be transmitted in one or more PDSCH groups.

當EDAI是非零且WTRU嘗試聚合兩個或更多先前準備的HARQ碼簿與目前碼簿時,WTRU可以在一個碼簿以及下一個碼簿的位元流之間插入欄位,使得gNB能夠辨別並解析碼簿;此欄位可以被表示為具有指定位元寬度(例如2或4)的HARQ碼簿定界符。當聚合多個HARQ碼簿時,WTRU可以在每個HARQ碼簿之後插入HARQ碼簿定界符。在一個範例中,如果WTRU已經接收到具有沒有連續值的EDAI屬性的連續PDCCH,則WTRU可以推定沒有偵測到導致不連續EDAI值的一或多個PDCCH集合。在這種情況中,WTRU可以針對每個丟失的EDAI值插入一個HARQ碼簿定界符。例如,考慮到WTRU接收到具有值EDAI=0的PDCCH集合,且然後在下一個時槽集合或甚至接下來的一或多個COT中,WTRU接收具有值EDAI=2的PDCCH集合。這可以表示WTRU已經丟失具有EDAI=1的一或多個PDCCH,因此WTRU可能不知道在EDAI=1的一或多個PDCCH期間傳輸了多少TB。因此,當WTRU聚合具有EDAI=0的第一接收的(一或多個)PDCCH的集合以及具有EDAI=2的第二接收的(一或多個)PDCCH的集合的碼簿時,WTRU可以針對具有EDAI=1的丟失的(一或多個)PDCCH的集合插入其他HARQ碼簿定界符。為了進一步說明這個,WTRU可以聚合如下的HARQ碼簿:HARQ碼簿EDAI0、HARQ碼簿定 界符、HARQ碼簿定界符、HARQ碼簿EDAI2。在此範例中,PDSCH群組(例如COT中的PDSCH)被動態地標記有每個EDAI索引。在此範例中,在每個PDSCH群組內可以累積由與群組相關聯的EDAI所索引的針對每個群組的HARQ碼簿。替代地,可以跨所有群組累積由與群組相關聯的EDAI索引的針對每個PDSCH群組的HARQ碼簿。 When EDAI is non-zero and the WTRU attempts to aggregate two or more previously prepared HARQ codebooks with the current codebook, the WTRU may insert fields between the bitstreams of one codebook and the next codebook to enable the gNB to distinguish and parses the codebook; this field can be represented as a HARQ codebook delimiter with a specified bit width (eg, 2 or 4). When aggregating multiple HARQ codebooks, the WTRU may insert a HARQ codebook delimiter after each HARQ codebook. In one example, if the WTRU has received consecutive PDCCHs with EDAI attributes that do not have consecutive values, the WTRU may presume that one or more sets of PDCCHs that result in discontinuous EDAI values have not been detected. In this case, the WTRU may insert one HARQ codebook delimiter for each missing EDAI value. For example, consider that the WTRU receives a PDCCH set with a value of EDAI=0, and then in the next set of slots or even the next one or more COTs, the WTRU receives a PDCCH set with a value of EDAI=2. This may indicate that the WTRU has lost one or more PDCCHs with EDAI=1, so the WTRU may not know how many TBs were transmitted during the one or more PDCCHs with EDAI=1. Thus, when the WTRU aggregates the codebooks for the first received set of PDCCH(s) with EDAI=0 and the second received set of PDCCH(s) with EDAI=2, the WTRU may The set of missing PDCCH(s) with EDAI=1 inserts other HARQ codebook delimiters. To further illustrate this, the WTRU may aggregate the following HARQ codebooks: HARQ codebook EDAI0, HARQ codebook Delimiter, HARQ codebook delimiter, HARQ codebook EDAI2. In this example, PDSCH groups (eg PDSCH in COT) are dynamically marked with each EDAI index. In this example, a HARQ codebook for each group indexed by the EDAI associated with the group may be accumulated within each PDSCH group. Alternatively, the HARQ codebook for each PDSCH group indexed by the EDAI associated with the group may be accumulated across all groups.

第6圖是WTRU根據DAI(即,以計算如gNB期望的期望的PDSCH集合的碼簿)並根據EDAI(即,以決定緊接在前的多少個HARQ碼簿集合也應當被包括)準備HARQ碼簿的範例性傳輸圖。在610,WTRU可以在時槽n-2中接收針對時槽n+2中的PUCCH的指示,其中DAI=1且EDAI=0。在611,WTRU可以在時槽n-1中接收針對時槽n+2中的PUCCH的指示,其中DAI=2,因為碼簿將基於目前接收到的兩個PDSCH的集合,且EDAI=0。在612,WTRU將在時槽n+2執行其排程的LBT,且在此範例中gNB將不會接收PUCCH,這是因為LBT失敗或LBT是成功的但是在接收器端存在干擾。在613,WTRU將接收一般資源指派(例如,n+6中的PUCCH,且DAI=3,因為這是第三個PDSCH)但是表明EDAI=1,因為gNB沒有在時槽n+2中接收到PUCCH,因此表明應當也包括緊接在前的HARQ碼簿集合。在614,gNB將不會接收到PUCCH,為了說明,與在612的情形類似。因此,在615處的下一個資源指派,WTRU可以接收針對時槽n+9的PUCCH的指示,其中DAI=3且EDAI=2,因為現在應該包括這兩個最接近的碼簿集合。在616,gNB可以在由WTRU在表明的時槽n+9中的成功LBT之後最終接收到PUCCH。 Figure 6 is the WTRU preparing HARQ according to DAI (ie, to calculate the codebook for the desired PDSCH set as expected by the gNB) and according to EDAI (ie, to decide how many immediately preceding HARQ codebook sets should also be included) Example transfer diagram for the codebook. At 610, the WTRU may receive an indication for the PUCCH in slot n+2 in slot n-2, where DAI=1 and EDAI=0. At 611, the WTRU may receive an indication for the PUCCH in slot n+2 in slot n-1, where DAI=2, since the codebook will be based on the set of two PDSCHs received so far, and EDAI=0. At 612, the WTRU will perform its scheduled LBT at slot n+2 and the gNB will not receive the PUCCH in this example because the LBT failed or the LBT was successful but there is interference at the receiver. At 613, the WTRU will receive the normal resource assignment (eg, PUCCH in n+6 with DAI=3 since this is the third PDSCH) but indicate EDAI=1 since the gNB did not receive it in slot n+2 PUCCH, thus indicating that the immediately preceding HARQ codebook set should also be included. At 614, the gNB will not receive the PUCCH, similar to the situation at 612 for illustration. Therefore, at the next resource assignment at 615, the WTRU may receive an indication of PUCCH for slot n+9, with DAI=3 and EDAI=2, since these two closest codebook sets should now be included. At 616, the gNB may finally receive the PUCCH after a successful LBT in the indicated slot n+9 by the WTRU.

第7圖是WTRU根據DAI(即以計算針對期望的PDSCH集合的碼簿)以及根據EDAI的最後值(即以決定還應當包括多少緊接在前的HARQ 碼簿集合)準備HARQ碼簿的範例性傳輸圖。EDAI的值在PDCCH資源集合期間可以是不同的。例如,考慮在712及714(例如在時槽n+2及n+4中)具有連續DAI值的兩個連續PDCCH資源表明了WTRU被期望報告相關聯PDSCH資源的HARQ碼簿所在的即將來臨的PUCCH(例如在時槽n+6中)。此外,針對在710及711(例如,在時槽n-2及n-1中)的先前的PDSCH資源集合的PUCCH可以在這兩個PDCCH資源之間(例如在時槽n+3)被排程。在712,(例如在時槽n+2中的PDCCH中)EDAI的值可以是0,但是當gNB在713沒有接收到先前的PDSCH集合的期望碼簿時,則在下一個PDCCH(例如在時槽n+4),gNB可以將EDAI改變為1(在714)並也可以增加PUCCH的尺寸(即,其甚至可以將PUCCH資源重新定位到之後的時槽以適應較大的PUCCH)。在715,WTRU然後可以準備聚合碼簿,其包括較早的HARQ碼簿(例如gNB針對時槽n-2及n-1尚未接收到的碼簿)以及新的HARQ碼簿(例如針對時槽n+2及n+4中的兩個PDSCH資源)。 Figure 7 is the WTRU according to the DAI (ie to calculate the codebook for the desired PDSCH set) and according to the last value of the EDAI (ie to decide how many immediately preceding HARQs should also be included) Codebook Set) to prepare an exemplary transmission diagram of the HARQ codebook. The value of EDAI may be different during the PDCCH resource set. For example, considering two consecutive PDCCH resources with consecutive DAI values at 712 and 714 (eg, in slots n+2 and n+4) indicates that the WTRU is expected to report an upcoming HARQ codebook for the associated PDSCH resource. PUCCH (eg in slot n+6). Furthermore, the PUCCH for the previous set of PDSCH resources at 710 and 711 (eg, in slots n-2 and n-1) may be queued between these two PDCCH resources (eg, in slot n+3) Procedure. At 712, (eg in the PDCCH in slot n+2) the value of EDAI may be 0, but when the gNB has not received the expected codebook for the previous PDSCH set at 713, then at the next PDCCH (eg, at slot n+2) n+4), the gNB may change the EDAI to 1 (at 714) and may also increase the size of the PUCCH (ie, it may even relocate the PUCCH resources to later slots to accommodate larger PUCCHs). At 715, the WTRU may then prepare an aggregated codebook that includes older HARQ codebooks (eg, codebooks that have not been received by the gNB for time slots n-2 and n-1) and new HARQ codebooks (eg, for time slots two PDSCH resources in n+2 and n+4).

