TW201344588A - Optically variable security element - Google Patents

Optically variable security element Download PDF

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TW201344588A
TW201344588A TW102113532A TW102113532A TW201344588A TW 201344588 A TW201344588 A TW 201344588A TW 102113532 A TW102113532 A TW 102113532A TW 102113532 A TW102113532 A TW 102113532A TW 201344588 A TW201344588 A TW 201344588A
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Taiwan
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layer
security element
sub
recording layer
pattern
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TW102113532A
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Chinese (zh)
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TWI574211B (en
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Annett Baehr
Michael Rahm
Andre Gregarek
Georg Depta
Walter Doerfler
Harald Reiner
Simon Freutsmiedl
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Giesecke & Devrient Gmbh
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    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/29Securities; Bank notes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/324Reliefs
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/346Perforations
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/40Manufacture
    • B42D25/405Marking
    • B42D25/43Marking by removal of material
    • B42D25/435Marking by removal of material using electromagnetic radiation, e.g. laser

Abstract

The present invention relates to an optically variable security element (12) for security papers, value documents and other data carriers, having a substantially transparent substrate (20) having opposing first and second main surfaces (22, 24), an arrangement composed of microlenses (26) arranged on the first main surface (22) of the substrate, arranged on the second main surface (24) of the substrate, a laser-sensitive recording layer (30) that includes stacked first and second sub-layers (32, 34), the first sub-layer (32) being arranged between the substrate (20) and the second sub-layer (34), a plurality of microholes (40) produced in the laser-sensitive recording layer by the action of laser radiation, of which each microhole (40) is associated with a microlens (26) and is visible when the security element is viewed through the associated microlens (26) from a certain viewing angle, the plurality of microholes comprising a plurality of first and a plurality of second microholes (42, 44), the first microholes (42) being present in the first sub-layer (32) and not going through the recording layer (30), and the second microholes (44) going through the recording layer (30) with the first and second sub-layer (32, 34), and the diameter of the first microholes (42) being larger than the diameter of the second microholes (44).

Description

光學可變安全元件 Optically variable safety element

本發明係關於用於證券紙、價值文件及其他數據載體的光學可變安全元件;用於製造這種安全元件的方法;以及具有這種安全元件的數據載體。 The present invention relates to optically variable security elements for security papers, value documents and other data carriers; methods for making such security elements; and data carriers having such security elements.

為了達到保護的目的,數據載體(例如價值或身份證明文件,但還有其他貴重的物件,例如品牌的物件)往往被設有安全元件,該安全元件允許對數據載體的真實性進行驗證,同時作為防止未經授權的重製之保護。 For protection purposes, data carriers (such as value or identification documents, but also other valuable items, such as branded items) are often provided with security elements that allow verification of the authenticity of the data carrier while As a protection against unauthorized reproduction.

具有視角依賴效果的安全元件在維護真實性上發揮了特殊的作用,因為即使是使用最現代化的複製機亦無法重製這些安全元件。在此,安全元件係配有從不同的視角觀看為光學可變的元件,傳達給觀看者不同的圖像印象,並根據視角顯示例如另一種顏色或亮度印象及/或另一個圖案。 Safety elements with a view-dependent effect play a special role in maintaining authenticity, because even with the most modern copying machines, these safety elements cannot be reproduced. Here, the security element is provided with an optically variable element viewed from a different viewing angle, conveying a different image impression to the viewer and displaying, for example, another color or brightness impression and/or another pattern depending on the viewing angle.

舉例來說,識別卡(例如信用卡或個人身份證)早就藉由雷射雕刻的方式被個人化。在藉由雷射雕刻的個人化中,經由適當地引導雷射束而以所需標記的形式不可逆地改變基板材料的光學性質。這種雷射標記使得數據載體的個人化與安全元件的結合成為可能,並且可以比現有的 個人化方法(例如習知的編號方法)更自由地將雷射標記整合到印刷圖像中。 For example, identification cards (such as credit cards or personal identification cards) have long been personalized by laser engraving. In the personalization by laser engraving, the optical properties of the substrate material are irreversibly altered in the form of the desired mark by appropriately guiding the laser beam. This laser marking makes it possible to combine the personalization of the data carrier with the security element and can be compared to existing ones. Personalized methods, such as the well-known numbering method, are more free to integrate laser markers into printed images.

文件EP 0 219 012 A1描述了一種具有部分透鏡格網圖案的識別卡。通過此透鏡圖案,使用雷射在不同角度下將資訊片段刻在卡中。隨後,這些資訊片段也只有在這個角度下可以被感知,使得當卡傾斜時即顯現出不同的資訊片段。 Document EP 0 219 012 A1 describes an identification card having a partial lens grid pattern. Through this lens pattern, a piece of information is engraved in the card at different angles using a laser. Subsequently, these pieces of information can only be perceived at this angle, so that different pieces of information appear when the card is tilted.

從這一點出發,本發明之目的係具體指明上述種類的安全元件,該安全元件具有具吸引力的視覺外觀及高防偽安全。 From this point of view, the object of the invention is to specify a security element of the above kind which has an attractive visual appearance and high security against forgery.

該目的係藉由獨立項申請專利範圍的特徵來解決。本發明之發展為附屬項申請專利範圍的標的。 This object is solved by the features of the scope of the patent application of the independent item. The development of the present invention is the subject matter of the patent application scope of the subsidiary.

依據本發明,一種通用的安全元件包含:一大體上透明的基板,該基板具有相對的第一和第二主表面;一由微透鏡組成的排列,該微透鏡係配置於該基板之該第一主表面上;一雷射敏感記錄層,配置於該基板之該第二主表面上,該雷射敏感記錄層包括堆疊的第一和第二子層,該第一子層係配置於該基板和該第二子層之間;藉由雷射輻射的作用形成於該雷射敏感記錄層的複數個微孔,其中每個微孔與一微透鏡關聯,並且當從某一觀看角度觀看該安全元件時,可經由關聯的微透鏡看見該微孔;該複數個微孔包含複數個第一微孔和複數個第二微孔,該第一微孔係存在於該第一子層中並且不穿透該記錄層,而該第二微孔穿透該記錄層之 該第一和第二子層;以及該第一微孔之直徑係大於該第二微孔之直徑。 According to the present invention, a general security element comprises: a substantially transparent substrate having opposing first and second major surfaces; an arrangement of microlenses disposed on the substrate a laser sensitive recording layer disposed on the second major surface of the substrate, the laser sensitive recording layer comprising stacked first and second sublayers, the first sublayer being disposed on the Between the substrate and the second sub-layer; a plurality of micro-holes formed in the laser-sensitive recording layer by the action of laser radiation, wherein each micro-hole is associated with a microlens, and when viewed from a viewing angle The security element may be visible through the associated microlens; the plurality of microholes comprise a plurality of first microwells and a plurality of second microwells, the first microwells being present in the first sublayer And not penetrating the recording layer, and the second microhole penetrates the recording layer The first and second sub-layers; and the diameter of the first micro-hole is greater than the diameter of the second micro-hole.

大小在肉眼分辨極限以下的鏡片被稱為微透鏡。微透鏡較佳為開發成球面或非球面的,例如在鈔票中可有利地顯示出在5微米(μm)和100 μm之間的直徑,較佳為在10 μm和50 μm之間,特別較佳為在15 μm和20 μm之間。對於卡片的應用,微透鏡也可以是較大的,並顯示出例如在100 μm和300 μm之間的直徑。在所有的設計中,也可以將微透鏡開發為柱形透鏡。 A lens whose size is below the macroscopic resolution limit is called a microlens. The microlenses are preferably developed to be spherical or aspherical, for example in a banknote, advantageously exhibiting a diameter between 5 micrometers (μm) and 100 μm, preferably between 10 μm and 50 μm, in particular The best is between 15 μm and 20 μm. For card applications, the microlenses can also be larger and exhibit a diameter of, for example, between 100 μm and 300 μm. Microlenses can also be developed as cylindrical lenses in all designs.

