201123055 六、發明說明： 【發明所屬之技術領域】 本發明侧於監測及評估證券㈣安全之方法，尤指—種能將俄 券商或證券交易所的電腦傳來之證券交易資料情應於某—股ς 的股票之成交價及成交量，成交量之色階分級對二出 一對應圖標的長度及色階，且將棚標依其色階逐-累加至一^ j 易監測圖表上對應於其平均成交價之位置，以使證券 3 能透過細標之色階及長度變化，㈣地辨勒大戶隼 票之成交量範圍及其平均成交價，進而快速地判斷出是否有 行為（如：内線交易）。 虿呉⑦又易 【先前技術】 根據铸關行政院辑叙「消費者物價驗 計資料顯示，若_95年之_她_ 料革」= =民年為鱗），計算至民_年u料树之 (MW ^ 87 . 近十年來之，張幅相當可觀，投資者為了 =低風險、低_活期存款及定 同i，、股票及期貨等金融商品，以求快 等由=述具有風險較高、價_速度較快及=度=大 者不僅須隨時注意金融商品之淨值、績效及成交價等ί Γ等)=财限的公開資訊(如:新聞或公司公告的營運資 成寻）推測市場趨勢’並在適當的買入點或賣出點迅速 貝 始能有效_ ’以彌觀物價上漲而衍生之損失；反之，若投資者未 201123055 能在有限的時間内掌握市場資訊及趨勢，做出正確的投資決策，不僅 無法有效由投資中獲利，更可能因投資而損失原有的個人資產。 承上’以股票交易而言’為便於投資者觀察市場資訊，以進行股 票投資’證券商均會彙整股票交易資料，並製作一量價變化圖，如第 1圖所不，以顯示某一股票之股票代號（如：233〇)、交易區間（如： 卯年12月15曰）、成交量及平均成交價等資料，其中該量價變化圖 之水平座標軸係代表平均成交價’縫直座標軸則代表成交量，故由 籲第1圖，投資者即能得知代號2330號的股票，在98年12月15曰當 =的交易狀況，並知悉該股票在各平均成交價之成交量，如：平均^ 父價在62. 5元/每股時，共計有11124張股票之成交量，因此，投資 者由該股票在各平均成交價之敍量的量侧射，即能判斷出某一 股票之下W場變化’以作為投資決狀參考，舰降 的 資風險： 肖刊仅 卜在股價處於低觀，平均成交價與敍量皆不斷穩定增加時，代 表市場上有諸纽資麵續地摘肢觀票，並糾現 股價祕，投資者可乘機狀股票； 2、 在^均歧價與歧量輯平時，則代表隨時可如現新的 中田或跌幅，投資者應持續觀望，切勿輕舉妄動；及 3、 在股價處於高艇，鮮均成交價與成交量皆不斷減少時 價已被過度姉’隨時會出現—波段的股價跌幅， : 出現持股票。 、可亏慮貝 惟，值得-提的是，雖投資者能藉由該量 之「公開」市場資訊，但，無論係投資者、證券監U構股票 證券交易所或證敍μ轉員會），均無域“揭量圖(如判 201123055 斷出其股票交易中是否有「未公開」之「異常交易 g , 」订馬，如内線交 易’有關内線交易之法規係訂定在證券交易法第ΚΙ i 其條文内容如下： ^條巾，兹列示 ^下列各款之人，獲悉發行股票公司有重大影響其股票價格之消阜 日守，在該消息未公開或公開後十二小時内，不得對該公司之 證券商營業處所買賣之股票或其他具有股權性質之有價證券，或在 套山· 貝入^或 ‘該公司之董事、監察人、經理人及依公司法第二十七條第— 定受指定代表行使職務之自然人。 ' 、 二、 持有該公司之股份超過百分之十之股東。 三、 基於職業或控制關係獲悉消息之人。 四、 喪失前三款身分後，未滿六個月者。 五、從前四款所列之人獲悉消息之人。…」 «前，條文之規定，若-公司之董事，獲悉其所持股票之公司，因 原有隱藏錄祕餅將被娜L導致股票祕大 將現持股票大量出清’以避免朗的行為，即勒線交易行為的^種， 故’内線父易之行林僅將嚴重影響市場交易秩序及安全 -般投資者的莫大損失’而據瞭解，—般違反内線交易者通=密 集地在單—平均敍價或—敢平均敍條關，大幅地^ 交易（如：買人或賣出超過該股票交易總數之某—百分比 然 而’復請賴第1 ®所示，由於健化關能分聰 均成交價之總成交量，卻無法在違反内線交易者（包含—奸 大幅地進行股票交料，即時地敍額的成交量逐—地顯示=，如 此，不僅投·紐有效地鲍正顧市射訊，證券㈣機構或人 201123055 =無法_量化財，有效地察覺請時遏林法之内線交易 題，並令产H現有里j貝變化圖無法充分表現出市場交易現況的問 、7又貝、祖券監测機構或人員能有效地根據公開的市場資1 評估證券Μ之安全，料核此雜场貝訊 【發明内容;] 驗====’發明人乃根據多年實務經驗及研究實 常交易行為(如:内線交易)的資訊，以色= 機構或人i在一股票交易監測圖表中，使得投資者、證券監測 一、月匕少考該股票交易監測圖表 山 辨識出大戶隼中冒矣说类*上 口你<•巴丨白及長度，輕易地 判斷出是讨異常^ ί 其平械賴，_快逮地 本以確保自身或所有投資者之權益。 、方目的，係提供—種監測及評估證券交易安全之方法 =法=用在-證券交易之網路平台上，該網路平台 二 服益，該監測伺服器係透過網路與複 ^句 相連接，其中該龄:目,〜 ㈣、如口且券商的電腦） 法係使該監測飼:器能二Γ成交量之色階分級㈣，該方 該證券交易資料中的證券交易資料，且根據各 $层γ、目丨丨闰主 代馬和父易日期，分別建立對應的一股β 又易μ綱表，該股票交易監測圖表包括二個座標軸， ^ =平=交價，另-座標_代表對應於某」平均成^ “度’且該監測飼服器能根據各該證券交易資料中，對應某:』 201123055 代碼的股票之成交價及成交量，分別計算出一平均成交價及對應的該 圖標之長度，且根據該股票之成交量及該色階分級對照表，計算出對 應該圖標之色階（如：以紅色代表一百萬股以上、以橙色代表—百萬 股以下且八十萬股以上…，以此類推）’並依不同的色階，將該圖標之 長度累加至該股票交易監測圖表上對應於各該平均成交價之位置。如 此’投賓者、證券監測機構或人員（如：證券交易所或證券交易管理 委員會）即能透過該監測伺服器之顯示幕上呈現的該股票交易監測圖 表，根據其上各該圖標之色階及長度變化，輕易地辨識出大戶集中買 買證券之成交量範圍及其平均成交價（如：紅色及橙色代表之圖標呆 度及平均成交價），進而快速地判斷出任一股票代碼在該預定交易區間 内，是否有異常的交易行為（如：内線交易），以防範因異常交易而造 成所有投貪者之權益受損0 本發明之另一目的，係提供一種監測及評估證券交易安全之方 法，該方法係應用在一證券交易之網路平台上，該網路平台設有一監 測伺服器，該監測伺服器係透過網路與複數個電腦相連接，其中該監 測伺服器内設有_成交量之分賴絲（如：五十萬股町代表等級 1、五十萬股以上且一百萬股以下代表等級，以此類推），該方法 係使該監測伺服器能讀取該等電腦傳來的證券交易資料，且根據各該 證券交易資料中的股票代碼和交易日期，分別建立對應的一股票交易 貝]圖表，該版示父易監測圖表包括三個座標軸，各該座標輕分別代 表平均成交價、職於某—平均敍價的—圖標長度輯應於某一平 均成交價的敍量分級，且該監測舰魏根據各親券交易資料 中’對應某-股票代碼的股票之成交價及敍量，計算丨—平均成交 ^，且根據該股票之成交量，計算出對應該圖標之長度，且根據該股 201123055 票之成交量及齡級對照表’計算出對應該圖標之分級，並依不同的 平均成交價及關標之分級，將該圖標之長度累加至該股票交易監測 圖表上之相對位置。如此，投資者、證券監測機構或人員即能透過該 監測舰器之顯示幕上呈現的該股票交易監測圖表，根據其上各該圖 標之分級及長錢化’姆地賴出大戶針f賣證券之成交量範圍 及其平均成交價（如：等級丨及2代表之_長度及平均成交價），進 而快速地觸出任-股票代碼在該預定交易區_，是否有異常交易 杆為I 〇 核明^又-目的’該方法能令該監測舰器在判斷出某一色階 (或刀、.及）軸之關長度所代表的成交量總和，超職股票交易總 數之第預誓百分比時’會發出-第-預警訊號，以使投資者、蛾 券監測機構奴貞_意異常交紐為。 . —本發明^又另—目的’係該方法尚能使該監咖服器在判斷出一 成父價範圍内，某一色階（或分級）範圍之圖標長度所代表 一、^里和’超過該股票交易總數之—第二預警百分比時，會發出 I 以使投f者、證券監測機構或人員能特別注意到此 一呉节父易的行為。 一為便貴審查委員能對本發明之構造、設計原理及其功效，有更進 一步之認識與瞭解，朗舉實_，並配合圖式，詳細說明如下： 【實施方式】 2發明係—種監測及評估證券交絲全之方法，在本發明之一較 貝％例中％參閱第2圖所示，該方法係應用在—監測伺服器1〇 (如·個人電腦）上’該監湘服器10係能讀取其上之-健存媒體 201123055 光碟片、硬碟或携帶式儲存農置......等）或網路上之複數 腦20 (如··證券商或證券交易所之電腦）中的複數筆證券交易資料， 各該證券交易資料至少分別包括交易日期、股票代媽、成交價及成六 量等攔位，該監測伺服器内設有一分級對照表11，該分級對照= 11係為成交量之色階分級對絲，使得該監測飼服ρ 1〇能根據 證券交易資料憎應於某—交易日期及某—股票代碼的成交量= 出=應的-圖標之色階，如：以紅、撥、黃、綠、藍、觳、紫等= 色衫（或料同灰階）代核交量的不囉圍（如H色代表 萬股以上、以燈色代表一百萬股以下且八十萬股以上…，以此類推 該方法係能使該監_服器10執行下列步驟，請參 圖所示： (30(0在-預定交易區間（如：12小時或單曰等，在此例中， 係=98年12月15日之單日交易區間為例）内，依照一預定間 隔時間（如：每半小時或每一小時…. 易資料庫21提供之證券交易資料；等）持"地§買取各該交 (即^=鱗交編中之各該股票代碼及交㈣，分別建 ==交易監測圖表，請參閱第4圖所示，該股票交 易m測圖表包括二個座標站，ΐφ楚 _^ 軸)係代表平均成交標軸(如:水平座標 Z成乂<貝（在此例中，係以平均成交價在62. 