NZ536066A - System for and method of streaming data to a computer in a network - Google Patents

Abstract

A method of streaming data from a first server to one or more client computers, where the first server is in communication with one or more client computers in a network through a corresponding number of client interfaces, is disclosed. The method comprises the steps of: (a) issuing one or more requests to the first server to download contents of a plurality of sectors residing on the first server, wherein the plurality of sectors collectively stores data desired by the one or more computers, and wherein the first server emulates, in response to the one or more requests, behaviour of a disk drive on the one or more computers; (b) registering each of the client computers from which the first server received a download request during a predetermined invitation period; (c) determining that a sector sequence file does not reside on the first server and then learning a sector sequence file; (d) broadcasting or multicasting the plurality of sectors via the network from the first server to the one or more client computers requesting the download of the plurality of sectors, according to a sequence specified in the learned sector sequence file, and such that the actual source of the sectors remains transparent to the one or more client computers, wherein the step of broadcasting or multicasting further comprises: designating, by the first server, in a predetermined order, a different client during each sector transmission from which a request for the next sector is received, until all the sectors are transmitted.

Description

System for and Method of Streaming Data to a Computer in a Network Field of the Invention The present invention relates generally to the simultaneous transfer of data from a network server to one or more client devices, such as personal computers (PC's), in a network. More specifically, the invention facilitates remote management of client devices by employing virtual disk emulation and broadcasting or multicasting of desired data. In some embodiments, said data includes operating system (O/S), hibernation, and application files which reside on the network server and are used to boot and/or configure the one or more client devices.

Background of the Invention Computer networks are commonly used in offices or corporate environments to interconnect personal computers (PCs). With the growth of PC usage has come an increasing demand to share computer files and facilitate administration of each PC after installation. In a network comprised of many PCs, the cost to an organization of having an Information Technology representative physically visit and service each PC can be enormous. In order to reduce these costs, software and computer manufacturers have developed technologies aimed at maintaining software products centrally on a network server and then downloading the desired software, via the network, to each client PC.

Network-centric computing has also imposed new requirements on the PC architecture. Embedded systems are typically small, inexpensive and are designed as dedicated fixed purpose devices. PC's are expandable general purpose computing platforms that can be used for many different roles at different points in their lifetime. Many forms of modern embedded systems are connected to communications mechanisms that allow them to interact with other intelligent connected equipment, by transmitting data packets across the network according to a set of rules called "transport protocols." In order for two computers in a network, such as a server and a client, to communicate with one another, each computer must use the proper transport protocol for the particular network. The present invention employs standard TFTP (trivial file transport protocol) and DHCP (Dynamic Host Configuration Protocol) for network communications.

Designers and manufacturers of embedded intelligent connected equipment are looking for ways to reduce cost and improve manageability & reliability, facilitate 5 deployment and secure intellectual property within these devices. One way to accomplish this is to introduce the ability for the client PC to boot from the network. The purpose of a PC's boot process is to load the necessary operating system components, initialize the hardware devices and present to the user an application. This is a long process and one that under normal conditions needs to consider changes 10 in hardware or software configurations, as well as changes in authorized users. Network booting is better suited to those situations wherein the PC's associated hardware is fixed and the client PC's role does not change frequently. Network booting allows for the removal of the client PC's hard disk and facilitates centralized management of software content. Because current network bandwidth (10/100 Mbs 15 and 1 Gbs) does not approach the speed of a client PC's local hard disk, a remote "cold boot" of an operating system (O/S) in a client PC from a network server is not terribly efficient and can take a great deal of time. Furthermore, bandwidth and network server resources can be further degraded by the additional challenge of attempting to boot simultaneously scores of client devices (a "boot storm".) The 20 lengthy time required to "cold boot" further distracts from the perception and behavior of a typical embedded device. Thus, what is needed is a scalable way to speed up the transfer of desired data from a central repository, such as a network server, to a plurality of client devices in a network.

U.S. Patent No. 6,101,601 to Matthews, et al, discloses an approach to 25 resolving the long boot time associated with remotely booting a client device from a . boot image in a network. However, that patent teaches resuming, following a reset of some kind, from a hibernation image stored on each client PC's local storage media. This approach requires any reconfiguration of the desired state of the PC to be performed prior to the hibernation of the client PC, and could possibly run afoul of 30 network bandwidth problems as the server individually transfers a plurality of hibernate images to a corresponding plurality of client PCs in networks with large numbers of client PCs. 2 U. S. Patent No. 5,974, 547 to Klimenko teaches an apparatus for and method of using disk emulation for booting a 32-bit PC operating system (O/S) on a client computer through a networked connection to a server. In particular, that patent teaches a method of switching (on each disk I/O call) between the 32-5 bit protected mode processing of Windows 9x O/S's and the 16-bit real mode used by the BIOS, often referred to as "thunking", until the client's O/S is able to perform networking on its own. The method and apparatus presented therein is particularly suited to booting an O/S such as Windows 95® from a server by downloading a complete image of the software applications desired on the client 10 PC, including the O/S. However, that patent does not envision the use of broadcasting or multicasting of desired data, which in certain preferred embodiments might include a hibernation file, to a plurality of client PCs in the network.

Summary of the Invention The present invention provides a system for and method of streaming data from a network server to one or more client PCs.

In broad terms in one aspect the invention comprises a method of streaming data from a first server to one or more client computers, the first server 20 in communication with the one or more client computers in a network through a corresponding number of client interfaces, the method comprising the steps of: issuing one or more requests to the first server to download contents of a plurality of sectors residing on the first server, wherein the plurality of sectors collectively stores data desired by the one or more computers, and wherein the first server 25 emulates, in response to the one or more requests, behavior of a disk drive on the one or more computers; registering each of the client computers from which the first server received a download request during a predetermined invitation period; determining that a sector sequence file does not reside on the first server and then learning a sector sequence file; broadcasting or multicasting the plurality of 30 sectors via the network from the first server to the one or more client computers requesting the download of the plurality of sectors according to a sequence specified in the learned sector sequence file and such that the actual source of the sectors remains transparent to the one or more client computers wherein the step of broadcasting or multicasting further comprises: designating, by the first server, 3(followed by page 3 A) l^TaLECTUATPR^^ OFFICE OF N.Z. 2 h JUL 2007 ,rOCl\/F in a predetermined order, a different client during each sector transmission from which a request for the next sector is received, until all the sectors are transmitted.

