KR20180072029A - The system which supports a unlisted stock exchange process - Google Patents

Abstract

The present invention relates to a system for supporting an over-the-counter stock transaction, which is able to guide a stable over-the-counter stock transaction to be effectively achieved. The system for supporting an over-the-counter stock transaction of the present invention comprises a published stock selling/purchasing information accepting module, an asking price bulletin board registration processing module, and a payment processing module.

Description

[0001] The present invention relates to a system for supporting stock exchange trading,

The present invention relates to a system for supporting the trading of off-the-shelf stocks, and more particularly, to a system for supporting the trading of off-the-shelf stocks, and more particularly to a system in which a seller / buyer side issues an unnecessary stock transaction accident situation (for example, A situation in which a defective buyer has falsified information, and the like) while easily guiding the over-the-counter stock trading to be effectively achieved.

In recent years, various types of support systems have been extensively developed / distributed to support the exchange of stocks.

For example, Japanese Patent Application Laid-Open No. 10-2002-18461 (titled "OTC stock trading method using the Internet") (published on March 3, 2002), Korean Patent Laid-Open No. 10-2016-129413 An example of an off-the-shelf stock trading support system based on such conventional technology is disclosed in more detail.

On the other hand, under this conventional system, as shown in FIG. 1, a seller who wishes to sell his or her own stock through an off-the-shelf stock trading can purchase, through the seller information device 3, After accessing the transaction support system 1, a call is issued to the bulletin board 2 to post a series of stock sale announcement information (e.g., name of item, selling price, selling quantity, etc.).

Also, the buyer who wants to buy stock through off-the-shelf stock trading can also access the off-the-shelf stock trading support system 1 via the buyer information device 4, (For example, a name of an item, a purchase price, a purchase quantity, and the like).

Under this circumstance, the sellers who use the off-the-shelf stock trading and the buyer side are informed of the seller's stock selling information (for example, the name of the stock, the name of the stock, (For example, selling price, selling amount, etc.), information on the buyer's stock purchase posting information (for example, the name of the stock, the buying price, The seller tries to contact with the seller, thereby negotiating the price and the like, and then proceeds with a series of stock trading procedures necessary for him according to the result of the negotiation.

However, under such a conventional system, as described above, the off-the-shelf stock trading between the seller and the buyer can not be carried out without separate safeguards, independently ascertained mutually arbitrarily uploaded stock selling information, In this case, the buyer or the seller will accurately recognize / understand the actual economic situation of the other party (for example, the actual stock holding situation, the real money holding status, etc.), unless a separate measure is taken (Such as a situation in which the seller has a false or inadequate stock balance, false information is raised, or there is no fund balance or false information is raised by the buyer).

Of course, if the above-mentioned stock trading accident situation (for example, a situation where a seller who has no stock balance or a deficient stock raised false information, or a deficient buyer has false information, etc.) is left without any further action, The buyer will have to face the serious economic damage corresponding to it, and the stock trading operator will have to deal with the problem that the off-the-shelf stock market will run in a cloudy manner.

Korean Patent Laid-Open No. 10-2002-18461 (Name: OTC stock trading method using the Internet) (disclosed on August 3, 2002) Korean Patent Laid-Open No. 10-2016-129413 (Name: OTC stock trading method using mobile) (May 11, 2016)

Accordingly, an object of the present invention is to provide a method and system for receiving stock-selling posting information uploaded by a seller or stock buying posting information uploaded by a buyer under a communication infrastructure of a seller information device, a buyer information device, The seller or the buyer, and then, after receiving the seller's stock status or the hold status of the buyer's fund, transmits the received stock status of the seller or the hold status of the buyer to the seller The stock issuance information or the stock purchase posting information is compared with the posting information of the stock sale or the buyer's stock purchase information, and if the justice of the stock sale publication information or the stock purchase posting information is confirmed, A computer module that can process the stock sale posting information or the stock buying posting information on the bulletin board, A computer module capable of accepting a seller's electronic signature and a buyer's electronic signature by communicating with a seller information device and a buyer information device under a situation where a contract between a seller and a buyer is made via a shop on the market, After receiving the shareholding status of the seller and the holding status of the buyer's funds, it compares the received stock hold status of the seller or the hold status of the buyer with the contract execution details described in the request message of the seller / buyer A settlement processing request message corresponding to the settlement transaction details is transmitted to the securities company server side when the possibility of the normal settlement of the seller and the buyer is confirmed, And funds to be transferred to the seller account and buyer account. (For example, a situation where the seller has false information or lacks stock balances, a situation where the seller has made false information, a buyer who has or does not have a fund balance has a false information , Etc.), while guiding them to achieve stable OTC stock trading effectively.