2、 庙元/每股等價位為例）’第二座標軸（如··垂直 量對應於某—平均成交價的—圖標長度（即成交 共張Γ例)係以平均成交價62.2元/每股時，成交量總計 (302)根據各該證券交易資料中，對應-股票代瑪的股票（在此例中， 201123055 係以股票代碼2330之股票為例）之成交價及成交量，分別 出一平均成交價及對應的該圖標之長度； (303) 根#該股帛之毅量及該分輯縣u，計算㈣應該圖^ 之色階’並將計算出之各該圖標的長度，依不同的色階^^ 累加至該股票交易監測圖表上對應於各該平均成交價之位置.201123055 VI. Description of the invention: [Technical field to which the invention pertains] The present invention is directed to a method for monitoring and evaluating the security of securities (IV), in particular, a securities transaction information that can be transmitted from a computer of a Russian brokerage or stock exchange to a certain - the transaction price and volume of the stocks of the stocks, the gradation of the volume of the stocks to the length and color gradation of the corresponding icon, and the slogan according to its color gradation - accumulate to a ^ j easy to monitor the corresponding At the position of the average transaction price, so that the securities 3 can change the color scale and length of the fine label, (4) distinguish the volume range of the large households' ticket and the average transaction price, and then quickly determine whether there is behavior (such as : Insider trading).虿呉7又易 [Previous technology] According to the collection of the Executive Yuan, "Consumer price test data shows that if _95 years _ her _ material leather" = = the year of the age scale, calculate to the people _ year u The tree (MW ^ 87.) In the past ten years, the margins have been considerable. Investors have to say that they have low risk, low _ demand deposits, and fixed financial assets such as stocks and futures. High risk, high price _ speed and = degree = large, not only must pay attention to the net value of financial products, performance and transaction price, etc.) = public information of financial limits (such as: news or company announcement of operating capital) Seeking to speculate on market trends' and at the appropriate point of purchase or selling point can quickly be effective _ 'to absorb the loss caused by rising prices; conversely, if investors do not 201123055 can grasp the market information in a limited time And the trend, making the right investment decisions, not only can not effectively benefit from the investment, but also the loss of the original personal assets due to investment. In the case of 'in the case of stock trading', in order to facilitate investors to observe market information for stock investment, securities firms will aggregate stock trading data and produce a price change chart, as shown in Figure 1, to show a certain Stock stock code (such as: 233〇), trading range (such as: December 15th of the following year), volume and average transaction price, etc., where the horizontal coordinate axis of the volume price change chart represents the average transaction price The coordinate axis represents the volume of the transaction. Therefore, by calling the first picture, the investor can know the stock of the code No. 2330, and the trading status of the stock on December 15, 1998, and know the trading volume of the stock at each average transaction price. For example, the average ^ father price is 62. 5 yuan / per share, a total of 11,124 stocks of trading volume, therefore, investors from the stock in the average transaction price of the amount of side shots, can be judged W-field change under a certain stock' as a reference for investment decision-making, the risk of ship landing: Xiao magazine only has a low price, the average transaction price and the statistic are constantly increasing, representing the market Continue to pick up the tickets, and correct The stock price is secret, investors can take the machine stock; 2. When the average price and the disparity are equal, it means that the new Nakata or the decline can be as always, investors should continue to wait and see, do not act rashly; and 3. In the stock price In the high boat, the average transaction price and transaction volume are decreasing. The price has been excessively 姊 'will appear at any time — the price drop of the band, : the emergence of stocks. It is worthwhile to mention that it is worthwhile to mention that although investors can use the amount of "open" market information, they are investors, securities supervisors, stock exchanges or securities exchanges. ), there is no domain "extension map (such as sentence 201123055 to break out whether there is "unpublished" in the stock transaction, "abnormal transaction g," order horse, such as insider trading" regulations on internal transactions are set in securities trading The contents of the law are as follows: ^Street, the person listed below is informed that the issue of the stock company has a major impact on the stock price of the stock market, 12 hours after the news is not disclosed or published No stocks or other securities of an equity nature of the company's securities firm's business premises, or a set of directors, supervisors, managers and company law of the company. Seven Articles - Natural persons who are appointed by the designated representative to exercise their duties. ' , 2. Shareholders holding more than 10% of the company's shares. 