In broad terms in another aspect the invention comprises a system for 5 streaming data from a first server to one or more client computers, the first server in communication with the one or more client computers in a network through a corresponding number of client interfaces, the system comprising: the one or more client computers each having: a processor; a memory, in communication with the processor, for storing executable computer instructions therein; wherein 10 the processor, in response to the instructions: issues one or more requests to the first server to download content of a plurality of sectors residing on the first server, wherein: the plurality of sectors collectively stores data desired by the one or more client computers; and the first server emulates, in response to the one or more requests, behavior of a disk drive on the one or more client computers; the 15 first server having: a server processor; a server memory, in communication with the server processor, for storing executable computer instructions therein; wherein the server processor, in response to the instructions: registers each of the client computers from which the first server received a download request during a predetermined invitation period: determines that a sector sequence file does not 20 reside on the first server and then learns a sector sequence file by selecting a single registered client, booting the selected client while recording to the sector sequence file an ordered list of sectors requested by the selected client during booting: accesses the plurality sectors from a disk drive associated with the first server; and transmits via the network to the one or more non-selected registered 25 clients requesting the download, after a predetermined invitation period, the plurality of sectors according to a sequence specified in the learned sector sequence file and such that the actual source of the sectors remains transparent to the one or more client computers, and designates, in a round-robin order, a different client during each sector transmission from which a request for the next 30 sector is received until all sectors are transmitted.

In certain embodiments, the emulation is affected by executing emulation code resident on each of the client PCs. Preferably; the emulation code is pre-execution boot environment (PXE) code resident on a network interface card (NIC) of each client PC. In alternative embodiments, the emulation is a result of 3A(followed by page 3B) inventive boot code downloaded from the network server which when executed assumes disk access control by an interrupt handling procedure (Int 13h) and requests the desired data.

And in yet another embodiment, the emulation is effected at each client 5 PC by executing portions of the O/S (preferably Windows 2000, NT or XP® and two 3B INTELLECTUAL FrtOPEfiTv" OFFICE OF N.Z. 2<i JUL 2007 R F C EIV ED.

WO 03/090073 PCT/US02/12272 inventive drivers downloaded from the network server, which similarly assumes control of the client's network interface and generates requests for desired data.

The streamed data may be broadcast or multicast in simultaneous burst mode from the network server to client PC's requesting a download. Therefore, the data 5 need only be transmitted once from the network server, rather than redundantly to each client PC. As data sectors are received at each client, they are queued into data caches pre-allocated by the inventive drivers. This advantageously allows each client to concern itself with other activities, such as initializing O/S data structures, drivers and/or applications.

In certain embodiments, the present invention provides a system for and method of booting an O/S on one or more client PCs from a network server employing virtual disk emulation and the streaming method to multicast or broadcast prearranged portions of the disk image from the server to one or more clients. The inventive drivers operate so as to support restoring each client PC to a usable state, in 15 part by accepting a broadcast or multicast portion of the disk image (a plurality of sectors) which collectively comprise O/S files necessary to complete the rebooting process. Requests for disk access in the early stage of the boot process will initially be redirected to the network server from each client using the PXE service. The PXE code will facilitate establishment of the initial virtual connection between each client 20 and the server, allowing the server to be seen as another client drive. The PXE code facilitates downloading of additional emulation code, which in turn downloads O/S code that facilitates downloading of the portions of the disk image to be transmitted. During early phases of the boot process, insufficient O/S components have been loaded and activated to provide client O/S supported network access. Consequently, 25 . client hard disk access requests are handled through the Int 13h handler and the downloaded emulation code. Roughly 25% through the boot of the O/S, the O/S will assume control over communications with the server using the inventive drivers, effectively bypassing the need for the BIOS Int 13h services.

In yet another embodiment, the system for and method of fast booting an O/S 30 on one or more client PCs from a network server makes use of a hibernation file. In these embodiments, the streamed data includes, among other things, a hibernation file including a hibernation image and several O/S files. Although the streaming process itself does not rely at all on hibernation functionality, the one or more client PC's of these embodiments obviously must each operate an O/S that supports hibernation. Such systems include Microsoft Windows 2000® and XP®. A further description of network booting employing the synchronous streaming method may also be found in the Applicants' co-pending U.S. Patent 6954852 and 5 entitled "System for and Method of Network Booting of an Operating System to a Client Computer Using Hibernation", assigned to the assignee of the present invention, the contents of which are hereby incorporated by reference in their entirety.

The invention advantageously requires less hardware because the client devices may be configured without hard disks. The invention also allows all client 10 PCs to download the same desired data. This translates to easier maintenance of individual client devices since each client is no longer running unique copies of the O/S or the applications. For example, a software upgrade need only be performed on a single disk image or particular group of data sectors, as opposed to any number of individual client PCs. Considering that the streaming data is broadcast or multicast to 15 a plurality of clients, network traffic will be considerably reduced during peak traffic times, such as when a great number of clients are attempting to boot together. The solution provided herein, therefore, is highly scalable, as very few additional system resources will be necessary to boot an increasing number of client PC's.

Brief Description of the Drawing 20 Figure 1 is a block diagram illustrating a client/server network environment in which the present invention may be practiced.

Figure 2 is a block diagram illustrating a network adapter in accordance one embodiment of the present invention.

Figure 3 is a block diagram illustrating an embodiment of a portion of a 25 client's local memory after the inventive drivers have been downloaded from a network server and executed.

Figure 4 is a flowchart illustrating an embodiment of a synchronous streaming process provided by the present invention.

Figure 5 is a flowchart illustrating an embodiment of a network booting 30 process employing a hibernation image file.

Detailed Description of Certain Embodiments INTELLECTUAL PROPERTY OFFICE OF N.Z AUG aw? RECEIVER Certain preferred embodiments of the invention will now be described with reference to the accompanying drawings.

As used herein, the terms "MBR" (Master Boot Record), "storage driver", and "network filter driver" refer to bootstrapping software modules developed by the 5 Applicants. In order to differentiate software modules developed by persons other than the Applicants, a convention of preceding such modules' names with "O/S" has been adopted. Also, the terms "virtual drive", "boot drive" and "server drive" are used synonymously in the description that follows.