Other objects of the present invention will become more apparent from the following detailed description and the accompanying drawings.

In order to achieve the above object, according to the present invention, there is provided a method of transmitting a stock sale publication information uploaded by a seller or a stock-up-stock information uploaded by a buyer by communicating with a seller information device or a buyer information device, A stock selling / buying posting information receiving module for receiving the stocking posting information; After reading the stock sale posting information or stock buying posting information, it communicates with the securities company server managing the seller or the buyer, receiving the seller's stock holding status or the buyer's stock holding status, Or the buyer's fund hold status is compared with the stock sale publication information or the stock purchase posting information to confirm the legitimacy of the stock sale posting information or the stock buying posting information and the legitimacy of the stock selling posting information or the stock buying posting information A bulletin board registration processing module for registering the stock bulletin posting information or the stock purchase bulletin information on the bulletin board; When the contract is concluded between the seller and the buyer via the bulletin board, and when a contract execution progress request message is transmitted from the seller information device or the buyer information device side, the seller information device and the buyer information device communicate with each other, And receives the electronic signature and the buyer's electronic signature, communicates with the brokerage server, receives the seller's stock status and the buyer's cash reserve status, and then receives the seller's stock hold status or the buyer's cash reserve status The settlement confirmation request message is compared with the contract settlement details described in the contract execution progress request message to check the possibility of the normal settlement of the seller and the buyer and if the possibility of the normal settlement of the seller and the buyer is confirmed, And transmits a processing request message to the contract execution history The response stocks and funds to start the over-the-counter stock trading support system comprising a payment processing module to be transferred to the buyer and seller accounts, accounts.

In the present invention, under the communication infrastructure of the seller information device, the buyer information device, the securities company server, and the like, it is possible to transmit the stock purchase sale information uploaded by the seller or the stock purchase announcement information uploaded by the buyer , The seller or the buyer, and receives the stock status of the seller or the status of the buyer's funds, and then transmits the sell-side stock status of the seller or the buyer's stock status to the seller Information of the stock sale announcement information or the stock purchase posting information is compared with the information of the stock sale announcement information or the stock buyer's posting information of the buyer side and if the legitimacy of the stock sale publication information or the stock purchase posting information is confirmed, , Or a computer module that can process posting information of a stock buyer on a bill board, " A computer module communicating with the seller information device and the buyer information device to receive and process the seller's electronic signature and buyer's electronic signature under the circumstances where the contract between the seller and the buyer is mediated, After the receipt of the seller's stock hold status and the hold status of the buyer's funds, the seller's stock hold status or the hold status of the buyer's share is compared with the record of the contract entered in the seller's / The settlement processing request message corresponding to the contracted transaction details is transmitted to the securities company server side and the stock and funds corresponding to the contracted transaction details are transmitted to the brokerage server server Calculator module that can lead to transfer to seller account and buyer account> (For example, a situation in which a seller who lacks or lacks stock balances has raised false information, a buyer who lacks or lacks a balance of funds has been falsified), and the like. Therefore, in the implementation environment of the present invention, The situation where the information is uploaded, etc.) can be easily avoided, and stable off-the-shelf stock trading can be effectively achieved.

1 is an exemplary diagram conceptually illustrating an off-the-shelf stock trading procedure according to a conventional technique;
BACKGROUND OF THE INVENTION 1. Field of the Invention The present invention relates to an off-the-shelf stock trading support system, and more particularly,
FIG. 3 and FIG. 4 are conceptual diagrams illustrating a detailed function execution procedure of an off-the-shelf stock trading support system according to the present invention;

Hereinafter, a system for supporting off-the-shelf stock trading support according to the present invention will be described in detail with reference to the accompanying drawings.

