NZ736368B2 - Methods and compositions for prediction of therapeutic efficacy of cancer treatments and cancer prognosis - Google Patents
Methods and compositions for prediction of therapeutic efficacy of cancer treatments and cancer prognosis Download PDFInfo
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Abstract
The invention generally relates to methods and compositions for the prediction of therapeutic efficacy of cancer treatments and the prognosis of cancer. The invention discloses markers that are associated with favorable and unfavorable outcomes, respectively, in certain cancer treatments and are useful as prognostic markers for cancer. Methods involving these markers are disclosed for predicting cancer therapy benefit and prognosing clinical outcome for cancer patients. In particular, the present invention relates to methods of assessing if a cancer patient having a CLDN18.2 positive tumor is a responder to treatment with an anti-CLDN18.2 antibody comprising determining the genotype for one or more single-nucleotide polymorphisms (SNPs) selected from MUC1 rs4072037, IL-10 rs1800896, DNMT3A rs1550117, SMAD4 rs12456284, EGF rs4444903, CDH1 rs16260 and ERCC1 rs11615. ful as prognostic markers for cancer. Methods involving these markers are disclosed for predicting cancer therapy benefit and prognosing clinical outcome for cancer patients. In particular, the present invention relates to methods of assessing if a cancer patient having a CLDN18.2 positive tumor is a responder to treatment with an anti-CLDN18.2 antibody comprising determining the genotype for one or more single-nucleotide polymorphisms (SNPs) selected from MUC1 rs4072037, IL-10 rs1800896, DNMT3A rs1550117, SMAD4 rs12456284, EGF rs4444903, CDH1 rs16260 and ERCC1 rs11615.
Description
METHODS AND COMPOSITIONS FOR PREDICTION OF THERAPEUTIC
EFFICACY OF CANCER TREATMENTS AND CANCER PROGNOSIS
TECHNICAL FIELD OF THE INVENTION
The invention generally relates to methods and compositions for the prediction of therapeutic
efficacy of cancer treatments and the prognosis of cancer. The invention discloses markers
that are associated with favorable and unfavorable es, respectively, in certain cancer
ents and are useful as prognostic markers for cancer. Methods involving these markers
are disclosed for predicting cancer therapy benefit and prognosing al outcome for cancer
BACKGROUND OF THE INVENTION
Cancers of the stomach and the esophagus (gastroesophageal; GE) are among the
malignancies with the highest unmet medical need. Gastric cancer is the second leading cause
of death worldwide. The incidence of geal cancer has increased in recent decades and
the l five-year survival rate for GE cancer is 20—25%, despite the aggressiveness of
established standard treatment associated with substantial side effects. The medical need of
patients suffering from this cancer type is high and tive drugs are required.
The tight junction molecule claudin 18 e 2 (CLDN18.2) is a cancer-associated splice
variant of Claudin 18 [Niimi, T., et a1., Mol Cell Biol, 2001. 21(21): p. 7380—90; Tureci, 0., et
a1., Gene, 2011. : p. 83—92]. CLDN18.2 is a 27.8 kDa transmembrane protein
comprising four membrane spanning domains with two small extracellular loops (loopl
embraced by hydrophobic region 1 and hydrophobic region 2; loop2 embraced by
hydrophobic regions 3 and 4). CLDN18.2 is a highly ive gastric lineage antigen,
exclusively expressed on lived differentiated gastric epithelial cells and not detectable in
any other normal human tissue. The antigen is ectopically sed at significant levels in a
diversity of human cancers including gastroesophageal and pancreatic cancer [Sahin, U., et
a1., Clin Cancer Res, 2008. 14(23): p. 7624—34]. The CLDN18.2 protein is also frequently
detected in lymph node metastases of gastric cancer and in distant metastases. CLDN18.2
seems to be involved in proliferation of CLDN18.2 positive tumor cells, since down
tion of the target by siRNA technology results in tion of proliferation of gastric
cancer cells.
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IMAB362 is a chimeric monoclonal antibody of IgG1 subtype directed against CLDN18.2.
IMAB362 recognizes the first extracellular domain of CLDN18.2 with high affinity and
specificity and does not bind to any other claudin family member including the closely related
splice variant 1 of Claudin 18 (CLDN18.l).
In human xenografts sing CLDN18.2 survival benefit and tumor regressions have been
ed in mice after administration of IMAB362. When administered intravenously in
relevant animal species, no toxicity in gastric tissue is observed as the target epitope is not
accessible. However, the tumor target becomes accessible for IMAB362 during malignant
ormation. 2 bundles four independent highly potent mechanisms of action: (i)
antibody—dependent cellular cytotoxicity , (ii) complement-dependent cytotoxicity
(CDC), (iii) induction of apoptosis induced by cross linking of the target at the tumor surface
and (iv) direct inhibition of proliferation.
A previous phase I trial has evaluated IMAB362 as erapy in a single dose in patients
with late-stage gastroesophageal cancer. In this trial five IMAB362 doses (33, 100, 300, 600
and 1000 mg/mz) were applied as monotherapy. This study shows that a single administration
of this antibody is safe and well tolerated in a dosage of up to 1000 mg/mz, as no relevant
differences in AB profile and other safety parameters between the dose
groups could be seen
(AB. = adverse event). Best results with regard to antitumora. activity were obtained for the
300 mg/m2 and 600 mg/m2 groups. In two patients of the 300 mg/m2
group the disease was
controlled and as they had only non—target lesions they were rated as non-CR, non-PD (CD =
complete response; PD = progressive disease). The duration of non-CR, non-PD was about
two months and six weeks, respectively. Tumor marker levels of these three patients remained
stable. One t in the 600 rug/m2 group presented with stable disease (SD). The duration
of the SD was about 2 months.
On basis of the highly potent mechanisms of action for the induced cell killing of IMAB362,
the al benefit of IMAB362-treated mice bearing a .2—positive tumor, the
absence of any tion for IMAB362-related toxicity, and the ing results of the
phase I trial a phase Ila study was initialized. This phase Ila clinical trial was conducted to
determine safety, tolerability and antitumoral ty of repetitive doses of IMAB362 in
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patients with metastatic, refractory or recurrent disease of advanced adenocarcinoma of the
stomach or the lower esophagus proven by histology.
In this phase Ila trial the investigational drug was applied in three cohorts, which were
ted sequentially. A first cohort of three patients received repeated doses of IMAB362 at
a lower dose level (300 mg/m2 body surface area). The antibody was given as a 2 h
intravenous infusion. Since no indication for 2-related toxicity was detected in the
first cohort, the IMAB362 dose of the second cohort (three patients) was increased to 600
mg/m2 body surface area. In a third cohort 19 patients were allocated with the same dose
(repetitive atio- of 600 trig/1112 body surface area). Patient samples from this cohort were
analyzed for l accompanying analytics i.e. ADCC, CDC, immunophenotyping and
genetic immune rphisms. All patients of all cohorts have received repeated doses of
lMAB362 every two weeks on visits 2, 5, 6, 7 and 8 (5 ations).
The discrepancy of n positive tumors (overexpressing the target antigen to similar
extent) with regard to responsiveness to intervention with therapeutic monoclonal antibodies
such as IMAB362 suggests that there are additional factors which are associated with therapy
outcome. This demands careful selection of patients who may have a benefit from antibody
Therefore, there is a need to develop a test to measure the eligibility of patients for antibody
therapy. The present invention addresses this need by providing markers which are associated
with favorable and unfavorable outcomes, respectively, in antibody therapy. Furthermore, the
present inve..tion demonstrates that these markers are useful as markers for prognosing
clinical outcome for cancer patients.
The s presented herein may be used to select a suitable treatment for a cancer patient
and, in particular, to decide whether antibody therapy should be administered to a cancer
patient.
SUMMARY OF THE INVENTION
The t ion provides methods of SNP (single-nucleotide polymorphism)
genotpg, such as for use in evaluating an individual's likelihood of responding to a
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therapeutic ent for cancer, in selecting a treatment or preventive regimen (e.g., in
deciding Whether or not to administer a particular therapeutic agent to an individual having
cancer, or Who is at increased risk for developing cancer in the future), or in evaluating an *
individual's prognosis for e severity and ry.
The present invention is based on the finding that certain genotypes for SNPs are associated
with sensitivity/insensitivity of cancer towards dy treatment such as treatment of
CLDN18.2 positive cancer, in particular CLDN18.2 positive gastroesophageal cancer with
IMAB362. The present invention is further based on the finding that certain genotypes for
SNPs are associated with clinical outcome for cancer patients and thus are useful for
prognosmg 33.11661.
In one aspect, the invention relates to a method of assessing
(i) if a cancer patient having a tumor antigen—positive tumor is a der to ent
with an antibody against the tumor antigen, and/or
(ii) if a cancer patient, preferably a cancer patient having a tumor antigen-positive tumor,
will experience ssion—free survival,
said method comprising determining the genotype for one or more single—nucleotide
polymorphisms ed from the group consisting of CGRZA rsl801274, MUCl
rs4072037, IL-lO rsl800896, DNMTBA 117, SMAD4 rs12456284, EGF rs4444903,
CDHl $16260, ERCCl rsll615, and FCGR3A rs396991 in a sample obtained from the
patient.
In one embodiment, the presence of the heterozygous FCGRZA rsl801274 [CT] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the presence of the homozygous FCGRZA rs1801274 [TT] genotype
and/or the homozygous FCGRZA rs1801274 [CC] genotype indicates an increased risk of a
cancer patient not being a responder to ent with the antibody and/or an increased risk of
a cancer patient not experiencing progression—free survival.
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In one embodiment, the presence of the homozygous MUCl rs4072037 [AA] genotype
indicates a d risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression—free survival.
In one ment, the presence of the homozygous MUCl rs4072037 [GG] genotype
indicates an increased risk of a cancer patient not being a responder to treatment with the
antibody and/or an increased risk of a cancer t not experiencing progression—free
survival.
In one embodiment, the presence of the homozygous IL—IO rs1800896 [GG] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not encing progression-free survival.
In one embodiment, the ce of the heterozygous DNMT3A 117 [GA] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer t not experiencing progression-free survival.
In one embodiment, the presence of the heterozygous SMAD4 r512456284 [GA] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression—free survival.
In one embodiment, the presence of the homozygous EGF rs4444903 [AA] genotype
tes a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression—free survival.
In one embodiment, the presence of the homozygous CDHl rs16260 [AA] genotype indicates
a d risk of a cancer patient not being a responder to treatment with the antibody and/or
a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the presence of the homozygous ERCCl rsl 1615 [TT] genotype
tes a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
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In one embodiment, the presence of the heterozygous FCGR3A r3396991 [TG] genotype
and/or the gous FCGR3A rs396991 [TT] genotype indicates a reduced risk of a cancer
patient not being a responder to treatment with the antibody and/or a reduced risk of a cancer
patient not experiencing progression—free survival.
In one embodiment, the presence of the homozygous FCGR3A rs396991 [GG] genotype
indicates an increased risk of a cancer patient not being a responder to treatment with the
antibody and/or an increased risk of a cancer patient not experiencing progression—free
survival.
In one embodiment, the tumor antigen is the CLDN18.2 protein.
In one , the invention relates to a method of assessing
(i) if a cancer patient having a .2-positive tumor is a responder to treatment with
an dy against the CLDN18.2 protein, and/or
(ii) if a cancer patient, preferably a cancer patient having a CLDN18.2-positive tumor,
will ence progression-free survival,
said method comprising determining the genotype for one or more single—nucleotide
polymorphisms ed from the group consisting of FCGR2A rs1801274, MUCl
rs4072037, IL-10 rsl800896, DNMT3A 131550117, SMAD4 1812456284, EGF rs4444903,
CDHl rs16260, ERCCI rs11615, and FCGR3A rs396991 in a sample ed from the
patient.
In one embodiment, the presence of the heterozygous FCGR2A. 131801274 {CT} genotype
indicates a reduced risk of a cancer patient not being a responder to ent with the
antibody and/or a reduced risk of a cancer patient not experiencing progression—free survival.
In one ment, the presence of the homozygous FCGR2A rs1801274 [TT] genotype
and/or the homozygous FCGR2A r81801274 [CC] genotype indicates an increased risk of a
cancer patient not being a responder to ent with the antibody and/or an increased risk of
a cancer patient not experiencing ssion—free survival.
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In one embodiment, the presence of the homozygous MUCI rs4072037 [AA] genotype
indicates a reduced risk of a cancer patient not being a responder to ent with the
antibody and/or a reduced risk of a cancer patient not experiencing progression—free survival.
In one embodiment, the presence of the homozygous MUCl rs4072037 [GG] genotype
indicates an increased risk of a cancer patient not being a responder to treatment with the
antibody and/or an increased risk of a cancer t not experiencing progression-free
survival.
In one embodiment, the presence of the homozygous IL-IO r51800896 [GG] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the ce of the heterozygous DNMT3A 117 [GA] pe
indicates a d risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the presence of the heterozygous SMAD4 6284 [GA] genotype
indicates a reduced risk of a cancer patient not being a der to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the presence of the homozygous EGF rs4444903 [AA] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
antibody and/or a reduced risk of a cancer patient not experiencing progession—free survival.
In one embodiment, the presence of the homozygous CDHl rsl6260 [AA] genotype indicates
a d risk of a cancer patient not being a responder to treatment with the dy and/or
a reduced risk of a cancer patient not experiencing progression-free survival.
In one embodiment, the presence of the homozygous ERCCI r311615 [TT] genotype
indicates a reduced risk of a cancer patient not being a responder to treatment with the
dy and/or a reduced risk of a cancer patient not experiencing progression—free survival.
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In one embodiment, the presence of the heterozygous FCGR3A 91 [TG] genotype
and/or the gous FCGR3A rs396991 [TT] genotype indicates a reduced risk of a cancer
patient not being a responder to treatment with the antibody and/or a reduced risk of a cancer
patient not experiencing progression-free survival.
In one embodiment, the presence of the gous FCGR3A rs396991 [GG] genotype
indicates an increased risk of a cancer patient not being a der to treatment with the
antibody and/or an increased risk of a cancer patient not experiencing progression—free
survival.
In one embodiment of all aspects of the invention, the antibody acts through recruiting the
patient’s immune system to destroy tumor cells. In one embodiment, the dy acts through
antibody-dependent cell-mediated cytotoxicity (ADCC) and/or complement-dependent
cytotoxicity (CDC). In one embodiment, the antibody is a monoclonal antibody. In one
embodiment of all aspects of the invention, the antibody comprises a heavy chain comprising
an amino acid ce represented by SEQ ID NO: 17 or 51 or a fragment thereof and
a light
chain comprising an amino acid sequence represented by SEQ ID NO: 24 or
a nt
thereof.
In one embodiment of all s of the invention, non-responsiveness to treatment with the
antibody comprises a relative reduction in one or more of survival, progression-free survival,
recurrence-free al, distant ence—free survival, and stable disease.
In one aspect, the invention relates to a method of treating a cancer patient, said method
sing
a. assessing if the cancer patient is a responder to treatment with an antibody bv them-..
”J LA
method of the invention and
b. (i) treating the cancer patient with an antibody if the patient has a reduced risk for not
being a responder to treatment with the antibody or (ii) not treating the cancer patient with an
antibody and/or treating the cancer patient with a treatment regimen which comprises a
treatment which is ent from a treatment with an antibody if the patient has an increased
risk for not being a responder to treatment with the antibody.
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In one embodiment, the treatment regimen comprises a treatment not being dependent on the
immune system of the patient. In one embodiment, the treatment regimen does net comprise a
treatment with an antibody acting through recruiting the patient's immune system to destroy
tumor cells. In one embodiment, the treatment regimen comprises surgery, chemotherapy
and/or radiation. In one embodiment, the treatment regimen comprises a treatment with a
small le inhibitor of the tumor antigen and/or an antibody-drug conjugate wherein the
antibody is directed against the tumor antigen. In one embodiment, the antibody-drug
conjugate is an antibody coupled to a radioactive, chemotherapeutic or toxin moiety. In one
embodiment, the antibody-drug conjugate is an antibody coupled to a cytostatic or xic
compound.
In one aspect, the invention relates to a method of assessing the clinical outcome for a cancer
patient, said method comprising determining the genotype for one or more -nucleotide
polymorphisms selected from the group consisting of FCGRZA r51801274, MUCl
rs4072037, IL—lO r51800896, DNMT3A r51550117, SMAD4 r312456284, EGF rs4444903,
CDHI 0, ERCCI rsll615, and FCGR3A rs396991 in a sample obtained from the
patient.
In one ment, the presence of the heterozygous FCGRZA 274 [CT] genotype
indicates a reduced risk of poor clinical outcome.
In one embodiment, the presence of the gous FCGRZA r51801274 [TT] genotype
and/or the homozygous FCGRZA r81801274 [CC] genotype tes an increased risk of
poor clinical outcome.
In one embodiment, the presence of the gous MUCl rs4072037 [AA] genotype
indicates a reduced risk of poor clinical outcome.
In one embodiment, the presence of the gous MUCl rs4072037 [GG] genotype
indicates an increased risk of poor al outcome.
In one embodiment, the presence of the homozygous IL-lO r51800896 [GG] genotype
indicates a d risk of poor clinical outcome.
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In one embodiment, the presence of the heterozygous DNMT3A r51550117 [GA] genotype
tes a reduced risk ofpoor clinical outcome.
In one embodiment, the presence of the heterozygous SMAD4 6284 [GA] genotype
indicates a reduced risk ofpoor clinical outcome.
In one embodiment, the presence of the homozygous EGF rs4444903 [AA] genotype
indicates a reduced risk of poor clinical outcome.
In one embodiment, the presence of the homozygous CDHl r516260 [AA] genotype indicates
a reduced risk ofpoor al outcome.
In one embodiment, the presence of the homozygous ERCCl rs11615 [TT] genotype
indicates a reduced risk of poor clinical outcome.
In one embodiment, the presence of the heterozygous FCGR3A rs396991 [TG] genotype
and/or the homozygous FCGR3A 91 [TT] genotype indicates a reduced risk of poor
clinical outcome.
In one ment, the presence of the homozygous FCGR3A rs396991 [GG] genotype
indicates an increased risk of poor clinical outcome.
irnent, assessing tuc clinical outcome tor a cancer patient comprises predicting
the likelihood of one or more of survival, progression—free al, recurrence-free survival,
distant recurrence-free al and stable disease. In one embodiment, poor clinical outcome
comprises a relative reduction in one or more of survival, progression—free survival,
recurrence—free survival, t recurrence—free survival and stable disease.
In one embodiment, the t has a tumor antigen-positive tumor and receives a treatment
with an antibody against the tumor antigen.
In one embodiment of all aspects of the ion, the sample is a sample comprising DNA.
In one embodiment, the DNA has been extracted from a bodily sample of the patient. In one
embognt, the DNA has been extracted from blood.
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In one embodiment of all aspects of the invention, the tumor is a solid tumor. In one
embodiment, the tumor is a gastroesophageal tumor. In one embodiment, the tumor is an
advanced adenocarcinoma of the stomach or the lower esophagus. In one embodiment, the
cancer is gastroesophageal cancer. In one embodiment, the cancer is an advanced
ncinoma of the stomach or the lower esophagus.
In a further aspect, the present invention relates to a kit comprising means for ining the
genotype for one or more single-nucleotide polymorphisms selected from the group ting
of FCGRZA rs1801274, MUCl rs4072037, IL—lO rs1800896, DNMT3A rs1550117, SMAD4
rs12456284, EGF rs4444903, CDHl rsl6260, ERCCI rsl 1615, and FCGR3A 9l in a
sample obtained from the patient. In one embodiment, said kit is useful for conducting the
methods of all aspects of the present ion. In one ment, said kit further comprises
a data carrier. In one preferred embodiment, said data carrier is an electronical or a non-
electronical data carrier. In one embodiment, said data r comprises instructions on how
to carry out the methods of all aspects of the invention.
Other objects, advantages and features of the present invention will become apparent from the
following ed description when considered in conjunction with the accompanying
figures.
BRIEF DESCRIPTION OF THE FIGURES
rea”:Si'1('b p-t m1-Il“a(D lI:cleotide po.ymorphisms with a statistically sigmincant genotype
frequency shift between patient and control population (xz—test, p<0.05).
Assignment of SNP-specific genotypes to bar sections is indicated. Pat. t population,
Co. Control population.
Figure 2: Relative frequency of homozygous risk genotypes per patient in relation to the
number of igated SNP risk factors per patient. Patients are sorted by sing
frequency of accumulated homozygous risk factors.
Figure 3: Progression-free survival of PP patients entiated by 274
(FC ) genotype (Kaplan-Meier curve)
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Figure 4: Progression-free survival of FAS patients differentiated by rs1801274
A) genetype (KaplamMeier curve)
Figure 5: Progression—free survival of PP patients differentiated by rs1800896 (IL-10)
pe (Kaplan—Meier curve)
Figure 6: Progression-free survival of FAS patients differentiated by rs1800896 (IL-10)
genotype (Kaplan-Meier curve)
Figure 7: Progression-free survival of FAS patients differentiated by rs1550117
A) genotype (Kaplan-Meier curve)
Figure 8: Progression—free survival of PP patients differentiated by rs12456284
(SMAD4) genotype (Kaplan-Meier curve)
Figure 9: Progression-free survival of PP patients differentiated by rs4072037 (MUCl)
genotype (Kaplan-Meier curve)
Figure 10: Progression-free survival of FAS patients differentiated by rs4072037
{MUC1) genotype (Kaplan—Meier curve)
Figure 11: ssion-free survival of FAS patients entiated by rs4444903 (EGF)
genotype (Kaplan-Meier curve)
Figure 12: Progression-free survi al of FAS patients differentiated by r316266 (CDHI)
genotype (Kaplan-Meier curve)
Figure 13: Progression-free survival of PP patients entiated by rsll615 (ERCCI)
genotype (Kaplan-Meier curve)
Figure 14: Progression-free al of PP patients differentiated by rs396991
(FCGE) genotype (Kaplan-Meier curve)
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ED DESCRIPTION OF THE INVENTION
Although the present invention is described in detail below, it is to be understood that this
invention is not limited to the particular methodologies, protocols and reagents described
herein as these may vary. It is also to be understood that the terminology used herein is for the
purpose of describing particular embodiments only, and is not ed to limit the scope of
the t invention which will be limited only by the appended claims. Unless defined
otherwise, all technical and scientific terms used herein have the same meanings as commonly
understood by one of ordinary skill in the art.
In the following, the elements of the present invention will be described. These elements are
listed with specific ments, however, it should be tood that they may be
combined in any manner and in any number to create additional embodiments. The variously
described es and red embodiments should not be construed to limit the present
ion to only the explicitly described embodiments. This description should be
understood, to support and encompass embodiments which combine the explicitly described
embodiments with any number of the disclosed and/or preferred elements. Furthermore,
permutations and combinations of all described elements in this application should be
considered disclosed by the description of the present application unless the context indicates
otherwise.
ably, the terms used herein are defined as described in "A multilingual glossary of
biotechnological terms: (IUPAC Recommendations)", H.G.W. Leuenberger, B. Nagel, and H.
Kolbl, Eds, Helvetica Chimica Acta, CH-4010 Basel, Switzerland, (1995).
The practice of the present invention will , unless otherwise indicated, conventional
methods of chemistry, biochemistry, cell biology, immunology, and recombinant DNA
ques which are ned in the literature in the field (cf., e.g., lar Cloning: A
Laboratory Manual, 2nld Edition, J. Sambrook et al. eds, Cold Spring Harbor Laboratory
Press, Cold Spring Harbor 1989).
Throughout this specification and the claims which follow, unless the context requires
otherwise, the word "comprise", and variations such as "comprises" and "comprising", will be
underst to imply the inclusion of a stated member, integer or step or
group of members,
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integers or steps but not the exclusion of any other member, integer or step or group of
members, rs or steps llgh in some embodiments such other member, integer or step
or group of members, integers or steps may be excluded, i.e. the subject-matter consists in the
inclusion of a stated member, integer or step or group of members, integers
or steps. The
terms "a" and "an" and "the" and similar reference used in the context of bing the
invention (especially in the context of the claims) are to be construed to cover both the
singular and the plural, unless otherwise indicated herein or clearly contradicted by context.
tion of ranges of values herein is merely intended to serve as a shorthand method of
referring individually to each separate value g within the range. Unless otherwise
indicated herein, each individual value is incorporated into the cction
as if it were
individually recited herein. All methods described herein can be performed in any suitable
order unless ise indicated herein or otherwise clearly contradicted by context. The
of any and all es, or exemplary language (e.g., "such as"), provided herein is intended
merely to better illustrate the invention and does not pose a limitation on the scope of the
invention otherwise claimed. No language in the specification should be construed as
indicating any non-claimed element essential to the practice of the ion.
Several nts are cited throughout the text of this specification. Each of the documents
cited herein ding all patents, patent applications, scientific publications, manufacturer's
specifications, instructions, etc.), whether supra or infra, are hereby incorporated by reference
in their entirety. Nothing herein is to be ued as an admission that the invention is
ed to antedate such disclosure by virtue of prior invention.
The present inventors provide tests to measure the eligibility of patients for certain cancer
treatments, in particular antibody therapy, and to draw conclusions on the prognosis of a
cancer patient. The wsuits obtained using these tests en"bles the physician to decide on a
suitable treatment for a cancer patient, and, in particular, to decide whether antibody therapy
should be administered to a particular cancer patient.
The term "Single Nucleotide Polymorphism“ or "SNP" relates to a DNA
sequence variation
occurring commonly within a population in which a single nucleotide in the genome (or other
shared sequence) differs between members of a biological species
or paired somes.
SNPSfl occur in coding sequences of genes, non-coding regions of
genes, or in intergenic
region gions between genes). SNPs within a coding sequence may but do not necessarily
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change the amino acid sequence of the protein that is produced, due to degeneracy of the
genetic code. Thus, SNPs in the coding region are of two types, synonymous and
nonsynonymous SNPS. Synonymous SNPs do not affect the protein sequence While
nonsynonymous SNPs change the amino acid sequence of protein. The nonsynonymous SNPs
are of two types: missense and nonsense. SNPs that are not in protein-coding regions may still
affect gene splicing, transcription factor binding, messenger RNA degradation, or the
sequence of ding RNA. Gene expression affected by this type of SNP is referred to as
an eSNP (expression SNP) and may be upstream or downstream from the gene.
s methods known in. the art can be used to ine the genotype for SNPs. Anelvtir‘
111.14] lulva1
methods to discover novel SNPs and detect known SNPS include, for example, DNA
sequencing, capillary electrophoresis, mass spectrometry, single-strand conformation
rphism , electrochemical analysis, denaturating HPLC and gel electrophoresis,
restriction fragment length polymorphism and ization analysis.
The process of ining which nucleotide is present at a particular SNP position described
herein, for either or both alleles, can be referred to by such phrases as mining the
genotype for a SNP" or "SNP genotyping". Thus, these phrases can refer to detecting a single
allele otide) at a SNP on or can encompass detecting both alleles (nucleotides) at a
SNP position (such as to determine the homozygous or heterozygous state of a SNP position).
Furthermore, these s may also refer to detecting an amino acid residue encoded by a
SNP (such as alternative amino acid residues that are encoded by different codons created by
alternative nucleotides at a SNP position).
A reagent that specifically detects a specific target SNP position disclosed herein, and that is
preferably specific for a particular nucleotide (allele) of the target SNP position (i.e., the
reagent preferably can differentiate between different alternative nucleotides at a target SNP
position, thereby allowing the identity of the nucleotide t at the target SNP position to
be ined) can be used for SNP detection. Typically, such detection reagent hybridizes to
a target SNP—containing nucleic acid molecule by complementary base-pairing in a ce
specific manner, and discriminates the target t sequence from other nucleic acid
sequences such as an art-known form in a test sample. An example of a detection reagent is a
non-nflglly occurring nucleic acid primer or probe that hybridizes to a target nucleic acidconta a SNP disclosed herein. In a preferred embodiment, such a primer or probe
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differentiate between nucleic acids having a particular nucleotide (allele) at the target SNP
position from other nucleic acids that have a different nucleotide at the same target SNP
position. In addition, a detection reagent may hybridize to a c region 5' and/o. 3' to the
SNP position. It will be apparent to one of skill in the art that such detections ts, such
as such primers and probes are directly useful as reagents for genotyping one or more of the
SNPs disclosed , and can be incorporated into any kit format.
For analyzing SNPs, it can be riate to use ucleotides specific for alternative SNP
alleles. Such oligonucleotides that detect single tide variations in target sequences may
be ed to by such terms as "allele—specific oligonucleotides", "allele-specific ", or
"allele—specific primers“.
A SNP detection reagent may be labeled with a reporter such as a fluorogenic reporter dye
that emits a detectable signal. While the preferred reporter dye is a fluorescent dye, any
reporter dye that can be attached to a detection t such as an oligonucleotide probe or
primer is suitable acco.ding to the invention. In yet another embodiment, the detection reagent
may be further labeled with a quencher dye, especially when the reagent is used as a self—
quenching probe such as a TaqMan probe. The SNP detection reagents disclosed herein may
also contain other labels, including but not limited to, biotin for avidin binding, hapten
for antibody binding, and oliconucleotide for bindin to another complementary
oligonucleotide.