該第一微孔之直徑較佳比該第二微孔之直徑大10%以上、尤其是大20%以上以及特別較佳地是大30%以上。然而,該第一微孔之直徑權宜上不比該第二微孔之直徑大4倍以上,尤其是不大3倍以上。由於微透鏡的放大效果,在第一和第二微孔尺寸間即使是很小的差異亦導致反射光效果或透射光效果有良好的對比差,如以下更詳盡的說明。 The diameter of the first microhole is preferably greater than the diameter of the second microhole by more than 10%, especially by more than 20% and particularly preferably by more than 30%. However, the diameter of the first microhole is not more than 4 times larger than the diameter of the second microhole, especially not more than 3 times. Due to the magnifying effect of the microlens, even a small difference between the first and second micropore sizes results in a good contrast difference between the reflected light effect or the transmitted light effect, as explained in more detail below.

在合宜的實施例中,第二微孔的直徑在2 μm和4 μm之間,而第一微孔的直徑在3 μm和8 μm之間。對於良好的對比差異,第一微孔的直徑係例如比第二微孔的直徑大0.5 μm至4 μm。 In a preferred embodiment, the second microwell has a diameter between 2 μm and 4 μm, and the first microwell has a diameter between 3 μm and 8 μm. For good contrast differences, the diameter of the first microwell is, for example, 0.5 μm to 4 μm larger than the diameter of the second microwell.

在有利的實施例中,每個微孔皆小於相關聯的微透鏡。在此,微孔和相關聯的微透鏡之面積比可以為低於1.0或低於0.5、低於0.2或甚至低於0.1。 In an advantageous embodiment, each microwell is smaller than the associated microlens. Here, the area ratio of the micropores to the associated microlenses may be less than 1.0 or less than 0.5, less than 0.2, or even less than 0.1.

在簡單的設計中,第一和第二微孔每個係被開發為大致圓形或線形的。然而,也可以將第一及/或第二微孔開發為圖案形狀的,例如在幾何形狀中,諸如正方形、三角形或星形,或在微字元的形式中,諸如字 母、數字或類似者,以將額外的、隱藏的安全特徵整合到安全元件中。圖案形狀的開發是合適的,尤其是對於較大的第一微孔。 In a simple design, each of the first and second microwells is developed to be substantially circular or linear. However, it is also possible to develop the first and/or second microwells into a pattern shape, for example in a geometric shape, such as a square, a triangle or a star, or in the form of a microtag, such as a word. Parent, number or similar to integrate additional, hidden security features into the secure element. The development of pattern shapes is suitable, especially for larger first microwells.

雖然第一微孔至少在尺寸並且也在形狀(若合適的話)與第二微孔不同,但有利的是第一微孔本身都具有相同的形狀和大小,而且第二微孔亦同。 Although the first microwell is at least in size and also in shape (if appropriate) different from the second microwell, it is advantageous if the first microwell itself has the same shape and size and the second microwell is the same.

該第一微孔有利地以圖案、字元或代碼的形式形成第一圖案,當在反射光中從預選的第一觀看方向觀看該安全元件時,該第一圖案為可感知的,以及在於該第二微孔以圖案、字元或代碼的形式形成第二圖案,當在透射光中從預選的第二觀看方向觀看該安全元件時,該第二圖案為可感知的。該第一和第二圖案通常是不同的,但也可以是相同的。同樣地,該第一和第二觀看方向較佳是不同的,但也可以是相同的。 The first microhole advantageously forms a first pattern in the form of a pattern, a character or a code, the first pattern being perceptible when viewed from the preselected first viewing direction in reflected light, and The second microhole forms a second pattern in the form of a pattern, a character or a code that is perceptible when the security element is viewed from the preselected second viewing direction in transmitted light. The first and second patterns are generally different, but may be the same. Likewise, the first and second viewing directions are preferably different, but may be the same.

在有利的設計中,該第一和第二微孔係彼此獨立地配置。在其他同樣有利的設計中,至少一部分的第二微孔完全位於該第一微孔內。舉例來說,50%以上、75%以上或全部的第二微孔可以位於該第一微孔內。以此方式,可以產生「圖案內的圖案」,其中透射光圖案顯現於反射光圖案內。舉例來說,該安全元件可以包括在反射光中可見且由該第一微孔形成的羽飾圖案,並且當改變成在透射光中觀看時,可以在該羽飾圖案內部看見由該第二微孔形成的標誌。在本案例中,合宜地將該第一和第二觀看方向選擇為相同的。 In an advantageous design, the first and second micropores are arranged independently of one another. In other equally advantageous designs, at least a portion of the second microwell is entirely within the first microwell. For example, more than 50%, more than 75%, or all of the second micropores may be located within the first microwell. In this way, a "pattern within the pattern" can be produced in which the transmitted light pattern appears within the reflected light pattern. For example, the security element can include a feather pattern visible in the reflected light and formed by the first microhole, and when viewed to be viewed in transmitted light, can be seen inside the feather pattern by the second A sign of micropore formation. In this case, it is expedient to select the first and second viewing directions to be the same.

在合宜的實施例中,使用雷射輻射從不同的方向經由微透鏡排列將第一及/或第二微孔引入記錄層中。當稍後觀看時,則可在反射光或透射光中從其各自被引入的觀看方向感知微孔。在此,如上面已經描述的, 每個第一微孔可以是從第一觀看方向可感知的,而每個第二微孔是從不同的第二觀看方向可感知的。 In a preferred embodiment, the first and/or second microvias are introduced into the recording layer via laser lens alignment from different directions using laser radiation. When viewed later, the micropores can be perceived in the viewing direction from which they are each introduced in reflected or transmitted light. Here, as already described above, Each of the first microwells may be perceptible from a first viewing direction, and each of the second microwells is perceptible from a different second viewing direction.

然而,也可能的是一組第一微孔是從一個方向引入,而另一組第一微孔是從另一個方向引入。然後由第一微孔形成的第一圖案顯示傾斜的圖像或交替的圖像,其子圖像是由不同組的第一微孔所形成。同樣地,具有兩個以上的導入方向或連續方向變化的實施例是可能的。可替換地或附加地,以同樣的方式,也可以從兩個或更多個不同的方向引入第二微孔。 However, it is also possible that one set of first micropores is introduced from one direction and the other set of first micropores is introduced from the other direction. The first pattern formed by the first microwell then displays an oblique image or an alternating image whose sub-images are formed by different sets of first microwells. Likewise, embodiments with more than two introduction directions or continuous direction changes are possible. Alternatively or additionally, in the same way, the second microholes can also be introduced from two or more different directions.

可以在意義上關聯從不同的觀看方向可見的圖案部分或子圖像,例如在手翻書中,當該安全元件傾斜時,該圖案部分或子圖像描繪在觀看者眼前進行的圖像序列。假使引入的角度(因此也是觀看角度)連續地變化,則當安全元件傾斜時,透明度及因而圖案出現的明亮度也會連續變化。 Pattern portions or sub-images that are visible from different viewing directions may be associated in a sense, such as in a book flip, the pattern portion or sub-image depicting a sequence of images that are performed in front of the viewer's eyes when the security element is tilted . If the angle of introduction (and therefore the viewing angle) changes continuously, the transparency and thus the brightness of the pattern will also change continuously as the security element is tilted.

有利地藉由金屬層形成記錄層的第一和第二子層,例如藉由鋁、銅、銀、金、鉻、鎳、鎢、鈀或這些金屬的合金(例如鋁銅合金)所組成的層。該第一和第二子層係有利地藉由顏色不同的金屬層所形成,例如鋁和銅。為了確保反射光圖案有特別良好的可見度,該第二子層係有利地藉由反射率為90%或更高的高反射率金屬層所形成,例如藉由氣相沉積的鋁或銀層所形成。 Advantageously, the first and second sub-layers of the recording layer are formed by a metal layer, for example by aluminum, copper, silver, gold, chromium, nickel, tungsten, palladium or an alloy of these metals, such as an aluminum-copper alloy. Floor. The first and second sub-layers are advantageously formed by metal layers of different colors, such as aluminum and copper. In order to ensure a particularly good visibility of the reflected light pattern, the second sub-layer is advantageously formed by a high-reflectivity metal layer having a reflectance of 90% or higher, for example by vapor-deposited aluminum or silver layers. form.

第一及/或第二子層有利地為不透明的,當一層在可見光中的透射小於1%、尤其是小於0.1%時則被稱為不透明的。 The first and/or second sub-layers are advantageously opaque, and when the transmission of a layer in visible light is less than 1%, especially less than 0.1%, it is referred to as opaque.