WTRU可以參考DAI值來計算動態碼簿尺寸。由於DAI的2位元尺寸,該欄位可以在四個PDCCH/PDSCH傳輸之後繞回,其中這四個PDCCH/PDSCH傳輸都參考即將來臨的PUCCH。例如,如果五個連續PDCCH/PDSCH傳輸都參考即將來臨的PUCCH,則PDCCH中的DAI值分別可以是“mod(dai,4),mod(dai+1,4),mod(dai+2,4),mod(dai+3,4),mod(dai,4),mod(dai+1,4)”,這表明繞回效果。但是,如果小於四個連續PDCCH丟失,則繞回不會產生任何錯誤(即,WTRU針對丟失的PDCCH資源會簡單報告NACK,因為PDCCH以及PDSCH都丟失)。此外,如果WTRU丟失四個或更多連續PDCCH傳輸,則WTRU可能無法計算丟失PDCCH資源的實際數量,這會導致 不對準,因為沒有正確計算碼簿尺寸的方式。在授權載波上丟失4個或更多連續PDSCH是不太可能的,但是由於在WTRU側的衝突/干擾,這更可能發生在NR-U中。藉由將DAI尺寸增大到大於2位元(例如3或4位元)可以解決這個問題,使得在每個群組內獨立累積DAI的情況中丟失8或16個連續PDCCH的可能性降低(即,容納丟失多於4個PDCCH的可能性)。在跨由EDAI所索引的多個PDSCH群組累積DAI的情況中,動態碼簿尺寸可以是每群組的PDCCH/PDSCH傳輸的數量(N)的倍數(即,N x(3或4位元))。 The WTRU may calculate the dynamic codebook size with reference to the DAI value. Due to the 2-bit size of DAI, this field can wrap around after four PDCCH/PDSCH transmissions, all of which refer to the upcoming PUCCH. For example, if five consecutive PDCCH/PDSCH transmissions all refer to the upcoming PUCCH, the DAI values in the PDCCH may be "mod(dai,4), mod(dai+1,4), mod(dai+2,4 respectively) ),mod(dai+3,4),mod(dai,4),mod(dai+1,4)", which indicates the wraparound effect. However, if less than four consecutive PDCCHs are lost, the wraparound will not generate any errors (ie, the WTRU will simply report a NACK for the lost PDCCH resources since both the PDCCH and PDSCH are lost). Additionally, if the WTRU loses four or more consecutive PDCCH transmissions, the WTRU may not be able to calculate the actual number of lost PDCCH resources, which would result in Misalignment because there is no way to correctly calculate the size of the codebook. Losing 4 or more consecutive PDSCHs on the licensed carrier is unlikely, but more likely in NR-U due to collision/interference on the WTRU side. This problem can be solved by increasing the DAI size to more than 2 bits (e.g. 3 or 4 bits), making it less likely that 8 or 16 consecutive PDCCHs will be lost in cases where DAI is accumulated independently within each group ( That is, to accommodate the possibility of missing more than 4 PDCCHs). In the case of accumulating DAI across multiple PDSCH groups indexed by EDAI, the dynamic codebook size may be a multiple of the number (N) of PDCCH/PDSCH transmissions per group (ie, N x (3 or 4 bits) )).

第8圖是WTRU針對一或多個COT以基於EDAI聚合HARQ碼簿的範例性傳輸圖。這裡,WTRU可以聚合來自較早COT(即在此範例中緊接在前的COT)的HARQ碼簿(如果EDAI欄位表明這麼做(即,EDAI=TBD1))。如所示,可以有兩個COT 810及820。COT 810可以是相對於n的時槽增量,以及COT 820可以是相對於j(例如n=j)的時槽增量。一般來說,可以有多於兩個COT,但是如所示,COT 820在COT 820之後,在811(即時槽n-2),WTRU接收針對時槽n+2的PUCCH的指示,其中DAI=1且EDAI=0。在812(即時槽n-1),可以向WTRU表明時槽n+2中的PUCCH,其中DAI=2且EDAI=0。 Figure 8 is an exemplary transmission diagram for a WTRU to aggregate HARQ codebooks based on EDAI for one or more COTs. Here, the WTRU may aggregate the HARQ codebook from the earlier COT (ie, the immediately preceding COT in this example) (if the EDAI field indicates to do so (ie, EDAI=TBD1)). As shown, there may be two COTs 810 and 820. COT 810 may be a slot increment relative to n, and COT 820 may be a slot increment relative to j (eg, n=j). In general, there may be more than two COTs, but as shown, the COT 820 follows the COT 820. At 811 (ie slot n-2), the WTRU receives an indication of the PUCCH for slot n+2, where DAI= 1 and EDAI=0. At 812 (ie slot n-1), the PUCCH in slot n+2, where DAI=2 and EDAI=0, may be indicated to the WTRU.

在813,可以期望WTRU就在COT 810的末尾(即時槽n+2)將HARQ ACK傳輸到所表明的PUCCH資源,但是LBT可能是不成功的(例如,失敗的LBT或gNB未能接收)且COT 810在沒有WTRU傳輸下結束。gNB以及WTRU可能不知道用於PUCCH傳輸的下一個時機將會是什麼時候。為了解決這個問題,在821(即時槽j),gNB可以在下一個COT 820中向WTRU發送具有EDAI=TBD1的指示(例如在DCI或RRC中)的PDCCH。該指示向WTRU表明在時槽j+k中發送PUCCH,該PUCCH具有在較早COT 810中的最後的 PUCCH時機期間沒有傳輸的聚合HARQ碼簿或HARQ碼簿。EDAI可以表明特定PDSCH群組或特定COT,例如不能在先前的COT中傳輸PUCCH的PDSCH群組。在822,WTRU可以針對PUCCH(例如DCI表明的或RRC配置的)成功完成LBT、並聚合來自先前以及目前COT的HARQ ACK並將其發送到gNB。雖然此範例僅討論的兩個COT,但是相同的技術可以用於一或多個COT。 At 813, the WTRU may be expected to transmit the HARQ ACK to the indicated PUCCH resource just at the end of the COT 810 (ie slot n+2), but the LBT may have been unsuccessful (eg, failed LBT or gNB failed to receive) and COT 810 ends without a WTRU transmission. The gNB as well as the WTRU may not know when the next opportunity for PUCCH transmission will be. To address this, at 821 (instant slot j), the gNB may send the PDCCH to the WTRU in the next COT 820 with an indication of EDAI=TBD1 (eg, in DCI or RRC). This indication indicates to the WTRU to send the PUCCH in slot j+k with the last PUCCH in the earlier COT 810 There is no aggregated HARQ codebook or HARQ codebook transmitted during the PUCCH occasion. The EDAI may indicate a specific PDSCH group or a specific COT, eg, a PDSCH group that cannot transmit PUCCH in the previous COT. At 822, the WTRU may successfully complete LBT for the PUCCH (eg, DCI-indicated or RRC-configured), and aggregate and send HARQ ACKs from previous and current COTs to the gNB. Although only two COTs are discussed in this example, the same technique can be used for one or more COTs.

一般來說,如果WTRU未能完成LBT並限制傳輸PUCCH,則WTRU可以保持HARQ碼簿直到下一個COT,以及如果WTRU接收到具有EDAI=TBD1的PDCCH,WTRU可以執行以下之一:1)如果DCI僅表明即將來臨的PUCCH,沒有任何PDSCH,則WTRU可以在所表明的即將來臨的PUCCH資源中傳輸碼簿;或者,2)如果DCI表明即將來臨的PUCCH以及PDSCH資源,則WTRU可以聚合較早的碼簿以及任一新HARQ碼簿並在所表明的即將來臨的PUCCH資源中傳輸聚合的碼簿。即使WTRU成功完成LBT程序並傳輸PUCCH,WTRU也可以保持HARQ碼簿直到下一個COT及/或直到WTRU接收到值小於EDAI=TBD1(例如,EDAI=0)的PDCCH,之後WTRU可以丟棄先前的HARQ碼簿。 In general, if the WTRU fails to complete the LBT and is restricted from transmitting PUCCH, the WTRU may keep the HARQ codebook until the next COT, and if the WTRU receives a PDCCH with EDAI=TBD1, the WTRU may do one of the following: 1) If DCI Indicates only the upcoming PUCCH, without any PDSCH, the WTRU may transmit the codebook in the indicated upcoming PUCCH resources; or, 2) If the DCI indicates the upcoming PUCCH and PDSCH resources, the WTRU may aggregate the earlier PUCCH resources The codebook and any new HARQ codebook and the aggregated codebook are transmitted in the indicated upcoming PUCCH resources. Even if the WTRU successfully completes the LBT procedure and transmits the PUCCH, the WTRU may keep the HARQ codebook until the next COT and/or until the WTRU receives a PDCCH with a value less than EDAI=TBD1 (eg, EDAI=0), after which the WTRU may discard the previous HARQ codebook.

如果EDAI具有位元寬度2,則TBD1值可以是例如3,或是,如果EDAI具有位元寬度3,TBD1值可以是7。或者TBD1可以是1,其中在新COT中到WTRU的第一單播PDCCH中的該值與上述的具有相同的解譯。如這裡所述,關於第8圖的範例示出並使用的EDAI值代表一值,其用作向WTRU表明在某群組/時間(例如TB、COT等)直至下一個上鏈時機聚合所有未決的HARQ碼簿,且該值可以是可以傳達這個意思的一或多個數、字母及/或符號。 If the EDAI has a bit width of 2, the TBD1 value may be, for example, 3, or if the EDAI has a bit width of 3, the TBD1 value may be 7. Or TBD1 may be 1, where the value in the first unicast PDCCH to the WTRU in the new COT has the same interpretation as described above. As described herein, the EDAI value shown and used with respect to the example of Figure 8 represents a value that is used to indicate to the WTRU that at a certain group/time (eg, TB, COT, etc.) to aggregate all pending until the next uplink opportunity , and the value can be one or more numbers, letters and/or symbols that can convey this meaning.