According to the present invention also reagents are contemplated that do not contain (or that
are not complementary to) a SNP nucleotide to be identified but that are used to assay one or
more SNPS disclosed herein. For example, primers that flank, but do not hybridize ly to
a target SNP position are useful in primer extension reactions in which the primers hybridize
to a region adjacent to the target SNP position (i.e., within one or more nucleotides from the
target SNP site). During the primer extension reaction, a primer is typically not able to extend
past a target SNP site if a particular nucleotide (allele) is present at that target SNP site, and
the primer extension product can be detected in order to determine which SNP allele is
present at the target SNP site. For example, particular ddNTPs are typically used in the primer
extension reaction to terminate primer extension once a ddNTP is incorporated into the
fiproduct. Thus, ts that bind to a nucleic acid molecule in a region adjacent to a
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SNP site and that are used for assaying the SNP site, even though the bound sequences do not
necessarily include the SNP site itself, are also plated according to the invention.
The term “FCGRZA” relates to the human FCGRZA gene. This gene encodes low affinity
immunoglobulin gamma Fc region receptor II-a (CD32) and is one member of a family of
immunoglobulin Fc receptor genes. The protein encoded by this gene is a cell surface receptor
found on phagocytic cells such as macrophages and neutrophils, and is involved in the process
of ytosis and clearing of immune complexes. Alternative splicing results in multiple
transcript variants.
Preferably, the term "FCGRZAii relates to a nucleic acid comprising, preferably consisting of
the nucleic acid sequence of SEQ ID NO: 61 of the sequence listing or a variant of said
nucleic acid sequence and to a protein encoded by this nucleic acid, preferably to a protein
comprising, ably consisting of the amino acid sequence of SEQ ID NO: 62 of the
sequence listing or a variant of said amino acid ce.
rs1801274 is a SNP in the FCGRZA gene. rs1801274 (C) encodes the arginine (R) allele, with
the (T) allele encoding the variant histidine (H). This SNP is an intragenic transition
tution with the following codon change: CAT,CGT and s in a missense mutation.
The SNP is known in the literature by many names, including A519C and R13lI-I. The
t sequence is as follows:
TGGGATGGAGAAGGTGGGATCCAAA[C/T]GGGAGAATTTCTGGGATTTTCCATT
The term “MUCI “ relates to the human MUCI gene. This gene encodes Mucin 1, cell surface
associated (MUCl) or polymorphic epithelial mucin (PEM) which is a member of the mucin
family and is a membrane bound, ylated phosphoprotein. The protein is anchored to the
apical surface of many epithelia by a embrane . Beyond the transmembrane
domain is a SEA domain that contains a ge site for e of the large extracellular
domain. The protein serves a protective function by binding to ens and also functions
in a cell signaling capacity.
Preferably, the term "MUCl " relates to a nucleic acid comprising, preferably consisting of the
nuclegcid sequence of SEQ ID NO: 63 of the sequence listing or a variant of said nucleicacid ence and to a protein encoded by this c acid, preferably to a protein
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comprising, ably consisting of the amino acid sequence of SEQ ID NO: 64 of the
sequence listing or a variant of said amino acid sequence.
rs4072037 is a SNP in the MUCl gene. This SNP is an intragenic transition substitution with
the following codon change: ACA,ACG and results in a silent mutation. The context ce
is as follows:
CCCCTAAACCCGCAACAGTTGTTAC[A/G]GGTTCTGGTCATGCAAGCTCTACCC
The term "IL-10" relates to the human IL—lO gene. This gene encodes interleukin-10 (IL-10),
also known as human cytokine synthesis inhibitory factor (CSIF), which is an anti—
inflammatory cytokine.
Preferably, the term "IL—10" relates to a nucleic acid comprising, preferably consisting of the
nucleic acid ce of SEQ ID NO: 65 of the sequence listing or a variant of said nucleic
acid sequence and to a protein d by this nucleic acid, preferably to a protein
comprising, preferably consisting of the amino acid sequence of SEQ ID NO: 66 of the
sequence listing or a variant of said amino acid sequence.
rsl800896 is a SNP in the IL-lO gene. This SNP is an intergenic /’ unknown intragenic
transition substitution. The context sequence is as follows:
CAACAC‘TACTAAGGCTTCTTTGGGA[A/G]GGGGAAGTAGGGATAGGTAAGAGGA
The term A” relates to the human DNMT3A gene. This gene encodes DNA
(cytosine—5)—methyltransferase 3A. The protein encoded by this gene is an enzyme that
catalyzes the transfer of methyl groups to c CpG structures in DNA.
Preferably, the term "DNMT3A" s to a nucleic acid comprising, preferably ting of
the nucleic acid ce of SEQ ID NO: 67 of the ce listing or a variant of said
nucleic acid sequence and to a protein encoded by this nucleic acid, preferably to a protein
comprising, preferably consisting of the amino acid sequence of SEQ ID NO: 68 of the
sequence listing or a variant of said amino acid sequence.
r3155g7 is a SNP in the DNMT3A gene. This SNP is an intragenic tion substitution inthe D T3A promoter region. The context sequence is as follows:
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AATTCCACCAGCACAGCCACTCACT[A/G]TGTGCTCATCTCACTCCTCCAGCAG
The term "SMAD4" relates to the human SMAD4 gene. This gene encodes Mothers against
decapentaplegic homolog 4. The protein encoded by this gene is involved in cell signaling and
belongs to the Darfwin family of proteins that modulate members of the TGFB protein
superfamily. It binds receptor-regulated SMADs such as SMADI and SMADZ, and forms a
complex that binds to DNA and serves as a transcription factor. It is the only known
mammalian coSMAD.
Preferably, the term "SMAD4" s to a nucleic acid comprising, pretea‘(3'‘1.y censrsting of
the nucleic acid sequence of SEQ ID NO: 69 of the sequence listing or a variant of said
nucleic acid sequence and to a protein encoded by this nucleic acid, preferably to a protein
comprising, preferably ting of the amino acid sequence of SEQ ID NO: 70 of the
sequence listing or a valiant of said amino acid sequence.
r312456284 is a SNP in the SMAD4 gene. This SNP is an intragenic transition substitution in
the 3'-UTR. The t sequence is as follows:
AGGTCCAGAGCCAGTGTTCTTGTTC[A/G]ACCTGAAAGTAATGGCTCTGGGTTG
The term "EGF" relates to the human EGF gene. This gene encodes epidermal growth factor.
EGF is a growth factor that stimulates cell growth, eration, and differentiation by
binding to its receptor EGFR.
Preferably, the term "EGF" relates to a c acid comprising, preferably ting of the
nucleic acid sequence of SEQ ID NO: 71 of the sequence listing or a variant of said nucleic
acid ce and to a protein encoded by this nucleic acid, preferably to a protein
comprising, preferably ting of the amino acid sequence of SEQ ID NO: 72 of the
sequence listing or a variant of said amino acid sequence.
rs4444903 is a SNP in the EGF gene. This SNP is an intragenic transition substitution in the
’-UTR. The context sequence is as s:
CTTTCAGCCCCAATCCAAGGGTTGT[A]G]GCTGGAACTTTCCATCAGTTCTTCC
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The term "CDHl" relates to the human CDHl gene. This gene encodes cadherin-l also
known as CAM 120/80 or epithelial cadherin herin) or uvomorulin. The protein is
classical member of the in superfamily. It is a calcium-dependent cell—cell adhesion
glycoprotein composed of five extracellular cadherin repeats, a embrane region, and a
highly conserved cytoplasmic tail. Loss of function is thought to contribute to progression in
cancer by increasing proliferation, on, and/or metastasis.
Preferably, the term "CDHl " relates to a nucleic acid comprising, preferably consisting of the
nucleic acid sequence of SEQ ID NO: 73 of the sequence listing or a t of said nucleic
acid sequence and to a protein encoded by this nucleic acid, preferably to a protein
comprising, preferably consisting of the amino acid sequence of SEQ 11) NO: 74 of the
sequence g or a variant of said amino acid sequence.
rsl6260 is a SNP in the CDHl gene. This SNP is an intragenic transversion substitution
located in the promoter region of the CDHl gene. The context sequence is as follows:
CTAGCAACTCCAGGCTAGAGGGTCA[A/C]CGCGTCTATGCGAGGCCGGGTGGGC
The term " relates to the human ERCCl gene. This gene encodes DNA excision
repair protein . The function of the ERCCl protein is predominantly in nucleotide
excision repair of damaged DNA.
Preferably, the term "ERCCl" relates to a nucleic acid comprising, preferably consisting of
the c acid sequence of SEQ {D N0: 75 of the sequence listing or a variant of said
nucleic acid sequence and to a protein encoded by this nucleic acid, preferably to
a protein
comprising, preferably ting of the amino acid ce of SEQ ID NO: 76 of the
sequence listing or a variant of said amino acid sequence.
rsl 1615 is a SNP in the ERCCl gene. This SNP is a silent intragenic transition substitution.
The context sequence is as follows:
ATCCCGTACTGAAGTTCGTGCGCAA[C/T]GTGCCCTGGGAATTTGGCGACGTAA
The term "FCGR3A" relates to the human FCGR3A gene. This
gene encodes low affinity
immunoilobulin gamma Fc region receptor III-A. The protein encoded by this gene is part ofthe cl of differentiation cell surface molecules.
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Preferably, the term "FCGRSA" relates to a nucleic acid comprising, preferably consisting of
the nucleic acid sequence of SEQ ID NO: 77 of the sequence listing or a variant of said
nucleic acid sequence and to a protein encoded by this nucleic acid, preferably to a protein
comprising, preferably consisting of the amino acid ce of SEQ ID NO: 78 of the
sequence g or a variant of said amino acid sequence.
91 is a SNP in the FCGR3A gene. This SNP is an intragenic transversion substitution
with the ing codon change: GTT,TTT and s in a missense mutation. rs396991 (T)
encodes the phenylalanine (F) allele, with the (G) allele encoding the variant valine (V). The
context sequence is as follows:
CGGCTCCTACTTCTGCAGGGGGCTT[G/T]TTGGGAGTAAAAATGTGTCTTCAGA
Claudins are a family of proteins that are the most important components of tight junctions,
where they establish the paracellular barrier that controls the flow of molecules in the
intercellular space between cells of an epithelium. Claudius are transmembrane proteins
spanning the membrane 4 times with the inal and the C—terminal end both located in
the cytoplasm. The first extracellular loop or domain consists on average of 53 amino acids,
and the second extracellular loop or domain consists of around 24 amino acids. Cell surface
proteins of the n family, such as CLDN182, are expressed in tumors of various origins,
and are ularly suited as target structures in connection with antibody-mediated cancer
immunotherapy due to their selective expression (no expression in a toxicity relevant normal
tissue) and localization to the plasma membrane.
The term "CLDN" as used herein means claudin and includes CLDN18.2. Preferably, a
claudin is a human n.
The term "CLDN18" relates to claudin 18 and includes any variants, including claudin 18
splice t 1 (claudin 18.1 8.1)) and claudin 18 splice variant 2 in 18.2
(CLDN18.2)).
The term "CLDN18.2" preferably relates to human .2, and, in particular, to a protein
comprbg, preferably consisting of the amino acid sequence according to SEQ ID NO: 1 of
the sequence listing or a variant of said amino acid sequence. The first extracellular loop or
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domain of .2 preferably comprises amino acids 27 to 81, more preferably amino
acids 29 to 78 of the amino acid sequence shown in SEQ ID NO: 1. The second extracellular
loop or domain of CLuNlSZ preferably comprises amino acids l40 to l 80 of the amino acid1
ce shown in SEQ ID NO: 1. Said first and second extracellular loops or domains
preferably form the extracellular n of CLDNl 8.2.
CLDNl8.2 is selectively expressed in normal tissues in differentiated epithelial cells of the
gastric mucosa. CLDN18.2 is expressed in cancers of various origins such as pancreatic
carcinoma, esophageal carcinoma, gastric carcinoma, bronchial carcinoma, breast carcinoma,
and ENT . CLDN182 is a valuable target for the prevention and/or treatment of
y , such as gastric cancer, esophageal cancer, pancreatic cancer, lung cancer
such as non small cell lung cancer (NSCLC), ovarian cancer, colon cancer, hepatic cancer,
head-neck cancer, and cancers of the gallbladder, and metastases f, in particular gastric
cancer asis such as Krukenberg tumors, peritoneal metastasis, and lymph node
metastasis.
The term "CLDN18.1" preferably relates to human CLDNl 8.1, and, in particular, to a protein
sing, preferably consisting of the amino acid sequence according to SEQ ID NO: 2 of
the sequence listing or a variant of said amino acid sequence.
"Prognosis" as used herein refers to a prediction of outcome and, in particular, the probability
of progression-free survival (PFS) or disease-free survival (DFS). Survival is usually
calculated as an average number of months (or years) that 50% of patients survive, or the
percentage of patients that are alive after I, 5, l5, and 20 years. Prognosis is important for
treatment decisions because patients with a good prognosis are usually offered less invasive
treatments, while patients with poor prognosis are usually offered more sive treatments,
such as more extensive chemotherapy drugs.
"Prediction" as used herein refers to providing information about the possible response of a
e to a distinct eutic treatment.
The phrase "indicate a ris " refers to the indication of a certain degree of hood or
proba ' ' . The phrase "indicate a reduced risk" refers to a low degree of likelihood or
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probability. The phrase "indicate an increased risk" refers to a certain, higher or high degree
of hood or probability.
If an event "indicates a d risk of a cancer patient not being a responder to treatment
with an antibody" said event is indicative for a cancer patient being a responder to treatment
with the antibody, i.e. it is likely that the patient is a responder to treatment with the antibody
and optionally it is more likely that the patient is a responder to treatment with the antibody
than the patient not being a responder to ent with the antibody.
if an event "indicates an increased risk of a cancer patient not being a der to treatment
with an antibody" said event is indicative for a cancer patient not being a responder to
treatment with the antibody, i.e. it is likely that the patient is not a responder to treatment with
the antibody and optionally it is more likely that the patient is not a responder to treatment
with the antibody than the patient being a responder to treatment with the antibody.
If an event "indicates a d risk of poor clinical outcome" said event is indicative for a
good clinical e, i.e. it is likely that there will be a good clinical outcome and optionally
it is more likely that there will be a good clinical outcome than there being a poor clinical
If an event "indicates an sed risk of poor clinical outcome" said event is indicative for a
poor clinical outcome, i.e. it is likely that there will be a poor al outcome and optionally
it is more likely that there will be a poor clinical outcome than there being a good clinical
If an event "indicates a reduced risk of a cancer patient not experiencing progression—free
survival" said event is indicative for a cancer patient experiencing progression-free survival,
i.e. it is likely that the patient experiences progression—free survival and optionally it is more
likely that the patient experiences progression-free survival than the patient not experiencing
progression-free survival.
If an event "indicates an increased risk of a cancer patient not experiencing progression-free
survival" said event is tive for a cancer patient not experiencing progression-free
survixnie. it is likely that the patient does not experience progression-free survival and
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optionally it is more likely that the patient does not experience progression—free survival than
the patient experiencing progression-free survival.
The term "sample", as used herein, refers to any material which is obtained from a subject and
which may be used for analytical purposes, in particular for the determination of the genotype
for one or more single-nucleotide polymorphisms. In n embodiments, the samples
described herein can be or can be derived from any tissues, cells and/or cells in biological
fluids from, for example, a mammal or human to be tested. A sample may be isolated from a
patient, e. g. from the human body. A sample can be a onated and/or purified sample. For
example, samples encompassed by the present invention may be or may be derived from
tissue (e.g. section or explant) s, single cell samples, cell colony samples, cell culture
samples, blood (e.g. whole blood or blood on such as blood cell fraction, serum or
plasma) samples, urine samples, or samples from other peripheral sources. In one particularly
preferred embodiment, the sample is a tissue sample (e.g., a biopsy from a subject with or
suspected of having cancerous tissue). For example, the sample may be a biopsy of a tumor.
The sample may be obtained from a patient prior to initiation of a therapeutic treatment,
during the therapeutic treatment, and/or after the therapeutic treatment, e.g. prior to, during or
following the stration of cancer therapy.
Sample als can be used to produce nucleic acid extracts (including DNA and/or RNA),
proteins or membrane extracts from any bodily fluids (such as blood, serum, plasma, urine,
saliva, phlegm, gastric , semen, tears, sweat, etc), skin, hair, cells (especially ted
, biopsies, buccal swabs or tissue or tumor specimens.
The t ion fiirther relates to a kit comprising means such as reagents for
determining the genotype for one or more single-nucleotide rphisms as described
herein. In the context of the present invention, the term "kit of parts (in short: kit)" is
understood to be any combination of at least some of the components identified herein, which
are combined, coexisting lly, to a functional unit, and which can contain further
components. For example, the kit may comprise pre—selected primers or probes specific for
nucleic acid sequences comprising one or more single-nucleotide polymorphisms the
genotype of which is to be determined. The kit may also comprise enzymes suitable for
ying nucleic acids (e.g., polymerases such as Taq), and deoxynucleotides and buffers
needear the reaction mixture for amplification. The kit may also comprise probes specific
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for one or more single-nucleotide polymorphisms. In certain embodiments, said means are
detectably labeled.
A kit of the invention may comprise (i) a container, and/or (ii) a data carrier. Said container
may be filled with one or more of the above mentioned means or reagents. Said data carrier
may be a non-electronical data carrier, e.g. a graphical data carrier such as an information
, an ation sheet, a bar code or an access code, or an electronical data carrier such
as a floppy disk, a compact disk (CD), a digital versatile disk (DVD), a microchip or another
semiconductor—based electronical data carrier. The access code may allow the access to a
database, e.g. an mternet datauase, a lized, or a decentralized datau'm-“DU. Said data carrier
may comprise instructions for allowing the analysis of results obtained with said kit and, in
particular, for the use of the kit in the methods of the invention.
Additionally or atively, said kit may comprise materials desirable from a commercial
and user standpoint including buffer(s), reagent(s) and/or diluent(s).
Based on the s obtained (i.e. on the basis of the genotype for one or more single-
nucleotide polymorphisms), the medical practitioner may choose a cancer therapy to which
the patient is predicted as being sive, in particular antibody therapy. Preferably, a
cancer therapy to which the t is predicted as being non-responsive is not administered to
the patient.
Based on the result that the patient is ted as being non-responsive to antibody therapy,
in particular antibody therapy acting through recruiting the patient’s immune system to
destroy tumor cells, the medical practitioner may choose to administer cancer therapy which
is ent from antibody y, in particular antibody therapy acting through recruiting the
patient’s immune system to destroy tumor cells. In particular, the medical practitioner may
choose to administer chemotherapy.
Based on the result that the patient is predicted as being responsive to antibody therapy, in
particular antibody therapy acting through recruiting the patient’s immune system to destroy
tumor cells, the medical practitioner may choose to ster dy y, in particular
antibobtherapy acting through recruiting the patient’s immune system to destroy tumorcells, op ronally in combination with chemotherapy.
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The term "(therapeutic) treatment", in particular in connection with the treatment of cancer as
used herein, relates to any treatment which aims at improving the health status and/or
prolonging (increasing) the lifespan of a patient. Said treatment may ate , reduce
the size or the number of tumors in a patient, arrest or slow the development of cancer in a
patient, inhibit or slow the development of new cancer in a patient, decrease the frequency or
severity of symptoms in a patient, and/or decrease recurrences in a t who currently has
or who previously has had cancer. A (therapeutic) treatment of cancer may be ed from
the group consisting of surgery, chemotherapy, radiation therapy and targeted therapy. One
particularly preferred treatment according to the ion is the treatment of cancer involving
therapeutic monoclonal antibodies against tumor antigens such as CLDN18.2 expressed on
target cells.
Adjuvant therapy is a treatment that is given in addition to the primary, main or initial
treatment. The surgeries and complex treatment regimens used in cancer therapy have led the
term to be used mainly to describe adjuvant cancer treatments. An e of adjuvant
y is the onal treatment usually given after surgery where all detectable disease has
been removed, but where there remains a statistical risk of relapse due to occult disease.
Terms such as "responsive", or "responder" refer, in a therapeutic setting, to the fact that a
patient has a therapeutic benefit from a given mode of treatment and, in particular, to the
observation of an alleviation, prevention or elimination of a disease including shortening the
duration of a e, arresting or slowing progression or worsening of a e, inhibiting or
slowing the development of a new disease and/or recurrences, preventing or delaying the
onset of a disease or the symptoms thereof, decreasing the frequency or severity of symptoms
in a patient who tly has or who previously has had a disease and/or prolonging the
lifespan of the patient. In particular, they refer to the observation of a reduction in tumor mass
or of an increase in tumor free time, recurrence free time or overall al time.
Terms such as "non-responsive" or "non—responder" refer, in a therapeutic setting, to the fact
that a patient has no therapeutic benefit from a given mode of treatment and, in ular, to
no ation of an alleviation, prevention or elimination of a disease, i.e. the patient is
resistfio treatment.
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Complete response is defined as the absence of any residual disease such as cancer, and is
usually assessed by pathological analysis of acquired tissue s. In this context, the term
"pathological complete response" (pCR) is frequel tly used. In particular, pCR is defined as
the absence of any residual invasive tumour cells in the original tumor bed. However, the
definition of pCR may vary between ent grading systems. Pathological complete
response has shown to be a prognostic factor for overall better survival, but also for disease-
free survival and recurrence free survival.
Recurrence-free survival is defined as the time from randomization to the first of either
recurrence or relapse, second , or death.
Progression-free survival (PFS) is a type of survival rate that measures the length of time
during and after medication or treatment during which the disease being treated (usually
) does not get worse. It is sometimes used as a metric to study the health of a person
with a disease to try to determine how well a new treatment is working and it is often used as
a clinical nt in randomized controlled trials for cancer therapies.
According to the invention, the term "cancer patient experiencing progression-free surviva "
relates to a cancer patient having a prolonged time period without progression of the disease,
in particular when compared to the average of patients and/or when compared to patients
which are non—responders to a given mode of ent. Preferably, said prolonged time
period is at least 4, preferably at least 5, more preferably at least 6 months, such as at least 7
months or at least 8 months, said time period starting e.g. from the time of a first
administration of a treatment.
The term "clinical outcome. . H . . . . .
is defined as the cln 1c 1 result of a disease, eg. reduction or
ration of symptoms, in ular following a treatment.
The term "recurrence" with respect to cancer includes occurrence of tumor cells at the same
site and organ of the origin disease, distant metastasis that can appear even many years after
the initial diagnosis and therapy of cancer, or to local events such as infiltration of tumor cells
into regional lymph nodes.
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The terms "individual" and "subject“ are used herein interchangeably. They refer to human
, non-human primates or other mammals (e.g. mouse, rat, rabbit, dog, cat, cattle, swine,
sheep, horse or primate) that can be afflicted with or are susceptible to a e or disorder
(e.g., cancer) but may or may not have the disease or disorder. In many embodiments, the
individual is a human being. Unless otherwise stated, the terms "individua " and "subject" do
not denote a particular age, and thus encompass adults, elderlies, children, and newborns. In
preferred embodiments of the present invention, the "individual" or "subject" is a "patient".
The term "patien " means according to the invention a subject for treatment, in particular a
diseased t.
In one particularly preferred embodiment, a method of the invention is med on a patient
which is already diagnosed as having .
t cell" shall mean any undesirable cell such as a cancer cell. In preferred embodiments,
the target cell expresses CLDN18.2.
In the context of the present invention, terms such as "protect", "prevent" or ylactic"
relate to the prevention of the occurrence and/or the propagation of a disease in a subject and,
in particular, to zing the chance that a subject will develop a e or to delaying the
development of a disease. For example, a subject at risk for cancer would be a candidate for
therapy to t cancer.
By "being at risk" is meant a subject that is identified as having a higher than normal chance
of developing a disease, in particular cancer, compared to the general population. In addition,
a t who has had, or who currently has, a disease, in particular cancer, is a subject who
has an increased risk for developing a disease, as such a subject may continue to develop a
disease. Subjects who currently have, or who have had, a cancer also have an increased risk
for cancer metastases.
As used herein, the term "combination" in the context of the administration of a therapy refers
to the use of more than one therapy or therapeutic agent. The use of the term "in combination"
does not restrict the order in which the therapies or therapeutic agents are administered to a
subjem therapy or eutic agent can be administered prior to, concomitantly with, or
subse t to the administration of a second therapy or therapeutic agent to a subject.
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Preferably, the therapies or therapeutic agents are administered to a subject in a sequence,
amount and/or within a time interval such that the therapies or therapeutic agents can act
together. In a particular embodiment, the ies or eutic agents are administered to a
subject in a sequence, amount and/or within a time interval such that they provide an
increased benefit than if they were administered otherwise, in particular, independently from
each other. Preferably, the increased benefit is a istic effect.
The term "disease" refers to an abnormal condition that affects the body of an individual. A
e is often construed as a medical condition associated with specific symptoms and signs.
A disease may be caused by factors ally from an external source, such as infectious
disease, or it may be caused by internal dysfunctions, such as autoimmune diseases. In
humans, "disease" is often used more broadly to refer to any condition that causes pain,
dysfunction, distress, social problems, or death to the individual afflicted, or similar problems
for those in contact with the individual. In this broader sense, it sometimes includes injuries,
disabilities, disorders, syndromes, infections, isolated symptoms, deviant behaviors, and
atypical variations of structure and function, while in other ts and for other purposes
these may be considered distinguishable categories. Diseases usually affect individuals not
only physically, but also nally, as contracting and living with many diseases can alter
one's perspective on life, and one's personality. ing to the invention, the term "disease"
includes cancer, in particular those forms of cancer bed herein. Any reference herein to
cancer or particular forms of cancer also includes cancer metastasis thereof. In a preferred
embodiment, a disease to be treated ing to the present application involves cells
expressing a tumor antigen such as CLDN18.2.
"Disease involving cells sing a tumor antigen" means according to the invention that a
tumor antigen such as CLDN18.2 is expressed in cells of a diseased tissue or organ. In one
embodiment, sion of a tumor antigen in cells of a diseased tissue or organ is increased
compared to the state in a healthy tissue or organ. An increase refers to an increase by at least
%, in ular at least 20%, at least 50%, at least 100%, at least 200%, at least 500%, at
least 1000%, at least 10000% or even more. In one embodiment, expression is only found in a
diseased tissue, while expression in a corresponding healthy tissue is sed. According to
the invention, diseases involving cells expressing a tumor antigen include cancer diseases.
FurthDore, ing to the invention, cancer diseases preferably are those wherein the
cancer cells s a tumor antigen.
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The terms "cancer disease" or "cancer" refer to or describe the physiological condition in an
individual that is typically characterized by lated cell growth. Examples of cancers
include, but are not limited to, carcinoma, lymphoma, ma, sarcoma, and leukemia. More
particularly, es of such cancers include bone cancer, blood cancer, lung cancer, liver
cancer, pancreatic , skin cancer, cancer of the head or neck, cutaneous or intraocular
ma, uterine cancer, ovarian cancer, rectal cancer, cancer of the anal region, stomach
cancer, colon cancer, breast cancer, prostate cancer, uterine cancer, carcinoma of the sexual
and reproductive organs, Hodgkin's Disease, cancer of the esophagus, cancer of the small
intestine, cancer of the endocrine system, cancer of the thyroid gland, cancer of the
parathyroid gland, cancer of the l gland, sarcoma of soft tissue, cancer of the bladder,
cancer of the kidney, renal cell carcinoma, carcinoma of the renal pelvis, neoplasms of the
central nervous system (CNS), neuroectodermal cancer, spinal axis tumors, glioma,
meningioma, and pituitary adenoma. The term "cancer" according to the invention also
comprises cancer metastases. Preferably, a "cancer disease" is characterized by cells
expressing a tumor antigen such as CLDN18.2 and a cancer cell expresses such tumor
antigen. A cell expressing a tumor antigen such as CLDNl8.2 preferably is a cancer cell,
preferably of the cancers described herein.
According to the invention, the term "tumor" or "tumor disease" refers to an abnormal growth
of cells (called neoplastic cells, tumon'genous cells or tumor cells) preferably forming a
swelling or lesion. By "tumor cell" is meant an al cell that grows by a rapid,
uncontrolled cellular proliferation and continues to grow after the stimuli that initiated the
new growth cease. Tumos show partial or complete lack of struc..1ral organization and
functional coordination with the normal tissue, and usually form a distinct mass of tissue,
which may be either benign, pre—malignant or malignant.
In one embodiment, a cancer according to the invention involves cancer cells expressing a
tumor antigen such as .2. In one embodiment, the cancer is tumor antigen positive
such as CLDNl8.2 positive. In one embodiment, sion of the tumor antigen such as
CLDN18.2 is at the e of the cells. In one ment, at least 50%, ably 60%,
70%, 80% or 90% of the cancer cells are tumor antigen positive such as CLDN18.2 positive
and/or at least 40%, preferably at least 50% of the cancer cells are ve for e
exprerni of the tumor antigen such as CLDNl8.2. In one embodiment, at least 95% or at
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least 98% of the cancer cells are tumor antigen ve such as CLDN18.2 positive. In one
embodiment, at least 60%, at least 70%, at least 80% or at least 90% of the cancer cells are
positive for sur ace expression of the ttnnor antigen such as CLDN l 8.2.