3. Those who have been informed of the information based on occupational or control relationships. IV. Loss of the first three statuses Rear, For those who have been six months old. 5. Those who have been informed of the news from the people listed in the first four paragraphs...." «Before, the provisions of the provisions, if the director of the company, the company that knows the stocks it holds, will be Na L led to the stock secret company will now hold a large number of stocks to avoid the behavior of the Lang, that is, the behavior of the line trading, so the 'line inside the father's line will only seriously affect the market trading order and security - investors It’s a great loss, and it is understood that the general violation of insider traders = intensively in the single-average price or - dare to average the trade, large ^ transactions (such as: buy or sell more than the total number of shares traded A certain percentage, however, is shown in the first review, because the total transaction volume of Jianhuaguan can be divided into the average transaction price, but it is impossible to violate the insider traders (including the rape and the stock exchange, the real-time The volume of the volume is displayed on the basis of -, so, not only the investment, New Zealand, effective, Bao Zheng, the city, the securities (4) institutions or people 201123055 = can not _ quantify, effectively aware of the internal trading issues of the law And make the production of H If you can't fully demonstrate the current status of the market transaction, 7 Bayi, the vouchers monitoring agency or personnel can effectively evaluate the security of the securities based on the open market capital 1 and check the miscellaneous field. [Invention content;] === 'The inventor is based on years of practical experience and research on the actual trading behavior (such as: insider trading) information, color = institution or person i in a stock trading monitoring chart, so that investors, securities monitoring one, month匕少考 The stock trading monitoring chart mountain identifies a large household 矣 隼 矣 矣 * * 上 上 上 & & & & & & & & & & & & & & & & & & & & & & & & & & & & & & & & & & 及 及 及 及In order to ensure the rights of itself or all investors, the purpose is to provide a method for monitoring and evaluating the security of securities transactions = method = used on the network platform of securities trading, the network platform benefits, the monitoring The server is connected to the complex sentence through the network, wherein the age: (m), the computer of the brokerage and the brokerage company), the legal system enables the monitoring feed: the level of the gradation of the transaction volume (4), the party Securities trading data in the securities trading data, and roots Each of the $ layer γ, the target main generation horse and the father's easy date, respectively, establish a corresponding beta and easy μ list, the stock trading monitoring chart includes two coordinate axes, ^ = flat = delivery price, another - coordinates _ represents an average of the "degrees" and the monitoring feeder can calculate an average transaction price based on the transaction price and volume of the stock corresponding to the code: 201123055. Corresponding to the length of the icon, and calculating the color gradation corresponding to the icon according to the trading volume of the stock and the gradation comparison table (eg, representing one million shares or more in red, and representing millions of shares in orange) And more than 800,000 shares..., and so on) and accumulate the length of the icon to the position corresponding to each of the average transaction