The networked computing environment shown in Figure 1 may be an 10 enterprise network or client/server configuration, in which any one of the PC's 2 may function as a file server or network server 4. Network server 4 may be any ordinary type of system, from a relatively small PC to a large mainframe. In the particular embodiments described below, server 4 is a mid-range computer comprised of one or more central processing units (CPUs) 6, a hard drive 8, read only memory (ROM) 10 15 with its own BIOS 18, random access memory (RAM) 12, and a network adaptor 14 all coupled together by one or more busses 16. Those skilled in the art will recognize that the BIOS 18 is a set of basic routines that helps to transfer information between elements within the network server. In certain embodiments described below, the network server hard drive 8 stores O/S files, such as O/S loaders (eg., NTLDR) or 20 utility function files {e.g., WIN32.SYS) or even one or more hibernation files 20, a sector sequence file 22, as well as numerous sets of microinstruction code, such as a MBR 24, a streaming module 26, and an O/S MBR 28 including at least a network filter driver 30 and a storage driver 32.

Optionally, one or more additional servers 34 may be coupled to the network 25 and may communicate with the first server 4 and client PCs 2. In a multi-server network, a client module 36 (e.g., HPPC) may also reside on the first server 4 and, in response to requests from client devices 2, specify which additional server 34 contains client addressing information and download information.

The one or more client devices 2 are coupled to the server 4 through a network 30 router or switch 38 in the network. Physical links may assume any of a number of conventional forms, such as cables, switched telephone lines, wireless devices including those operating in radio and infrared spectra, and many others. The client devices and server transfer data to one another using standard network 6 communications protocols. An O/S 40 manages the physical fecilities of each client device 2 after a sufficient number of O/S modules and O/S drivers are activated. Each client device is similarly equipped with a CPU 42, such as the *86 family of microprocessors manufactured by Intel Coxporation. Each client also includes local 5 memory 44 including ROM 46 storing a BIOS 48, and RAM 50, local storage 52, and a network adapter 54 which are coupled to the CPU by a system bus 56.

Figure 1 also illustrates a portion of the client's RAM 50 after a sufficient number of sectors have been downloaded and the code they comprise executed. As shown, RAM 50 may contain a downloaded O/S 40, O/S drivers 76, O/S loader 78, 10 O/S utility function file (e.g., WIN32.SYS) 72, network filter driver 30, storage driver 32, and O/S network stack 68. In some embodiments RAM 50 also contains a hibernation file 20.

Now referring to Figure 2, the network adapter 54 of each client is preferably a network interface card (NIC) that provides a data link between the hardware of the 15 client and the network. Each NIC 54 includes a bus interface 58 for connecting to the client system bus 56, and one or more network connectors 60 for connecting to the network, which may comprise a LAN or WAN. Also included on the NIC 54 is random access memory (RAM) 62 for storing the unique destination address of the NIC, as well as an Option ROM (OPROM) 64 storing PXE emulation code 66. The 20 destination address enables each client 2 to be individually addressed by any other computer in the network.

SYNCHRONOUS STREAMING OF DESIRED DATA TO A PLURALITY OF CLIENTS As stated, the present invention provides a system for and method of streaming data from a network server 4 to one or more clients 2 by transparently emulating a local disk and either broadcasting or multicasting the contents of a set of data sectors residing on the server's "virtual" drive 8 in response to read requests issued by the one or more clients 2. The data may be retrieved in a predetermined 30 manner from a plurality of sectors of a storage device associated with the network server 4. During operation, a set of one or more clients 2 desiring a particular data download issue requests for the download of a plurality of sectors collectively comprising the desired data. Note that different sets of clients may request download 7 of different data. The requests are forwarded to the server, which transparently emulates operation of a local disk at each of the clients. A streaming module 26 resident on the network server 4 broadcasts or multicasts to the set of requesting clients the desired data from the "virtual" storage device. The streaming module 26 5 preferably accepts the download requests during a predetermined invitation period, prior to transmitting the desired data.

Figure 4 is a flowchart illustrating a process 400 for synchronous data streaming in accordance with the present invention. Note that the following description is written in terms of a single set of clients desiring a download of the 10 same data. This is to facilitate understanding and in no way is intended to be limiting. Artisans can readily appreciate that the synchronous streaming method can be expanded to allow different sets of clients to request simultaneous downloads of different data from the network server.

In step 402, each client desiring to download particular data issues an initial 15 request. Desired data may comprise any application files, O/S files, boot programs, or hibernation files residing on the server virtual drive 8. These requests are issued to the server 4, while the server emulates a client's local disk 52, at various stages of boot up, either through the execution of the PXE code 66 and downloaded MBR 33 code, or through execution of O/S MBR 28 code in conjunction with the network 20 filter and storage drivers.

In step 404, the streaming module 26 of the server registers each client V issuing an initial request during a predetermined invitation period. Each registered client now waits and listens for data packets from the streaming module 26.

In step 406, the streaming module looks for a sector sequence file 22 on the 25 server 4. The sector sequence file 22 determines the order in which the streaming module may access and either broadcast or multicast data sectors containing the desired data. If a sector sequence file 22 is not found, program flow passes to a learning process 450 for recording a sector sequence file as described below.

In step 408, if a sector sequence file 22 is found, the streaming module 26 will 30 then proceed to broadcast or multicast in burst mode the desired data to the registered clients 2'. Data packets are preferably transmitted at a fixed rate.

In step 410, data packets received by each registered client V are stored into fixed-length queues in order to compensate for differences in the transmission rate 8 and client boot process speed. The network and storage drivers will load the received data into a large, temporary section of memory (a "data cache") that they have pre-allocated on each client. Each registered client keeps track of which data packets it has successfully received. This is facilitated by sequentially numbering the 5 transmitted data packets.

In an optional step 412, each registered client V may transmit to the server an acknowledgement that the most recent N number of packets have been attempted to be successfully received. The goal of the client acknowledgments is to ensure that the local client buffers are not overrun.

In step 414, the streaming module 26 determines if all the desired data sectors have been accessed and their contents transmitted. If not, then steps 408 and 410 are repeated until this is accomplished.