In one embodiment, a cancer involving cancer cells expressing .2 or a CLDN18.2
positive cancer is selected from the group ting of c cancer, esophageal cancer,
pancreatic cancer, lung cancer such as non small cell lung cancer CNSCLC), ovarian cancer,
colon cancer, hepatic cancer, head—neck , and cancer of the gallbladder and ases
thereof, in particular gastric cancer metastasis such as Krukenberg tumors, peritoneal
metastasis and lymph node metastasis. In one embodiment, the cancer is an adenocarcinoma,
in particular an advanced adenocarcinoma. Particularly preferred cancer diseases are
adenocarcinomas of the stomach, the esophagus, the pancreatic duct, the bile ducts, the lung
and the ovary. In one embodiment, the cancer is selected from the group consisting of cance
of the stomach, cancer of the esophagus, in particular the lower esophagus, cancer of the eso-
c junction and gastroesophageal cancer. In a particularly red embodiment, the
cancer is gastroesophagerl cancer such as metastfitic, refractory or recurrent advanced
gastroesophageal cancer. In one embodiment, a CLDN18.2 positive tumor is a tumor of the
above cancer types.
Embodiments involving a CLD “18.2 ve tumor or cancer cells expressing .2
preferably involve the use of an antibody having the ability of binding to CLDN18.2. In one
embodiment, an antibody having the ability of binding to CLDN18.2 is a monoclonal,
ic or humanized antibody, or a fragment of an antibody.
According to the ion, a "carcinoma" is a malignant tumor derived from epithelial cells.
This group represents the most common cancers, including the common forms of breast,
prostate, lung and colon cancer.
"Adenocarcinoma" is a cancer that originates in glandular tissue. This tissue is also part of a
larger tissue ry known as epithelial tissue. Epithelial tissue includes skin, glands and a
variety of other tissue that lines the cavities and organs of the body. Epithelium is derived
embryologically from ectoderm, endoderm and mesoderm. To be classified as
adenoginoma, the cells do not necessarily need to be part of a gland, as long as they havesecret properties. This form of carcinoma can occur in some higher mammals, including
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humans. Well entiated adenocarcinomas tend to resemble the glandular tissue that they
are derived from, while poorly entiated may not. By staining the cells from a biopsy, a
pathologist will determine whether the tui to is an adenocarcinoma or some other type of
cancer. Adenocarcinomas can arise in many tissues of the body due to the ubiquitous nature of
glands within the body. While each gland may not be secreting the same substance, as long as
there is an exocrine fimction to the cell, it is considered glandular and its malignant form is
therefore named adenocarcinoma. Malignant adenocarcinomas invade other tissues and ofien
metastasize given enough time to do so. Ovarian adenocarcinoma is the most common type of
ovarian carcinoma. It includes the serous and mucinous adenocarcinomas, the clear cell
adenocarcinoma and the endometrioid adenocarcinoma.
By "metastasis" is meant the spread of cancer cells from its original site to r part of the
body. The formation of metastasis is a very complex s and depends on detachment of
malignant cells from the primary tumor, invasion of the extracellular matrix, penetration of
the elial basement nes to enter the body cavity and vessels, and then, after
being transported by the blood, infiltration of target organs. Finally, the growth of a new
tumor at the target site depends on angiogenesis. Tumor metastasis ofien occurs even after the
l of the primary tumor because tumor cells or ents may remain and p
metastatic potential. In one embodiment, the term "metastasis" according to the invention
relates to "distant metastasis" which relates to a metastasis which is remote from the primary
tumor and the regional lymph node system. In one embodiment, the term "metastasis”
according to the ion relates to lymph node metastasis. One particular form of metastasis
which is treatable using the therapy of the invention is metastasis ating from gastric
cancer as primary site. In preferred embodiments such gastric cancer asis is Krukenberg
tumors, neal metastasis and/or lymph node metastasis.
A refractory cancer is a malignancy for which a particular ent is ineffective, which is
either initially onsive to treatment, or which becomes unresponsive over time. The
terms "refractoryH H
, unresponsive" or "resistan " are used interchangeably herein.
Krukenberg tumor is an uncommon metastatic tumor of the ovary accounting for 1% to 2% of
all ovarian tumors. Prognosis of Krukenberg tumor is still very poor and there is no
establfivd treatment for Krukenberg tumors. Krukenberg tumor is a metastatic Signet ringcell a carcinoma of the ovary. Stomach is the primary site in most Krukenberg tumor
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cases (70%). Carcinomas of colon, appendix, and breast (mainly invasive r oma)
are the next most common primary sites. Rare cases of Krukenberg tumor originating from
carcinomas of the gallbladder, biliary tract, pancreas, small ine, ampulla of Vater, cervix,
and urinary r/urachus have been reported.
The term "surgery", as used herein, includes the removal of tumors in an operation. It is a
common ent for cancer. A surgeon may remove the tumors using local excision.
The term "chemotherapy", as used herein, refers to the use of chemotherapeutic agents or
COiuul r‘tions of chemotherapeutic , pref“? ly to stop the growth of cancer cells, either
by killing the cells or by stopping them from dividing. When chemotherapy is taken by mouth
or injected into a vein or muscle, the drugs enter the bloodstream and can reach cancer cells
hout the body mic chemotherapy). When chemotherapy is placed directly into the
cerebrospinal fluid, an organ, or a body cavity such as the abdomen, the drugs mainly affect
cancer cells in those areas (regional chemotherapy).
Chemotherapeutic agents according to the ion include cytostatic compounds and
cytotoxic compounds. Traditional chemotherapeutic agents act by g cells that divide
rapidly, one of the main properties of most cancer cells. This means that chemotherapy also
harms cells that divide rapidly under normal circumstances such as cells in the bone marrow,
digestive tract, and hair follicles. This results in the most common side-effects of
chemotherapy. ing to the ion, the term "chemotherapy" preferably does not
include antibodies that target proteins that are abnormally expressed in cancer cells (tumor
antigens) and act through recruiting the patient's immune system to destroy tumor cells.
Antibodies that target ns that are abnormally expressed in cancer cells (tumor antigens)
and act through a therapeutic moiety or agent conjugated to the antibody, however, can be
viewed as a form of chemotherapy. r, in the strictest sense, the term "chemotherapy"
according to the invention does not include targeted therapy.
According to the invention, the term "chemotherapeutic agent" includes taxanes, platinum
compounds, nucleoside analogs, camptothecin analogs, anthracyclines, etoposide, bleomycin,
vinorelbine, cyclophosphamide, and combinations thereof. According to the invention a
reference to a chemotherapeutic agent is to include any prodrug such as ester, salt or
derivan such as conjugate of said agent. Examples are conjugates of said agent With a
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carrier substance, e.g. protein-bound paclitaxel such as albumin-bound paclitaxel. Preferably,
salts of said agent are ceutically acceptable.
Taxanes are a class of ene compounds that were first derived from natural sources such
as plants of the genus Taxus, but some have been synthesized ially. The principal
mechanism of action of the taxane class of drugs is the disruption of microtubule function,
thereby inhibiting the process of cell division. Taxanes include docetaxel (Taxotere) and
axel ).
According to the invention? the term "docetaxel" refers to a compound having tLe following
formula:
In particular, the term "docetaxel" refers to the compound l,7B,lOB-trihydroxy—9—oxo—5 [3,20-
epoxytax—l l—ene-Zu,4,l3a-triyl 4—acetate 2-benzoate 13-{(2R,3S)[(tert—butoxycarbonyl)-
amino]hydroxy—3—phenylpropanoate} .
According to the invention, the term "paclitaxel" refers to a compound having the following
formula:
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In ular, the term "paclitaxel" refers to the compound (2d,40t,5[3,7B,1OB,13d)—4,10-bis-
(acetyloxy){[(2R,3 S)—3-(benzoylamino)hydroxy—3-pheny1propanoyl]oxy} -l ,7—
dihydroxy—9-oxo-5,20—epoxytax-1 1—en—2-yl benzoate.
Accordin to the invention, the term " g latinum com ound" refers to com ounds containin
platinum in their structure such as platinum xes and includes compounds such as
cisplatin, carboplatin and oxaliplatin.
The term atin" or "cisplatinum" refers to the nd cis-
diamminediclfloroplatinumfll) (CDDP) ofthe following formula:
The term "carboplatin" refers to the compound cis—diammine(1,l-
cyclobutanedicarboxylato)platinum(II) of the following formula:
1P1I/O_‘/<}\/\/
H3N \O—< \/
The term "oxaliplatin" refers to a compound which is a platinum compound that is complexed
to a ocyclohexane carrier ligand of the following formula:
H2 0
N\ /O
""""""NlPt\0
H2 0
In particular, the term "oxaliplatin" refers to the compound [(1R,2R)-cyclohexane—l,2-
diamine](ethanedioato—0,0')platinum(ll). Oxaliplatin for injection is also marketed under the
tradefiie Eloxatine.
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The term "nucleoside analog" refers to a structural analog of a nucleoside, a category that
includes both purine s and pyrimidine analogs.
The term "gemcitabine" is a compound which is a a nucleoside analog of the following
formula:
oé‘N“3]
HO3%90H
In particular, the term refers to the compound o—l-(2-deoxy—2,2-difluoro-B—D—erythro-
pentofuranosyl)pyrimidin—2(1H)-one or 4-amino—l-[(2R,4R,5R)—3,3—difluorohydroxy—5-
xymethyl)oxolan—2-yl]-1 ydropyrimidin—2—one.
The term "nucleoside analog" includes fluoropyrimidine derivatives such as fluorouracil and
prodrugs thereof. The term ouracil" or "5—fluorouracil" (S—FU or fSU) (sold under the
brand names Adrucil, Carac, Efudix, Efudex and Fluoroplex) is a compound which is a
pyrimidine analog of the following formula:
In particular, the term refers to the compound S—fluoro-lH—pyrimidine-Z,4-dione.
The term "capecitabine" (Xeloda, Roche) refers to a herapeutic agent that is a prodrug
that is converted into S—FU in the tissues. Capecitabine which may be orally administered has
the following formula:
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HO OH
H30‘‘‘‘‘20§ ,,,,,,“XXL 1
W‘E 05V
In particular, the term refers to the compound pentyl [l-(3,4-dihydroxy—5—
methyltetrahydrofuran—2-yl)-5—fluoro-2—oxo— 1 H-pyrimidin—4-yl]carbamate.
The term ic acid" or "leucovorin" refers to a compound useful in synergistic
combination with the chemotherapy agent S-fluorouracil. Thus, if reference is made herein to
the administration of 5-fluorouracil or a g thereof, said administration in one
embodiment may comprise an adminis.-..tion in conjunction with f. lini. acid. Folinic acid has
the following formula:
_ l
° V” 05‘“
hit/“:[Nj/m - o
HZNXN O OH
H H
In particular, the term refers to the compound (ZS)—2—{[4-[(2-amino-5—formy1—4—oxo—5,6,7,8-
tetrahydro—lH-pteridin—6-yl)methylamino]benzoyl]amino}pentanedioic acid.
According to the invention, the term "camptothecin analog" refers to derivatives of the
compound camptothecin (CPT; ethylhydroxy—1H-pyrano[3',4':6,7]indolizino[l,2-b]
quinoline-3,14—(4H,12H)—dione). Preferably, the term "camptothecin analog" refers to
compounds comprising the ing structure:
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According to the invention, preferred camptothecin analogs are inhibitors of DNA enzyme
topoisomerase I (topo 1). Preferred camptothecin analogs according to the ion are
irinotecan and topotecan.
Irinotecan is a drug preventing DNA from unwinding by inhibition of topoisomerase I. In
chemical terms, it is a semisynthetic analogue of the natural alkaloid camptothecin having the
following formula:
ifi/K’AO/
CNC 912/M W0/ \
O H3C'
In particular, the term "iiinotecan" refers to the compound (S)—4,1l-diethy1-3,4,12,l4—
tetrahydro—4-hydroxy—3,14—dioxolH—pyrano[3 ’ ,4’ :6,7]—indolizino[ l ,2-b]quinolin—9-yl—[ 1 ,4’-
bipiperidine1-1 ’—carboxylate.
Topotecan is a omerase inhibitor of the formula:
H30.
H30 /
HO N O
In particular, the term "topotecan" refers to the compound (S)—l0—[(dimethylamino)methyl]—4-
ethyl-4,9-dihydroxy-1H—pyrano[3',4':6,7]indolizino[1 uinoline—3,14(4H,12H)-dione
drochloride.
Anthracyclines are a class of drugs commonly used in cancer chemotherapy that are also
antibiotics. Structurally, all anthracyclines share a common four—ringed 7,8,9,10-
tetrahydrotetracene-S,lZ—quinone structure and usually require glycosylation at specific sites.
Anthraeyclines preferably bring about one or more of the following mechanisms of action: 1.
InhibiD DNA and RNA synthesis by intercalating between base pairs of the A
, thus preventing the replication of rapidly-growing cancer cells. 2. Inhibiting
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topoisomerase II enzyme, preventing the relaxing of supercoiled DNA and thus blocking
DNA transcription and replication. 3. Creating iron-mediated free oxygen radicals that
damage the DNA and cell membranes.
According to the invention, the term "anthracycline" preferably relates to an agent, preferably
an anticancer agent for inducing sis, preferably by inhibiting the rebinding of DNA in
topoisomerase 11.
Examples of anthracyclines and anthracycline analogs e, but are not limited to,
daunorubicin (daunomycin), doxorubicin (adriamycin), epirubicin, idarubicin, rhedomycin,
pyrarubicin, valrubicin, N—trifluoro-acetyl doxorubicin—M-valerate, aclacinomycin,
morpholinodoxorubicin (morpholino-DOX), cyanomorpholino—doxorubicin (cyano-
morpholino-DOX), 2—pyrrolino—doxorubicin (2-PDOX), 5-iminodaunomycin, mitoxantrone
and aelacinomycin A (aclarubicin). Mitoxantrone is a member of the anthracendione class of
compounds, which are anthracycline analogs that lack the sugar moiety of the anthracyclines
but retain the planar polycylic aromatic ring structure that permits intercalation into DNA.
Specifically plated as anthracycline in the context of the present ion is
epirubicin. Epirubicin is an anthracycline drug which has the following a:
‘ ;
H3C’O 0 OH 0,, 0 CH3
and is marketed under the trade name Ellence in the US and Pharmorubicin or Epirubicin
Ebewe ere. In particular, the term "epirubicin" refers to the compound (8R,IOS)
[(28,48,5R,6S)—4—amino—5-hydroxy—6-methyl—oxan—2-yl]oxy—6,1 l-dihydroxy—S—(z-
hydroxyacetyl)— l -methoxy—8-methy1—9, 1 dro—7H—tetracen—5,12-dion. Epirubicin is
favoured over doxorubicin, the most r anthracycline, in some chemotherapy ns
as it appears to cause fewer side—effects.
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The term side" refers to a semisynthetic derivative of podophyllotoxin that exhibits
mor activity. Etoposide inhibits DNA synthesis by forming a complex with
topoisomerase II and DNA. This complex s breaks in double ed DNA and
prevents repair by topoisomerase II binding. Accumulated breaks in DNA prevent entry into
the mitotic phase of cell division, and lead to cell death. Etoposide has the following formula:
H,c OCHG
OWQ>IL.~O>
In particular, the term refers to the compound 4'-demethyl—epipodophyllotoxin 9-[4,6-0—(R)-
ethylidene-beta-D-glucopyranoside], 4' -(dihydrogen phosphate).
The term "bleomycin" refers to a glycopeptide antibiotic produced by the bacterium
Streptomyces verticillus. When used as an anticancer agent, it works by causing breaks in
DNA. Bleomycin preferably comprises a nd having the following formula:
8 HO
\ / NH
N CE?) NH
, H// OH
\‘N C’)’ N r
O O
n 8 CH3 um I nu
I\ may I v]: UI|
NH‘o 0
j} CH3NH o o
H3C‘s+ O OH OH
N/ \ /
H30 ”N N: NH O OH
H2? H0
H2N NH2
The term "vinorelbine" refers to an anti—mitotic chemotherapy drug that is a semi—synthetic
vinca alkaloid and is given as a treatment for some types of cancer, including breast cancer
and nDsmall cell lung cancer. Vinorelbine preferably comprises a compound having the
following formula:
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Cyclophosphamide is a nitrogen mustard alkylating agent from the horines group. The
main use of cyclophosphamide is with other chemotherapy agents in the treatment of some
forms of cancer. Cyclophosphamide preferably comprises a compound having the ing
formula:
In the context of the present invention, the term "radiation therapy" refers to the use of high-
energy x—rays or other types of radiation to kill cancer cells or keep them from growing. There
are two types of radiation therapy. External radiation therapy uses a machine outside the body
to send radiation toward the cancer. Internal radiation therapy uses a radioactive substance
sealed in needles, seeds, wires, or catheters that are placed directly into or near the .
The way the radiation y is given depends on the type and stage of the cancer being
treated.
According to the invention, the term "targeted therapy" relates to any therapy that can be used
to target preferentially diseased cells such as cancer cells While non-diseased cells are not
targeted or targeted to a lesser extent. Targeting of diseased cells preferably s in g
and/or impairment of proliferation or viability of diseased cells. Such therapy includes i)
antibodies, antibody fragments, and ns that are either naked or conjugated to a
thera 'c moiety that target certain cell surface s on diseased cells, such as tumor
antigens, for example, CLDN18.2, (e.g. antibodies or antibody conjugates against CLDN18.2
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as bed herein) or ii) small molecules which impair proliferation or viability of ed
cells. In a specific embodiment, the agent binds to an antigen that is expressed at a greater
level on diseased than on normal stem cells. In a specific embodiment, the agent binds
specifically to a tumor antigen. Traditional chemotherapy or herapy is not considered a
"targeted therapy" despite its often being aimed at the tumours. Furthermore, the term
"antibody therapy" according to the invention preferably does not include therapy with
antibodies, fragments or derivatives thereof that are conjugated to a therapeutic moiety but
merely relates to therapy with dies, fragments or tives thereof acting through
recruiting the patient's immune system to destroy tumor cells.
The term "antigen” relates to an agent comprising an e against which an immune
se is to be generated and/or is directed. The term en“ includes in particular
proteins, peptides, polysaccharides, nucleic acids, especially RNA and DNA, and nucleotides.
The term "antigen" also includes agents, which become antigenic — and sensitizing — only
through transformation (e.g. intermediately in the molecule or by completion with body
protein). An antigen or a processing product thereof is preferably recognizable by a T or B
cell receptor, or by an immunoglobulin molecule such as an antibody. In a preferred
embodiment, the antigen is a e-associated antigen, such as a tumor antigen, such as
CLDN18.2.
In the context of the present invention, the term "tumor antigen" or "tumor-associated
antigen" relates to an antigen which is present in tumor cells. Preferably the antigen is present
on tumor cells, such as on the surface of tumor cells. Preferably, the "tumor antigen" is
expressed by tumor cells. In one embodiment, the term "tumor antigen" relates to proteins
which are aberrantly expressed in tumor cells when compared to the normal, i.e. non-
tumorous, cells. For example, expression may be only found in tumor cells but not in th
normal, i.e. non-tumorous, cells or the level of expression may be higher in tumor cells
compared to the normal, i.e. non-tumorous, cells. In one embodiment, the term "tumor
antigen" relates to proteins that are under normal conditions cally expressed in a limited
number of tissues and/or organs or in specific developmental stages and are expressed or
aberrantly expressed in one or more tumor or cancer tissues. In the context of the present
ion, a tumor antigen is preferably ated with the cell surface of a cancer cell and is
preferfi not, only rarely or at a lower level expressed in normal tissues and cells.
Prefer to the invention, a tumor n is not sed in a cell if the level of
, according
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expression is below the detection limit and/or if the level of expression is too low to allow
binding by tumor antigen-specific antibodies added to the cells. A particularly preferred tumor
antigen according to the invention is CLDN18.2.
According to the invention, the term "tumor antigen-positive cancer" or "tumor antigen-
positive tumor" or similar terms means a cancer or tumor involving cancer or tumor cells
expressing a tumor antigen, preferably on the surface of said cancer cells or tumor cells. A
tumor antigen is expressed on the surface of cells if it is located at the surface of said cells and
is accessible to binding by tumor antigen—specific antibodies added to the cells.
in one preferred embodiment of the ion, a "tumor n-positive cancer" or "tumor
antigen-positive tumor" is a "CLDN18.2-positive cancer" or "CLDN18.2—positive tumor".
ing to the invention, the term "CLDN18.2 positive cancer" or "CLDN18.2-positive
tumor" means a cancer or tumor involving cancer or tumor cells sing CLDN18.2,
preferably on the surface of said cancer cells or tumor cells.
"Cell e" is used in accordance with its normal meaning in the art, and thus es the
outside of the cell which is accessible to binding by proteins and other molecules.
The term cellular portion" in the context of the present ion refers to a part of a
molecule such as a protein that is facing the extracellular space of a cell and preferably is
ible from the outside of said cell, e.g., by antigen-binding molecules such as antibodies
located outside the cell. Preferably, the term refers to one or more extracellular loops or
domains or a fragment thereof.
According to the invention, .2 is not substantially expressed in a cell if the level of
expression is lower compared to expression in stomach cells or stomach tissue. Preferably, the
level of expression is less than 10%, preferably less than 5%, 3%, 2%, 1%, 0.5%, 0.1% or
0.05% of the expression in stomach cells or stomach tissue or even lower. Preferably,
CLDN18.2 is not substantially expressed in a cell if the level of expression exceeds the level
of expression in non—cancerous tissue other than stomach by no more than 2-fold, ably
1,5-fold, and preferably does not exceed the level of expression in said non—cancerous tissue.
Preferfi, CLDN18.2 is not substantially expressed in a cell if the level of expression is
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below the detection limit and/or if the level of expression is too low to allow binding by
CLDN18.2-specific antibodies added to the cells.
According to the invention, CLDN18.2 is expressed in a cell if the level of sion exceeds
the level of expression in non-cancerous tissue other than stomach preferably by more than 2-
fold, preferably 10-fold, IOO—fold, lOOO—fold, or lOOOO-fold. ably, CLDN18.2 is
expressed in a cell if the level of expression is above the detection limit and/or if the level of
expression is high enough to allow binding by CLDN18.2—specific antibodies added to the
cells. Preferably, CLDN18.2 expressed in a cell is expressed or exposed on the e of said
cell.
The term "epitope" refers to an antigenic determinant in a molecule, i.e., to the part in a
molecule that is recognized by the immune system, for example, that is recognized by an
antibody. For example, es are the discrete, three—dimensional sites on an n, which
are recognized by the immune system. Epitopes usually consist of chemically active surface
groupings of molecules such as amino acids or sugar side chains and usually have specific
three dimensional structural characteristics, as well as specific charge characteristics.
mational and non-conformational epitopes are distinguished in that the binding to the
former but not the latter is lost in the presence of denaturing solvents. An e of a protein
preferably comprises a continuous or discontinuous portion of said protein and is preferably
between 5 and 100, ably between 5 and 50, more preferably between 8 and 30, most
preferably between 10 and 25 amino acids in length, for example, the epitope may be
preferably 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, or 25 amino acids in
length.
The term "antibody" includes a glyccprcteiu comprising at least two heavy (H) chains and
two light (L) chains inter-connected by disulfide bonds, and any le comprising an
antigen-binding portion of such glycoprotein. The term "antibody" includes monoclonal
dies, recombinant antibodies, human antibodies, humanized antibodies, chimeric
antibodies, fragments or derivatives of antibodies, ing, Without limitation, single chain
antibodies, e.g., scFv's and antigen—binding antibody nts such as Fab and Fab'
fragments and also includes all recombinant forms of antibodies, e.g., antibodies expressed in
prokaxfies, unglycosylated antibodies, and any antigen—binding antibody fragments and
deriva s as described herein. Each heavy chain is comprised of a heavy chain variable
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region (abbreviated herein as VH) and a heavy chain constant . Each light chain is
comprised of a light chain variable region (abbreviated herein as VL) and a light chain
constant region. The VH and VL regions can be further subdivided into regions of
hypervariability, termed complementarity determining regions (CDR), interspersed with
regions that are more ved, termed framework regions (FR). Each VH and VL is
composed of three ‘CDRS and four FRs, arranged from amino-terminus to carboxy—terminus in
the following order: FRl, CDRl, FRZ, CDR2, FR3, CDR3, FR4. The variable regions of the
heavy and light chains contain a binding domain that interacts with an antigen. The constant
s of the antibodies may mediate the g of the immunoglobulin to host tissues or
factors, including various cells of the immune system (e.g., effector cells) and the first
component (Clq) of the classical complement .
The term "monoclonal antibody" as used herein refers to a preparation of antibody molecules
of single molecular ition. A onal antibody displays a single binding specificity
and affinity. In one embodiment, the monoclonal antibodies are produced by a hybridoma
which includes a B cell obtained from a non-human animal, e.g., mouse, fused to an
immortalized cell.
The term "recombinant antibody", as used herein, includes all antibodies that are prepared,
expressed, d or isolated by recombinant means, such as (3) antibodies isolated from an
animal (e.g., a mouse) that is transgenic or transchromosomal with respect to the
globulin genes or a hybridoma prepared therefrom, (b) antibodies isolated from a host
cell transformed to express the antibody, e.g., from a transfectoma, (c) antibodies isolated
from a inant, combinatorial antibody library, and (d) antibodies prepared, expressed,
created or isolated by any other means that involve splicing of globulin gene
sequences to other DNA sequences.
The term "human antibody", as used herein, is intended to include antibodies having variable
and constant regions derived from human germline immunoglobulin sequences. Human
antibodies may include amino acid residues not encoded by human germline immunoglobulin
sequences (e.g., ons introduced by random or site-specific mutagenesis in vitro or by
c mutation in viva).
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The term "humanized antibody" refers to a molecule having an n g site that is
substantially derived from an immunoglobulin from a non-human species, wherein the
remaining immunoglobulin structure of the molecule is based upon the structure and/or
sequence of a human oglobulin. The antigen binding site may either se
complete variable domains fiised onto constant domains or only the complementarity
determining regions {CDR} grafted ente- erpropriate framework regions in the le
domains. Antigen binding sites may be wild—type or modified by one or more amino acid
substitutions, e.g. modified to resemble human immunoglobulins more closely. Some forms
of humanized antibodies preserve all CDR sequences (for e a humanized mouse
antibody which contains all six CDRS from the mouse dy). Other forms have one or
more CDRs which are altered with respect to the original antibody.
The term "chimeric antibody" refers to those antibodies wherein one portion of each of the
amino acid sequences of heavy and light chains is homologous to corresponding sequences in
antibodies derived from a particular species or belonging to a particular class, while the
remaining segment of the chain is homologous to corresponding sequences in another.
lly the variable region of both light and heavy chains mimics the variable regions of
antibodies derived from one species of mammals, while the nt portions are homologous
to sequences of antibodies derived from another. One clear age to such chimeric forms
is that the variable region can iently be derived from presently known sources using
readily available B-cells or hybridomas from non—human host organisms in combination with
constant regions derived from, for example, human cell preparations. While the variable
region has the advantage of ease of preparation and the specificity is not affected by the
, the constant region being human, is less likely to elicit an immune response from a
human subject when the antibodies are ed than would the constant region from a non
human source. However the definition is not limited to this particular example.
Antibodies may be derived from different species, including but not limited to mouse, rat,
rabbit, guinea pig and human.
Antibodies described herein include IgA such as IgAl or IgAZ, IgGl, IgGZ, IgG3, IgG4, IgE,
IgM, and IgD antibodies. In various embodiments, the dy is an IgGl antibody, more
particularly an IgGl, kappa or IgGl, lambda isotype (i.e. IgGl, K, 9»), an IgGZa antibody (e.g.
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IgGZa, 1c, 9»), an IgG2b antibody (e.g. IgGZb, K, it), an IgG3 antibody (e.g. IgG3, K, it) or an
IgG4 antibody (e.g. IgG4, K, it).
As used herein, a "heterologous antibody" is defined in relation to a transgenic sm
producing such an antibody. This term refers to an antibody having an amino acid sequence or
an encoding c acid sequence corresponding to that found in an organism not consisting
of the transgenic sm, and being lly derived from a species other than the
transgenic organism.
As used herein, a "heterohybrid dy" refers to an antibody having light and heavy chains
of different organismal origins. For example, an antibody having a human heavy chain
associated with a murine light chain is a hybrid antibody.
The antibodies described herein are preferably isolated. An ted antibody" as used herein,
is intended to refer to an antibody which is substantially free of other antibodies having
different antigenic specificities (e.g., an isolated antibody that specifically binds to a tumor
antigen is substantially free of antibodies that specifically bind antigens other than the tumor
antigen). An isolated antibody that specifically binds to an epitope, isoform or variant of a
human tumor antigen may, however, have cross—reactivity to other related antigens, e.g., from
other species (e.g., tumor antigen species homologs). Moreover, an isolated antibody may be
substantially free of other cellular material and/or chemicals. In one embodiment of the
invention, a combination of "isolated" monoclonal antibodies relates to antibodies having
different cities and being combined in a well-defined ition or mixture.
The terms "antigen-binding portion" of an antibody (or simply ng portion") or "antigen—
binding fragment" of an antibody (or simply "binding fragment") or similar te r is refer to one
or more fragments of an dy that retain the ability to specifically bind to an antigen. It
has been shown that the antigen-binding function of an antibody can be performed by
fragments of a full-length antibody. Examples of g fragments encompassed within the
term "antigen-binding portion" of an antibody include (i) Fab nts, monovalent
fragments ting of the VL, VH, CL and CH domains; (ii) F(ab')2 fragments, bivalent
fragments comprising two Fab fragments linked by a disulfide bridge at the hinge region; (iii)
Fd fr ents consisting of the VH and CH s; (iv) FV fragments consisting of the VL
and omains of a single arm of an antibody, (v) dAb fragments (Ward et al., (1989)
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Nature 341: 6), which consist of a VH domain; (vi) isolated complementarity
determining regions (CDR), and (vii) ations of two or more isolated CDRS which may
optionally be joined by a synthetic linker. rmore, although the two domains of the Fv
fragment, VL and VH, are coded for by separate genes, they can be , using recombinant
methods, by a synthetic linker that enables them to be made as a single protein chain in which
the VL and VH regions pair to form monovalent molecules (known as single chain Fv (scFv);
see e.g., Bird et al. (1988) Science 242: 6; and Huston et a1. (1988) Proc. Natl. Acad.