在有利的設計中,該記錄層係由該第一和第二子層所組成,因此不包括另外的層。 In an advantageous design, the recording layer consists of the first and second sub-layers and therefore does not comprise additional layers.

然而,實施例是可以想像的,其中一或多個另外的層被配置在該記錄層的該第一和第二子層之間。特別是,一或多個對於雷射是透明的層可以存在於該第一和第二子層之間,例如由SiO2(二氧化矽)組成的介電層。可以使用這樣的附加層例如來產生一種特定的顏色及/或色移效應,及/或作為黏性提高層。除此之外,該種子層也可以分別由多個單獨的層所組成,該等單獨的層同樣可以包括中性層。 However, embodiments are conceivable in which one or more additional layers are disposed between the first and second sub-layers of the recording layer. In particular, one or more layers that are transparent to the laser may be present between the first and second sub-layers, such as a dielectric layer composed of SiO 2 (ceria). Such additional layers can be used, for example, to produce a particular color and/or color shift effect, and/or as a viscosity enhancing layer. In addition to this, the seed layer can also consist of a plurality of individual layers, which can likewise comprise a neutral layer.

如在以下詳述中將解釋的,在相同的記錄層中微孔的直徑或表面積的差異允許為反射光觀看和透射光觀看編碼兩個獨立的安全元件外觀。簡要概括之,當在反射光中觀看時,觀看者看穿相對較大的第一微孔而看到高度反射的第二子層,而較小的第二微孔在反射光中是無法被感知的,尤其是由於其小的尺寸。因此,由於第二子層的高反射率,由第一微孔形成的第一圖案在反射光中可被清楚感知,而第二圖案仍是隱藏的。 As will be explained in the following detailed description, the difference in diameter or surface area of the microwells in the same recording layer allows for the encoding of two separate security element appearances for reflected light viewing and transmitted light viewing. Briefly summarized, when viewed in reflected light, the viewer sees through the relatively large first micro-hole and sees the highly reflective second sub-layer, while the smaller second micro-hole is not perceived in the reflected light. Especially because of its small size. Thus, due to the high reflectivity of the second sub-layer, the first pattern formed by the first microvia can be clearly perceived in the reflected light while the second pattern is still hidden.

在透射光中,足夠的光也通過相對較小的第二微孔,故由該第二微孔形成的第二圖案能夠被感知,而存在於該第一子層中由該第一微孔組成的第一圖案由於第二子層的不透明性仍為隱藏的。 In the transmitted light, sufficient light also passes through the relatively small second micro hole, so that the second pattern formed by the second micro hole can be perceived, and the first micro hole exists in the first sublayer The first pattern of composition is still hidden due to the opacity of the second sub-layer.

存在於該第一子層中的第一微孔較佳為不延伸進入第二子層。然而,在實施中,假使將第一和第二子層直接堆疊在彼此的頂部上,則假使為了生產的緣故孔稍微延伸進入第二子層(即小於1/10或甚至小於1/20的層厚度)是無害的。重要的僅在於第二子層的剩餘層厚度表現出足夠高的反射率及足夠高的不透明度。 Preferably, the first microholes present in the first sub-layer do not extend into the second sub-layer. However, in practice, if the first and second sub-layers are stacked directly on top of each other, the holes extend slightly into the second sub-layer (ie, less than 1/10 or even less than 1/20, for the sake of production). Layer thickness) is harmless. It is only important that the remaining layer thickness of the second sub-layer exhibits a sufficiently high reflectivity and a sufficiently high opacity.

在本發明的有利的發展中,安全元件同時還包括微光學描繪配置,特別是雲紋放大配置、雲紋型微光學放大配置或模數放大配置。這 種微光學描繪配置的基本原理在文獻WO 2009/000528 A1中有說明,將該文獻之公開內容以引用方式併入本說明書中。在此案例中,安全元件較佳在基板與記錄層之間顯現被分割成多個晶格的圖案影像,在每個晶格中配置預定背景圖案之成像區,該微透鏡排列形成微透鏡格網,當觀看該圖案影像時,該微透鏡格網從配置於該等晶格中的該成像區重建該背景圖案。 In an advantageous development of the invention, the security element also comprises a micro-optical rendering configuration, in particular a moiré amplification configuration, a moiré-type micro-optical magnification configuration or an analog-to-digital amplification configuration. This The basic principle of a micro-optical depiction configuration is described in the document WO 2009/000528 A1, the disclosure of which is incorporated herein by reference. In this case, the security element preferably exhibits a pattern image divided into a plurality of crystal lattices between the substrate and the recording layer, and an imaging region of a predetermined background pattern is disposed in each of the crystal lattices, and the microlens is arranged to form a microlens grid. a mesh, the microlens grid reconstructing the background pattern from the imaged regions disposed in the lattice when viewing the pattern image.

該圖案影像係有利地作為浮雕圖案存在於浮凸漆層中,該浮凸漆層係配置於該基板和該記錄層之間。在此,可以特別提供的是該第一和第二子層接在該浮凸漆層的浮雕之後,即顯現大致相同的浮雕圖案。 The pattern image is advantageously present as an embossed pattern in the embossed lacquer layer, the embossed lacquer layer being disposed between the substrate and the recording layer. In this case, it can be provided in particular that the first and second sub-layers are attached to the embossing of the embossing lacquer layer, ie to exhibit substantially the same embossed pattern.

在本發明的一個變體中,該微透鏡排列可以提供僅存在於某些區的半透明覆蓋層及/或覆蓋層。然而,目前較佳的是,該微透鏡排列沒有減少或抵消該微透鏡之光學效應的施加層。 In a variation of the invention, the microlens arrangement can provide a translucent cover layer and/or a cover layer that is only present in certain regions. However, it is presently preferred that the microlens arrangement does not have an applied layer that reduces or counteracts the optical effects of the microlens.

本發明還包含一種數據載體,尤其是一種價值文件,例如鈔票、護照、證書、識別卡或類似者,其配有所描述種類的安全元件。在本發明的一個有利的變體中,尤其是可以將該安全元件配置在數據載體中的窗口區或通孔中或上方。 The invention also encompasses a data carrier, in particular a value document, such as a banknote, passport, certificate, identification card or the like, which is provided with a security element of the kind described. In an advantageous variant of the invention, in particular the security element can be arranged in or on a window region or a through opening in the data carrier.

本發明進一步包括一種製造用於證券紙、價值文件及其他數據載體的光學可變安全元件之方法,其中:提供大體上透明的基板,該基板具有相對的第一和第二主表面,由微透鏡組成的排列係配置於該基板之該第一主表面上;藉由雷射輻射的作用於該雷射敏感記錄層中形成複數個微孔,其中每個微孔與一微透鏡關聯,並且當從某一觀看角度觀看該安全元件時,可經由關聯的微透鏡看見該微孔; 該複數個微孔包含複數個第一微孔和複數個第二微孔,該第一微孔係形成於該第一子層中並且不穿透該記錄層,而該第二微孔係被形成為穿透該記錄層之該第一和第二子層;以及該第一微孔係被形成為具有比該第二微孔更大的直徑。 The invention further includes a method of making an optically variable security element for security paper, value documents, and other data carriers, wherein: a substantially transparent substrate is provided, the substrate having opposing first and second major surfaces, Arranging a lens assembly on the first major surface of the substrate; forming a plurality of microholes in the laser sensitive recording layer by laser radiation, wherein each microhole is associated with a microlens, and When the security element is viewed from a viewing angle, the microhole can be seen via an associated microlens; The plurality of micropores comprise a plurality of first micropores and a plurality of second micropores, the first micropores being formed in the first sublayer and not penetrating the recording layer, and the second micropores being Forming the first and second sub-layers penetrating the recording layer; and the first micro-porous system is formed to have a larger diameter than the second micro-hole.

在該方法的一個有利發展中,該第一及/或第二微孔係由來自不同方向的雷射輻射穿過該微透鏡排列而引入該記錄層中。 In an advantageous development of the method, the first and/or second micropores are introduced into the recording layer by laser radiation from different directions passing through the microlens array.