In step 416, if all the desired data has been transmitted, the streaming module transmits a message indicating the transmission is complete. However, at this point, 15 not every client may have received all the blocks of information successfully. Some might have dropped packets due to various reasons. Some may have missed the beginning of the transmission.

In step 418, each of the registered clients 2' will respond to the streaming module 26 with a message indicating successful transmission of all the desired data 20 packets, or the need for retransmission of missing packets.

In step 420, the streaming module 26 may then compile and efficiently orders a packet retransmission list based upon the response received from the registered clients V indicating a need for unsuccessfully transmitted data packets. Alternatively, the packet retransmission list may be compiled repeatedly after each fixed number of 25 bytes during data packet transmission (prior to step 414.) In step 422, the streaming module 26 then may retransmit the needed data packets on an individual basis to the registered clients 2'. As most clients will be busy processing their received data packets at this time, network bandwidth will be high; therefore individual retransmissions should have no discernable effect on boot 30 time or network traffic.

In step 424, after the downloaded data has been successfully processed, the memory previously reserved for the cache is de-allocated. 9 As mentioned above, an advantage of the streaming process 400 is that, at each client, while that client's O/S may be occupied with initializing O/S data structures, drivers, or applications, future data needs of the O/S will already have been met by preloading the data packets into memory before (he O/S has the need for the 5 data. The streaming module 26 broadcasts or multicasts packets to the clients faster than the clients can utilize them, shifting the dependency of boot up time from the data packet transfer time to the client boot process time.

In certain embodiments, the streaming module 26 employs the sector sequence file 22 in determining the order of virtual drive sector contents to be transmitted. It is 10 expected that the sector sequence file 22 will have been stored on the server 4 prior to initiating the synchronous streaming process, but if this has not occurred, the sector sequence file 22 may be generated during the learning process 450 described below.

The learning process 450, is executed if the streaming module 26 cannot find the sector sequence file 22. In one embodiment, the sector sequence file is comprised 15 of a list of sectors that the O/S must read in order to complete the transmission of the disk image transmission. In another embodiment, the sector sequence file is comprised not only the list of sectors but also the sequentially stored actual data contained in the listed sectors. In yet another embodiment, the sector sequence file is comprised a single file including a plurality sector lists and corresponding sector data, 20 such that the simultaneous streaming of different data sets to different sets of requesting clients may be supported. A benefit of storing the actual data is that reading a sequential file is much faster than random reads, and it will in turn increase the server's drive throughput and the ability to more efficiently support multiple streams to multiple clients. One result is that the learned actual data can be read 25 exclusively from the sector sequence file until all of the learned data has been transferred to the client. After that point, the server can revert back to using the virtual drive image. In step 426, the streaming module 26 selects one client from the set of registered clients 2'. In step 428, the selected client is permitted to make its disk access requests conventionally, while the streaming module records in a new 30 sector sequence file all sector access requests the selected client makes to fulfill its desired data download, and, in certain embodiments, the requested data itself. In step 430, the selected client informs the streaming module 26 that it has completed its download. At this point, the new sector sequence file is stored on the virtual drive 8, and the streaming process is resumed at step 408. Described below is a use of the streaming process in network booting applications. If the learning process 450 is required to create a sector sequence file 22 in the context of network booting, the selected client is permitted to boot conventionally, using the inventive MBR 24 and 5 drivers (30 and 32), while the streaming module 26 records in a new sector sequence file all sector access requests the selected client makes while booting, and, in some embodiments, the actual data requested.

BootNIC BASIC ARCHITECTURE 10 The present invention provides a system for Mid method of synchronously streaming data, required for client computers to boot quickly, and accessed from data sectors stored on the network server's "virtual" drive. In certain embodiments, the data sectors the client computers wish to download collectively comprise boot programs and O/S files needed to boot In certain other embodiments, the data sectors 15 may additionally include one or more hibernation files. Each client desiring to download particular data issues an initial request These requests are issued to the server 4, while the server emulates a client's local disk 52, at various stages of boot up, either through the execution of the PXE code 66 and downloaded MBR 33 code, or through execution of O/S MBR 28 code in conjunction with the network filter and 20 storage drivers. Stated another way, in the context of a complete network boot of an O/S on a client, the synchronous streaming process 400 is basically duplicated (with some significant differences) before and after the O/S drivers are initialized. This occurs because the O/S boot process uses interrupt handler processes to download files from the virtual drive 8 during the early portion of the boot process, but later 25 uses the storage driver 32 and network filter driver 30 after they are initialized. This necessitated the need for two solutions to perform essentially similar tasks.

As each client boots, it will initially communicate with the server 4 using PXE service. PXE code 66 will establish an initial emulated "virtual drive" connection between each client and the server. PXE services allow MBR code 33 to 30 pass read requests to the server, thereby allowing boot files or hibernation files 20 residing on the server to be seen by each client's CPU 42 as a plurality of data sectors which could be stored on a local client hard drive 52. During the early stages of the bootstrapping, emulation is provided by real mode execution of the MBR code 33, 11 since the BIOS interrupt handler services operate only in real mode. Later in the process, emulation is provided by the O/S kernel code and the storage driver 32 and network filter driver 30 which execute only in protected mode (no "thunking" occurs.) Figure 3 illustrates in block form a portion of a client's local memory 44 after 5 the network filter driver 30 and storage driver 32 have been downloaded from the network server 4 and executed. The sole responsibility of the network filter driver is to view all data packets being passed from the network through the client NIC 54 to the O/S network stack 68 for those packets that are BootNIC specific, and intercepts said specific data packets from being passed further down the network stack 68 and 10 instead passes these packets to the storage driver 32. The storage driver 32 will in turn communicate with Windows' various Managers 70 responsible for storage such as the Mount Manager, Volume Manager, and Partition Manager. If a network data packet is not BootNIC specific, then title data packet is passed down the O/S network stack 68 untouched. Those skilled in the art will appreciate that there are three 15 different types of data packets: (1) broadcast packets, which are packets that are addressed to every computer in the network; (2) multicast packets, which are packets that are addressed to more than one, but not necessarily all, of the computers in the network; and (3) directly addressed packets, which are packets that are addressed to a specific client device only. A system according to the present invention may employ 20 any or all of these data packet transmission approaches.