Sci. USA 85: 5879—5883). Such single chain antibodies are also intended to be encompassed
within the term "antigen-binding fragment" of an antibody. A further example is binding-
domain immunoglobulin fusion ns comprising (i) a binding domain polypeptide that is
fused to an immunoglobulin hinge region ptide, (ii) an immunoglobulin heavy chain
CH2 constant region fused to the hinge region, and (iii) an immunoglobulin heavy chain CH3
constant region timed to the CH2 constant region. The binding domain ptide can be a
heavy chain variable region or a light chain variable region. The binding—domain
immunoglobulin fusion proteins are further disclosed in US 118592 and US
2003/0133939. These antibody fragments are obtained using conventional techniques known
to those with skill in the art, and the fragments are screened for utility in the same manner as
are intact antibodies.
The term "binding domain" characterizes in connection with the present invention a structure,
eg. of an antibody, which binds to/interacts with a given target structure/antigen/epitope.
Thus, the binding domain according to the invention designates an "antigen-interaction—site".
All antibodies and derivatives of antibodies such as antibody fragments as described herein
for the purposes of the invention are encompassed by the term "antibody". The term "antibody
derivatives" refers to any modified form of an antibody, e.g, a conjugate of the dy andLU V1 Ll
another agent or antibody, or an antibody nt.
Naturally occurring antibodies are generally monospecific, i.e. they bind to a single n.
The present invention comprises antibodies binding to a target cell (by engaging a tumor
antigen) and a second entity such as a cytotoxic cell (e.g. by ng the CD3 receptor). The
antibodies of the present invention may be bispecific or multispecific such as trispecific,
tetrasrfi'frc and so on.
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The term "bispecific molecule" is intended to include an agent which has two different
binding specificities. For e, the molecule may bind to, or interact with (a) a cell surface
antigen, and (b) a receptor such as an F0 receptor on the surface of an effector cell. The term
"multispecific molecule" is intended to include an agent which has more than two different
binding specificities. For example, the molecule may bind to, or interact with (a) a cell surface
antigen, (b) a receptor such as an Fc receptor on the surface of an effector cell, and (c) at least
one other component. Accordingly, the term "antibody against a tumor antigen" includes, but
is not limited to, bispecific, trispecific, tetraspecific, and other multispecific molecules which
are directed to a tumor n, and to other s, such as Fc receptors on effector cells. The
term "bispecific antibodies” also includes diabodies. Diabodies are bivalent, iiic
antibodies in which the VH and VL domains are sed on a single polypeptide chain, but
using a linker that is too short to allow for pairing n the two domains on the same
chain, thereby forcing the s to pair with complementary domains of another chain and
creating two antigen binding sites (see cg. , Holliger, P., et a1. (1993) Proc. Natl. Acad. Sci.
USA 90: 6444-6448; Poljak, R. J., et a1. (1994) Structure 2: 1121-1123).
According to the invention, an antibody may exert its therapeutic effect h recruiting the
t’s immune system to destroy tumor cells and/or through a therapeutic moiety or agent
coupled to the antibody. For the purpose of the present invention, such antibody conjugates
may be considered being encompassed by the term "chemotherapeutic agent" while antibodies
exerting their therapeutic effect through recruiting the patient’s immune system to destroy
tumor cells are not.
In the context of the present invention, an antibody preferably is capable of acting through
recruiting the patient’s immune system to destroy tumor cells, i.e. the antibody, in particular
when bound to its target such as a tuner andgen on a diseased cell, s immune effector
functions as bed herein. Preferably, said immune effector ons are directed against
cells such as cancer cells carrying a tumor n such as CLDN18.2 on their surface.
The term "immune effector functions" in the context of the present ion includes
functions mediated by components of the immune system that result
e.g. in the inhibition of
tumor growth and/or inhibition of tumor development, including inhibition of tumor
disserfiion and metastasis. Preferably, immune effector functions result in killing of cancercells. h functions se complement dependent cytotoxicity (CDC), antibody-
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dependent cell—mediated xicity (ADCC), dy-dependent cell—mediated
phagocytosis (ADCP), induction of apoptosis in the cells carrying the tumor antigen, cytolysis
of the cells carrying the tumor antigen, and/or inhibition of eration of the cells carrying
the tumor antigen. Binding agents may also exert an effect simply by g to tumor
antigens on the surface of a cancer cell. For example, antibodies may block the function of the
tumor antigen or induce apoptosis just by binding to the tumor antigen on the surface of a
cancer cell.
Antibody—dependent ediated cytotoxicity
ADCC describes the cell-killing ability cf effector cells, in particular lymphocytes, which
preferably requires the target cell being marked by an antibody.
ADCC preferably occurs when antibodies bind to antigens on tumor cells and the antibody Fc
domains engage Fc receptors (FcR) on the surface of immune effector cells. Several es
of Fc receptors have been identified, and specific cell populations characteristically express
defined Fc ors. ADCC can be viewed as a mechanism to directly induce a le
degree of immediate tumor destruction that leads to antigen presentation and the ion of
tumor-directed T—cell responses. ably, in viva induction of ADCC will lead to tumor—
directed T-cell responses and host~derived dy responses.
ment-dependent cytotoxicity
CDC is another cell-killing method that can be directed by antibodies. IgM is the most
effective isotype for complement activation. IgG1 and IgG3 are also both very effective at
directing CDC Via the classical complement-activation pathway. Preferably, in this cascade,
the formation of antigen-antibody complexes s in the uncloaking of multiple Clq
binding sites in close proximity on the C32 domains of participating antibody molecules such
as IgG molecules (Clq is one of three subcomponents of complement C1). Preferably these
uncloaked Clq binding sites convert the previously low—affinity Clq—IgG interaction to one
of high avidity, which triggers a cascade of events involving a series of other complement
proteins and leads to the proteolytic release of the effector-cell chemotactic/activating agents
C3a and C5a. Preferably, the complement cascade ends in the formation of a membrane attack
complex, which creates pores in the cell membrane that facilitate free e of water and
solutefito and out of the cell.
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In order to inhibit tumor growth and/or tumor development, ing to the invention, an
antibody may be conjugated to a therapeutic moiety or agent, such as a cytotoxin, a drug (e.g.,
an immunosuppressant) or a radioisotope. A xin or xic agent es any agent
that is detrimental to and, in particular, kills cells. Examples include taxol, cytochalasin B,
gramicidin D, ethidium bromide, emetine, mitomycin, etoposide, tenoposide, vincristine,
vinblastine, colchicin, doxorubicin, ubicin, dihydroxy anthracin dione, mitoxantrone,
mithramycin, actinomycin D, amanitin, 1-dehydrotestosterone, glucocorticoids, procaine,
tetracaine, lidocaine, propranolol, and puromycin and analogs or homologs thereof. Suitable
therapeutic agents for forming antibody conjugates include, but are not limited to,
antimetabolites (e.g., methotrexate, 6—mercaptopurine, 6—thioguanine, cytarabine, fludarabin,
S-fluorouracil decarbazine), alkylating agents (e.g., mechlorethamine, thioepa mbucil,
melphalan, carmustine (BSNU) and ine (CCNU), cyclophosphamide, busulfan,
dibromomannitol, streptozotocin, mitomycin C, and cis-dichlorodiamine platinum (ll) (DDP)
cisplatin), anthracyclines (e.g., daunorubicin (formerly daunomycin) and doxorubicin),
otics (e.g., dactinomycin rly actinomycin), cin, mithramycin, and
mycin (AMC), and itotic agents (cg, vincristine and vinblastine). In a preferred
embodiment, the therapeutic agent is a cytotoxic agent or a radiotoxic agent. In another
embodiment, the therapeutic agent is an immunosuppressant. In yet another ment, the
therapeutic agent is GM-CSF. In a preferred embodiment, the therapeutic agent is
doxorubicin, cisplatin, bleomycin, sulfate, carmustine, chlorambucil, cyclophosphamide or
ricin A.
Antibodies also can be conjugated to a sotope, e.g., iodine-131, yttrium—90 or indium-
111, to generate cytotoxic radiopharmaceuticals.
The antibody conjugates of the invention can be used to modify a given biological
response,
and the drug moiety is not to be construed as limited to classical chemical therapeutic agents.
For example, the drug moiety may be a protein or ptide possessing a desired biological
activity. Such proteins may include, for example, an enzymatically active toxin, or active
fragment thereof, such as abrin, Iicin A, pseudomonas exotoxin, 0r diphtheria toxin; a protein
such as tumor necrosis factor or interferon-y; or, ical response modifiers such as, for
example, lymphokines, interleukin—1 ("IL-1"), interleukin—2 ("IL-2"), interleukin-6 ("IL—6"),
granume macrophage colony stimulating factor ("GM—CSF"), granulocyte colony
stimu a mg factor ("G-CSF"), or other growth factors.
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Techniques for ating such therapeutic moiety to antibodies are well known, see, e.g.,
Arnon et al., "Monoclonal Antibodies For Immunotargeting Of D---gs In Cancer Therapy", in
Monoclonal Antibodies And Cancer Therapy, Reisfeld et al. (eds. ), pp. 243—56 (Alan R. Liss,
Inc. 1985); rom et al., "Antibodies For Drug Delivery", in Controlled Drug Delivery
(2nd Ed), Robinson et al. (eds), pp. 623-53 (Marcel Dekker, Inc. 1987); Thorpe, "Antibody
Carriers Of Cytotoxic Agents In Cancer y: A Review", in Monoclonal Antibodies '84:
Biological And Clinical Applications, Pincheraet al. (eds. ), pp. 475—506 (1985); "Analysis,
Results, And Future Prospective Of The eutic Use Of Radiolabeled Antibody In
Cancer Therapy", in Monoclonal Antibodies For Cancer Detection And y, Baldwin et
al. (eds), pp. 303-16 (Academic Press 1985), and Thorpe et al., "The Preparation And
Cytotoxic Properties Of Antibody—Toxin Conjugates", Immunol. Rev., 62: 119—58 (1982).
The term "antibody against a tumor antigen" or similar terms relates to an dy directed to
or having the ability of binding to the tumor antigen. The term "binding" according to the
invention preferably relates to a specific binding.
According to the present invention, an antibody is e of binding to a predetermined
target if it has a significant y for said predetermined target and binds to said
predetermined target in standard assays. "Affinity" or "binding y" is often measured by
equilibrium iation constant (Kn). Preferably, the term "significant affinity" refers to the
binding to a predetermined target with a dissociation constant (Kn) of 10'5 M or lower, 10'6 M
or lower, 10'7 M or lower, 10'8 M or lower, 10'9 M or lower, 10'10 M or lower, 10'11 M or
lower, or 10'12 M or lower.
An antibody is not (substantially) capable of binding to a target if it has no significant affinity
for said target and does not bind significantly, in particular does not bind detectably, to said
target in standard assays. Preferably, the antibody does not detectably bind to said target if
present in a concentration of up to 2, preferably 10, more preferably 20, in particular 50 or
100 itle or higher. Preferably, an antibody has no significant affinity for a target if it binds
to said target with a K13 that is at least 10-fold, 100-fold, 103—fold, 104—f01d, lOs-fold, or 106-
fold higher than the K1) for binding to the predetermined target to which the antibody is
thecapafl g. For e, if the K); for binding of an antibody to the target to whichdy is capable of g is 10’7 M, the K13 for binding to a target for which the
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antibody has no significant affinity would be is at least 10'6 M, 10'5 M, 104 M, 10'3 M, 10‘2
M, or 10-1 M.
An antibody is specific for a predetermined target if it is capable of binding to said
ermined target while it is not capable of binding to other targets, i.e. has no significant
affinity for other targets and does not significantly bind to other targets in standard assays.
According to the invention, an dy is specific for a tumor n if it is capable of
binding to the tumor n but is not (substantially) capable of binding to other targets.
Preferably, an dy is specific for a tumor antigen if the affinity for and the binding to
such other targets does not significantly exceed the affinity for or g to tumor antigen-
unrelated proteins such as bovine serum albumin (BSA), casein, human serum albumin (HSA)
or non-tumor antigen transmembrane proteins such as MHC molecules or transferrin receptor
or any other specified polypeptide. Preferably, an antibody is specific for a predetermined
target if it binds to said target with a K9 that is at least 10-fold, lOO-fold, 103=fold, 104efold,
105-fold, or 106-fold lower than the K]: for binding to a target for which it is not specific. For
example, if the K9 for binding of an antibody to the target for which it is specific is 10'7 Mm. A» AVA,
the Km for binding to a target for which it is not specific would be at least 10'6 M, 10'5 M, 104
M, 10—3 M, 10-2 M, or 10-1 M.
Binding of an antibody to a target can be determined experimentally using any suitable
method; see, for e, Berzofsky et al., "Antibody-Antigen interactions" In Fundamental
Immunology, Paul, W. E., Ed, Raven Press New York, N Y (1984), Kuby, Janis
Immunology, W. H. Freeman and Company New York, N Y (1992), and methods described
herein. Affinities may be readily determined using tional techniques, such as by
equilibrium dialysis; by using the BlAcore 2000 ment, using general procedures
ed by the manufacturer; by radioimmunoassay using radiolabeled target antigen; or by
r method known to the skilled artisan. The affinity data may be analyzed, for example,
by the method of Scatchard et al., Ann NY. Acad. ScL, 512660 (1949). The measured affinity
of a particular antibody-antigen interaction can vary if measured under different conditions,
e.g., salt concentration, pH. Thus, ements of y and other antigen—binding
parameters, e.g., K1), ICso, are preferably made with standardized solutions of antibody and
antigen, and a standardized buffer.
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As used herein, "isotype" refers to the antibody class (e.g., IgM or IgGl) that is encoded by
heavy chain constant region genes.
As used herein, "isotype switching" refers to the phenomenon by which the class, or isotype,
of an dy changes from one Ig class to one of the other 1g classes.
The term "naturally occurring" as used herein as applied to an object refers to the fact that an
object can be found in nature. For example, a polypeptide or polynucleotide sequence that is
present in an sm (including Viruses) that can be isolated from a source in nature and
which has not been intentionally modified by man in the laboratory is naturally occurring.
The term "rearranged" as used herein refers to a configuration of a heavy chain or light chain
immunoglobulin locus wherein a V t is positioned immediately adjacent to a D-J or J
segment in a conformation ng essentially a complete VH or VL domain, respectively.
A rearranged immunoglobulin (antibody) gene locus can be identified by comparison to
germline DNA; a rearranged locus will have at least one recombined er/nonamer
gy element.
The term rranged" or ine configuration" as used herein in nce to a V
segment refers to the configuration wherein the V segment is not recombined so as to be
immediately adjacent to a D or J segment.
Preferably, binding of an antibody against a tumor antigen to cells expressing the tumor
antigen induces or mediates killing of cells sing the tumor antigen. The cells expressing
a tumor antigen are preferably cancer cells and are, in particular, cells of the cancer diseases
described herein. Preferably, the antibody s or mediates killing of cellm (3" k< ,.I:ll3:r:5-;:30G 0:3(b
or more of complement dependent cytotoxicity (CDC) mediated lysis, antibody dependent
cellular cytotoxicity (ADCC) ed lysis, apoptosis, and inhibition of proliferation of cells
expressing a tumor antigen. Preferably, ADCC mediated lysis of cells takes place in the
presence of effector cells, which in particular embodiments are selected from the group
ting of monocytes, mononuclear cells, NK cells and PMNS. Inhibiting proliferation of
cells can be measured in Vitro by determining proliferation of cells in an assay using
bromodeoxyuridine (5-bromo-2’-deoxyuridine, BrdU). BrdU is a synthetic nucleoside which
is ue of thymidine and can be incorporated into the newly synthesized DNA of
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replicating cells (during the S phase of the cell cycle), substituting for thymidine during DNA
replication. ing the incorporated chemical using, for example, antibodies specific for
BrdU indicates cells that were actively replicating their DNA.
In preferred embodiments, dies described herein can be characterized by one or more of
the following properties:
a) specificity for a tumor antigen;
b) a binding affinity to a tumor antigen of about 100 nM or less, preferably, about 5—10 nM
or less and, more preferably, about 1-3 nM or less,
0) the ability to induce or mediate CDC on tumor antigen positive cells;
d) the ability to induce or mediate ADCC on tumor antigen positive cells;
e) the ability to inhibit the growth of tumor antigen ve cells;
f) the ability to induce apoptosis of tumor antigen positive cells.
In one embodiment, an antibody against a tumor antigen has the ability of binding to an
e present in the tumor antigen, preferably an epitope located within the extracellular
domains of the tumor antigen. Preferably, an dy against a tumor antigen is specific for
the tumor antigen. Preferably, an antibody against a tumor antigen binds to the tumor antigen
expressed on the cell surface. In particular red embodiments, an antibody against a
tumor antigen binds to native epitopes of the tumor antigen present on the surface of living
cells.
According to the invention ”‘1 antibody h-"vi'ig the “bility of binding to CLDN 18.2 or an
d , against CLDN18.2 is an antibody capaule of binding to an ‘ present in.
CLDN18.2, preferably an epitope located within the extracellular domains of CLDN18.2, in
particular the first extracellular domain, preferably amino acid positions 29 to 78 of
CLDN18.2. In particular embodiments, an dy having the ability of binding to
CLDN18.2 is an antibody capable of binding to (i) an epitope on CLDN18.2 which is not
present on CLDN18.1, preferably SEQ ID NO: 3, 4, and 5, (ii) an epitope localized on the
CLDN18.2-loopl, preferably SEQ ID NO: 8, (iii) an epitope localized on the CLDN18.2—
loop2, preferably SEQ ID NO: 10, (iv) an epitope localized on the CLDN18.2—loopD3,
preferably SEQ ID NO: ll, (v) an e, which ass CLDN18.2-loopl and
prefeCLDi : i.2-loopD3, or (Vi) a non-glycosylated epitope localized on the CLDN18.2—loopD3,SEQ ID NO: 9.
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According to the invention an antibody having the y of binding to CLDN18.2 preferably
is an antibody having the ability of binding to CLDN18.2 but not to CLDN 18,1. Preferably,
an antibody having the ability of binding to .2 is specific for CLDN18.2. Preferably,
an antibody having the ability of binding to CLDN18.2 is an antibody having the ability of
binding to .2 expressed on the cell surface. In particular preferred embodiments, an
antibody having the ability of binding to CLDN18.2 binds to native epitopes of CLDN18.2
present on the surface of living cells. Preferably, an antibody having the ability of binding to
CLDN18.2 binds to one or more peptides ed from the group consisting of SEQ ID NOS:
1, 3—11, 44, 46, and 48—50. Preferably, an antibody having the ability of g to CLDN18.2
is specific for the afore mentioned proteins, peptides or immunogenic fragments or derivatives
thereof. An antibody having the ability ofbinding to CLDN18.2 may be obtained by a method
comprising the step of immunizing an animal with a n or peptide comprising an amino
acid sequence selected from the group consisting of SEQ ID NOs: 1, 3-11, 44, 46, and 48-50,
or a nucleic acid or host cell expressing said protein or peptide. ably, the antibody binds
to cancer cells, in particular cells of the cancer types mentioned above and, preferably, does
not bind substantially to non-cancerous cells.
Preferably, binding of an antibody having the ability of binding to CLDN18.2 to cells
expressing CLDN182 induces or mediates g of cells expressing CLDN18.2. The cells
expressing CLDN18.2 are preferably cancer cells and are, in particular, selected from the
group consisting of tumorigenic gastric, esophageal, atic, lung, ovarian, colon, hepatic,
head-neck, and gallbladder cancer cells. Preferably, the dy induces or mediates killing
of cells by inducing one or more of complement dependent cytotoxicity (CDC) mediated
lysis, antibody dependent cellular cytotoxicity (ADCC) ed lysis, sis, and
inhibition of proliferation of cells expressing CLDN18.2. Preferably, ADCC mediated lysis of
cells takes place in the ce of effector cells, which in ular embodiments are
selected from the group consisting ofmonocytes, mononuclear cells, NK cells and PMNs.
In preferred ments, an antibody having the ability of binding to CLDN18.2 can be
characterized by one or more of the following properties:
a) specificity for CLDN18.2;
b) '
a ing affinity to CLDN18.2 of about 100 nM or less, preferably, about 5-10 nM or
less and, more preferably, about 1-3 nM or less,
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c) the ability to induce or mediate CDC on CLDN18.2 positive cells;
(1) the ability to induce or mediate ADCC on .2 positive cells;
e) the ability to inhibit the growth of CLDN l 8.2 positive cells;
If) the ability to induce apoptosis of CLDN18.2 positive cells.
In a particularly preferred ment, an dy having the ability of g to
CLDN18.2 is produced by a hybridoma deposited at the DSMZ (Mascheroder Weg lb, 31824
Braunschweig, Germany; new address: Inhoffenstr. 7B, 31824 Braunschweig, Germany) and
having the following designation and accession number:
a. 182431106055, accession no. DSM ACC273’7, deposited on October l9, 2005
b. 182—D1106-056, ion no. DSM ACC2738, deposited on October 19, 2005
c. 182-D1106-057, accession no. DSM ACC2739, deposited on October 19, 2005
d. 182—D1106-058, accession no. DSM ACC2740, deposited on October 19, 2005
e. 182-D1106—059, accession no. DSM 1, deposited on October 19, 2005
f. 182-D1106-062, accession no. DSM ACC2742, deposited on October 19, 2005,
g. 106=067, accession no. DSM ACC27 3, deposited onOctober 19, 2005
h. 182-D758-035, accession no. DSM ACC2745, deposited on Nov. 17, 2005
i. 58—036, ion no. DSM ACC2746, deposited on Nov. 17, 2005
j. 182—D758-040, accession no. DSM ACC2747, deposited on Nov. 17, 2005
k. 182—D1 106-061, accession no. DSM ACC2748, deposited on Nov. 17, 2005
l. l82—Dl l06-279, accession no. DSM ACC2808, deposited on Oct. 26, 2006
m. 182-D1106-294, accession no. DSM ACC2809, deposited on Oct. 26, 2006,
n. 182-D1106-362, ion no. DSM ACC2810, deposited on Oct. 26, 2006.
Preferred antibodies according to the invention are those produced by and obtainable from the
above-described omas; i.e. 37Gll in the case of 182—D1106-055, 37H8 in the case of
182—D1106—056, 38G5 in the case of 182-D1106-057, 38H3 in the case of 182-D1106-058,
39F11 in the case of 182—D1106—059, 43A11 in the case of 182-D1106-062, 61C2 in the case
of 182-D1106-067, 26B5 in the case of 182-D758-035, 26D12 in the case of 182-D758-036,
28D10 in the case of 182-D758-040, 42E12 in the case of 182—D1106-061, 125E] in the case
of 182-D1106-279, 163E12 in the case of 182-D1106-294, and 175D10 in the case of 182-
D1106-362; and the chimerized and humanized forms thereof.
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In one embodiment, an antibody having the ability of binding to CLDN18.2 is an antibody
selected from the group consisting of (i) an antibody produced by and/or obtainable from a
clone deposited under the accession no. DSM 7, DSM ACC2738, DSM ACC2739,
DSM ACC2740, DSM ACC2741, DSM ACC2742, DSM ACC2743, DSM ACC2745, DSM
ACCZ746, DSM ACC2747, DSM ACC2748, DSM ACC2808, DSM ACC2809, or DSM
ACC2810, (ii) an antibody which is a chimerized or humanized form of the antibody under
(i), (iii) an antibody having the specificity of the antibody under (i), and (iv) an antibody
comprising the antigen binding portion or n g site, in particular the variable
region, of the antibody under (i) and ably having the specificity of the antibody under
Preferred chimerized antibodies and their sequences are shown in the following table.
chimerized 1
clone mAb Isotype variable region antibody
heavy
' chain ' 43AM 182-D1106—062 IgGZa SEQ ID N029 SEQ ID N0214
163E12 182-Dl 4 IgG3 SEQ ID NO:30 SEQ ID NO:15
125E1 182-D1 106-279 IgGZa SEQ ID NO:31 SEQ ID N0216
166132 182-D1106—308 IgG3 SEQ ID N033 SEQ ID NO:18
l75DlO 182-D1106-362 IgGl SEQ ID N0232 SEQ ID NO:17
45C1 182-D758-187 IgGZa SEQ ID N034 SEQ ID NO:19
chain 43All 182—Dl 106-062 SEQ ID N0236 SEQ ID N021
163E12 182-D1106-294 SEQ ID NO:35 SEQ ID N020
125E1 182—D1106-279 SEQ ID N0237 SEQ ID N022
166E2 l82—D1106—308 SEQ ID No:40 SEQ ID N025
175D10 l82—D1106-362 SEQ ID N039 SEQ ID N024
45C1 l82—D758—l 87 SEQ ID N0238 SEQ ID NO:23
45Cl l82—D758-l87 SEQ ID NO:41 SEQ ID N026
45Cl 182—D758—187 SEQ ID NO:42 SEQ ID N027
45C1 182-D758-187 SEQ ID NO:43 SEQ ID N028
In pre d embodiments, antibodies, in particular chimerised forms of antibodies according
to the invention include antibodies comprising a heavy chain nt region (CH) comprising
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an amino acid ce derived from a human heavy chain nt region such as the amino
acid sequence represented by SEQ ID NO: 13 or a fragment thereof. In r preferred
embodiments, antibodies, in particular chimerised forms of antibodies according to the
invention include antibodies comprising a light chain constant region (CL) comprising an
amino acid ce derived fiom a human light chain constant region such as the amino acid
sequence represented by SEQ ID NO: 12 or a fragment thereof. In a particular preferred
embodiment, antibodies, in particular ised forms of antibodies according to the
invention include dies which comprise a CH comprising an amino acid sequence
derived from a human CH such as the amino acid sequence represented by SEQ ID NO: 13 or
a fragment f and which comprise a CL comprising an amino aci sequence derived
from a human CL such as the amino acid sequence represented by SEQ ID NO: 12 or a
fragment thereof.
In one embodiment, an antibody having the ability of binding to CLDN18.2 is a chimeric
mouse/human IgGl monoclonal antibody comprising kappa, murine variable light chain,
human kappa light chain constant region allotype Km(3), murine heavy chain le region,
human IgG1 constant , allotype Glm(3).
In certain preferred embodiments, chimerised forms of antibodies include antibodies
comprising a heavy chain comprising an amino acid sequence selected from the group
consisting of SEQ ID NOS: 14, 15, 16, 17, 18, 19, 51, and a nt thereof and/0r
comprising a light chain comprising an amino acid sequence selected from the group
consisting of SEQ ID NOS: 20, 21, 22, 23, 24, 25, 26, 2'7, 28, and a fragment thereof.
In certain preferred embodiments, chimerised forms of antibodies e antibodies
comprising a combination of heavy chains and light chains selected from the following
possibilities (i) to (ix):
(i) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 14 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 21 or a nt thereof,
(ii) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 15 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NCbO or a fragment thereof,
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(iii) the heavy chain comprises an amino acid sequence ented by SEQ ID NO: 16 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 22 or a fragment thereof,
(iv) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 18 or a
fragment thereof and the light chain comprises an amino acid ce represented by SEQ
ID NO: 25 or a fragment thereof,
(V) the heavy chain comprises an amino acid sequence ented by SEQ ID NO: 17 or a
fragment thereof and the light chain comprises an amino acid ce represented by SEQ
ID NO: 24 or a fragment thereof,
(vi) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 19 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 23 or a fragment thereof,
(vii) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 19 or a
nt thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 26 or a nt thereof,
(viii) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 19 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 27 or a nt thereof,
(ix) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 19 or a
fragment f and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 28 or a fragment thereof, and
(x) the heavy chain comprises an amino acid sequence represented by SEQ ID NO: 51 or a
fragment thereof and the light chain comprises an amino acid sequence represented by SEQ
ID NO: 24 or a fragment thereof.
The antibody according to (v) or (x) is particularly preferred.
"Fragment" or "fragment of an amino acid sequence" as used above s to a part of an
antibody sequence, i.e. a sequence which represents the antibody sequence shortened at the N-
and/or C-terminus, which when it es said antibody sequence in an antibody retains
binding of said antibody to CLDN18.2 and preferably functions of said dy as bed
herein, e.g. CDC mediated lysis or ADCC mediated lysis. Preferably, a fragment of an amino
acid Sfince comprises at least 80%, preferably at least 90%, 95%, 96%, 97%, 98%, or 99%
of the amino acid residues from said amino acid sequence. A fragment of an amino acid
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sequence selected from the group consisting of SEQ ID NOs: 14, 15, 16, 17, 18, 19, 51, 20,
21, 22, 23, 24, 25, 26, 27, and 28 preferably relates to said sequence wherein 17, 18, 19, 20,
21, 22 or 23 amine acids at the N=terminus are remeved.
In a red embodiment, an antibody having the ability of binding to CLDN18.2 comprises
a heavy chain variable region (VH) sing an amino acid sequence selected from the
group ting of SEQ ID N03: 29, 30, 31, 32, 33, 34, and a fragment thereof.
