KR20020006178A - Method For Transaction Of Non Listed Stock On Line - Google Patents

Abstract

PURPOSE: A method for transacting an unlisted stock at an on-line is provided to plan an activation of an unlisted stock transacting market and to enhance a justice and a transparency of a transaction using new business model among a financial institution, a dealer, and a conclusion managing institution. CONSTITUTION: Transactions of unlisted stocks are entrusted from a stock issuing companies, and information to the corresponding company is managed through a stock issuing company managing unit(S202). Users who wish to buy and sell the unlisted stocks open accounts in a financial paying system, and join as members in an unlisted stock conclusion managing system(S204). A control unit checks an inputted member ID and password through a member managing unit(S206). Certified members order a selling and buying processes(S208). If a selling order and a buying order are inputted, a transaction concluding unit searches member information of the member managing unit for checking an account as to a possibility of the selling order and the buying order, and a transaction is concluded(S210). A conclusion contents notifying unit notifies conclusion contents to a buyer and a seller(S212). A cash account and a stock account of each member are modified(S214). Cash and stocks of each member are automatically moved(S216).

Description

How to trade privately held shares online {Method For Transaction Of Non Listed Stock On Line}

The present invention relates to a method of trading unlisted stock and a computer readable recording medium having recorded thereon a program for realizing the method.

The Internet is a collection of computers and computer communication networks connecting these computers. It is a system that can share the information accumulated on these computers. The Internet is a global communication network that anyone in the world can access and use.

With the development of the Internet, electronic commerce (EC) is rapidly developing, and various contents are being developed for this purpose. Even in the case of stock trading, securities companies have already established and commercialized an online stock trading system, and securities firms for online stock trading on the Internet have emerged.

However, as mentioned above, the securities currently traded using the securities company's online system are limited to listed stocks (including KOSDAQ-registered companies), and persons A and B who are trading partners for trading unlisted stocks, or unlisted stocks. You must meet in person with this cash or the equivalent and confirm the authenticity of the stock and exchange it.

Therefore, the trading of unlisted stocks requires not only a very cumbersome procedure and a lot of time, but also a significant burden on the trading itself when the trading partners are remote, and these factors hinder the activation of unlisted stocks. Are becoming.

In addition, from the standpoint of the company, there are many difficulties in managing shareholders in a situation where small investments increase due to the recent activation of Angel Mart.

The present invention is to solve the above problems, by using a new business model between financial institutions, traders and execution management institutions using the Internet network to promote the unlisted stock trading market and to increase the fairness and transparency of transactions online, It is an object of the present invention to provide a non-traded stock trading method and a computer-readable recording medium recording a program for realizing the method.

1 is a configuration diagram of an embodiment of an information communication system to which the present invention is applied.

2 is a flow diagram of one embodiment of a non-listed stock trading method online in accordance with the present invention.

Figure 3 is an exemplary view of a web browser screen for the realization of a method for trading privately held stocks online in accordance with the present invention.

According to an aspect of the present invention, there is provided a method of trading a non-listed stock online, which is applied to an information and communication system, comprising: a first step of receiving information on an issuer of a unlisted stock; A second step of receiving membership from users who want to trade in the unlisted stock; A third step of receiving a trading order for the unlisted stock from the members; And a fourth step of transmitting, to the financial settlement system, a transfer order for cash and stocks between the members of which the trading order is concluded.

In addition, the present invention provides an information communication system having a large-capacity processor for online trading of unlisted stocks, comprising: a first function of receiving information on an issuer of a unlisted stock; A second function of receiving membership from users who want to trade in the unlisted stocks; A third function of receiving a trading order for the unlisted stock from the members; And a computer readable recording medium having recorded a program for realizing a fourth function of transmitting a transfer order for cash and stocks between members to which a trading order is concluded to a financial settlement system.

That is, in the present invention, the company that issued the unlisted stock stores the sovereignty in a financial institution (bank, etc.), and the trading partners (members) through the unlisted stock execution management system ("clearing system"). When trading the unlisted stock, the cash and sovereignty of the transaction is automatically transferred to each account in the financial institution.

Hereinafter, a preferred embodiment according to the present invention will be described in detail with reference to FIGS. 1 to 3.

1 is a configuration diagram of an embodiment of an information communication system to which the present invention is applied.