The present invention takes advantage of the widely-adopted specification known as Pre-Boot Execution Environment (PXE), which is a result of an effort to create a predictable, interoperable way for clients to interact with a network in a pre-boot environment (with or without an operating system). The current version of PXE 25 was established as a subset of the Intel®-driven industry initiatives of Wired for Management (WfM). PXE embodies three technologies that establish a common and consistent set of pre-boot services with boot firmware of Intel® Architecture-based systems: (i) a uniform protocol for clients 2 to request the allocation of a network IP address, and subsequently request the downloading of a network bootstrap programs 30 (MBR 24 and O/S MBR 28) from a network boot server 4; (ii) a set of APIs available in the pre-boot firmware environment of the client 2 that constitute a consistent set of services that can be employed by the BIOS 48 or bootstrap programs; and a standard 12 WO 03/090073 PCT/US02/12272 method of initiating the pre-boot firmware to execute the PXE protocol on a client PC.

The use of the PXE specification allows, among other things, each client's NIC 54 to serve as a boot device. It also allows the BIOS 48 to make direct use of the 5 NIC code stored on the OPROM 64 before and during the POST process. The present invention, in certain embodiments, optionally takes advantage of the PXE feature of boot server discovery. Using this feature, the booting client 2 can discover an appropriate boot server 4 or 34 from a list of available boot servers provided to the client 2 during the initial phase of the remote boot. Boot server types can be assigned 10 and maintained by an information technology administrator based on the client's system architecture type or even each client's unique ID. PXE uses Dynamic Host Configuration Protocol and Trivial File Transfer Protocol to communicate with the server 4. When a PXE enabled client boots, it obtains an IP address from a DHCP server 4. The client 2 may then discover the DHCP server 4, which provides the 15 client with a list of boot servers. In Figure 1, an additional server 34 is shown, which could act in the capacity of a boot server. In order to facilitate the explanation of the invention, the simultaneous streaming processes are described in the context of a single server 4 network embodiment, and embodiments in which a single set of clients is requesting download of the same data.

Alternatively, BOOTP enabled clients with a static IP address can also be used instead of the DHCP and PXE method, but with the loss of flexibility and ease of configuration.

STREAMING BOOT FROM A NETWORK HIBERNATION IMAGE 25 As used herein, the term "hibernate" generally indicates that a PC's power is turned off in such a way that the PC is "paused." While the PC is offj power is removed from all or most of its components. And when the PC is turned back on or "resumed", it is returned to normal operation in the same state in which it was turned off. A "hibernate function", such as is described in U.S. Patent No. 6,209,088 30 assigned to Microsoft Corp.®, is to be invoked just prior to turning off the PC, interrupting all program execution and saving all PC state information to a "hibernate image" in non-volatile storage. A "resume function" executes from volatile memory, implemented by code that is typically executed from the same executable address 13 space that is used by the O/S and/or application programs initiated by the O/S. In particular embodiments of the invention described below, a "hibernate file" may also comprise O/S files such as O/S drivers and initialization files which are read into the PC's volatile memory prior to initiating the hibernate function.

The present invention, in another aspect, provides an improved system for and method of booting an O/S to one or more clients 2 from a server 4 storing a hibernation image 20 having O/S files for the client PC's. Each client's CPU 42 executes instructions only from addressable memory such as DRAM or some other type of volatile, electronic memory. In order to initialize this addressable memory, a 10 small amount of PXE code 66 is provided in an OPROM 64 on the NIC 54. The PXE code 66 allows a request to be issued, to the network server 4 emulating a client local disk, to read the MBR code 24. The downloaded MBR code 33 enables further disk emulation, and requests an initial portion of the O/S MBR 28, to be transmitted from the server to the client, where it is loaded into DRAM. The O/S MBR 28 is then 15 responsible for downloading and initializing remaining portions of the O/S, which in turn download the hibernation file 20. Here again, it should be noted that in some systems within the scope of the present invention, different sets of clients may request downloads of different boot files of hibernation files. The Applicants have observed that synchronous streaming reduces by over 50% the time required to boot an O/S 40 20 over a network, as opposed to a standard O/S local boot.

The hibernation transaction protocol is consists of two halves. The first half comprises generating the hibernation image on the boot drive 8 and the second half is the actual resume from the hibernation image.

Prior to starting the inventive boot up process, the hibernation file 20 residing 25 on the server 4 is generated in a straightforward manner. Once a client PC is configured to a desired state, the hibernate function is employed to create a hibernation image in the hibernation file 20. The hibernation file 20 is then transferred to the server's boot drive 8. Alternatively, the hibernation process could be executed such that the hibernation file is saved directly to the server boot drive 8. Although the 30 hibernate function instructs all drivers to power down, the storage driver 32 only does so at the request of the O/S, after caching WIN32.SYS 72 into local memory 50 and writing the memory contents to the file HIBERFIL.SYS (the file O/S loader checks 14 for validity upon resuming). Another step preferably performed prior to initiating the boot process is storing on the boot drive 8 the MBR 24 emulation code.

The architecture of Windows® requires two drivers, the storage driver 32 and network filter driver 30, in order to communicate with the server rather than only 5 one, because drivers are required to take on a "type" and one driver cannot simultaneously be a storage driver and a network driver. Windows 2000 and XP's implementations of hibernation assume only one O/S driver will be required to communicate with the storage device, and, accordingly, provide no mechanism to allow the hibernation process to support more than one O/S driver. Presently 10 available standard O/S drivers will not work because they have not been written to resume from a file over a network. In the standard resume from a local drive, an O/S storage driver is only required to (and only does) know how to communicate with the local hard drive.

The storage driver 32 "hooks" into the dispatch routines of the NIC driver 74 15 by replacing the dispatch address for a power handler in the NIC driver 74 with the storage driver's own handler. The storage driver 32 may then call the original NIC driver power handler routine.

The booting process is comprised of many steps, but generally speaking involves one program starting another, each more intelligent than the one before. The 20 major steps of the present inventive method are the BIOS initialization, PXE initialization, the MBR loading and Int 13h redirection, the loading of the hibernate image, and the O/S resume. Note that this solution is specific to Windows 2000; however, the steps listed below encapsulate a generic framework for extending the solution to other operating systems.