In a preferred ment, an antibody having the ability of binding to CLDN18.2 comprises
a light chain variable region (VL) comprising an amino acid sequence selected from the group
consisting of SEQ ID NO: 35, 36, 37, 38, 39, 40, 41, 42, 43, 1d a fragment thereof.
In certain preferred embodiments, an antibedy having the abiliy of binding DN
comprises a combination of heavy chain variable region (VH) and light chain variable region
(VL) selected from the following possibilities (i) to (ix):
1)( the VH comprises an amine acid sequence ented by SE END:29 era fregment
thereof and the VL comprises an amino acid sequence represented by SEQ ID NO. 360ra
fragment thereof,
(ii) the VH comprises an amino acid sequence represented by SEQ ID NO: 30 or a fragment
thereof and the‘v’L comprises an amino acid sequence represented by SEQ ID NO: 35 or a
fragment thereof,
(iii) the VH ses an amino acid sequence represented by SEQ ID NO: 31 or a fragment
thereof and the VL ses an amino acid sequence represented by SEQ ID NO: 37 or a
fragment thereof,
(iv) the VH comprises an amino acid sequence represented by SEQ ID NO: 33 or a fragment
f and the VL comprises an amino acid sequence represented by SEQ ID NO: 40 or a
nt thereof,
(v) the VH comprises an amino acid sequence represented by SEQ ID NO: 32 or a fragment
thereof and the VL comprises an amino acid sequence represented by SEQ ID NO: 39 or a
fragment thereof,
(vi) the VH comprises an amino acid sequence represented by SEQ ID NO: 34 or a fragment
thereof and the VL comprises an amino acid sequence represented by SEQ ID NO: 38 or a
fragrn hereof,
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(vii) the VH comprises an amino acid sequence represented by SEQ ID NO: 34 or a fragment
thereof and the VL comprises an amino acid sequence represented by SEQ ID NO: 41 or a
fragment thereof,
(viii) the VH comprises an amino acid ce represented by SEQ ID NO: 34 or a fragment
f and the VL comprises an amino acid sequence represented by SEQ ID NO: 42 or a
fragment f,
(ix) the VH comprises an amino acid ce represented by SEQ ID NO: 34 or a fragment
thereof and the VL comprises an amino acid sequence represented by SEQ ID NO: 43 or a
fragment thereof.
The antibody according to (v) is particularly preferred.
According to the invention, the term "fragment" , in particular, to one or more of the
complementarity-determining regions (CDRs), preferably at least the CDR3 variable region,
of the heavy chain variable region (VH) and/or of the light chain variable region (VL). In one
embodiment said one or more of the complementarity-determining regions (CDRS) are
selected from a set of mentarity—determining s CDRl, CDR2 and CDR3. In a
particularly preferred embodiment, the term "fragment" refers to the complementaritydetermining
regions CDRl, CDR2 and CDR3 of the heavy chain le region (VH) and/or
of the light chain variable region (VL).
In a preferred embodiment, an antibody having the ability of binding to CLDN18.2 comprises
a VB comprising a set of mentarity-determining regions CDRI, CDR2 and CDR3
selected from the following embodiments (i) to (vi):
(i) CDRl: positions 45-52 of SEQ ID NO: 14, CDR2: positions 70-77 of SEQ ID NO: 14,
CDR3: positions 116-125 of SEQ ID NO: 14,
(ii) CDRl: positions 45-52 of SEQ ID NO: 15, CDR2: positions 70—77 of SEQ ID NO: 15,
CDR3: positions 116—126 of SEQ ID NO: 15,
(iii) CDRI: positions 45—52 of SEQ ID NO: 16, CDR2: positions 70-77 of SEQ ID NO: 16,
CDR3: positions 116—124 of SEQ ID NO: 16,
(iv) CDRI: positions 45—52 of SEQ ID NO: 17, CDR2: positions 70-77 of SEQ ID NO: 17,
CDR3: positions 116-126 of SEQ ID NO: 17,
(v) CDRI: positions 44—51 of SEQ ID NO: 18, CDR2: positions 69—76 of SEQ ID NO: 18,
CDR . s 115-125 of SEQ ID NO: 18, and
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(vi) CDRI: positions 45-53 of SEQ ID NO: 19, CDR2: positions 71-78 of SEQ ID NO: 19,
CDR3: positions 117-128 of SEQ ID NO: 19.
In a preferred embodiment, an antibody having the ability of binding to CLDN18.2 comprises
a VL comprising a set of complementarity-determining regions CDRl, CDR2 and CDR3
selected from the following embodiments (i) to (ix):
(i) CDRI: positions 4758 of SEQ ID NO: 20, CDR2: positions 76—78 of SEQ ID NO: to5:
CDR3: positions 115-123 of SEQ ID NO: 20,
(ii) CDRl: ons 49—53 of SEQ ID NO: 21, CDR2: positions 71—73 of SEQ ID NO: 21,
CDR3: positions 110-118 of SEQ ID NO: 21,
(iii) CDRI: positions 47-52 of SEQ ID NO: 22, CDR2: positions 70-72 of SEQ ID NO: 22,
CDR3: positions 109-117 of SEQ ID NO: 22,
(iv) CDRI: positions 47—58 of SEQ ID NO: 23, CDR2: positions 76—78 of SEQ ID NO: 23,
CDR3: positions 115-123 of SEQ ID NO: 23,
(V) CDRI: positions 47—58 of SEQ ID NO: 24, CDR2: positions 76-78 of SEQ ID NO: 24,
CDR3: positions 115—123 of SEQ ID NO: 24,
(vi) CDRl: positions 47—58 of SEQ ID NO: 25, CDR2: positions 76-78 of SEQ ID NO: 25,
CDR3: positions 115—122 of SEQ ID NO: 25,
(vii) CDRl: ons 47—58 of SEQ ID NO: 26, CDR2: positions 76-78 of SEQ ID NO: 26,
CDR3: positions 115-123 of SEQ ID NO: 26,
(viii) CDRl: positions 47—58 of SEQ ID NO: 27, CDR2: positions 76-78 of SEQ ID NO: 27,
CDR3: positions 115-123 of SEQ ID NO: 27, and
(ix) CDRl: positions 47-52 of SEQ ID NO: 28, CDR2: positions 70-72 of SEQ ID NO: 28,
CDR3: positions 109-117 of SEQ ID NO: 28.
In a preferred embodiment, an antibody having the ability of g to CLDN18.2 comprises
a combination of VH and VL each comprising a set of complementarity—determining regions
CDRI, CDR2 and CDR3 ed from the following embodiments (i) to (ix):
(i) VH: CDRl: positions 45—52 of SEQ ID NO: 14, CDR2: positions 70-77 of SEQ ID NO:
14, CDR3: positions 116-125 of SEQ ID NO: 14, VL: CDRI: ons 49-53 of SEQ ID NO:
21, CDR2: positions 71—73 of SEQ ID NO: 21, CDR3: positions 8 of SEQ ID NO: 21,
(ii) VH: CDRl: positions 45—52 of SEQ ID NO: 15, CDR2: positions 70-77 of SEQ ID NO:
, CE: positions 116-126 of SEQ ID NO: 15, VL: CDRI: positions 47—58 of SEQ ID NO:
, C : positions 76-78 of SEQ ID NO: 20, CDR3: positions 115-123 of SEQ ID NO: 20,
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(iii) VH: CDRl: positions 45-52 of SEQ ID NO: 16, CDR2: positions 70-77 of SEQ ID NO:
16, CDR3: positions 116-124 of SEQ ID NO: 16, VL: CDRI: positions 47-52 of SEQ ID NO:
22, CDR2: positions 70—72 of SEQ ID NO: 22, CDR3: positions 109—117 of SEQ ID NO: 22,
(iv) VH: CDRl: positions 44—51 of SEQ ID NO: 18, CDR2: positions 69-76 of SEQ ID NO:
18, CDR3: positions 115-125 of SEQ ID NO: 18, VL: CDRl: positions 47-58 of SEQ ID NO:
, CDR2: positions 76-78 of SEQ ID NO: 25, CDR3: positions 115-122 of SEQ ID NO: 25,
(V) VH: CDRl: ons 45-52 of SEQ ID NO: 17, CDR2: positions 70—77 of SEQ ID NO:
17, CDR3: positions 116-126 of SEQ ID NO: 17, VL: CDRI: positions 47-58 of SEQ ID NO:
24, CDR2: positions 76—78 of SEQ ID NO: 24, CDR3: positions 115-123 of SEQ ID NO: 24,
(vi) VH: CDRI: positions 45—53 of SEQ ID NO: 19, CDR2: positions 71-78 of SEQ ID NO:
19, CDR3: positions 117-128 of SEQ ID NO: 19, VL: CDRI: positions 47-58 of SEQ ID NO:
23, CDR2: positions 76-78 of SEQ ID NO: 23, CDR3: positions 115-123 of SEQ ID NO: 23,
(vii) VH: CDRI: positions 45—53 of SEQ ID NO: 19, CDR2: positions 71—78 of SEQ ID NO:
19, CDR3: positions 117-128 of SEQ ID NO: 19, VL: CDRl: positions 47-58 of SEQ ID NO:
26, CDR2: positions 76—78 of SEQ ID NO: 26, CDR3: positions 115—123 of SEQ ID NO: 26,
(viii) VII: CDRI: positions 45-53 of SEQ ID NO: 19, CDR2: positions 71—78 of SEQ ID NO:
19, CDR3: ons 117-128 of SEQ ID NO: 19, VL: CDRl: ons 47-58 of SEQ ID NO:
27, CDR2: positions 76-78 of SEQ ID NO: 27, CDR3: positions 115—123 of SEQ ID NO: 27,
(ix) VH: CDRI: positions 45-53 of SEQ ID NO: 19, CDR2: positions 71-78 of SEQ ID NO:
19, CDR3: positions 117-128 of SEQ ID NO: 19, VL: CDRl: positions 47—52 of SEQ ID NO:
28, CDR2: positions 70—72 of SEQ ID NO: 28, CDR3: ons 109-117 of SEQ ID NO: 28.
In further preferred ments, an antibody having the ability of binding to CLDN18.2
preferably comprises one or more of the complementarity-determining regions (CDRs),
preferably at least the CDR3 variable region, of the heavy chain varir‘ole region (VH) and/or
of the light chain variable region (VL) of a monoclonal antibody against CLDN18.2,
preferably of a monoclonal antibody t CLDN18.2 described herein, and preferably
comprises one or more of the complementarity—determining regions (CDRS), preferably at
least the CDR3 variable , of the heavy chain variable regions (VH) and/or light chain
le regions (VL) described herein. In one embodiment said one or more of the
mentarity—determining regions (CDRs) are ed from a set of complementarity-
png regions CDRl, CDR2 and CDR3 described herein. In a particularly preferredembo 1ment, an antibody having the ability of binding to CLDN18.2 preferably comprises the
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complementarity-determining s CDRl, CDR2 and CDR3 of the heavy chain variable
region (VH) and/or of the light chain le region (VL) of a monoclonal antibody against
CLDN18.2, preferably of a monoclonal antibody against CLDN18.2 described herein, and
preferably comprises the complementarity-determining regions CDRI, CDR2 and CDR3 of
the heavy chain variable s (VH) and/or light chain variable regions (VL) described
herein.
In one embodiment an antibody comprising one or more CDR3, a set of CDRs or a
combination of sets of CDRs as described herein ses said CDRs together with their
intervening framework regions. Preferably, the portion will also include at least about 50% of
either or 0th of the first and fourth framework regions, the 50% being the C-terminal 50% 0f
the first framework region and the N-terminal 50% of the fourth framework region.
Construction of dies made by inant DNA techniques may result in the
introduction of residues N— or C—terrninal to the variable regions encoded by linkers
introduced to facilitate cloning or other manipulation steps, including the introduction of
linkers to join variable regions of the invention to r protein ces including
immunoglobulin heavy chains, other variable domains (for example in the tion of
diabodies) or protein labels.
In one embodiment an antibody comprising one or more CDRs, a set of CDRs or a
combination of sets of CDRs as described herein comprises said CDRs in a human antibody
framework.
Reference herein to an antibody comprising with respect to the heavy chain thereof a
ular chain, or a particular region or sequence preferably relates to the ion wherein
all heavy chains of said antibody comprise said particular chain, region or
sequence. This
applies correspondingly to the light chain of an antibody.
It is to be understood that the antibodies described herein may be delivered to a patient by
administering a nucleic acid such as RNA encoding the antibody and/or by administering a
host cell comprising a nucleic acid such as RNA encoding the antibody. Thus, a nucleic acid
encoding an antibody when administered to a t may be present in naked form or in a
suitabmelivery vehicle such as in the form of liposomes or viral particles, or within a hostcell. nucleic acid provided can produce the antibody over extended time periods in a
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sustained manner mitigating the instability at least partially observed for therapeutic
antibodies. Nucleic acids to be delivered to a patient can be produced by recombinant means.
a nucleic acid is administered to a patient without being present within a host cell, it is
preferably taken up by cells of the t for sion of the antibody encoded by the
nucleic acid. If a nucleic acid is administered to a patient while being present within a host
cell, it is preferably expressed by the host cell Within the patient so as to produce the antibody
d by the nucleic acid.
The term "nucleic acid", as used herein, is intended to include DNA and RNA such as
genomic DNA, CDNA, mRNA, recombinantly produced and chemically synthesized
molecules. A nucleic acid may be -stranded or double-stranded. RNA includes in Vitro
transcribed RNA (IVT RNA) or synthetic RNA.
c acids may be comprised in a vector. The term "vector" as used herein includes
vectors known to the skilled person including plasmid vectors, cosmid vectors, phage s
such as lambda phage, viral vectors such as adenoviral or baculoviral vectors, or artificial
chromosome vectors such as bacterial artificial chromosomes (BAC), yeast artificial
chromosomes (YAC), or Pl artificial chromosomes (PAC). Said s include expression as
well as cloning vectors. Expression vectors comprise plasmids as well as viral vectors and
generally contain a d coding sequence and riate DNA sequences necessary for
the expression of the operably linked coding sequence in a particular host organism (e.g.,
bacteria, yeast, plant, insect, or mammal) or in in vitro expression s. Cloning vectors
are generally used to engineer and amplify a certain desired DNA fragment and may lack
functional sequences needed for expression of the desired DNA fragments.
In the context of the present invention, the term "RNA" relates to a molecule which comprises
ribonucleotide residues and preferably being entirely or substantially composed of
ribonucleotide residues. "Ribonucleotide" relates to a nucleotide with a hydroxyl
group at the
ition of a B—D-ribofuranosyl group. The term includes double stranded RNA, single
stranded RNA, ed RNA such as partially purified RNA, essentially
pure RNA, synthetic
RNA, recombinantly produced RNA, as well as modified RNA that differs from naturally
ing RNA by the addition, deletion, substitution and/or alteration of one or more
nuclefis. Such alterations can include addition of non-nucleotide material, such as to theend(s o a RNA or ally, for example at one or more nucleotides of the RNA.
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Nucleotides in RNA molecules can also comprise non—standard nucleotides, such as non-
naturally occurring nucleotides or chemically synthesized nucleotides or deoxynucleotides.
These altered RNAs can be referred to as analogs or analogs of naturally-occurring RNA.
ing to the present invention, the term "RNA" includes and preferably relates to
"mRNA" which means "messenger RNA" and relates to a "transcript" which may be produced
using DNA as template and encodes a peptide or protein. mRNA typically comprises a 5‘ non
ated region (5'-UTR), a protein or peptide coding region and a 3' non translated region
(3'-UTR). mRNA has a limited halftime in cells and in Vitro. Preferably, mRNA is produced
by in Vitro transcription using a DNA template. in one ment of the invention, the RNA
is obtained by in Vitro transcription or chemical sis. The in Vitro transcription
methodology is known to the skilled person. For example, there is a y of in Vitro
transcription kits commercially available.
In order to increase expression and/or ity of the RNA used ing to the present
invention, it may be modified, preferably withou. ng the sequence r\f the expressed
peptide or protein.
The term "modification" in the context of RNA as used according to the present invention
includes any modification ofRNA which is not naturally present in said RNA. Such d
RNA is encompassed herein by the term "RNA".
For example, the RNA according to the ion may have modified naturally occurring or
synthetic ribonucleotides in order to increase its stability and/or decrease cytotoxicity. For
e, in one embodiment, in the RNA used according to the invention 5-methylcytidine is
substituted partially or completely, preferably completely, for c .idine. Alternatively or
additionally, in one embodiment, in the RNA used according to the invention pseudouridine is
substituted lly or completely, preferably tely, for uridine.
In one embodiment, the term "modification" relates to ing an RNA with a 5’—cap or 5’-
cap analog. The term "5’—cap" refers to a cap structure found on the 5'—end of an mRNA
molecule and generally consists of a guanosine tide connected to the mRNA via an
unusufi to 5' triphosphate linkage. In one embodiment, this guanosine is methylated at the7-pos . The term "conventional 5’-cap" refers to a naturally occurring RNA 5’-cap,
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preferably to the 7-methylguanosine cap (m7G). In the context of the present invention, the
term "5’-cap" includes a 5’—cap analog that les the RNA cap structure and is modified
to possess the ability to stabilize RNA if attached o, preferably in vivo and/or in a cell.
Preferably, RNA if delivered to, i.e. transfected into, a cell, in particular a cell present in vivo,
expresses the protein or peptide it encodes.
The term fection" relates to the uction of nucleic acids, in particular RNA, into a
cell. For purposes of the present invention, the term "transfection" also includes the
introduction of a nucleic acid into a cell or the uptake of a nucleic acid by such cell, wherein
the cell may be present in a subject, e.g., a patient. Thus, according to the t invention, a
cell for transfection of a nucleic acid described herein can be present in vitro or in viva, e. g.
the cell can form part of an organ, a tissue and/or an organism of a patient. According to the
ion, transfection can be transient or stable. For some applications of transfection, it is
sufficient if the transfected genetic material is only transiently expressed. Since the nucleic
acid introduced in the transfection process is usually not ated into the nuclear genome,
the foreign nucleic acid will be diluted through mitosis or degraded. Cells allowing episomal
amplification of nucleic acids greatly reduce the rate of dilution. If it is desired that the
transfected nucleic acid actually remains in the genome of the cell and its daughter cells, a
stable transfection must occur. RNA can be transfected into cells to transiently express its
coded protein.
The term "stability" of RNA relates to the "half-life" of RNA. "Half—life" relates to the period
of time which is needed to eliminate half of the activity, amount, or number of molecules. In
the context of the present invention, the half—life of an RNA is indicative for the stability of
said RNA. The half-life of RA. may Lnflue. ce the "duration of ex ression" et‘ t“ U1 Like l\lVDNA. It
can be expected that RNA having a long half—life will be expressed for an extended time
period.
In the t of the present ion, the term "transcription" relates to a process, wherein
the genetic code in a DNA sequence is transcribed into RNA. Subsequently, the RNA may be
translated into protein. ing to the present invention, the term "transcription" comprises
"in vifiranscription", wherein the term "in vitro ription" relates to a process wherein
RNA, particular mRNA, is in vitro synthesized in a cell-free system, preferably using
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appropriate cell extracts. Preferably, cloning vectors are applied for the generation of
ripts. These cloning vectors are generally designated as transcription s and are
according to the present invention encompassed by the term "vector".
The term "translation" according to the invention relates to the process in the ribosomes of a
cell by which a strand of messenger RNA directs the assembly of a sequence of amino acids
to make a peptide or n.
The term "expression" is used according to the invention in its most general meaning and
comprises the production of RNA and/or peptides or proteins, e.g. by transcription and/or
translation. With respect to RNA, the term "expression“ or "translation" relates in particular to
the production of peptides or proteins. It also comprises partial expression of nucleic acids.
Moreover, expression can be transient or stable. According to the invention, the term
expression also includes an "aberrant expression" or "abnormal expression".
"Aberrant expression" or "abnormal expression" means according to the invention that
expression is altered, preferably increased, ed to a reference, e.g. a state in a t
not having a disease associated with nt or abnormal expression of a certain protein, e.g.,
a tumor antigen. An increase in expression refers to an increase by at least 10%, in particular
at least 20%, at least 50% or at least 100%, or more. In one embodiment, sion is only
found in a diseased tissue, while expression in a healthy tissue is repressed.
The term "specifically sed" means that a protein is essentially only expressed in a
specific tissue or organ. For e, a tumor antigen specifically expressed in c
mucosa means that said protein is primarily expressed in gastric mucosa and is not expressed
in other tissues or is not expressed to a significant extent in other tissue or organ types. Thus,
a protein that is exclusively expressed in cells of the c mucosa and to a significantly
lesser extent in any other tissue, such as testis, is cally expressed in cells of the gastric
mucosa. In some embodiments, a tumor antigen may also be specifically expressed under
normal conditions in more than one tissue type or organ, such as in 2 or 3 tissue types or
organs, but ably in not more than 3 different tissue or organ types. In this case, the
tumor n is then specifically expressed in these organs. For example, if a tumor antigen
is ex ed under normal conditions preferably to an approximately equal extent in lung and
stoma said tumor antigen is specifically expressed in lung and stomach.
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According to the invention, the term "RNA encoding" means that RNA, if present in the
appropriate environment, preferably within a cell, can be expressed to produce a protein or
peptide it encodes.
Some aspects of the invention rely on the adoptive er of host cells which are transfected
in vitro with a nucleic acid such as RNA encoding an antibody described herein and
transferred to recipients such as patients, preferably after ex vivo ion from low
precursor frequencies to clinically relevant cell s. The host cells used for ent
according to the invention may be autologous, allogeneic, or syngeneic to a treated recipient.
The term "autologous" is used to describe anything that is derived from the same subject. For
example, "autologous transplan " refers to a transplant of tissue or organs derived from the
same subject. Such procedures are advantageous because they overcome the immunological
r which otherwise results in rejection.
The term "allogeneic" is used to describe anything that is derived from different individuals of
the same s. Two or more individuals are said to be allogeneic to one another when the
genes at one or more loci are not identical.
The term "syngeneic" is used to describe anything that is derived from individuals or tissues
having identical genotypes, i.e., identical twins or animals of the same inbred , or their
tissues.
The term ologous" is used to describe something consisting of multiple different
elements. As an example, the transfer of one dual’s bone marrow into a different
individual constitutes a heterologous transplant. A heterologous gene is a gene derived from a
source other than the t.
The term "peptide" according to the invention comprises oligo- and polypeptides and refers to
nces comprising two or more, preferably 3 or more, preferably 4 or more, preferably 6
or more, preferably 8 or more, preferably 9 or more, ably 10 or more, preferably 13 or
more ferably 16 more, preferably 21 or more and up to preferably 8, 10, 20, 30, 40 or 50,
in pa lar 100 amino acids joined covalently by e bonds. The term "protein" refers to
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large peptides, preferably to es with more than 100 amino acid residues, but in l
the terms "peptides" and "proteins" are synonyms and are used interchangeably .
The teaching given herein with respect to specific amino acid sequences, e.g. those shown in
the sequence listing, is to be construed so as to also relate to variants of said specific
sequences resulting in ces which are functionally equivalent to said specific ces,
e.g. amino acid sequences exhibiting properties identical or similar to those of the specific
amino acid sequences.
One important property is to retain binding of an dy to its target or to sustain effector
functions of an antibody. Preferably, a sequence which is a variant with respect to a specific
sequence, when it es the specific sequence in an antibody retains binding of said
antibody to its target and preferably ons of said antibody as described , e.g. CDC
mediated lysis or ADCC mediated lysis.
It will be appreciated by these skilled in the art that in particular the sequence" of the CDR,
hypervariable and variable regions can be modified without losing the ability of an antibody
to bind to its target. For example, CDR regions will be either identical or highly homologous
to the regions of antibodies specified herein. By "highly homologous" it is contemplated that
from 1 to 5, preferably from 1 to 4, such as 1 to 3 or 1 or 2 substitutions may be made in the
CDRs. In addition, the hypervariable and variable regions may be modified so that they show
substantial homology with the regions of antibodies cally disclosed herein.
The term "variant" according to the invention refers, in particular, to mutants, splice ts,
conformations, ms, allelic variants, species variants and species homologs, in particular
those which are lly present. An allelic variant relates to an alteration in the normal
sequence of a gene, the significance of which is often unclear. Complete gene sequencing
often identifies numerous allelic variants for a given gene. A species homolog is a nucleic
acid or amino acid sequence with a different species of origin from that of a given nucleic
acid or amino acid sequence. The term "varian " shall encompass any posttranslationally
modified ts and conformation variants.
For t urposes of the present invention, "variants" of an amino acid sequence comprise
amin id ion variants, amino acid addition variants, amino acid deletion variants
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and/or amino acid substitution variants. Amino acid deletion variants that comprise the
deletion at the N—terminal and/or C—terminal end of the protein are also called N-terminal
and/or C—terminal tion variants.
Amino acid insertion variants comprise insertions of single or two or more amino acids in
particular amino acid ce. In the case of amino acid sequence variants having an
insertion, one or more amino acid residues are inserted into a particular site in an amino acid
sequence, although random insertion with appropriate screening of the resulting product is
also possible.
Alllino acid addition v-"i"iants comprise amino— and/or carhoxy—terminal fusions of one
more amino acids such as 1, 2, ,10, 20, 30, 50, or more amino acids.
Amino acid on variants are characterized by the removal of one or more amino acids
from the sequence, such as by removal of 1, 2, 3, 5, 10, 20, 30, 50, or more amino acids. The
deletions may be in any position of the protein.
Amino acid substitution variants are characterized by at least one residue in the sequence
being removed and another residue being inserted in its place. Preference is given to the
modifications being in positions in the amino acid sequence which are not conserved between
homologous proteins or peptides and/or to replacing amino acids with-other ones having
similar properties. Preferably, amino acid changes in protein ts are conservative amino
acid changes, i. e., substitutions of similarly d or uncharged amino acids. A conservative
amino acid change involves substitutic ofcne of a f-“nily of amino acids which are related in
their side chains. Naturally occurring amino acids are generally divided into four es:
acidic (aspartate, glutamate), basic (lysine, arginine, histidine), non-polar (alanine, valine,
leucine, isoleucine, proline, phenylalanine, methionine, tryptophan), and uncharged polar
(glycine, asparagine, ine, cysteine, , threonine, tyrosine) amino acids.
Phenylalanine, tryptophan, and ne are sometimes classified y as aromatic amino
acids.
Preferably the degree of similarity, preferably identity n a given amino acid sequence
and an amino acid sequence which is a variant of said given amino acid
sequence will be at
least t 60%, 65%, 70%, 80%, 81%, 82%, 83%, 84%, 85%, 86%, 87%, 88%, 89%, 90%,
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91%, 92%, 93%, 94%, 95%, 96%, 97%, 98%, or 99%. The degree of similarity or identity is
given preferably for an amino acid region which is at least about 10%, at least about 20%, at
least about 30%, at least about 40%, at least about 50%, at least about 60%, at least about
70%, at least about 80%, at least about 90% or about 100% of the entire length of the
reference amino acid sequence. For example, if the reference amino acid sequence ts of
200 amino acids, the degree of rity or identity is given preferably for at least about 20,
at least about 40, at least about 60, at least about 80, at least about 100, at least about 120, at
least about 140, at least about 160, at least about 180, or about 200 amino acids, preferably
uous amino acids. In preferred embodiments, the degree of similarity or identity is
given for the entire length of the reference amino acid sequence. The ent for
ining sequence similarity, preferably sequence ty can he done with art known
tools, preferably using the best sequence alignment, for example, using Align, using standard
gs, preferably EMBOSS::needle, Matrix: Blosum62, Gap Open 10.0, Gap Extend 0.5.
"Sequence similarity" indicates the tage of amino acids that either are identical or that
represent conservative amino acid substitutions. "Sequence identity" between two amino acid
sequences indicates the percentage of amino acids that are identical between the sequences.
The term "percentage identity" is intended to denote a percentage of amino acid residues
which are identical between the two sequences to be compared, obtained afier the best
alignment, this percentage being purely statistical and the differences between the two
sequences being distributed randomly and over their entire length. Sequence comparisons
between two amino acid sequences are conventionally carried out by comparing these
sequences after having aligned them optimally, said comparison being carried out by segment
or by "window of comparison" in order to identify and compare local regions of sequence
rity. The optimal alignment of the sequences for comparison may be produced, besides
manually, by means of the local homology algorithm of Smith and Waterman, 1981, Ads
App. Math. 2, 482, by means of the local gy algorithm of Neddleman and Wunsch,
1970, J. Mol. Biol. 48, 443, by means of the similarity search method of Pearson and Lipman,
1988, Proc. Natl. Acad. Sci. USA 85, 2444, or by means of er ms which use
these algorithms (GAP, BESTFIT, FASTA, BLAST P, BLAST N and TFASTA in Wisconsin
Genetics Software Package, Genetics Computer Group, 575 Science Drive, Madison, Wis).
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The percentage identity is calculated by ining the number of identical positions
between the two ces being compared, dividing this number by the number of positions
compared and multiplying the result obtained by 100 so as to obtain the percentage identity
between these two sequences.
The term "cell" or "host cell" preferably relates to an intact cell, i.e. a cell with an intact
membrane that has not released its normal intracellular ents such as enzymes,
lles, or genetic material. An intact cell preferably is a Viable cell, i.e. a living cell
e of carrying out its normal metabolic functions. Preferably said term relates according
to the invention to any cell which c n be transf cted with an exogenous rucleic acid.