在一種場景中,可以有兩個連續COT,其中gNB已經向WTRU發送TB,且WTRU在所排程的PUCCH時機期間未能完成LBT、或gNB未能正確偵測到PUCCH,這會導致在WTRU側的兩個未決HARQ碼簿的集合。此外,如果在接收的DCI內欄位EDAI具有值TBD2,則其可以表明WTRU應當在具有EDAI=TBD2的相同DCI中表明的所排程的PUCCH資源中聚合目前COT的HARQ碼簿(如果有的話)與該未決的HARQ碼簿(例如,每一個在前兩個緊接在前的COT期間被準備)。在其他場景中,TBD#的任一EDAI值,#可以表示與COT數量相關聯的數值(例如,對目前及/或任意先前COT進行計數以達到該數值)。TBD#的EDAI值可以表明與特定COT相關聯的數值。 In one scenario, there may be two consecutive COTs where the gNB has sent a TB to the WTRU, and the WTRU fails to complete the LBT during the scheduled PUCCH occasion, or the gNB fails to detect the PUCCH correctly, which can result in a failure on the WTRU side The set of two pending HARQ codebooks. Additionally, if the field EDAI has a value of TBD2 within the received DCI, it may indicate that the WTRU should aggregate the current COT's HARQ codebook (if any) in the scheduled PUCCH resources indicated in the same DCI with EDAI=TBD2 words) and the pending HARQ codebook (eg, each prepared during the first two immediately preceding COTs). In other scenarios, any EDAI value of TBD#, # may represent a value associated with the number of COTs (eg, counting the current and/or any previous COTs to reach that value). The EDAI value of TBD# may indicate the value associated with a particular COT.

在一些情形中,當WTRU在所排程的PUCCH中發送HARQ碼簿時,WTRU不會丟棄HARQ碼簿,除非下一個所排程的PUCCH的屬性具有EDAI=0。這有助於WTRU確保gNB已經正確解碼之前發送的PUCCH且可以不需要再次重傳HARQ碼簿。 In some cases, when the WTRU sends a HARQ codebook in a scheduled PUCCH, the WTRU will not discard the HARQ codebook unless the attribute of the next scheduled PUCCH has EDAI=0. This helps the WTRU to ensure that the gNB has correctly decoded the previously sent PUCCH and may not need to retransmit the HARQ codebook again.

第9圖是PUCCH資源指派在目前COT之外且來自之後COT的PUCCH被使用的範例性傳輸圖。在此範例中,可以有兩個COT 910及920。在901,gNB可以在理論的時槽n+3排程PUCCH,這可以在目前COT 910之外。如果PDCCH中的PDSCH至HARQ時序指示符欄位表明在所確定的目前COT末尾時間之外的時序實例,則WTRU可以推定所排程的PUCCH在目前COT 910之外。在902,如果WTRU確定出所排程的PUCCH落到目前COT的末尾之後,則WTRU可以不進行PUCCH傳輸、並可以針對即將來臨的傳輸保持未決的HARQ碼簿。在由gNB建立的後續COT 920中,當WTRU接收到具有EDAI(例如在DCI或RRC中被表明)的新PDCCH時,該PDCCH具有針對COT 920 的時槽j+2的排程PUCCH的屬性。在904,WTRU可以在新排程的PUCCH中發送未決的HARQ碼簿以及任一新碼簿(即,聚合HARQ ACK)。在新COT中的第一PDCCH/DCI中,gNB可以設定EDAI=TBD1,類似於第8圖中的範例,用於向WTRU表明期望與任一新形成的HARQ碼簿一起傳輸未決的HARQ碼簿。注意箭頭示出了針對PDSCH的每一者的HARQ ACK在時槽j+2中被發送。圖中未示出的,如果WTRU在後續COT中沒有接收到針對目前COT中對應PDSCH接收的新PDCCH,WTRU可以在較高層提供的PUCCH資源中傳輸相關聯的HARQ碼簿。 Figure 9 is an exemplary transmission diagram where the PUCCH resource assignment is outside the current COT and the PUCCH from the later COT is used. In this example, there can be two COTs 910 and 920. At 901, the gNB may schedule the PUCCH at theoretical time slot n+3, which may be outside the current COT 910. If the PDSCH to HARQ timing indicator field in the PDCCH indicates a timing instance outside the determined current COT end time, the WTRU may infer that the scheduled PUCCH is outside the current COT 910 . At 902, if the WTRU determines that the scheduled PUCCH falls after the end of the current COT, the WTRU may not perform PUCCH transmissions and may maintain a pending HARQ codebook for upcoming transmissions. In the subsequent COT 920 established by the gNB, when the WTRU receives a new PDCCH with EDAI (eg, indicated in DCI or RRC), the PDCCH has Attributes of the scheduled PUCCH for time slot j+2. At 904, the WTRU may send the pending HARQ codebooks and any new codebooks (ie, aggregated HARQ ACKs) in the newly scheduled PUCCH. In the first PDCCH/DCI in the new COT, the gNB may set EDAI=TBD1, similar to the example in Figure 8, to indicate to the WTRU that it wishes to transmit pending HARQ codebooks with any newly formed HARQ codebooks . Note that the arrows show that the HARQ ACK for each of the PDSCHs is sent in slot j+2. Not shown in the figure, if the WTRU does not receive a new PDCCH received for the corresponding PDSCH in the current COT in the subsequent COT, the WTRU may transmit the associated HARQ codebook in the PUCCH resource provided by the higher layer.

在一些實例中,如果WTRU在目前COT中偵測到PDCCH、但是DCI不包括PDSCH至HARQ時序指示符欄位,則WTRU可以認為gNB針對目前COT中對應PDSCH接收尚未向WTRU分配PUCCH資源。因此,WTRU可以在後續COT中在PUCCH資源上傳輸未決的HARQ碼簿,與第8圖以及第9圖的範例類似。在這種情況中,假定WTRU在目前COT內的時槽n中接收PDSCH,WTRU可以在後續COT中的時槽n+k內確定PUCCH資源,其中k是較高層、或後續COT中接收的DCI中的PDSCH至HARQ時序指示符欄位提供的時槽數量。 In some examples, if the WTRU detects a PDCCH in the current COT, but the DCI does not include the PDSCH to HARQ timing indicator field, the WTRU may consider that the gNB has not allocated PUCCH resources to the WTRU for the corresponding PDSCH reception in the current COT. Therefore, the WTRU may transmit pending HARQ codebooks on PUCCH resources in subsequent COTs, similar to the examples of Figures 8 and 9. In this case, assuming that the WTRU receives the PDSCH in slot n in the current COT, the WTRU may determine the PUCCH resource in slot n+k in the subsequent COT, where k is the higher layer, or DCI received in the subsequent COT The number of slots provided by the PDSCH to HARQ Timing Indicator field in .

在一些情況中,如果WTRU發現所排程的PUCCH落到目前COT的末尾之後,則WTRU可以在執行合適的LBT進程之後且COT已經結束之後傳輸PUCCH。即使COT持續時間已經期滿,WTRU仍然可以如在未授權通道中的任意裝置那樣傳輸其PUCCH(例如但是不受制於COT),然而,WTRU會必須執行LBT進程,該進程的類別取決於所排程的PUCCH在COT的末尾之後多長的時間。如果所排程的PUCCH在COT的末尾的16μs之內,則WTRU 可以傳輸具有Cat-1 LBT(其可以被認為與無LBT類似)的PUCCH。如果所排程的PUCCH在COT的末尾的25μs之內,則WTRU可以傳輸具有Cat-2 LBT(其可以稱為一次(one-shot)LBT)的PUCCH。如果所排程的PUCCH在COT的末尾的25μs之後,則WTRU可以傳輸具有Cat-3 LBT的PUCCH,且WTRU可以使用最高優先序等級來計算偵聽間隔。如果所排程的PUCCH在COT的末尾的25μs之後且WTRU要在PUCCH傳輸之後的被配置的授權資源內傳輸TB,則WTRU可以傳輸具有Cat-4 LBT的PUCCH。在上述的情況中,因為gNB可以需要WTRU重傳HARQ碼簿(即,藉由設定EDAI=TBD1),WTRU可以保持HARQ碼簿,直到gNB建立的下一個COT。 In some cases, if the WTRU finds that the scheduled PUCCH falls after the end of the current COT, the WTRU may transmit the PUCCH after performing an appropriate LBT procedure and after the COT has ended. Even if the COT duration has expired, the WTRU may still transmit its PUCCH as any device in the unlicensed channel (eg, but not subject to the COT), however, the WTRU may have to perform an LBT procedure, the type of which depends on the scheduled How long the process's PUCCH is after the end of the COT. If the scheduled PUCCH is within 16 μs of the end of the COT, the WTRU PUCCH with Cat-1 LBT (which can be considered similar to no LBT) may be transmitted. If the scheduled PUCCH is within 25 μs of the end of the COT, the WTRU may transmit the PUCCH with a Cat-2 LBT (which may be referred to as a one-shot LBT). If the scheduled PUCCH is 25 μs after the end of the COT, the WTRU may transmit the PUCCH with Cat-3 LBT, and the WTRU may use the highest priority level to calculate the listening interval. If the scheduled PUCCH is 25 μs after the end of the COT and the WTRU is to transmit the TB within the configured grant resources after the PUCCH transmission, the WTRU may transmit the PUCCH with Cat-4 LBT. In the above case, since the gNB may require the WTRU to retransmit the HARQ codebook (ie, by setting EDAI=TBD1), the WTRU may keep the HARQ codebook until the next COT established by the gNB.