2, the off-the-shelf stock trading support system 100 according to the present invention includes an interface module 101, a wire / wireless online network 11, An operation information storage module 102, a guide frame operation module 103, a stock selling / buying post information reception module 104, a bill board registration processing module 105, An electronic contract document processing module 107, a block chain processing module 108, a payment processing module 109, an account lock processing module 110, an over-the-counter stock transaction history providing module 111 ) Are closely combined with each other. In this case, the merchant information device 13, the buyer information device 14, and the like may be variously selected from personal PCs, smart phones, tablet PCs, and the like.

At this time, the operation information storage module 102 may store various operation information required for the OTC stock trading support process, for example, seller / buyer ID information, seller / buyer account authentication information, seller / buyer member authentication information, Registration information of the seller information device 13, registration information of the buyer information device 14, registration information of the broker server 12, registration information of the block chain node 300 (shown in FIG. 4) Graphic / setting / character information for generation of the stock trading guide frame 201 (shown in FIG. 3), program source information for communication between the respective computation modules, and the like, And assists the transaction support process to proceed normally without any problem.

When the system connection event is generated from the seller information device 13, the buyer information device 14 or the like on the guide frame operating module 103 side, the operation information stored in the operation information storage module 102 (for example, The OTC stock guide guide frame 201 as shown in FIG. 3 is generated by advancing a series of information generating routines on the basis of the OTC stock trading guide frame 201 (program / graphic / setting / character information) ) To the seller information device 13, the buyer information device 14, and the like.

Of course, when the over-the-counter stock trading guide frame 201 is transmitted / posted to the seller information device 13 and the buyer information device 14 under the above-described function of the guide frame operating module 103, A procedure for publishing a series of off-the-shelf stock trading procedures desired by the user, for example, a procedure for publishing <stock sale publication information, stock purchase posting information, and the like on the stock market board 202> <seller / A procedure for creating an electronic contract when a stock sale / purchase contract is concluded, a procedure for filling out an electronic signature, and a procedure for creating an electronic stock transaction history Quot; and &quot; a procedure for inquiring &quot;

Under the circumstances where such infrastructure is provided, the stock selling / buying posting information receiving module 104 receives information on the seller information device 13, the buyer information device 13, and the buyer information device 13 via the interface module 101, (For example, the name of the item, the selling price, the selling quantity, etc.), the stock buying posting information (for example, the stock information of the stocks, etc.) from the seller information device 13, the buyer information device 14, Name, purchase price, quantity of purchase, etc.) is transmitted (see FIG. 3).

At this time, in order to up-load the stock selling information (for example, the name of the item, the selling price, the selling amount, etc.) desired by the seller who wants to sell the stock through the off-the-shelf stock market transaction, (For example, the name of the stock, the buy price, the purchase quantity, etc.) desired by the purchaser who wants to purchase the stock through the off-the-shelf stock trading, The out-of-stocks trading computer 20 computes the IF frame 201 and outputs the stock sale bulletin information (for example, from the seller information device 13, the buyer information device 14, etc.) (For example, name of item, price of purchase, amount of purchase, etc.) are transmitted to the stock selling / buying posting information receiving module 104, (For example, the name of the stock, the selling price, the selling quantity, etc.), the stock buying posting information (for example, the stock ticketing posting information The stock price, the purchase quantity, etc.) in the information storage area of the own company, thereby assisting the process of supporting a series of OTC transactions according to the present invention without any problem.

Under the circumstance where the stock sale publication information (for example, the name of the item, the selling price, the selling amount, etc.), the stock buying posting information (for example, the name of the stock, the buying price, The bulletin board registration processing module 105 communicates with the stock selling / buying posting information accepting module 104 to acquire the stock selling posting information (for example, the name of the item, the selling price, the selling quantity, etc.) Information (for example, the name of the item, the purchase price, the purchase quantity, etc.) and the like (see FIG. 3).

In this way, when the stock selling announcement information (for example, the name of the item, the selling price, the selling quantity, etc.), the stock buying posting information (for example, the item name, the buying price, 105 communicates with a brokerage server 12a that manages the seller and a brokerage server 12b that manages the buyer via the interface module 101 and the wire / wireless online network 11, (Eg, the name of the stock held by the seller, the price of the stock held by the seller, the quantity of the stock held by the seller, etc.), the status of the buyer's fund (eg, the cash balance of the buyer, Price, quantity of stocks of buyers, etc.) (see FIG. 3).