As shown in the drawings, an information and communication system to which the present invention is applied is a seller terminal 110 for placing a sell order for unlisted stock, the buyer terminal 120 for making a buy order, and unlisted stock for entering the order. The management system 130 includes a financial settlement system 140 for transferring cash and stocks according to the details of the conclusion, and a network 150 such as the Internet for connecting each terminal and the system online.

At this time, the unlisted stock execution management system 130 is a sovereign issuing company that has requested a transaction of the web server 131, unlisted stock through the network 150 and the respective terminals (110, 120) and the financial settlement system 140 Sovereign issuing company management unit 133 for managing information on the member, the member management unit 134 for managing the members who want to sell or buy the unlisted stock, the transaction conclusion unit 137 to conclude the order of the members, The control unit for controlling the information between the web server 131 and the unit 133, 134, 137, 138 and the conclusion history notification unit 138 for notifying the terminal details 110 and 120 and the financial settlement system 140 of each member. 132 is included.

In addition, the member manager 134 includes a cash account manager 135 for managing a cash account of each member and a stock account manager 136 for managing a stock account.

In addition, the financial settlement system 140 is a web server 141 for connecting to each terminal 110 and 120 and the unlisted stock fastening management system 130 through the network 150, the unlisted stock fastening management system 130 To control the information between the member management unit 143 and the web server 141 and the member management unit 143 for managing cash and stock accounts of each member according to the conclusions received from the execution history notification unit 138 of the It includes a control unit 142, the member manager 143 includes a cash account manager 144 for managing the cash accounts of each member and a stock account manager 145 for managing the stock account.

The unlisted stock trading method online according to the present invention in the information communication system having the above configuration will be described in detail with reference to FIG. 2 below.

2 is a flow chart of one embodiment of a method for trading privately held stocks online according to the present invention.

For the trading of unlisted stocks according to the present invention, the unlisted stock execution management system ("clearing system") 130 is first entrusted with the transactions of unlisted stocks from sovereign issuing companies to receive information about the company sovereign issuing company management department ( In step 133, it manages (202). At this time, the information on the financial settlement system (bank, etc.) 140 and the member management unit 143 managing the sovereignty in the financial settlement system 140 where sovereign issuing companies have stored their sovereignty. The management unit 133 is managed together.

Users who wish to sell or buy the unlisted shares open an account in the financial settlement system 140 and join as a member in the unlisted shares execution management system 130 (204). In this case, the opened account information and the information on the members are managed through the member management units 134 and 143 of the financial settlement system 140 and the unlisted stock execution management system 130. At this time, for members who already have unlisted stocks, the member management units 134 and 143 integrate and manage not only cash accounts but also stock accounts.

Through the above process, the preparation step for the transaction of unlisted stock is completed, and then the unlisted stock execution management system 130 receives an order from the seller and the buyer to conclude the order.

That is, the seller and the buyer enter their ID and password after accessing the web server 131 of the unlisted stock fastening management system 130 through the network 150 using the respective terminals 110 and 120. At this time, the control unit 132 confirms the input member ID and password through the member management unit 134 (206), each member whose identity is confirmed is issued a sell order and a buy order (208).

When a sell order and a buy order are input, the transaction conclusion unit 137 searches for the member information of the member management unit 134 and checks whether the account is a sell and buy order, and then concludes a transaction according to each order (210). In this case, each member may be provided with information on the company through the sovereign company management unit 133.

When the transaction is concluded, the contract details notification unit 138 notifies the seller and the buyer of the contract details (212). In addition, the member management unit 143 of the financial settlement system 140 and the member management unit 134 in the unlisted stock execution management system 130 are also notified of the transaction conclusion.

The member management unit 134 in the unlisted stock execution management system 130 that receives the notification will modify the cash and stock accounts of each member through the cash account manager 135 and the stock account manager 136 according to the details of the conclusion. (214).

In addition, the member management unit 143 of the financial settlement system 140 received the notification through the cash account manager 144 and the stock account manager 145 to automatically manage the cash and sovereignty of each member according to the details of the conclusion (216).

In other words, the member management unit 134 in the unlisted stock execution management system 130 is to simply modify the information in the data for each member's cash and stock accounts according to the details of the conclusion, the actual transfer of cash and stocks In the member management unit 143 in the financial settlement system 140 is stored through the cash account manager 144 and the stock account manager 145.