如這裡所述,對於NR-U LBT程序中的成功操作,LBT可以是用於RAT間以及RAT內共存的有效方式。然而,LBT中的偵聽間隔是浪費的頻寬資源,並且調用LBT程序越頻繁,通道存取的效率就越低。因此,有益的是在COT中具有從DL到UL的一次切換,使得LBT程序可以被調用一次。gNB可以能夠用單切換點以在COT中針對WTRU排程DL/UL,其中沒有間隙或間隙非常小。如果有小於16μs間隙的LBT規則(可以在LBT類別-1中獲取),則規定有助於這一點,且如果間隙小於16μs,回應裝置(例如WTRU)不必執行任何偵聽間隔。例如,一些802.11技術可以利用此且回應站可以發送剛好在16μs持續時間的訊框的應答回應。因此,NR-U訊框結構可以被修改以用於COT中無LBT的這些有效率的共存情形,其中gNB可以在COT內定址多個WTRU。 As described herein, for successful operation in the NR-U LBT procedure, LBT can be an efficient way for inter-RAT as well as intra-RAT coexistence. However, the listening interval in LBT is a waste of bandwidth resources, and the more frequently the LBT procedure is called, the lower the efficiency of channel access. Therefore, it is beneficial to have one handover from DL to UL in the COT so that the LBT procedure can be invoked once. The gNB may be able to use a single switch point to schedule DL/UL for the WTRU in the COT with no or very small gaps. If there are LBT rules for gaps smaller than 16 [mu]s (which can be obtained in LBT category-1), the provisions help with this, and if the gap is smaller than 16 [mu]s, the echoing device (eg, WTRU) does not have to perform any listening interval. For example, some 802.11 technologies can take advantage of this and a replying station can send an acknowledgment reply in a frame of just 16 [mu]s duration. Therefore, the NR-U frame structure can be modified for these efficient coexistence scenarios without LBT in the COT, where the gNB can address multiple WTRUs within the COT.

作為參考,可以如下在SFI內表明和排程切換間隙(從DL到UL)“DL(WTRU1)、DL(WTRU2)、LBT、UL(WTRU1)、DL(WTRU3)、LBT、UL(WTRU2)、DL(WTRU1)、...”,其中,取決於參數集切換間隙可以是一個 OFDM符號,且間隙的持續時間可以大於16μs。在這樣的情況中,WTRU可以需要進行Cat-1 LBT以外的其他操作(例如,如果持續時間小於25μs,則WTRU可以執行Cat-2 LBT)。然而,執行LBT可以意味著WTRU必須在接收模式,儘管使用其基頻單元的限制部分,且意味著到WTRU成功完成LBT的時間,WTRU可以需要某切換時間來切換到傳輸模式。 For reference, handover gaps (from DL to UL) may be indicated and scheduled within the SFI as follows "DL(WTRU1), DL(WTRU2), LBT, UL(WTRU1), DL(WTRU3), LBT, UL(WTRU2), DL(WTRU1),..." where, depending on the parameter set, the switching gap may be a OFDM symbols, and the duration of the gap can be greater than 16 μs. In such a case, the WTRU may need to perform operations other than Cat-1 LBT (eg, if the duration is less than 25 μs, the WTRU may perform Cat-2 LBT). However, performing LBT may mean that the WTRU must be in receive mode despite using a limited portion of its baseband unit, and means that by the time the WTRU successfully completes the LBT, the WTRU may require some switching time to switch to transmit mode.

在一種場景中,gNB可以用不需要DL/UL切換間隙的方式排程多個WTRU。這可以是針對gNB的排程問題,因此DL符號被定址到第一WTRU以及接下來的UL符號用於第二WTRU。例如,排程可以是DL(WTRU1)、DL(WTRU2)、UL(WTRU1)、DL(WTRU3)、UL(WTRU2)、DL(WTRU1)、...。在此範例中,WTRU1可以被通知其即將來臨的UL傳輸並也被通知準備沒有間隙的UL傳輸。 In one scenario, the gNB may schedule multiple WTRUs in a manner that does not require DL/UL switching gaps. This may be a scheduling issue for the gNB, so the DL symbols are addressed to the first WTRU and the following UL symbols are for the second WTRU. For example, the schedule may be DL(WTRU1), DL(WTRU2), UL(WTRU1), DL(WTRU3), UL(WTRU2), DL(WTRU1), . . . In this example, WTRUl may be notified of its upcoming UL transmission and also be notified to prepare for UL transmissions without gaps.

一般來說,針對關於切換UL/DL的這些範例,可以故意忽略時槽邊界,然而可以理解UL符號可以位於時槽的最後一些符號。此外,DL及UL部分可以具有不同尺寸。此外,標記DL(WTRU1)可以表示例如在針對第一WTRU(即WTRU1)的時槽的開頭處的一或多個DL符號,其可以攜帶PDCCH及/或PDSCH資源。 In general, for these examples on switching UL/DL, slot boundaries can be deliberately ignored, however it is understood that UL symbols can be located in the last symbols of a slot. Furthermore, the DL and UL parts may have different sizes. Furthermore, the label DL (WTRU1) may represent, for example, one or more DL symbols at the beginning of the slot for the first WTRU (ie, WTRU1), which may carry PDCCH and/or PDSCH resources.

第10圖是WTRU檢查所排程的PUCCH資源的屬性且如果無LBT-PUCCH具有真值,則WTRU不會剛好在PUCCH之前執行任何偵聽間隔(即沒有間隙)的範例性傳輸圖。在1011,WTRU可以使用匹配RNTI以在PDCCH中檢查DCI中的所排程的PUCCH資源的屬性;這裡gNB可以向WTRU表明時槽n+3中的PUCCH,DAI=0,且無LBT-PUCCH=真。在1012,gNB可以向WTRU表明n+3時槽中的PUCCH,DAI=1,且無LBT-PUCCH=真。如果 無LBT-PUCCH具有真值,則WTRU可以推定針對即將來臨的PUCCH(即,時槽n+3)(具有相關聯的時間以及頻率屬性),剛好在PUCCH UL傳輸之前沒有間隙,因此WTRU可以剛好在PUCCH之前不需要執行任何偵聽間隔,如在1013所示。gNB可以排程PUCCH資源之前的DL符號,因此沒有DL通道被定址到WTRU。 Figure 10 is an example transmission diagram where the WTRU checks the properties of the scheduled PUCCH resources and if no LBT-PUCCH has a true value, the WTRU does not perform any listening interval (ie, no gaps) just before the PUCCH. At 1011, the WTRU may use the matching RNTI to check the properties of the scheduled PUCCH resources in the DCI in the PDCCH; here the gNB may indicate to the WTRU that PUCCH in slot n+3, DAI=0, and no LBT-PUCCH= real. At 1012, the gNB may indicate to the WTRU that PUCCH in slot n+3, DAI=1, and no LBT-PUCCH=true. if No LBT-PUCCH has a true value, then the WTRU may infer that for the upcoming PUCCH (ie, slot n+3) (with associated time and frequency attributes), there is no gap just before the PUCCH UL transmission, so the WTRU may just No listening interval needs to be performed before the PUCCH, as shown at 1013. The gNB may schedule DL symbols preceding the PUCCH resource, so no DL channel is addressed to the WTRU.

此外在1013,如果WTRU使用匹配RNTI以在PDCCH中找到DCI中的所排程的PUCCH資源,其中無LBT-PUCCH子欄位具有真值,則WTRU可以暫時重寫最近SFI的值(例如,僅針對PUCCH位於的時槽)並選擇在所排程的PUCCH之前的一或多個OFDM符號作為‘X’符號,在該符號期間WTRU從下鏈接收轉變到UL傳輸。WTRU可以在確定‘X’符號時重寫最近SFI值,使得gNB可以採取動態行為以針對WTRU排程PUCCH資源,這利用了Cat-1 LBT(例如,或在16μs時間段無LBT)的優勢。 Also at 1013, if the WTRU uses a matching RNTI to find the scheduled PUCCH resource in the DCI in the PDCCH, where no LBT-PUCCH subfield has a true value, the WTRU may temporarily overwrite the value of the most recent SFI (eg, only For the slot in which the PUCCH is located) and select one or more OFDM symbols preceding the scheduled PUCCH as the 'X' symbol during which the WTRU transitions from downlink reception to UL transmission. The WTRU may overwrite the most recent SFI value when determining the 'X' symbol, so that the gNB can take dynamic action to schedule PUCCH resources for the WTRU, which takes advantage of Cat-1 LBT (eg, or no LBT during the 16 μs period).

在另一場景中,gNB可以提供間隙間隔,其足夠讓WTRU執行25μs的LBT程序(例如一次LBT)並從DL切換到UL符號。排程可以是“DL(WTRU1)、DL(WTRU1)、DL(WTRU1)、DL(WTRU1)、LBT、UL(WTRU1)、...”,其中LBT持續時間超過一個或兩個OFDM符號(取決於參數集)。WTRU可以使用匹配RNTI以在PDCCH中檢查DCI中的所排程的PUCCH資源。如果一次LBT PUCCH具有TBD3值,則WTRU可以推定針對即將來臨的PUCCH(即,具有相關聯時間以及頻率屬性),剛好在PUCCH UL傳輸之前有一或多個符號的間隙,使得WTRU剛好在PUCCH之前且剛好在LBT成功的情況下可以準備切換之後執行25μs的偵聽間隔。如果WTRU使用匹配RNTI以在PDCCH中找到DCI中的所排程的PUCCH資源,其中無LBT-PUCCH子欄位具有值TBD3, 則WTRU可以暫時重寫最近SFI的值(例如僅針對PUCCH位於的時槽)並選擇在所排程的PUCCH之前的一或多個OFDM符號作為‘X’符號(見表3,例如D/X/U符號),在該符號期間WTRU可以從下鏈接收轉變到UL傳輸。然而,轉變可以是以剛好在轉變之前的25μs間隔期間成功的一次LBT為條件的。 In another scenario, the gNB may provide a gap interval that is sufficient for the WTRU to perform a 25 μs LBT procedure (eg, one LBT) and switch from DL to UL symbols. The schedule may be "DL(WTRU1), DL(WTRU1), DL(WTRU1), DL(WTRU1), LBT, UL(WTRU1), ...", where the LBT duration exceeds one or two OFDM symbols (depending on in the parameter set). The WTRU may use the matching RNTI to check the PDCCH for the scheduled PUCCH resources in the DCI. If an LBT PUCCH has a value of TBD3, the WTRU may infer that for the upcoming PUCCH (ie, with associated time and frequency attributes), there is a gap of one or more symbols just before the PUCCH UL transmission, such that the WTRU is just before the PUCCH and A listening interval of 25 μs is performed just after the handover can be prepared in case the LBT is successful. If the WTRU uses a matching RNTI to find the scheduled PUCCH resource in the DCI in the PDCCH, where the No LBT-PUCCH subfield has a value of TBD3, The WTRU may then temporarily overwrite the value of the most recent SFI (eg only for the slot in which the PUCCH is located) and select one or more OFDM symbols preceding the scheduled PUCCH as the 'X' symbol (see Table 3, eg D/X /U symbol) during which the WTRU may transition from downlink reception to UL transmission. However, the transition may be conditional on a successful LBT during the 25 μs interval just before the transition.