In this case, as soon as the inquiry request message is transmitted from the call bulletin board registration processing module 105 side to the securities company server 12a that manages the seller, the securities company server 12b that manages the buyer, (For example, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the stock held by the seller, etc.), the status of the purchaser's fund (for example, (Eg, the name of the stock held by the seller, the price of the stock held by the buyer, the price of the stock held by the buyer, the quantity of the stock held by the buyer, etc.) The amount of stock held by the buyer, the status of the buyer's cash holdings (eg, the cash balance of the buyer, the name of the stock held by the buyer, the price of the stock held by the buyer, Etc.) to the bulletin board registration processing module 105 side, thereby assisting a series of over-the-counter stock trading support procedures according to the present invention to proceed normally without any problem.

Through the above procedure, the seller's stock status (for example, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the stock held by the seller, etc.), the status of the buyer's cash reserve (for example, (E.g., the name of the stock of the stock, the price of the buyer's stock, the quantity of the stock held by the buyer, and the like) is received, the call bulletin board registration processing module 106 advances a series of information comparison routines, (Eg, the cash balance of the buyer, the name of the stock held by the buyer, the price of the stock held by the buyer, the price of the buyer's stock, the price of the seller's stock, (For example, the name of the stock, the selling price, the selling quantity, etc.), the buyer's stock purchase posting information (for example, (For example, the name of the stock, the selling price, the selling quantity, etc.), the buyer's stock purchase posting information (for example, the name of the stock, the purchase price, etc.) , The number of purchases, etc.) (see FIG. 3).

Under this legitimacy check procedure, for example, if a seller's stock selling information (for example, name of item, selling price, selling quantity, etc.) of a particular seller is different from the stock holding status of the seller (for example, (For example, when both stock name information are matched, if both price information are matched, the stock selling amount does not exceed the stock holding amount The bulletin board registration processing module 106 immediately communicates with the guide frame operation module 103 to update the stock sale publication information of the specific seller (for example, the name of the item, the selling price, the selling amount, etc.) The process of registering in the bulletin board 202 proceeds, and eventually the seller can participate in the off-the-shelf stock trading desired by him (as a matter of course, If the seller-side search Stock legitimacy of the post-sale information to deny registration to the stock sale will call board 202 published information is denied).

In addition, under the legitimacy checking procedure, for example, when a stock buyer's posting information of a specific buyer (for example, name of item, buyer's price, amount of purchase, etc.) (For example, if the cash balance exceeds the purchase price, etc.), the call-back bulletin board registration processing module 106 side Immediately thereafter, communication with the guide frame operating module 103 is carried out to proceed with the process of registering the stock buying posting information (for example, the name of the item, the buying price, the buying quantity, etc.) of the specific buyer on the bulletin board, The buyer can effectively participate in the desired off-the-shelf stock trading (of course, if the legitimacy of the buyer's stock buyer information is denied , Being its share purchase information is also published, registration of the call to board 202 is rejected).

Of course, under the system of the present invention, as described above, on the bulletin board registration processing module 106 side, the seller side stock selling information (for example, name of a stock, selling price, (For example, the name of the stock held by the seller, the price of the seller's stock, the quantity of the seller's stock, etc.), the buyer's fund (for example, the name of the stock, the buyer's price, (For example, the cash balance of the buyer, the name of the stock of the buyer's stock, the price of the stock owned by the buyer, the quantity of the stock held by the buyer, and the like), and after confirming the legitimacy thereof, (For example, the name of the stock, the selling price, the selling quantity, etc.), the buyer's stock buying information (for example, the name of the stock, the buying price, (For example, a situation in which the seller has false information or lacks stock balances, and the balance of funds is increased or decreased) without any trouble at the seller and the buyer side under the implementation environment of the present invention A situation where a missing or missing buyer has falsified information, etc.) can be easily avoided.