Preferably, the cell when transfected with an exog‘nous nucleic acid and transferred to a
recipient can express the nucleic acid in the recipient. The term "cell" includes bacterial cells;
other useful cells are yeast cells, fungal cells or mammalian cells. Suitable bacterial cells
include cells from gram—negative bacterial strains such as s of Escherichia coli, Proteus,
and Pseudomonas, and gram—positive bacterial strains such as strains of Bacillus,
Streptomyces, Staphylococcus, and occus. Suitable fungal cell include cells from
species of Trichoderma, Neurospora, and Aspergillus. Suitable yeast cells include cells from
species of Saccharomyces (Tor example Saccharomyces cerevisiae), Schizosaccharomyces
(for example Schizo saccharomyces pombe), Pichia (for example Pichia pastoris and Pichia
methanolicd), and Hansenula. Suitable mammalian cells include for example CHO cells, BHK
cells, HeLa cells, COS cells, 293 HEK and the like. However, amphibian cells, insect cells,
plant cells, and any other cells used in the art for the expression of heterologous proteins can
he used as well. ian cells are particularly preferred for adoptive transfer, such as cells
from humans, mice, hamsters, pigs, goats, and primates. The cells may be derived from a
large number of tissue types and include primary cells and cell lines such as cells of the
immune system, in particular antigen—presenting cells such as dendritic cells and T cells, stem
cells such as poietic stem cells and mesenchymal stem cells and other cell types. An
antigen-presenting cell is a cell that displays antigen in the context of major histocompatibility
complex on its e. T cells may recognize this complex using their T cell receptor (TCR).
The term "transgenic animal" refers to an animal having a genome sing one or more
transgenes, preferably heavy and/or light chain transgenes, or transchromosomes (either
integrated or non-integrated into the animal's natural genomic DNA) and which is preferably
capabgf expressing the enes. For example, a transgenic mouse can have a human light
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chain transgene and either a human heavy chain ene or human heavy chain
transchromosome, such that the mouse produces human anti-tumor antigen antibodies when
immunized with a tumor antigen and/or cells expressing a tumor antigen. The human heavy
Chain transgene can be ated into the chromosomal DNA of the mouse, as is the case for
enic mice, e.g., HuMAb mice, such as HC07 or HC012 mice, or the human heavy chain
transgete can be maintained extrachromescrnally, as is the case for transchromosomal (e.g.,
KM) mice as described in WO 02/43478. Such transgenic and transchromosomal mice may be
capable of producing le isotypes of human monoclonal antibodies to a tumor antigen
(e.g., IgG, lgA and/0r IgE) by undergoing V—D—J recombination and isotype switching.
"Reduce", "decrease" or "inhibit" as used herein means an overall decrease or the ability to
cause an overall decrease, preferably of 5% or greater, 10% or greater, 20% or greater, more
preferably of 50% or greater, and most preferably of 75% or greater, in the level, e.g. in the
level of expression or in the level of proliferation of cells.
Terms such as "increase" or "enhance" preferably relate to an increase or enhancement by
about at least 10%, ably at least 20%, preferably at least 30%, more preferably at least
40%, more preferably at least 50%, even more preferably at least 80%, and most preferably at
least 100%, at least 200%, at least 500%, at least 1000%, at least 10000% or even more.
Antibodies described herein can be produced by a y of techniques, ing
tional monoclonal antibody methodology, e.g., the standard somatic cell hybridization
technique of Kohler and Milstein, Nature 256: 495 (1975). Although somatic cell
hybridization procedures are preferred, in principle, other techniques for ing
onal antibodies can be employed, e.g., Viral or oncogenic transformation of B-
lymphocytes or phage display techniques using libraries of antibody genes.
The preferred animal system for preparing hybridomas that secrete monoclonal antibodies is
the murine system. Hybridoma production in the mouse is a very well established procedure.
Immunization protocols and techniques for isolation of immunized splenocytes for fusion are
known in the art. Fusion partners (e.g., murine myeloma cells) and fusion procedures are also
known.
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Other preferred animal systems for preparing hybridomas that secrete monoclonal antibodies
are the rat and the rabbit system (e.g. described in Spieker—Polet et al., Proc. Natl. Acad. Sci.
USA. 92:9348 (1995), see also Rossi et al., Am. J. Clin. . 124: 295 (2005)),
In yet another preferred embodiment, human monoclonal antibodies can be generated using
transgenic or transchromosomal mice carrying parts of the human immune system rather than
the mouse system. These transgenic and transchromosomic mice include mice known as
HuMAb mice and KM mice, respectively, and are collectively referred to herein as
"transgenic mice." The production of human dies in such transgenic mice can be
med as described in detail for CD20 in W02004 035607.
Yet another strategy for ting monoclonal antibodies is to ly isolate genes
encoding antibodies from lymphocytes producing antibodies of defined specificity e.g. see
Babcock et al., 1996; A novel strategy for generating monoclonal antibodies from ,
isolated lymphocytes producing antibodies of defined specificities. For details of recombinant
antibody engineering see also ‘v‘v’els‘hof and Kraus, Recombinant antibodes for cancer therapy
ISBN896038 and Benny K.C. Lo Antibody Engineering ISBN 1—58829-092—1.
To generate antibodies, mice can be immunized with carrier—conjugated peptides derived from
the antigen sequence, i.e. the sequence t which the antibodies are to be directed, an
enriched ation of recombinantly expressed antigen or fragments thereof and/or cells
expressing the antigen, as described. Alternatively, mice can be immunized with DNA
encoding the antigen or fragments thereof. In the event that immunizations using a purified or
enriched preparation of the antigen do not result in antibodies, mice can also be immunized
with cells expressing the antigen, e.g., a cell line, to promote immune responses.
The immune response can be monitored over the course of the immunization protocol with
plasma and serum samples being ed by tail vein or rbital bleeds. Mice with
sufficient titers of immunoglobulin can be used for fusions. Mice can be boosted
eritonealy or intravenously with antigen expressing cells 3 days before sacrifice and
removal of the spleen to increase the rate of specific antibody secreting hybridomas.
To ge te hybridomas producing monoclonal antibodies, cytes and lymph node cells
from immunized mice can be isolated and fused to an appropriate immortalized cell line, such
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as a mouse myeloma cell line. The resulting hybridomas can then be screened for the
production of antigen-specific antibodies. Individual wells can then be screened by ELISA for
antibody secreting hybridomas. By Immunofluorescence and FACS analysis using antigen
expressing cells, antibodies with specificity for the antigen can be identified. The antibody
secreting hybridomas can be replated, screened again, and if still positive for monoclonal
dies can be subcloned by limiting dilution. The stable subclones can then be cultured in
Vitro to generate antibody in tissue culture medium for characterization.
Antibodies also can be produced in a host cell transfectoma using, for e, a combination
of recombinant DNA techniques and gene transfection methods as are well known in the art
(Morrison, S. (l/ 85) Science 229: 120{‘0\/
For example, in one embodiment, the gene(s) of interest, e.g., antibody
genes, can be ligated
into an sion vector such as a eukaryotic expression plasmid such as used by the GS
gene expression system disclosed in WO 87/04462, WO 36 and EP 338 841 or other
expression systems well known in the art. The purified plasmid with the cloned antibody
genes can be introduced in eukaryotic host cells such as CHO cells, NS/O cells, HEK293T
cells or HEK293 cells or alternatively other eukaryotic cells like plant derived cells, fungal
yeast cells. The method used to introduce these genes can be methods described in the art
such as electroporation, lipofectine, lipofectamine or others. After introduction of these
antibody genes in the host cells, cells expressing the dy can be identified and selected.
These cells represent the transfectomas which can then be amplified for their expression level
and upscaled to produce antibodies. inant antibodies can be ed and purified from
these culture supernatants and/or cells.
Alternatively, the cloned dy genes can be expressed in other expression systems,
including prokaryotic cells, such as microorganisms, e.g. E. coli. Furthermore, the antibodies
can be produced in transgenic non-human animals, such as in milk from sheep and rabbits
in eggs from hens, or in transgenic plants; see e.g. Verma, R., et a1. (1998) J. Immunol. Meth.
216: 165-181; Pollock, et al. (1999) J. Immunol. Meth. 231: 7; and r, R., et a1.
(1999) Biol. Chem. 380: 825—839.
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Chimerization
Murine antibodies are highly immunogenic in man when repetitively applied g to
ion of the therapeutic effect. The main immunogenicity is mediated by the heavy chain
constant regions. The immunogenicity of murine antibodies in man can be reduced or
tely avoided if respective antibodies are chimerized or humanized. Chimeric
antibodies are dies, the different portions of which are derived from different animal
species, such as those having a variable region derived from a murine antibody and a human
immunoglobulin constant . Chimerisation of antibodies is achieved by joining of the
variable s of the murine antibody heavy and light chain with the constant region of
human heavy and light chain (cg. as described by Kraus et al., in Methods in Molecular
Biology series, Recombinant antibodies for cancer therapy ISBN-0—89603—918-8). In a.
red ment chimeric antibodies are generated by joining human kappa-light chain
constant region to murine light chain le region. In an also preferred embodiment
chimeric antibodies can be generated by joining human lambda—light chain constant region to
murine light chain variable region. The preferred heavy chain constant regions for generation
of chimeric antibodies are lgGl, lgG3 and lgG4. Other preferred heavy chain constant s
for tion of chimeric antibodies are IgGZ, IgA, IgD and IgM.
Humanization
Antibodies interact with target antigens predominantly through amino acid residues that are
located in the six heavy and light chain mentarity ining regions (CDRs). For
this reason, the amino acid sequences within CDRs are more diverse between individual
antibodies than sequences outside of CDRs. Because CDR sequences are responsible for most
dy-antigen interactions, it is possible to express recombinant antibodies that mimic the
properties of specific naturally occurring antibodies by constructing expression vectors that
include CDR sequences from the specific naturally occurring antibody grafted onto
framework sequences from a different antibody with different properties (see, e.g.,
Riechmann, L. et a1. (1998) Nature 332: 323-327; Jones, P. et al. (1986) Nature 321: 522-525;
and Queen, C. et a1. (1989) Proc. Natl. Acad. Sci. U. S. A. 86: 10029-10033). Such
framework sequences can be obtained from public DNA databases that include germline
dy gene sequences. These germline sequences will differ from mature dy gene
sequences because they will not include completely assembled variable genes, which are
formeu V (D) J joining during B cell maturation. Germline gene sequences will also differ
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from the sequences of a high affinity secondary repertoire antibody at individual evenly
ac.oss the variable region.
The ability of dies to bind an antigen can be determined using standard g
assays
(e. g., ELISA, Western Blot, Immunofluorescence and flow cytometric analysis).
To purify antibodies, ed hybridomas can be grown in two-liter spinner-flasks for
monoclonal antibody purification. Alternatively, antibodies can be produced in dialysis based
bioreactors. Supernatants can be filtered and, if ary, concentrated before affinity
ciuumatography with protein u—seph"r“se or pretein A-se‘ harose. Eluted IgG can be d
by gel electrophoresis and high performance liquid chromatography to ensure purity. The
buffer solution can be exchanged into PBS, and the concentration can be determined by
OD28O using 1.43 extinction coefficient. The monoclonal antibodies can be aliquoted and
stored at 430°C.
To ine if the selected monoclonal antibodies bind to unique epitopes, site-directed or
multi-site directed mutagenesis can be used.
To ine the isotype of antibodies, isotype ELISAs with various commercial kits (e.g.
Zymed, Roche stics) can be performed. Wells of microtiter plates can be coated with
anti-mouse 1g. After blocking, the plates are reacted with onal antibodies or purified
isotype controls, at ambient temperature for two hours. The wells can then be reacted with
ither mouse IgGI, IgG2a, IgGZb or IgG3, IgA or mouse IgM—“pecific peroxidase—conjugated
probes. After washing, the plates can be developed with ABTS substrate (1 mg/ml) and
analyzed at OD of 405—650. Alternatively, the IsoStrip Mouse Monoclonal Antibody
Isotyping Kit (Roche, Cat. No. 1493027) may be used as described by the manufacturer.
In order to demonstrate presence of antibodies in sera of immunized mice or binding of
onal antibodies to living cells expressing antigen, flow cytometry can be used. Cell
lines expressing naturally or after transfection antigen and negative controls lacking antigen
expression (grown under standard growth conditions) can be mixed with various
concentrations of monoclonal antibodies in oma supernatants or in PBS containing 1%
FBS, and can be incubated at 4°C for 30 min. After g, the APC- or Alexa647-labeled
anti I ntibody can bind to antigen—bound monoclonal antibody under the same conditions
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as the y antibody staining. The samples can be analyzed by flow cytometry with a
FACS instrument using light and side scatter properties to gate on single, living cells. In order
to distinguish antigen—specific onal antibodies from non—specific binders in a single
measurement, the method of co-transfection can be employed. Cells transiently transfected
with plasmids encoding antigen and a fluorescent marker can be stained as described above.
Transfected cells can be detected in a different fluorescence channel than antibody-stained
cells. As the majority of transfected cells express both transgenes, antigen-specific
monoclonal antibodies bind preferentially to fluorescence marker expressing cells, Whereas
non—specific antibodies bind in a comparable ratio to non-transfected cells. An alternative
assay using fluorescence microscopy may be used in addition to or instead of the flow
cytometry assay. Cells can be stained exactly as described above and examined by
fluorescence microscopy.
In order to demonstrate presence of antibodies in sera of immunized mice or binding of
monoclonal antibodies to living cells expressing antigen, immunofluorescence microscopy
is can be used. For example, cell lines expressing either spontaneously or after
transfection antigen and negative controls lacking antigen expression are grown in chamber
slides under rd growth conditions in DMEM/FIZ medium, supplemented with 10 %
fetal calf serum (FCS), 2 mM amine, 100 IU/ml penicillin and 100 ug/ml streptomycin.
Cells can then be fixed with methanol or paraformaldehyde or left untreated. Cells can then be
reacted with monoclonal dies t the antigen for 30 min. at 25°C. Afier washing,
cells can be reacted with an AleanSS-labelled anti—mouse IgG secondary antibody
(Molecular ) under the same ions. Cells can then be ed by fluorescence
microscopy.
Cell extracts from cells expressing antigen and riate negative controls can be prepared
and subjected to sodium dodecyl sulfate (SDS) rylamide gel electrophoresis. After
electrophoresis, the ted antigens will be transferred to nitrocellulose membranes,
blocked, and probed with the monoclonal antibodies to be tested. IgG binding can be detected
using anti—mouse IgG peroxidase and ped with ECL substrate.
Antibodies can be further tested for reactivity with antigen by Immunohistochemistry in a
mannglell known to the skilled person, e.g. using paraformaldehyde or acetone fixed
cryos ns or paraffin embedded tissue sections fixed with paraformaldehyde from non-
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cancer tissue or cancer tissue samples obtained from patients during routine surgical
procedures or from mice carrying xenografted tumors inoculated with cell lines expressing
spontaneously or after transfection antigen. For immunostaining, antibodies reactive to
antigen can be incubated followed by horseradish—peroxidase conjugated goat anti-mouse or
goat abbit antibodies (DAKO) according to the vendor’s instructions.
dies can be tested for their y to mediate phagocytosis and killing of cells
expressing a tumor antigen. The testing of monoclonal antibody activity in Vitro will provide
an initial screening prior to testing in Vivo models.
Antibody dependent ediated xicity (ADCC)
Briefly, polymorphonuclear cells (PMNs), NK cells, monocytes, mononuclear cells or other
effector cells, from healthy donors can be purified by Ficoll Hypaque density centrifugation,
followed by lysis of contaminating ocytes. Washed effector cells can be suspended in
RPMI supplemented with 10% heat-inactivated fetal calf serum or, alternatively with 5%
heat-inactivated human serum and mixed with 51Cr labeled target cells expressing a tumor
antigen, at various ratios of effector cells to target cells. Alternatively, the target cells may be
labeled with a fluorescence ing ligand (BATDA). A highly fluorescent chelate 0f
Europium with the ing ligand which is released from dead cells can be measured by a
fluorometer. Another alternative technique may utilize the transfection of target cells with
luciferase. Added lucifer yellow may then be oxidized by Viable cells only. Purified anti—
tumor antigen IgGs can then be added at various concentrations. Irrelevant human lgG can be
used as negative control. Assays can be carried out for 4 to 20 hours at 37°C depending on the
or cell type used. Samples can be assayed for cytolysis by ing 51Cr release or the
presence of the EuTDA e in the culture supernatant. Alternatively, luminescence
resulting from the oxidation of lucifer yellow can be a measure of viable cells.
Anti—tumor antigen monoclonal antibodies can also be tested in various combinations to
determine whether cytolysis is enhanced with multiple monoclonal antibodies.
Complement dependent cytotoxicity (CDC)
Monoclonal umor antigen antibodies can be tested for their ability to mediate CDC using
a varifl of known techniques. For example, serum for complement can be ed from
blood in a manner known to the skilled person. To determine the CDC activity of mAbs,
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different methods can be used. 51Cr release can for example be measured or elevated
membrane permeability can be assessed using a propidium iodide (PI) ion assay.
Briefly, target cells can be washed and 5 x ids/ml can be incubated with various
concentrations of mAb for 10-30 min. at room temperature or at 37°C. Serum or plasma can
then be added to a final concentration of 20% (v/V) and the cells incubated at 37°C for 20-30
min. All cells from each sample can be added to the PI solution in a FACS tube. The mixture
can then be analyzed immediately by flow cytometry is using ray.
In an alternative assay, induction of CDC can be determined on adherent cells. In one
embodiment of this assay, cells are seeded 24 h before the assay with a y of 3 x 104/well
in tissue—culture flat—bottom microtiter plates. The next day growth medium is removed and
the cells are incubated in triplicates with antibodies. Control cells are incubated with growth
medium or growth medium containing 0.2% saponin for the determination of background
lysis and maximal lysis, respectively. After incubation for 20 min. at room temperature
supernatant is removed and 20% (V/v) human plasma or serum in DMEM (prewarmed to
37°C) is added to the cells and incubated for another 20 min. at 37°C. All cells from each
sample are added to propidium iodide solution (10 . Then, supematants are ed by
PBS containing 2.5 ug/ml ethidium bromide and fluorescence on upon excitation at 520
nm is ed at 600 nm using a Tecan Satire. The percentage specific lysis is calculated as
follows: % specific lysis = (fluorescence sample-fluorescence background)/ (fluorescence
maximal lysis—fluorescence background) x 100.
Induction of apoptosis and inhibition of cell proliferation by monoclonal antibodies
To test for the ability to initiate sis, monoclonal anti-tumor antigen antibodies can, for
example, be incubated with tumor antigen positive tumor cells or tumor antigen transfected
tumor cells at 37°C for about 20 hours. The cells can be harvested, washed in Annexin-V
binding buffer (BD ences), and incubated with Annexin V conjugated with FITC or
APC (BD biosciences) for 15 min. in the dark. All cells from each sample can be added to P1
solution (10 ug/ml in PBS) in a FACS tube and assessed immediately by flow cytometry (as
above). Alternatively, a general inhibition of cell—proliferation by monoclonal dies can
be detected with cially available kits. The DELFIA Cell Proliferation Kit (Perkin-
Elmer, Cat. No. AD0200) is a non—isotopic immunoassay based on the measurement of 5-
brom ’ deoxyuridine (BrdU) incorporation during DNA synthesis of proliferating cells in
microp a es. orated BrdU is detected using europium labelled monoclonal antibody. To
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allow antibody detection, cells are fixed and DNA denatured using Fix on. Unbound
dy is washed away and DELFIA inducer is added to dissociate europium ions from the
labelled antibody into solution, where they form highly fluorescent chelates with components
of the DELFIA Inducer. The fluorescence measured - utilizing esolved etry in
the detection - is proportional to the DNA synthesis in the cell of each well.
Preclinical s
Antibodies described herein also can be tested in an in vivo model (e.g. in immune deficient
mice carrying afted tumors inoculated with cell lines expressing a tumor antigen to
determine their efficacy in controlling growth of tumor antigen-expressing tumor cells.
In Vivo studies after xenografiing tumor antigen expressing tumor cells into
immunocompromised mice or other animals can be performed using antibodies described
herein. Antibodies can be administered to tumor free mice followed by injection of tumor
cells to measure the effects of the antibodies to prevent formation of tumors or tumor—related
symptoms. Antibodies can be administere to tumor-bearing mice to determine the
therapeutic efficacy of respective antibodies to reduce tumor growth, metastasis or tumor
related symptoms. Antibody application can be ed with ation of other substances
as tatic drugs, growth factor inhibitors, cell cycle blockers, angiogenesis inhibitors or
other antibodies to determine synergistic efficacy and potential toxicity of combinations. To
analyze toxic side effects mediated by antibodies animals can be inoculated with antibodies or
control reagents and thoroughly igated for symptoms ly related to tumor antigen-
antibody therapy. Possible side effects of in vivo ation of tumor antigen dies
particularly include toxicity at tumor antigen expressing tissues. Antibodies recognizing a
tumor antigen in human and in other species, e.g. mice, are particularly useful to predict
ial side effects mediated by application of monoclonal tumor antigen—antibodies in
humans.
Mapping of epitopes recognized by antibodies can be performed as bed in detail in
"Epitope Mapping Protocols (Methods in Molecular Biology) by Glenn E. Morris ISBN-
089603—375-9 and in "Epitope Mapping: A Practical Approach" Practical Approach Series,
248 by Olwyn M. R. Westwood, Frank C. Hay.
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The compounds and agents bed herein
may be administered in the form of any suitable
pharmaceutical composition.
Pharmaceutical compositions are ably sterile and contain an effective amount of the
antibodies described herein and optionally of further agents as discussed herein
to generate
the desired reaction or the desired effect.
Pharmaceutical compositions are usually provided in a m dosage form and
may be
prepared in a manner known per se. A pharmaceutical composition may e.g. be in the form of
a solution or suspension.
A pharmaceutical composition may comprise salts, buffer substances, preservatives, carriers,
diluents and/or excipients all of which are preferably pharmaceutically acceptable. The term
"pharmaceutically acceptable" refers to the non-toxicity of a material which does not interact
with the action of the active ent of the pharmaceutical composition.
Salts which are not pharmaceutically acceptable
may be used for ing pharmaceutically
acceptable salts and are included in the invention. Pharmaceutically acceptable salts of this
kind comprise in a non-limiting way those prepared from the following acids: hydrochloric,
hydrobromic, sulfuric, nitric, oric, maleic, acetic, salicylic, citric, formic, malonic,
succinic acids, and the like. Pharmaceutically acceptable salts
may also be prepared as alkali
metal salts or alkaline earth metal salts, such as sodium salts, potassium salts
or calcium salts.
Suitable buffer substances for use in a pharmaceutical composition include acetic acid in
salt, citric acid in a salt, boric acid in a salt and phosphoric acid in a salt.
Suitable preservatives for use in a pharmaceutical composition e benzalkonium
chloride, chlorobutanol, paraben and thimerosal.
An injectible formulation may comprise a pharmaceutically acceptable excipient such as
Ringer lactate.
The rrier" refers to an organic or inorganic component, of a natural
or synthetic
nature, in which the active component is combined in order to facilitate, enhance or enable
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aPPlication. Accordin to the invention, the term er" also includes one or more
compatible solid or liquid , diluents or encapsulating substances, which are suitable for
administration to a patient.
Possible carrier substances for parenteral stration are e.g. sterile water, Ringer, Ringer
lactate, sterile sodium chloride solution, polyalkylene s, hydrogenated naphthalenes
and, in particular, biocompatible lactide polymers, lactide/glycolide copolymers or
polyoxyethylene/polyoxy— propylene copolymers.
The term "excipien " when used herein is intended to indicate all substances which may be
present in a pharmaceutical composition and which are not active ingredients such as, e.g.,
carriers, s, lubricants, thickeners, surface active agents, vatives, emulsifiers,
buffers, flavoring agents, or colorants.
The agents and compositions described herein may be administered via any conventional
route, such as by parenteral stration including by ion or infusion. Administration
is preferably parenterally, e.g. intravenously, intraarterially, subcutaneously, intradermally or
intramuscularly.
itions suitable for parenteral administration usually comprise a sterile aqueous or
nonaqueous preparation of the active compound, which is preferably isotonic to the blood of
the recipient. Examples of compatible carriers and solvents are Ringer solution and ic
sodium de solution. In addition, usually sterile, fixed oils are used as solution or
suspension medium.
The agents and compositions described herein are administered in ive amounts. An
"effective amount" refers to the amount which achieves a desired reaction or a desired effect
alone or together with further doses. In the case of treatment of a particular disease or of a
particular condition, the d reaction preferably relates to inhibition of the course of the
disease. This comprises slowing down the ss of the disease and, in particular,
interrupting or reversing the progress of the disease. The desired reaction in a treatment of a
disease or of a condition may also be delay of the onset or a prevention of the onset of said
diseasq said condition. In particular, the term "effective amount" refers to the amount of atherapyt at is sufficient to result in the prevention of the pment, recurrence, or onset of
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cancer and one or more symptoms thereof, reduce the severity, the duration of cancer,
ameliorate one or more symptoms of cancer, prevent the advancement of cancer, cause
regression of cancer, and/or prevent cancer metastases. in an embodiment of the invention, the
amount of a therapy is effective to achieve a stabilization, reduction or elimination of the
cancer stem cell population and/or eradication, removal, or control of primary cancer,
metastatic cancer and/or recurrent cancer.
An ive amount of an agent or composition described herein will depend on the condition
to be treated, the severeness of the disease, the individual parameters of the patient, including
age, physiological condition, size and weight, the duration of treatment, the type of an
anying therapy (if present), the specific route of administration and similar factors.
Accordingly, the doses administered of the agents described herein may depend on several of
such parameters. In the case that a on in a patient is insufficient with an initial dose,
higher doses (or effectively higher doses achieved by a different, more localized route of
administration) may be used.
The agents and compositions provided herein may be used alone or in combination with
conventional therapeutic regimens such as surgery, irradiation, chemotherapy and/or bone
marrow transplantation (autologous, syngeneic, allogeneic or unrelated).
Treatment of cancer represents a field where combination strategies are especially desirable
since frequently the combined action of two, three, four or even more cancer drugs/therapies
generates synergistic effects which are erably er than the impact of a
monotherapeutic approach. Thus, in another embodiment of the present invention, a cancer
treatment may be effectively combined with s other drugs. Among those are e.g.
combinations with conventional tumor therapies, multi-epitope strategies, additional
immunotherapy, and treatment approaches targeting angiogenesis or apoptosis (for review see
e.g. Andersen et al. 2008: Cancer treatment: the ation of vaccination with other
therapies. Cancer Immunology therapy, : 1735—1743.) Sequential
stration of different agents may inhibit cancer cell growth at different check ,
while other agents may e.g. inhibit giogenesis, survival of malignant cells or
metastases, potentially converting cancer into a chronic disease.
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The present invention is further illustrated by the following examples which are not be
construed as limiting the scope of the invention.
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EXAMPLES
Example 1: Descriptive analysis of genetic immune polymorphisms
The individual pattern of single nucleotide polymorphisms (SNP) in the patient genome could
be tive for the response rate of the therapeutic antibody iMAB362. in order to
investigate such SNP ns, all patients were ped for a number of SNPs with known
or presumed role in immune response and gastric cancer susceptibility.
In detail, the following questions were addressed:
a. The SNP pes of every patient with regard to studied polymorphisms.
b. The frequency of SNP genotypes in the patient population.
0. Identification of patients with polymorphisms which may interfere directly with
IMAB362 mode of action (Fc receptor and complement system polymorphisms).
d. The accumulation of SNP genotypes per patient described as risk factors for gastric
cancer susceptibility, cancer ssion, or cancer treatment.
e. Correlation of SNP genotypes with clinical outcome.
f. Correlation of SNP genotypes with Progression-Free Survival (PFS).
All patients of cohort 1, 2, and 3 were analyzed for c polymorphisms. Patient blood
samples were collected on Day 1 (V2a, pre—infusion).
Whole blood samples (9 m1, onovette) were collected from all ts. EDTA blood
was stored in 1 m1 ts immediately after sample collection at the study center at -20 °C.
EDTA blood samples were shipped on dry ice (-70 °C) and stored at -20 °C. Upon l,
blood samples were stored immediately at ~20 °C until DNA isolation.
SNPs of interest were selected by a literature research focusing on SNPs which are known to
affect functioning of the immune system and especially SNPs which have been described to
affect the mode of action of therapeutic antibodies as Fe receptor and complement system
polymorphisms. SNPs having been described to affect survival of gastric cancer patients,
susceptibility to (gastric) cancer or progression of gastric cancer were selected and studied as
well.
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Genetic polymorphisms were analyzed by SNP Genotyping TaqManTM assays (46 standard, 5
custom made; Life Technologies) on the Fluidigm BiomarkTM real time PCR is
platform. DNA isolation was done according to standard protocols for the isolation of
genomic DNA from whole blood. The Fluidigm BiomarkTM real time PCR analysis platform
allows to genotype up to 96 t samples with 96 SNPs in one measurement, as patient
s and specific SNP primers are applied to a lab chip with 96 channels for patient DNA
samples and 96 orthogonal channels for the SNP assays. Genomic patient DNA is pre—
amplified by Specific Target Amplification (STA). plified DNA is subjected to
TaqManTM real time PCR analysis under rd conditions in the Fluidigm BiomarkTM real
time PCR analysis plntfonn. Allelic ination of the SNPS was done for each pntient and
each assay using the proprietary Fluidigm software and the statistical analysis re “R”.