在NR中所配置的授權(GC)或免授權傳輸中,WTRU可以被配置為以(即RRC配置的)免授權資源序列並以多達K=(1,2,4,8)次重複來傳輸TB。在NR-U中有類似或相同的免授權程序,其中關於通道存取以及相關LBT程序的一些WTRU行為需要被修改。當gNB已經建立具有一些免授權資源的COT時,WTRU可以在該gNB建立的COT內開始免授權傳輸。針對COT內的免授權資源,WTRU可以執行LBT程序以存取資源。 In grant (GC) or grant-free transmissions configured in NR, the WTRU may be configured to repeat up to K=(1,2,4,8) times in a sequence of (ie, RRC-configured) grant-free resources Transfer TB. There are similar or identical grant-free procedures in NR-U, where some WTRU behavior with respect to channel access and related LBT procedures needs to be modified. When the gNB has established a COT with some license-free resources, the WTRU may start a license-free transmission within the COT established by the gNB. For unlicensed resources within the COT, the WTRU may perform LBT procedures to access the resources.

在範例中,WTRU可以執行LBT程序(例如LBT Cat-2、3或4)一次,例如剛好在WTRU嘗試存取的第一免授權資源之前,且然後如果LBT程序成功,則WTRU可以在具有無LBT(即LBT Cat-1)或一次LBT(LBT Cat-2)或LBT Cat-3的COT內存取其餘的免授權資源。取決於K值,WTRU可能在沒有完成TB的K次重複(即如在K重複免授權UL傳輸中指定的)就達到COT的末尾。 In an example, the WTRU may perform an LBT procedure (eg, LBT Cat-2, 3, or 4) once, eg, just before the first unlicensed resource that the WTRU attempts to access, and then if the LBT procedure is successful, the WTRU may LBT (ie LBT Cat-1) or one LBT (LBT Cat-2) or LBT Cat-3 within the COT to access the rest of the license-free resources. Depending on the value of K, the WTRU may reach the end of the COT without completing K repetitions of the TB (ie, as specified in the K repetition grant-exempt UL transmission).

在一範例中,WTRU可以在COT之外存取第一免授權資源之前執行更強健的LBT Cat-4,且針對在COT之外存取後續免授權資源,WTRU可以執行無LBT或Cat-1。 In one example, the WTRU may perform the more robust LBT Cat-4 prior to accessing the first unlicensed resource outside the COT, and for accessing subsequent unlicensed resources outside the COT, the WTRU may perform no LBT or Cat-1 .

在一個範例中,WTRU可以在COT之外存取第一免授權資源之前執行LBT Cat-3,且針對在COT之外存取後續免授權資源,WTRU可以執行無LBT或一次LBT。 In one example, the WTRU may perform LBT Cat-3 prior to accessing the first unlicensed resource outside the COT, and for accessing subsequent unlicensed resources outside the COT, the WTRU may perform no LBT or one LBT.

在一範例中,gNB可以配置或可以指示WTRU,使得WTRU在COT之外存取第一以及每個後續免授權資源之前執行一次LBT程序(Cat-1)。 In one example, the gNB may configure or may instruct the WTRU to perform an LBT procedure (Cat-1) once before the WTRU accesses the first and each subsequent license-free resource outside the COT.

在範例中,WTRU可以限制COT之外的資源上的傳輸。 In an example, the WTRU may restrict transmissions on resources other than COT.

如這裡所述,在NR-U傳輸中可以有WTRU需要在原始COT之外進行傳輸且需要多於一個COT的情況。如果有多於一個COT,WTRU可以需要在另一COT中發送應答並調整爭用視窗。 As described herein, there may be situations in NR-U transmissions where the WTRU needs to transmit beyond the original COT and requires more than one COT. If there is more than one COT, the WTRU may need to send an acknowledgement in another COT and adjust the contention window.

例如因為資料傳輸在COT1中以及應答傳輸可以在COT2中,應答的傳輸可以被延遲到單獨的COT。在這種情況中,應答傳輸可以在成功的LBT之後。在一種實例中,HARQ碼簿的接收也可以需要應答,例如WTRU執行LBT並在UL時槽中傳輸UL應答。gNB需要在隨後的DL時槽中確認應答的接收。以這種方式,WTRU可以知道傳輸是否成功,並因此WTRU可以相應地為下一個LBT調整其爭用視窗。 For example, because the data transmission is in COT1 and the reply transmission can be in COT2, the transmission of the reply can be delayed to a separate COT. In this case, the acknowledgment transmission may follow a successful LBT. In one example, receipt of the HARQ codebook may also require an acknowledgement, eg, the WTRU performs LBT and transmits the UL acknowledgement in the UL slot. The gNB needs to acknowledge receipt of the acknowledgment in the subsequent DL slot. In this way, the WTRU can know if the transmission was successful and therefore the WTRU can adjust its contention window accordingly for the next LBT.

在ACK在單獨的COT的範例中,來自WTRU的UL應答傳輸可以是基於輪詢的。為了改善效率,可以使用群組輪詢機制。 In the example where the ACK is in a separate COT, the UL acknowledgement transmission from the WTRU may be poll based. To improve efficiency, a group polling mechanism can be used.

在ACK在單獨的COT的範例中,gNB可以執行LBT以獲取通道,然後gNB可以向一或多個WTRU傳輸用於應答輪詢的群組公共DCI。可以為來自多個WTRU的應答傳輸分配頻率/時間資源集合。WTRU可以接收群組公共DCI並且具有一或多個UL應答要傳輸、並可以使用分配的頻率/時間資源來傳輸應答。WTRU可以在其UL傳輸之前執行固定持續時間的LBT,或WTRU可以不需要執行LBT並就在分配的資源中進行傳輸。在一個實例中,WTRU可以隨機選擇一或多個資源用於傳輸。 In the example where the ACK is in a separate COT, the gNB may perform LBT to acquire the channel, and then the gNB may transmit the group common DCI to one or more WTRUs to acknowledge the poll. A set of frequency/time resources may be allocated for acknowledgement transmissions from multiple WTRUs. The WTRU may receive the group common DCI and have one or more UL acknowledgements to transmit and may transmit the acknowledgements using the allocated frequency/time resources. The WTRU may perform a fixed duration LBT prior to its UL transmission, or the WTRU may not need to perform LBT and just transmit in the allocated resources. In one example, the WTRU may randomly select one or more resources for transmission.

在ACK在單獨的COT的範例中,gNB可以執行LBT以獲取通道,然後gNB可以向一組WTRU傳輸用於應答輪詢的一組DCI。可以為來自多個WTRU的應答傳輸分配頻率/時間資源集合。WTRU可以接收群組公共DCI並有一或多個UL應答要傳輸、並可以使用分配的頻率/時間資源來傳輸應答。在一個實例中,WTRU可以隨機選擇一或多個資源用於傳輸。 In the paradigm where the ACK is in a separate COT, the gNB may perform LBT to acquire the channel, and then the gNB may transmit a set of DCIs to a set of WTRUs to acknowledge the poll. A set of frequency/time resources may be allocated for acknowledgement transmissions from multiple WTRUs. The WTRU may receive the group common DCI with one or more UL acknowledgements to transmit, and may transmit the acknowledgements using the allocated frequency/time resources. In one example, the WTRU may randomly select one or more resources for transmission.

第11圖是針對由於要傳輸的應答的累積數量導致的爭用視窗調整的範例性程序。 FIG. 11 is an exemplary procedure for contention window adjustment due to the cumulative number of acknowledgments to transmit.

一般來說,NR-U中的應答傳輸可以需要執行LBT。裝置可能由於LBT失敗而不能進行傳輸,或裝置可以傳輸應答但由於衝突該傳輸可能失敗。在這種情況中,裝置可以等待媒體/通道再次可用並執行LBT。如果傳輸失敗,裝置可以需要增加爭用視窗尺寸,因此可以提取更大的隨機後移值。然而,延遲的應答傳輸可能帶來延遲的資料傳輸並產生擁塞的通道。為了解決這個問題,如果有累積的應答,裝置可以減小爭用視窗尺寸或減小剩餘後移持續時間。在這個情況中,裝置可以針對應答傳輸而具有單獨的隨機後移程序。 In general, acknowledgment transmissions in NR-U may require LBT to be performed. The device may be unable to transmit due to LBT failure, or the device may transmit an acknowledgement but the transmission may fail due to a collision. In this case, the device can wait for the media/channel to become available again and perform LBT. If the transmission fails, the device may need to increase the contention window size so a larger random back-off value may be extracted. However, delayed acknowledgment transmission may result in delayed data transmission and congested channels. To address this, the device may reduce the contention window size or reduce the remaining backoff duration if there are accumulated replies. In this case, the device may have a separate random backoff procedure for acknowledgment transmissions.