On the other hand, through the above-described procedure, it is possible to determine whether the sell-side stock selling information (for example, the name of the item, the selling price, the selling amount, etc.), the buying stock information of the buyer (for example, the name of the stock, Under the situation posted on the bulletin board 202, the seller / purchaser consultation support module 106 receives information from the seller information device 13, the buyer information device (hereinafter, referred to as &quot; buyer information device &quot;) via the interface module 101, 14), and checks whether or not a series of agreement request messages have been transmitted from them (see FIG. 3).

At this time, in order to discuss with the other party, the seller and the buyer watching the call board 202 calculate the call board 202 and thereby the seller information equipment 13, the buyer information equipment 14 The seller / buyer consultation support module 106 communicates with the operation information storage module 102 to extract the operation information previously stored in the operation information storage module 102, and then extracts the extracted operation information A seller / purchaser consultation guide window 203 is created and then the created seller / buyer consultation guide window 203 is transferred to the seller information device 13, the buyer information device 14 ) (Refer to FIG. 3).

Of course, under the situation where the seller / buyer consultation guide window 203 is transferred / posted to the seller information device 13, the buyer information device 14, etc., the seller / buyer side can notify the buyer / It is possible to carry out the over-the-counter stock trading procedure more efficiently while performing smooth online chatting (e.g., text chatting, video chatting, voice chatting, etc.).

4, on the side of the electronic contract document processing module 107, the interface module 101, the wired / wireless on-line network 103, It is possible to communicate with the seller information device 13 and the buyer information device 14 or the like through the communication terminal 11 to determine whether or not the contract between the seller and the buyer has been concluded via the call admission board 202 .

At this time, when a contract is concluded between the seller and the buyer, and the contract execution progress request message is transmitted from the seller information device 13, the buyer information device 14, etc., the electronic contract processing module 107 side issues a corresponding contract- (For example, seller name, buyer's name, stock of contracted stock, quantity of contracted stock, contracted stock And the like) (see Fig. 4).

In this way, when the reading of the contract closing details (for example, the seller's name, the buyer's name, the stock of the contracted stock, the quantity of the contracted stock, the price of the contracted stock, etc.) is completed, the electronic contract processing module 107 immediately (For example, seller name, buyer name, stock of contracted stocks, quantity of contracted stocks, price of contracted stocks, etc.) are reflected, and a digital signature The electronic contract 204 including the entry item is generated (see Fig. 4).

(For example, a seller's name, a buyer's name, a contracted stock item, a quantity of contracted stock, a price of a contracted stock, and the like) are reflected through the above-described procedure, When the contract 204 is created, the electronic contract processing module 107 transmits the contract information 204 to the seller information device 13, the buyer information device 14, and the like via the interface module 101, the online wireless network 11, And proceeds with the procedure of transferring the generated electronic contract 204 to the seller information device 13, the buyer information device 14 or the like (see FIG. 4).

On the other hand, under the situation where the electronic contract 204 is transmitted to the seller information device 13, the buyer information device 14, etc. through the above-described procedure, the settlement processing module 109 that operates in conjunction with the electronic contract processing module 107 Communicates with the seller information device 13, the buyer information device 14, and the like via the interface module 101 and the wire / wireless online network 11, and the call is transmitted via the bulletin board 202 , The seller and the buyer have been concluded.

At this time, when a contract is concluded between the seller and the buyer and the contract execution progress request message is transmitted from the seller information device 13 and the buyer information device 14, the payment processing module 109 receives the contract execution progress request message It communicates with the seller information device 13 and the buyer information device 14 via the interface module 101 and the wire / wireless online network 11 to accept the seller's electronic signature and buyer's electronic signature (See FIG. 4).

When the receipt of the seller's electronic signature, the buyer's electronic signature, and the like is completed, the settlement processing module 109 transmits a request to the brokerage server 12a (12a) for managing the seller via the interface module 101, (For example, the name of the seller's stock, the price of the seller's stock, the quantity of the seller's stock, etc.), the holding status of the buyer's funds (For example, the cash balance of the buyer, the item name of the buyer's stock, the price of the buyer's stock, the quantity of the stock owned by the buyer, etc.).

Even in this case, the securities company server 12a that manages the seller, the securities company server 12b that manages the buyer, and the like are notified to the seller account 301, the buyer account (For example, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the stock held by the seller, etc.), the status of the purchaser's fund (for example, (Eg, the name of the stock of the seller's stock, the price of the seller's stock, the value of the seller's stock, etc.) (Eg, the amount of cash held by the buyer, the name of the stock held by the buyer, the price of the stock held by the buyer, the quantity of the stock held by the buyer, etc.) Etc.) to the settlement processing module 109 so that a series of OTC transaction support procedures according to the present invention can be performed normally without any problem.