prices on the stock trading monitoring chart according to different color gradations. Such a 'recipient, securities monitoring agency or personnel (such as a stock exchange or a securities trading management committee) can monitor the stock transaction through the display screen of the monitoring server, according to the color of the icon on it. Changes in order and length, easily identify the volume range of large buyers to buy and buy securities and their average transaction price (such as the icon and the average transaction price represented by red and orange), and then quickly determine whether any stock code is in the Whether there is abnormal trading behavior (such as insider trading) in the scheduled trading range to prevent damage to the rights of all greedy investors due to abnormal transactions. Another object of the present invention is to provide a monitoring and evaluation of securities trading security. The method is applied to a network platform of a securities transaction, the network platform is provided with a monitoring server, and the monitoring server is connected to a plurality of computers through a network, wherein the monitoring server is provided _ The volume of trading is divided by Lai Si (such as: 500,000 shares of the representative level 1, 500,000 shares and more than one million shares below the level Pushing, the method enables the monitoring server to read the securities transaction data sent by the computers, and establish a corresponding stock transaction chart according to the stock code and the transaction date in each of the securities transaction materials. The version of the parent-monitoring chart includes three coordinate axes, each of which represents an average transaction price, a job-specific average price--the length of the icon is a grading of a certain average transaction price, and the monitoring ship Wei calculates the 丨-average transaction^ according to the transaction price and quantity of the stock corresponding to a stock code in each coupon transaction data, and calculates the length of the corresponding icon based on the trading volume of the stock, and according to the stock The 201123055 ticket volume and age level comparison table 'calculates the rating of the corresponding icon, and accumulates the length of the icon to the relative position on the stock trading monitoring chart according to different average transaction price and rating. In this way, the investor, the securities monitoring agency or the personnel can monitor the stock trading monitoring chart presented on the display screen of the monitoring ship, according to the grading and long-termization of each icon on the monitor. The trading volume of the securities and its average transaction price (such as: 丨 丨 and 2 _ length and average transaction price), and then quickly touch the _ stock code in the predetermined trading area _, whether there is an abnormal trading rod for I 〇 Verify that the method is capable of causing the monitoring vessel to determine the sum of the volume represented by the length of a certain level (or knife, . and axis) and the percentage of the first oath of the total number of transactions in the excess stock. 'The will issue - the first - warning signal, so that investors, moths and securities monitoring agencies slaves. - The invention is further and the purpose of the method is that the method can still determine that the length of the icon of a certain color scale (or grading) range represents one, ^ and " within the range of the parent price. When the second warning percentage is exceeded for the total number of shares traded, I will be issued to enable the payer, securities monitoring agency or personnel to pay special attention to the behavior of the father. For the sake of the review, the review committee can have a further understanding and understanding of the structure, design principle and efficacy of the present invention, and the following is a detailed description of the following: [Embodiment] 2 invention system - monitoring And the method for evaluating the whole of the securities, in the case of one of the inventions, see % of the example, which is applied to the monitoring server 1 (such as a personal computer) 10 can read the above - the health media 201123055 