Through this process, sell and buy orders for unlisted stocks can be carried out simply online, and the trades can be performed either individually or concurrently or in part by unspecified multilateral transactions.

3 is an exemplary view of a web browser screen for realizing a non-listed stock trading method online according to the present invention, a screen for members to make a buy order and a buy order.

That is, each member checks the information on the current price and company operation status of the unlisted stocks he / she intends to trade on the screen as shown in FIG. 3, and then sells and buys orders within the range of cash and stocks he / she holds. By trading, the unlisted stock will be traded.

The present invention described above is capable of various substitutions, modifications, and changes without departing from the spirit of the present invention for those skilled in the art to which the present invention pertains, and the above-described embodiments and accompanying It is not limited to the drawing.

Referring to the effect of the implementation of the present invention on the unlisted stock market as follows.

First, we can present a new paradigm of trading in the unlisted stock market. Second, we can revitalize the unlisted stock trading market, and build a virtuous cycle investment structure by activating the trading of individual investors.

Referring to the position of individual investors due to the implementation of the present invention as follows.

Firstly, it is not necessary to check the authenticity of unlisted stocks, and thus, it can be trusted for transactions. Second, real-time trading is possible through the internet, so it is convenient to trade. Third, investment capital can be recovered early by trading market activation. Refundability (liquidity) can be increased.

Referring to the position of financial institutions (banks, etc.) due to the implementation of the present invention will be described.

Firstly, it will increase the number of new customers to use the system, and secondly, the balance of bank demand accounts to use the system will increase. Third, increase in revenue and storage fee due to the increase of low cost deposit. ), Income can be generated, and fourth, it is possible to acquire and attract information about high quality venture companies.

Referring to the position of the sovereignty company due to the implementation of the present invention as follows.

First, the repayment of the holding assets will increase as the company's stock trading is revitalized. Second, management costs will be reduced due to changes in shareholders. Third, external awareness will improve.

Referring to the position of the unlisted stock fastening management system (tentative name "clearing system") according to the implementation of the present invention as follows.

First, the private equity market can be revitalized. Second, specialized members can be secured. Third, differentiated services can be provided.

In other words, the present invention as described above can not only facilitate the trading of unlisted stocks, but also has an excellent effect of improving the remittance and liquidity problems, which were the biggest difficulty of unlisted stocks, and simplifying the procedure.

In addition, the present invention can also prevent the risk of occurrence of the authenticity of non-uniform sovereignty due to the appearance of a color copying machine has an excellent effect that can provide a breakthrough electricity to activate the unlisted stock market.

Claims (5)

In the non-listed stock trading method applied to the information and communication system, A first step of receiving information on the issuer of the unlisted stock; A second step of receiving membership from users who want to trade in the unlisted stock; A third step of receiving a trading order for the unlisted stock from the members; And A fourth step of transmitting a transfer order for cash and stocks between members who have concluded the trading order to the financial settlement system; Unlisted stock trading method online, including. The method of claim 1, The first step is, A fifth step of receiving information on unlisted stocks held by the issuing company of unlisted stocks in the financial settlement system; And Sixth step of receiving corporate operation information on the company Unlisted stock trading method online, including. The method of claim 1, The second step, A fifth step of receiving information on a cash account of a user who wants to trade in the unlisted stock registered as a member; And A sixth step of receiving information on the stock account of the member if the member has the unlisted stock; Unlisted stock trading method online, including. The method according to any one of claims 1 to 3, The fourth step, A seventh step of modifying information on cash and stocks of the members whose trading order is concluded according to the trading order; And An eighth step of transmitting an order to the financial settlement system to transfer cash and stocks in accordance with the trading order with respect to the cash and stock accounts of the members with whom the trading order is concluded; Unlisted stock trading method online, including. In the information and communication system equipped with a large-capacity processor for online trading of unlisted stocks, A first function of receiving information about the issuer of the unlisted stock; A second function of receiving membership from users who want to trade in the unlisted stocks; A third function of receiving a trading order for the unlisted stock from the members; And A fourth function of transmitting a transfer order for cash and stocks between the members of which the trading order is concluded to the financial settlement system; A computer-readable recording medium having recorded thereon a program for realizing this.