At this time, in the account lock processing module 110 that operates in cooperation with the settlement processing module 109, the interface module 101, under the situation where the seller's stock holding status and the buyer's side stock holding status are checked by the settlement processing module 109, The securities company server 12a that manages the seller and the securities company server 12b that manages the buyer and the like through the intermediary of the wire / wireless on-line network 11 and the like so that the seller account 301 and the buyer account 302 A locking process is performed (see FIG. 4).

Under this procedure, immediately after the account lock request message is transmitted from the account lock processing module 110, the broker's account 301, the buyer's account, The account 302 and the like are locked so as to prevent a series of stock movement and funds transfer from being made from the seller account 301 and the buyer account 302 and the like (see FIG. 4) The measure may be lifted if, for example, an off-the-shelf stock transaction is canceled, or a reason such as completion occurs).

Of course, if the situation where the seller account 301, the buyer account 302, and the like are locked is created under the function of the account lock processing module 110, the malicious seller, the buyer side, Stock transfer, and money transfer can not be accomplished at all. As a result, good sellers and buyers can more effectively achieve stable OTC stock trading.

On the other hand, through the above-described procedure, the seller's stock holding status (for example, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the seller's stock), the status of the buyer's cash , The buyer's stock name, the buyer's stock price, the buyer's stock quantity, etc.) are received / received, the payment processing module 109 proceeds to a series of information comparison routines, (Eg, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the stock held by the seller, etc.), the status of the buyer's fund (for example, the cash balance of the buyer, , The number of stocks held by the buyer, etc.), and the like (for example, the name of the seller, the name of the buyer, the item of the contracted stock, The amount of the contracted stock, the price of the contracted stock, etc.), and thereby, the procedure of confirming the possibility of the normal payment of the seller and the buyer (see FIG. 4).

Under such a normal settlement possibility check procedure, for example, a contract execution history (for example, a seller name, a buyer name, a contracted stock item, a contracted stock quantity, a contracted stock price, (For example, when the two pieces of stock name information are matched, if the price information of both parties match, the stock selling price is not matched with the stock price of the seller, (For example, the amount of cash held by the buyer, the name of the stock held by the buyer, the price of the stock held by the buyer, the amount of the stock held by the buyer, etc.) (For example, when the cash balance exceeds the purchase price, etc.), the payment processing module 109 transmits a request to the interface module 101, the wired / wireless on-line network 11 and the like, a broker server 12a that manages the seller, a broker server 12b that manages the buyer, and the like, transmits a settlement processing request message corresponding to the contract concluded details, And proceeds to transfer the stock and funds corresponding to the buyer's account 301 and the buyer's account 302 (see FIG. 4).

As described above, under the system of the present invention, as described above, the settlement processing module 109 has a contract / agreement contract history (for example, a seller name, a buyer's name, (Eg, the name of the stock of the seller's stock, the price of the seller's stock, the quantity of the seller's stock, etc.), the status of the buyer's funds (eg, the cash of the buyer The amount of stock held by the buyer, the quantity of the stock held by the buyer, etc.), and after confirming the legitimacy, proceed with a series of payment processing procedures only if the legitimacy is verified Therefore, under the implementation environment of the present invention, various kinds of stock trading accident situations (for example, a contract destruction situation, a contract failure situation Etc.) can easily be avoided.

On the other hand, under the situation where the normal settlement possibility checking procedure is performed by the above-mentioned settlement processing module 109, the electronic contract processing module 107 side communicates with the settlement processing module 109 to determine the normal settlement possibility of the seller and the buyer (See FIG. 4).

At this time, when it is determined that the seller and the buyer can perform normal payment, the electronic contract processing module 107 proceeds to a series of information encryption routines to encrypt the electronic contract 204, ) To the block chain processing module 108 side (see FIG. 4).