在一個有利的方法變體中,在第一步驟中,起初在該基板之該第二主表面上只有形成該雷射敏感記錄層之該第一子層,並藉由雷射輻射的作用提供該複數個第一微孔。在第二步驟中,之後將該雷射敏感記錄層之該第二子層配置於該第一子層上,並將該第二微孔形成為穿過該記錄層之該第一和第二子層。 In an advantageous method variant, in the first step, initially only the first sub-layer forming the laser-sensitive recording layer on the second main surface of the substrate is provided by the action of laser radiation The plurality of first micropores. In the second step, the second sub-layer of the laser-sensitive recording layer is then disposed on the first sub-layer, and the second micro-hole is formed to pass through the first and second portions of the recording layer. Sublayer.

另一種用於證券紙、價值文件及其他數據載體的光學可變安全元件包括:一大體上透明的基板,該基板具有相對的第一和第二主表面;一由微透鏡組成的排列,該微透鏡係配置於該基板之該第一主表面上;一雷射敏感記錄層,特別是一金屬層,配置於該基板之該第二主表面上;一印刷層,特別是一墨水層,配置於該記錄層上;藉由雷射輻射的作用形成於該雷射敏感記錄層的複數個微孔,其中每個微孔與一微透鏡關聯,並且當從某一觀看角度觀看該安全元件時,可經由關聯的微透鏡看見該微孔,每個微孔係小於該關聯的微透鏡;藉由雷射輻射的作用形成於該記錄層中的至少一間隙區,該間隙區之 尺寸係大於該微透鏡之尺寸;該至少一間隙區以圖案、字元或代碼的形式形成第一圖案,當在反射光和透射光中觀看該安全元件時,該第一圖案可感知為具有該印刷層的外觀;以及該微孔以圖案、字元或代碼的形式形成第二圖案,該第二圖案只在當在透射光中從預選觀看方向觀看該安全元件時為可感知的,並且從此觀看方向補足該第一圖案而形成完整的圖案。 Another optically variable security element for security paper, value documents, and other data carriers includes: a substantially transparent substrate having opposing first and second major surfaces; an array of microlenses, the a microlens is disposed on the first major surface of the substrate; a laser sensitive recording layer, particularly a metal layer, disposed on the second major surface of the substrate; a printed layer, particularly an ink layer, Arranging on the recording layer; forming a plurality of micropores in the laser-sensitive recording layer by the action of laser radiation, wherein each micro-hole is associated with a microlens, and when viewing the security element from a viewing angle The micropores may be visible via associated microlenses, each microcavity being smaller than the associated microlens; at least one gap region formed in the recording layer by the action of laser radiation, the gap region The dimension is greater than the size of the microlens; the at least one gap region forms a first pattern in the form of a pattern, a character or a code, the first pattern being perceived as having a view when the security element is viewed in reflected and transmitted light The appearance of the printed layer; and the microholes form a second pattern in the form of a pattern, a character or a code that is perceptible only when the security element is viewed from the preselected viewing direction in transmitted light, and From this viewing direction, the first pattern is complemented to form a complete pattern.

該至少一間隙區形成透過微透鏡肉眼可見的宏觀圖案,無需輔助裝置,特別是無需放大。該至少一間隙之最小尺寸通常在0.5 mm以上,通常是在幾毫米。該印刷層的材料可以,但不一定必須滲入微孔及/或間隙區。微透鏡排列較佳是沒有減少或抵消該微透鏡之光學效應的施加層。該記錄層可以是例如50 nm厚的鋁層,且該印刷層是例如壓印的溶劑型紅色漆層。該安全元件可以應用在數據載體上,該數據載體在透射光中具有一定的透射率,如鈔票紙。在有利的設計中,該安全元件係配置於數據載體中的窗口區或通孔中或上方。 The at least one gap region forms a macroscopic pattern visible to the naked eye through the microlens, without the need for an auxiliary device, particularly without the need for magnification. The minimum dimension of the at least one gap is typically above 0.5 mm, typically a few millimeters. The material of the printed layer may, but need not, penetrate into the micropores and/or interstitial regions. The microlens arrangement is preferably an applied layer that does not reduce or counteract the optical effects of the microlens. The recording layer may be, for example, a 50 nm thick aluminum layer, and the printed layer is, for example, an embossed solvent-based red lacquer layer. The security element can be applied to a data carrier that has a certain transmission in transmitted light, such as banknote paper. In an advantageous design, the security element is arranged in or above the window or through hole in the data carrier.

以下參照圖式解釋本發明深一層的示例性實施例和優點,其中省略刻度和比例的描述,以提高其清晰度。 Exemplary embodiments and advantages of the present invention are explained below with reference to the drawings in which the description of scales and scales are omitted to improve their clarity.

10‧‧‧鈔票 10‧‧‧ banknotes

12‧‧‧光學可變安全元件 12‧‧‧Optical Variable Security Element

14‧‧‧通孔 14‧‧‧through hole

20‧‧‧基板 20‧‧‧Substrate

22‧‧‧第一主表面 22‧‧‧ first major surface

24‧‧‧第二主表面 24‧‧‧Second major surface

26‧‧‧微透鏡 26‧‧‧Microlens

30‧‧‧雷射敏感記錄層 30‧‧‧Laser-sensitive recording layer

32‧‧‧第一子層/銅層 32‧‧‧First sublayer/copper layer

34‧‧‧第二子層/鋁層 34‧‧‧Second sublayer/aluminum layer

40‧‧‧微孔 40‧‧‧Micropores

42‧‧‧第一微孔 42‧‧‧ first micropores

44‧‧‧第二微孔 44‧‧‧Second micropores

46‧‧‧第一圖案 46‧‧‧ first pattern

48‧‧‧第二圖案 48‧‧‧second pattern

50‧‧‧觀看方向 50‧‧‧View directions

52‧‧‧參考標記 52‧‧‧ reference mark

54‧‧‧觀看方向 54‧‧‧View directions

56‧‧‧參考標記 56‧‧‧ reference mark

所圖示者為:圖1為具有本發明的光學可變安全元件的鈔票示意圖,該安全元件係配置於該鈔票中的通孔上方,圖2為依據本發明的安全元件之層結構的剖面示意圖, 圖3(a)和3(b)為製造圖2的安全元件中的兩個中間步驟,圖4為從前面觀看時圖2的安全元件之視覺外觀,圖4(a)和4(b)圖示在反射光中從兩個觀看方向觀看的外觀,而圖4(c)和4(d)圖示在透射光中從兩個觀看方向觀看的外觀,以及圖5為當從背面觀看時,圖2的安全元件之視覺外觀,圖5(a)在反射光中,而圖5(b)在透射光中。 1 is a schematic view of a banknote having an optically variable security element of the present invention disposed above a through hole in the banknote, and FIG. 2 is a cross-sectional view of the layer structure of the security element in accordance with the present invention. schematic diagram, Figures 3(a) and 3(b) are two intermediate steps in the manufacture of the security element of Figure 2, and Figure 4 is a visual appearance of the security element of Figure 2 when viewed from the front, Figures 4(a) and 4(b) The appearance of viewing from two viewing directions in reflected light is illustrated, while FIGS. 4(c) and 4(d) illustrate the appearance viewed from two viewing directions in transmitted light, and FIG. 5 is when viewed from the back. The visual appearance of the security element of Figure 2, Figure 5(a) is in reflected light, and Figure 5(b) is in transmitted light.

現在將使用安全元件用於鈔票的實例來解釋本發明。對此,圖1圖示具有本發明的光學可變安全元件12的鈔票10之示意圖,安全元件12被配置在鈔票10中的通孔14上方。在透射光中,與觀看的方向無關,安全元件12在子區域中顯現半透明的,並且由於被放在通孔14上,故可以從正面看和從背面看,在每一種情況下,在反射光和透射光皆可。 The invention will now be explained using a secure element for an example of a banknote. In this regard, FIG. 1 illustrates a schematic view of a banknote 10 having an optically variable security element 12 of the present invention, with security element 12 disposed over a through hole 14 in banknote 10. In transmitted light, the security element 12 appears translucent in the sub-area regardless of the direction of viewing, and since it is placed on the through-hole 14, it can be viewed from the front and from the back, in each case, in Both reflected and transmitted light are acceptable.

從這些不同觀看方向中的每一方向觀看,安全元件12顯示不同的視覺外觀,從而產生高注意力和辨識價值。 Viewed from each of these different viewing directions, the security element 12 displays a different visual appearance, resulting in high attention and recognition value.