With reference to Figure 5, upon powering up, the BIOS 48 initialization of client 2 immediately begins with the execution of a power-on/self-test (POST) sequence (Step 502). Each client broadcasts a DHCP discovery request to ascertain its own IP address. The server's O/S, which supports this protocol (and others), returns these parameters as well as the address of a server to boot from, which may or 30 may not be the network server 4. The virtual boot drive 8 may comprise any nonvolatile storage device associated with the network server 4 (or alternative boot server 34). Types of drives could include floppy disks, hard disks, magnetic tape, DVD's, CD-ROMs, and flash ROMs. To be a virtual boot drive 8, a device should hold a copy of a hibernation file containing O/S files, or microinstruction code that is intended to be downloaded.

During the POST, the CPU 42 checks addresses on the bus 56 to determine if an OPROM 64 is present on the client 2. If it finds an OPROM, the CPU processes 5 any hardware initialization routines located on the OPROM, which initializes the NIC 54 (Step 504) to a usable state. The OPROM code then initializes the PXE code 66 (Step 506). The OPROM code also "hooks" into the BIOS boot process through the interrupt 13h handler services (Step 508) which controls reads and writes to the hard drive 52. By using the PXE code and assuming control over the NIC 54, the OPROM 10 64 code communicates with the server 4 and allows the server's hard drive 8 to transparently emulate a local disk drive 52 of the client 2 through redirection of disk reads and writes to the server.

At the end of the POST sequence, the BIOS 48 will start the booting of the O/S. The BIOS reads the first sector (cylinder 0, head 0, sector 1) of the server's 15 virtual drive 8 (Step 510). The first sector stores the MBR 24 (Master Boot Record) that contains additional emulation code to boot the O/S 40. The MBR 24 code is traditionally provided by the O/S manufacturer, but in order to facilitate the hibernation resume process described below, it was necessary to develop additional emulation code. The MBR code is executed after being loaded into client memory 20 (Step 512). The MBR code continues to use PXE 66 to communicate with the network server, and hooks interrupt 13h in order to capture all storage access requests, preventing writes to the server's virtual hard disk 8 (Step 514) during the early portion of the boot process. Read requests are preferably processed using the synchronous streaming method 400 described above. Read requests are not passed to 25 the original Int 13h BIOS routine, but instead PXE is used by the MBR to receive data from the network server 4. Read requests are satisfied by the MBR code, and requests are then returned to the requestor with the data downloaded from the network server. Disk writes are handled differently. The MBR code does not perform writes, but returns a successful write indication to the disk write requestor. Writes are also not 30 passed to the original hit 13h BIOS routine.

The MBR code then proceeds to download an O/S MBR 28 developed by the O/S manufacturer, shown in Fig 1 as "Windows 2000 MBR". The MBR code 88 at each client 2, through its hooking of the Int 13h vector, captures all requests for local 16 disk reads before the OPROM 64 has an opportunity to see the requests. The downloaded MBR 88 then forwards, using PXE 66, the requests to the network server (step 516) to download the O/S MBR 28.

In step 518, the network server 4 may synchronously stream data packets that 5 collectively comprise the O/S MBR 28 from the server's virtual drive 8 to each client 2 requesting the O/S MBR download. Streaming module 26 registers for download all clients 2 which make an O/S MBR download request during an invitation period. The invitation period may consist of a predetermined time period that gives all clients an opportunity to register. The streaming module 26 then designates a first client as a 10 Read Requestor. That is, only that client will be allowed to make a read request of the streaming module 26 to transmit to all the registered clients V the contents of the next data sector. The streaming module 26 then accesses and simultaneously transmits to each of the registered clients 2' the identity of the Read Requestor and the contents of a first sector of a group of sectors on the virtual drive 8 which collectively store the 15 O/S MBR 28. The streaming module will then determine if all sectors of the O/S MBR group of sectors have been transmitted. If more sectors are required to be transmitted, the streaming module will designate a new Read Requestor client, provided, of course, that there is more than one registered client Next, the streaming module accesses the next sector and simultaneously transmits its contents with the 20 identity of the new Read Requestor to each of the registered clients 2\ The step of designating a new Read Requestor is preferably performed in a round-robin fashion, whereby one registered client following each sector transmission round will in turn have responsibility for generating a virtual drive read request while the non-designated clients simply wait for transmitted data. This streaming process 400 is 25 repeated until the entire O/S MBR 28 has been transmitted and subsequently loaded at each client, at which time the downloaded O/S MBR takes control of the network interface 54 and request generation process.

Note that each read request, regardless of which registered client it has come from, will be identical. The read requesting effected by the MBR code may, therefore, 30 proceed in a lock-step fashion. Each read request will be identical because each client will be requesting a read from the same virtual drive and executing the same MBR 28 already downloaded from that virtual drive. 17 WO 03/090073 PCT/US02/12272 Referring again to Figure 5, in step 520 each registered client V has received and stored the transmitted O/S MBR sectors. The received data sectors are stored in RAM 50. Each sector is sent with a sequential number. Each client may then determine (step 522) whether the client successfully received all the sectors that were 5 transmitted. If a client is missing a data packet, the client will then asynchronously request from the network server the missing data sector. This data, though, will only be returned to that individual client and not broadcast or multicast to all the registered clients.

In step 524, the O/S MBR 28 (e.g., Windows 2000 MBR) is loaded into each 10 client's memory 50 and executed. The O/S MBR in turns downloads from the virtual drive an O/S loader 74 (e.g., file NTLDR) (step 526) written by the O/S manufacturer. The downloaded O/S loader 78 will check if a valid hibernation image 20 exists on the virtual drive 8 (step 528). The virtual drive has previously been set up to contain the valid hibernate image 20. The O/S loader 78 then begins to load the 15 hibernate image through a series of Int 13h read requests that the MBR 33 will capture and redirect to the network server 4 (step 530). The streaming process 400 may again be deployed, on this occasion to access and transmit the contents of a plurality of sectors on the virtual drive 8 that collectively store the hibernation file 20 (step 532).

Once the hibernate image has been copied to each client's local memory 44, the O/S loader 78 passes execution to the O/S 40 restored from the hibernation image, i.e., Windows XP or 2000 (step 534). Note that, from this point forward, that read requests are not performed in a synchronous manner. Rather, they are transmitted to and answered by the network server on an individual basis.