On the other hand, under the situation that the seller electronic signature and the buyer electronic signature are received by the payment processing module 109 or the electronic contract processing module 107 completes the encryption processing of the electronic contract, the block chain processing module 108 Receives the seller electronic signature, the buyer electronic signature, the electronic contract 204, and the like, communicates with the payment processing module 109 and the electronic contract processing module 107, A process of distributing and storing the received seller electronic signature, the buyer electronic signature, the electronic contract 204, and the like to the block chain nodes 300 is performed by communicating with the connected block chain nodes 300 4).

Of course, in the case where the seller electronic signature, the buyer electronic signature, the electronic contract 204, etc. are distributedly stored in the block chain nodes 300 under the function of the above-described block chain processing module 108, It is possible to enjoy more stable OTC stock trading procedures while easily avoiding the risk of over / under-trading.

As described above, in the present invention, under the communication infrastructure of the seller information device 13, the buyer information device 14, and the brokerage server 12, A computer module capable of receiving posting information of a buyer's stock, &lt; a broker &apos; or a broker server 12 for managing a buyer, receives the stock hold status of the seller or the hold status of the buyer, The stock holding situation or the status of the holders' cash holdings is compared with the seller's stock selling information or the buyer's stock buyer's posting information to verify the legitimacy of the stock sale publication information or stock purchase posting information, When the validity of the buyer's posting information is confirmed, it is possible to register the corresponding stock sale published information or the stock buyer's posting information in the arcade bulletin board 202 The seller information device 13 and the buyer information device 14 communicate with each other via the computer module and the bulletin board 202 so that the seller's electronic signature and the buyer's electronic signature , <Communication with the securities company server (12), receiving the stock status of the seller, and the status of the purchaser's fund, and then transmits the received stock status of the seller or the status of the buyer's funds The seller and the buyer side confirm the possibility of the normal payment by the seller and the buyer in comparison with the contract execution details described in the contract advancement request message and when the possibility of the normal payment of the seller and the buyer is confirmed, A settlement processing request message corresponding to the details of the contract is transmitted, and the stock and funds corresponding to the contract execution details are transferred to the seller account and the buyer account (For example, a seller who has no stock balance or lacks a stock balance), the seller / buyer side can notify the buyer of false stock information Situation, situation in which there is no fund balance, or insufficient buyer has falsified information), it is possible to effectively achieve stable OTC stock trading.

Meanwhile, as shown in FIG. 2, in the system 100 of the present invention, an over-the-counter stock transaction detail providing module 111 is additionally disposed in addition to the above-described respective computer modules.

At this time, the OTC stock transaction module 111 communicates with the seller information device 13, the buyer information device 14 and the like via the interface module 101 and the online / offline online network 11, It is checked whether or not an OTC stock transaction transaction providing request message has been transmitted from the seller information device 13, the buyer information device 14 or the like (see FIG. 4).

Here, the seller or the buyer participating in the off-the-shelf stock trading procedure computes and manages the out-of-stock trading guide frame 201 to receive an over-the-counter stock transaction request request message from the seller information device 13, the buyer information device 14, The off-the-shelf stock trading transaction providing module 111 communicates with the securities company server 12, 12a, 12b and the payment processing module 109 to transfer stocks and funds related to the seller and the buyer (See FIG. 4), and receives a contract history related to the history, the seller, and the buyer.

In this way, when the transfer of the stocks and funds related to the seller and the buyer, and the contract execution history related to the seller and the buyer are received, the OTC stock transaction transaction providing module 111 proceeds to a series of information generation routines, (For example, out-of-stock exchange transaction date information, out-of-stock transaction counterpart information, out-of-stock transaction product information, out-of-stock transaction money change information, etc.) reflected in the table / figure / character / (For example, off-the-shelf stock trading date information, off-the-shelf stock trading counterpart information, off-the-shelf stock trading commodity information, off-the-shelf stock trading fund fluctuation information, and the like) to the seller information device 13, To the buyer information device 14 or the like (see FIG. 4).

Of course, under the performance of the over-the-counter stock transaction history providing module 111, the seller and the buyer side can not only check the seller information device 13 and the buyer information device 14 without complicated procedures, (For example, the date and time of the out-of-stock transaction, the off-the-shelf stock trading counterpart, the off-the-shelf stock trading commodity, and the off-the-shelf stock trading fund change history).