圖2以剖面示意性圖示依據本發明的安全元件12之層結構,其中只有解釋描述的功能原理所需的層結構部分。 FIG. 2 schematically shows, in cross section, the layer structure of the security element 12 according to the invention, in which only the layer structure parts required for the described functional principle are explained.

安全元件12包括大體上透明的基板20,基板20通常是由透明的塑膠箔所形成,例如約20微米(μm)厚的聚對苯二甲酸乙二酯(polyethylene terephthalate,PET)箔。基板20具有相對的第一和第二主表面,第一主表面22設有微透鏡26排列。在圖示的示例性實施例中,微透鏡26係以微透鏡格網的形式規則地配置,並在基板箔的表面上形成具有預選對稱的二維布拉菲(Bravais)晶格。微透鏡26的布拉菲晶格可以表現出 例如六角形格柵對稱或較低級的對稱,例如平行四邊形格柵對稱。 The security element 12 includes a substantially transparent substrate 20, which is typically formed from a transparent plastic foil, such as a polyethylene terephthalate (PET) foil of about 20 micrometers (μm) thickness. The substrate 20 has opposing first and second major surfaces, and the first major surface 22 is provided with a microlens 26 arrangement. In the illustrated exemplary embodiment, the microlenses 26 are regularly configured in the form of a microlens grid and form a two-dimensional Bravais lattice with pre-selected symmetry on the surface of the substrate foil. The Brafi lattice of the microlens 26 can be expressed For example, hexagonal grid symmetry or lower level symmetry, such as parallelogram grid symmetry.

在該示例性實施例中,球面或非球面設計的微透鏡26較佳具有在15 μm和30 μm之間的直徑,因此無法被肉眼察覺。基板20的厚度和微透鏡26的曲率以使微透鏡26的焦距基本上對應於基板20的厚度之方式相互協調。 In the exemplary embodiment, the spherical or aspherical design microlenses 26 preferably have a diameter between 15 μm and 30 μm and thus cannot be perceived by the naked eye. The thickness of the substrate 20 and the curvature of the microlenses 26 are coordinated with each other such that the focal length of the microlenses 26 substantially corresponds to the thickness of the substrate 20.

在基板20的第二主表面24上配置雷射敏感記錄層30,雷射敏感記錄層30由兩個堆疊的子層所組成,第一子層32被配置在基板20和第二子層34之間。第一和第二子層32、34較佳係由不同顏色的金屬層所形成,而且第二子層具有90%或更高的特高反射率。為此,在圖示的示例性實施例中,第一子層32係由100奈米(nm)厚的銅層所形成,而第二子層34係由50 nm厚的鋁層所形成,該等層係以連續的方式氣相沉積於基板20上。 A laser-sensitive recording layer 30 is disposed on the second major surface 24 of the substrate 20, the laser-sensitive recording layer 30 being composed of two stacked sub-layers, the first sub-layer 32 being disposed on the substrate 20 and the second sub-layer 34 between. The first and second sub-layers 32, 34 are preferably formed of metal layers of different colors, and the second sub-layer has an ultra-high reflectance of 90% or higher. To this end, in the illustrated exemplary embodiment, the first sub-layer 32 is formed of a 100 nm thick copper layer, and the second sub-layer 34 is formed of a 50 nm thick aluminum layer. The layers are vapor deposited onto the substrate 20 in a continuous manner.

另外,藉由雷射輻射的作用將複數個圓形微孔40引入記錄層30中。在此,一部分的微孔(以下稱為第一微孔42)只存在於第一子層32中且不穿過記錄層30。另一部分的微孔(以下稱為第二微孔44)穿過記錄層30的第一和第二子層32、34。 In addition, a plurality of circular micropores 40 are introduced into the recording layer 30 by the action of laser radiation. Here, a part of the micropores (hereinafter referred to as the first micro holes 42) exist only in the first sub-layer 32 and do not pass through the recording layer 30. Another portion of the micropores (hereinafter referred to as second microwells 44) pass through the first and second sub-layers 32, 34 of the recording layer 30.

該複數個第一微孔42一起形成第一圖案46,在該示例性實施例中第一圖案46為標誌「G+D」,當從預選的第一觀看方向在反射光中觀看該安全元件時(圖4(b))可感知第一圖案46。該複數個第二微孔44一起形成第二圖案48,在該示例性實施例中第二圖案48為字母對「PL」,當從預選的第二觀看方向在透射光中觀看該安全元件時(圖5(b))可感知第二圖案48。 The plurality of first microholes 42 together form a first pattern 46, which in the exemplary embodiment is the logo "G+D" when viewed from the preselected first viewing direction in the reflected light. The first pattern 46 can be perceived (Fig. 4(b)). The plurality of second microholes 44 together form a second pattern 48, which in the exemplary embodiment is a letter pair "PL" when viewing the security element in transmitted light from a preselected second viewing direction (Fig. 5(b)) The second pattern 48 can be perceived.

在此,第一微孔42具有直徑6 μm,第二微孔44之直徑僅4 μm。因此,第一微孔42的直徑是第二微孔44直徑的(6 μm/4 μm)=1.5倍大。因此,第一微孔42的表面積是第二微孔44表面積的(6 μm/4 μm)2=2.25倍大。以這種方式,一方面實現了在反射光中只可見第一圖案46,而不可見第二圖案48。另一方面,經由大的第一微孔42與第二子層34的高反射率可確保第一圖案的光外觀。 Here, the first microwell 42 has a diameter of 6 μm, and the second microwell 44 has a diameter of only 4 μm. Therefore, the diameter of the first micropores 42 is (6 μm / 4 μm) = 1.5 times larger than the diameter of the second micropores 44. Therefore, the surface area of the first micropores 42 is (6 μm / 4 μm) 2 = 2.25 times larger than the surface area of the second micropores 44. In this way, on the one hand it is achieved that only the first pattern 46 is visible in the reflected light, while the second pattern 48 is not visible. On the other hand, the high reflectance of the first first microhole 42 and the second sub-layer 34 ensures the light appearance of the first pattern.

第一和第二圖案只從某些預選觀看方向的可見性是經由微透鏡26生產微孔的直接結果。參考圖3,為了製造安全元件12,首先將100 nm厚的銅層32施加到基板20的第二主表面上,並且將50 nm厚的鋁層34施加到銅層32上,較佳以真空氣相沉積製程進行。在這些層厚度下,銅層32和鋁層34皆為不透明的。此外,鋁層34表現出90%以上的特高反射率。 The visibility of the first and second patterns from only certain preselected viewing directions is a direct result of the production of microvias via the microlenses 26. Referring to FIG. 3, in order to fabricate the security element 12, a 100 nm thick copper layer 32 is first applied to the second major surface of the substrate 20, and a 50 nm thick aluminum layer 34 is applied to the copper layer 32, preferably by vacuum. The vapor deposition process is carried out. At these layer thicknesses, both the copper layer 32 and the aluminum layer 34 are opaque. Further, the aluminum layer 34 exhibits an extremely high reflectance of 90% or more.

然後從微透鏡26側從第二圖案所需的後觀看方向50使用雷射輻射照射塗佈的基板,例如使用Nd:YAG、Nd:YVO4或光纖雷射的輻射。微透鏡26將雷射輻射聚焦在記錄層30上,如圖3(a)中的參考標記52所指示。這裡,選擇雷射能量或雷射功率,使得第一子層32和第二子層34皆被剝蝕,而形成直徑2至4 μm、穿過記錄層的圓形第二微孔44。在此,雷射束行進於第二圖案48的表面積上,使得全部的第二微孔44形成第二圖案48。 The coated substrate is then illuminated from the microlens 26 side from the rear viewing direction 50 required for the second pattern, for example using Nd:YAG, Nd:YVO 4 or fiber laser radiation. The microlens 26 focuses the laser radiation on the recording layer 30 as indicated by reference numeral 52 in Fig. 3(a). Here, the laser energy or the laser power is selected such that both the first sub-layer 32 and the second sub-layer 34 are ablated to form a circular second microhole 44 having a diameter of 2 to 4 μm passing through the recording layer. Here, the laser beam travels over the surface area of the second pattern 48 such that all of the second microholes 44 form a second pattern 48.