CD, hard disk or portable storage farm, etc.) or the plural brain on the Internet 20 (such as · securities firm or stock exchange The plurality of securities transaction data in the computer, each of the securities transaction data includes at least a transaction date, a stock generation mother, a transaction price, and a six-digit amount, and the monitoring server has a hierarchical comparison table 11 Control = 11 is the gradation of the volume of the grading of the silk, so that the monitoring feed ρ 1 〇 can be based on the securities trading data should be a certain - trading date and a certain amount of stock code = out = should - icon Color scale, such as: red, dial, yellow, green, blue , 觳, purple, etc. = color shirt (or material with gray scale) on behalf of the nuclear amount of the balance (such as H color for more than 10,000 shares, with a light color for one million shares and more than 800,000 shares... This method is used to enable the server 10 to perform the following steps, as shown in the figure: (30 (0 in - scheduled trading interval (eg: 12 hours or single 曰, etc., in this case, system = 98 In the case of a single-day trading interval on December 15th, for example, according to a predetermined interval (such as: every half hour or every hour.... the securities transaction data provided by the easy database 21; etc.) Each of the exchanges (ie ^= the stock code and the intersection (4) in the scales, respectively, == transaction monitoring chart, please refer to Figure 4, the stock transaction m measurement chart includes two coordinate stations, ΐφ楚_^ axis) represents the average transaction axis (eg: horizontal coordinate Z into 乂 < Bay (in this case, the average transaction price is in 62. 2, temple yuan / per share equivalent price for example) 'second The coordinate axis (if the vertical quantity corresponds to a certain - the average transaction price - the length of the icon (that is, the transaction total) is based on the average transaction price of 62.2 yuan / per share, the transaction In total (302), based on the transaction price and volume of the corresponding stocks in the securities transaction data, corresponding to the stocks of the stocks (in this case, 201123055 is a stock code of 2330), respectively, an average transaction price and Corresponding length of the icon; (303) Root # The amount of the stock and the division of the county u, calculate (4) should be the color level of the figure ^ and calculate the length of each icon, according to different color levels ^^ Accumulates to the location of the stock trading monitoring chart corresponding to each of the average trading prices.
(304) 將該股票交易監測圖表顯示在該監測伺服器1〇之一顯示幕a 上，並儲存在該監測伺服器1〇之一資料庫u中； (305) 判斷某-味範圍之圖標長度所代表的股票成交量，是否超過 該股票交易總數之-第-預警百分比（如：超過股票交易總^ 的百分之60)，若是，繼續步驟（3〇6)，否則，執行步驟（3〇7); (306) 透過該顯示幕12或該監測伺服器1〇之一警示模組丨3 (如： 蜂鳴器）發出-第-預警信號（如：顯示警告視窗或發出單一 警告聲）； (307) 判斷-預定平均敍價範圍内，某—色階細之圖標長度所代 表的股票成交量，是否超過該股票交易總數之一第二預警百分 比（如：超過股票交易總數的百分之6〇)，若是，繼續步驟 (308) ’否則，返回步驟（3〇〇);及 (308) 透過該顯示幕12或該監測飼服器1〇之一警示模組(如： 蜂烏器）發出一第二預警信號（如：顯示閃爍的警告視窗或發 出連續警告聲）。 —如此，投資者、證券監測機構或人員（如：證券交易所或證券交 f官理委員會）即能透過該監測伺服器10之顯示幕12上呈現的該股 票交易監測圖表’或各該資料庫14中所儲存的該股票交易監測圖表， U地透過糊標的獨色階及長度變化，清楚地判斷出任—股票代 11 201123055 之預0乂易區間内，在對應於各該平均成交價上不同股票成交量 a ’、_識出大戶集中買賣證券之成交量範圍及其平均成交價 在此例t ’如：黑色色階代表之圖縣度及平均成交幻，故不僅能 效=傳統讀變化圖只能顯科—色階之圖標，而無法充分表現 出市場交易狀況的問題，更#想 困難地分辨出是否有股西券 或人員毫無 是否右農〜^有u戶集纽大量的股票交易，並檢視其中 ‘二=(如：内線交易），以防範因異常交易行為而造成 損的問題，進而有效地達成監測及評估證券交易 :外，透過各該預警信號，更能在異常交易行為發生時 1_〇張】，即佔超階代f之股票大戶的單日總計成交量【約 P佔超過整體早日總成交量【28〇61張】的 魏贿财相觀，朗止科人錢行異常 益-ίΐΓΓ之另一實施例中，復請參閲第2圖所示，該方法亦應用 :乂之網路平台！上，惟，在該實施鮮 内之分級對照表U係一成交量 /"通皿·服盗忉 等級卜五十級^ ^ 恤表（如··五十級以下代表 萬化以上且—百萬股以下代表等級2..· 得該監測伺服器1〇能根據各該證券交易資料’吏 的一成交量分級，該方法係能使該服出對應 閲第5-1及5-2圖所示： 服盗執饤下列步驟，請參 ⑽）在-敢交易區間（如：12 係以犯年12月15日之單 早日··....等，在此例中， 隔時間（如：每半小時或每一小時例）内，依照一預定間 ^ 寻）’持續地讀取各該交 12 201123055 易資料庫21提供之證券交易資料； (501)根據各該證券交易資料中之各該股票代碼及交易日期，分別建 立對應的一股票交易監測圖表，請參閱第6圖所示，該股票交 易監測圖表包括三個座標軸，其中第一座標轴（如：水平座標 車由）係代表平均成交價（在此例中，係以平均成交價在62. 2、 62,3 ..... 62. 7元/每股等價位為例），第二座標軸（如：垂直 錢軸）係代表對應於某-平均成交價的-®標長度（即成交 籲 置，在此例中，係以平均成交價62. 