如第11圖所示,在1102,WTRU可以確定爭用視窗尺寸CWp,其中CW min

Figure 108128189-A0305-02-0050-25
CW p
Figure 108128189-A0305-02-0050-26
CW max ,以及CW min 以及CW max 可以是被預定義/預定或傳訊的。在1104,WTRU可以提取用於應答傳輸的隨機後移數,R
Figure 108128189-A0305-02-0050-27
[0,CW p ]。在1106,WTEU可以偵測到信號能量等級在固定持續時間內低於預定義臨界值,以及WTRU可以具有未決的ACK/NACK。在1108,WTRU可以檢查是否R>0。 As shown in FIG. 11, at 1102, the WTRU may determine the contention window size CWp, where CW min
Figure 108128189-A0305-02-0050-25
CW p
Figure 108128189-A0305-02-0050-26
CW max , as well as CW min and CW max may be predefined/predetermined or signaled. At 1104, the WTRU may extract a random backshift number for the acknowledgement transmission, R
Figure 108128189-A0305-02-0050-27
[0, CW p ]. At 1106, the WTEU may detect that the signal energy level is below a predefined threshold for a fixed duration, and the WTRU may have ACK/NACK pending. At 1108, the WTRU may check if R>0.

如果R大於0,則在1110,WTRU可以在T時間時槽繼續監視通道/媒體。如果通道在該時間時槽期間是空閒的,則在1114,WTRU可以設定R=R-1。如果不是空閒的,則在1112,WTRU可以檢查要被傳輸的累積應答的 數量N ack ,且WTRU可以設定R=f(R,N ack )。函數f可以是預定義或預定的。在一個範例中,

Figure 108128189-A0305-02-0051-21
。WTRU可以保持更新的R值並繼續監視通道。 If R is greater than 0, then at 1110, the WTRU may continue to monitor the channel/media for the T time slot. If the channel is free during the time slot, then at 1114, the WTRU may set R=R-1. If not, then at 1112, the WTRU may check the number of accumulated acknowledgments, Nack , to be transmitted, and the WTRU may set R = f ( R, Nack ). The function f can be predefined or predetermined. In one example,
Figure 108128189-A0305-02-0051-21
. The WTRU may maintain the updated R value and continue to monitor the channel.

如果R不大於0(即,R達到0),則在1116,WTRU可以向gNB傳輸ACK/NACK。在1118,WTRU可以知道/確定傳輸的ACK/NACK是否成功。如果成功,則在1020,WTRU可以設定CW p =CW min 並為下一個ACK/NACK傳輸提取新的隨機後移數(在1104)。如果ACK/NACK的傳輸不成功,則在1112,WTRU可以調整剩餘隨機後移值R。WTRU可以設定R=f(R,N ack )。 If R is not greater than 0 (ie, R reaches 0), then at 1116, the WTRU may transmit an ACK/NACK to the gNB. At 1118, the WTRU may know/determine whether the transmitted ACK/NACK was successful. If successful, at 1020, the WTRU may set CW p = CW min and extract a new random backshift number for the next ACK/NACK transmission (at 1104). If the transmission of the ACK/NACK was unsuccessful, then at 1112, the WTRU may adjust the remaining random backshift value R. The WTRU may set R= f ( R, Nack ).

在第11圖的範例性過程中,WTRU可以具有為應答累積數保存的N ack 。在WTRU側維持N ack 的方式可以與實施有關。例如,一旦WTRU接收到與至WTRU的PDSCH傳輸對應的有效DCI,則WTRU可以將N ack 的數量增加1。一旦WTRU注意到先前的應答傳輸成功,則WTRU可以重設值N ack 。例如,WTRU可以設定

Figure 108128189-A0305-02-0051-22
,其中
Figure 108128189-A0305-02-0051-28
可以是之前成功傳輸的應答的數量。 In the exemplary process of FIG. 11, the WTRU may have Nack stored for the Acknowledgement Accumulation. The manner in which the N ack is maintained on the WTRU side may be implementation dependent. For example, once the WTRU receives a valid DCI corresponding to a PDSCH transmission to the WTRU, the WTRU may increase the number of N acks by one. The WTRU may reset the value Nack once the WTRU notices that the previous acknowledgement transmission was successful. For example, the WTRU may set
Figure 108128189-A0305-02-0051-22
,in
Figure 108128189-A0305-02-0051-28
Can be the number of previously successfully transmitted acknowledgments.

如這裡所述,在NR-U傳輸中,在執行成功LBT程序之後,WTRU或gNB可以繼續在未授權通道中傳輸最大持續時間。在一些情況中,有必要共用COT。當例如WTRU或gNB之類的裝置在未授權通道中開始COT時,還可能的是與另一裝置(例如分別gNB或WTRU)共用COT,其中該第二裝置在COT期間傳輸。例如,如果gNB開始並“擁有”COT(即,gNB擁有的COT),其可以與一或多個WTRU共用該COT,或如果WTRU開始並“擁有”COT(即WTRU擁有的COT),其可以與其gNB共用COT。為了在未授權通道中更好 共存以及更有效率傳輸及接收,COT共用可以受限於一些規則。NR-U中使用COT共用可以實現在未授權通道中更好共存以及更有效率傳輸及接收。 As described herein, in NR-U transmissions, the WTRU or gNB may continue to transmit in the unlicensed channel for a maximum duration after performing a successful LBT procedure. In some cases it is necessary to share the COT. When a device such as a WTRU or gNB starts a COT in an unlicensed channel, it is also possible to share the COT with another device (eg, a gNB or WTRU, respectively) that transmits during the COT. For example, if the gNB starts and "owns" the COT (ie, the COT owned by the gNB), it may share the COT with one or more WTRUs, or if the WTRU starts and "owns" the COT (ie, the COT owned by the WTRU), it may Share COT with its gNB. for better in unauthorized channel Coexistence and more efficient transmission and reception, COT sharing can be limited by some rules. The use of COT sharing in NR-U enables better coexistence in unlicensed channels and more efficient transmission and reception.

在所配置的授權(CG)或免授權傳輸中,WTRU可以執行LBT程序(例如LBT CAT-3或CAT-4)、並建立COT,其中LBT程序與優先序等級相關聯。WTRU可以使用CG傳輸規則向其gNB傳輸其未決的一或多個TB。然後WTRU可以與gNB共用其COT(WTRU的WTRU擁有的COT)。gNB可以使用該共用的COT用於一些目的。例如,gNB可以向WTRU發送CG-DFI,其攜帶針對緊接在前的一或多個TB傳輸的HARQ回饋,或在建立COT之前的一或多個TB傳輸。gNB也可以向相同WTRU或一或多個其他WTRU傳輸一或多個TB。 In a configured grant (CG) or grant-free transmission, the WTRU may execute LBT procedures (eg, LBT CAT-3 or CAT-4), where the LBT procedures are associated with a priority level, and establish a COT. The WTRU may transmit its pending TB or TBs to its gNB using the CG transmission rules. The WTRU may then share its COT (WTRU's WTRU-owned COT) with the gNB. The gNB may use this shared COT for some purposes. For example, the gNB may send a CG-DFI to the WTRU that carries HARQ feedback for one or more TB transmissions immediately preceding, or one or more TB transmissions prior to establishing the COT. The gNB may also transmit one or more TBs to the same WTRU or one or more other WTRUs.

針對更有效率的COT共用,WTRU可以向gNB表明COT的屬性。這些屬性可以由WTRU在最後一個或最後一些CG PUCCH傳輸中發送給gNB,這些屬性可能被攜帶在CG-UCI中。在CG-UCI中攜帶的COT屬性可以包含以下:COT的持續時間(例如,持續時間中斷,例如總持續時間、預期由擁有COT的WTRU使用的持續時間、及/或COT的其餘部分);建立COT所針對的存取類別(AC)或存取優先序等級;是否允許gNB針對至其他WTRU的DL傳輸使用COT;及/或是否允許gNB使用COT來排程針對其他WTRU的UL傳輸。 For more efficient COT sharing, the WTRU may indicate the properties of the COT to the gNB. These attributes may be sent by the WTRU to the gNB in the last or some of the last CG PUCCH transmissions, and these attributes may be carried in the CG-UCI. COT attributes carried in the CG-UCI may include the following: duration of the COT (eg, duration interruption, eg, total duration, duration expected to be used by the WTRU owning the COT, and/or the rest of the COT); establishment The access class (AC) or access priority level for which the COT is intended; whether the gNB is allowed to use the COT for DL transmissions to other WTRUs; and/or whether the gNB is allowed to use the COT to schedule UL transmissions to other WTRUs.

當gNB在WTRU共用的COT中開始傳輸時,gNB可以向其他WTRU通告COT屬性。(WTRU共用的)COT屬性可以是gNB在COT的開頭時發送及/或在COT的後續時槽的開頭時重發的COT屬性的部分。gNB可以在COT開頭或在共用傳輸的開頭發送COT屬性。 When the gNB begins transmission in the COT shared by the WTRUs, the gNB may advertise the COT attributes to other WTRUs. The COT attribute (common to WTRUs) may be part of the COT attribute sent by the gNB at the beginning of the COT and/or retransmitted at the beginning of subsequent slots of the COT. The gNB may send COT attributes at the beginning of the COT or at the beginning of a common transmission.

可以在兩個或更多WTRU間執行COT共用(例如,兩個WTRU參與至其gNB的CG傳輸)。例如,WTRU1可以開始COT並在CG PUSCH中傳輸其未決的一或多個TB。然後WTRU2可以使用相同的COT來傳輸其自己的CG PUSCH。然而,WTRU2可以需要被通知WTRU1擁有的COT。在一種方式中,WTRU1可以向gNB發送其COT屬性,這表明其他WTRU可以使用COT的其餘部分。然後gNB在群組公共(GC)PDCCH中向其他WTRU通告該COT屬性。 COT sharing may be performed between two or more WTRUs (eg, two WTRUs participating in CG transmissions to their gNBs). For example, WTRU1 may start the COT and transmit its pending TB or TBs in the CG PUSCH. WTRU2 may then use the same COT to transmit its own CG PUSCH. However, WTRU2 may need to be notified of the COT owned by WTRU1. In one approach, WTRU1 may send its COT attributes to the gNB, which indicates that other WTRUs may use the rest of the COT. The gNB then advertises the COT attribute to other WTRUs in the Group Common (GC) PDCCH.