The O/S 40 now needs to begin waking drivers 76, such as storage driver 32, and to perform some initialization to bring the system back to a usable state. One difficulty encountered here is that the storage driver 32 must prevent any reads or writes until the NIC driver 74 and network filter driver 30 have been initialized.

However, the network filter driver will not be initialized until the O/S 40 has read the 30 file providing system utility functions (e.g., WIN32.SYS). This problem has been solved by the early caching of WIN32.SYS into client memory 50 before creating the hibernation image, thereby making the file a part of the hibernation image itself that has now been read into local memory 50. Thus, the file WIN32K.SYS can be read 18 WO 03/090073 PCT/US02/12272 from local memory without accessing the virtual drive 8. With one exception, the storage driver 32 queues all O/S disk write and read requests into a cache also previously allocated during the creation of the hibernation image, and now in the client system's memory 50. The storage driver 32 simply stores the requests until it's 5 safe to allow the requests to be processed, i.e., after the NIC driver 74 and network filter driver 30 have been initialized (step 536). The file WIN32K.SYS is read from local client memory and the data is returned back to the O/S (step 538).

The O/S 40 then awakens the NIC driver 74 and network filter driver 30 (step 540). In step 542, the network filter driver 30 informs the storage driver 32 that the 10 NIC 54 has been initialized and that the network filter driver 30 is ready to accept the pending read and write requests. Alternatively, the storage driver 32 may have previously (during the creation of the hibernation image) "hooked" into the NIC driver 74 dispatch function, monitoring its data for "IRP_MJ_POWER". This alerts the storage driver 32 when the network drivers have been awakened. Once the O/S 40 15 transmits IRP_MJ_POWER to the NIC driver 74, the request will always be for full power-on. The storage driver 32 will wait for the NIC driver to finish processing the IRP_MJ_POWER, which then means the network drivers have been fully awakened.

In step 544, the storage driver then de-queues all the cached read and write requests to restore the O/S 40 to a usable state, after which a user may use the client 20 PC in the normal manner. Note that in this embodiment the storage driver handles reads and writes slightly differently. That is, the storage driver caches locally all writes so that the writes are never committed to the virtual driver, in order that different clients do not simultaneously write to the same virtual image and corrupt it. Conversely, reads are actually read from the virtual drive unless a copy of the needed 25 sector has already been cached on the client In the latter case, the sector is read from the cache in the client's memory and no network transaction takes place.

Other embodiments of the invention will be apparent to those skilled in the art from a consideration of the specification or practice of the invention disclosed herein. For example, in some embodiments, the synchronous streaming process 400 may be 30 used only in downloading data requested by the interrupt handler processes, or only in the protected-mode accesses of the server. Or the synchronous streaming process 400 may be employed in preloading applications into the clients. Similarly, in other embodiments, booting from a network copy of a hibernation image without the use of 19 the MBR code to synchronize the request and receipt of data packets is within the scope of this invention. It is, therefore, intended that the specification and examples be considered as exemplary only, with the true scope and spirit of the invention being indicated by the following claims.

What is claimed is:

Claims (45)

1. A method of streaming data from a first server to one or more client computers, the first server in communication with the one or more client computers in a network through a corresponding number of client interfaces, the method comprising the steps of: 5 issuing one or more requests to the first server to download contents of a plurality of sectors residing on the first server, wherein the plurality of sectors collectively stores data desired by the one or more computers, and wherein the first server emulates, in response to the one or more requests, 10 behavior of a disk drive on the one or more computers; registering each of the client computers from which the first server received a download request during a predetermined invitation period; determining that a sector sequence file does not reside on the first server and then learning a sector sequence file; 15 broadcasting or multicasting the plurality of sectors via the network from the first server to the one or more client computers requesting the download of the plurality of sectors according to a sequence specified in the learned sector sequence file and such that the actual source of the sectors remains transparent to the one or more client 20 computers wherein the step of broadcasting or multicasting further comprises: designating, by the first server, in a predetermined order, a different client during each sector transmission from which a request for the next sector is received, until all the sectors are transmitted. 25

2. The method of claim 1, wherein transmitting the plurality of sectors further comprises broadcasting the plurality of sectors.

3. The method of claim 1, wherein transmitting the plurality of sectors 30 further comprises multicasting the plurality of sectors.

4. The method of claim 1, wherein the server emulation is a result of the one or more client computers executing pre-execution boot environment (PXE) code residing on the one or more client computers and thereby handling disk access INTELLECTUAL PROPERTY 21 OFFICE OF N ? 2 0 AUG 2007 received operations through an interrupt handler procedure and issuing the one or more requests.

5. The method of claim 4, wherein the desired data is emulation code for 5 emulating a local disk drive and requesting a download of an operating system (O/S) boot file including O/S drivers.

6. The method of claim 1, wherein the server emulation is a result of the one or more client computers executing emulation code received from the first server, 10 thereby handling disk access operations through an interrupt handler procedure and issuing the one or more requests.

7. The method of claim 6, wherein the desired data comprises an O/S boot file and O/S drivers for assuming control of the one or more client computers' 15 interfaces to the network and issuing the one or more requests a download of one or more files necessary for the one or more client computers to complete the booting process.

8. The method of claim 7, wherein the one or more files necessary for the 20 one or more client computers to complete the booting process includes one or more hibernation files.

9. The method of claim 1, wherein the server emulation is a result of the one or more client computers executing an O/S boot file and O/S drivers received 25 from the first server for assuming control over the one or more client computers' interfaces to the network and issuing the one or more requests.

10. The method of claim 9, wherein the desired data comprises one or more files necessary for the one or more client computers to complete the booting 30 process.

11. The method of claim 10, wherein the one or more files necessary for the one or more client computers to complete the booting process includes one or more hibernation files. 22 I OFFICF OF M.Z 1 I 2 <i JUL 2007 ' R F O EIV ED- t

12. The method of claim 10, wherein the one or more files necessary for the one or more client computers to complete the booting process includes one or more initialization files. 5

13. The method of claim 1, further comprising the step of storing the contents of the plurality of transmitted sectors received from the first server in local client memory. 10

14. The method of claims 9 or 10, further comprising the steps of: loading the contents of the one or more hibernation file into the one or more clients' local memory; and activating the client O/S processes embodied in the hibernation file(s).