然後,從微透鏡26側從第一圖案所需的後觀看方向54使用雷射輻射照射塗佈的基板。微透鏡26將雷射輻射聚焦於記錄層30上,如圖3(b)中的參考標記56所指示。在此步驟中,選擇雷射能量或雷射功率,使得基本上只有第一子層32被剝蝕,而第二子層34不被剝蝕。舉例來說, 為了產生表面積較大的第一微孔42,可以相對於所需的觀看方向54將雷射的照射方向環形地傾斜一個小的振幅。以這種方式便產生了直徑為3至8 μm的圓形第一微孔。此外,雷射束行進於第一圖案46的表面上,使得整個第一微孔42形成第一圖案46。 The coated substrate is then illuminated from the microlens 26 side from the rear viewing direction 54 required for the first pattern using laser radiation. The microlens 26 focuses the laser radiation onto the recording layer 30 as indicated by reference numeral 56 in Figure 3(b). In this step, the laser energy or laser power is selected such that substantially only the first sub-layer 32 is ablated and the second sub-layer 34 is not ablated. for example, In order to create a first microhole 42 having a larger surface area, the direction of illumination of the laser can be annularly tilted by a small amplitude relative to the desired viewing direction 54. In this way, a circular first micropores having a diameter of 3 to 8 μm are produced. Furthermore, the laser beam travels over the surface of the first pattern 46 such that the entire first microhole 42 forms a first pattern 46.

經由這種方法,以各微孔42、44實現了經由關聯微透鏡26而在雷射照射後產生微孔42、44,並且由於光束路徑的可逆性,當於稍後觀看安全元件時可看見微孔。 In this way, the creation of the microholes 42, 44 after laser illumination via the associated microlenses 26 is achieved with the respective microholes 42, 44 and, due to the reversibility of the beam path, is visible when viewing the security element later Micropores.

在一個替代方法的變體中(未圖示於此),為了製造安全元件12,首先將100 nm厚的銅層32施加到基板20的第二主表面上,較佳是以真空氣相沉積製程進行。然後從微透鏡26側從第一圖案所需的後觀看方向54使用雷射輻射照射塗佈銅層32的基板,例如使用Nd:YAG、Nd:YVO4或光纖雷射的輻射。微透鏡26將雷射輻射聚焦在第一子層32上。這裡,選擇雷射能量或雷射功率,使得第一子層32被剝蝕,並形成直徑3至8 μm的圓形第一微孔。例如為了產生表面積較大的第一微孔42,可以相對於所需的觀看方向54將雷射的照射方向環形地傾斜一個小的振幅。在此,雷射束行進於第一圖案46的表面積上,使得整個第一微孔42形成第一圖案46。 In a variant of an alternative method (not shown here), in order to manufacture the security element 12, a 100 nm thick copper layer 32 is first applied to the second major surface of the substrate 20, preferably by vacuum vapor deposition. The process is carried out. The substrate of the coated copper layer 32 is then irradiated with laser radiation from the microlens 26 side from the rear viewing direction 54 required for the first pattern, for example using Nd:YAG, Nd:YVO 4 or fiber laser radiation. Microlens 26 focuses the laser radiation onto first sub-layer 32. Here, the laser energy or the laser power is selected such that the first sub-layer 32 is ablated and a circular first micropore having a diameter of 3 to 8 μm is formed. For example, to create a first microhole 42 having a larger surface area, the direction of illumination of the laser can be annularly tilted by a small amplitude relative to the desired viewing direction 54. Here, the laser beam travels over the surface area of the first pattern 46 such that the entire first microhole 42 forms the first pattern 46.

此後,將50 nm厚的鋁層34施加到銅層32上,較佳為氣相沉積的。然後從微透鏡26側從第二圖案所需的後觀看方向50使用雷射輻射照射塗佈的基板。微透鏡26將雷射輻射聚焦在記錄層30上。這裡,選擇雷射能量或雷射功率,使得第一子層32和第二子層34皆被剝蝕,而形成穿過整個記錄層30的圓形第二微孔44(直徑2至4 μm)。在此,雷射束行進於第二圖案48的表面上,使得全部的第二微孔44形成第二圖案48。 Thereafter, a 50 nm thick layer of aluminum 34 is applied to the copper layer 32, preferably vapor deposited. The coated substrate is then illuminated from the microlens 26 side from the rear viewing direction 50 required for the second pattern using laser radiation. The microlens 26 focuses the laser radiation on the recording layer 30. Here, the laser energy or the laser power is selected such that both the first sub-layer 32 and the second sub-layer 34 are ablated to form a circular second microhole 44 (diameter 2 to 4 μm) that passes through the entire recording layer 30. . Here, the laser beam travels on the surface of the second pattern 48 such that all of the second microholes 44 form a second pattern 48.

圖4圖示當從第一主表面22(前面)側觀看時以這種方式生產的安全元件12之視覺外觀。圖4(a)和圖4(b)圖示在反射光中從兩個觀看方向(也就是在反射中)觀看的外觀,圖4(c)和圖4(d)圖示在透射光中從兩個觀看方向(也就是在透射中)觀看的外觀。 Figure 4 illustrates the visual appearance of the security element 12 produced in this manner when viewed from the first (front) side of the first major surface 22. 4(a) and 4(b) illustrate the appearance viewed from two viewing directions (ie, in reflection) in reflected light, and FIGS. 4(c) and 4(d) are illustrated in transmitted light. The appearance viewed from two viewing directions (ie in transmission).

在反射光中,觀看者從觀看方向54(圖3(b))看穿微透鏡26而看到第一子層32的微孔42,從而看到下面的第二子層34。由於第二子層34的高反射率和第一微孔42相對大的表面積,從方向54,第一圖案(標誌「G+D」)是明亮可見且具有良好對比度的,並且在第一子層32的銅色背景前面為銀色的,如圖4(b)所繪示。 In the reflected light, the viewer sees the microlenses 26 from the viewing direction 54 (Fig. 3(b)) and sees the microholes 42 of the first sub-layer 32, thereby seeing the underlying second sub-layer 34. Due to the high reflectivity of the second sub-layer 34 and the relatively large surface area of the first microhole 42, from the direction 54, the first pattern (marker "G+D") is brightly visible and has good contrast, and in the first sub- The copper background of layer 32 is silver front, as shown in Figure 4(b).

從另一個不對應第一圖案之預選觀看方向54的觀看方向觀看時,第一個微孔42在反射光中是不可見的,因為在這種情況下觀看者會看穿微透鏡26而看到第一子層32在微孔42之外的位置。由於第二微孔44在反射光中的表面積相當小,故第二微孔44是不太顯眼或完全無法察覺的。總體來說,從這樣的觀看方向,安全元件12因而顯示為均勻的銅表面,如圖4(a)所繪示。藉由在反射光中來回傾斜安全元件12,觀看者可以在圖4(a)和圖4(b)的外觀之間變換。 The first microhole 42 is invisible in the reflected light when viewed from another viewing direction that does not correspond to the preselected viewing direction 54 of the first pattern, since in this case the viewer will see through the microlens 26 and see The first sub-layer 32 is at a location other than the micro-holes 42. Since the surface area of the second microwell 44 in the reflected light is relatively small, the second microwell 44 is less conspicuous or completely imperceptible. In general, from such a viewing direction, the security element 12 thus appears as a uniform copper surface, as depicted in Figure 4(a). By tilting the security element 12 back and forth in the reflected light, the viewer can change between the appearances of Figures 4(a) and 4(b).

在透射光中,由於複數個第二微孔44,記錄層30是半透明的,與觀看方向無關。在此觀看方向上,由於通過微透鏡26觀看微孔44,在每一種情況下從背面入射的光大致上是以使用雷射束產生該等微孔時該等微孔形成的角度穿過微孔44而發光。因此,在透射中從觀看方向50(圖3(a))觀看時,由第二微孔形成的第二圖案(字母串「PL」)對照金屬記錄層30的深色背景是可見的光,如圖4(d)中所繪示的。 In the transmitted light, the recording layer 30 is translucent due to the plurality of second micro holes 44, regardless of the viewing direction. In this viewing direction, since the microholes 44 are viewed through the microlenses 26, the light incident from the back side in each case is substantially the angle formed by the micropores when the microholes are generated using a laser beam. The holes 44 are illuminated. Therefore, when viewed in the viewing direction 50 (Fig. 3(a)) in transmission, the second pattern (letter string "PL") formed by the second micropores is visible light against the dark background of the metal recording layer 30, As shown in Figure 4 (d).