WTRU建立的COT可以是針對CG或自發上鏈(AUL)傳輸。當此COT與gNB共用時,可以在CG(或AUL)與所排程或基於授權的UL傳輸之間使用共用的COT。例如,gNB可以使用WTRU1擁有的COT來排程針對WTRU2的基於授權(或所排程的UL)。然而,為此,gNB可以需要知道WTRU2有未決的一或多個TB用於傳輸。在一些情況中,gNB可以在之前或緊接在前的COT中已經接收到WTRU的排程請求(SR)、及/或沒時間或排程資源來排程該COT中用於WTRU的UL傳輸。替代地,gNB可以在gNB開始使用共用COT之後的第一個或前一些時槽中排程針對所有WTRU的SR資源,其中SR資源可以用於向gNB表明其具有未決的一或多個TB。在從WTRU接收到SR之後,gNB可以在共用的WTRU1擁有的共用COT的其餘部分中排程UL。 The COT established by the WTRU may be for CG or spontaneous uplink (AUL) transmissions. When this COT is shared with the gNB, a shared COT can be used between the CG (or AUL) and scheduled or grant-based UL transmissions. For example, the gNB may use the COT owned by WTRUl to schedule grant-based (or scheduled UL) for WTRU2. However, for this, the gNB may need to know that WTRU2 has one or more TBs pending for transmission. In some cases, the gNB may have received the WTRU's scheduling request (SR) in the previous or immediately preceding COT, and/or have no time or scheduling resources to schedule UL transmissions for the WTRU in the COT . Alternatively, the gNB may schedule SR resources for all WTRUs in the first or previous time slots after the gNB starts using the common COT, where the SR resources may be used to indicate to the gNB that it has one or more TBs pending. After receiving the SR from the WTRU, the gNB may schedule the UL in the remainder of the shared COT owned by shared WTRUl.

當WTRU要與其gNB共用其擁有的COT時,WTRU可以執行一或多個動作以確保gNB能夠在監管規則所限定的間隙內開始其下鏈傳輸(例如,間隙可以是25μs的持續時間)。如果gNB在此間隙內開始傳輸,則可以在監管規則內執行COT共用。否則,如果gNB不能在該間隙的持續時間內開始傳輸,則gNB可以必須在能夠傳輸之前經過完整的LBT程序(CAT3或CAT4)。為 了增加gNB成功使用WTRU擁有的共用COT的機會,WTRU可以執行這些一或多個動作。 When a WTRU is to share its owned COT with its gNB, the WTRU may perform one or more actions to ensure that the gNB can begin its downlink transmission within a gap defined by the regulatory rules (eg, the gap may be 25 μs in duration). If the gNB starts transmission within this gap, COT sharing can be performed within the regulatory rules. Otherwise, if the gNB cannot start transmitting within the duration of the gap, the gNB may have to go through a full LBT procedure (CAT3 or CAT4) before being able to transmit. for The WTRU may perform one or more of these actions in order to increase the chances that the gNB will successfully use the common COT owned by the WTRU.

一種這樣的動作可以是WTRU擴展一個或一些最後符號的循環前綴(CP)以對齊在下一個時槽開始之前或gNB能夠開始微時槽的下一個時機開始之前監管持續時間(例如,25μs)內的其傳輸的末尾。注意WTRU可以例如在CG-UCI中提前向gNB表明該CP擴展。 One such action may be for the WTRU to extend the Cyclic Prefix (CP) of one or some of the last symbols to align within the policing duration (eg, 25 μs) before the start of the next slot or the start of the next opportunity where the gNB can start the micro slot. the end of its transmission. Note that the WTRU may indicate this CP extension to the gNB in advance, eg, in the CG-UCI.

一種這樣的動作可以是WTRU在下一個時槽開始之前或在gNB能夠開始微時槽的下一個時機開始之前在監管持續時間(例如25μs)內的時槽的最後一個或一些符號中傳輸探測參考信號(SRS)。 One such action may be for the WTRU to transmit a sounding reference signal in the last symbol or symbols of a time slot within the supervised duration (eg 25 μs) before the start of the next time slot or before the start of the next opportunity where the gNB can start a mini-slot (SRS).

在COT屬性中,來自已經獲取COT的WTRU的一些測量也可以被報告(例如,RSSI、參考信號接收功率(RSRP)等)。可以在WTRU集合以及gNB間優先COT共用,其中在它們之間一個裝置用作主要(或主)節點以及其他裝置是輔助(或從)節點。 In the COT attributes, some measurements from WTRUs that have acquired COT may also be reported (eg, RSSI, Reference Signal Received Power (RSRP), etc.). COT sharing may be prioritized between sets of WTRUs and gNBs, where one device acts as a primary (or master) node and the other device is a secondary (or slave) node between them.

第12圖是基礎COT共用的範例性傳輸圖。一般來說,基礎COT共用可以用在WTRU具有低訊務負載的場景中或在隱藏節點問題不太明顯的較低密度的情形中。在第12圖中,每個方塊可以代表一或多個時槽。COT持續時間1220可以包括WTRU1 COT 1222以及COT共用部分1224。初始地在1201,WTRU可以藉由執行LBT以獲取COT(例如以在預先配置的CG/免授權資源中傳輸)。在獲取之後的第一傳輸上,WTRU可以將COT屬性以及與WTRU CG傳輸有關的其他屬性傳輸給gNB(在1202)。這些屬性可以被攜帶在於PUSCH上多工的UCI上。PUSCH傳輸一完成,在1203,gNB可以接管COT(即共用該COT),其中以下的一者或多者可以發生:gNB在GC-PDCCH中通告COT 屬性(也在1203);在1204,gNB傳輸具有WTRU分配的PDCCH;在1205,gNB/WTRU基於PDCCH分配傳輸PDSCH/PUSCH;及/或在1206,gNB/WTRU基於接收到的PDSCH/PUSCH來傳輸PUCCH/PDSCH(即針對ACK)。 Figure 12 is an exemplary transmission diagram for base COT sharing. In general, base COT sharing may be used in scenarios where the WTRU has a low traffic load or in lower density situations where the hidden node problem is less pronounced. In Figure 12, each square may represent one or more time slots. The COT duration 1220 may include the WTRU1 COT 1222 and the COT common portion 1224. Initially at 1201, the WTRU may acquire COT by performing LBT (eg, for transmission in preconfigured CG/license-free resources). On the first transmission after acquisition, the WTRU may transmit the COT attributes and other attributes related to the WTRU CG transmission to the gNB (at 1202). These attributes may be carried on UCI multiplexed on PUSCH. Once the PUSCH transmission is complete, at 1203, the gNB may take over the COT (ie share the COT), where one or more of the following may occur: The gNB advertises the COT in the GC-PDCCH attributes (also at 1203); at 1204 the gNB transmits the PDCCH with the WTRU allocation; at 1205 the gNB/WTRU transmits the PDSCH/PUSCH based on the PDCCH allocation; and/or at 1206 the gNB/WTRU transmits based on the received PDSCH/PUSCH PUCCH/PDSCH (ie for ACK).

替代地,COT共用程序可以包括其他步驟以限制隱藏節點的影響。第13圖是限制隱藏節點影響的COT共用的範例性傳輸圖。COT持續時間1320可以包括WTRU1 COT 1322以及COT共用部分1324。初始地,在1301,WTRU可以基於LBT來獲取COT(例如以在預先配置的CG/免授權資源中傳輸)。在1302,在獲取之後的第一傳輸上,WTRU可以向gNB傳輸COT屬性。這些COT屬性可以由使UCI在PUSCH上被多工的短傳輸塊、由短PUCCH或由在PUCCH上使用UCI的經修改的SR來攜帶。在gNB處接收到WTRU COT屬性時,gNB可以傳輸共用的COT屬性(在1303),其中這些屬性可以是WTRU請求的準確COT屬性、或可以是WTRU請求的COT屬性的經修改集合,其包括WTRU的保留屬性以及其他共用的COT屬性。在1304,WTRU然後可以在PUSCH中向gNB傳輸其期望的資料。在PUSCH傳輸完成時,gNB可以接管COT,其中gNB可以傳輸具有WTRU分配的PDCCH(1305),gNB/WTRU可以基於PDCCH分配來傳輸PDSCH/PUSCH(1306),及/或gNB/WTRU基於接收的PDSCH/PUSCH來傳輸PUCCH/PDSCH(針對ACK)。 Alternatively, the COT sharing procedure may include other steps to limit the influence of hidden nodes. Figure 13 is an exemplary transmission diagram for COT sharing limiting the influence of hidden nodes. The COT duration 1320 may include the WTRU1 COT 1322 and the COT common portion 1324. Initially, at 1301, the WTRU may acquire the COT based on the LBT (eg, to transmit in a pre-configured CG/license-free resource). At 1302, on a first transmission after acquisition, the WTRU may transmit the COT attribute to the gNB. These COT attributes may be carried by short transport blocks that cause UCI to be multiplexed on PUSCH, by short PUCCH, or by modified SR using UCI on PUCCH. Upon receipt of the WTRU COT attributes at the gNB, the gNB may transmit the common COT attributes (at 1303), where these attributes may be the exact COT attributes requested by the WTRU, or may be a modified set of COT attributes requested by the WTRU, including the WTRU reserved attributes and other common COT attributes. At 1304, the WTRU may then transmit its desired data to the gNB in the PUSCH. When the PUSCH transmission is complete, the gNB may take over the COT, where the gNB may transmit the PDCCH with the WTRU assignment (1305), the gNB/WTRU may transmit the PDSCH/PUSCH based on the PDCCH assignment (1306), and/or the gNB/WTRU may transmit the PDSCH based on the received PDSCH /PUSCH to transmit PUCCH/PDSCH (for ACK).