2元/每股時，成交量總計 共1590張為例），而第三座標軸（如：深度座標軸）則係代表 對應於某-平均成交偶成交量分級（在此射，係以等級1 〜3為例）； (502 )根據各該證券交易資料中，對應一股票代碼的股票（在此例中， 係以股票代碼2330之股票為例）之成交價及成交量，計算出一 平均成交價； (503)根據該股票之成交量，計算出對應的該圖標之長度； 鲁（504)將計算出之各該圖標的長度，依不同的平均成交價及成交量分 級，依序累加至該股票交易監測圖表上之相對位置； (505) 將該股票交易監測圖表顯示在該監測伺服器1〇之一顯示幕12 上，並儲存在該監測伺服器1〇之一資料庫14中； (506) 判斷某一成交量分級之圖標長度所代表的股票成交量，是否超 過該股票交易總數之一第一預警百分比（如··超過股票交易總 數的百分之60)’若是，繼續步驟（507)，否則，執行步驟（5〇8); (507) 透過該顯示幕12或該監測伺服器1〇之一警示模組13 (如： 蜂鳴器）發出一第一預警信號（如：顯示警告視窗或發出單一 13 201123055 警告聲）； ⑽）判斷i定平均成賴範_，某—成交量分級之圖標長度所 代表的版:^成父星’是否超過該股票交易總數之—第二預馨百 ^比（如：超過股票交易總數的百分之⑹，若是，繼續_ (5〇9)’否則，返回步驟（500);及 (509)=該顯轉12 _監_服㈣之—警補㈣（如： 第二預警信號(如:顯示閃爍的警告視窗或發 應各旦由^該監測词服器1〇能藉由該方法，建立出能清楚顯示對 1、列圖股票歧量的股票衫制圖表，並將該股票交易 U +，因而#違反内線交易者（包含—般投 過該股票交易示父易時，投資者、證券監測機構或人員即能透 並舻料=騎’對應各該平均成交價及成交量分的位置， 並根據該圖標長度，判 里刀耵m置 大戶以巨額的交易：二Γ紅產.生，行為之够 生，或更為審慎的二2二有異f交易行為之發 該股票交易監_表，又錢由_倾庫14巾所儲存的 以有效遏止異常交易j為故明运反内線交易者之交易行為的證據， 及評估證 券交發生，A ’藉由該方法實能有效達成監測 行該方法之效率，2，以提升該監_服111G (如第2圖所示）執 所示的步驟⑽〜^圖中所示的步驟（3〇5〜3〇8)，與第5-2圖中 色階範圍（或 ）’即關於能令該監測祠服器10在判斷出某- /、成父量分級）之圖標長度所代表的成交量 14 201123055 股票交祕數之鮮百分㈣，糾各該輕喊的部分係 如此’該監測伺服器10即能僅單純囊整各該證 ^略’ 楚正確之股票交易監測圖表’以供投資者、證券監 =估證券交易之安全，故，能有效地降低該監測舰器 再者，在各該實施例中，第w _示步 (505) t，^ 第2圖所示)之一資料庫14内的部分，亦能省略，而令投 == 監人員僅利用該顯示幕12 ’觀察該股票交易監: 以節省講置該資料庫14之成本，並提高該監測飼服器 另’在各該實施例中，僅以股票交易為例進行說明，铁，本 谢’舉絲金、外匯、期貨或選擇 处，商扣紐資翻，均能顧本發簡行^安全之呼 亦不限定僅能針對單一股票進行監測，尚能針對類股 …二電子類股、金融類股......等）或整個股票大舰行監測並建立 ,,^ 各'"貫蝴中雖僅分別利用二個與三個座標轴為 二Ζ綱’惟，任何運用本發明之技術特徵，如：使該監測飼服 種二;並對照各該證券交易資料中的成交量’建立各 徵，均屬本侧&技術特 者、返’復請參閱第2圖所示，藉由本發明，主要係能使投資 昱二測機構或人員’可透過該股票交易監測圖表，判斷是否有 “父易行為的發生’以確保所有投資者的權益，進而有效達成監測 15 201123055 及評估證券交易安全之目的。以上所述，僅係本發明之較佳實施例， 惟，本發贿主張之制綱，並不局限於此，按域悉該項技藝人 士，依據本發明所揭露之技_容，可輕易思及之等效變化，均應屬 不脫離本發明之保護範疇。 【圖式簡單說明】 第1圖所示乃習知量價變化圖之示意圖； 第2圖所示乃本發明應用的網路平台之示音圖； 第3-1圖所示乃本發明監測及評估證券交料全之 例之前段流程圖； 德貫& 第1圖所示乃本發明監測及評估證券交易安全之方法之 例之後段流程圖； 权仏貫施 ^圖圖所示乃本發明之—較佳實施例所建立之—股敎易監測圖表之 第Η圖所示乃本發明監測及評估證券交易安全之方 施例之前段流程圖； 另較佳貫 第5-2騎示乃本翻監·評赌券以安全 施例之後段流程圖；及 去之另一較佳實 第6圖所示乃本發明之另一較佳 表之示意圖。 健心例所建立之另―股敎易監測圖 【主要元件符號說明】 網路平台 ............... 1 監測伺服器 ...............1〇 16 201123055 分級對照表 ............... 11 顯示幕 12 警示模組 13 貧料庫 14 電腦 20 交易資料庫 ...............21(304) displaying the stock transaction monitoring chart on one of the display screens of the monitoring server 1 and storing it in one of the monitoring servers 1; (305) determining the icon of the certain range Whether the stock volume represented by the length exceeds the total number of stock transactions - the first - warning percentage (such as: 60% of the total stock trading ^), and if so, continue with the steps (3〇6), otherwise, the steps are executed ( 3〇7); (306) Send a -first warning signal through the display screen 12 or one of the monitoring servers 1 (eg: buzzer) (eg display a warning window or issue a single warning) (307) Judgment - within the predetermined average price range, whether the stock volume represented by the length of the icon of a certain color scale exceeds the second warning percentage of one of the total number of stock transactions (eg, more than the total number of stock transactions) 6 〇), if yes, continue with step (308) 'Otherwise, return to step (3〇〇); and (308) through the display screen 12 or the monitoring feeder 1 警 one of the warning modules (eg: The bee will issue a second warning signal (eg, a flashing warning) The window or a continuous warning sound). - In this way, the investor, the securities monitoring agency or the personnel (such as a stock exchange or a securities exchange committee) can monitor the chart by the stock transaction on the display screen 12 of the monitoring server 10 or each of the materials The stock transaction monitoring chart stored in the library 14 is clearly determined by the unique color level and length change of the paste mark in the pre-zero trade interval of the stock-generation 11 201123055, corresponding to the average transaction price. The trading volume of different stocks a ', _ identifies the volume range of large-scale centralized trading of securities and its average transaction price in this case t 'such as: black color scale represents the map county and average turnover illusion, so not only energy efficiency = traditional reading changes The figure can only show the icon of the color-level scale, but can not fully express the problem of the market trading situation, and more #I want to find out whether there is a stock coupon or a person without a right farmer~^ have a large number of households Stock trading, and review the 'two = (such as: insider trading) to prevent damage caused by abnormal trading behavior, and thus effectively achieve monitoring and evaluation of securities transactions: The signal can be more arbitrarily in the event of abnormal trading behavior, that is, the total daily trading volume of the large stocks of the super-generation f [about P accounted for more than the overall early total volume [28〇61] In the other embodiment, please refer to Figure 2, the method is also applied: 乂 网路 网路 网路 ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! 