15 15. The method of claim 1, wherein the desired data comprises one or more application files.

16. The method of claim 1, wherein learning a sector sequence file further comprises the steps of: 20 selecting a single registered client from among the registered clients; allowing the selected client to make disk access requests, while recording to a learned sector sequence file an ordered list of sectors requested by the selected client. 25

17. The method of claim 1, wherein learning a sector sequence file further comprises the steps of: selecting a single registered client from among the registered clients; allowing the selected client to make disk access requests, while sequentially recording to a learned sector sequence file the actual data content of 30 the requested sectors.

18. The method of claims 16 or 17, wherein using the learned sector sequence file to complete the transmitting step further comprises the step of: 23

OFFICE OP N2 \ 2 <i JUL 2007 I received. broadcasting or multicasting the plurality of sectors to the non-selected client computers according to a sequence specified in the learned sector sequence file. 5 19. The method of claim 1, further comprising the steps of: storing at each registered client the transmitted sectors received by each registered client; transmitting from the first server to the registered clients a transmission complete signal; 10 identifying at each registered client which sectors have been successfully received and stored; and individually requesting from the first server retransmission of sectors not successfully received and stored. 15

20. The method of claim 1, wherein the sector sequence file contains a list of all sectors which collectively store one or more O/S boot files.

21. The method of claim 1, wherein the sector sequence file contains a list of all sectors which collectively store one or more hibernation files. 20

22. The method of claim 1, wherein the sector sequence file contains a list of all sectors which collectively store one or more application files.

23. The method of claim 1, wherein the first server is in communication with 25 the one or more client computers via one or more buses.

24. The method of claim 1, wherein the request issuing step further comprises the step of obtaining, from a second server, an address of the plurality of sectors residing on the first server. 30

25. The method of claim 24, wherein the first and second servers are the same server or different servers connected to the network.

26. A system for streaming data from a first server to one or more client 24 V intELLE ii JUL 2007 nFCElV ED. computers, the first server in communication with the one or more client computers in a network through a corresponding number of client interfaces, the system comprising: the one or more client computers each having: 5 a processor; a memory, in communication with the processor, for storing executable computer instructions therein; wherein the processor, in response to the instructions: issues one or more requests to the first server to download 10 content of a plurality of sectors residing on the first server, wherein: the plurality of sectors collectively stores data desired by the one or more client computers; and the first server emulates, in response to the one or more requests, behavior 15 of a disk drive on the one or more client computers; the first server having: a server processor; a server memory, in communication with the server processor, for storing executable computer instructions therein; wherein the server processor, in response to the instructions: 20 registers each of the client computers from which the first server received a download request during a predetermined invitation period: determines that a sector sequence file does not reside on the first server and then learns a sector sequence file by selecting a 25 single registered client, booting the selected client while recording to the sector sequence file an ordered list of sectors requested by the selected client during booting: accesses the plurality sectors from a disk drive associated with the first server; and 30 transmits via the network to the one or more non-selected registered clients requesting the download, after a predetermined invitation period, the plurality of sectors according to a sequence specified in the learned sector sequence file and such that the actual source of the sectors remains transparent to the one or more client computers, and designates, in a round-robin order, a 25 25 I OFF'GP 2 h JUL 2007 different client during each sector transmission from which a request for the next sector is received until all sectors are transmitted.

27. The system of claim 26, wherein the server emulation is a result of the 5 one or more client computers executing pre-execution boot environment (PXE) code residing on the one or more client computers and thereby handling disk access operations through an interrupt handler procedure and issuing the one or more requests. 10

28. The system of claim 27, wherein the desired data is emulation code for emulating a local disk drive and requesting a download of an operating system (O/S) boot file including O/S drivers.

29. The system of claim 26, wherein the server emulation is a result of the 15 one or more client computers executing emulation code received from the first server, thereby handling disk access operations through an interrupt handler procedure and issuing the one or more requests.

30. The system of claim 29, wherein the desired data comprises an O/S boot 20 file and O/S drivers for assuming control of the one or more client computers' interfaces to the network and issuing the one or more requests to download a hibernation file.

31. The system of claim 26, wherein the server emulation is a result of the 25 one or more client computers executing an O/S boot file and O/S drivers received from the first server for assuming control over the one or more client computers' interfaces to the network and issuing the one or more requests.

32. The system of claim 31, wherein the desired data comprises a hibernation 30 file.

33. The system of claim 32, wherein the hibernation file includes one or more initialization files. 26 2H JUL 2007 crPlVED 10 25

34. The system of claim 26, wherein, in further response to the instructions, each processor: stores the contents of the plurality of transmitted sectors received from the first server in local client storage.

35. The system of claims 32 or 33, wherein, in further response to the instructions, each processor: loads the contents of the hibernation file into the one or more clients' local memory; and activates the client O/S processes embodied in the hibernation file.

36. The system of claim 26, wherein the desired data comprises one or more application files.

37. The system of claim 26, wherein, in further response to the instructions, each processor: stores in local client memory the transmitted sectors received; receives from the first server a transmission complete signal; identifies which sectors have been successfully received and stored; and requests individually from the first server retransmission of sectors not successfully received and stored.

38. The system of claim 26, wherein the sector sequence file contains a list of all sectors that collectively store an O/S boot file.

39. The system of claim 26, wherein the sector sequence file contains a list of all sectors that collectively store a hibernation file.

40. The system of claim 26, wherein the sector sequence file contains a list of all sectors that collectively store one or more application files.

41. The system of claim 26, wherein the first server is in communication with the one or more client computers via one or more serial or parallel buses. 27

42. The system of claim 26, wherein, in further response to the instructions, each processor obtains, from a second server, an address for each of the plurality of sectors residing on the first server. 5

43. The system of claim 42, wherein the first and second servers are the same server or different servers connected to the network.

44. A method of streaming data from a first server to one or more client computers, the first server in communication with the one or more client 10 computers in a network through a corresponding number of client interfaces, substantially as herein described with reference to figures 2 to 5.

45. A system for streaming data from a first server to one or more client computers, the first server in communication with one or more client computers 15 in a network through a corresponding number of client interfaces, substantially as herein described with reference to figures 2 to 5. 28