雖然以上以特定組合描述特徵以及要素,然而本領域中具有通常知識者將理解,每個特徵或要素能夠單獨使用或與其他特徵以及要素以任何組合來使用。此外,這裡描述的方法可以在結合在電腦可讀媒體中的電腦程式、軟體及/或韌體中實現,以由電腦及/或處理器執行。電腦可讀媒體的範例包括但不限於電子信號(經由有線及/或無線連接傳輸)及/或電腦可讀儲存媒體。電腦 可讀儲存媒體的範例包括但不限於唯讀記憶體(ROM)、隨機存取記憶體(RAM)、暫存器、快取記憶體、半導體記憶體裝置、磁性媒體(例如,內部硬碟以及可移磁片)、磁光媒體和光學媒體(例如CD-ROM光碟及/或數位多功能光碟(DVD))。與軟體相關聯的處理器可用於實現用於WTRU、UE、終端、基地台、RNC及/或任何主機電腦的射頻收發器。 Although features and elements are described above in specific combinations, one of ordinary skill in the art would understand that each feature or element can be used alone or in any combination with other features and elements. Furthermore, the methods described herein can be implemented in computer programs, software and/or firmware incorporated in a computer-readable medium for execution by a computer and/or processor. Examples of computer-readable media include, but are not limited to, electronic signals (transmitted over wired and/or wireless connections) and/or computer-readable storage media. computer Examples of readable storage media include, but are not limited to, read only memory (ROM), random access memory (RAM), scratchpad memory, cache memory, semiconductor memory devices, magnetic media (eg, internal hard drives and removable disks), magneto-optical media, and optical media such as CD-ROMs and/or Digital Versatile Discs (DVDs). The processor associated with the software may be used to implement a radio frequency transceiver for the WTRU, UE, terminal, base station, RNC, and/or any host computer.

801:時間 801: Time

810、820:通道佔用時間(COT) 810, 820: Channel Occupancy Time (COT)

DAI:下鏈指派指示符 DAI: Downlink Assignment Indicator

EDAI:增強下鏈指派指示符 EDAI: Enhanced Downlink Assignment Indicator

LBT:先聽候送 LBT: first listen and wait

PDCCH:實體下鏈控制通道 PDCCH: Entity Downlink Control Channel

PDSCH:實體下鏈共用通道 PDSCH: Entity downlink shared channel

PUCCH:實體上鏈控制通道 PUCCH: Physical Uplink Control Channel

Claims (14)

一種由一無線傳輸接收單元(WTRU)執行的方法,該方法包括:在一第一實體下鏈控制通道(PDCCH)上接收針對一第一實體下鏈共用通道(PDSCH)傳輸的一第一控制資訊,以及其中該第一控制資訊更包括一第一HARQ回饋時序指示符;基於該第一HARQ回饋時序指示符的一值,確定不發送針對該第一PDSCH傳輸的一第一HARQ回饋;在一第二PDCCH上接收針對一第二PDSCH傳輸的一第二控制資訊;以及基於該第二控制資訊,發送一HARQ回饋,該HARQ回饋包括與針對該第二PDSCH傳輸的一第二HARQ回饋組合的針對該第一PDSCH傳輸的該第一HARQ回饋。 A method performed by a wireless transmit receive unit (WTRU), the method comprising: receiving a first control for a first physical downlink shared channel (PDSCH) transmission on a first physical downlink control channel (PDCCH) information, and wherein the first control information further includes a first HARQ feedback timing indicator; based on a value of the first HARQ feedback timing indicator, determining not to send a first HARQ feedback for the first PDSCH transmission; at Receive a second control information for a second PDSCH transmission on a second PDCCH; and send a HARQ feedback based on the second control information, the HARQ feedback including combining with a second HARQ feedback for the second PDSCH transmission the first HARQ feedback for the first PDSCH transmission. 如申請專利範圍第1項所述的方法,其中該第二控制資訊包括一第二HARQ回饋時序指示符。 The method of claim 1, wherein the second control information includes a second HARQ feedback timing indicator. 如申請專利範圍第1項所述的方法,其中針對該第一以及第二PDSCH傳輸的該HARQ回請是基於一第二HARQ回饋時序指示符所表明的時序而被發送。 The method of claim 1, wherein the HARQ feedback for the first and second PDSCH transmissions is sent based on a timing indicated by a second HARQ feedback timing indicator. 如申請專利範圍第1項所述的方法,其中針對該第一以及第二PDSCH傳輸的該HARQ回饋是在該第二控制資訊中表明的一實體上鏈控制通道(PUCCH)資源上被發送。 The method of claim 1, wherein the HARQ feedback for the first and second PDSCH transmissions is sent on a physical uplink control channel (PUCCH) resource indicated in the second control information. 如申請專利範圍第1項所述的方法,其中該第一HARQ回請時序指示符是一第一PDSCH至HARQ時序指示符,以及一第二HARQ回饋時序指示符是一第二PDSCH至HARQ時序指示符。 The method of claim 1, wherein the first HARQ callback timing indicator is a first PDSCH-to-HARQ timing indicator, and a second HARQ feedback timing indicator is a second PDSCH-to-HARQ timing indicator indicator. 如申請專利範圍第1項所述的方法,其中該第二控制資訊包括一PDSCH傳輸群組的一指示以包括在該HARQ回饋中,其中該PDSCH傳輸群組包括該第一PDSCH傳輸以及該第二PDSCH傳輸。 The method of claim 1, wherein the second control information includes an indication of a PDSCH transmission group to include in the HARQ feedback, wherein the PDSCH transmission group includes the first PDSCH transmission and the first PDSCH transmission Two PDSCH transmissions. 如申請專利範圍第1項所述的方法,更包括在發送該HARQ回饋之前執行一先聽候送(LBT)。 The method as described in claim 1, further comprising performing a listen-to-wait (LBT) before sending the HARQ feedback. 一種無線傳輸接收單元(WTRU),該WTRU包括:一處理器,與一收發器操作耦合;該收發器,被配置以在一第一實體下鏈控制通道(PDCCH)上接收針對一第一實體下鏈共用通道(PDSCH)傳輸的一第一控制資訊,以及其中該第一控制資訊更包括一第一HARQ回饋時序指示符;該處理器被配置以基於該第一HARQ回饋時序指示符的一值來確定不發送針對該第一PDSCH傳輸的一第一HARQ回饋;該收發器被配置以在一第二PDCCH上接收針對一第二PDSCH傳輸的一第二控制資訊;以及該收發器被配置以:基於該第二控制資訊,發送一HARQ回饋,該HARQ回饋包括與針對該第二PDSCH傳輸的一第二HARQ回饋組合的針對該第一PDSCH傳輸的該第一HARQ回饋。 A wireless transmit receive unit (WTRU) comprising: a processor operatively coupled to a transceiver; the transceiver configured to receive messages directed to a first entity on a first entity downlink control channel (PDCCH) a first control information for downlink shared channel (PDSCH) transmission, and wherein the first control information further includes a first HARQ feedback timing indicator; the processor is configured to be based on a first HARQ feedback timing indicator value to determine not to send a first HARQ feedback for the first PDSCH transmission; the transceiver is configured to receive a second control information for a second PDSCH transmission on a second PDCCH; and the transceiver is configured to: send a HARQ feedback based on the second control information, the HARQ feedback including the first HARQ feedback for the first PDSCH transmission combined with a second HARQ feedback for the second PDSCH transmission. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中該第二控制資訊包括一第二HARQ回饋時序指示符。 The wireless transmit receive unit (WTRU) of claim 8, wherein the second control information includes a second HARQ feedback timing indicator. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中針對該第一以及第二PDSCH傳輸的該HARQ回饋是基於一第二HARQ回饋時序指示符所表明的時序而被發送。 The wireless transmit receive unit (WTRU) of claim 8, wherein the HARQ feedback for the first and second PDSCH transmissions is sent based on a timing indicated by a second HARQ feedback timing indicator. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中針對該第一以及第二PDSCH傳輸的該HARQ回饋是在該第二控制資訊中表明的一實體上鏈控制通道(PUCCH)資源上被發送。 The wireless transmit receive unit (WTRU) of claim 8, wherein the HARQ feedback for the first and second PDSCH transmissions is a physical uplink control channel (PUCCH) indicated in the second control information ) resource is sent. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中該第一HARQ回饋時序指示符是一第一PDSCH至HARQ時序指示符,以及一第二HARQ回饋時序指示符是一第二PDSCH至HARQ時序指示符。 The wireless transmit receive unit (WTRU) of claim 8, wherein the first HARQ feedback timing indicator is a first PDSCH to HARQ timing indicator, and a second HARQ feedback timing indicator is a first HARQ feedback timing indicator Two PDSCH to HARQ timing indicators. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中該第二控制資訊包括一PDSCH傳輸群組的一指示以包括在該HARQ回饋中,其中該PDSCH傳輸群組包括該第一PDSCH傳輸以及該第二PDSCH傳輸。 The wireless transmit receive unit (WTRU) of claim 8, wherein the second control information includes an indication of a PDSCH transmission group to include in the HARQ feedback, wherein the PDSCH transmission group includes the first A PDSCH transmission and the second PDSCH transmission. 如申請專利範圍第8項所述的無線傳輸接收單元(WTRU),其中該處理器以及該收發器被配置以在發送該HARQ回饋之前執行一先聽候送(LBT)。 The wireless transmit receive unit (WTRU) of claim 8, wherein the processor and the transceiver are configured to perform a listen before sending (LBT) before sending the HARQ feedback.
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