MX2020008381A - Plataforma de cumplimiento de reglamentaciones financieras. - Google Patents

Plataforma de cumplimiento de reglamentaciones financieras.

Info

Publication number
MX2020008381A
MX2020008381A MX2020008381A MX2020008381A MX2020008381A MX 2020008381 A MX2020008381 A MX 2020008381A MX 2020008381 A MX2020008381 A MX 2020008381A MX 2020008381 A MX2020008381 A MX 2020008381A MX 2020008381 A MX2020008381 A MX 2020008381A
Authority
MX
Mexico
Prior art keywords
compliance
financial
financial regulatory
regulatory compliance
compliance platform
Prior art date
Application number
MX2020008381A
Other languages
English (en)
Inventor
Kevin J Hart
Michael P Kennedy
Paul A Dunford
Original Assignee
Green Check Verified Inc
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Green Check Verified Inc filed Critical Green Check Verified Inc
Publication of MX2020008381A publication Critical patent/MX2020008381A/es

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/02—Banking, e.g. interest calculation or account maintenance
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/12—Accounting
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q20/00—Payment architectures, schemes or protocols
    • G06Q20/38—Payment protocols; Details thereof
    • G06Q20/40—Authorisation, e.g. identification of payer or payee, verification of customer or shop credentials; Review and approval of payers, e.g. check credit lines or negative lists
    • G06Q20/405—Establishing or using transaction specific rules
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q30/00—Commerce
    • G06Q30/06—Buying, selling or leasing transactions
    • G06Q30/0601—Electronic shopping [e-shopping]
    • G06Q30/0607—Regulated
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/12—Accounting
    • G06Q40/125—Finance or payroll
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q50/00—Information and communication technology [ICT] specially adapted for implementation of business processes of specific business sectors, e.g. utilities or tourism
    • G06Q50/10—Services
    • G06Q50/18—Legal services
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q50/00—Information and communication technology [ICT] specially adapted for implementation of business processes of specific business sectors, e.g. utilities or tourism
    • G06Q50/10—Services
    • G06Q50/26—Government or public services

Landscapes

  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Engineering & Computer Science (AREA)
  • Finance (AREA)
  • Economics (AREA)
  • Theoretical Computer Science (AREA)
  • General Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • Physics & Mathematics (AREA)
  • Strategic Management (AREA)
  • Development Economics (AREA)
  • Marketing (AREA)
  • Technology Law (AREA)
  • Tourism & Hospitality (AREA)
  • Computer Security & Cryptography (AREA)
  • Primary Health Care (AREA)
  • Human Resources & Organizations (AREA)
  • General Health & Medical Sciences (AREA)
  • Health & Medical Sciences (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

Una plataforma de cumplimiento de reglamentaciones financieras incluye un procesador, una memoria que incluye código de programa de computadora, en donde la ejecución del código de programa de computadora por el procesador hace que la plataforma de cumplimiento de reglamentaciones financieras utilice un motor de normas para verificar los datos de transacciones de un cliente comercial contra un conjunto de normas de cumplimiento para determinar el cumplimiento de reglamentaciones financieras y, con la determinación del cumplimiento de reglamentaciones financieras, proveer una notificación de cumplimiento a una institución financiera que recibe los datos de transacciones y, con la determinación del incumplimiento de reglamentaciones financieras, proveer una notificación de incumplimiento a la institución financiera.
MX2020008381A 2018-02-08 2019-02-08 Plataforma de cumplimiento de reglamentaciones financieras. MX2020008381A (es)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US201862627918P 2018-02-08 2018-02-08
US201862725315P 2018-08-31 2018-08-31
PCT/US2019/017194 WO2019157269A2 (en) 2018-02-08 2019-02-08 Financial regulatory compliance platform

Publications (1)

Publication Number Publication Date
MX2020008381A true MX2020008381A (es) 2020-12-09

Family

ID=67548614

Family Applications (1)

Application Number Title Priority Date Filing Date
MX2020008381A MX2020008381A (es) 2018-02-08 2019-02-08 Plataforma de cumplimiento de reglamentaciones financieras.