從另一個不對應第二圖案之預選觀看方向50的觀看方向觀看時,第二微孔44在透射光中是不可見的,因為在這種情況下,觀看者看穿微透鏡26而看到第一或第二子層在微孔44以外的位置。第一和第二子層皆是不透明的,使得安全元件12從這樣的觀看方向顯示為均勻的、深色的表面,如圖4(c)所繪示的。藉由在透射光中來回傾斜安全元件12,觀看者可以在圖4(c)和圖4(d)的外觀之間變換。 The second microvia 44 is invisible in transmitted light when viewed from another viewing direction that does not correspond to the preselected viewing direction 50 of the second pattern, because in this case, the viewer sees through the microlens 26 and sees One or the second sub-layer is at a location other than the micro-holes 44. Both the first and second sub-layers are opaque such that the security element 12 appears as a uniform, dark surface from such viewing direction, as depicted in Figure 4(c). By tilting the security element 12 back and forth in the transmitted light, the viewer can change between the appearance of Figures 4(c) and 4(d).

對於觀看者來說,在反射光和透射光中的不同外觀是不尋常且令人驚訝的,並因此產生視覺上具吸引力且引人注目的整體印象,其具有高的注意力和辨識價值。 For viewers, the different appearances in reflected and transmitted light are unusual and surprising, and thus produce a visually appealing and compelling overall impression with high attention and discernibility .

圖5圖示當從第二主表面24(背)側觀看時,安全元件12的視覺外觀,圖5(a)圖示在反射光中的外觀,而圖5(b)圖示在透射光中的外觀。 Figure 5 illustrates the visual appearance of the security element 12 when viewed from the second (back) side of the second major surface 24, Figure 5 (a) illustrates the appearance in reflected light, and Figure 5 (b) illustrates the transmitted light The appearance in the middle.

在反射光中,從背面僅有銀色的第二子層34是可見的,因為由於第二微孔44的尺寸小,在反射光中通過第二微孔44是無法感知的。因此,在反射光中,觀看者從背面看到均勻的銀色金屬層34,如圖5(a)所圖示。 In the reflected light, the second sub-layer 34, which is only silver from the back side, is visible because, due to the small size of the second micro-hole 44, it is not perceptible through the second micro-hole 44 in the reflected light. Thus, in the reflected light, the viewer sees a uniform layer of silver metal 34 from the back, as illustrated in Figure 5(a).

在透射光中觀看時,安全元件12通過該複數個第二微孔44在大的角度範圍中顯示出半透明的。與從正面觀看時相反,當從背面看時,通過微透鏡26無法看到第二微孔44。相反地,微透鏡26收集從第一主表面22入射的光,並將入射光聚焦在第二微孔44上,使得廣角範圍產生了,其中由微孔44形成的第二圖案48從背面顯現為明亮的。 When viewed in transmitted light, the security element 12 is shown translucent through the plurality of second microholes 44 over a wide range of angles. Contrary to when viewed from the front, the second microholes 44 are not visible through the microlenses 26 when viewed from the back. Conversely, the microlens 26 collects light incident from the first major surface 22 and focuses the incident light onto the second microhole 44 such that a wide angle range is created in which the second pattern 48 formed by the microholes 44 emerges from the back. Bright.

第一微孔42不穿過記錄層30,使得由於不透明的第二子層 34,從背面無法感知第一圖案46,在透射光中也無法感知。總而言之,觀看者因而在寬的角度範圍中看到對照黑暗的背景下閃亮發光的字母串「PL」,如圖5(b)所圖示。由於從背面觀看時第二圖案顯現逆轉,較佳選擇鏡面對稱的圖案或鏡面中性的圖案作為第二圖案,亦即感知不受鏡像影響的圖案,例如幾何圖案、建築、技術或自然的圖案。 The first microhole 42 does not pass through the recording layer 30, so that the second sublayer is opaque 34. The first pattern 46 is not perceived from the back side and is not perceived in transmitted light. In summary, the viewer thus sees a string of letters "PL" shining against the dark background against a wide range of angles, as illustrated in Figure 5(b). Since the second pattern appears to be reversed when viewed from the back side, it is preferred to select a mirror-symmetric pattern or a mirror-neutral pattern as the second pattern, that is, a pattern that is not affected by the mirror image, such as a geometric pattern, a building, a technique, or a natural pattern. .

在一個變體中,可以在第一或第二圖案46、48的尺寸上、在一個或甚至兩個空間方向上連續變化形成角度及因而第一及/或第二微孔的觀看角度。可以實現這樣的連續變化,例如經由雷射輻射的適當偏轉系統。然後當傾斜該安全元件並在反射光或透射光中觀看時,第一或第二圖案46、48的亮度會連續地變化。 In a variant, the angle of viewing and thus the viewing angle of the first and/or second microholes may be continuously varied in the dimensions of the first or second patterns 46, 48 in one or even two spatial directions. Such continuous changes can be achieved, such as a suitable deflection system via laser radiation. The brightness of the first or second pattern 46, 48 then changes continuously as the security element is tilted and viewed in reflected or transmitted light.

12‧‧‧光學可變安全元件 12‧‧‧Optical Variable Security Element

22‧‧‧第一主表面 22‧‧‧ first major surface

24‧‧‧第二主表面 24‧‧‧Second major surface

26‧‧‧微透鏡 26‧‧‧Microlens

30‧‧‧雷射敏感記錄層 30‧‧‧Laser-sensitive recording layer

32‧‧‧第一子層/銅層 32‧‧‧First sublayer/copper layer

34‧‧‧第二子層/鋁層 34‧‧‧Second sublayer/aluminum layer

40‧‧‧微孔 40‧‧‧Micropores

42‧‧‧第一微孔 42‧‧‧ first micropores

44‧‧‧第二微孔 44‧‧‧Second micropores

Claims (21)