A subset of SNPs was confirmed by classical Sanger sequencing as Fluidigm s were
ambiguous.
Genetic polymorphisms of 51 single nucleotide polymorphisms (SNP) were determined for 53
patients. The blood sample from l patient did not allow DNA extraction in sufficient
quantities to analyze SNPS. 6 SNP genotypes were determined for a subset of 20 patients
only. The genotype for MDM2 SNP r52279744 was not ined in 9 patients due to
technical problems. The PTGS2 rs20417 genotyping result for 1 patient was ambiguous and
was not further investigated.
Determination of the matrix of SNP genotypes for tested patients allows tical testing of
the patient population for ncy shifts of pes compared to genotype frequency in
Caucasian control populations. SNP genotype frequencies in Caucasian control populations
are based on data collected by international SNP genotyping projects (HapMap-CEU, PGA—
EUROPEAN—PANEL, CAUCl, pilot_l_CEU_low_coverage_panel, CEU_GENO_PANEL,
FDR—90) deposited into the public database dbSNP (National Center for hnology
Information, da (MD, USA). The number of patients per genotype of a given SNP was
compared with the number of patients per genotype in Caucasian control populations. The
number of patients per genotype for control tions was calculated by lying the
provided relative SNP genotype frequency in the population with the reported number of
studied samples. This allowed a direct Chi square test to identify statistically significant
differences between the patient population and the corresponding control population.
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The Chi square test was performed for 48 out of 51 studied SNPs. No data for SNP genotype
frequencies has been deposited in public databases yet for SNPs ClQA (rle44378),
FCGRZC (Q57X (C—>T)), and MDM2 (rs2279744). SNPs with a tically significant shift
in genotype frequency between patient and l population (5 of 48 SNPs, p<0.05)- are
shown in Figure l.
4 of these 5 SNPS have been shown t0 play a role in cmcer/gastric cancer susceptibility. All 4
cancer/gastric cancer susceptibility SNPS show indeed an overrepresentation of the respective
cancer associated genotype in the patient population, as expected for gastric cancer ts
(Table 1).
l of these 5 SNPs has so far not been shown to be a risk/susceptibility factors in cancer or
c cancer, rlel46727 ((318). This SNP has 50 far only been described as a putative risk
factor for cardiovascular disease once.
Table 1: Gastric cancer susceptibility-associated SNPs with statistically significant
differences in genotype frequency between patient and control population.
Major (gastric)
overrepresented
Gene SNP number cant“. .
genotype susceptibility
risk genotype
n T A .MrvnFII-I
| LTL er | 134.31 I [5 | GG | GG |
49 out of 51 studied SNPs in the patient population show a variant allele pattern in the studied
patient population. This allows testing for frequency shifts of SNP alleles between patient
subpopulations, which ideally could help in identification of a ve responder population.
Only 2 SNPs, ClQA (rle44378) and FCGRZC (AHNIME8) show an invariant SNP
genotype in all patients, preventing any kind of differential is. For 5 SNPs, a
tically significant allele frequency shift could be determined in this study compared to
control populations, providing proof of principle that SNP allele frequency is dependent on
the composition of a given population. The tested SNP selection is hence well suited for the
future fication of SNP biomarker candidates.
Fc recgor and complement system polymorphisms may interfere directly with IMAB362
mode . Patients were genotyped for SNP alleles in genes which may affect the
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efficacy of antibody-based therapies, as FCGR3A [T->G], r3396991), FCGRZA
(H131R [T-9C], r31801274), and ClQA 9G], rsl72378) (Table 2).
Patients were further genotyped for published SNP alleles of the FCGR2C gene (Q57X
[C—)T], no rs number) and of the complement system s CIS (R119H [09A],
r512146727) and ClQA 001, rs1044378). These SNPs have not yet been demonstrated
to affect antibody therapy but were included as interesting candidate SNPs.
Table 2: Patients with Fe receptor and complement system polymorphisms. The
genotypes of patients with well-documented Fc receptor and complement system
polymorphisms are listed. FCGR3A Val/Va1 polymorphisms with a putative positive impact
on antibody therapy are depicted bold and underlined. Polymorphisms in FCGRZA (Arg/Arg)
and ClQA [G/G] with a putative negative impact on antibody therapy
are grey shaded and
highlighted in bold.
rs396991 rs1801274 {3172378
100124 GT
100605
_— Tc
A total of 23 patients show at least one of the well-documented Fc
receptor and complement
system polymorphisms. 4 patients (100411, 101120, 200336, and 400109) were homozygous
for the FCGR3A allele (F176V [T9G]), which has been reported to increase
se rates
and 1:gession free al in antibody therapy. 12 ts are homozygous for the
FCG allele (H131R [T-)C]), further 10 patients are homozygous for the ClQA allele
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([276A-9G]). Both of these SNPs have been demonstrated to impact antibody therapy
negatively. In total, 21 ts are homozygous for either the FCGRZA allele (H131R
[TéCD or the ClQA allele {[276A9G} (Patient 100511 is homozygous for both SNP
alleles).
A correlation of findings above with e progression of patients may yield insight into the
role of Fe receptor and complement system polymorphisms for IMAB362 treatment.
Progression of disease and efficacy of antibody treatment in patients could be ed by the
accumulation of SNPs described as risk factors for gastric cancer susceptibility, cancer
progression, or cancer treatment. Among the investigated 51 SNPs, up to 43 SNPs allow
categorization of the respective SNP genotypes as ‘risk’ versus ‘non—risk’ genotypes. The
number of homozygous SNP risk factor genotypes per patient was counted as these are
described in general as the most relevant risk alleles. The relative frequency of the number of
homozygous risk pes per patient in relation to the number of investigated SNP risk
factors per patient is depicted in Figure 2.
An accumulation of 14 to 46% of the investigated risk genotypes per patient is observed. This
broad distribution allows investigating if the accumulation of SNP risk genotypes per patient
ates with clinical outcome of the patient.
In summary, 53 of 54 patients were successfully genotyped for 51 SNPS. 49 out of 51 SNPs
show a variant SNP allele pattern; allowing analysis of patient subpopulations for a significant
shift in SNP genotype frequency. gous Fc receptor and ment system
polymorphisms described as modulators of antibody therapy are discovereu in 23 out of 53
patients. An accumulation of 14 to 46% of the investigated risk genotypes per t is
observed.
Example 2: Correlation of SNP genotyping with clinical results
Objective of the correlation of clinical outcome with genotypes of genetic polymorphisms is
the identification of putative SNP ker ates predicting clinical outcome of
ts. Putative biomarker candidates identified in this analysis will be verified in
nt Phase IIb and Phase III studies. Verification of putative biomarker candidates in
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Phase IIb will allow differentiation between putative prognostic and predictive SNP
candidates.
Correlation analysis for each SNP with clinical outcome was done ndently for two
defined phase Ila clinical trial patient populations: The ‘full analysis set’ population (FAS)
with 40 ts and the ‘per protocol set’ tion with 21 patients.
Absolute frequencies of genotypes of the respective SNP for each al outcome group
(‘responder’, ‘non-responder’) of the patient population were fied by SAS Enterprise
Guide 6.1. Absolute genotype frequencies were organized in contingency tables (3X2 or 2x2)
structured by clinical outcome and SNP genotype. The standard statistical test employed was
Pearson’s Chi square test. Fisher’s exact test was applied in some cases for 2x2 contingency
tables if numerical structure of the data set prohibited use of Pearson’s Chi square test. The
level of statistical significance applied was p<0.05. ation analysis was realized with the
statistical analysis software SAS rise Guide 6.1.
In order to investigate the effect of SNP genotypes on progression-free survival, Kaplan-
Meier curves were ated for each group and then ly compared employing the
statistical k test. The level of statistical significance applied was p<0.05. Logrank
statistics were realized with the statistical analysis software SAS Enterprise Guide 6.1.
Correlation of clinical outcome with SNP genotyping is med to identify putative
predictive or prognostic SNP ker candidates. Correlation was studied in two patient
populations, the FAS population and the PP population.
The PAS population comprises 40 patients, 12 patients defined as ‘responder’ (clinical
outcome ‘partial remission’ or e disease’) and 28 patients as ‘non-responder’ (clinical
outcome ‘progression of disease’). One patient sample (100801, non—responder) of the FAS
tion was not available for SNP analysis as bed above, maximum number of FAS
patients analyzed for correlations was therefore reduced to 39. The PP population comprises
21 patients with 10 responder patients and 11 non-responder patients.
The number of patients investigated per SNP differ between 20 and 39 (in FAS population)
and 2b 21 (in PP population).
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Correlation analysis was done as bed above. In total, out of the 51 SNPs studied, 2 show
a statistically significant correlation with clinical outcome in FAS as well as in the PP
population.
The 2 SNPs showing statistical ation between clinical outcome and respective SNP
genotype in both tions are FCGRZA r51801274 (p=0.0004 [PP]; p=0.008 [FAS]), and
IL-10 rs1800896 (p=0.042 [PP], p=0.022 [FAS]) (Table 3). Number of patients tested
statistically per SNP were 21 (PP) and 39 (FAS) for each of these 2 SNPs.
Table 3: SNPs showing statistical correlation between clinical outcome and SNP
g_en0_type in PP as well as in FAS populations
Genotype
overrepresented
rs number Gene name
, p-value (PP) p-value (FAS)
In responder
population
r51801274 FCGRZA [CT] 0.0004 0.008
r51800896 lL10 [66] 0.042 0.022
(Chi square test, statistically significant: p<0.05)
SNPs show a correlation with clinical outcome in one patient population (FAS or PP),
can be shown for DNMT3A r81550117 [PP, p=0.035], SMAD4 rsl2456284 [FAS, p=0.02],
MUCl rs4072037 (FAS, p=0.03), EGF rs4444903 [FASi p=0.049], and CDH1 rsl6260 {PAS
p=0.049]) (Table 4).
Table 4: SNPs showing tical correlation between clinical outcome and SNP
eno e in PP or FAS o ulation.
Genotype
overrepresented
rs number Gene name
, p-value (PP) e (FAS)
In responder
population
r51550117 DNMT3A [GA] 0.035 0.32
r512456284 SMAD4 [GA] 0.081 0.023
037 MUCl [AA] 0.11 0.03
rs4444903 EGF [AA] 0.32 0.049
rsl6260 CDH1 [AA] 0.72 0.049
(Chi square test, statistically cant: p<0.05)
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Inspection of over- or underrepresentation of SNP genotypes in responder/non—responder
patients may allow to e scientific explanation for statistically significant frequency
differences.
Genotypes of two SNPS, rs11615 (ERCCl) and rs396991 A), are correlated with
ged progression—free survival (PFS) in the PP population (Ta‘o‘ze 5).
Table 5: SNPs showing statistical ation between prolonged PFS and SNP genotype
in the PP population.
Genotype
rs number Gene name correlated with p-value (PP) p-value (FAS)
r511515 ERCCl [TT] 0.0001 0.13
r5396991 FCGR3A [TGl/[TI'] 0.0007 0.25
Number of patients tested statistically per SNP were 21 (PP) and 39 (FAS) for each of the 9
SNPs listed.
FCGRZA rs1801274 [CIT]: In PP, all patients harboring the heterozygous r31801274 [CT]
genotype are indeed responder (8) which is reflected in the highly significant p—Value 4)
of the statistical test. All PR patients (4 out of 4) display this genotype. Most non—responders
(73%, 8 out of 11) show the homozygous [TT] genotype (Table 6). This genotype bution
pattern can be found in the FAS population as well, although not as distinct as in the PP
population (Table 7). A number of non—responder patients in the FAS population do a1so
harbor the [CT] pe (30%) whic 1 leads to a less pronounced but still statistically highly
cant p—Value.
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Table 6: Listing of rs1801274 (FCGRZA) genotypes in PP patients and respective
frequencies in der (PR and SD) and non-responder patients (PD).
“1801274
PFS Abs freq. Rel freq.
Patient ID (FCGRZA) OUTCOME Best response
[days]
eno [CT] [CT]
‘5 e
100702 CT RESP PR 322 8 80%
200316 CT RESP PR 302
I i
100603 CT RESP PR 287 l I
200315 CT RESP PR 238 1
100108 CT RESP SD 330
100124 CC RESP SD 170
100709 CT RESP SD 146
101302 CT RESP SD 141
101 109 TT RESP SD 132
100534 CT RESP SD 78
101116 TT NONRESP PD 114 0 0%
I 100510 TT P PD 112
200310 CC NONRESP PD 102
200319 CC NONRESP PD 73
I 101105 TT NONRESP PD 71 I I
10041 1 TT P PD 70
100513 TT NONRESP PD 70
100605 CC NONRESP PD 70
400109 TT NONRESP PD 67
400101 TT NONRESP PD 65
101 120 TT NONRESP PD 64
RESP: Responder, NONRESP: Non-responder, PFS: Progression—free survival, abs freq: absolute frequency, rel freq:
relative frequency
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Table 7: Listing of rs1801274 (FCGRZA) genotypes in FAS patients and respective
frequencies in responder (PR and SD) and sponder ts (PD).
rs1801274
PatientID OUTCOME Best response Abereq‘ q'
(FCGRZA)
[days] [CT] [CT]
em .6
100702 CT RESP PR 322 10 83%
200316 CT RESP PR 302
100603 CT RESP PR 28
I_200315 CT RESP PR 238 _I
200205 CT RESP SD 476 I
100108 CT RESP SD 330
400112 CT RESP SD 194
100124 CC RESP SD 170
100709 CT RESP SD 146
. 101302 CT mSP SD 141 1
I 101109 TT RESP SD 132 I I
100534 CT RESP SD 78
100715 CC NONRESP PD 141 8 30%
I 100804 CT NONRESP PD 119 I I
I 101116 TT NONRESP PD 114
100510 TT NONRESP PD 112 I I
100808 TT NONRESP PD 112
200310 CC NONRESP PD 102
200336 CC NONRESP PD 90
101201 CT NONRESP PD 79
200207 TT P PD 75
200319 CC NONRESP PD 73
101105 TT NONRESP PD 71
100411 TT NONRESP PD 70
100513 TT NONRESP PD 70
100605 CC NONRESP PD 70
400109 TT NONRESP PD 67
400101 TT NONRESP PD 65
101 120 TT NONRESP PD 64
400111 CT NONRESP PD 60 1
100901 CT NONRESP PD 55
100529 TT NONRESP PD 50
100127 CC P PD 47
100410 CT NONRESP PD 46
100518 CT NONRESP PD 35
100310 CC NONRESP PD 30
100607 CT NONRESP PD 27
100711 CC NONRESP PD 22
101007 CT NONRESP PD 1’1
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq; absolute frequency, rel freq.:
relative frequency
Survival analysis FCGRZA rs1801274 [C/T]: Highly significant overrepresentation of
r51801274 genotype [CT] in the responder population is expected to be reflected in a
correlation with prolonged progression-free survival (PFS) time, too. Indeed, in both
populations, PP (Fig. 3) and FAS ), the [CT] genotype is correlated with prolonged PFS
(PP p=0.0007, FAS p=0.03) highly Significant as well. It is of interest though, that during the
first 6Gatment days FAS patients with the [TT] genotype Show a trend to a higher PFS rate
than the patients with [CC] or [CT] genotype. Survival analysis thus confirms rS1801274
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(FCGRZA) as a highly interesting putative biomarker candidate of predictive or prognostic
nature.
IL-10 r51800896 {A/G}: In PP, none of the “ion—responder patients harbors the homozygous
r31800896 [GG] pe (Table 8). This genotype is found at elevated frequency (40%) in
responder patients (4 out of 10). Only 1 out of 10 responder (10%) shows the [AA] genotype,
the remaining responders Show the zygous [GA] genotype. In FAS, a comparable
genotype frequency distribution can be observed (Table 9), although the [GG] genotype can
be observed in the non-responder patients in this population at a low frequency (11%, 3 out of
27).
Table 8: Listing of 111800896 (IL-10) genotypes in PP ts and respective
frequencies in responder (PR and SD) and non-responder patients (PD).
. r51800896 (IL-10) PFS
Patlent ID Abs freq. Rel freq.
OUTCOME Best response
eno 1'9 [da 5]
100702 AA RESP PR 322 4 40%
200316 GG RESP PR 302
100603 GA RESP PR 287
200315 GA RESP PR 238
|_ J I
100108 GG RESP SD 330
100124 GA RESP SD 170
100709 GA RESP SD 146
101302 GA RESP SD 141
101109 GG RESP SD 132
100534 GG RESP SD 78
101116 AA P PD 114 O 0%
100510 AA NONRESP PD 112
200310 GA NONRESP PD 102
200319 GA NONRESP PD 73
101105 GA NONRESP PD 71
100411 AA NONRESP PD 70
100513 AA NONRESP PD 70
100605 GA NONRESP PD 70
400109 GA NONRESP PD 67
400101 AA NONRESP PD 65
101 120 GA NONRESP PD 64
RESP: der, NONRESP: Non—responder, PFS: Progression—free al, abs freq: te frequency, rel freq:
relative frequency
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Table 9: Listing of rs1800896 (IL-10) genotypes in FAS patients and respective
frequencies in responder (PR and SD) and non-responder patients (PD).
Patient 896 (IL-10) PFS Abs freq. Rel freq.
OUTCOME Best se
ID ,eno ne [da 5] [GG] [GG]
100702 AA RESP PR 322 6 50%
200316 GG RESP PR 302
100603 GA RESP PR 287
200315 GA RESP PR 238
200205 GG RESP SD 476
100108 GG RESP SD 330
400112 GG RESP SD 194
100124 GA RESP SD 170
100709 GA RESP SD 146
101302 GA RESP SD 141
101109 GG RESP SD 132
100534 GG RESP SD 78
2,2 ,, ,,
100715 GA NONRESP PD 141
100804 AA NONRESP PD 119
101116 AA NONRESP PD 114
100510 AA P PD 112
100808 GG NONRESP PD 112
200310 GA NONRESP PD 102
200336 AA NONRESP PD 90
101201 GA NONRESP PD 79
200207 GA NONRESP PD 75
200319 GA NONRESP PD 73 '
101105 GA NONRESP PD 71
100411 AA NONRESP PD 70
100513 AA NONRESP PD 70
100605 GA NONRESP PD 70
400109 GA NONRESP PD 67
400101 AA NOT‘IRESP PD 65
101120 GA NONRESP PD 64
400111 GA P PD 60
100901 GG P PD 55
100529 GA NONRESP PD 50
100127 AA NONRESP PD 47
100410 GG NONRESP PD 46
100518 GA NONRESP PD 35
100310 GA NONRESP PD 30
100607 GA NONRESP PD 27
100711 GA NONRESP
101007 P
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq: absolute frequency, rel freq:
ve frequency
Survival analysis rs1800896 (IL-10) [A/G]: The 896 [GG] genotype is significantly
overrepresented in responder patients. Statistical correlation of the [GG] genotype with PFS
shows that in PP and FAS population, the [GG] genotype is not significantly correlated with
PFS (PP p=0.27 (Fig. 5); FAS p=0.08, (Fig. 6)). However, the p-Value for the FAS survival
correlation borders on significance, which may be an indication that in larger populations with
reduced statistical noise significance may well be reached. Overall, rsl800896 (IL-10) is an
intereng putative biomarker candidate.
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DNMT3A 117 [G/A]: In PP, 4 responder (40 %) show the [GA]
genotype whereas all
of the non-responder Show the [GG] pe (p=0.03, Table 10).
Table 10: Listing of r51550117 A) genotypes in PP
raiivnntients and respective
frequencies in responder (PR and SD) and non-responder patients (PD).
,_ Pattentm; :11 OUTCOME aestrespensa
_ RelfrquGAI
' 1007-02 66 RESP PR 45 %
2003-16 66 RESP PR
1006-03 GA RESP PR
GA RESP
1001—08 66 RESP
1001-24 66 RESP SD
I 1007-09 GA RESP SD
' 2 GA RESP SD
1011-09 GG RESP SD
1005—34 66 RESP SD
1011-16 66 NONRESP PD
1005-10 66 NONRESP PD
2003-10 66 NON RESP PD
2003-19 66 NON RESP PD
1011—05 GG NON RESP PD
1004-11 GG NONRESP PD
1005-13 66 NONRESP PD
1006—05 66 NONRESP PD
9 66 NONRESP PD
4001—01 66 NONRESP PD
1011—20 GG NONRESP PD 64
RESP: Responder, NONRESP: Non—responder, PFS: Progression-free survival, abs freq.:
te frequency, rel freq.:
relative frequency
Survival analysis rs1550117 (DNMT3A) [G/A]: The rsl550117 [GA] genotype is
significantly overrepresented in der patients of the PP population. In the FAS
population, the difference in PPS between [GA] and [GG] carriers is of borderline
significance (FAS p=0.058) e 7).
In the FAS population, only one patient is a carrier of the [AA]
genotype.
SMAD4 rs12456284 [G/A]: In FAS, a statistically cant
overrepresentation of the [GA]
genotype (7 of 12 patients, 58 %) over the [AA] and [GG] genotype can be found in the
responder population (p=0.023, Table 11). In the FAS non-responder population the
frequegof the [GA] genotype can be found at a frequency of 19 % (5 of 27 non—responder).In the population this association is indicated by trend significance (p=0.081, data not
shown).
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Table 11: Listing of 1012456284 (SMAD4) genotypes in FAS patients and respective
frequencies in responder (PR and SD) and non-responder patients (PD).
W ‘rs12456284- , :
, OWCOME
_ _ MAM genotypes-r
1007-02 AA RESP
2003-16 GA RESP
| 1006-03 GA RESP
2003-15 GA RESP
GA RESP
1001—08 AA RESP
4001-12 AA RESP
1001-24 GA RESP
| 1007-09 GA RESP
1013-02 AA RESP
1011-09 AA RESP
1005-34 GA RESP
1007-15 66 NONRESP
1008-04 AA NONRESP
1011-16 GA NONRESP
1005-10 AA NONRESP
1008-03 AA NONRESP
2003-10 GA NONRESP
2003-35 AA NONRESP
1012-01 AA NONRESP
2002-07 AA NONRESP
2003-19 AA P
1011-05 AA P
11004-11 AA NONRESP
1005-13 AA NONRESP
1006-05 AA NONRESP
4001-09 AA P
1 AA NONRESP
1011-20 AA P
4001-11 AA NONRESP
1009-01 GA NONRESP
1005-29 AA NONRESP
1001-27 AA NONRESP
1004-10 AA NONRESP
1005-13 AA NONRESP
1003-10 AA NONRESP
1006-07 AA NONRESP
1007-11 GA P
1010-07 GA NONRESP
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq.: absolute frequency, rel freq.:
relative frequency
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Survival analysis r512456284 (SMAD4) [G/A]: The r812456284 [GA] genotype is
significantly overrepresented in PAS responder patients and shows the same trend in PP
responders. tical correlation of rs12456284 genotypes with PFS shows that in the PP
tion, the [GA] genotype is significantly correlated with PFS (PP p=0.048) using the
Gehan—Brelow-Wilcoxon test (Figure 8) whereas significance using the logrank test is p=0.35.
The Gehan-Brelow-Wilcoxon test gives more weight to PFS events at early time points than
the logrank test and indeed the difference n [GA] and [AA] carriers is most
pronounced during the respective first 100 days of this phase Ila clinical trial. In the FAS
population the [GA] genotype is not significantly correlated with PFS (p=0.20 (logrank),
p=0.23 (Gehan—Brelow-Wilcoxon», although visual inspection suggests a trend of [GA]
carriers to prolonged PFS.
MUCI rs4072037 [A/G]: In FAS, the rs4072037 genotype found with highest fiequency of
67% in the responder population is [AA] (8 out of 12), whereas non-responders display this
pe in only 26% of ts (7 out of 27). None of the responder patients shows the
homozygous [GG] genotype (Table 12) whereas non-responder Show the [GG] genotype at a
rate of 22% (6 out of 27). This differential genotype distribution in responder and non—
responder FAS patients is statistically significant (p=0.03). A comparable genotype
distribution pattern is found in the PP tion (data not , where responder show
nearly the same relative [AA] genotype ncy of 70% (7 out of 10) as in the FAS
population (trend cance p=0.11).
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Table 12: Listing of rs4072037 (MUCl) genotypes in FAS patients and tive
frequencies in responder (PR and SD) and non-responder patients (PD).
I rs4072037 Abs freq.
Patient 1]) OUTCOME Best response
[AA]
100702 AA 67%
200316 AA RESP PR 302
100603 AA RESP PR 287
200315 AG RESP PR 238
200205 AA RESP SD 476
100108 AA RESP SD 330
400112 AG RESP SD 194
100124 AA RESP SD 170
100709 AG RESP SD 146
101302 AA RESP SD 141
101 1 9 AG ESP SD 1 7 2
100534 AA
I 1007 1 5 NONRESP
100804 AG NONRESP PD 119
I 101116 AA NONRESP PD 114
100510 AA NONRESP PD 112
100808 AG NONRESP PD 112
200310 AG NONRESP PD 102
200336 GG NONRESP PD 90
101201 AG NONRESP PD 79
200207 AG NONRESP PD 75
I 200319 AA NONRESP PD 73 I |
101105 GG P PD 71
10041 1 AA NONRESP PD 70
100513 GG NONRESP PD 70
100605 AG NONRESP PD 70
400109 GG NONRESP PD 67
400101 GG NONRESP PD 65
101120 AG NONRESP PD 64
400111 GG NONRESP PD 60
100901 AG NONRESP PD 55
100529 AA NONRESP PD 50
100127 AG NONRESP PD 47
100410 AG NONRESP PD 46
100518 AA P PD 35
100310 AG NONRESP PD 30
100607 AG NONRESP PD 27
10071 1 AG NONRESP
101007 NONRESP
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq: absolute ncy, rel freq;
relative frequency
Survival analysis rs4072037 (MUCl) [NC]: The significant overrepresentation of
rs4072037 pe [AA] in responder ts may indicate correlation of this genotype with
PFS. Statistical g reveals that in PP and FAS tion, the [AA] genotype is
significantly correlated with PFS (PP p=0.001, (Fig. 9); FAS p=0.02, (Fig. 10)). This survival
analysis confirms 037 (MUCl) as a very interesting putative predictive or prognostic
biomarker candidate.
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EGF rs4444903 [G/A]: In FAS, the rs4444903 pe [AA] is significantly
overrepresented (p=0.049) in the responder population (5 out of 12; 42 %) compared to the
non-responder population (3 out of 27; 11%) (Table 13). In the PP population this
asymmetrical distribution is not statistically significant (p=0.32, data not shown).
Table 13: Listing of rs4444903 (EGF) genotypes in FAS patients and respective
frequencies in responder (PR and SD) and non-responder patients (PD),
Patient ID F) :1 L'L‘ ‘ ‘
: ,
_ genotype,»
2 GA
2003-16 AA
1 1006-03 AA
I 200315
2002-05
21001-08 GA
4001-12 GA
10031-24 AA
1007—09 AA
1013-02 66
1011—09 GA
1005—34
NONRESP
4 GA NONRESP PD 119
1011-16 AA NONRESP PD 114
1005-10 GA NQNRESP .00 112
1008-08 GA NONRESP PD 112
2003-10 GA NONRESP PD 102
2003-36 66 NONRESP PD 90
1012-01 66 NONRESP PD 79
7 GA NONRESP PD 75
2003-19 66 NONRESP PD 73
101105 AA NONRESP PD 71
1004-11 GA P PD 70
1005-13 GA NON RESP PD 70
1006-05 GA NONRESP PD 70
4001-09 GG NONRESP PD 67
4001-01 66 NONRESP PD 65
1011-20 GA NONRESP PD 64
4001-11 GA NONRESP PD 60
1009-01 GA NONRESP PD 55
1005-29 GG NONRESP PD 50
7 66 NONRESP PD 47
1004-10 66 NON RESP PD 46
1005-18 66 NONRESP PD 35
101D0 GA NONRESP PD 30
1006-07 GA NONRESP PD 27
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1007-11 AA NONRESP PD 22
1010-07 GA NONRESP PD 17
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq; absolute frequency, rel freq.:
relative ncy
Survival analysis rs4444903 (EGF) [G/A]: The correlation of the rs4444903 [AA] genotype
with PFS in the PP or FAS population is not statistically significant (FAS p=0.1; PP p=0.16).
However, a trend towards prolonged PFS can be observed both in PP and FAS population
(Figure 11).
CDHl 1316260 [CIA]: In FAS, the rsl6260 genotype [AA] is found at a significantly higher
frequency in the responder (5 out of 12; 42 %) than the non-responder population (3 out of 27;
11 %) (p=0.049, Table 14). In PP, this asymmetrical distribution between both patient
groups
is not cant (p=0.72, data not shown).
Table 14: g of rsl6260 (CDHl) genotypes in FAS patients and respective
frequencies in responder (PR and SD) and non-responder ts (PD).