The present invention is not limited to a specific field, and exhibits a generally useful effect in various fields requiring support for commodity trading.

Although specific embodiments of the present invention have been described and illustrated above, it is to be understood that the present invention may be embodied in many other specific forms without departing from the spirit or essential characteristics thereof.

Such modified embodiments should not be understood individually from the technical idea and viewpoint of the present invention, and such modified embodiments should be included in the appended claims of the present invention.

1,100: OTC stock trading support system
2,202: The bulletin boards
3,13: Seller information device
4,14: Buyer information equipment
11: wired / wireless online network
12: Securities company server
101: Interface module
102: Operational information storage module
103: Guide frame operation module
104: Sell / buy stock information module
105: A bill board registration processing module
106: Support module for seller / buyer consultation
107: Electronic contract processing module
108: Block Chain Processing Module
109: Payment processing module
110: Account lock processing module
111: OTC stock trading module
201: OTC stock trading guide frame
203: Seller / buyer consultation guide window
204: Electronic contract
300: Block Chain Node
301: Merchant account
302: buyer account

Claims (5)

The stock selling / buying announcement, which receives stock - selling posting information uploaded by the seller or stock - buying posting information uploaded by the buyer, by communicating with the seller information device or buyer information device connected to the online / An information reception module;
After reading the stock sale posting information or stock buying posting information, it communicates with the securities company server managing the seller or the buyer, receiving the seller's stock holding status or the buyer's stock holding status, Or the buyer's fund hold status is compared with the stock sale publication information or the stock purchase posting information to confirm the legitimacy of the stock sale posting information or the stock buying posting information and the legitimacy of the stock selling posting information or the stock buying posting information A bulletin board registration processing module for registering the stock bulletin posting information or the stock purchase bulletin information on the bulletin board;
When the contract is concluded between the seller and the buyer via the bulletin board, and when a contract execution progress request message is transmitted from the seller information device or the buyer information device side, the seller information device and the buyer information device communicate with each other, And receives the electronic signature and the buyer's electronic signature, communicates with the brokerage server, receives the seller's stock status and the buyer's cash reserve status, and then receives the seller's stock hold status or the buyer's cash reserve status The settlement confirmation request message is compared with the contract settlement details described in the contract execution progress request message to check the possibility of the normal settlement of the seller and the buyer and if the possibility of the normal settlement of the seller and the buyer is confirmed, And transmits a processing request message to the contract execution history Yeah OTC stock trading support system comprising a payment processing module that enables the stocks and funds can be transferred to the account of the buyer and seller accounts. 2. The method according to claim 1, wherein, when a contract execution progress request message is transmitted from the merchant information device or the buyer information device, the contract contract history recorded in the contract contract progress request message is read and then the read contract contract history is reflected And transmits the generated electronic contract to the seller information device and the buyer information device, and communicates with the payment processing module to determine whether the seller and the buyer have a normal payment possibility Further comprising an electronic contract processing module for encrypting the electronic contract when it is determined that the seller and the buyer are able to perform normal settlement as a result of the confirmation. The information processing apparatus according to claim 1, further comprising: an account lock processing module for communicating with the securities company server and locking the seller account and the buyer account under a condition that the seller's stock holding status and the buyer's side capital holding status are checked by the payment processing module, Further comprising an over-the-counter stock trading support system. The electronic settlement system according to claim 1 or 2, wherein when the seller's electronic signature and buyer's electronic signature are received by the payment processing module or the electronic contract is processed by the electronic contract processing module, Communication with the electronic contract document processing module, after receiving the seller electronic signature, the buyer electronic signature, or the electronic contract, and then communicates with the block chain nodes accessing the wired / wireless on-line network to transmit the received electronic signature of the buyer, A block chain processing module for storing a signature, or an electronic contract, in block chain nodes. The method according to claim 1, further comprising the steps of: when an over-the-counter stock transaction transaction requesting message is transmitted from the merchant information device or the buyer information device, communicating with the broker server and the payment processing module, The OTC stock transaction history report information reflecting the received transfer details and the contract execution details, and transmits the generated OTC stock transaction history report information to the seller information device or the buyer information And an over-the-counter stock transaction history providing module that transmits the over-the-counter stock transaction history to the device.

Images