另一 另一 另一 另一 另一 另一 另一 另一 另一 另一 另一On the top, only in the implementation of the grading comparison table U is a volume /" pass the dish, wear the bandit level, level 50 ^ ^ shirt (such as · · 50 below the representative of Wanhua and above - The following is the representative level of the million shares: 2. The monitoring server 1 can be classified according to the volume of each of the securities transaction data, which enables the service to read the corresponding 5-1 and 5-2. The picture shows: Take the following steps, please refer to (10)) in the - dare trading range (such as: 12 is the single day of December 15th, etc., etc., in this case, every other time (eg, every half hour or every hour, according to a predetermined interval), 'continue to read the securities transaction data provided by each of the 12 201123055 Easy Databases; (501) according to each of the securities transaction data In each of the stock code and trading date, a corresponding stock trading monitoring chart is established, as shown in Figure 6, the stock trading monitoring chart includes three coordinate axes, wherein the first coordinate axis (eg, horizontal coordinate car by ) represents the average transaction price (in this case, the average transaction price is 62. 2, 62, 3 ... .. 62. 7 yuan / per share equivalent price for example), the second coordinate axis (such as: vertical money axis) represents the -® standard length corresponding to a certain - average transaction price (ie, the transaction is placed, in this case, The average transaction price is 62.2 yuan per share, the total volume is 1590 sheets, and the third coordinate axis (such as the depth coordinate axis) is representative of the average-average transaction volume classification. Shooting, taking the grades 1 to 3 as an example); (502) According to the stock transaction data, the stock price and the transaction of the stock corresponding to one stock code (in this case, the stock of stock code 2330 is taken as an example) Calculate an average transaction price; (503) Calculate the length of the corresponding icon according to the transaction volume of the stock; Lu (504) will calculate the length of each icon, according to different average transaction price and transaction The quantity is gradually accumulated to the relative position on the stock transaction monitoring chart; (505) displaying the stock transaction monitoring chart on one of the monitoring servers 1 and displayed on the monitoring server 1〇 One of the databases 14; (506) to determine a certain volume Whether the stock volume represented by the icon length of the level exceeds the first warning percentage of one of the total number of stock transactions (eg, more than 60% of the total number of stock transactions) 'If yes, continue with step (507), otherwise, perform steps (5〇8); (507) Send a first warning signal (such as: display a warning window or issue a single 13) through the display screen 12 or one of the monitoring servers 1 (eg, a buzzer) 201123055 Warning sound); (10)) Judging the average value of the i-rated _, a certain version of the length of the icon of the volume grading: ^ Cheng Chengxing's more than the total number of shares trading - the second pre-enrichment ratio ( For example: more than the total number of stock transactions (6), if yes, continue _ (5〇9) 'other, return to step (500); and (509) = the turn 12 _ supervised _ service (four) - police (four) ( For example: the second warning signal (such as: the warning window showing the flickering or the response should be used by the monitoring device 1), the method can be used to establish a stock shirt that can clearly display the disparity of the stocks of the 1. Charting and trading the stock U+, thus #violation of insider traders (contains - When investing in the stock transaction, the investor, the securities monitoring agency or the personnel can pass through the data and determine the location of the average