1007—02
2003-15 CC RESP PR 302
1006-03 CC RESP PR 287
2003-15
RESP
' ' ’
1001-03 CA RESP so 330
4001-12 AA RESP so 194
1001-24 CC RESP so 170
1007-09 AA RESP so 146
1013-02 CC RESP so 141 I i
9 cc RESP so 132
1005—34 CC RESP SD 78
1007-15 CC NONRESP PD 141 3 11 %
1008—04 cc NON RESP PD 119
1011-16 CA NONRESP PD 114
1005-10 AA NONRESP PD 112
1008-08 CC NONRESP PD 112
2003-10 cc NON RESP PD 102
6 CA NON RESP PD 90
1012-01 CA P PD 79
2002-07 cc NONRESP PD 75
2003-19 CC NONRESP PD 73
1011-05 AA P PD 71
100g AA NONRESP PD 70
100 - CC NONRESP PD 70
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1006-05 CC NONRESP PD 70
4001-09 CA NON RESP PD 67
4001-01 CA NONRESP PD 65
1011-20 CC NONRESP
I PD 64
4001-11 CC NONRESP PD 60
1009-01 CC NONRESP PD 55
1005-29 CA NON RESP PD 50
i 1001-27 CA NONRESP PD 47
1004-10 CA NONRESP PD 46
1005—18 C NONRESP PD 35
0 CC NON RESP PD 30
1006-07 CA P PD 27
1007-11 CC NONRESP PD 22
101007 CC NON RESP PD 17
RESP: Responder, NONRESP: Non-responder, PFS: Progression-free survival, abs freq: absolute frequency, rel freq;
relative frequency
Survival analysis 6 ) [CIA]: The $16260 (CDT-ll) genotype [AA] correlation
with PFS borders on statistical significance in the FAS population (Logrank test p=0.065,
Gehan—Brelow—Wilcoxon test p=0.032) (Figure 12).
ERCCl rs11615 [C/T]: In PP, a trend for higher frequency of the rsl 1615 genotype [TT] in
the responder population (3 out of 10; 30%) is found (p=0_.068; non-responder population
(0 %)). Inversely, the homozygous [CC] genotype is only found in the sponder
population (2 patients) (Table 15).
Table 15: Listing of r311615 (ERCCl) genotypes in PP patients and respective
frequencies in responder (PR and SD) and non-responder patients (PD).
1007-02
2003-16 CT RESP PR 302
1006-03 CT RESP PR 287
2003-15
1001-08
4 TT RESP SD 170
1007-09 CT RESP SD 146
1013-02 CT RESP SD 141
1011-09 CT RESP SD 132
6 NONRESP
1005 CT NONRESP PD 112
2003 CT NONRESP PD 102
2003—19 CT NONRESP PD 73
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1011-05 CT NONRESP PD 71
1 CT NONRESP PD 70
1005-13 CT NON RESP PD 70
1006—05 CT NONRESP PD 70
4001-09 CC NONRESP PD 67
4001-01 CT NONRESP PD 65
1011-20 CC NONRESP PD 64
RESP: Responder, NONRESP: sponder, PFS: Progression-free survival, abs freq; absolute frequency rel freq:
relative frequency
Survival analysis rsl 1615 (ERCCI) [CIT]: The rs11615 [TT] genotype is found exclusively
in the responder population in the PP population. Statistical correlation of 1511615 genotypes
with PFS shows that the r311615 genotype in PP is highly significa lated with PPS,
with [CTl and [TT1 Carri.rs showing prolon11gUed
J J survive mpared to [CC] rs (PP
“=0 0001‘ ‘1117'
kl U- I \ re 13‘. Desl ite this strikin si ificance value, it should be noted that there
are only 2 patients with the [CC] pe and 3 patients with the [TT] genotype in PP.
However, in the 11th population the same effect can be observed as a trend (PAS p=—0. 13, data
not , suggesting that the effect1s also valid1n larger patient tions.
Survival analysis FCGR3A rs396991 [T/G]: Neither in PP or FAS, the genotype of SNP
rs396991 is correlated with clinical outcome (FAS p=0.49; PP p=0.29, data not shown).
However, al analysis in the PP population tes with high statistical significance
that patients with the genotypes [TG] and [TT] show improved PFS compared to [GG]
(p=0.0007, Figure 14). This effect can also he observed in the FAS population (p=0.25; data
not shown). Despite the significance value received for the PP tion, it should be noted
that only 3 PP patients are [GG] carriers.
Example 3: Discussion of accompanying immune polymorphism analyses
The prim1'11ary objective of this al phase 11a trial was the evaluation of safety and efficacy
of the therapeutic LDN18.2 mononuclear antibody IMAB362 in patients with
gastroesophageal adenocarcinomas. In addition, accompanying analyses on genetic immune
response polymorphisms were performed to evaluate parameters that may serve as potential
predictive or prognostic biomarkers in correlation with IMAB362 therapy.
Discussion of descriptive immune polymorphism analysis
Genetnilymorphisms in the patient’s genome have been shown to alter the response rate of
therapeutic antibodies. In order to investigate the impact of individual genetic variation on the
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response rate, the genotypes of 51 single nucleotide polymorphisms (SNPs) with known or
presumed role in immune response and gastric cancer susceptibility or progress were
determined in patients.
In this study, 51 SNPs were successfully genotyped for 53 out of 54 patients studied. A
statistically significant shift of genotype ncy in the patient population compared to
l populations could be detected for 5 SNPs. 4 of these SNPS have been shown before to
be associated with /gastric cancer susceptibility. The respective cancer/gastric cancer
associated genotypes of these 4 SNPs are over-represented in the study population, as
expected in a patient population with advanced GC. Over-representation of the respective
homozygous pe may indicate a recessive mode of action implicating a compromised
gene function as opposed to enhanced gene activity. This is underscored by published data,
e.g. the gastric cancer associated AA genotype of SNP $16260 in CDHl has been reported to
cause a down—regulation of CDHl expression due to its position in the promoter of CDHl at -
160.
Polymorphisms in genes being involved in immune signaling were igated even if these
polymorphisms had not been described before as gastric cancer risk factors. Genetic
polymorphisms in genes coding for immune ing s have been shown to modulate
the risk of developing gastric cancer significantly. Response rate of an antibody-based cancer
therapy might therefore be affected by these SNPS as well.
The over—represented IL-2 genotype GG (SNP rs2069762) in the patient population is
associated with an increased risk of gastric atrophy induced by H. pylori infection and may
predispose to gastric cancer. CTLA4 SNP r5231775 and rs2274223 (PLCEl) pes have
been described as GC susceptibility risk factors. As published studies on rs231775 are
contradictory on the sequence of the genotype, however, no conclusion will be drawn here.
Fey—receptor and complement system polymorphisms were investigated in this study. The
possibly beneficial FCGR3A genotype coding for Val/Va1 [GG] is detected in 4 APT ts,
the FCGRZA genotype with a ially negative impact rg) [CC] can be detected in
12 APT patients.
CDC as a second effector mechanism has been demonstrated to be affected by SNP
polymorphisms as well: A allele carriers of a polymorphism in the complement ent
ClqA —>G], rs172378) show prolonged response following Rituximab y of
follicular lymphoma. The complement system polymorphism in ClQA with genotype ‘GG’ is
detected in 10 ts, possibly affecting response vely. The SNP polymorphism
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r512146727 in complement component CIS, however, has so far been described only in a
screen not related to antibody therapies or came.
The identification of significant genotype ncy shifts between patient and control
populations demonstrates that SNP genotype frequency shifts may serve as predictive and
prognostic s in clinical studies.
Accumulation of SNP risk s may have an impact on a patients’ clinical outcome as well.
In order to allow such an analysis, the number of homozygous SNP risk genotypes was
d per patient. ation of these numbers with therapy response may give insight into
the role of SNP risk factor accumulation.
Discussion of correlation of SNP genotyping with clinical outcome
FCGR2A 131801274:
Inspection of FCGRZA genotypes over- or underrepresented reveals that in the PP population
all patients with the heterozygous r31801274 genotype [CT] are responder patients and that
patients with partial response (PR) exclusively harbor this genotype. The overrepresented
homozygous genotype in the non—responder population is [TT]. The mere observation of these
frequency distributions does not allow sion if the [CT] genotype is beneficial or if the
[TT] is disadvantageous. In most studies igating the impact of SNP genotypes, the
respective homozygous genotypes show the strongest biological effects, indicating often a
ive mode of action reflecting compromised gene function of both alleles as opposed to
enhanced gene activity. In case SNP alleles lead to increased genetic activity, a stepwise
effect of ical effect can often be observed: One allele (i.e. heterozygous) increases
gene
activity, two alleles (i.e. homozygous) se gene activity even more. In both cases, gain of
function or loss of fiinction, the strongest biological/clinical effects are usually observed in
patients with homozygous genotypes. Under this assumption overrepresentation of the
homozygous [TT] genotype in the non-responder population in the PP and FAS population
would cause a disadvantageous effect.
This is unexpected, however, as the rs1801274 FCGRZA [TT] pe has been bed in
a number of al studies as a factor having a prolonging effect on PFS. In our phase IIa
clinical trial, closer inspection of the association between pe and PFS in FAS non-
responder patients indicates that FAS PD patients with the [TT] genotype show during the
first 60 days of therapy indeed a trend towards higher PFS times as opposed to FAS PD
patienD/ith the [CT] genotype re Table 7 and Figure 4). An interpretation to bring
this observation in line with the underrepresentation of [TT] in responders with prolonged
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PFS could be an overlay of two different molecular mechanisms: First, the 274 [CT]
genotype could be a marker for der patients. This is a new observation not described in
the literature so far and may suggest that this genotype is a predictive marker for treatment
with IMAB362. The molecular mechanism underlying this new observation has not been
resolved yet.
The second observation, already described in the literature for other therapeutic anti—cancer
antibodies, would be the prolonged PFS of patients harboring the FCGRZA [TT] genotype. In
our phase IIa study this effect is due to overlay of the postulated first ism only
observable as a trend in non—responder patients. Mechanistically, the second observation
could be explained by increased binding affinity of the IgGl antibody to the FCGRZA 131
His/His or allele (encoded by [TT] genotype) as opposed to weaker binding y to
the homozygous FCGRZA 131 Arg/Arg receptor allele (encoded by [CC] genotype): In
studies investigating the impact of Fey-receptor polymorphisms systematically, it has recently
been shown that antibodies of the IgGl e indeed bind with different affinities to the two
allelic forms of the Fey receptor IIA, H131 with a higher affinity than R131. Differential
affinity of IgG dies to the FCGRZA receptor alleles is generally assumed to affect the
trigger rate of effector mechanisms and consequently prolonged PFS in patients harboring the
high affinity receptor allele. Data ting this hypothesis has been ed by reports
showing that Fey—receptor polymorphisms FCGRZA H131R and FCGR3A F176V (Phe > Val,
rs396991) may have an impact on the clinical efficacy of Trastuzumab-based IgGl antibody
therapy in metastatic breast cancer ts. Patients with the genotypes FCGR3A 176
Val/Va1 and FCGRZA 131 His/His showed significantly better se rate and progression-
free survival. The same polymorphisms have also been associated with the response rate of
rituximab (IgGl)—treated patients with B—cell lymphomas. In another study, prolonged PFS
after Cetuximab (IgGl) y could be associated with the FCGR3A 176 1 genotype.
Controversially, there are recent well-powered studies ing no association between Fcy-
receptor polymorphisms and survival, response rate, or progression—free survival for the
antibodies discussed. In the BCIRG-006 trial of the Breast Cancer ational Research
Group (BCIRG) 1218 patients were treated in a randomized study with two Trastuzumab—
containing arms and a non—Trastuzumab control arm. The ations reported above
between Fey—receptor polymorphisms and Trastuzumab efficacy could not be confirmed. A
long term study with 460 ts employing rituximab combined with chemotherapy in
follicular lymphoma reported no association of Fcy—receptor polymorphisms with
progr n-free survival. In the REACH trial with 419 patients, where patients received
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fludarabine and cyclophosphamide (FC) or rituximab plus FC, FCGRZA and FCGR3A
polymorphisms did not significantly influence outcome. Recent Cetuximab trials also yielded
inconsistent findings, not recommending Fey-receptor polymorphisms as useful biomarkers.
This may reflect differences in intrinsic population factors or concurrent chemotherapy
regimens.
MUCI rs4072037:
MUCl is a transmembrane glycoprotein of the mucin family. Mucins are high-molecular
weight ns which are O-glycosylated in the N—terminal extracellular domain extensively
with oligosaccharides and n—glycan chains. Mucins are expressed on the apical surface of
epithelia lining respiratory and intestinal tracts and ducts in liver, pancreas, and kidneys.
embrane mucins span the membrane with one (it—helix and provide with their sugar
chains a protective lining to the extracellular space. Mucins secreted into the extracellular
space build up a mucous gel layer serving as onal physical protection for the lium.
The transmembrane MUCl and the secreted mucins MUCSC and MUC6 are the main mucins
sed in .he stomach. MUCl is translated as a single polypeptide chain which is subject
to autocleavage. The N—terminal extracellular domain (MUCl—N) remains lly non-
covalently connected to the transmembrane/intracytoplasmic domain (MUCl-C).' This
intracytoplasmic domain serves as a signaling domain which can enter the nucleus and
associate with a number of transcription factors to activate gene sion directly. Cell
stress can lead to proteolytic cleavage of the MUCl—N and MUCl—C domain via a second
proteolytic site. This can be observed in cancer cells, too, where MUCl is no longer
expressed in an d fashion at the apical membrane of the cell but can be found
overexpressed and localized throughout the cell. Shedding of the extracellular domain (also
known as ) into the ellular space and intracellular localization ofMUCl -C is the
consequence. The intracytoplasmic signaling domain acts as an oncogene e.g. by activation of
Wnt/B-catenin signaling and blocking of apoptotic pathways.
The extracellular domain of MUCl, however, is not only a static structural component but
plays important roles during signaling events at the cell membrane. The glycosylation and
expression state of the MUCl extracellular domain has been demonstrated to regulate
ctions of membrane signaling molecules and the extracellular matrix. Underglycosylated
MUCl-N in tumor cells has been reported to increase signaling between membrane molecules
as lCfi-l or ctin and the MUCl coreprotein. Furthermore, mucin expression and
glyco tion state seems to mask membrane—associated molecules. In cancer cells, masking
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of HERZ proteins by mucin expression has been described as a possible resistance ism
to Trastuzumab y.
The MUCl polymorphism rs4072037 ‘A’ allele has been described as a risk factor for gastric
cancer susceptibility. This rphism is a G->A exchange in Exon 2, resulting in
alternative ng of MUCl exactly in the predicted signal peptide cleavage site of MUCl.
Deficient cleavage of the signal peptide could lead to aberrant MUCl protein localization or
glycosylation pattern and consequently deficient protein function.
In this phase 11a clinical trial, the rs4072037 [AA] genotype has been found to be statistically
associated with the responder population. It could be speculated that the underglycosylated or
underexpressed [AA] allelic form of MUCl allows better access of 2 to the
rget molecule CLDN18.2 expressed on cencer cells, consequently “r"‘notmg
treatment efficacy. This would render rs4072037 a tive biomarker.
IL-ll) ”1899896:
IL—10 is a key regulator of the immune system with ropic functions. IL—10 is known to
act as an anti—inflammatory, immunosuppressive cytokine by inhibiting macrophage-
dependent antigen-specific T—cell proliferation and macrophage-dependent production of
cytokines by T-cells. However, IL-lO has been described also as an immunostimulatory
cytokine, enhancing B—cell, granulocyte and mast cell differentiation and growth as well as
l and CD8+ T—cell activation. The ropic potential of IL-10 is also reflected by the
widespread expression of IL-10 in many immune cell types including Th2 cells, Treg cells,
Th3 cells, NK T cells, B cells, macrophages, and dendritic cells. This dual role of IL-10 is
reflected in the tumor—promoting as well as tumor—inhibiting potential: IL-lO secreted by
tumor cells or tumor infiltrating immune cells as macrophages allows tumor cells to escape
from immune surveillance by isms which have been clarified only in part. One
mechanism described involves Treg cells contributing to the induction of peripheral tolerance
via sion of immunoregulatory cytokines like IL-10. Another mechanism reported is the
inhibition of cross-presentation of associated antigens by dendritic cells and therefore
prevention of T cells from starting an effective immune response against tumor cells. On the
other hand, exposition of malignant tumor cells to IL-10 leads to a down regulation of HLA
class I proteins resulting in sed sensitivity to NK cell cytotoxicity.
The IL-lO promoter polymorphism r31800896 at position (—1082) is of interest as the ‘G’
allele has been reported as gastric cancer risk factor and renal cancer risk factor. The ‘G’
allelenthis polymorphism has been reported to be associated in vitro with decreased IL—10
expression ed to the ‘A’ allele. In responder patients of this phase Ila clinical trial the
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[GG] genotype of rs1800896 is over represented, possibly indicating a lower relative
expression level of IL-10. It can be speculated that ts harboring the [GG] genotype have
a lower IL-10 expression which in turn may render it more difficult for tumor cells to escape
from immune surveillance by one of the mechanisms described above. Indeed, none of the 12
FAS responder patients shows elevated IL-lO serum level as opposed to 22% of the FAS non-
responder ts (6 out of 27 measured). However, other authors state that the ‘A’ allele is
associated with decreased lL—lO expression.
It should also be noted, that IL-10 signals through the intracellular mediator Stat3 and that
Stat3 activation is dependent on MUCl-C. Therefore, the functional interaction of MUCl and
IL-10 could be the reason why these molecules both proved to be tically significant
biomarker candidates in this phase Ila clinical trial. y, FCGRZA is expressed on
.M ,. n_...\...L nnt‘n n, 4,4. m.n A“n.A n n: A1n .-. n“.—m‘ A 4‘ 1’1 1n :V. «FLA « “:Mnnnnnuflm- r
11¢ rupuaECD, W 1 1 ‘11 lllbll an: ULLUu a luaJU1 DUUIUC u Lf'lU m Lin: L 11101 1111 1 11qu1 llUuL. 1
these putative biomarker candidates prevail in ongoing and future studies, an investigation of
the functional interaction of these factors may be of considerable interest.
rs1550117 (DNMT3A):
rs1550117 is a SNP in the DNMT3A gene coding for the enzyme DNA (cytosine-5)-
methyltransferase 3A zing the transfer of methyl groups to specific CpG structures in
DNA inducing epigenetic ation. It has been shown that the genotype [AA] confers an
increased risk for gastric cancer as compared to [GG] or [GA]. In this study [AA] could be
found in only one patient in the FAS population and no t of the PP population. This may
indicate that [AA] also confers a risk for survival, too, preventing third and fourth line
treatment of [AA] carriers in this phase IIa al trial. The finding that [GA] is significantly
correlated with clinical outcome in PP suggests that this marker holds potential as a predictive
biomarker for IMAB362 treatment.
6284 (SMAD4):
rs12456284 is a SNP in the SMAD4 gene coding for the intracellular TGFB/BMP-signaling
co-transducer “Mothers against decapentaplegic homolog 4”. It has been published that the
[GG] genotype significantly decreased the risk for gastric cancer. The statistically significant
presentation of the heterozygous [GA] genotype over the [AA] genotype in the FAS
responder population suggests that this genotype may serve as predictive biomarker.
Prolonged PFS ofpatients of the PP population carrying [GA] is a supporting fact.
[Annotation] MYN
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ation] MYN
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rs4444903 (EGF):
The functional polymorphism rs4444903 in the promoter region of the EGF gene was
observed to modulate EGF protein levels, higher amounts of EGF factor were detected in the
serum of [GG] carriers. The G allele and [GG] pe of this polymorphism showed
significant correlations with increased risk of intestinal cancer in a meta—analysis.
In this phase Ila clinical trial the genotype [AA] is significantly overrepresented in FAS
responders and patients with this genotype show a trend towards prolonged PFS in PAS 21 rd
PP tion. This could indicate that the rs4444903 [AA] genotype is a predictive or
prognostic biomarker.
rs16260 (CDHI):
The cell adhesion protein Cadherinl (E=cadherin) is a member of the calcium—dependent
cadherin superfamily. Loss of function has been ed in progression of cancer. The
r516260 [A] allele in the CDHl promoter has been demonstrated to reduce transcriptional
efficiency of inl. Further the —160A allele of CDHl has been described as a
susceptibility factor for the development of gastric cancer.
In this study, rsl6260 [AA] genotype carriers are statistically overrepresented in the FAS
responder. This may suggest that the [AA] pe is a putative predictive biomarker.
rs11615 (ERCCl) and rs396991 (FCGR3A):
The two SNPs rsl 1615 (ERCClS DNA repair n “Excision repair cross—complementation
group 1”) and 91 (FCGR3A, low affinity immunoglobulin gamma Fc region or
III-A) both show a correlation of genotypes (ERCCl [TT], FCGRSA [TG] and [TT]) with
prolonged PFS. This may suggest that these SNPs are predictive or prognostic biomarkers.
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Applicants m a ’t’s EWMQWMNQ.
£3:ch 33:85 PCT
MICATIONS RELATINGTODEPEJSITEB RECRWRGAWI
ORGTBERBIOLOGICALfiiAIERIAL
{E’C’TRHk 136m}
A. mammemmmmmmmmflmmmMMmmmmsmm
B. WCA’IIONQEBWH emmm
him at“6241mmmm
DSMZ—Deuische g van Womanmn and Zeilkuimzen GmbH
Asians; nidqmsztmy 23331211191: {imiudbagmm: and:am“ mama}
Maschem Weg 1b
381 24 Braunschwaig ‘
Ema mi@055: Momma
anber 19,, 2985 [333M M36273?
1:. meNALINDIGXHONS flame bier»?{motuppikabia} Ibis infmmafim i5 cmfimmd an anWm D
- Mouse Mus muscuius) myeiama PBXGBAQBUJ fused with muse {Mus us} spiemcy’tes
- Hybsicioma severing mam againsi isms": mum-18A2
D. DESIGNATEDSTATES FORWHICH INDICATIONS AREMADE {5:579 maiicm are mafia«if:fzigmti’d.Mi
1:. 327mmHmfimGEmanozvsgm{amgm:qwfimfiia}
m.mmmmwinheWmmakmazicmlBum“32m{Wfimgmmq‘hmagv ’iécwm
mecdfingfltfinnsemly meimmm1}:
E] mamsmmzmmwmmmappmm E] assumingmmagmmmm
Pam:PC1389?I 34 (EWIWR; W Imam? 23384)
[Annotation] MYN
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New International Patent Application
Ganymed Pharmaceuticals AG, et a1.
,,METHODS AND ITIONS FOR PREDICTION OF THERAPEUTIC EFFICACY
OF CANCER TREATMENTS AND CANCER SIS”
Our Ref.: 342-85 PCT
onal Sheq for Biological Material
Identification of further deposits:
1) The Name and Address of depositary institution for the deposits (DSM ACC2738,
DSM ACC2739, DSM 0, DSM ACC2741, DSM ACC2742, DSM ACC2743,
DSM ACC2745, DSM ACC2746, DSM ACC2747, DSM ACC2748) are:
DSMZ-Deutsche Sammlung von Mikroorganismen und Zellkulturen GmbH
roder Weg 1b
3 8 124 Braunschweig
2) The Name and Address of depositary institution for the deposits (DSM ACC2808,
DSM ACC2809, DSM ACC2810) are:
DSMZ-Deutsche Sarnmlung von Mikroorganismen und Zellkulturen GmbH
Inhoffenstr. 7 B
38124 Braunschweig
Date of desposits Accession Numbers The indications made below '
| ‘ } relate to the deposited i
- - - microorganism
1 in the
ption on the following
page<s>
page 57, line 12
page 57, line 13
page 57, line 17
page 57, line 22
page 57, line 23
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ation] MYN
MigrationNone set by MYN
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Unmarked set by MYN
Additional Indications for all above mentioned ts:
- Mouse (Mus musculus) myeloma P3X63Ag8U.1 fused with mouse (Mus
musculus) splenocytes
- Hybridoma secreting dy against human c1audin-18A2
U0 \./ Depositor:
All above mentioned depositions were made by:
Ganymed Pharmaceuticals AG
Freiligrathstrafie 12
5513 l Mainz
Claims (13)
1. A method of assessing (i) if a cancer patient having a tumor antigen-positive tumor is a responder to treatment with an antibody against the tumor antigen, and/or (ii) if a cancer patient having a tumor n-positive tumor will experience progressionfree survival, wherein the tumor antigen is the CLDN18.2 protein; said method comprising determining the genotype for one or more single-nucleotide polymorphisms selected from the group consisting of MUC1 rs4072037, IL-10 rs1800896, DNMT3A rs1550117, SMAD4 rs12456284, EGF rs4444903, CDH1 rs16260 and ERCC1 rs11615 in a sample ed from the patient, wherein (a) the presence of the homozygous MUC1 037 [AA] genotype indicates a reduced risk of a cancer patient not being a der to treatment with the antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival; (b) the presence of the homozygous MUC1 rs4072037 [GG] genotype indicates an increased risk of a cancer patient not being a responder to treatment with the antibody and/or an increased risk of a cancer patient not experiencing progression-free survival; (c) the presence of the homozygous IL-10 rs1800896 [GG] genotype indicates a reduced risk of a cancer patient not being a responder to treatment with the antibody and/or a d risk of a cancer patient not experiencing progression-free survival; (d) the presence of the heterozygous DNMT3A rs1550117 [GA] genotype indicates a d risk of a cancer patient not being a responder to treatment with the antibody and/or a d risk of a cancer patient not encing progression-free survival; (e) the presence of the heterozygous SMAD4 rs12456284 [GA] genotype indicates a reduced risk of a cancer patient not being a responder to ent with the dy and/or a reduced risk of a cancer t not experiencing progression-free survival; (f) the presence of the homozygous EGF rs4444903 [AA] genotype indicates a reduced risk of a cancer patient not being a responder to treatment with the antibody and/or a d risk of a cancer patient not experiencing progression-free al; (g) the presence of the homozygous CDH1 rs16260 [AA] genotype indicates a reduced risk of a cancer patient not being a responder to treatment with the antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival; and (h) the presence of the homozygous ERCC1 rs11615 [TT] genotype indicates a reduced risk of a cancer patient not being a der to treatment with the antibody and/or a reduced risk of a cancer patient not experiencing progression-free survival.
2. The method of claim 1 wherein the antibody acts through recruiting the patient's immune system to destroy tumor cells.
3. The method of claim 1 or 2 wherein the antibody acts through antibody-dependent cell-mediated cytotoxicity (ADCC) and/or complement-dependent xicity (CDC).
4. The method of any one of claims 1 to 3 wherein the antibody is a monoclonal antibody.
5. The method of any one of claims 1 to 4 wherein the dy comprises a heavy chain comprising an amino acid sequence represented by SEQ ID NO: 17 or 51 or a fragment f and a light chain comprising an amino acid sequence represented by SEQ ID NO: 24 or a fragment thereof.
6. Use of an antibody g to CLDN18.2 for the preparation of a medicament for treating a cancer t having a tumor which is positive for CLDN18.2, wherein the t is characterized by having a reduced risk for not being a responder to treatment with the antibody, wherein the d risk is assessed by ining the genotype for one or more singlenucleotide polymorphisms selected from the group consisting of MUC1 rs4072037, IL-10 rs1800896, DNMT3A 117, SMAD4 rs12456284, EGF rs4444903, CDH1 rs16260, and ERCC1 5 in a sample obtained from the patient, wherein the reduced risk is indicated in a tumor sample obtained from the patient by (a) the presence of the homozygous MUC1 rs4072037 [AA] genotype; (b) the presence of the homozygous IL-10 rs1800896 [GG] genotype; (c) the presence of the heterozygous DNMT3A rs1550117 [GA] genotype; (d) the presence of the heterozygous SMAD4 rs12456284 [GA] genotype; (e) the presence of the homozygous EGF rs4444903 [AA] genotype; (f) the presence of the homozygous CDH1 rs16260 [AA] genotype; and (g) the presence of the homozygous ERCC1 rs11615 [TT] genotype.
7. The use of claim 6, wherein treating comprises assessing if the cancer t is a responder to ent with an dy by the method of any one of claims 1 to 5 and treating the cancer patient with the antibody if the patient has a reduced risk for not being a responder to treatment with the antibody.
8. The use of claim 6 or 7 wherein the treatment regimen comprises a treatment with an antibody-drug conjugate and wherein the antibody is directed against the tumor n.
9. The use of claim 8 wherein the antibody-drug conjugate is an antibody coupled to a radioactive, chemotherapeutic or toxin moiety.
10. The use of claim 8 or 9 n the antibody-drug conjugate is an antibody coupled to a cytostatic or cytotoxic compound.
11. The method of any one of claims 1 to 5 or the use of any one of claims 6 to 10 wherein the tumor is a solid tumor.
12. The method of any one of claims 1 to 5 and 11 or the use of any one of claims 6 to 11 wherein the tumor is a gastroesophageal tumor.
13. The method of any one of claims 1 to 5, 11 and 12 or the use of any one of claims 6 to 12 wherein the tumor is an advanced adenocarcinoma of the stomach or the lower esophagus.
Applications Claiming Priority (3)
Application Number | Priority Date | Filing Date | Title |
---|---|---|---|
EPPCT/EP2015/058212 | 2015-04-15 | ||
PCT/EP2015/058212 WO2016165765A1 (en) | 2015-04-15 | 2015-04-15 | Methods and compositions for prediction of therapeutic efficacy of cancer treatments and cancer prognosis |
PCT/EP2016/058061 WO2016166124A1 (en) | 2015-04-15 | 2016-04-13 | Methods and compositions for prediction of therapeutic efficacy of cancer treatments and cancer prognosis |
Publications (2)
Publication Number | Publication Date |
---|---|
NZ736368A NZ736368A (en) | 2021-09-24 |
NZ736368B2 true NZ736368B2 (en) | 2022-01-06 |
Family
ID=
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