一種光學可變安全元件,用於證券紙、價值文件及其他數據載體,包括:一大體上透明的基板,該基板具有相對的第一和第二主表面;一由微透鏡組成的排列,該微透鏡係配置於該基板之該第一主表面上;一雷射敏感記錄層,配置於該基板之該第二主表面上,該雷射敏感記錄層包括堆疊的第一和第二子層,該第一子層係配置於該基板和該第二子層之間;藉由雷射輻射的作用形成於該雷射敏感記錄層的複數個微孔,其中每個微孔與一微透鏡關聯,並且當從某一觀看角度觀看該安全元件時,可經由關聯的微透鏡看見該微孔;該複數個微孔包含複數個第一微孔和複數個第二微孔,該第一微孔係存在於該第一子層中並且不穿透該記錄層,而該第二微孔穿透該記錄層之該第一和第二子層;以及該第一微孔之直徑係大於該第二微孔之直徑。 An optically variable security element for security paper, value documents, and other data carriers, comprising: a substantially transparent substrate having opposing first and second major surfaces; an array of microlenses, the a microlens is disposed on the first major surface of the substrate; a laser sensitive recording layer disposed on the second major surface of the substrate, the laser sensitive recording layer comprising stacked first and second sublayers The first sub-layer is disposed between the substrate and the second sub-layer; a plurality of micro-holes formed in the laser-sensitive recording layer by the action of laser radiation, wherein each micro-hole and a micro-lens Associated, and when viewing the secure element from a viewing angle, the microhole can be seen via an associated microlens; the plurality of microwells comprising a plurality of first microwells and a plurality of second microwells, the first micro a hole system exists in the first sub-layer and does not penetrate the recording layer, and the second micro-hole penetrates the first and second sub-layers of the recording layer; and the diameter of the first micro-hole is larger than the The diameter of the second micropore. 如申請專利範圍第1項之安全元件,其特徵在於該第一微孔之直徑比該第二微孔之直徑大10%以上、尤其是大20%以上以及特別較佳地是大30%以上。 The security element according to claim 1 is characterized in that the diameter of the first microhole is larger than the diameter of the second microhole by more than 10%, in particular by more than 20%, and particularly preferably by more than 30%. . 如申請專利範圍第1或2項之安全元件,其特徵在於該第一微孔以圖案、字元或一代碼的形式形成一第一圖案,當在反射光中從一預選第一觀看方向觀看該安全元件時,該第一圖案為可感知的,以及在於該第二微孔以圖案、字元或一代碼的形式形成一第二圖案,當在透射光中從一預選第二觀看方向觀看該安全元件時,該第二圖案為可感知的。 A security element according to claim 1 or 2, wherein the first microhole forms a first pattern in the form of a pattern, a character or a code, when viewed from a preselected first viewing direction in the reflected light. The first pattern is perceptible when the security element is present, and wherein the second microhole forms a second pattern in the form of a pattern, a character or a code, when viewed in a transmitted light from a preselected second viewing direction The second pattern is perceptible when the security element is in use. 如申請專利範圍第1至3項中至少一項之安全元件,其特徵在於該第一及/或第二微孔係由來自不同方向的雷射輻射穿過該微透鏡排列而引入該記錄層中,以及在於當從個別的觀看方向觀看時,在反射光或透射光中該微透鏡為可感知的。 A security element according to at least one of claims 1 to 3, characterized in that the first and/or second micropores are introduced into the recording layer by laser radiation from different directions passing through the microlens array. And in that the microlens is perceptible in reflected or transmitted light when viewed from an individual viewing direction. 如申請專利範圍第1至4項中至少一項之安全元件,其特徵在於該第一和第二微孔中的每個為大致圓形或成圖案形狀的。 A security element according to at least one of claims 1 to 4, characterized in that each of the first and second microholes is substantially circular or patterned. 如申請專利範圍第1至5項中至少一項之安全元件,其特徵在於該微孔中的每個係小於相關聯的微透鏡。 A security element according to at least one of the claims 1 to 5, characterized in that each of the microholes is smaller than the associated microlens. 如申請專利範圍第1至6項中至少一項之安全元件,其特徵在於微孔與相關聯的微透鏡之面積比為小於1.0或小於0.5或甚至小於0.2。 A security element according to at least one of claims 1 to 6, characterized in that the area ratio of the micropores to the associated microlenses is less than 1.0 or less than 0.5 or even less than 0.2. 如申請專利範圍第1至7項中至少一項之安全元件,其特徵在於50%以上以及較佳75%以上的該第二微孔位於該第一微孔內。 A security element according to at least one of claims 1 to 7, characterized in that the second micropore is located in the first micropore at 50% or more and preferably 75% or more. 如申請專利範圍第1至8項中至少一項之安全元件,其特徵在於該第一和第二子層係由顏色不同的金屬層所形成。 A security element according to at least one of claims 1 to 8, characterized in that the first and second sub-layers are formed of metal layers of different colors. 如申請專利範圍第1至9項中至少一項之安全元件,其特徵在於該第二子層係由一反射率為90%或以上的一高反射金屬層所形成。 A security element according to at least one of claims 1 to 9, wherein the second sub-layer is formed of a highly reflective metal layer having a reflectance of 90% or more. 如申請專利範圍第1至10項中至少一項之安全元件,其特徵在於該第一及/或第二子層為不透明的。 A security element according to at least one of the claims 1 to 10, characterized in that the first and/or second sublayers are opaque. 如申請專利範圍第1至11項中至少一項之安全元件,其特徵在於在該基板和該記錄層之間提供一圖案影像,該圖案影像被分割成複數個晶格,在每個晶格中配置一預定背景圖案之成像區,該微透鏡排列形成一微透鏡格網,當觀看該圖案影像時,該微透鏡格網從配置於該等晶格中的該成像區重建該背景圖案。 A security element according to at least one of claims 1 to 11, characterized in that a pattern image is provided between the substrate and the recording layer, the pattern image being divided into a plurality of crystal lattices in each of the crystal lattices An imaging region of a predetermined background pattern is disposed, the microlens arrays forming a microlens grid, and the microlens grid reconstructs the background pattern from the imaging regions disposed in the lattice when viewing the pattern image. 如申請專利範圍第12項之安全元件,其特徵在於該圖案影像係作為一浮雕圖案存在於該基板和該記錄層之間的一浮凸漆層中。 The security element of claim 12, wherein the pattern image is present as an embossed pattern in a raised lacquer layer between the substrate and the recording layer. 如申請專利範圍第13項之安全元件,其特徵在於該第一和第二子層接在該浮凸漆層的浮雕之後。 The security element of claim 13 is characterized in that the first and second sub-layers are attached after the relief of the embossing lacquer layer. 如申請專利範圍第1至14項中至少一項之安全元件,其特徵在於該微透鏡排列係提供有僅存在於某些區的一半透明覆蓋層及/或一覆蓋層。 A security element according to at least one of claims 1 to 14, characterized in that the microlens arrangement is provided with a semi-transparent cover layer and/or a cover layer present only in certain areas. 如申請專利範圍第1至14項中至少一項之安全元件,其特徵在於該微透鏡排列沒有減少或抵消該微透鏡之光學效應的施加層。 A security element according to at least one of the claims 1 to 14, characterized in that the microlens arrangement has no applied layer which reduces or counteracts the optical effect of the microlens. 一種數據載體,具有如申請專利範圍第1至16項中至少一項之一安全元件。 A data carrier having a security element according to at least one of claims 1 to 16. 如申請專利範圍第17項之數據載體,其特徵在於該安全元件係配置於該數據載體中的一窗口區或一通孔中或上方。 The data carrier of claim 17 is characterized in that the security element is disposed in or above a window region or a through hole in the data carrier. 一種製造光學可變安全元件之方法,該光學可變安全元件用於證券紙、價值文件及其他數據載體,其中:提供一大體上透明的基板,該基板具有相對的第一和第二主表面,一由微透鏡組成的排列係配置於該基板之該第一主表面上;於該基板之該第二主表面上配置一雷射敏感記錄層,該雷射敏感記錄層包括堆疊的第一和第二子層,該第一子層係配置於該基板和該第二子層之間;藉由雷射輻射的作用於該雷射敏感記錄層中形成複數個微孔,其中每個微孔與一微透鏡關聯,並且當從某一觀看角度觀看該安全元件時,可經由關聯的微透鏡看見該微孔; 該複數個微孔包含複數個第一微孔和複數個第二微孔,該第一微孔係形成於該第一子層中並且不穿透該記錄層,而該第二微孔係被形成為穿透該記錄層之該第一和第二子層;以及該第一微孔係被形成為具有比該第二微孔更大的直徑。 A method of making an optically variable security element for security paper, value documents, and other data carriers, wherein: a substantially transparent substrate having opposing first and second major surfaces is provided An array of microlenses is disposed on the first major surface of the substrate; a laser sensitive recording layer is disposed on the second major surface of the substrate, the laser sensitive recording layer comprising the first stacked And a second sub-layer disposed between the substrate and the second sub-layer; forming a plurality of micro-holes in the laser-sensitive recording layer by laser radiation, wherein each micro-layer a hole is associated with a microlens, and when viewed from a viewing angle, the microhole can be seen via an associated microlens; The plurality of micropores comprise a plurality of first micropores and a plurality of second micropores, the first micropores being formed in the first sublayer and not penetrating the recording layer, and the second micropores being Forming the first and second sub-layers penetrating the recording layer; and the first micro-porous system is formed to have a larger diameter than the second micro-hole. 如申請專利範圍第19項之方法,其特徵在於該第一及/或第二微孔係由來自不同方向的雷射輻射穿過該微透鏡排列而引入該記錄層中。 The method of claim 19, wherein the first and/or second micropores are introduced into the recording layer by laser radiation from different directions passing through the microlens array. 如申請專利範圍第19或20項之方法,其特徵在於在一第一步驟中,在該基板之該第二主表面上只有形成該雷射敏感記錄層之該第一子層並藉由雷射輻射的作用提供該複數個第一微孔,以及在一第二步驟中,將該雷射敏感記錄層之該第二子層配置於該第一子層上,將該第二微孔形成為穿過該記錄層之該第一和第二子層。 The method of claim 19 or 20, wherein in the first step, only the first sub-layer of the laser-sensitive recording layer is formed on the second main surface of the substrate by the ray The effect of the radiant radiation provides the plurality of first micropores, and in a second step, the second sub-layer of the laser-sensitive recording layer is disposed on the first sub-layer, and the second micro-pore is formed To pass through the first and second sub-layers of the recording layer.
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