transaction price and the volume of the transaction, and according to the length of the icon, m large households with huge transactions: two Γ red production. Health, behavior is enough, or more prudent two 22 two different f trading behavior of the stock trading supervision _ table, and money from _ dumping 14 towels The evidence stored in the transaction to effectively stop the abnormal transaction, and the evaluation of the securities exchange, A 'by this method can effectively achieve the efficiency of monitoring the method, 2, to improve The supervisory service 111G (as shown in Fig. 2) performs the steps (10) to the steps shown in the figure (3〇5~3〇8), and the color scale range (or) in Fig. 5-2. 'that is, the volume of the number of icons that can be used to determine the length of the icon of the monitoring server 10 in determining a - /, parenting level 14 201123055 stocks of the number of secrets (four), correct the part of the shout So, the monitoring server 10 can only simply encapsulate each of the certificates. The table 'for investors, securities supervisors = to assess the security of securities transactions, therefore, can effectively reduce the monitoring of the ship again, in each of the examples, the first w _ step (505) t, ^ Figure 2 The portion of one of the databases 14 shown can also be omitted, and the investing == supervisor can only use the display screen 12' to observe the stock trading supervisor: to save the cost of the database 14 and to improve the cost Monitoring the feeding device Another 'in each of the examples, only the stock transaction as an example to illustrate, iron, Ben Xie's gold, foreign exchange, futures or options, business deduction of new capital, can take care of this issue ^ The call for security is not limited to monitoring only for a single stock, but can also be monitored and established for stocks...two electronic stocks, financial stocks, etc.) or the entire stock ship. "In the butterfly, although only two and three coordinate axes are used as the second axis, respectively, any use of the technical features of the present invention, such as: to make the monitoring feed two; and in contrast to the securities transaction data The volume of the 'establishment of the levy, both belong to this side & technical experts, return to see Figure 2, by The invention mainly enables the investment of the second testing institution or the person to monitor the chart through the stock transaction to determine whether there is a “father occurrence behavior” to ensure the rights and interests of all investors, thereby effectively achieving monitoring 15 201123055 and evaluating securities The purpose of transaction security. The above description is only a preferred embodiment of the present invention, but the outline of the bribe claim is not limited thereto, and the skilled person according to the present invention can easily Equivalent changes in thought should be made without departing from the scope of protection of the present invention. BRIEF DESCRIPTION OF THE DRAWINGS Fig. 1 is a schematic diagram of a conventional quantity and price change diagram; Fig. 2 is a sound diagram of a network platform to which the present invention is applied; and Fig. 3-1 is a monitor of the present invention. And the flow chart before the evaluation of the securities delivery case; De Guan & Figure 1 is a flow chart of the example of the method for monitoring and evaluating the security of securities transactions of the present invention; The figure of the present invention, which is set forth in the preferred embodiment of the present invention, is shown in the first diagram of the present invention for monitoring and evaluating the security of securities transactions. A flowchart of a preferred embodiment of the present invention is shown in the following paragraphs; and another preferred embodiment of the present invention is shown in FIG. The other part of the Jianxin example established the monitoring chart [main component symbol description] network platform............... 1 monitoring server......... ......1〇16 201123055 Grading table............... 11 Display screen 12 Warning module 13 Poor library 14 Computer 20 Transaction database..... ..........twenty one
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