Country Status (5)

Country Link
US (1) US20200410583A1 (es)
EP (1) EP3750075A4 (es)
CA (1) CA3090880A1 (es)
MX (1) MX2020008381A (es)
WO (1) WO2019157269A2 (es)

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Publication number Priority date Publication date Assignee Title
WO2021154536A1 (en) * 2020-01-27 2021-08-05 Cadet Carmelle Perpetuelle Maritza Racine Methods and systems for executing and evaluating sandboxed financial services technology solutions within a regulatory approval process
US12002087B1 (en) 2020-01-30 2024-06-04 Freedom Financial Network Llc Network computing system to provide account management services for planning user actions
US11853982B1 (en) 2020-01-30 2023-12-26 Freedom Financial Network, LLC User dashboard for enabling user participation with account management services
US11379775B2 (en) * 2020-07-14 2022-07-05 BankCard Services, LLC Computer-based information management system configured for automated and dynamic account analysis and methods thereof
CN111782917A (zh) * 2020-08-20 2020-10-16 支付宝(杭州)信息技术有限公司 用于对金融处罚数据进行可视化分析的方法及装置
US20220092607A1 (en) * 2020-09-24 2022-03-24 The Toronto-Dominion Bank Management of programmatic and compliance workflows using robotic process automation
US20220108069A1 (en) * 2020-10-07 2022-04-07 The Toronto-Dominion Bank Dynamic management of compliance workflow using trained machine-learning and artificial-intelligence processes
EP4268045A1 (en) * 2020-12-23 2023-11-01 Xero Limited Transaction data processing systems and methods
CN113051094B (zh) * 2021-03-22 2024-06-21 中国工商银行股份有限公司 监管数据报送测试方法及装置
US20220335397A1 (en) * 2021-04-16 2022-10-20 Bitaccess Inc. Systems and methods for compliance at transaction kiosks
US20220383370A1 (en) * 2021-05-26 2022-12-01 NatureTrak, Inc. System and method for validating commodity transactions
US20230316207A1 (en) * 2022-03-31 2023-10-05 Eureka Fintech Limited Device, method, and computer-readable medium for assessing individual compliance risk
US11902228B1 (en) 2022-12-30 2024-02-13 Salesforce, Inc. Interactive user status
CN116611917B (zh) * 2023-07-19 2023-10-03 建信金融科技有限责任公司 金融风险的预警方法、装置、设备及存储介质

Family Cites Families (10)

* Cited by examiner, † Cited by third party
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US7266526B1 (en) * 1996-11-27 2007-09-04 Diebold, Incorporated Automated banking machine system with multiple browsers
US8799243B1 (en) * 2006-09-27 2014-08-05 Charles Schwab & Co., Inc. System and method providing for regulatory compliance
US8078533B1 (en) * 2008-10-21 2011-12-13 United Services Automobile Association Systems and methods for monitoring remittances for reporting requirements
US9830643B2 (en) * 2009-03-30 2017-11-28 Ebay Inc. Adaptive risk-based verification and authentication platform
US8438089B1 (en) * 2012-02-10 2013-05-07 Nice Systems Ltd. Method and apparatus for transaction verification
US9836733B2 (en) * 2013-03-15 2017-12-05 Cullinan Consulting Group Pty Ltd. Transaction verification system
US9632069B2 (en) * 2014-02-05 2017-04-25 Vyripharm Llc Integrated systems and methods of evaluating cannabis and cannabinoid products for public safety, quality control and quality assurance purposes
GB201409936D0 (en) * 2014-06-04 2014-07-16 Idscan Biometric Ltd System, method and program for securely managing financial transactions
ES2965418T3 (es) * 2014-06-12 2024-04-15 Metrc Llc Método y aparato para el seguimiento de una o más plantas y/o productos basados en planta y/o seguimiento de la venta de productos derivados de las mismas utilizando tecnología RFID
US20170206596A1 (en) * 2016-01-19 2017-07-20 Tao Zhang Value at Risk Models for AML Compliance and Due Diligence

Also Published As

Publication number Publication date
EP3750075A4 (en) 2021-11-10
WO2019157269A3 (en) 2020-04-23
CA3090880A1 (en) 2019-08-15
WO2019157269A2 (en) 2019-08-15
EP3750075A2 (en) 2020-12-16
US20200410583A1 (en) 2020-12-31

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